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Proceedings of the Sustainable Research and Innovation Conference

JKUAT Main Campus, Kenya


6 - 7 October, 2020

Design and Construction of a PET Extrusion


Machine for Production of Insulation Material
1
S. Njihia, 2R. Ndeda, 1E. A. Muumbo, 1 O. Ogur

The properties that make plastic so valuable also make its


Abstract- Plastics are a major component of waste in the disposal problematic, for example, its durability, lightweight
environment since the replacement of glass bottles and tin cans. and low cost. In many cases, plastics are thrown away after
Recycling of waste bottles is considered an appropriate and one use, but because they are durable, they persist in the
environmentally friendly route to stemming further pollution. This environment as debris. If plastic reaches the ocean, it
paper presents the design, fabrication and testing of a Polyethylene remains on the surface of the water throughout its lifespan
Terephthalate (PET) plastic recycling machine for production of
due to its low density [2]. Even if a plastic item degrades
thermal insulation materials.
An extruder consisting of the Archimedes screw is heated by the
under the influence of weathering, it first breaks into smaller
barrel band heaters to melt the crushed PET chips into molten pieces of microplastic debris, but polymer will never
polymer state. The molten polymer is pumped by a screw degrade in a meaningful time frame. This results in massive
mechanism to produce thermal insulation materials at the exit of quantities of end-of-life plastics accumulating in landfills
the spinneret die plate. The thermal insulation materials were tested and as debris in the natural environment, resulting in both
for optimum recycling conditions, density test and water absorption waste management issues and environmental damage.
test. Approximately 6300 million tons of plastic waste were
The optimum conditions obtained during recycling process was generated cumulatively between 1950 and 2015 but
at a speed of 30 rpm and melting temperature of 180 0C. alarmingly, a large proportion of 79% ended up in rivers,
Compressed air of 1.5 bars cooled the filaments adequately at the oceans and landfills [3]. The non-biodegradable nature of
die exit. The total energy consumption during the recycling process
was 0.586 KWh, with a mass flowrate of 360 g/hr. The density of
plastics has resulted in hazardous negative environmental
the filaments obtained was 1362 kg/m3 and water absorption rate of impact and adverse effects on living beings. Plastic marine
1.0 % for the filaments. debris in the ocean can be ingested by marine life and
effectively kill them through starvation and debilitation [4].
Keywords—Design, Extrusion, Filaments, Recycling, Plastic, Animals are negatively affected by the ingestion of
PET microplastic litter [5]. In addition, Plastic additives such as
bisphenol A (BPA) and phthalates chemicals added during
I. INTRODUCTION the manufacture of plastic products pose a threat to human
health. These chemicals disrupt the endocrine (or hormonal)
T he versatility of plastic material has led to increased
application in a broad range of areas. Approximately
systems [6]. Recycling is one of the main methods to reduce
these negative environmental impacts and resource
50% of plastics are used for single-use disposable depletion.
applications such as packaging, disposable consumer items Useful recycling of plastic polymer waste is a growing
and agricultural films, while 20 to 25% is used for long term concern over the entire globe. In the United States in 2012,
infrastructures such as pipes, cable coatings and structural 32 million tons of plastic waste were generated, amounting
materials. The remainder is used for durable consumer to 12.7 % by weight of the total municipal solid waste, but
applications with intermediate lifespan such as in electronic only 9 % of this plastic waste was recovered for recycling, in
goods, furniture and vehicles [1]. which 30% constituted polyethylene terephthalate (PET)
The production of plastics has increased markedly over the plastic bottles [7].
last 60 years. Around 4% of the world’s oil and gas Polyethylene terephthalate (PET) plastic bottles are major
production is used as feedstock for plastics and further 3-4% components of waste plastic since they have replaced the
is expended to provide energy for their manufacture [1]. glass bottles and the cans in packaging. PET is highly
Plastic bottles are widely used in packaging products such as preferred in packaging due to its desirable properties such as
drinking water, soft drinks, juices, alcoholic beverages, good chemical resistance, a high degree of impact resistance
pharmaceuticals and detergents. This is due to its versatility, and tensile strength. The current market for recycled PET
durability, lightweight, safe to use, recyclable and ranges from engineering plastics, automobiles, packaged
aesthetically pleasing finish. Plastics are highly resistant to foods, containers, fleece fabric, and different kinds of film.
most chemicals and do not corrode.
1Technical University of Kenya, Corresponding Author 2Jomo Kenyatta University of Agriculture and Technology
Email(solomonnjihia@gmail.com)

