Professional Documents
Culture Documents
Topic: A study of air quality control policy in China-case study analysis of Beijing-Tianjin-
Hebei region
Introduction
In China, air quality control policy is significant as there is air pollution in different regions,
Tianjin-Hebei region, central government launched different policies to solve air quality
problems, such as industrial emission control policy, “Air Pollution Prevention and Control
Action Plan (2013–2017)” and “Enhanced measures of Air Pollution Prevention and Control
in the BTH area (2016–2017)”, which support improvement of air quality in Beijing-Tianjin-
Hebei region. Throughout this case study, it emphasized policy effectiveness towards air
governments to improve air quality and protect public health. Moreover, different challenges
of air quality control policy in China argued legislation framework challenges and
unclassified responsibilities between central and local government in China. In this analysis,
it will focus on different challenges of China air quality control policy and case study of
Beijing-Tianjin-Hebei region, also towards policy effectiveness and suggestions of air quality
There were different policy problems and challenges in China air quality control policy. The
system of Prevention and Control of Air Pollution (PCAP) still defected and insufficient of
Total air pollutant load control (TAPLC) system stipulation, in which chemical gases such as
nitrogen oxide didn't include in the system (Feng & Liao, 2016). In fact, air quality control
participation (Feng & Liao, 2016). Nevertheless, there were legislation framework challenges
since Air Pollution Prevention and Control Law (APPCL) had been occupied legislation
framework of PCAP vitally, thus APPCL didn't make consideration on prevention and
of emission fees for motor vehicles, and driving restrictions of high polluting vehicles.
management, which based on reliability of regional scale modelling (Wang & Hao, 2012). Xu
(2020) also pointed out that there was uncertainty of actions and outcomes linkage as China
had enough effort for 10% SO2 reduction in 10 and 11th five years plan, however outcomes
were different (Xu, 2020). China government had low confidence on policy implementation
to induce the intend actions (Xu, 2020). There were outdated stipulations of air pollutant
emission permit system as under the section 2 of article 15 in APPCL, local governments
should have responsibility in checking and verifying total air pollutant amounts that emitted
(EPBs), in which local governments rarely interfered (Feng & Liao, 2016). He, Lu, Mol &
Beckers (2012) also figured out that there was insufficient of air pollutant emission trading
system stipulation as although most of Chinese provinces issued local regulations and rules
for the system to launch pilot, APPCL didn't stipulate principles and procedures, resulted as
comprehensive problem. There was limitation in both central and local state governance
it stated under various level, local governments were responsible on “ambient air quality
within the areas under their jurisdiction” (Feng & Liao, 2016), in which it didn't specific
stipulate the method on how local government responsible in local air quality control policy
and further evaluation on its responsibilities. Therefore, it was unclear on accountability for
legal responsibilities if air quality control can't meet 2012 standard. It was also significant to
address the challenges of air quality control policy based on local government air quality
protection desired responsibility system wasn't established (Feng & Liao, 2016). There was
responsibility (Feng & Liao, 2016). It also recognized that there was low penalization on
violators as it hiddened the legislation of air quality control and prevention, in which
emission penalties were ineffective to restrict companies on air emission (Feng & Liao,
2016). It also found that insufficient economic penalties and local government supervision
under the situation of expensive reduction of emission, air quality control protection always
control measures”, which lacked effectiveness in policy (Gao, Yin, Ai & Huang, 2009).
model applied in China was main problem of air quality control policy since Ministry of
Environmental Protection (MEP) concerned air and water pollution problem, its function was
and environmental regulations enforcement facilitation (Wang & Lin, 2010). Moreover, there
were limitation of seeking consensus among constituent members and insufficient of formal
troublesome and potentially costly environmental measures” (Wang & Lin, 2010). For
There were four policy implementation difficulties in China, which were unprecedented
majority in urban centres in the east and changes of population's lifestyle were reasons that
difficult to handle and multiply mitigate (He, Lu, Mol & Beckers, 2012), also dominance to
the economic policy institutions over than environmental policy institutions as major
economic organizations and ministries, for examples, National Development and Reform
Commission (NDRC) and other several ministries had more power, resources and influence
than Ministry of Environmental Protection (MEP) (He, Lu, Mol & Beckers, 2012). Instead of
development” (He, Lu, Mol & Beckers, 2012). Rather than government authorities, limitation
of environmental NGOs and public participation led to policy implementation failure since
overruled from official policies on disclosure, participation, protest and media reporting still
existed from local states and economic interest (He, Lu, Mol & Beckers, 2012).
major national economic zone in Northern China, encompassing the capital Beijing, the
municipality of Tianjin, and Hebei province. Political, cultural, and economic relevance make
this region important. Due to their geographical proximity, these localities exhibit analogous
challenges pertaining to air quality. Industrial sectors, particularly in the province of Hebei.
