Professional Documents
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Legal Writing
CEO, Nixedonia
The 36 Rules of Legal Writing
1st Edition – 20 November 2019
All rights reserved; no part of this publication may be reproduced stored in a
retrieval system, or transmitted by any means, electronic, mechanical,
photocopying or otherwise, without the prior permission of the Publisher.
This edition produced exclusively for the sole use of the Purchaser (legal entity).
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Foreword
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Foreword
Since establishing Nixedonia in 2015, having worked earlier for several years in a
legal training capacity across the various offices of the international law firm, DLA
Piper, I noticed that lawyers, regardless of their country, were commonly making
the very same mistakes in their legal writing. After doing numerous training
sessions on legal writing, I began to compile The Rules of Legal Writing whereby I
would concisely explain what specific rules were, in order to help the lawyers to
avoid the common mistakes I was seeing being made. In my experience, it was no
use handing a lawyer a fat book on grammar, or a style-guide, as they would be lost
in too much information – what was needed were clear and concise rules to know,
and then apply.
Finally, after a couple of years, I decided to put all these rules together as one book
of materials, which you now have before you. This work, The 36 Rules of Legal
Writing may prove useful for you to become aware of the main rules needed to
avoid common mistakes. Each rule has been given a name, in order to facilitate
ease of remembering. While a number of the rules do have a distinctively Russian
flavour to them, such as The 1-Ruble Rule, or The Babushka Rule, as I had been
based in Moscow and Saint Petersburg for twenty years, the rules, nevertheless,
will be applicable for all lawyers – both native and non-native speakers.
Further, please note that in an attempt to motivate and inspire readers, I have
included one famous quote related to writing after each of the 36 Rules. Anything
that can be done to make what can be a dry topic more interesting is certainly worth
attempting. The best writing done by lawyers will only be that writing which is
written with focus, interest, and enthusiasm – hence hopefully these quotes will
also, to some small degree, motivate the readers to proceed further with legal
writing and to attain that inspiration.
Should you wish to purchase an expanded Self-Study Legal Writing Book, building
on these 36 Rules, including exercises and answers for each of the 36 Rules, which
comes to €49.99, feel free to contact me and I will be glad to assist you.
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Table of Contents
Foreword
1. The Plain English Rule................................................................................................. 5
2. The 1-Ruble Rule ......................................................................................................... 6
3. The SVO Rule ............................................................................................................... 8
4. The Shan’t Rule ............................................................................................................ 9
5. The Babushka Rule ................................................................................................... 10
6. The Nye-Nye Rule ...................................................................................................... 12
7. The KISS Rule & The Singular Rule .......................................................................... 13
8. The He-She Rule & The Ambiguous He Rule .......................................................... 15
9. The UOU Rule ............................................................................................................ 16
10. The Topics Rule ....................................................................................................... 17
11. The Parallelisms Rule.............................................................................................. 18
12. The Semi-Colon Rules ............................................................................................. 20
13. The Connectors & Signposts Rule ......................................................................... 21
14. The Who-Whom Rule .............................................................................................. 23
15. The Doublets & Triplets Rule ................................................................................. 24
16. The Structures Rules............................................................................................... 25
17. The Articles Rules .................................................................................................... 26
18. The Apostrophe Rules ............................................................................................ 29
19. The SV-Agreement Rule.......................................................................................... 30
20. The Colon Rules ...................................................................................................... 31
21. The Which-That Rule............................................................................................... 32
22. The Tidy Prepositions Rule..................................................................................... 34
23. The Quotations Rule & The Left Rule of Commas ............................................... 35
24. The Salutations Rule ............................................................................................... 36
25. The Commas Rules & The Commaphobia Rule ................................................... 37
26. The Modifiers Rule .................................................................................................. 40
27. The Homophone Rule ............................................................................................ 40
28. The Ions Rule ........................................................................................................... 41
29. The Rules of Titles & Degrees ................................................................................ 42
30. The Dangling Modifiers Rule .................................................................................. 43
31. The Rule of Sentence Fragments........................................................................... 45
32. The Pronouns Rules ................................................................................................ 45
33. The Modals Rules .................................................................................................... 46
34. The Rules of Capitalization..................................................................................... 48
35. The Rules of Conditionals ...................................................................................... 49
36. The Its Rule .............................................................................................................. 50
Other Published Works by the Author
About the Author
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1. The Plain English Rule
Lawyers often use words and terms that are unfamiliar to non-lawyers. However,
additionally, many lawyers use legal jargon (so-called Legalese) unnecessarily.
Using plain, simple English (the preferable Plain English) will make your legal
writing better and more easily understood by clients.
I call these abovementioned words Archaisms – don’t use them in your writing –
try to stick to Plain English. Also, it goes without saying that Latinisms should not
be used either.
