Professional Documents
Culture Documents
A. McGarry Houghton
To cite this article: A. McGarry Houghton (2010) The paradox of tumor-associated neutrophils:
Fueling tumor growth with cytotoxic substances, Cell Cycle, 9:9, 1732-1737, DOI: 10.4161/
cc.9.9.11297
Abbreviations: PMN, polymorphonuclear leukocyte; ROS, reactive oxygen species; NE, neutrophil elastase; CG, cathepsin G;
PR3, proteinase-3; MMP, matrix metalloproteinase; A1AT, alpha1-antitrypsin; ECM, extracellular matrix;
TAN, tumor-associated neutrophil
Human cancers are comprised of numerous cell types including demonstrated to play vital roles in tumorigenesis beyond creating
neutrophils. Although often ignored, neutrophils are frequently a chronic inflammatory milieu in which neoplastic transforma-
present at sites of tumorigenesis including the kidney, breast, tion can occur.3
colon and lung. These cells possess substances such as reactive A recent concept in tumor-associated inflammation is that
oxygen species and proteinases that are capable of modifying cancer cells themselves are able to manipulate the host’s immune
tumor growth and invasiveness. This review addresses recent response by perpetuating inflammation and polarizing inflamma-
reports describing both pro-host and pro-tumor roles for tory cell responses through the release of bioactive substances.4,5
neutrophils and neutrophil-derived substances and will The cellular composition of tumors is the result of a complex
examine the alterations in neutrophil behavior that explain biological process that involves intricate crosstalk mediated by
this apparent biological discrepancy. Unfortunately, with the
cytokines and chemokines, which influence cell behavior and
exception of investigator driven manipulation of neutrophil
movement. It is noteworthy that only about half of the cells
function, these cells function overwhelmingly against the
host in the setting of cancer. Many cancers are capable of contained within many tumor types are actually malignant. In
recruiting neutrophils to sites of tumorigenesis where they addition to the cancer cells themselves, tumors are comprised of
enhance tumor growth. Identification of the neutrophil- stromal cells, fibroblasts, endothelial cells, pericytes, CD4 + and
derived substances that promote tumor growth may yield CD8 + lymphocytes, NK cells, macrophages and neutrophils,
novel therapeutic approaches to inhibit cancer progression. among others.3 Even this description is quite limited, with many
Alternatively, strategies designed to generate highly activated of these cell types capable of displaying different phenotypes,
and cytotoxic neutrophils within the tumor microenvironment such as Th1 and Th2 CD4 + lymphocyte subsets, and M1/M2
may provide a means to unleash the tumoricidal potential of macrophages.6
the host’s innate immune response. Of all cell types residing within the tumor microenviron-
ment, neutrophils have received the least amount of attention.
Although commonly encountered, only recently have these
short-lived professional phagocytes been considered more than
Introduction an inconsequential bystander. This is somewhat surprising given
that neutrophils possess substances known to alter tumor growth
The association between inflammation and cancer dates to clas- when elaborated from other sources. However, cynics would
sic observations made by the anatomist Galen, when, in the 2nd point to their short half-life and lack of “intellect,” rendering
century A.D., he postulated the Greek version of the famous them incapable of meaningfully impacting tumor cell behavior.
four symptoms of inflammation: rubor, calor, dolor and tumor.1 This review will dispel conventional wisdom regarding tumor-as-
The more modern concept that tumors arise in areas of chronic sociated neutrophils (TAN), address recently described roles for
inflammation is not as modern as one would think, having been these cells within the tumor microenvironment, and re-address
discovered by Virchow in 1863.2 Although Virchow’s hypothesis the tumoricidal potential of neutrophils when manipulated into
remains intact, it is only in the recent past that we have broken highly activated states.
new ground, where specific inflammatory cell types have been
The Neutrophil
Correspondence to: A. McGarry Houghton;
Email: houghtonm@dom.pitt.edu To understand the roles that polymorphonuclear leukocytes
Submitted: 01/21/10; Accepted: 01/25/10 (PMNs or neutrophils) may play within the tumor microenvi-
Previously published online: ronment, it is important to understand established physiologi-
www.landesbioscience.com/journals/cc/article/11297
cal and patho-physiological roles for these cells. Simply put,
neutrophils exist to defend the host from invading microorganisms. quantities of oxygen radicals and proteinases11 at the tumor cell
They also assist in wound healing. Neutrophils are the most surface, but they do elaborate modest concentrations of enzyme
common leukocyte type found in the bloodstream, constantly to the host’s detriment. However, neutrophils can be induced
on the ready to respond to chemotactic stimuli and fight acute to function in a tumoricidal or cytotoxic fashion when highly
infection. They have very short half-lives, on the order of just activated.19 It is likely that the description of both pro-host
a few hours, but survive much longer within inflammatory and pro-tumor PMN is a function of differential neutrophil
environments.7 activation.