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Proceedings of the Sustainable Research and Innovation Conference
JKUAT Main Campus, Kenya
6 - 7 October, 2020

distribution pipes, low heat industrial processes and steam


condensate which are widely used in schools, hospitals,
Thus, recycled PET could be an ideal cost-effective choice restaurants, industrial plants, homes and rental houses. A
in a variety of applications. screw extruder machine will be designed and tested for
Fig. 1, shows the total cumulative PET plastic waste production of the insulation material.
generation and disposal in million metric tons worldwide.
Between 1950 and 2015, cumulative waste generation of II. MATERIALS AND METHOD
primary and secondary (recycled) plastic waste amounted to
6300 Million Mt. Of this, approximately 800 Million Mt A. Design Concept
(12%) of plastics have been incinerated and 600 Million Mt The main components of the PET recycling extruder
(9%) have been recycled. machine include: Archimedes screw, barrel, hopper, band
heaters, spinneret die set assembly, control system, variable
speed drive, an electric motor, speed reduction gearbox,
thrust bearing assembly, Plummer blocks, machine base
supports, frame and the safety guards.
The extruder screw shaft is driven by an electric geared
motor with the aid of bevel gears. The extrusion section is
made up of a hopper, barrel and Archimedean screw shaft.
Crushed PET chips are loaded in the extruder through the
hopper. The extruder machine is controlled by setting barrel
temperatures and screw rotation speed. The barrel sections
are equipped with band heaters to heat up the PET plastic
chips into a molten state and also maintain a temperature of
180 0C in the metering and the die sections. The rotation of
the Archimedes screw pump extrudes the molten plastic
through a spinneret die plate. As the molten material passes
through the spinneret die plate section, it splits into
individual filaments.
A manual puller is used to draw the filaments from the
extrusion machine by pulling action. The puller controls the
draw and tension on the material from the extruder exit
Fig. 1: Cumulative plastic waste generation and disposal through the cooling and solidification steps. Final product
dimensions are controlled by the extruder screw speed and
Kenya generates an estimated 260,000 tonnes of plastic
the puller speed. The puller speed is matched to the
packaging waste per year. The estimated non-recycled PET
extrusion machine output rate. The filaments are wrapped
plastic waste in the landfill and the environment is 55,000
around a metallic profile tube. Thermocouples and pressure
tonnes per year. Only 15% (9,750 tonnes) of PET is recycled
transducer are used to measure the temperature and pressure
[8]. There is a need to develop new reprocessing methods to
of the polymer in the extruder machine respectively.
increase the elimination of waste PET from the environment.
Fig. 2 shows the design of the PET recycling extruder
PET recycling technology has broad prospects, and the
increasing usage of PET bottles also provides sufficient machine assembly.
impetus for the recovery of PET. According to statistics, one
(1) ton of waste PET bottles can produce 0.98 tons of
recycled PET fiber, which can save 6 tons of petroleum and
3 cubic meters of landfill space [9]. PET recycling
companies manufacture value-added products from the high
volumes of the waste PET feedstocks such as brushes,
brooms, clotheslines, pegs, drinking straws, fencing posts,
plastic lumber, household items and PET pellets for export.
However, these recycling companies have only been able to
process 15% of the total PET waste generated per year [8].
New methods of reprocessing recyclable PET plastic wastes
will create opportunities for diverting the majority of plastic
waste from landfills to recycling.
This study suggests the use of disposed of PET plastic
bottles to make insulation material for hot water tanks,

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Proceedings of the Sustainable Research and Innovation Conference
JKUAT Main Campus, Kenya
6 - 7 October, 2020

Fig. 2: Design of the PET recycling extruder machine


assembly

B. Design Considerations
The followings were considered during the design of the
PET recycling extruder machine:
(a) Availability of local raw material for fabrication
(b) Simplicity in operation and easy to maintain
(c) User friendly and economical
C. Material selection
The selection of the materials and parts was based on the
local availability, durability and maintainability of the
materials. The cost and mechanical properties of the
materials were considered to aid ease in fabrication.
Materials selected for the fabrication of the extrusion
machine are given in Table 1.