Some further points to keep in mind in order to follow the Plain English Rule are
as follows:
When expressing a concept, use the same word or phrase consistently throughout
the document. Any changes in words or phrases will lead to confusion as your client
is forced to consider why a change occurred in the first place.
Therefore, if you do not intend to change the meaning, do not change words or
phrases.
To be politically correct and in other areas, euphemisms are used to replace words
or expressions that may be found offensive or suggest something unpleasant, for
example: This man is underprivileged (not) This man is poor.
I think this above approach ties in nicely with my advice that it is better to be “wrong
in a nice way” than to be “wrong in a wrong way”. What I mean by this is that it is
best to err on the side of being too polite, and it coming across as rather formal or
unusual, than to risk coming across as blunt and direct.
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“This is how you do it: you sit down at the
keyboard and you put one word after
another until it’s done. It's that easy, and
that hard.”
Neil Gaiman
• Write down all your ideas without censoring. Then return and summarize
each paragraph in one sentence. This one sentence may be enough to
communicate the gist of the paragraph.
• Review your text to make sure that words and ideas are not repeated
unnecessarily. It's not difficult to catch repeated words, but repeated
ideas can slip through.
• If each word would cost you 1 Ruble… which words would you cut? How
many Rubles can you save without changing the meaning of the writing?
This is the 1-Ruble Rule – how much more concise can we get?
• Choose simple words over complex ones. It will make your writing easier
to read e.g. “use” instead of “utilize”, “working” instead of “operational”.
Use a long word only if it’s necessary for clarity or to convey a precise
meaning.
Below we can see some examples of Legalese and their more concise translations
into Plain English:
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Legalese Plain English
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“All the fun is in how you say a thing.”
Robert Frost
• The plaintiff sued the defendant. (the actor does the action to the receiver
of the action)
The SVO is the heart of our sentence. We can then add other parts of speech around
our SVO.
So, time expressions can be added at the start or end of the SVO.
Do not insert extra information, between commas, between the elements of the
SVO as this can lead to confusion regarding which subject refers to which verb, and
which verb to which object. Keep It Simple. We can call this extra information
Embeddings.
Avoid Embeddings
• Everyone must do the pro-bono work, except Natasha, Masha, and Sasha.
(clear)
• Everyone, except Natasha, Masha, and Sasha, must do the pro-bono
work.
(not clear)
In the above example, with the Embedding, we are splitting the SVO.
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• The client has to, on the day the payment is transferred from the account
of the supplier, close the account.
(not clear)
• The client has to close the account on the day the payment is transferred
from the account of the supplier.
(clear)
• Second, and related to the first, it breeds litigation. There are 76 pages in
"Words and Phrases" (a legal reference) that summarize hundreds of
cases interpreting "shall".
• Third, nobody uses Shall in common speech. It's one more example of
unnecessary Legalese. Nobody says, "You shall finish the project in a
week." Unless we wish to sound like somebody from a Jane Austen book,
it is best to use Plain English expressions.
Don’t use must or have to. Must can show an internal desire, “I must do the work”,
and has to can show an external obligation, “I have to do the work” Neither of these
are suitable in legal writing.
In a similar light, never use the awful constructions of “is obligated to”, or “is obliged
to” – neither show the modal strength required.
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Thus, instead of these, we have some other options for replacing Shall:
If a Babushka does not understand what you are communicating, then it is not that
she is a bad listener, it is that you are a bad explainer.
So, how can we help the non-specialist understand what we are saying? As we have
seen already, we should apply two of the earlier learnt foundation Rules of Legal
Writing:
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Use short words instead of long ones
Never use long and complex words if short ones will do.
Long and complex words are usually of French origin in English. Anglo-Saxon words,
which are of Germanic origin, are usually preferable for Plain English for example,
commence (French origin) v. begin (Germanic origin), or terminate (French origin)
v. end (Germanic origin).
Avoid using the phrase and/or because it is often inaccurate. Normally, you can just
use or on its own, for example:
However, if you need to be more precise, work out what you mean and choose the
construction that fits your meaning, even if it makes the sentence longer. If three
or more options exist, consider using a list, for example:
- financial institutions;
- insurance companies; or
- related regulatory authorities.
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Delete Prepositional Phrases
Mark Twain
Prince Charming: You! You can't lie Pinocchio! So, tell me, where is Shrek?
Pinocchio: Uh, I don't know where he's not.
Prince Charming: You're telling me you don't know where Shrek is?
Pinocchio: It wouldn't be inaccurate to assume that I couldn't exactly not say that
it is or isn't almost partially incorrect.
Prince Charming: So, you do know where he is!
