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Topics in

PAIN MANAGEMENT
Vol. 24, No. 5 Current Concepts and Treatment Strategies December 2008

CME ARTICLE
Pain Management for Occipital Neuralgia
Clifford Gevirtz, MD, MPH
Learning Objectives: After reading this article, the practitioner should be able to:
1. Describe two possible causes of occipital neuralgia.
2. Describe three possible therapeutic interventions in patients with occipital neuralgia.
3. Explain the roles of neurosurgical intervention and peripheral nerve stimulation in patients with occipital neuralgia.

he earliest clinical reference to the condition we now lesser or greater occipital nerve with associated paresthesia
T recognize as occipital neuralgia (ON) was by Beruto
and Ramos in 1821.1 Numerous sporadic reports of this
or dysesthesia in the same region.4 Patients usually describe
tenderness over the affected nerve with persistent aching
condition and its treatment have appeared since then.2,3 between the paroxysms and temporary relief of the condi-
Hammond and Danta3 published one of the best descrip- tion after local anesthetic block.
tions of the syndrome’s clinical features in 1978. They Anatomy
described patients with severe paroxysmal or continuous
pain in the distribution of the occipital nerve with localized The anatomy of the greater and lesser occipital nerves
tenderness overlying the path of the nerve as it crosses the explains the etiology and treatment options for ON.
superior nuchal line, altered sensation in the form of pares- The greater occipital nerve is formed by the medial branch
thesia or dysesthesia in the distribution of the nerve, and of the dorsal ramus of C2 that runs between the posterior
marked relief of the symptoms by localized treatment such
as a diagnostic nerve block or occipital neurectomy.
Dr. Gevirtz is Clinical Associate Professor, Department of Anesthesiology,
More recently, the International Headache Society defined Louisiana State University-New Orleans, LA, and Medical Director,
ON as a paroxysmal, sharp pain in the distribution of the Somnia Pain Management, 627 West Street, Harrison, NY 10528; E-mail:
cliffgevirtzmd@yahoo.com.
Dr. Gevirtz has disclosed that he has no significant relationships
In This Issue with or financial interests in any commercial organizations pertain-
ing to this educational activity.
CME Article: Pain Management for
Dr. Gevirtz also has disclosed that the use of gabapentin, pregabalin, and
Occipital Neuralgia . . . . . . . . . . . . . . . . . . . . . . . . . .1 botulinum toxin for treatment of occipital neuralgia as discussed in this
article has not been approved by the U.S. Food and Drug Administration.
Mirror Therapy Makes Phantom Limb
All faculty and staff in a position to control the content of this CME
Pain Vanish . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .6 activity have disclosed that they have no financial relationships with,
or financial interests in, any commercial companies pertaining to this
CME Quiz . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .11 educational activity.

News in Brief . . . . . . . . . . . . . . . . . . . . . . . . . . . . .12 Lippincott CME Institute, Inc., has identified and resolved all faculty
and staff conflicts of interest regarding this educational activity.

The continuing education activity in Topics in Pain Management is intended for clinical and academic physicians
from the specialties of anesthesiology, neurology, psychiatry, physical and rehabilitative medicine, and neurosurgery
as well as residents in those fields and other practitioners interested in pain management.

1
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Topics in Pain Management December 2008

