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The Global Scholar. http://www.globalscholar.us
Systemic functional linguistics (SFL) provides a social semiotic theory of meaning making,
learning, and social change. First developed in the 1960s by Michael Halliday, SFL has
expanded into a theory that informs many branches of applied linguistics, including
educational linguistics, studies of multimodality, and critical discourse analysis. Halliday’s
contribution is found in his conceptualization of grammar as a functional meaning-making
resource that expands to reflect and construct the situational and cultural contexts in which
semiotic systems are used and evolve (Halliday & Hasan, 1985). This context-sensitive
and multimodal perspective stands in contrast to behavioral, cognitive, and psycholin-
guistic conceptions of grammar. Specifically, SFL maintains that language and other
meaning-making systems cannot be understood without an analysis of the immediate
context in which multilingual/multimodal communication takes place and develops, nor
can it be understood separately from issues of power, language socialization, and ideology
(Halliday & Hasan, 1985). To explain Halliday’s encompassing theory of text/context
dynamics, this entry describes SFL’s three metafunctions—the ideational, interpersonal,
Copyright © 2020. John Wiley & Sons, Incorporated. All rights reserved.
and textual metafunctions—and shows how these metafunctions are realized through
the use of field, tenor, and mode resources with specific reference to the teaching and
learning of disciplinary discourses in multilingual contexts (e.g., New London Group, 1996;
Schleppegrell, 2004; Rose & Martin, 2012).
audience within institutional contexts such as schools in ways that reflect historical forces
shaping education in a specific political context, such as the United States (e.g., Schleppe-
grell, 2004; Brisk, 2014; de Oliveira & Iddings, 2014; Gebhard, 2019).
The ideational metafunction, as the name suggests, constructs ideas and experiences
through the use of field resources. As shown in Table 1, these resources construct transitivity
patterns, which include the selection of specific types of verbs called processes. These
different types of verbs construct functionally different kinds of nouns or noun groups
called participants. In other words, any participant can play a variety of roles depending
on the verb(s) they are related to in a clause. In addition, different types of adverbs and
prepositional phrases construct different types of circumstances related to time, manner, and
place (Halliday & Matthiessen, 2014).
l purpose
Socia
Tenor
M
Moo
Constructs social
Fie
ddee
roles and
power dynamics
Ideational: Textual: Context of situation
Manages the (Register)
Constructs
ideas and flow of
TEXT information
experiences
MULTIMODAL / MULTILINGUAL
SEMIOTIC SYSTEMS
Figure 1 Text and context dynamics (Gebhard, 2019, p. 14, adapted from Fairclough, 1992; Rose
& Martin, 2012; Garcia & Wei, 2014). Used with permission
Material Make, destroy, give Jules picked up the prescription for her mom.
actor goal beneficiary
Verbal Say, scream, whisper The teacher announced a test.
sayer verbiage
Mental Think, believe, love Anna wanted to go for a long run.
senser phenomenon
Behavioral Watch, listen, laugh Erica watches late night TV.
behaver
Relational Be, have, seem Jesse is a really nice guy.
carrier attribute
Chapelle, Carol A.. The Concise Encyclopedia of Applied Linguistics, John Wiley & Sons, Incorporated, 2020. ProQuest Ebook Central,
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Created from ubc on 2020-04-28 10:47:40.
1032 SYSTEMIC FUNCTIONAL LINGUISTICS
Statements: the To give information, Teacher: Mira! Today we Text analysts, including
declarative to construct a fact, are going to develop students, can analyze
mood even when it is not an understanding of the use of questions,
a fact what a linear function statements, and
is using equations, commands to explore
graphs, and written social roles and power
Questions: the To ask for information explanations. Would dynamics in classroom
interrogative or for someone to anyone like to explain interactions, literature,
mood do something; to what a linear films, and the media
make an offer function is? [Silence] (e.g., who has speaking
… Okay, [Reads from rights; who is silent;
the text book] Look at who uses statements to
Commands: the To command or to each of the graphs in construct authoritative
imperative express something the textbook. Decide if “facts”; who asks
mood forcefully the graph represents a questions and engages
linear function and in negotiating
explain your reasons. meaning; who gives
¿Entiendes? commands and how
commands are taken
up or resisted; and
who code mixes and
for what purposes)
dynamics and attitudes through the use of tenor resources, which include the use of
mood, modality, and appraisal systems (Martin & White, 2005). As illustrated in Table 2,
the mood system provides options for making statements using the declarative mood,
Copyright © 2020. John Wiley & Sons, Incorporated. All rights reserved.
