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BACKGROUND: High-resolution optical coherence tomography can detect in situ thrombi within patent foramen ovale (PFO),
which can become a dangerous embolic source. This study aimed to investigate the frequency and size of in situ thrombus
within PFO using optical coherence tomography.
METHODS: The cross-sectional study was conducted at Fuwai Hospital (Beijing, China) between 2020 and 2021. From 528
consecutive patients with PFO, 117 (age, 34.33 [SD, 11.30] years) without known vascular risk factors were included;
according to PFO-related symptoms, they were divided into the stroke (n=43, including 5 patients with transient ischemic
attack), migraine (n=49) and asymptomatic (n=25) groups. Optical coherence tomography was used to evaluate in situ
thrombi and abnormal endocardium within PFO. Univariable analysis and a logistic model were used to evaluate the
association between stroke and in situ thrombus; age, sex, body mass index, and antithrombotic therapy were included
as covariates.
RESULTS: Antithrombotic therapy was used more frequently in the stroke group than in the migraine group (76.7%
versus 12.2%; P<0.001). In situ PFO thrombi were detected in 36 (83.7%), 28 (57.1%), and 0 (0.0%) patients from the
stroke, migraine, and asymptomatic groups, respectively (P<0.001). Between the stroke and migraine groups, there was
no significant difference in the median (interquartile range) thrombus number per patient (7 [3–12] versus 2 [0–10];
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P=0.199), maximum thrombus diameter (0.35 [0.20–0.46] versus 0.21 [0–0.68] mm; P=0.597), or total thrombus volume
(0.02 [0.01–0.05] versus 0.01 [0–0.05] mm3; P=0.386). Additionally, in situ thrombus was significantly associated with
stroke risk (odds ratio, 4.59 [95% CI, 1.26–16.69]). Abnormal endocardium within PFO occurred in patients with in situ
thrombi (71.9%) but not in those without. During optical coherence tomography examination, migraine occurred in 2
patients with in situ thrombi.
CONCLUSIONS: The frequency of in situ thrombus was extremely high in stroke and migraine groups, while none of the
asymptomatic individuals presented with an in situ thrombus. In situ thrombus formation may play a role in patients with PFO-
associated stroke or migraines and have therapeutic implications.
Key Words: foramen ovale ◼ ischemic stroke ◼ migraine disorders ◼ odds ratio ◼ optical coherence ◼ patent ◼ tomography
P
atent foramen ovale (PFO) is prevalent in the general or coronary embolization.2–5 In particular, PFO is likely
population with an autopsy incidence of 27.3%.1 It is responsible for ≈5% of all ischemic strokes and 10%
commonly accepted that PFO is associated with var- of all ischemic strokes in young and middle-aged adults,
ious pathological conditions, including ischemic stroke, respectively.5 In a clinical setting, identifying patients with
transient ischemic attack (TIA), migraines, and systemic a high risk of PFO who may benefit from antithrombotic
Correspondence to: Chaowu Yan, PhD, MD, Department of Structural Heart Disease, Fuwai Hospital, 167 Beilishi Rd, Beijing 100037, China. Email chaowuyan@163.com
Supplemental Material is available at https://www.ahajournals.org/doi/suppl/10.1161/STROKEAHA.122.041524.
For Sources of Funding and Disclosures, see page 1212.
© 2023 American Heart Association, Inc.
Stroke is available at www.ahajournals.org/journal/str
the areas within the endocardial contours were measured. For a right-to-left shunt present in all patients. Fourteen
SCIENCES
to blood artifacts (n=12, involving >1 quadrant on the
endocardial contours were edited manually and extended lines
cross-sectional OCT image; Figure S22) and unsuccess-
were drawn from the disrupted borderlines (along the con-
ful catheter passage across the atrial septum, despite
tours) to form complete contours. Additionally, the endocardial
contours were manually corrected on OCT images with in situ the presence of angiographic shunt and crossing of the
thrombi. In the analyzable segment, the distal area (left atrial PFO with a guidewire (n=2; Figure S23).
side), proximal area (right atrial side), and minimum area of the The mean age of the 117 participants was 34.3 (SD,
PFO were determined within the endocardial contours. All OCT 11.3) years, and 75 (64.1%) were women (Table). In the
images were analyzed by 2 independent cardiologist observ- stroke group (n=43), 4 patients had a history of multiple
ers (blinded to the patients’ information) using an offline review prior strokes, and 5 patients had a history of TIA alone.
workstation (Offline Software E.5, Optis System; Abbott). The time elapsed between stroke/TIA and OCT was 3.4
(SD, 1.2) months, and the median (IQR) risk of paradoxi-
Definitions of In Situ Thrombus and Abnormal cal embolism score was high (9 [8–9]). In the migraine
Endocardium Within PFO group (n=49), the median history of migraine was 6 (IQR,
Within the PFO, an in situ thrombus was defined as the pres- 3–10) years; 27 patients (55.1%) experienced aura, and
ence of an irregular mass ≥100 µm attached to the endocardial 7 experienced nausea and vomiting. In the asymptomatic
surface (Figures S17 through S21).26 A free-floating thrombus group (n=25), there were 19 individuals with high-risk
was defined as an elongated in situ thrombus with circumfer- activities related to PFO and 15 with high-risk anatomi-
ential blood flow at the most distal aspect. In addition, abnormal cal features (9 patients had both high-risk activities and
endocardium within the PFO was classified as (1) endocardial anatomical features, Supplemental Methods).
