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E (2016) 39: 22
DOI 10.1140/epje/i2016-16022-9
THE EUROPEAN
PHYSICAL JOURNAL E
Regular Article
Abstract. We develop a new dynamical model to study the drying process of a droplet of soft matter
solutions. The model includes the processes of solute diffusion, gel-layer formation and cavity creation. A
new scheme is proposed to handle the diffusion dynamics taking place in such processes. In this scheme,
the dynamics is described by the motion of material points taken on solute. It is convenient to apply this
scheme to solve problems that involve moving boundaries and phase changes. As an example, we show
results of a numerical calculation for a drying spherical droplet, and discuss how initial concentration and
evaporation rate affect the structural evolution of the droplet.
r R(r,t)
surface, the solute concentration at the surface increases layer and cavity appear. In the following, we shall discuss
(fig. 1(b)), and the solute starts to diffuse towards the cen- such a dynamics using a new scheme which we call solute
ter of the droplet. When the solute concentration at the based Lagrangian scheme.
surface becomes high, the surface loses fluidity and forms
a gel layer (fig. 1(c)). With further evaporation of solvent,
various instabilities can take place [5–10]. Here we consider
cavitation: a cavity appears inside the droplet and grows 3 Dynamics in solution phase
(fig. 1(d)). This creates a hollow particle in the end. In the
following we will discuss such structural changes. For sim- We first explain the solute based Lagrangian scheme by
plicity, we assume that spherical symmetry is maintained using a simple example in which the whole system is a
throughout the whole drying process. solution.
We denote the droplet radius at time t by Rd (t). The
Suppose that we color a set of solute particles located
time derivative of Rd (t) is equal to the evaporation rate J,
in a small region at r at time t = 0. The solute particles
which is defined by the solvent volume evaporating from
will spread in time, but their average position R can be
the droplet surface per unit time per unit area,
defined, and is written as a function of r and t. The diffu-
Ṙd (t) = −J, (1) sion dynamics of solute can be described by this function
R(r, t). This is the solute based Lagrangian scheme in the
J depends on various factors, ambient vapor pressure, diffusion dynamics.
droplet radius, solute concentration, etc., but here, for the Based on the least energy dissipation principle [15] to
sake of simplicity, we assume that J is a given constant determine the steady state in linear systems such as vis-
independent of time. cous flow in Newtonian fluid by L. Rayleigh in 1873, L.
We denote the solute concentration by the volume frac- Onsager proposed a variation principle [16,17] to calculate
tion of solute. Let φ(R, t) be the volume fraction at a point the time evolution equation of non-reversible systems, by
R (which denote the distance from the center) at time t. taking account of the entropy change of the system. This
Initially, φ(R, t) is a constant φ0 , independent of position variation principle was recently reviewed in ref. [18–21],
named as Onsager Principle. In a soft matter system, there
φ(R, 0) = φ0 . (2) are usually several modes of motion, where we can define
slow and fast variables, correspondingly. The relaxation
Since the solvent is taken out at the surface, the solute time of slow variables are distinctively longer than that of
concentration at the surface increases faster than in bulk, fast variables. Free energy of the system can be calculated
and solute starts to diffuse towards the center. The time as a function of slow variables, by assuming that the fast
evolution of φ(R, t) is described by the diffusion equation variables are not far from their equilibrium state. Under
these conditions, Onsager reciprocal relation can be guar-
∂φ(R, t) 1 ∂ 2 ∂φ(R, t) anteed, by using Onsager’s argument, and then Onsager
= 2 R D(φ) , (3)
∂t R ∂R ∂R Principle can be applied. The slow variables in our case
are the positions of the solutes. For applications of this
where D(φ) is the diffusion coefficient, which can be a principle to other systems, one can refer to ref. [21] for
function of φ. Since the solute cannot evaporate, the con- more details.
servation equation for solute gives the following boundary Onsager principle [20] is briefly stated in the following.
condition: Consider a mechanically isolated soft matter system out
∂φ
D = φJ at R = Rd (t). (4) of equilibrium. Let x = (x1 , x2 , . . . xN ) be a set of slow
∂R variables which characterises the non-equilibrium state.