EDITOR arch of the atlas and lamina of the axis. The greater occipital
nerve ascends between the inferior oblique and the semi-
Clifford Gevirtz, MD, MPH*
Medical Director spinalis capitis muscles. It pierces the semispinalis capitis
Metro Pain Management muscle and the trapezius muscle (adjacent to their insertion
New Rochelle, NY into the occipital bone between the superior and inferior
Clinical Associate Professor nuchal lines) to run along the occipital artery.5 This nerve
Department of Anesthesiology receives some small fibers from the medial branch of the
Louisiana State University third dorsal cervical (C3) ramus after it pierces the trapezius.
New Orleans, LA
A minority of anatomists postulate that a small cutaneous
ASSOCIATE EDITOR branch of the suboccipital nerve (first cervical [C1] dorsal
Anne Haddad* ramus) will occasionally join the greater occipital nerve as
Baltimore, MD it accompanies the occipital artery. The greater occipital
EDITORIAL BOARD nerve frequently connects with the lesser occipital nerve,
E. Richard Blonsky, MD which arises from the cervical plexus (formed by the upper
Pain and Rehabilitation Clinic of Chicago, Chicago, IL four ventral cervical rami). In rare cases, a connection can
Michael DeRosayro, MD be observed between the greater occipital nerve and the
University of Michigan, Ann Arbor, MI
superficial auriculotemporal nerve.6
James Dexter, MD
University of Missouri, Columbia, MO The greater occipital nerve divides into several branches and
Kathy Dorsey supplies the skin of the back of the scalp as far forward as the
Chelsea Medical Center, Chelsea, MI vertex of the skull. Radiation of pain to the retro-orbital and
Claudio A. Feler, MD other facial regions is thought to be due to sensory connections
University of Tennessee, Memphis, TN
between the principal sensory nucleus of trigeminal nerve and
Kathleen M. Foley, MD
Memorial Sloan-Kettering Cancer Center, New York, NY
substantia gelatinosa of the upper cervical spinal cord via the
Alvin E. Lake III, PhD
nucleus of the spinal tract of the trigeminal nerve.7,8 These sen-
Michigan Head Pain and Neurological Institute, Ann Arbor, MI sory connections explain the frequent occurrence of ON with
Daniel Laskin, DDS, MS trigeminal neuralgia and the occurrence of retro-orbital pain.
Medical College of Virginia, Richmond, VA
Vildan Mullin, MD
The Structural Etiology of Occipital Neuralgia
University of Michigan, Ann Arbor, MI
Patients with ON may be divided into those with struc-
Paul M. Paris, MD
Center for Emergency Medicine, Pittsburgh, PA
tural causes and those with idiopathic causes. Structural
Alan Rapoport, MD
causes include:
New England Center for Headache, Stamford, CT
• Direct trauma to the greater or lesser occipital nerve;
Gary Ruoff, MD
West Side Family Medical Center, Kalamazoo, MI
Frederick Sheftell, MD Topics in Pain Management (ISSN 0882-5646) is published monthly by
New England Center for Headache, Stamford, CT Lippincott Williams & Wilkins, 16522 Hunters Green Parkway, Hagerstown,

(410) 528-4105 or Email audrey.dyson@wolterskluwer.com. Visit our


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Stephen Silberstein, MD
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Copyright 2008 Lippincott Williams & Wilkins, Inc. All rights reserved.

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Lonnie Zeltzer, MD Topics in Pain Management is independent and not affiliated with any organization, vendor
UCLA School of Medicine, Los Angeles, CA or company. Opinions expressed do not necessarily reflect the views of the Publisher, Editor,
or Editorial Board. A mention of products or services does not constitute endorsement. All

situations. Editorial matters should be addressed to Anne Haddad, Associate Editor, Topics in
comments are for general guidance only; professional counsel should be sought for specific

Pain Management, 204 E. Lake Avenue, Baltimore, MD, 21212; E-mail: ahaddad@lww.com.
*Dr. Gevirtz and Ms. Haddad have disclosed that they have no significant relation-
ships with or financial interests in any commercial organizations pertaining to this
educational activity. Topics in Pain Management is indexed by SIIC (Sociedad Iberoamericana de
Información Científica).