Table 1: Materials selected for the extruder machine


Item No. Machine
Material Selected Selection Criteria
Component
High resistance to corrosion
1 Hopper Galvanized mild steel sheet metal Adequate strength
Great formability and durability
Good machinability
Hardened by heat treatment
Archimedes screw
2 EN9 forged mild steel High resistance to corrosion
shaft
Moderate wear resistance
Adequate strength
High resistance to corrosion
3 Barrel Galvanized mild steel
Adequate strength
Good corrosion resistance
4 Bevel gears Cast steel
High tensile strength
5 Plummer block Cast steel Adequate strength
6 Frame Mild steel Adequate strength
Adequate strength
7 Spinneret die plate Stainless steel
Corrosion resistance
Adequate strength
8 Mechanical Puller Galvanized Mild steel
Corrosion resistance

D. Extruder machine framework design


The frame was fabricated using mild steel since it is a very
versatile metal, cheap and readily locally available material.
The main function of the machine frame is to support, guide
and hold an accurate alignment with all the moving members
of the operating machine. The frame was constructed
40x40x4mm square tube to give rigidity and stability that will
withstand the applied load of the extruder machine. The frame
work was designed using Solid Works 2017 software as
shown in Fig. 3.

Fig. 3: The assembly view of the extruder frame work

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Proceedings of the Sustainable Research and Innovation Conference
JKUAT Main Campus, Kenya
6 - 7 October, 2020

The mechanical properties of the mild steel selected for the


extruder machine are listed in Table 2.
Table 2: Mild steel mechanical properties
Mild Carbon Steel Properties
Mass Density 7850 Kg/m3
Yield Strength 207 MPa
Ultimate Tensile Strength 345 MPa
Young's Modulus 220 GPa
Poisson's Ratio 0.275

Design Evaluation
The CAD model of the extruder machine frame was subjected
to 100 Kg continuous load to determine the adequacy of the
conceptual design for fabrication. The frame members were
investigated using simulation tool in Solid Works application Fig. 5: Framework displacement analysis
software.
The simulated static analysis of the stress distribution in the Design factor of safety
machine frame members is shown in Fig. 4. The simulation
The overall integrity of the machine design was established by
result indicated that the maximum stress of 44.68 MPa, is
experienced by one of the members at the bottom of the frame ensuring that the factor of safety, obtained using Equation (1),
assembly. This maximum stress value obtained is lower than was greater than 1 [10]. This guarantees that the machine will
the yield strength of the mild steel selected as material for the not collapse structurally under the action of loads.
frame as seen in the Table 2.
FoS = = = 4.6 (1)
Where, FoS = Factor of safety, YS = Yield strength of the
selected material (207 Mpa) and W S = Working stress or the
maximum stress (44.68 Mpa).
The evaluated factor of safety is higher than 1, hence the
structural integrity of the design of the PET recycling extruder
machine is guaranteed and it is acceptable for fabrication.
E. Design Analysis
The design of the PET plastic waste recycling machine
included the design of the Archimedes screw shaft,
determination of the hopper capacity, design of the band
heaters, design of the motor size, design of the spinneret plate
assembly, selection of the bevel gears and the Plummer block
bearings.
Hopper
Fig. 4: Framework assembly stress analysis The hopper top was made of a square sheet metal of 16 cm 2.
The volume of the extruder hopper VH was calculated using
The resultant displacement of the machine frame members Equation (2):
was assessed under the action of continuous loading of a 100
kg from the top. Fig. 5, shows the resultant displacement of VH = AH (2)
the frame members. A maximum resultant displacement of
Where, A is the area of the hopper top = 256 cm2, H is the
0.3911 mm was observed on the top of the framework
height of the hopper = 24 cm. The volume of the hopper is
assembly. The effect of this maximum displacement may be
evaluated as 2.048 x 10-3 m3. Taking the density of the PET
considered negligible on the stability of the extruder machine
plastic materials as 1200 kg/m3, the mass of plastic chips to be
frame, since the maximum stress observed at that position is
loaded in the hopper is evaluated to be 2.5 kg.
below the yield strength of the mild steel selected for the
fabrication of the frame. Thus, the maximum displacement is
tolerable within the elastic limit of the selected material which Archimedes screw pump
has not been exceeded.
The Archimedes screw is divided into three sections, the feed
section, the transition section, and the metering section with
respective lengths of 140, 210, and 140 mm. The total length
of the screw shaft was 490 mm with a diameter of 35 mm.
The Archimedes screw was designed with deep channels in

