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https://doi.org/10.1007/s00267-023-01828-7
Abstract
The waste problem in the U.S. has only intensified in recent years, first due to China’s National Sword Policy and then to the
COVID-19 pandemic. One solution to this problem is to encourage people to adopt pro-environmental behaviors such as
opting for reusables and products with plastic-free alternate packaging. In this study, we employ the value-belief-norm theory
to examine whether its proposed causal chain predicts consumers’ willingness to use reusables and products with plastic-free
alternate packaging. We also explore the moderating role of perceived behavior control, one of the strongest predictors of
environmental behaviors. Our research provides support to the value-belief-norm theory in predicting behavioral willingness.
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The moderating role of perceived behavior control provides additional insight into the theoretical model and furnishes
practical implications for strategic communication designed to encourage the adoption of reusables and alternative packaging.
Keywords Reusables Environmental value Awareness of consequences Ascription of responsibility Personal norm
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(Aguilar-Luzón et al. 2012). Meanwhile, the other major environmental concern is influenced by people’s values.
theoretical perspective that has been widely recognized to Although values are stable and strong determinants of
predict environmental behaviors is the theory of planned environmental behavior, they do not influence behavior in a
behavior (TPB). While the TPB explains human behavior as direct way, rather, this influence is mediated by beliefs and
a rational choice based on deliberation across a wide range norms. Thus, norms are the primary and direct determinant
of contexts (Armitage and Conner 2001), the VBN is spe- of pro-environmental behavior.
cifically developed to predict environmental behavior (Stern Several studies have provided support for the VBN in
et al. 1999). Nevertheless, environmental scholars have explaining specific environmental behaviors. For instance,
highlighted the need for an integrative approach (Steg and Fornara and colleagues (2016) found it to be a good fit for
Vlek 2009), and several studies have used these two models predicting the use of renewable energy sources at the
in conjunction to explain environmental behavior (see, for household level. Likewise, Onel and Mukherjee (2017)
example, Han 2015; Kaiser et al. 2005). In this study, we found that recycling behavior was better explained by VBN,
examine the influence of perceived behavior control, one of relative to other widely used theories such as the theory of
the main constructs of the TPB, on the VBN variables, in planned behavior and the theory on affect (Russell 1980).
predicting behavioral willingness. This decision is driven by Results from five European countries provided additional
the theoretical pursuit to examine the VBN in the context of evidence for the theory’s applicability in the sustainable
reusables and PAP, as well as evidence from past literature transport domain (de Groot and Steg 2008). Specifically,
demonstrating the importance of perceived behavior control VBN predicted an acceptable percentage of road pricing as
in shaping behavioral intention. For instance, studies show well as the intention to reduce car usage when such a policy
that most people maintain a favorable attitude toward was implemented. Having been tested in different countries,
recycling and believe it is socially desirable. However, the theory also seems to have broad applicability to different
whether people actually engage in recycling often depends cultural contexts (Jakovcevic and Steg 2013).
on their perceived ability to recycle (Rosenthal 2018). Thus,
we expect that perceived behavior control could provide Environmental Value
key insights into the relationships proposed in the VBN.
Also, if found to be a meaningful predictor of behavioral Individuals who hold pro-environmental value display a
willingness, perceived behavioral control could serve as a heightened intention to engage in environmental behaviors
useful audience segmentation tool in designing commu- (van der Werff et al. 2013). Particularly, biospheric values
nication strategies for campaigns seeking to encourage the are strongly and consistently related to environmental pre-
use of reusables and PAP among members of the public ferences, intentions, and behaviors (Steg and de Groot
who may or may not find it easy to adopt these materials. 2012). People with biospheric values care for nature and
base their decisions about individual behaviors on the
consequences these actions would have on the environment
Literature Review (van der Werff et al. 2013). For instance, past research has
shown biospheric value to be positively related to support
Value-Belief-Norm (VBN) Theory for climate change mitigation (Steg et al. 2011; Yang et al.