According to the study conducted by Fan et al. (2020), local industrial activities have a
significant influence on the emissions of Sulphur dioxide and nitrogen oxides. The operations
encompass the manufacturing of steel and the management of petrochemical plants. Fang et
al. (2022) assert that the emissions are also exacerbated by the dependence on coal for energy
and heating, particularly during colder seasons. Furthermore, the emissions from automobiles
are also a significant contributor to the elevated levels of nitrogen dioxide and particulate
matter, in addition to the causes. The primary sources of air pollution in this region are the
Regional transmission brings pollutants from the neighbour areas into Beijing-Tianjin-Hebei,
affecting air quality. According to Feng et al. (2021), Beijing receives a lot of particulate
matter from nearby areas. These contaminants can accumulate more easily and remain in the
environment for longer because of the region's complicated geography and the prevailing
weather conditions. This regional dynamic makes managing air quality more difficult since
its effects go beyond the purview of any one governmental body (Guo et al., 2022). As a
result, pollution levels in the BTH region are significantly impacted by regional
transportation.
The complicated chemical processes that take place in the atmosphere are a major contributor
to the generation of secondary particulate matter, which plays a significant role in the air
pollution in the BTH region (Han et al., 2020). Primary emissions of Sulphur dioxide,
nitrogen oxides, and volatile organic compounds combine to form secondary particles. In
2020, Han et al (2023) reported that secondary particle matter may account for 50–70% of
BTH PM2.5. They highlight the complexity of regional air pollution, which is both an
accumulation of emissions and the outcome of chemical reactions (Han et al., 2023). It
The area's rapid industrialization and urbanization have directly impacted the intensity and
nature of air pollution in the BTH region. Air quality assessments show that key cities in the
BTH region have emission intensities three to five times higher than the national average
(Han et al., 2021). The BTH region, which covers less than 3% of China's land area, is
responsible for more than 10% of the country's emissions of sulphur dioxide and volatile
organic compounds. Such statistics highlight the disproportional contribution of the BTH
The disproportionate pollution contribution of the BTH region signifies the need for
The BTH region’s struggle with air pollution is exacerbated by its geographical position,
which favours the accumulation of pollutants, and its industrial activities that are largely
based on coal (Hashizume et al., 2020). Rapid urban expansion and population growth have
led to increased demand for transportation and energy, compounding the air quality issues.
The region's significant role in China's overall economy complicates efforts to transition
away from polluting industrial practices. Addressing the air pollution in the BTH region
essential to effectively manage the air quality in the Beijing-Tianjin-Hebei region due to the
transboundary nature of pollution. The Chinese government has recognized the need for
control measures. The “Twelfth Five-Year Plan for the Prevention and Control of Air
Pollution in Key Regions” identified the BTH as a priority area and established multi-agency
coordination for pollution control. This collaborative governance approach is seen as crucial
for addressing the complex environmental challenges faced by the region. Collaborative
governance is thus recognized as a vital strategy for air quality management in the BTH
region.