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Proceedings of the Sustainable Research and Innovation Conference
JKUAT Main Campus, Kenya
6 - 7 October, 2020

the feed section and gradually decreasing channel depth going an insulator and prevent the drawing of the heat from the band
toward the transition and metering section as shown in Fig. 6. heater to the barrel. The power and voltage of the band heaters
are specified as 300 W and 240 V respectively.
The total power PT required by the extruder to melt the PET
plastic chips is calculated using the energy balance shown in
Equation (4).
PT = MF x C x (T2 – T1) + MF x ∆ HF = 467.9 W (4)
Where, MF is the mass flow rate, C is the heat capacity of the
PET material, T2 is the Melt temperature at the metering
section, T1 is the inlet temperature at the entrance of the screw
and HF is the heat of fusion.
Figure 6: Fabricated Archimedes screw pump
Selection of motor size
Barrel The target output rate of the PET extrusion machine is 5.3
The Archimedes screw diameter D is 35mm with a radial kg/h. The motor power required PM, is the sum of the pumping
clearance δ of 0.7 mm. The barrel internal radius was energy and heat of fusion. The minimum motor power
evaluated as 18.2 mm. The total length of the barrel L required required is given by Equation (5).
was 500 mm and since the barrel is cylindrical, the barrel
volume V was defined by Equation (3). PM = [MF x C x (T2-T1)]+[MF x ∆HF]+[∆PxVF]= 641.2W (5)
V= ᴨ x R12 x L = ᴨ x 18.22 x 500 = 520310.58 mm3 (3) Where, PM is the motor power, MF is the mass flow rate, C is
Where, R1 is the barrel internal radius and L is the total length the heat capacity of the PET material, T2 is the Melt
of the barrel. temperature at metering section, T1 is the inlet temperature at
the entrance of the screw ∆P is the pressure rise in the extruder
Spinneret die plate machine and ∆HF is the heat of fusion. Taking the motor
The spinneret die plate is responsible for giving the final shape efficiency as 85 % [12] the screw motor power was defined by
to the filaments. The die is designed to be simple, small in Equation (6).
size, less weight and easy to disassemble and reassemble when Pw = PM / E = 641.23 / 0.85 = 0.754 KW (6)
cleaning the die plates. The properties of spinneret die Where, PM is the motor power and E is the efficiency of the
material required for fabrication are as follows: motor. An induction motor of 1 horsepower (0.754 KW) was
a. High material modulus to prevent the die channels from
selected to run the extrusion machine and also to overcome the
deforming under pressure created by the screw pump.
torque of the extruder.
b. Good machinability characteristics so that a high surface
finish may be maintained throughout the working life of
Plummer block
the spinneret die plate.
A Plummer block is a pedestal used to provide support for a
c. High thermal conductivity and low density to provide a
rotating shaft with the help of compatible thrust bearings and
uniformity of temperature.
accessories. The housing material for the pillow block was
d. Wear and corrosion resistance to have a long production
made of cast steel. Plummer Blocks P207 was selected due to
life.
its high performance, high rotation speed, high load capacity
The design and construction of the spinneret die plate were
carried out considering all the engineering standards to ensure (16,000 N) and greater mechanical strength [13].
ease of maintenance, efficient sealing between all the plates to
prevent polymer leakage, quick connection and disconnection Machine frame fabrication
to the extruder, sufficient mechanical strength to minimize The main function of the machine frame is to support, guide
deformation under pressure and low manufacturing cost. The and hold an accurate alignment with all the moving members
die provides the shape of the extrudate into the desired cross- of the operating machine. The frame was constructed
sectional dimensions at a specific throughput rate and controls 40x40mm square tube and 50x5mm flat bar to give rigidity
the product surface aesthetics. and stability that will withstand load and vibration of the
extruder machine. The frame was fabricated using mild steel
Band Heaters
since it is a very versatile metal, cheap and readily available
Mica band heaters were selected since they provide excellent
compared to other metals.
thermal conductivity. The maximum temperature of mica
bands is approximately 482 0C and a normal density of 3.1-7.0 Extruder Machine Assembly
W/cm2 on a barrel [11]. The geared motor was mounted on the frame and firmly
The band heaters were designed to have an internal diameter tightened using M12 bolts. The extruder barrel was mounted
of 42 mm to be in tight full contact with the barrel to avoid on the frame and supported with two brackets to aid the
any air being trapped in between the surfaces. Air will act as Archimedes screw shaft and motor alignment. The