The above set of eqs. (1)–(4) determines the evolution The Onsager principle states that the time derivative of x,
of the system when the entire droplet is a solution. The i.e., ẋ = (ẋ1 , ẋ2 , . . . ẋN ) is determined by the minimization
evolution equation will change as time goes on since gel of the following quantity called Rayleighian [20] which is
Eur. Phys. J. E (2016) 39: 22 Page 3 of 10
a quadratic function of ẋ: where rd = Rd (0) is the initial radius of the droplet. Then
Ȧsol can be calculated to be
(ẋ; x) = Φ(ẋ; x) + Ȧ(ẋ; x), (5)
kB T φ0 rd 2 1
where Φ(ẋ; x) is the energy dissipation function which rep- Ȧsol ([Ṙ]; [R]) = dr4πr − Ṙ − Ṙ
2
resents half of the energy dissipated in the system when vm 0 R R
the system evolves with rate ẋ. Φ is a quadratic function kB T φ0 rd 2 1 ∂
of ẋ and is written as = dr4πr − Ṙ − Ṙ .
2
vm 0 R R ∂r
1 (13)
Φ(ẋ; x) = ζij (x)ẋi ẋj . (6)
2 i,j
Using the integral by parts, we have
Ȧ in eq. (5) is the time derivative of free energy of the
kB T φ0 rd 2 2 R
system A(x), and is written as Ȧsol ([Ṙ]; [R]) = dr4πr − + − 2 Ṙ.
2
vm 0 R rR R
∂A (14)
Ȧ(ẋ, x) = ẋi . (7) where R = ∂ 2 R/∂r2 .
i
∂xi
Energy dissipation Φ of the system arises from the fric-
Minimization of eq. (5) with respect to ẋi gives the time tion caused by the relative motion between solvent and
evolution equation solute. Let ζ be the friction constant of a particle. Since
the energy dissipation per particle is written as ζ Ṙ2 , and
∂A the number density of particles is written as φ/vm , the
ζij ẋj = − . (8)
∂xi energy dissipation function is written as
j
In [20], many dynamical equations which appear in soft 1 Rd φ(R, t) 2
Φ([Ṙ]; [R]) = dR4πR2 ζ Ṙ
matter physics (diffusion equation, Smoluchowskii equa- 2 0 vm
tion, gel dynamics equation, Nernst Fokker Planck equa- rd
1 φ0
tion etc.) have been derived based on this principle. = dr4πr2 ζ Ṙ2 , (15)
2 vm 0
In the present problem, the non-equilibrium state of
the system is described by the function R(r, t), the average Hence the Rayleighian is given by
position of particles at time t which were initially located
at r. (Notice that here we are considering the spherically
φ0 rd 2 1
symmetric case.) Hence the function R(r, t) corresponds to ([Ṙ]; [R]) = dr4πr ζ Ṙ2
vm 0 2
the set of slow variables. The time evolution equation for
R(r, t) can be derived by the Onsager principle. Given the 2 2 R
+ kB T − + − 2 Ṙ . (16)
function R(r, t), particle concentration at R is calculated R rR R
as
r2 By setting the functional derivative of the Rayleighian
φ(R, t) = φ0 2 , (9)
R R δ/δ Ṙ with respect to Ṙ equal to zero, we have the fol-
where R = ∂R/∂r. lowing time evolution equation:
The free energy of the system is then obtained as a
R 2 2
functional of R(r, t): Ṙ = D − + , (17)
R2 rR R
Rd
A[R] = dR4πR2 fsol (φ), (10) where D = kB T /ζ is the diffusion constant of the particle.