Pinocchio: On the contrary. I'm possibly more or less not definitely rejecting the
idea that in no way with any amount of uncertainty that I undeniably…
Prince Charming: Stop it!
Pinocchio: ...do or do not know where he shouldn't probably be, if that indeed
wasn't where he isn't. Even if he wasn't at where I knew he was...
Pinocchio is breaking all the Rules of Legal Writing that we have seen so far. His
speech is not in Plain English, nor does it follow the 1-Ruble Rule since it is too
Fluffy, he is splitting his SVOs, and it is unlikely that any Babushka could
understand what he is saying.
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As lawyers we should be careful when using multiple negatives. There does remain
a correct meaning to a sentence with double or multiple negatives – you we might
not know what it is.
Positive sentences are shorter and easier to understand than their negative
counterparts. Readers like to think in the positive and automatically convert
negative messages into the positive to understand them. A negative sentence
forces the reader to take an unnecessary step to grasp the meaning, for example:
Shrek’s Donkey
We need not over-complicate our lives with horribly long and complex sentences.
In fact, if you translate directly from one language into English, for example Russian,
this might be exactly what happens.
If you can take out a word from your writing, without harming your message, then
take it out. We have seen this already under the 1-Ruble Rule.
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At our meeting between representatives of the parties to the joint venture ABC Ltd
and their separate lawyers on the 21st day of June 2015, you, the representatives
of the parties, instructed us to prepare and produce as quickly as possible, because
the matter was extremely urgent, a new draft of the Joint Venture Agreement which
could be based on the draft document that we have discussed and marked up
during the course of our meeting and I now attach hereto the new draft of such
Joint Venture Agreement for your thoughts and for your comments thereon.
Clearly, you can put this much more simply and briefly. On the other hand, do not
omit words that are necessary for grammatical and logical completeness. Do not
be afraid to cut long sentences into shorter parts. In fact, this is what we should do
in order to follow The KISS Rule.
However, if you cannot shorten a long sentence, consider breaking the sentence
into a list by using introductory wording followed by subparagraphs. Although
using a list in this way does not reduce sentence length, it makes the sentence
easier to follow. When using introductory wording, followed by linked
subparagraphs that are all grammatically one sentence, ensure that:
On a related note to The KISS Rule, try to write in the singular rather than the plural.
This is called The Singular Rule. Compare the two sentences below:
• Employees who have earned more than 100 points are eligible for
positions under Section 78.
• Any employee who has earned more than 100 points is eligible for any
position listed under Section 78.
Isaac Asimov
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8. The He-She Rule & The Ambiguous He
Rule
It is better to use gender-neutral language in Plain English when making general
statements that do not relate to a specific person or group. This means we should
avoid using gender specific references (for example, his, her, he, she).
Also, note, we should never use the messy structure of he/she in legal writing! This
breaks the flow of reading and looks clumsy.
There are some simple techniques that will help in following gender-neutral
language:
• use you;
After his term as a member ends, he may carry out his duties as a
member…
After a person’s term as a member ends, the person may carry out the
person’s duties as a member…
On a related note, keep in mind that it is better to refer to subjects by name rather
than gender pronoun, in any case, in order to avoid subject ambiguity:
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The Ambiguous He Rule
Robert Frost
The counterparty is the actor in this sentence, but the contract is the grammatical
subject. Thus, we can think of passive sentences as not being SVO, but, rather, as
being OVS.
A more familiar and straightforward phrasing places the actor as the subject – a
subject is doing something:
Thus, it is generally better in Plain English to switch the OVS into an SVO. However,
note, when we change a passive sentence into an active sentence, then the ending
“by somebody” is generally redundant and can be excluded. So, quite often, our
passive sentence will only be OV rather than OVS.
The contract was drafted. (rather than) The contract was drafted by the lawyer.
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Still, we can be justified in using the passive voice if it occurs when the subject is
Unknown, Obvious or Unimportant. This is The UOU Rule. In fact, in these cases,
active voice would appear strange. Compare the examples below:
Unknown Subject
Somebody burgled the property. The property was burgled.
Obvious Subject
The judge makes judgments in court. Judgments are made in court.
Unimportant Subject
The police interviewed witnesses. Witnesses were interviewed.
Generally, legal English needs a concrete subject, so don't use passive voice unless
the subject really is UOU.
R.L. Stine, WD
When read in sequence, your topic sentences will provide a sketch of the whole
writing's argument. Thus, it becomes possible to quickly read a document from
each of the topic sentences. This style of writing is following The Topics Rule.
To get into a little more detail, we can say that our topic sentence contains a couple
of elements:
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The topic sentences below contain a topic (underlined) and controlling idea (bold).
• Air pollution in Mexico City is the worst in the world for a number of
reasons.