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Proceedings of the Sustainable Research and Innovation Conference
JKUAT Main Campus, Kenya
6 - 7 October, 2020

Archimedes screw shaft was fitted inside the barrel with a Extrusion process
clearance of 1.3 mm to enable its smooth rotation. The shaft The PET waste bottles were collected, shredded, washed and
was supported by two Plummer block bearings well aligned dried. The shredded PET chips were fed through the feed
with the axis of the shaft. The screw shaft was connected to
hopper into a designed, fabricated and tested extruder
the geared motor using bevel gears.
The spinneret die assembly was fitted at the free end of the machine. The PET chips were softened, melted and drawn into
barrel. Three-band heaters were fitted around the barrel and filaments through a spinneret die.
their respective thermocouples embedded in the inner wall of Various experiments were carried out by varying the screw
the barrel. A fourth-band heater was fitted in the die section speed in rpm and both barrel and spinneret die temperatures in
with a thermocouple embedded in the spinneret die plate. A each section until the filaments quality and output rates met
PID temperature controller was employed to control the
the acceptable standards.
temperature of the four-band heaters.
A pressure transducer was fitted in the spinneret die section to
measure the melt pressure before extrusion. A pressure switch I. RESULTS AND DISCUSSION
was incorporated in the control system to shut down the
A. Results of the extruded insulation materials
machine in case the pressure rises above the setpoint of 1.5
bars in the pumping and the die sections. Compressed air was The filaments produced after optimization process are shown
connected in the die set assembly for cooling the filaments in Fig. 8.
upon production. The overall assembly of the machine is
shown in Fig. 7.

Fig. 8: Filament output from the extruder machine

The melting temperature of PET plastics was found out to be


180 0C. The thermocouples monitor the temperature inside the
Fig. 7: Overall assembly of the extruder machine barrel. When the temperature in the metering section rises to
the set point of 180 0C, the temperature controller sends the
Extruder Machine Monitoring and Control system signal to the power contactor to switch OFF the power to the
To monitor the recycling process on-line, the extruder band heater. When the temperature drops to 175 0C, the
temperature controller sends the signal to the power contactor
machine was equipped with appropriate transducers and
to switch ON the band heaters.
measuring equipment. These include a K type thermocouple, The optimum temperatures for the feed, transition, metering
pressure transducer, motor speed and motor amperage and die sections were observed to be (130, 180, 180 and 180)
measurement. During the machine production, the output is °C respectively. These temperatures were obtained from the
automatically gathered from these transducers and displayed optimization process of the extrusion machine.
on a visual display unit (VDU). The optimum speed of operation for production of good
The control system allows optimization of the operating quality filaments uniform in size was 30 rpm. The motor
conditions. Various instruments have been installed in the current consumption was 1.02A at a voltage of 256.8 V.
extruder to control the operating variables and monitoring the
performance of the extruder. The operating variables include
screw speed, barrel zone temperatures, motor amperage, melt Barrel Residence Time
temperature and the spinneret die pressure. The variables are The actual residence time is the time taken for the PET chips
controlled using an Arduino microcontroller. to pass through the extruder to the exit of the die section. The
actual residence time (t) was calculated using Equation (7)
[14].