Neutrophils have been supplied with toxic substances to kill
invading pathogens. They have gone to great lengths to keep Impact of Neutrophil Infiltrates in Human Cancers
these substances under lock and key, so as not to inadvertently
damage host tissues.8 During the myelomonocytic stages of bone Historically, neutrophils were considered a means of host defense
marrow development, PMN synthesize large quantities of serine- against cancers, albeit a largely ineffective one. PMN would pre-
proteinases [neutrophil elastase (NE), cathepsin G (CG), pro- sumably be recruited to sites of tumorigenesis by macrophages (as
teinase-3 (PR3)]. PMN later synthesize metalloproteinases [neu- is the case in acute infection) where they would attempt to kill
trophil collagenase (MMP-8), gelatinase B (MMP-9)], which, tumor cells using the same substances with which they kill bacte-
like serine proteinases, are stored within cytoplasmic granules ria. This does not appear to be the case. Although few in number,
for later use.9 Neutrophils have apparently adapted this strategy all of the clinical studies regarding tumor-associated neutrophils
for the purpose of rapid dispersal of enzymes to the phagolyso- have demonstrated that their presence is associated with poor
some while sequestering them from vital parts of the cell. When clinical outcomes, including decreased survival. The few stud-
functioning properly, PMNs respond to chemotactic stimuli to ies that would challenge this notion were performed prior to the
enter sites of acute infection where they engulf foreign patho- use of advanced immunohistochemical techniques, and therefore
gens. Antimicrobial peptides (e.g., defensins), reactive oxygen examined simple H&E stained sections, an unreliable method to
species (ROS) and serine-proteinases are then rapidly shuttled distinguish between the different inflammatory cell types.
to phagolysosomes where they kill invading microorganisms.10 More recently, Jensen et al. demonstrated that intra-tumoral
Small amounts of proteinases are also released into the extracel- neutrophils, defined as CD66b + cells, were an independent
lular matrix in quantum micro-bursts to transiently overwhelm predictor of mortality in renal cell carcinoma.20 In their study,
their inhibitors to accomplish focused proteolysis.11,12 intra-tumoral neutrophils decreased the five-year recurrence free
Only under dire circumstances, such as severe sepsis or frus- survival rate from 87 to just 53%. Previous reports in different
trated phagocytosis, will neutrophils spill large quantities of these tumor types have reached similar conclusions. Neutrophil infil-
substances into the extracellular space in the form of neutrophil trates within alveolar spaces in bronchoalveolar cell carcinoma
extracellular traps (NETs) or free oxygen radicals and protei- (BAC), a subtype of lung adenocarcinoma, was associated with
nases.13 These highly activated neutrophil sub-types can be cyto- poor clinical outcome.21 Interestingly, tumor cells in BAC pro-
toxic to neighboring cells. The resultant tissue damage can result duced interleukin-8 (IL-8), a known chemoattractant for neu-
in mortality for the host, especially when it occurs in the form of trophils. Thus it appears that cancers are capable of recruiting
acute lung injury, which is largely caused by neutrophil-derived PMN to the tumor microenvironment, a concept elaborated
proteinases.14 Evolution has tolerated these “side effects” of neu- upon below.