0
Equation (17) represents the diffusion equation in the
where fsol (φ) is the free energy density (the free energy Lagrangian scheme. In appendix A, it is shown that this
per unit volume) of the solution of concentration φ. If the equation is equivalent to the diffusion equation.
solution is dilute, fsol (φ) is given by In the above discussion, we considered a dilute solu-
tion. At finite concentration, particle interaction may be-
kB T come important, and this can be included in the form of
fsol (φ) = φ ln φ, (11)
vm free energy density and friction constant [20]. For exam-
where kB is Boltzmann constant, T is the temperature, ple, the free energy density of non-dilute solutions may be
and vm is the volume of one solute molecule. From represented by
eqs. (9)–(11), A[R] is rewritten as kB T
fsol (φ) = (φ ln φ + εφ2 ), (18)
kB T Rd r2 vm
2 φ0
A[R] = dR4πr ln φ0 2
vm 0 R R R where ε is a parameter representing the particle-particle
rd
kB T 2 r2 interaction. In the following calculation, we will use this
= dr4πr φ0 ln φ0 2 , (12) form of free energy density.
vm 0 R R
Page 4 of 10 Eur. Phys. J. E (2016) 39: 22
4 Dynamics in gel phase Free energy of the whole system which includes sol
phase and gel phase can be written as
The solution may turn into a gel when the solute concen- rd
tration becomes high. We assume, for simplicity, that this A[R] = dr4πg(R, R ), (21)
transition takes place when the concentration becomes 0
higher than a certain critical concentration φg , called gela-
tion concentration [22, 23]. where g(R, R ) is defined by
Gel is an elastic material and is quite different from
g(R, R ) = gsol (R, R )Θ (φg − φ(R, t))
fluid. In gels, solvent diffusion is coupled with mechanical
stress applied to the gel. The set of equations that de- + ggel (R, R )Θ (φ(R, t) − φg ) . (22)
scribes such coupling becomes complicated [24], but it be-
comes simple in the present problem of a spherical droplet. Here Θ(x) is a unit step function and gsol and ggel are
The evolution equation for R(r, t) in the gel phase can defined by
also be derived from the Onsager principle. The form of kB T r2 φ0
the energy dissipation function will not be essentially al- gsol (R, R ) = (ln φ(R, t) + εφ(R, t)), (23)
tered from that in solution since the energy dissipation in vm
gels arises also from the relative motion between solute ggel (R, R ) = Rg2 Rg fgel (R, R ). (24)
and solvent. However, the form of the free energy density
will be altered. With the definition of the free energy, we can get the
Gel (or elastic material generally) has a natural state Rayleighian of the gelation system. From the Onsager
to which the gel comes back when all external loads are principle, the dynamical equation of the system, which is
removed. Any deformation of the gel from this state costs represented by the positions of the solutes [R], is expressed
elastic free energy. Suppose that the solute particles la- as
beled by its initial position r become a gel at time tg ,
kB T ∂gsol (R, R ) d ∂gsol (R, R )
then φ(Rg , tg ) = φg , where Rg = R(r, tg ) is the position Ṙ = −
vm ζ ∂R dr ∂R
of the point when it becomes a gel. Rg and tg are functions
of r, and can be written as Rg (r) and tg (r). We assume × Θ (φg − φ(R, t))
that the gel is in a natural state when it is formed, i.e., a
material point r in the gel is in the natural state at time ∂ggel (R, R ) d ∂ggel (R, R )
+ −
tg (r). ∂R dr ∂R
At time t, the point moves to a new position R(r, t). At
this state, the gel is deformed from the natural state. The × Θ (φ(R, t) − φg ) . (25)
deformation of a gel is expressed by three stretch factors
λi = Δ i /Δ i in three principal direction (i = 1, 2, 3), If the whole system is in a gel phase, eq. (25) becomes
where Δ i and Δ i is the length of a line segment before equivalent to the Tanaka-Filmore equation [25] for the gel
and after the deformation. In the present problem, the dynamics of a spherical gel; in other words, diffusion pro-
principal directions are radial direction and two tangential cess and gel dynamics are unified in our framework, by
directions, and their stretch factor is given by tracing the average movement of solute.
