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A. Bart Smolders, Aleksei Dubok, Netsanet M. Tessema, Zhe Chen, Ali Al-Rawi,
Ulf Johannsen, Thomas Bressner, Dusan Milosevic, Hao Gao, Eduward
Tangdiongga, Giampiero Gerini, Peter G.M. Baltus, Marcel Geurts, and
A.M.J. (Ton) Koonen
Building 5G Millimeter-
Wave Wireless
Infrastructure
Wide-scan focal-plane arrays with broadband optical beamforming.
xxxxx
A
wide-scan and broadband focal-plane array (FPA) OVERVIEW OF THE FPA CONCEPT
concept is introduced in this article, which pro- The continuously growing need for higher data rates in wire-
vides high antenna gain and effective isotropic radi- less communications drives new applications into the mm-
ated power (EIRP) with electronic beamsteering wave frequency domain. Emerging applications include base
within a relatively large field of view (FoV), up to +/−20°. stations for 5G wireless communication, two-way satellite com-
The antenna uses a bifocal double-reflector concept that munication, and point-to-point wireless backhaul and commer-
optimizes the illumination of the focal-plane region. In cial radar [1]–[4]. These mm-wave applications would benefit
this way, we have reduced the required size of the feed from using advanced phased-array technologies. Phased arrays
array and have maximized the number of simultaneously offer fast electronic beam steering, multibeam operation,
active array elements. By using a photonics beamformer, adaptive pattern shaping, and multiple-input, multiple-output
a broadband system for the 20 – 40-GHz band can be (MIMO) capabilities. However, the traditional directly radiat-
created with a fiber-based interface to a central process- ing phased-array solutions have major limitations: they are far
ing unit. This hybrid antenna system is a very interesting too expensive and consume a great deal of power due to the
concept for future 5G and beyond [5G millimeter-wave low efficiency of state-of-the-art mm-wave integrated circuits
(mm-wave) base stations, two-way satellite communication [5]–[7]. An alternative to phased arrays is the FPA, which is
systems, and point-to-point wireless backhaul systems]. A a hybrid solution that combines the best of both worlds: the
silicon BiCMOS low-noise amplifier (LNA) and a photonic robustness, low cost, and large bandwidth of conventional
integrated circuit (PIC) for the optical beamformer have reflector-based antenna systems and the flexibility and adapt-
been developed and integrated into the overall system. A ability of phased arrays. However, conventional FPA systems
system-level demonstrator was developed and experimen- [8], [9] have a limited FoV and are often used in narrow-band
tally validated in receive mode. Our concept provides an applications. Recent work in [10] and [11] reports an improved
antenna gain of more than 40 dBi over an FoV of +/−15° at FoV using a torus reflector at the expense of a relatively large
28.5 GHz. main reflector. In the reported torus concept, only a small
number of array elements in the phased-array feed (PAF) are
active simultaneously. This is a major drawback in our case
Digital Object Identifier 10.1109/MAP.2019.2895662
because we would like to use silicon-based electronics with a
Date of publication: 22 February 2019 limited output power, and this requires a large number of PAF
elements to be active at the same time. In this article, we will ■ se of integrated photonic chips to realize a compact wide-
u
investigate how to overcome these limitations. band optical beamformer that is connected to a central pro-
Figure 1 shows two target applications of FPAs. Base sta- cessing unit that uses low-cost optical fibers.
tions for mm-wave 5G should provide massive MIMO capa- In this way, we comply with the requirements of two-way
bilities and should be able to cover urban macrocell sizes up satellite communications. In addition, the demonstrator can be
to 300 m [2]. A large antenna gain is necessary to overcome used to cover a sector of a mm-wave 5G base station. Using opti-
the nonline-of-sight (NLOS) propagation loss, which can be cal fibers to connect the remote antenna station to the central
as high as 140 dB. Figure 1(a) shows an illustration of such a site also allows us to utilize this concept in future beyond-5G
base station utilizing the FPA concept, providing high anten- systems that have a distributed massive MIMO (DM-MIMO)
na gain and a high EIRP. The base station provides omnidi- in which multiple remote antenna stations within a single urban
rectional coverage in the azimuth (horizontal) direction and macrocell further enhance the wireless network’s capacity [12].
limited beam scanning in elevations (+/−5°). Note that the Note that we did not consider the size constraint of the overall
360° azimuth coverage could be split in several sections. The mechanical structure for developing the demonstrator.