(The causes of…) or (The effects of…)
• Fixing a flat tire on a bicycle is easy if you follow these steps.
(The steps for…)
A typical paragraph starts with a topic sentence which has a controlling idea or
claim, which it then explains, develops, or supports with evidence.
Harper Lee, WD
The usual way to join parallel structures is with the use of coordinating conjunctions
such as "and" or "or."
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Parallel:
Mary likes drafting, researching, and litigating.
Not Parallel:
Mary likes drafting, researching and to litigate.
Parallel:
The paralegal was asked to write quickly, accurately, and thoroughly.
Not Parallel:
The paralegal was asked to write quickly, accurately, and in a detailed manner.
Parallel:
The Legal Professor said that she was a poor student because she waited until the
last minute to study for the exam, completed her tasks in a careless manner, and
lacked motivation.
Not Parallel:
The Legal Professor said that she was a poor student because she waited until the
last minute to study for the exam, completed her tasks in a careless manner, and
her motivation was low.
Parallel:
The Partner expected that he would present his recommendation at the meeting,
that there would be time for him to show his slide presentation, and that the
prospective clients would ask him questions.
Not Parallel:
The Partner expected that he would present his recommendation at the meeting,
that there would be time for him to show his slide presentation, and that questions
would be asked by the prospective clients.
Applying The Parallelisms Rule can be tricky. However, this is necessary as having
non-parallel structures are not only less elegant in style, but they can have different
meanings.
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“Write the kind of story you would like to
read. People will give you all sorts of
advice about writing, but if you are not
writing something you like, no one else
will like it either.”
Meg Cabot
Use the semi-colon to separate items in a list when one or more items contain a
comma. In this regard, we can view this use of the semi-colon as it being a Super
Comma.
The attending partners were: Dr Sally Meadows, Tax; Mr Fred Eliot, Real Estate; Ms
Gerri Taylor, IP; and Prof. Julie Briggs, Corporate.
Closely related sentences are often linked to emphasise their relationship. For
example:
One way to link these sentences is with a comma and a word such as and, or, but,
nor, for, so, yet (called co-ordinating conjunctions).
I read the memo in one evening, but it was not very helpful.
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For variety in sentence structure, the semi-colon can be used to link closely related
sentences instead of a co-ordinating conjunction and comma. (NB – just using a
comma instead of the full stop would be wrong in English)
The semi-colon tells the reader that the second clause is closely linked to the first
clause. Note how sentences joined in this way are similar in either theme or
grammatical structure.
Virginia Woolf
Some words and phrases are called Connectors. Using such words and phrases
helps give text coherence – that is, a natural, reasonable, and logical connection
between parts of the text.
The result of this is text that is easier for your client to understand.
Often, a first draft lacks Connectors, and it is normal to add these at revising the
text.
Amplification or addition:
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Cause and effect; consequence or result:
and so So due to
accordingly İf thus
as a result Then it follows
because (of) Since hence
Comparison or analogy:
Contrast or alternative:
Condition or concession:
Although if unless
even though provided that no doubt
of course to be sure it is true
Conclusion:
Emphasis:
Illustration or example/clarifying:
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particularly in particular namely
in other words to illustrate this means
Relationship in time:
In a similar light, we can also see that good legal writing needs Signposts. These
are simply like big Connectors.
Signposts signal key aspects of the work, such as purpose, structure, the lawyer’s
stance, main points, direction of the argument, and conclusions, while the
Connectors simply link between sentences and paragraphs.
Signposts: Connectors
Grace Hansen
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If this sounds complicated, for use in our legal writing, we can think of the word
who as often being the subject, while whom is an object.
• You will work with our senior associates, who whom you will meet later.
In this case, whom is the direct object of the verb of the subordinate clause will
meet. This becomes clear if you mentally restructure the clause: you will meet
whom.
Whom is an archaic form, but, for good British English, we should use it when
appropriate. Fortunately, the relative pronouns that and which don’t have such
subject-object variations in form.
Angela Carter
These forms are thus called doublets, when there are two words together, or
triplets, when there are three.
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These should be treated with caution, since sometimes the words used mean, for
practical purposes, exactly the same thing (null and void); and sometimes they do
not quite do so (dispute, controversy or claim).
Modern practice is to avoid such constructions where possible and use single word
equivalents instead.
When a doublet or triplet has the same meaning, then it should be replaced by an
umbrella term (one term conveying the meaning of the words). This can not be
done, and should not be done, where you have a true doublet/triplet. In this case,
in order to comply with legal meaning (whether under English Law or US Law), you
should leave the term as it is.
For example, the triplet phrase give, devise and bequeath could be replaced by
the single word give without serious loss of meaning.