example, industrial emission control policy from Central government launched in BTH
heavy industries from Beijing to the surroundings, focused on Hebei (Wang, L., Zhang, F.,
Pilot, E., Yu, J., Nie, C., Holdaway, J., Yang, L., Li, Y., Wang, W., Vardoulakis, S. & Krafft,
T., 2018). Therefore, it launched a national call for the deduction on the production capacity
towards industrial emission in BTH region in 2013. It aimed at transformed and upgraded
equipment and production processes in Hebei and other provinces. Central government also
launched general legislations on emission and technical standards on plans towards emission
reduction (Wang et al., 2018). In 2013, central government implemented “Air Pollution
Prevention and Control Action Plan (2013–2017)” for tackling air pollution issue in BTH
region. It stated several plans, which were to intensify comprehensive treatment and
reduction of air pollutant emissions, in which strengthen the comprehensive control of air
pollution in industrial enterprises, also the renovation of coal-fired small boilers that could
(The Central People's Government of the Republic of China, 2013). The policy aimed on the
elimination of coal-fired boilers of 10 steam tons per hour and below and prohibit the
construction of new coal-fired boilers of less than 20 steam tons per hour for BTH regions. It
transformation projects in key industries. All coal-fired power plants, sintering machines and
pellet production equipment of iron and steel enterprises, catalytic cracking units of
petroleum refining enterprises, and non-ferrous metal smelting enterprises should install
desulfurization facilities, and coal-fired boilers of 20 steam tons per hour and above should
2013). Nevertheless, the existing dust removal facilities for coal-fired boilers and industrial
kilns should be upgraded. Central government also stated that promotion of the control
surface coating, packaging and printing industries, the implementation of volatile organic
detection and repair” technical transformation (Li, Zhang, Shi & Hewings, 2019; The Central
The plan also aimed to make improvement on volatile organic compounds limit standards for
coatings, adhesives and other products, promote the use of water-based coatings, and
encourage the production, sales and use of low-toxicity and low-volatile organic solvents
The policy goal of air quality control policy was stated clearly that BTH, Yangtze River
Delta, Pearl River Delta and other regions should basically complete the construction and
transformation of pollution control facilities for coal-fired power plants, coal-fired boilers and
industrial kilns by the end of 2015 and complete the comprehensive treatment of organic
waste gas from petrochemical enterprises. It also stated that for deepening the control of
unknown sources pollution, in which stated as comprehensive remediation of urban dust. This
policy aimed at strengthening the supervision of construction dust, actively promote green
construction, the construction site of the construction project should be fully enclosed and set
up with a retaining wall, open operation is strictly prohibited, and the road at the construction
The policy also strengthened prevention and control of pollution from mobile sources and
urban management, which deepen the optimization of urban functions and layout planning,
promote intelligent traffic management, and alleviate urban traffic congestion (The Central
People's Government of the Republic of China, 2013). Policy noted that on strengthening the
& Hewings, 2019; The Central People's Government of the Republic of China, 2013).
In 2016, central government also launched “Enhanced measures of Air Pollution Prevention
and Control in the BTH area (2016–2017)”, in which it was the extended version of 2013
policy. There were several plans implemented in BTH regions. For Shijingshan, it aimed at
decrease and eliminated 5500 old motor vehicles every year, and the city's sixth phase of
vehicle fuel standards will be implemented from January 1, 2017, replacing the three-way
motor vehicle pollution control measures. Strict dust control policy improved the level of
green construction management of various construction sites, formulate special plans for road
dust control, carry out graded road cleaning and cleaning, implement regional dust reduction
assessment, and control the amount of dust reduction at 8 tons in every month (Beijing
Municipal Ecology and Environment Bureau, 2016). For Chang Ping district, it aimed at
promotion of the clean energy transformation of coal-fired boilers, deepened the motor
vehicle management, such as accelerate the elimination of old motor vehicles, implement the
sixth phase of Beijing's vehicle fuel standards in 2017, replace three-way catalytic converter
of taxis, and strictly control the pollution of high-emission motor vehicles (Beijing Municipal
Ecology and Environment Bureau, 2016). It stated that strictly control construction dust and
road dust pollution and implement regional dust reduction assessments. For small policy
implementation, BTH regions corporate with rural area on “electricity replace coal” plan,
different companies included Petro China and Sinopec, etc, must implement comprehensive
policy and completed in deadline. Every department and region must present plans and
policies to the environment bureau in or before July 2016. The policy also strengthened the
management control and evaluation mechanism for monitoring every region and department
work monthly (Beijing Municipal Ecology and Environment Bureau, 2016). It provided
such as gave warning and communication towards departments that slowed down the work
(Li, Zhang, Shi & Hewings, 2019; Beijing Municipal Ecology and Environment Bureau,
2016).
The reasons and motivation of local governments to implement the central government’s
ecological and environmental policies can be mainly divided into two aspects: support from
the central government and other organizations, and supervision by the central government.