surface irregularity: microspiculations <100 µm attached to the Antithrombotic therapy was administered more fre-
endocardial surface; (2) endocardial surface discontinuity: a quently in the stroke group than in the migraine group
localized defect on the endocardial surface; or (3) endocardial (76.7% versus 12.2%; P<0.001; Table S1). Antiplate-
signal-poor lesion: a localized region with low backscattering
let therapy was administered to 25 and 6 patients in
adjacent to the endocardial surface (superficial lesion, limited
the stroke and migraine groups, respectively. Antico-
to intima; deep lesion, affecting the intima and subintima).
agulation therapy was administered to 8 patients in the
stroke group, who then underwent an OCT examination
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Figure 1. Flow of participants for optical coherence tomography (OCT) examination of patent foramen ovale.
PFO indicates patent foramen ovale. aIncludes 5 patients with transient ischemic attack alone. bPresence of high-risk activities or anatomical
features related to PFO.
In the stroke group, the thrombus burden was smaller Abnormal endocardium within the PFO was detected
in patients with anticoagulation (n=8) than in those with- in 46 patients with in situ thrombus (71.9%; Figure 3)
out (n=35, including antiplatelet and nonantithrombotic; but not in those without in situ thrombus. The most
thrombus number per patient: median [IQR], 1 [0–3] common abnormality was endocardial surface irregular-
versus 9 [5–13]; P<0.001 and total thrombus volume: ity (39.3%), followed by endocardial surface discontinu-
median [IQR], 0.002 [0–0.007] versus 0.03 [0.01–0.06] ity (11.1%) and endocardial signal-poor lesions (5.1%).
mm3; P=0.002). Between the stroke patients with anti- In the latter group, there were 2 patients with superfi-
coagulation (n=8) and those with antiplatelet (n=25), cial lesions and 4 with deep lesions. Between patients
a significant difference was noted in the median (IQR) with and without in situ thrombus, the differences in
thrombus number per patient (1 [0–3] versus 9 [6–14]; all 3 types of abnormal endocardium were significant
P<0.001) and total thrombus volume (0.002 [0–0.007] (P<0.001, P<0.001, and P=0.02, respectively). No
versus 0.03 [0.01–0.08] mm3; P<0.001). In the migraine individuals in the asymptomatic group had endocardial
group, the frequency of in situ thrombus was 85.2% abnormalities (Figure S25). During OCT examination,
(n=23) in patients with aura and 22.7% (n=5) in those endocardial folding was identified in 3 patients, which
without aura (P<0.001). Furthermore, the patients disappeared after adjusting the position of the guiding
with migraine with aura had a larger thrombus burden catheter’s tip and the OCT-lens marker.
than those without aura (thrombus number per patient,
median [IQR], 9 [2–27] versus 0 [0–0]; P<0.001 and
total thrombus volume, median [IQR], 0.05 [0.01–0.19] Procedural Complications
versus 0 [0–0] mm3; P<0.001). The intraobserver and Procedure-related migraine recurrence was detected in
interobserver reproducibility was high in the measure- 2 patients in the migraine group. For these 2 patients,
ment of total thrombus volume, and the Pearson corre- oxygen inhalation with mask was administered immedi-
lation coefficients were 96.9% and 93.6%, respectively ately, and the symptoms resolved spontaneously within
(P<0.001 for both). 3 to 5 minutes. The presence of in situ thrombi was
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Age, y; mean (SD) 34.3 (11.3) 38.2 (10.6) 29.7 (10.2) 36.9 (11.6) <0.001
Distal PFO area 5.07 (2.02) 4.97 (1.90) 4.33 (1.83) 6.70 (1.65) <0.001
Proximal PFO area 6.59 (2.32) 6.07 (2.69) 6.08 (1.81) 8.46 (1.45) <0.001
Patients with free-floating thrombus, n (%) 20 (17.1) 9 (20.9) 11 (22.5) 0 (0) 0.04
Thrombus number per patient, median (IQR) 2 (0–9) 7 (3–12) 2 (0–10) 0 (0–0) <0.001
Small 37 (31.6) 21 (48.8) 16 (32.7) 0 (0)
Medium 19 (16.2) 13 (30.2) 6 (12.2) 0 (0)
Large 8 (6.8) 2 (4.7) 6 (12.2) 0 (0)
Maximum thrombus diameter, mm; median (IQR) 0.20 (0.00–0.44) 0.35 (0.20–0.46) 0.21 (0.00–0.68) 0.00 (0.00–0.00) <0.001
Total thrombus volume, mm3; median (IQR) 0.01 (0.00–0.04) 0.02 (0.01–0.05) 0.01 (0.00–0.05) 0.00 (0.00–0.00) <0.001
Patients with endocardial surface irregularity 46 (39.3) 27 (62.8) 19 (38.8) 0 (0) <0.001
Patients with endocardial surface discontinuity 13 (11.1) 10 (23.3) 3 (6.1) 0 (0) 0.006
Patients with endocardial signal-poor lesion 6 (5.1) 3 (7.0) 3 (6.1) 0 (0) 0.50
IQR indicates interquartile range; and PFO, patent foramen ovale.