Douglas Adams
Just as values for many other topics change from culture to culture, what
constitutes good writing from lawyers also changes.
Below we can see some different meta-structures that lawyers can use when
initially structuring their content:
• Familiarity and Importance - begin with most familiar topic and move
toward the most obscure (but keeping in mind who your target audience
is).
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unknown item by comparing it to a known item, or to show how
something has changed.
Do you find yourself using certain structures more than others? Perhaps some
variety in approach might make for compelling reading rather than repeating the
same structure all the time (for example, Chronology).
Jack London
However, to speakers whose native language is not English articles can prove
troublesome as the rules governing their use are surprisingly complex.
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The indefinite articles a and an and the definite article the signal that a noun is
about to appear. The noun may follow the article immediately, or modifiers (such
as only, even, almost, nearly) may intervene.
ART N ART N
a contract an old contract
the brief the Yukos brief
Articles are not the only words used to mark nouns. Noun markers also include
words such as the following, which identify or quantify nouns:
Use a (or an) with singular count nouns whose specific identity is not known
to the reader
Count nouns refer to persons, places or things that can be counted: one judge, two
judges; one case, three cases; one paralegal, four paralegals. Non-count nouns
refer to entities or abstractions that cannot be counted: time, money, information,
knowledge, patience, experience.
If the specific identity of a singular count noun is not known to the reader – perhaps
because it is being mentioned for the first time, perhaps because its specific identity
is unknown even to the writer – the noun should be preceded by a or an unless it
has been preceded by another noun marker. A (or an) usually means one among
many, but can also mean any one.
Use the with most nouns whose specific identity is known to the reader
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The definite article the is used with most nouns whose identity is known to the
reader. Usually the identity will be clear to the reader for one of the following
reasons:
• A bag full of documents was lost. When the bag was finally found, all
documents were there.
• Ivan warned me that the case involving Newcorp is very important to us.
A superlative such as best or most intelligent makes the noun’s identity specific;
• Please do not slam the door when you leave the hearing.
Both the speaker and the listener know which door is meant and which hearing.
Do not use the with plural or non-count nouns meaning all or in general
When a plural or a non-count noun means all or in general, it is not marked with
the, for example:
Proper nouns – which name specific people, places or things – are capitalised.
Although there are many exceptions, the is not used with most singular proper
nouns, such as Judge Thomas, Sberbank and Lake Volga.
Note: most definite articles in English are optional. So, if in doubt whether to use
the or not, probably you need not. However, don’t make The Cat Mistake – this
means, a Count noun with no article becomes abstract or material. “I like the cat”
has a very different meaning to “I like cat”. …indeed, yum yum.
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“Either write something worth reading or
do something worth writing.”
Ben Franklin
The rule is that in a time expression, the apostrophe appears before the s for single
units of time:
• four weeks’ advance warning; six weeks’ holiday a year; applicants should
be able to offer at least five years’ post-qualifying experience
For the time expressions, as an alternative, you can use the hyphen (that is, “-“) but
without using a plural s:
This has the original name as it is often seen at markets, written by greengrocers,
regarding the price of their produce: Apple’s – 60p per kilo
This is just wrong. We do not use the apostrophe for plurals. In the same way the
examples below are also wrong:
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• the 1990’s
• he got four A’s and two B’s in his exams
• he told me the “do’s and don’ts” of Russian tax law
The correct form for these would be “the 1990s”, “four As and two Bs”, and “dos and
don’ts”.
Winston Churchill
• Do not be misled by a phrase that comes between the subject and the
verb. The verb agrees with the subject, not with a noun or pronoun in the
phrase.
One of the boxes is open. The team captain, as well as his
players, is anxious.
• The words each, each one, either, neither, everyone, everybody, anybody,
anyone, nobody, somebody, someone, and no one are singular and
require a singular verb.
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Each of these hot dogs is juicy. Everybody knows Mr Smirnov.
Either is correct.
• Note: the word dollars is a special case (as are other currencies). When
talking about an amount of money, it requires a singular verb, but when
referring to the dollars themselves, a plural verb is required.
Five dollars is a lot of money. The dollars are in the account.
• In sentences beginning with "there is" or "there are," the subject follows
the verb. Since "there" is not the subject, the verb agrees with what
follows.
There are many questions. There is a question.
• Collective nouns are words that imply more than one person but that are
considered singular and take a singular verb, such as group, team,
committee, class, and family.
The team runs during practice. The committee decides how to proceed.
Erica Jong
• Introducing a list
The bookstore specializes in three subjects: art, architecture, and graphic design.
Do not, however, use a colon when the listed items are incorporated into the flow
of the sentence.