asking questions using the interrogative mood, or giving commands using the imperative
mood through English, Spanish, or code mixing, as illustrated in Table 2 through the use
of Mira (Look!) and ¿Entiendes? (Understand?). Using SFL metalanguage associated with
the interpersonal metafunction, text analysts, including students, can analyze the use
of questions, statements, and commands to explore social roles and power dynamics in
classroom interactions, literature, films, and the media (e.g., who has speaking rights; who
is silent; who uses statements to construct authoritative “facts”; who asks questions and
engages in negotiating meaning; who gives commands and how commands are taken up or
resisted; and who code mixes and for what purposes; see Harman & Khote, 2018; Gebhard,
2019).
The example in Table 2 also shows the teacher using the resources of tenor in stating
the class is going to develop an understanding. The tenor system also includes modality
resources to construct other degrees of possibility or certainty. As shown in Table 3, degrees
of certainty can be expressed through the use of modal verbs (e.g., may, might, could, should,
will, must), modal nouns (e.g., possibility, probability, certainty), and modal adverbs (probably,
perhaps, absolutely) to construct harder or softer positions when making statements, asking
questions, and giving commands (Halliday & Matthiessen, 2014).
Derewianka and Jones (2016) make clear that language users do not simply exchange
questions, statements, commands, and offers using the modality system. Rather, they also
“express attitudes, engage the listener or reader, and adjust the strength” of their “feelings
Chapelle, Carol A.. The Concise Encyclopedia of Applied Linguistics, John Wiley & Sons, Incorporated, 2020. ProQuest Ebook Central,
http://ebookcentral.proquest.com/lib/ubc/detail.action?docID=5983635.
Created from ubc on 2020-04-28 10:47:40.
SYSTEMIC FUNCTIONAL LINGUISTICS 1033
(appreciation)
Engagement Engage with alternative Betsy told me Kevin resigned yesterday.
voices (heteroglossic) or (heteroglossic)
not (monoglossic) Kevin must have resigned.
(heteroglossic)
Kevin resigned yesterday. (monoglossic)
Graduation Up/downgrade the force or Most nutritionists agree that refined
focus on what is sugars should be avoided. (force)
being said He’s a true friend. (focus)
and opinions” through the semiotic choices they make (Derewianka & Jones, 2016, p. 25).
These aspects of the interpersonal metafunction comprise the appraisal system. Martin and
White (2005) describe this system as providing resources for the expression of attitudes,
engagement, and the strength of one’s propositions. As shown in Table 4, attitude offers
options for expressing emotions, judging people’s actions or moral character, and evalu-
ating the value or quality of something. Engagement offers choices for acknowledging (or
not) alternative perspectives. For example, direct engagement includes explicit attribution of
information to a specific source, while implicit engagement inserts an expression of doubt or
uncertainty. Last, graduation offers choices for modifying the interpersonal force or focus of
a message.
Chapelle, Carol A.. The Concise Encyclopedia of Applied Linguistics, John Wiley & Sons, Incorporated, 2020. ProQuest Ebook Central,
http://ebookcentral.proquest.com/lib/ubc/detail.action?docID=5983635.
Created from ubc on 2020-04-28 10:47:40.