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Proceedings of the Sustainable Research and Innovation Conference
JKUAT Main Campus, Kenya
6 - 7 October, 2020

t= = =9s (7) International Organization for Standardization (ISO) [15]. The


water absorption rate and density of the filaments were tested.

Where, D = Screw diameter in mm, N = Screw speed in rpm


Water absorption rate
and L the length of screw in mm.
The standard test method for water absorption D 570 [16] was
used to determine the amount of water absorbed by the
Energy consumption for the motor drive filaments when immersed in water at room temperature.
The approximate power consumption PA of the motor drive A graph of water absorption rate test at room water
was calculated from the armature current Ia and the armature temperature (24 °C) is shown in Fig. 9.
lllllllllllllllllllllllll
voltage Va by using Equation (8) [14].
PA = 0.9 Va x Ia x (NA / NM) = 118W (8)
Where, NA is the actual rpm, NM the maximum rpm, Ia the
armature current, and Va the armature voltage.
The energy consumed in one hour during the recycling process
is given by Equation (9).
Test results Average results
EH = PA x t = 0.118 KWh (9)
Where, EH is the energy, PA is the power consumption and t
the time in hours.
Part of this energy is used to drive the screw pump while the
rest is converted into heat energy by friction and shear Fig. 9: A graph of water absorption rate test at 24 °C
kkkkkkkkkkkk
between the extruder screw and the barrel wall. Fig. 10 shows the rate ofkkkkkkkkkk
water absorption at boiling water
temperature (100 °C.
Relationship between mass output against time
Table 3 shows the relationship between mass output in grams
(g) against time (t), the results are employed to calculate the
filaments mass flowrate.
The mass flow rate of the extruded filaments is calculated
using Equation (10).
Test results Average results
MF = = = 360 g/hr (10)
The experiment was carried out at an optimum screw speed of
30 rpm.

Table 3: Relationship between mass output against time Fig. 10: A graph of water absorption rate test at 100 °C
kkkkkkkkkkkkkkkk
Filaments output per interval
Time interval All samples absorbed 1.0 - 1.04 % of moisture content, much
(grams)
Cumulative Cumulative total lower than the specific requirement of 2% which indicates that
Minutes Output the extruded PET filaments have the ability to perform the
Hours output
30 0.5 160 160 intended function of providing thermal insulation materials.
30 1 180 340 High water absorption lowers the thermal conductivity of the
30 1.5 160 500 PET material.
30 2 180 680
30 2.5 200 880
30 3 180 1060 Density test
30 3.5 200 1260 The density of the PET polymer was determined using the
30 4 180 1440 standard test methods for density measurement (ASTM D792-
98). The ASTM method uses a single pan electronic balance
B. Mechanical properties of the filaments for mass measurements [17]. In this study density was
calculated using water displacement method.
Testing of the mechanical and physical properties of the A calibrated jug 2000 ml was used to measure the volume of
thermal insulation material obtained from the extrusion
the water displaced as shown in Fig.11.
machine was done in accordance with the procedures of either
the American Society for Testing Materials (ASTM) or the

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Proceedings of the Sustainable Research and Innovation Conference
JKUAT Main Campus, Kenya
6 - 7 October, 2020

was tested and found suitable for use for lagging hot water
systems.
Further studies should be directed towards optimization of
extrusion parameters in order to improve the efficiency of the
machine in terms of product output and quality. With the
applications of new computerized data collection and control
systems, the operating conditions in the barrel can be recorded
to generate the control charts for the process control.
The theory of extruder operation has been reviewed and
Fig. 11: Apparatus for density test optimum conditions setpoints data generated. The data can be
used as a guide for further experimental design and
The density D of the molten polymer was then calculated
preliminary model formulation work. It’s also recommended
using Equation (11). that the optimum values obtained for temperature and screw
D= = 1362 kg/m3 (11) speed be used for future extrusion compounding experiments.

The average density of the molten polymer was obtained as ACKNOWLEDGEMENT


1362 kg/m3 which was slightly higher than the density of the The Author is very grateful to Mr. Muchiri the director of
PET plastic bottles which is given as 1200 kg/m 3. Tumaini Engineering services for allowing me to carry out the
fabrication in the workshop.
C. Discussion
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