Ka-band two-way satellite communication is also considered, In this article, we describe the design and experimental
as illustrated in Figure 1(b). In this case, multiple satellites validation of the complete antenna system including FPA,
operating at different frequency bands can be addressed feed array with integrated silicon electronics, and an optical
simultaneously. To obtain a wide instantaneous bandwidth, beamformer using PICs that are connected to a remote central
we propose using a novel optical beamforming system that processing unit with optical fibers. The demonstrator that was
can be controlled by a home communication controller. realized operates in receive mode. Although our concept is
To explore the limitations of FPAs, we have developed a sys- inherently wideband, the demonstrator has a limited band-
tem demonstrator with the following set of challenging design width due to restricted functionality of the PICs.
goals:
■ large operational bandwidth between 20 and 40 GHz Overall System Concept
■ wide FoV with a scan range of +/−20° in the azimuth direc- The basic setup of the overall antenna system is illustrated
tion (horizontal plane) in Figure 2. It consists of an FPA antenna built from a main
■ limited FoV in the elevation plane reflector with diameter D and PAF located at a distance F
■ antenna directivity larger than 40 dBi with an overall effi- from the main reflector. The incident field illuminates the
ciency of 80% (broadside scan) reflector. As a result, a focused field distribution will be
■ use of low-cost silicon BiCMOS technology to realize the generated in the focal region of the array. A PAF receives
radio-frequency (RF) electronics this incident field. In Figure 2(a), the basic symmetric
TxRx
Main Reflector
θ
Dish
FPA
Antenna
Fiber
Fiber
HCC
(a) (b)
Figure 1. Examples of applications. (a) A base station for 5G mm-wave (massive) MIMO and (b) Ka-band two-way satellite
communication. An FPA with optical beamforming establishes beamforming to multiple satellites. The home communication
controller (HCC) controls the FPA. Tx: transmitter; Rx: receiver.
Delay (ps)
Input Light Output Light
150 κ = 0.8
(a) κ = 0.9
fc 100 κ =1
fc – fRF fc + fRF
fc + fRF
50
Table 1. THE Performance summary and A comparison of the BiCMOS LNA chip.
This Work TMTT 2015 [27] ASSCC 2016 [24] MWCL 2007 [25]
Gain (dB) 28.5 26 10.5 23.5
3-dB gain BW (GHz) 29–37 25–34 17–43 31–35
NF (dB) 3.1–4.1 2.1–3.5 2.5–4.0 2.6–3.2
S11<−10-dB BW (GHz) 24–40 N/A 17–50 26–40
IIP3 (dBm) −12.5 to −7 −5@ 31 GHz 1.8 to 5.9 −19.5@ 30 GHz
Power (mW) 80 134 24 11
Technology 0.25-µm SiGe 0.25-µm SiGe 0.25-µm SiGe 0.12-µm SiGe
optical filters, a 2 × 1 optical combination of the signals is used be observed. The somewhat higher measured sidelobes are
to generate 2 × 1 beamforming. After photo detection, a power due to the large construction required to accommodate the
combiner generates the 4 × 1 beamformer output. supporting equipment of the optical beamformer (see Fig-
The thermo-optic elements of the ORR can be tuned in ures 9 and 10). In a full operating system, we would require
steps of 1 mV, leading to a high beamscanning resolution about 200 active array elements to cover the entire scan
in the order of less than 1°. We have measured the antenna range of +/−20°. Figure 14 shows the predicted antenna gain
far-field patterns of the single channels and compared the of our system. Clearly, only a limited loss in gain can achieve
response with our simulation model. Figure 13 shows the scanning up to +/−15°. Optimizing the double-reflector
measured antenna pattern at 28 GHz for a single channel. FPA is required to improve the performance at larger scan
Clearly, the bifocal behavior of the double-reflector FPA can angles.
Optical Source
Optical
Modulator FPA
Planar Near-Field
Near-Field
Scanner
dc Supply
ORR-1 ODL
VNA
ORR-2 ODL
ORR-3 ODL
ORR-4 ODL EA
Filter Photo
Optical True
Variable Detector
Amplifier Time
Delay Attenuator
Figure 9. A system demonstrator in the near-field scanner antenna test facility, consisting of a wide-scan double-reflector FPA
with a four-element active PAF [see Figure 8(a)] connected to the optical beamformer with ORRs and optical delay lines (ODLs).
This antenna system connects to a remote central processing unit with optical fibers. EA: electronic amplifier; VNA: vector
network analyzer.
100
Delay (ps)
50
0
2 3 4 5 6 7 8
Voltage of Heater-2 (V)
Packaged Chip
Beamformer
Input Signals at 28 GHz
Beamformer
10-m Output Signal
Optical Fiber Link at 28 GHz
λ1 ORR-1 ODL
ORR-2 ODL
4×1
λ2 ORR-3 ODL
ORR-4 ODL EA
OA PD
Laser PC Optical
MZM OA TTD VAtt 2×1 Filter
Figure 11. An optical beamformer setup in the system demonstrator is shown. PDEA: photodetector electrical amplifiers.
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