1034 SYSTEMIC FUNCTIONAL LINGUISTICS
The textual metafunction, as the name indicates, manages the flow of extended texts
through the use of mode resources. These resources include ways of weaving given and new
information coherently and cohesively; using cohesive devices to construct specific kinds
of relationships between ideas; and constructing lexical chains across longer stretches of a
text through the use of repetition, synonyms, and pronouns. Derewianka and Jones (2016,
p. 30) explain that it is through the use of textual resources that “we are able to organize
our ideas, attitudes, and so on into texts that coherently hang together and relate to the
context.”
For example, one of the problems language users sometimes face, especially language
learners, is knowing how to shift from one topic to another by integrating given and new
information in a seamless manner. In SFL terms, this is referred to as constructing cohesive
theme/rheme patterns. The theme is the first part of a clause. Also referred to as given informa-
tion, the theme signals the focus of the clause and the speaker/writer’s point of departure in
communication. The rheme is anything that comes after the theme to add new information
about the topic. Table 5 shows five types of theme/rheme patterns that support the pro-
gression of ideas in extended discourse in different disciplines. For example, paragraphs
are typically organized around one main idea or theme, such as an explanation of a right
isosceles triangle. In the geometry example shown in Table 5, each sentence begins with the
same theme, a right isosceles triangle, but not the same words. Rather, the pronoun it is used
to build and stay on the main topic.
A second common theme/rheme pattern is referred to as the zigzag pattern (Eggins, 2004,
p. 324), where the rheme of one sentence becomes the theme of the next. As illustrated in
an example from US history in Table 5, the rheme or new information in the first sentence
is the American Revolution of 1776. This rheme, “revolution,” becomes the theme or given
information in the next sentence, which then introduces the new idea of taxes. In a zigzag
fashion, “taxes” becomes the theme or given information in the next sentence, which then
provides new information about taxes on tea. “Tea” then becomes the theme in the next
sentence and the rheme or new information is the “Boston Tea Party.” This zigzag pattern
Copyright © 2020. John Wiley & Sons, Incorporated. All rights reserved.
Attitudinal With fear and frustration, many The theme focuses on the
themes Puerto Ricans continue to live speaker/writer’s attitudes to
(interpersonal without power and running water draw attention to feelings,
themes) in the aftermath of 2017’s evaluations, and judgments.
Hurricane Maria.
Connecting Because of the narrowing of the The theme focuses on a cause to
themes arteries, there is increased blood set up a cause-and-effect relation.
(textual pressure. As a result, patients Other kinds of connecting themes
themes) with high blood pressure have a signal different kinds of relation-
greater chance of having a heart ships between clauses—for
attack or stroke. example, adding information (in
addition, furthermore), sequencing
(first, second, third, last), or
contrasting information (however,
in contrast, on the other hand ).
Chapelle, Carol A.. The Concise Encyclopedia of Applied Linguistics, John Wiley & Sons, Incorporated, 2020. ProQuest Ebook Central,
http://ebookcentral.proquest.com/lib/ubc/detail.action?docID=5983635.
Created from ubc on 2020-04-28 10:47:40.
1036 SYSTEMIC FUNCTIONAL LINGUISTICS
more specific connections between ideas using textual themes such as in addition, as a
result, however, therefore, in contrast, and in sum. Teachers can support students’ disciplinary
literacy development by helping them notice and name these sorts of cohesive devices when
reading and writing.
In sum, while Halliday’s work has been most influential in the domain of educational
linguistics with a focus on disciplinary Englishes, his work has also influenced scholarship
regarding the development of advanced literacies in a number of world languages (e.g.,
Achugar & Colombi, 2008; Byrnes, Maxim, & Norris, 2010). It has also informed other areas
of applied linguistics, including the study of multimodality (e.g., Kress & van Leeuwen,
2006), critical discourse analysis (e.g., Fairclough, 2013), legitimation code theory (e.g.,
Maton, Martin, & Matruglio, 2016), stylistics (e.g., Toolan, 2014), corpus linguistics (e.g.,
Thompson & Hunston, 2006), and translation theory (e.g., Kim & Matthiessen, 2015).