R R
λr (r) = , λt (r) = , (19)
Rg Rg 5 Dynamics of cavity formation and its
where Rg = dRg (r)/dr. growth
If λr and λt are different from unity, the free energy of
the gel increases. For small deformation, this increase can When a gel phase is formed at the surface of the droplet,
be expressed by the shear modulus G and osmotic bulk cavities are often observed in the droplet [5]. This can
modulus of K of the gel, and is written as also be commonly observed in hollow particle production
by spray drying [26–28]. In the previous paper [9], we have
shown that this is due to the deformation of the gel layer
φg 2
fgel (R, R ) = fg − Π
2
− 1 + G (λr − λt ) created at the surface of the droplet: once a gel layer is
φ 3
2 formed, the subsequent evaporation of solvent compresses
1 φg the gel layer and increases the elastic energy. When this
+ K −1 , (20)
2 φ elastic energy becomes large, the gel layer creates a cavity
to reduce the elastic energy.
where φ = φg /λr λ2t is the solute volume fraction in the gel, If we know R(r, t), we can discuss when such a cavity
and fg is the free energy density of the gel in the natural appears. Suppose that a cavity of radius Rc appears in
state. The second term on the right hand of eq. (20) en- the droplet. Then the point r, which was located at R(r, t)
sures the continuity of the osmotic pressure, when a gel is before the cavitation will move to R̃(r, t) which is given
formed. Given the energy form of the solution as eq. (18), by
Π here is equal to φg + εφ2g . R̃3 = R3 + Rc3 . (26)
Eur. Phys. J. E (2016) 39: 22 Page 5 of 10
Fig. 2. Change of the drying behavior when the initial volume fraction φ0 is changed. φ0 is 0.05 in (a)(b), 0.1 in (c)(d) and
0.15 in (e)(f). The left column ((a), (c) and (e)) shows the time evolution of the solute volume fraction in each layer, and the
right column ((b), (d) and (f)) shows the evolution of the position of each layer. The time unit tref is given by tref = rd2 /D. The
parameters used in the calculation are Jr = 10, G = K = kB T /vm , ε = 2, φg = 0.2. The droplet is divided into N = 20 layers.
Fig. 3. Change of the drying behavior when the evaporation rate Jr is changed. Jr is 1 in (a)(b), 5 in (c)(d) and 10 in (e)(f).
The left column ((a), (c) and (e)) shows the time evolution of the solute volume fraction in each layer, and the right column
((b), (d) and (f)) shows the evolution of the position of each layer. Initial volume fraction is fixed at φ0 = 0.1. Other parameters
are the same as in fig. 2.
Here, we have dealt with a simplified model of a drying Author contribution statement
droplet of soft matter solutions. The realistic case is actu- Fanlong Meng and Masao Doi propose the new scheme
ally more complex. For example, when gelation happens, and write the manuscript, Ling Luo and Zhongcan Ouyang
evaporation rate of the solvents might change. Moreover, provide quite informational discussions and help check re-
gel layers can induce other instabilities, such as wrinkling, sults.
buckling, etc., which gives various complex structures for
the final dried particles. Though there are many detailed F.L. M. and Z.C. O.Y. thank the support of the Na-
problems in drying soft matter solutions, we believe that tional Basic Research Program of China (973 program, No.
the new dynamical method given in this work can provide 2013CB932800). M. D. acknowledges the financial support of
a basic tool in studying these phenomena. the Chinese Central Government in the program of Thousand
talents and the NSFC grant (No. 21434001).