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Topics in Pain Management December 2008

• Compression of the greater or lesser occipital nerve or the C2 The workup of ON should include assessment for atlanto-
or C3 nerve roots by degenerative cervical spine changes; axial joint instability (i.e., assessment of rotation, extension,
and flexion of the neck). Patients with a history of rheuma-
• Cervical disc disease; and
toid arthritis or trauma should receive a thorough examina-
• Metastatic tumors affecting the C2 and C3 nerve roots. tion of the entire spine. Diagnostic occipital nerve blockade
also is very important in making a diagnosis. ON can easily
The greater occipital nerve receives sensory fibers from the
be confused with migraines and other headache syndromes.
C2 nerve root, and the lesser occipital nerve receives fibers
In some cases, ON has been misdiagnosed as fibromyalgia,
from the C2 and C3 nerve roots. Cervical spine changes
cervical spine arthritis, or cervical disc disease.
include spondylosis, arthritis of the upper cervical facet joints,
and thickening of the ligaments in that area (particularly the Therapeutic Options
C1–C4 levels). If the cause is structural, surgical treatment may be indi-
Some cases of presumed ON may, in fact, be individual cated. Because most patients have no clear structural cause,
C2 or C3 radiculopathies. Compression of the greater their treatment usually is symptomatic. Treatments that may
occipital nerve is possible as it travels up the neck, passing be considered include local nerve blocks, medications,
through the semispinalis and trapezius muscles. A case of occipital nerve stimulator implantation, surgical decom-
ON that follows a whiplash or hyperextension injury may pression, lesioning of the C2 and/or C3 nerve roots, or even
arise from this type of compression. Other possible causes ablation of the peripheral branches of the greater and/or
include localized infections or inflammation, gout, dia- lesser occipital nerves.
betes, and blood vessel inflammation. The management of ON usually starts with a conservative
Although the frequency has not been quantified, most regimen: trials of medications such as nonsteroidal anti-
patients seen in pain clinics fall into the category of “unknown inflammatory drugs, medications for neuropathic pain
cause” when no identifiable lesion is found. (anticonvulsant medications, tricyclic antidepressants), and
Clinical Symptoms possibly opioids.

Some cases of presumed ON may,


ON symptoms include aching, burning, and throbbing

in fact, be individual C2 or C3
pain that often is unilateral and continuous with intermit-

radiculopathies.
tent shocking, shooting pain. The pain usually originates in
the suboccipital area and radiates to the posterior and/or lat-
eral scalp. Occasionally, patients report pain behind the eye
on the affected side. Pain also may be perceived over the
neck, temple, and frontal regions.
Pressure over the occipital nerves may amplify the pain, but Conservative Treatment
there usually is no clear trigger. Furthermore, some patients
may have a positive Tinel’s sign over the course of either the Physical therapy, massage, acupuncture, and heat are other
greater or the lesser occipital nerve. Occasionally, neck treatments that have been reported in the literature for the
movements (e.g., extension and rotation) may trigger pain. treatment of ON.
At times, patients with ON may experience symptoms simi- Medications
lar to those of migraine or even autonomic changes charac-
teristic of cluster headaches. Associated symptoms include Medications that may help relieve pain in ON include
posterior scalp paresthesia, photophobia, and dizziness. gabapentin 300–3600 mg/day (Neurontin; Pfizer), pregabalin
Many patients with ON report a cycle of pain-spasm-pain. 150–600 mg/day (Lyrica; Pfizer), and baclofen 40–120
mg/day (Kemstro, Lioresal; Lannett). However, clinical experi-
Diagnosis ence shows that while these may help in some cases, it is rare
Thorough history-taking and a complete physical and neu- that medication alone completely resolves the pain of ON.
rologic examination are necessary in diagnosing any
Nerve Blocks
headache syndrome. A diagnosis usually is based on the
characteristic affected area of the pain. Finding tender areas Occipital Nerve Block
that exacerbate the pain also suggests the diagnosis. Occipital nerve block is indicated for both the diagnosis
It is important to clarify whether the cause of ON is struc- and treatment of ON. Percutaneous occipital nerve block
tural or idiopathic. Abnormal findings on neurologic exam- using a local anesthetic agent such as lidocaine—with or
ination usually indicate a structural cause, in which case CT without corticosteroids—is valuable for the diagnosis of
or MRI of the head and cervical spine may be indicated to ON. This nerve block also nearly always provides immediate
identify the exact structural lesion. pain relief—but with varying degrees of long-term success.9