SEE ALSO: Genre-Based Language Teaching; Language, Culture, and Context; Lexi-
cogrammar; Multimodality and Systemic Functional Analysis; Translanguaging
References
Achugar, M., & Colombi, M. C. (2008). Systemic functional linguistic explorations into the longi-
tudinal study of advanced capacities: The case of Spanish heritage language learners. In L.
Ortega & H. Byrnes (Eds.), The longitudinal study of advanced L2 capacities (pp. 36–57). London,
England: Routledge.
Brisk, M. E. (2014). Engaging students in academic literacies: Genre-based pedagogy for K-5 classrooms.
New York, NY: Routledge.
Byrnes, H., Maxim, H. H., & Norris, J. M. (2010). Realizing advanced foreign language writing
development in collegiate education: Curricular design, pedagogy, assessment. Modern Lan-
guage Journal, 94, s-1.
Coffin, C. (2009). Historical discourse: The language of time, cause and evaluation. New York, NY:
Bloomsbury.
de Oliveira, L. C., & Iddings, J. (Eds.). (2014). Genre pedagogy across the curriculum: Theory and
Copyright © 2020. John Wiley & Sons, Incorporated. All rights reserved.
Kress, G., & van Leeuwen, T. (2006). Reading images: The grammar of visual design. New York, NY:
Routledge.
Martin, J. R., & White, P. R. R. (2005). The language of evaluation: Appraisal in English. London,
England: Palgrave Macmillan.
Maton, K., Martin, J. R., & Matruglio, E. S. (2016). LCT and systemic functional linguistics. In K.
Maton, S. Hood, & S. Shay (Eds.), Knowledge-building: Educational studies in legitimation code
theory (pp. 93–114). New York, NY: Routledge.
New London Group. (1996). A pedagogy of multiliteracies: Designing social features. Harvard
Educational Review, 66(1), 60–92.
Rose, D., & Martin, J. R. (2012). Learning to write, reading to learn: Genre, knowledge and pedagogy in
the Sydney School. London, England: Equinox.
Schleppegrell, M. J. (2004). The language of schooling: A functional linguistics perspective. Mahwah,
NJ: Erlbaum.
Thompson, G., & Hunston, S. (Eds.). (2006). System and corpus. London, England: Equinox.
Toolan, M. (2014). Language in literature: An introduction to stylistics. New York, NY: Routledge.
Suggested Readings
Christie, F., & Derewianka, B. (2008). School discourse: Learning to write across the years of schooling.
London, England: Continuum.
Hasan, R. (2005). Language and society in a systemic functional perspective. In R. Hasan, C.
Matthiessen, & J. J. Webster (Eds.), Continuing discourse on language (Vol. 1, pp. 37–52).
London, England: Equinox.
Lukin, A. (2018). War and its ideologies: A social-semiotic theory and description. New York, NY:
Springer.
O’Halloran, K. L. (2008). Systemic functional-multimodal discourse analysis. Visual Communica-
tion, 7(4), 443–75.
Painter, C. (2001). Learning through language in early childhood. London, England: Continuum.
Unsworth, L. (Ed.). (2008). Multimodal semiotics: Functional analysis in contexts of education. New
York, NY: Bloomsbury.
Copyright © 2020. John Wiley & Sons, Incorporated. All rights reserved.
Chapelle, Carol A.. The Concise Encyclopedia of Applied Linguistics, John Wiley & Sons, Incorporated, 2020. ProQuest Ebook Central,
http://ebookcentral.proquest.com/lib/ubc/detail.action?docID=5983635.
Created from ubc on 2020-04-28 10:47:40.
Copyright © 2020. John Wiley & Sons, Incorporated. All rights reserved.
Chapelle, Carol A.. The Concise Encyclopedia of Applied Linguistics, John Wiley & Sons, Incorporated, 2020. ProQuest Ebook Central,
http://ebookcentral.proquest.com/lib/ubc/detail.action?docID=5983635.
Created from ubc on 2020-04-28 10:47:40.
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