The support measures can be mainly divided into the following three aspects. First, financial
support from the central government. The central government allocates a large amount of
financial funds to local governments every year to improve air quality in the Beijing-Tianjin-
Hebei region. For example, in October 2013, the Ministry of Finance announced the
arrangement of 5 billion yuan of funding, all for the Beijing-Tianjin-Hebei and neighboring
regions to combat air pollution, with an emphasis on Hebei Province, which has a heavy
Second, credit loan support from banks. Some financial institutions provide loans to local
governments to help solve the funding shortfalls they face in combating air pollution. For
example, in December 2015, the Asian Development Bank approved its first policy-based
loan of $300 million to the PRC to help address the air pollution problem of the greater
Third, experts’ guidance from the central government. In April 2017, the State Council
executive meeting decided to research the causes of heavy air pollution in the fall and winter
Hebei region has a long history of air pollution. Although the central government had been
concerned about air quality in this region, local governments tended to choose to ensure
economic growth at the cost of polluting the environment (Liu, 2020). Therefore, the
government's supervision mechanism can be mainly categorized into supervision by laws and
The State Council's Bulletin No. 27 in 2013 was a notice that triggered the action plan for the
prevention and control of air pollution. The central government clearly stated that it is
necessary to improve laws and regulations, accelerate the revision of the Air Pollution
Prevention and Control Law, and increase the penalties for violations of the law that cause air
pollution. It is also necessary to draft environmental tax laws and speed up the revision of the
Environmental Protection Law. The central government has also demanded local
governments consider local realities and introduce local regulations on air pollution
prevention and control. The strict legal supervision mechanism puts great pressure on local
governments in the Beijing-Tianjin-Hebei region to combat air pollution. In 2016 and 2020,
Regulations twice. The central government plays a vital role in the legal supervision of local
the Beijing-Tianjin-Hebei region to improve their environmental regulatory capacity and the
enforcement, promote joint enforcement, regional enforcement, and cross enforcement, and
crack down on illegal behavior that undermines air quality. The central government has also
government would publish the ten cities with the worst and best air quality every month,
while local governments in Beijing, Tianjin, and Hebei must publish the air quality rankings
of prefecture-level and above cities in the region. For example, the 2013 China
Environmental Status Bulletin announced the ten cities with poor air quality in 2013, seven of
which were in Hebei Province (MOE, 2013). Such disclosure is also one of the central
Policy effectiveness
Throughout air quality control policy implemented in China, it believed air quality of
reductions and reduction rates in the Beijing-Tianjin-Hebei region from 2014 to 2017. From
the amount of carbon dioxide emission reduction and the rate of emission reduction during
the examination period, all cities, except Baoding, Cangzhou and Langfang, have achieved
carbon emission reduction of different degrees, especially for Beijing and Tianjin, it reduced
8.14% and 9.32% respectively (Li & Wang, 2023). In terms of emission reduction, the top
three cities in terms of carbon dioxide emission reduction are Tianjin, Beijing and Handan. In
terms of emission reduction rates, four cities, Tianjin, Chengde, Zhangjiakou and Beijing
achieved emission reductions of more than 8%, Handan achieved emission reductions of
more than 6%, and Shijiazhuang and Tangshan achieved emission reductions of between 3%
and 5%. Taken together, Beijing, Tianjin and Zhangjiakou have achieved significant results
in emission reduction, Shijiazhuang, Tangshan and Handan have had more obvious effects in
carbon reduction, while Baoding, Cangzhou and Langfang are facing a more severe emission
reduction situation, which were –2.17%, -2.23% and –2.12% respectively (Li & Wang,
2023).
Policy results showed the amount and rate of decline in fine particulate matter concentrations
particulate matter concentrations, all 12 cities achieved sustained decreases in fine particulate
matter concentrations in all years from 2014 to 2017, for Beijing, Tianjin, Shijiazhuang and
Tangshan, fine particulate matter decrease rate were 32.42%, 28.65%, 29.01% and 34.66%
respectively, except for Handan, which saw an increase in 2017 compared to 2016 (Yin & Li,
2023).