*Values expressed as mean (SD), n (%), or median (IQR).
†Calculated as weight in kilograms divided by height in meters squared.
‡Atrial septal aneurysm was defined as a bulging of the atrial septum of at least 10 mm beyond the plane of the atrial septum into either the right or left atrium.
subsequently confirmed within the PFO of each patient important role in the mechanism of most PFO-associ-
(Figure 4). No abnormal findings on brain computed ated strokes and migraines, making them a potential
tomography were identified a day after the procedure. therapeutic target. Additionally, abnormal endocar-
After a 6F diagnostic catheter crossed the PFO, 1 dium was common in patients with in situ thrombus
patient in the stroke group presented with an ST-seg- and might be implicated in the formation of in situ
ment–elevation with sinus bradycardia, which resolved thrombus within the PFO.
after oxygen inhalation and atropine injection. In situ In the stroke and migraine groups, microthrombi
thrombi were identified within the PFO. A vagal reaction within the PFO were identified in most patients. None
occurred in another patient during a percutaneous punc- of the patients had known vascular risk factors that
ture of the femoral vein. No procedural complications might increase the risk of both venous thrombosis and
were reported during OCT examination or PFO closure atherosclerotic disease.29–31 Furthermore, no asymp-
in other patients. tomatic individuals had in situ thrombi or abnormal
endocardium within the PFO, excluding the possibility
that these abnormalities were related to micro injuries
DISCUSSION following PFO crossing with guidewires and catheters.
In this study, the frequency of in situ thrombus In selected patients with PFO, antithrombotic therapy
within the PFO was particularly high in the stroke was administered for both recurrent stroke prevention
and migraine groups. In contrast, no cases of in situ and migraine resolution,6–12 and migraine was con-
thrombi were detected in the asymptomatic group. sidered a risk factor for future ischemic stroke.32–34
These findings suggest that in situ thrombi play an Accordingly, the formation of embolic thrombi has been
proposed as a putative mechanism for PFO-associated Procedure-related migraine recurrence and in situ
stroke and migraines.2 The evidence from this study thrombi were subsequently identified in 2 patients in the
suggests that in situ thrombus might be a common migraine group. The microthrombi within the PFO may have
mechanism linking PFO and stroke/migraine. Within dislodged into the left atrium by the guiding catheter’s tip
the PFO, the numbers and sizes of in situ thrombi or a right-to-left shunt secondary to angiography, and trav-
vary greatly, and there is a potential risk for thrombi eled to the cerebral arteries, thereby triggering migraine
to translocate into the left atrium, especially under the attacks. Preclinical research has confirmed that an intraca-
hemodynamic conditions of a right-to-left shunt. It is rotid injection of micron-sized particles can induce cortical
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possible that different numbers and sizes of dislodged spreading depression (a biological substrate for migraine
thrombi result in different neurological disorders, rang- attacks) without causing requisite tissue injury, and the
ing from migraine (possible cerebral microemboliza- relationship is size and dose dependent.35 Migraine attacks
tion without neuroimaging abnormality)2,13,35 and TIA to have occasionally been reported in patients during contrast
ischemic stroke. In patients with PFO, in situ thrombus echocardiogram and contrast-enhanced transcranial Dop-
is significantly associated with risk of stroke and could pler with the Valsalva maneuver.36–39 Although the tip of a
become a valuable predictor. delivery sheath/dilator has a smooth and fine transitional
taper on the surface of the exchange guidewire, cerebral underestimated in the stroke group due to the use of
events associated with the PFO closure procedure have antithrombotic therapy. Sixth, it was clinically difficult to
been documented.40 Future studies should determine the exclude the possibility of silent systemic microemboli-
relationship between these procedural complications and zation, especially in the asymptomatic group. Seventh,
in situ thrombus formation within the PFO. pediatric patients were excluded from this study, and
Regardless of the presumed mechanisms, OCT further research is required in this population. Eighth,
enabled the in vivo visualization of in situ thrombi within the use of the 6F/8F guiding catheter failed to create a
the PFO, which are a potential thromboembolic source sufficient blood-free field in some individuals because of
and can increase the risk of embolic events. Therefore, the large size and complexity of the PFOs. Finally, given
in situ thrombus may become a therapeutic target for that this study was based on a cross-sectional design
antithrombotic therapy or prophylactic PFO closure. For with a limited sample size and potential selection bias, it
patients with in situ thrombi, particularly those with a large was difficult to clarify the causal association between in
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