2015), sustainable consumption (Thøgersen and Ölander
Stern et al. (1999) proposed the VBN theory that extended 2002), and a preference for restaurants serving organic food
the norm activation model (Schwartz 1977) by integrating (Steg et al. 2014). In a study by Schultz and Zelezny (1998),
the value theory (Schwartz 1992) and the new ecological for instance, the positive relationship between pro-
paradigm (Dunlap et al. 2000). The theory presents a causal environmental value and behaviors was evident cross-
chain in which relatively stable factors, namely values and culturally in a variety of domains ranging from individual
environmental concern affect behavior-specific variables actions (e.g., picking up litter, conserving gas by walking or
(i.e., problem awareness, responsibility ascription, and cycling) to policy support (e.g., voting for a candidate who
personal norm), which then influence specific behaviors. supports environmental issues). Thus, we first propose:
Thus, people are likely to perform an environmental beha-
vior when they feel morally obliged to do so. Feelings of H1: Participants with strong pro-environmental value
moral obligation are stronger when people are aware of the will have strong beliefs regarding reusables and PAP
consequences of their environmentally detrimental behavior (H1a) and a strong behavioral willingness to use
and feel responsible to avert these undesirable con- them (H1b).
sequences. Further, people are likely to be more aware of
the environmentally damaging consequences when they See Fig. 1 below for a depiction of the theoretical model
possess a strong level of environmental concern. Lastly, with hypotheses.
Environmental Management
conservation (Black et al. 1985), recycling (Guagnano et al. behavior. Thus, it is reasonable to assume that as an addi-
1995), and choice of travel mode (Hunecke et al. 2001). tion to the VBN framework, PBC might also function as a
According to Bamberg and Möser (2007), personal norm moderator on the relationship between beliefs and personal
develops as a result of social norm since the latter informs norm and behavioral willingness. Supporting this con-
standards of behavior that are considered suitable in a jecture, Luszczynska et al. (2011) maintain that PBC is
particular situation. When such standards are internalized, likely to act as a moderator because people with better skills
they are transformed into personal norm. or resources are likely to be more confident of their beha-
It may be important to examine personal norm in certain vior, thus being better able to engage in the actual behavior.
private-sphere behaviors such as the use of reusables and In a systematic review, Yzer (2012) found that PBC often
PAP. As Ajzen (1991) argues, when behavior is related to a interacts with attitude and personal norm to influence
moral issue, people may experience a sense of moral obli- behavioral intent, although the interaction between per-
gation, aside from social pressure. Since using reusables and ceived behavioral control and attitude is stronger. Looking
PAP is an altruistic, private behavior with no immediate at past literature, it seems like perceived behavioral control
rewards or benefits to an individual (Hopper and Nielsen is one of the key variables that influences environmental
1991), people may engage in this behavior because it is the behaviors both directly and indirectly. Thus, in addition to
right thing to do, not because it is socially desirable. Hence, examining its direct relationship with behavioral will-
we anticipate that: ingness, we examine whether the influence of beliefs
(conceptualized as awareness of consequences and respon-
H3: Participants who feel more personally obligated sibility attributed to them) on personal norm and behavioral
to use reusables and PAP will be more likely to willingness is moderated by PBC. Thus, we propose:
use them.
H4: Perceived behavioral control will be positively
related to behavioral willingness to use reusables
Perceived Behavior Control and PAP.
Environmental value We are approaching the limit of the number of people the earth can support. 3.11 1.22 0.53
The earth is like a spaceship with very limited room and resources. 3.44 1.31 0.54
When humans interfere with nature, it often produces disastrous 3.90 1.09 0.65
consequences.
The balance of nature is very delicate and easily upset by human activities. 3.91 1.16 0.75
Humans are severely abusing the environment. 4.08 1.16 0.75
The so-called “ecological crisis” facing humankind has been greatly 3.57 1.41 0.67
exaggerated (reverse coded).
If things continue on their present course, we will soon experience a major 3.78 1.28 0.84
ecological catastrophe.
Average index 3.68 1.23 0.67
Beliefs Reusables help to conserve natural resources. 4.15 0.88 0.71
Reusables prevent waste from going to landfills. 4.10 0.95 0.65
Reusables won’t make much difference in the quality of the environment 2.20 1.08 0.64
(reverse coded)
Reusables are better for the environment than single-use items (e.g., 4.15 0.90 0.70
disposable items that are either put in the garbage, composted, or recycled
after one use)
Using reusables is a personal choice and it has nothing to do with 2.32 1.17 0.59
responsibility to the environment (reverse coded)
Average index 3.38 0.99 0.65
Personal norm I feel a strong personal obligation to use reusables when I can. 3.93 1.07 0.85
I am willing to put extra effort in to carrying my own reusables. 3.95 1.02 0.79
If I had a choice between reusables and single-use items, I would feel guilty 3.58 1.18 0.66
choosing the single-use option.