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• Between independent clauses when the second explains or
illustrates the first
The colon is used to separate two independent clauses when the second explains
the first. Here, the colon functions in much the same way as the semicolon. Like
the semicolon, do not capitalize the first word after the colon.
I have very little time to learn the language: my new job starts in five weeks.
A college degree is still worth something: a recent survey revealed that college
graduates earned roughly 60% more than those with only a high school diploma.
• When two or more sentences follow a colon, capitalize the first word
following the colon.
The colon can be used to introduce sentences. (in this case, there is capitalization)
He made three points: First, the company was losing over a million dollars each
month. Second, the stock price was lower than it had ever been. Third, no banks
were willing to loan the company any more money.
• Emphasis
The colon can be used to emphasize a phrase or single word at the end of a
sentence.
After three weeks of deliberation, the jury finally reached a verdict: guilty.
George Eliot
Therefore, which clauses are used to introduce relative clauses that supply
additional information and thus which clauses take commas (to show that they are
extra information clauses).
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These relative clauses can be subtracted without making nonsensical the statement
of the main clause.
That, on the other hand, has a defining function when introducing clauses and the
reader is not presumed to know which thing was being specified.
That clauses cannot be taken away because that which is being identified is integral
to the meaning of the sentence. Consider the following:
• The law that has been enacted by the parliament will enter into force on
25 January.
• This law, which has been enacted by the parliament, enters into force on
25 January.
In option 1, the subordinate clause ... has been enacted by the parliament...
identifies the law (that is, it defines). In option 2, something else identifies the law:
the clause …, which has been enacted by the parliament, … merely gives additional
information about the law.
In normal English, the classic rule is regularly broken because which is often used
to define.
• if the that clause is defining, then do not use commas either before the
that or at the end of the defining clause. It is simpler to just remember
you can never put a comma before that.
• if the clause is defining and which introduces it, then do not use commas
either before the which or at the end of the defining clause (for example,
The law which has been enacted by the parliament will enter into force
on 25 January.). If this is confusing, just remember that which can either
take commas before or after or not.
• if the which clause is just informing extra information, it must be enclosed
in commas. Be sure to include both the opening and the closing commas.
Ernest Hemingway
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22. The Tidy Prepositions Rule
The care when expressing dates, times and figures in legal English. When referring
to a period, make it clear whether it is inclusive or exclusive of the first and last days
of the period.
Beware of excluding the “middle”. The “middle” is sometimes left out when defining
an outcome by reference to a total, a limit, or the occurrence of an event, for
example:
What happens if the share price is exactly EUR 10? Therefore, you should add “or
equal to” where relevant.
Of-Chains
Try to break Of-Chains. "The Directors of the Board of the Department of the
Environment of Egypt" = The Board of Directors at the Egyptian Department for the
Environment".
34
“You don't write because you want to say
something, you write because you've got
something to say.”
F. Scott Fitzgerald
-
Commas and full stops have their place, and when they're placed within quotes
there are some common errors that lawyers make:
Full stops go inside quotation marks on the left: Bob Dylan wrote "Visions of
Johanna."
Commas go inside quotation marks on the left: Bob Dylan wrote "Visions of
Johanna," and many other songs as well.
Question marks go outside quotation marks unless they're part of the quotation.
Shelby asked, "Shelly said the other day, 'I sell properties by the seashore'."
Pay attention to The Left Rule of Commas when dealing with quotation marks.
The punctuation, with the quotation marks, goes to the left of the mark:
The Managing Partner said, “Today, is a great day,” and paused, before continuing,
“for our firm, since we have won the biggest case,” and again he paused, “that we
have every fought.”
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The punctuation at the end of the sentence is also on the left of the quotation
marks.
Samuel Johnson
If we are writing to a man, then we can use Mr and if we are writing to a woman,
then we can use Ms.
Miss and Mrs are archaisms and should not be used in 21st Century legal English.
If you are not sure if it is a man or a woman that you are writing to, then one solution
is to write both or all the names together: Dear Lang Chow.
If we are writing to somebody whose name we don’t know, then we can write Dear
Sir, or Dear Madam.
Dear Sirs includes women. Dear Sir/Madam just looks messy and should not be
used.
Dear Madams is never used. (instead, in theory, you should use Dear Sirs)
Never write Dear All. It is uncountable. It would be better to write Dear Colleagues.
At the end of your writing, the simplest solution is to use Best regards.
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Regards by itself is formal and cold.
Never use contracted forms like BR. Similarly, unusual endings like Truly yours, or
shortened endings like Sincerely should not be used either.
William S. Burroughs
A comma tells readers that one independent clause has come to a close and that
another is about to begin, for example:
• Nearly everyone finished the exercise in three hours, but Anton finished
it in two.