Page 8 of 10 Eur. Phys. J. E (2016) 39: 22
and vice versa. The details are presented as follows: At the same time, the right term of the diffusion equa-
tion (eq. (A.2)) can be calculated as
The left term of eq. (A.2) can be rewritten as
∂φ(R, t) ∂φ(R(r, t), t) ∂φ(R(r, t), t) ∂r 1 ∂ ∂φ(R, t)
2
= + , R D
∂t ∂t ∂r ∂t R2 ∂R ∂R
R r
(A.3)
R
2
1 ∂ R ∂φ(R(r, t), t)
where R(r, t) here is expressed as a function of its initial =D 2
R ∂R R ∂r
position r at time t. As shown in the text, concentration
of solutes φ(R, t) located at R can be written as 1 ∂ 2r 2r2 r2 R
= Dφ0 2 − −
R R ∂r R2 RR R3
r2 2
φ(R, t) = φ0
R2 R
. (A.4) r R 3r2 R2 2r2 R
= Dφ0 − 2 4 + 2 5 + 3 3
R R R R R R
Together with ∂r/∂t = −Ṙ/R and eq. (A.1), the first-
2r2 4r 2 6rR
term on the right-hand side of eq. (A.3) can be calculated + 4 − 3 2 + 2 3 − 2 4 , (A.8)
R R R R R R R R
to be
Ndr R1
RN RN
dr 2dr R2 R2 RN
0 R1 R1
R0
R0
R0 R2
N
2Rgi−1
kB T 4π 3 φ0
({Ri }, t) = φ0 ri − ri−1
3
+ εφ0 × Θ φji − φg
v m 3 φji Rgi − Rgi−1
2 2
i=1
j
˙
×φji Θ φg − φji 4 Ri+1 −Rij j
Ri+1 + Rij
+ 3
Rgi+1 −Rgi
3
G −
3 Rgi+1 −Rgi Rgi+1 + Rgi
N
4π
+ 3
Rgi − Rgi−1
3
Θ φji − φg −2Rgi+1
i=1
3 × Θ φ j
− φ g
2
Rgi+1 − Rgi
2 i+1
4 Rij − Ri−1j
Rij + Ri−1
j
× G − φg 2
3 Rgi − Rgi−1 Rgi + Rgi−1 + 3 −Π + K − 1 R j
Θ φj
− φ g
i i
j j j j
φji
Ṙi − Ṙi−1 Ṙi + Ṙi−1
× − φg 2
Rgi − Rgi−1 Rgi + Rgi−1 + 3 Π −K −1 j j
Ri Θ φi+1 − φg . (B.3)
φji+1
φg φg
− −Π + K −1 φ̇ji
φji (φji )2 From these equations, we can know how solutes distribute
2 in the droplet, as well as mechanical properties of the gel
πdr3 3 parts.
+ ri+1 − ri−1
3
ζφ0 Ṙij , (B.1)
3 We can also get the discretized version of eq. (28), to
judge whether a cavity is formed or not,
where the changing rate of volume fraction is
N
4π
3(Rij )2 Ṙij − 3(Ri−1 )2 Ṙi−1
j
F ({Rij }, vc ; t) = 3
Rgi − Rgi−1
3
Θ φji − φg
φ̇i = −φi . (B.2) 3
(Rij )3 − (Ri−1
j
)3 i=1
⎡ ⎡
j j
2
If we take the first derivative of ({Ri }) with respect 2 R̃ni − R̃ni−1 R̃j + R̃ni−1
j
×⎣ G ⎣ − ni
to Ṙi , then we can get the evolution equation of Ri (i = 3 Rgi − Rgi−1 Rgi + Rgi−1
1, 2, 3, . . . , N ),
j j j j
2 ⎤⎤
Rni − Rni−1 Rni + Rni−1
2 − − ⎦⎦
Rij+1 = Rij + 3 ) dt
Rgi − Rgi−1 Rgi + Rgi−1
ζφ0 (ri+1 − ri−1
3
1 2
kB T 3 φ0 +γ(4π) 3 (3vc ) 3 . (B.4)
× ri − ri−1
3
+ εφ0
vm φji From the above numerical scheme, we can calculate diffu-
3(Rij )2 sion, gelation and cavitation process.
j
× −φi j j
Θ φg − φji
(Ri )3 − (Ri−1 )3
kB T 3 φ0 References
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