Average index 3.82 1.09 0.76
Perceived behavior Filling reusable cups or travel mugs at coffee shops is unsanitary (reverse 3.03 1.20 0.60
control coded).
Finding room to store reusables is a problem (reverse coded). 2.82 1.11 0.55
Using reusables is inconvenient (reverse coded). 3.12 1.12 0.63
Average index 2.99 1.14 0.59
Behavioral willingness If it were allowed, I would bring a travel mug to be refilled at a coffee shop. 3.57 1.23 0.66
I will bring a reusable shopping bag when I go grocery shopping. 4.49 0.89 0.57
I will support laws that encourage the use of reusables. 3.78 1.17 0.80
If available, I would buy products that are shipped in recyclable or reusable 3.86 1.02 0.73
packing.
If available, I would use refillable containers to buy products in bulk (e.g., 3.43 1.18 0.68
coffee, pasta, rice).
If available, I would be willing to buy household staples such as toiletries 3.53 1.17 0.74
and cleaning products using refillable containers.
I am willing to pay a little extra for products with recyclable, compostable, 3.37 1.18 0.74
or reusable packaging (e.g., paper, fiber, compostable materials, and reusable
materials).
Average index 3.71 1.12 0.70
data. For the ease of interpretation, Fig. 2 shows the stan- The first hypothesis proposed a positive relationship
dardized regression coefficients for significant paths in the between pro-environmental value and beliefs (H1a), as well
structural equation model. Overall, the proposed theoretical as between pro-environmental value and behavioral will-
model accounts for about 46% of the variance in beliefs, ingness (H1b). We found that people who had strong pro-
65% of the variance in personal norm, and 75% of the environmental value were likely to have stronger beliefs
variance in behavioral willingness. pertaining to reusables and PAP (β = 0.67, p < 0.001). They
Environmental Management
Table 2 Heterotrait-monotrait
Environmental Beliefs Personal Perceived Behavioral
ratio of correlations (HTMT)
value norm behavior control willingness
analysis for discriminant validity
Environmental value –
Beliefs 0.62 –
Personal norm 0.64 0.82 –
Perceived behavior 0.40 0.48 0.53 –
control
Behavioral 0.60 0.79 0.80 0.71 –
willingness
Fig. 2 Standardized coefficients based on Structural Equation Modeling. Moderation effects were evaluated using PROCESS Model 59. *p < 0.05;
**p < 0.01; ***p < 0.001
were also more likely to use them (β = 0.14, p < 0.01). Lastly, we found a significant relationship between per-
Thus, H1 was supported. ceived behavioral control and behavioral willingness to use
Next, we proposed a positive relationship between reusables and PAP (β = 0.38, p < 0.001), supporting H4.
beliefs and personal norm (H2a), as well as beliefs and Regarding the moderation effect stated in the final
behavioral willingness to use reusables and PAP (H2b). We hypothesis, we only found a significant moderation effect of
found that people who have strong beliefs were likely to perceived behavioral control on the relationship between
feel more personally obligated to use reusables and PAP personal norm and behavioral willingness (β = −0.11,
(β = 0.81, p < 0.001). They were also more likely to use p < 0.001). Specifically, high perceived behavior control
them (β = 0.24, p < 0.01). Thus, H2 was also supported. diminishes the importance of personal norms in forming
In our next hypothesis, we proposed that people who felt behavioral willingness, even though the overall relationship
more personally obligated to use reusables and PAP would between personal norms and behavioral willingness is
be more likely to use them. We found that this was indeed positive. However, the strength of the relationship between
the case; people who reported stronger personal norm beliefs and personal norms, as well as beliefs and behavioral
showed higher behavioral willingness to use reusables and willingness is not affected by perceived behavior control.
PAP (β = 0.36, p < 0.001). Thus, H3 was supported. Thus, H5 was partially supported.