effects of greenhouse gas emission reduction and air pollutant prevention. Still, the degree of
synergy varies more markedly depending on the city and the specific type of air pollutant
(Yang et al., 2021). It has significantly improved the air quality in Beijing-Tianjin-Hebei and
the neighboring regions, and the improvement effect of air quality in Beijing-Tianjin-Hebei is
Based on the monthly air quality index (AQI) and the concentration panel data of six major
individual air pollutants (PM2.5, PM10, SO2, NO2, CO, and O3) from 2014-2019, the policy
effects of joint prevention and control of air pollution in the Beijing-Tianjin-Hebei region
were empirically assessed by applying the PSM-DID, supplemented by the policy dynamic
effect analysis, mechanism analysis, and robustness test. The study found that the Beijing-
Tianjin-Hebei air pollution joint prevention and control policy can effectively manage
regional and compound air pollution problems. Under existing conditions, the policy was able
to explain about 34.7% of the reduction in the air quality index (AQI) in the target region and
about 34.3%, 36.7%, 22.6%, 61.8%, and 19.8% of the reduction in the concentrations of the
five major individual air pollutants (PM2.5, PM10, SO2, NO2, and CO), which implies that
the joint prevention and control policy can indeed achieve regional overall improvement in
strengthened cooperation between the central and local authorities, explored synergistic
pollution control has been expanding, and the means of prevention and control have become
Policy suggestions
There are several policy suggestions for air quality control policy in China. Firstly, China
government should Optimizing and adjusting the urban energy structure as well as
accelerating the upgrading and optimization of the industrial structure. Based on the current
management, we should also focus on the reduction of nitrogen oxides and volatile organic
compounds, especially the control of volatile organic compound (VOC) emissions and
industries, and at the same time introduce corresponding policy measures to control the scale
of high-polluting industries and reduce the density of high-polluting industries; Secondly, the
upgrading of polluting industries, reshape the energy structure based on upgrading of the
industrial structure, set up the concept of sustainable development, and build up a green
development model.
the participation of multiple subjects, a sustainable governance process under the rule of law,
pollution in the “2+26” cities and build a long-term mechanism for coordinated pollution
control. It should rationalize the relationship between multiple parties, create a benign
interaction and synergistic win-win governance environment, and must uphold the
development concept of treating heavy pollution, preventing light pollution and maintaining a
governance, it should be to reduce the emission of pollution as the starting point for the
development of environmental protection laws and regulations and protect the ecological
environment with the most stringent system, the most rigorous rule of law. Nevertheless,
central government should Pay attention to the synergistic control of many kinds of air
pollutants and strengthen the integrated management of multiple pollution sources. Although
the urban air pollution prevention and control policy has achieved remarkable results, but also
need to admit that the current management of O3 pollution is not very satisfactory. Therefore,
based on stable control of primary particulate pollution, accurately identifying and gradually
Conclusion
Based on Beijing-Tianjin-Hebei region case study, coal burning, and power or industrial use
existed, PM2.5 was also locally produced and became the most serious pollutant, which
harmed BTH region air quality. Central government launched industrial emission control
policy, “Air Pollution Prevention and Control Action Plan (2013–2017)” and “Enhanced
measures of Air Pollution Prevention and Control in the BTH area (2016–2017)” for tackling
air pollution in BTH region. Central government motivated local government on pollutant
reduction and provided fiscal and credit loan support, also revised laws and regulations for
improvement of environmental capacity. Policy result showed air quality in BTH region
improved, BTH region air pollution control work continued for strengthen the cooperation
between central and local government. However, there were some policy suggestions for air
quality control in Beijing, such as the establishment of inclusive incentive mechanism, pay
more awareness on pollutant control and strengthen the management towards air pollutant
control.
Central government control air pollutant policy continues in 2017-2018 autumn and winter
season due to average density of PM2.5 increased 5.4% in BTH region, policy aimed at
establishing and improving air quality control monitor system, accelerate the construction of
district and county monitoring networks. All 327 districts and counties in “2+26” cities will
have completed air pollution control systems, which contained sulphur dioxide (SO2) and
PM2.5, etc by end of October 2017. Original monitoring data of all sites are uploaded to the
China Environmental Monitoring Station in real time, with an upload rate of more than 90%,
in which all monitoring sites other than national control station will be uploaded to provincial
upload the data reviewed last month to the China Environmental Monitoring Station before
the 5th of each month. Intensity increased gradually and there was remarkable effect of air
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