The most common introductory word groups are clauses and phrases functioning
as adverbs. These word groups usually tell when, where, how, why, or under what
conditions the main action of the sentence occurred.
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A simple way to remember this is T, SVO, T. Introductory clauses, or end clauses,
go before or after the SVO clause and are separated by commas.
Separate all items in a series – including the last two – with commas, for example:
• Pins, staplers, letters, and other office inventory were moved from the
desk.
Although sometimes the comma between the last two items is omitted, be aware
that this omission can result in ambiguity, for example:
Did the uncle will his property and houses and warehouses? Or did he will his
property, consisting of houses and warehouses? If the first meaning is intended, a
comma is necessary before and to prevent ambiguity.
This end of series comma is known as the Oxford Comma, or even the Ice-Cream
Comma.
Could the last two elements of a tasty desert be mint, and chocolate or just mint
and chocolate ice-cream?
Also, it is argued about by linguists in Oxford if this comma is needed or not, so that
is where the name comes from.
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• As a matter of fact, Natalia was better than Arturas.
5. Parenthetical expressions
Expressions that are distinctly parenthetical should be set off with commas.
Providing supplemental comments or information, they interrupt the flow of a
sentence or appear as afterthoughts, for example:
6. Contrasted elements
Sharp contrasts beginning with words such as not and unlike are set off with
commas, for example:
A comma is not used before that and because nor after please:
I think the simplest advice would be to follow The Commaphobia Rule - unless you
are very sure about how you are using commas, avoid them. We remember that,
generally, information between two commas is extra.
Agatha Christie
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26. The Modifiers Rule
Place phrases and clauses so that readers can see at a glance what they modify.
Although phrases and clauses can appear at some distance from the word they
modify, make sure that your meaning is clear, for example:
Use:
• Travelling in a car sent by the customer, the lawyer returned to the hotel
where he had stayed in 2012.
Instead of:
• The lawyer returned to the hotel where he had stayed in 2012 in a car
sent by the customer.
Sylvia Plath
It is easy to write one word which sounds like another. This is a very common
mistake in legal writing made by native speakers of English.
Spellcheckers these days are pretty good at spotting incorrectly-spelled words and
the most egregious of grammatical errors.
Unfortunately, most still struggle to spot homophones (those annoying words that
sound the same, but have different meanings) when they’re spelt entirely correctly
but used out of context.
Here are five homophones that are worth paying extra special attention to:
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• Allude / Elude
• Ensure / Insure
“ensure” means to confirm that something will happen, while “insure” refers to the
monetary insurance of something or someone.
• Formerly / Formally
“formerly” means in the past, previously, or in earlier times, while “formally” means
conforming to convention, ceremony, and proper etiquette.
“their” is the possessive case of the pronoun “they”, while “there” is an adverb that
means in or at that place, and “they’re” is a contraction of the words “they” and
“are.”
• Its / It’s
“Its” is the possessive form of “it”, while “it’s” is the contraction of “it” and “is”.
Tonni Morrison
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However, in legal English, "verbing" makes stronger, clearer text.
One way to make our text stronger, and more concise, is to follow The Ions Rule.
This means, that very often we will see prepositions expressions with words of
French origin (hence, they end in –ion). It is these –ions that we need to notice and
then change into verb forms (and thus, also, removing tricky prepositions).
Les Brown
The only exception when initial capital letters can be used is in a title on a business
card, e-mail signature or web profile (only among contact details, but not in the
text). Titles of lawyers are capitalized:
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The person heading a team is normally also the head of each practice belonging to
that team (that is, the head of the Banking & Finance Team is also the head of the
Capital Markets Practice). Though there may be exceptions.
Education/degrees
Abbreviations of degrees are written without full stop (example: LLM, MA, LLB, BA,
MBA).
Abbreviations of research degrees are also written without full stop and without
spaces between the abbreviated degree lettering and the research field
abbreviation, which also starts with a capital letter (examples: MPhil, DPhil, MJur,
MSc, MEng, PhD, BSocSc).
When the degree appears in full or a type or level of degree appears together with
the degree abbreviation, the type or level in any case appears with an initial capital
letter (example: Bachelor in Law, LLM in International Maritime Law, PhD in Social
Sciences).
“Dr”, “PhD” or equivalent are the only educational degrees that can appear in
business cards and signatures alongside the person’s name. However, this is only
optional for the lawyers who really want it.
Ernest Hemingway
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subsequent words. If a modifier is far from the words it modifies it can be said to
be “dangling”, to be hanging, and not clear against what it hangs.
Incorrect: Many tourists visit Arlington National Cemetery, where veterans and
military personnel are buried every day from 9:00 a.m. until 5:00 p.m.