Environmental Management
people’s abilities are enhanced and there are more oppor- products with plastic-free alternate packaging by high-
tunities to use reusables and PAP, the moral messaging may lighting it as a moral issue may serve as a good campaign
not be as important. Previous research has shown support strategy. We also found that the importance of personal
for the efficacy of this audience segmentation strategy. For norm in shaping behavioral willingness is dependent on
instance, Kumar and Smith (2018) found that different people’s perceived capability to use such products. Thus, in
audiences experience different levels of social pressure due communication strategies and campaigns about reusables
to which their intent to purchase local food also vary. The and PAP, perceived behavior control should be used as an
researchers argue that marketers need to utilize social audience segmentation strategy whereby using reusables
influence (among the group of people most sensitive to it) in and products with plastic-free alternate packaging can be
order to increase the purchase of local food. Thus, highlighted as a morally right thing to do in the initial stage
announcing new farm locations/events or asking consumers of behavioral formation. Thereafter, when being morally
in this group to share their local food purchase on social driven may become relatively less important, more
media channels could encourage local food buying beha- emphasis should be placed on enhancing people’s ability
vior. Likewise, in areas where there are limited opportu- and providing them with better opportunities to use reu-
nities to use reusables and PAP, different stakeholders sables and products with plastic-free alternate packaging.
(including state and local governments, policy makers,
businesses, non-profits, advocacy organizations, residents in Data availability
their own communities, institutions and schools) may be
able to encourage their use by emphasizing the ethical and The datasets generated during and/or analyzed during the
moral value of such behavior. Simultaneously, stakeholders current study are available from the corresponding author
should continue to provide people with skills and resources on reasonable request.
to use reusables and PAP and reduce waste from single-use
items with ease (e.g., strategically placing signs at food Acknowledgements This study is part of the larger project undertaken
by the New York State Center for Plastics Recycling, Research, &
service establishments reminding people to bring their own
Innovation at the University at Buffalo, a New York State Department
travel mug, or allowing customers to opt out of auto- of Environmental Conservation (NYSDEC) supported center. The
matically being provided single-use items for takeout center seeks to enhance plastics recycling in New York State, reduce
orders)) so that moral messaging is not required in due contamination in the recycling stream, understand residents’ knowl-
edge and attitudes about recycling and reuse, study plastics in the
course.
natural environment, and develop new recycling technologies. Fund-
While discussing our results, it is important to point out ing for the New York State Center for Plastics Recycling, Research,
limitations. First, this study relies on self-report survey data and Innovation is provided from the Environmental Protection Fund as
that may suffer from social desirability bias that is known to administered by the NYSDEC. The authors acknowledge useful dis-
cussions with Dr. Amit Goyal at the New York State Center for
negatively impact survey results (Larson 2019). Future
Plastics Recycling, Research and Innovation, and Amy Bloomfield as
research may benefit from incorporating macro-level con- well as Kayla Montanye at NYSDEC.
sumer data on the adoption of reusables and PAP to assess
actual behavior. Second, we measured perceived behavior Author Contributions PS: writing – original draft, conceptualization,
control, future research may also consider measuring actual methodology. JZY: writing – reviewing and editing, methodology,
control or barriers for adoption such as opportunities to use supervision.
reusables and price of PAP, which may influence behaviors
differently. Lastly, we only focused on New York state Funding Funding for the New York State Center for Plastics Recy-
cling, Research, and Innovation, a New York State Department of
residents in this research due to a ban on specific plastic Environmental Conservation (NYSDEC) supported center, is provided
items, such as plastic bags and foam containers in the state. from the Environmental Protection Fund as administered by
Future research should examine the adoption of reusables NYSDEC.
and PAP across the nation.
Compliance with Ethical Standards
Conclusion Conflict of Interest The authors declare no competing interests.
We examine the Value-Belief-Norm theory to determine Ethical Approval All protocols were approved by the IRB at the
people’s willingness to adopt reusables and products with University at Buffalo and all participants were treated in accordance
with the ethical guidelines of the American Psychological Association.
plastic-free alternate packaging. Our results indicate that
personal norm is the immediate predictor of behavioral Informed Consent Informed consent was obtained from all individual
willingness, which is in turn shaped by environmental value participants included in the study. Participants also consented to
and beliefs. Thus, encouraging the use of reusables and publishing their data.
Environmental Management
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planned behavior and norm activation model. J Clean Prod author(s) or other rightsholder(s); author self-archiving of the accepted
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