trophil activity, as intact neutrophil function is essential for sur- Several investigators have used an assay designed to recognize
vival of the host. Disorders of neutrophil function in humans are immuno-reactive neutrophil elastase to demonstrate that its’ pres-
characterized by recurrent invasive infections and early mortal- ence in breast cancer homogenates correlated with poor clinical
ity.15 Similarly, genetic deletion of NE caused increased mortality outcomes.22-24 Although highly specific for PMN, NE could theo-
in infection models in mice, as NE is a potent broad-spectrum retically be produced by a poorly differentiated cancer cell. Since
antimicrobial enzyme.16,17 IHC was not performed, the source of NE in these studies cannot
Unlike immune cells that display alternative phenotypes be definitively determined. Additional studies have demonstrated
(i.e., M1 vs. M2 macrophages),18 neutrophil activation states likely increased lung cancer susceptibility when NE activity overcomes
follow a linear progression. There are certainly different degrees that of its endogenous inhibitor, alpha1 antitrypsin.25,26
of PMN activation, but neutrophils tend to use more of a given In addition to intra-tumoral PMN, there is some evidence
substance, rather than to use different substances, to achieve dif- that peripheral blood neutrophil content may predict clinical
ferential function. As an example, quiescent PMN do not release outcome in some cancers. Increased peripheral blood neutrophil
NE, wound-associated and tumor-associated PMN release some counts have been associated with poor outcomes for colorectal
NE, and activated neutrophils fighting infections release signifi- carcinoma,27 small-cell lung cancer28 and metastatic melanoma.29
cant quantities of NE. In practical terms, there are four different Because many confounders influence blood neutrophil counts in
types of neutrophils: (1) naïve circulating PMN, (2) mildly acti- cancer patients (chemotherapy, infection, use of bone marrow
vated PMN (wound-associated and tumor-associated), (3) acti- stimulants, etc.), correlation of these findings with the presence
vated PMN (acute infection) and (4) highly activated (frustrated of PMN at sites of tumorigenesis will be required to validate the
phagocytosis, sepsis, cytotoxic). Naïve circulating PMN, when use of blood neutrophil counts as a surrogate for the tumor-asso-
recruited to sites of tumorigenesis, do not release or “dump” large ciated neutrophil content.
to increased pAkt production, which was observed both in vitro roles for MMP-9 in tumorigenesis. MMP-9-/- mice have been
and in vivo. used to confirm deleterious roles for the enzyme in the Lewis
The most notable finding in this study was the entrance Lung Carcinoma (LLC) model of lung metastasis, HPV16 model
of NE into tumor endosomes. This was the first descrip- of skin carcinogenesis, and the RIP1-Tag2 model of pancreatic
tion of a secreted proteinase gaining access to a cell beyond its islet carcinoma.44,45 It remains debatable whether or not cancer
plasma membrane (the only exception being the engulfment cell-derived MMP-9 mediates basement membrane degradation
of apoptotic PMN by macrophages that places NE within during vascular invasion and metastasis formation.46 However,
macrophage phagolysosomes). NE entered clathrin pits and was it is clear that inflammatory cell-derived MMP-9 drives tumor-
taken into early endosomes. There was specificity to this mecha- associated angiogenesis. Bone marrow transfer studies have been
nism, as NE specifically did not enter caveolae. The ability of a used to demonstrate that inflammatory cell-derived MMP-9 pro-
secreted proteinase to gain access to tumor endosomes generates teolytically releases vascular endothelial growth factor (VEGF)
an entirely novel means by which proteinases may alter tumor sequestered within the ECM.47 Although numerous proteinases
cell growth and expands the list of potential substrates for these are capable of releasing VEGF, MMP-9 is especially efficient in
enzymes to include proteins previously considered restricted this regard.48 This VEGF is bioactive and available for use by
access. neighboring tumor cells, which in turn augments tumor-associ-
Neutrophil-derived NE may prove to be a viable therapeutic ated angiogenesis and ultimately tumor growth.
target for non-small cell lung cancer (NSCLC). Synthetic inhibi- The exact source of inflammatory cell-derived MMP-9
tors of the enzyme were previously generated for the treatment remains debatable, and likely varies by tumor type. Mast cells,
of chronic obstructive pulmonary disease (COPD) and emphy- macrophages and neutrophils all possess MMP-9 and can be
sema, although never thoroughly tested for a number of rea- found infiltrating cancers. Nozawa and colleagues used a com-
sons.42 We utilized one of these inhibitors (ONO-5046, ONO bination of bone marrow transplantation in MMP-9-/- mice fol-
Pharmaceutical) to inhibit lung tumor growth in LSL-K-ras mice lowed by antibody-mediated PMN depletion to diminish tumor
by three-fold. Additional studies are underway in our laboratory growth and angiogenesis in RIP1-Tag2 tumors.47 Although
to establish NE as a therapeutic target in NSCLC. this strongly implicates neutrophil-derived MMP-9 in tumor-
Matrix metalloproteinase-9 (MMP-9). Gelatinase B (MMP- associated angiogenesis, it should be noted that the Gr-1 anti-
9) is a relatively ubiquitous enzyme expressed by many cell types body utilized here recognizes both Ly6C (monocyte) and Ly6G
including neutrophils.43 It displays broad substrate specificity (granulocyte) antigens and therefore depletes both monocytes
including against basement membrane structures. Within neu- and neutrophils. Nevertheless, the early infiltration of neutro-
trophils, MMP-9 is housed within secondary (specific) granules phils and neutrophil-derived MMP-9 is essential for blood vessel
alongside MMP-8. Numerous studies have established pro-tumor formation and tumor growth.