Correct: Every day from 9:00 a.m. until 5:00 p.m., many tourists visit Arlington
National Cemetery, where veterans and military personnel are buried.
• Oozing slowly across the floor, Marvin watched the salad dressing.
• Coming out of the market, the bananas fell on the pavement.
• She handed out brownies to the children stored in boxes.
• I smelled the oysters coming down the stairs for dinner.
• Grocery shopping at Big Star, the lettuce was fresh.
• Driving like a maniac, the deer was hit and killed.
• With his tail held high, my father led his prize poodle around the arena.
• I saw the dead dog driving down the interstate.
• Emitting thick black smoke from the midsection, I realized something was
wrong.
• The girl was consoled by the nurse who had just taken an overdose of
sleeping pills.
• Although exhausted and weary, the coach kept yelling, “Another lap!”
• She carefully studied the Picasso hanging in the art gallery with her friend.
• Freshly painted, Jim left the room to dry.
• He wore a straw hat on his head, which was obviously too small.
• After drinking too much, the toilet kept moving.
Anais Nin
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31. The Rule of Sentence Fragments
Make sure each word group you have punctuated as a sentence contains a
grammatically complete and independent thought that can stand alone as an
acceptable sentence.
Incorrect
Tests of the Shroud of Turin have produced some curious findings. For example,
the pollen of forty-eight plants native to Europe and the Middle East.
Correct
Tests of the Shroud of Turin have produced some curious findings. For example,
the cloth contains the pollen of forty-eight plants native to Europe and the Middle
East.
Incorrect
Scientists report no human deaths due to excessive caffeine consumption.
Although caffeine does cause convulsions and death in certain animals.
Correct
Scientists report no human deaths due to excessive caffeine consumption,
although caffeine does cause convulsions and death in certain animals.
Jack Kerouac
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Use it, they, this, that, these, those, and which carefully to prevent confusion.
Unclear: Einstein was a brilliant mathematician. This is how he was able to explain
the universe.
Clear: Einstein, who was a brilliant mathematician, used his ability with numbers to
explain the universe.
Jules Renard
Apart from shall, which we should not use, other modals can cause confusion for
lawyers.
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• shall
has a duty to (this is best replaced by “to be to”, will, or present simple
form of the verb)
• must
is required to (again, this could be replaced with “to be to”, and have to
should never be used)
• may not
• must not
• may
• should
Terry Brooks
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34. The Rules of Capitalization
Official Titles and Offices
Many lawyers typically struggle with knowing whether to capitalize titles such as
president, captain, mother, governor, aunt, doctor, etc. For these types of
situations, you need to look to see if the title is being used before a specific person
or just as a general reference to the occupation itself. A person’s title should be
capitalized when it precedes his or her name, or if the title is being used instead of
his or her name.
All the above examples use official titles that refer to a specific person. Because of
this, it is correct to capitalize all the titles used. Now, here are some examples of
similar situations where you should not capitalize these titles:
Okay, so the example sentences listed above use the same titles, but they should
not be capitalized. Notice that in these sentences, the titles are being used
generally, referring to an occupation or position, and do not specify a particular
individual. In these situations, you will likely not capitalize the titles.
In titles of works, you always want to capitalize the first word, regardless of whether
or not it is a preposition. So, it is To Kill a Mockingbird, not to Kill a Mockingbird. As
for prepositions in titles, this is a more controversial topic, but most agree that
shorter prepositions should always be lowercase, while some longer prepositions
may be capitalized. Also, conjunctions (for, and, nor, but, or, yet, so) and articles (a,
an, the) should not be capitalized in titles.
For example, Harry Potter and the Philosopher’s Stone but Walking Through the
Jungle (“through” is a longer preposition and most agree is an acceptable word to
capitalize). Some people are tempted to lowercase any short word, such as “is,”
“was,” and “be,” but these are all verbs and should be capitalized.
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“Don't tell me the moon is shining; show
me the glint of light on broken glass.”
Anton Chekhov
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type if clause main clause
Hence, we should pay attention to The Its Rule in order to be aware of how they
can be confused or abused.
Its or their?
Words like "its" and "their" need to agree with the words such as "tenant" and
"tenants" to which they refer.
It’s or its?
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Mistake: Energy Electronics is introducing it's brand new line of heating units at the
convention.
Correction: Energy Electronics is introducing its brand new line of heating units at
the convention.
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Other published works by the author:
The Nixedonia Self-Study Books
Other Books
Concept Cards
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About the author
EDUCATION
Nixedonia aims to not only be a for-profit company, but also a unique valuable
resource for lawyers desiring greater commercial success. For this reason, there is
a wealth of training materials available on the Nixedonia website for free download,
and 128 short legal sales videos, for use in self-study.
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