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In one series of 92 patients treated with percutaneous lido- Radiofrequency Thermocoagulation


caine and corticosteroid injection, improvement was seen in
Radiofrequency (RF) thermocoagulation is another widely
87% of patients, with recurrence occurring in between 1
used method to treat ON. It has many advantages, including
and 8 months in 31.5% of those with initial improvement.10
safety, efficacy, a rapid recovery period, and no permanent
The greater occipital nerve is 2.5–3 cm lateral to the exter-
scarring. C2 ganglionostomy by RF lesion generator also
nal occipital protuberance and medial to the occipital artery.
has resulted in significant pain relief. Pulsed RF is another
This nerve is blocked slightly above the superior nuchal line,
technique used to treat ON. In a case report, a patient
just medial to the occipital artery, which is easily palpated.
treated with pulsed RF was pain free after 12 months of fol-
After antiseptic preparation, a 25-gauge, 1-inch needle
low-up. However, large case series using this method in ON
attached to a 5-mL syringe is placed just medial to the artery
have not been published.
at the above location. For diagnostic indications, 1 mL of
Recently, a new surgical treatment was reported consisting
local anesthetic is injected. For treatment injection, 3–5 mL
of neurolysis of the greater occipital nerve and sectioning
of local anesthetic is combined with a long-acting steroid
of the inferior oblique muscle.
preparation. Anesthesia in the region of the greater occipital
nerve usually occurs within 5 minutes of injection. The Occipital Nerve Stimulator Implantation
lesser occipital nerve can be blocked by fanning the needle Neurostimulation methods for control of chronic neuro-
laterally and placing additional local anesthetic. pathic pain have recently gained in popularity. The reasons
The most serious complication is piercing the occipital for this are multifactorial. As opposed to nerve ablation,
artery, with resultant bleeding. If bleeding is evident, com- these methods are minimally invasive and reversible.
pression of the artery for 5 full minutes usually avoids any Improvements in hardware design have simplified implan-
significant problems. tation techniques and prolonged equipment longevity.
Permanent relief of symptoms in some patients after a sin- Stimulation trials have become less invasive, letting
gle injection of an occipital nerve block may be explained patients test the effects before final implantation. Finally,
by interruption of the cycle of pain, reflex muscle spasm, the scientific evidence has shown good outcomes of neu-
and more pain. Unfortunately, permanent relief after a sin- rostimulation methods for chronic neuropathic pain control.
gle injection is uncommon. Surgical implantation of a subcutaneous electrode along the
C2 and/or C3 Ganglion Block C1–C3 nerve level has been shown to significantly reduce the
C2 and/or C3 dorsal root ganglion (DRG) block also has pain of ON in patients who have failed conservative therapies.
been reported to be efficacious in treating some patients. In a study of 19 patients by Weiner and Reed, 14 95%
However, it is uncertain whether this is superior to the reported improvement in their quality of life and said they
superficial block approach. The major risk of DRG block is would undergo the procedure again. With follow-up ranging
intravascular injection into a radicular artery accompanying from 1.5–6 years, 12 patients reported good to excellent
the nerve root, the vertebral artery, or a total spinal from response with greater than 50% pain control and a need for
intrathecal injection. Any of these complications could be little or no additional medications. The 13th patient was sub-
catastrophic compared with a peripheral nerve block. sequently explanted after symptom resolution.
However, repeat blocks with corticosteroids may have adverse The benefit of this procedure is that it is minimally inva-
effects. A case report published in 200111 illustrated the severe sive and there is no permanent destruction of nerves or
effects of excess corticosteroids. A 39-year-old woman who had other vital structures. Another advantage is that patients can
six bilateral greater occipital nerve blocks over a period of 3 first undergo a percutaneous trial of temporary lead place-
months developed signs and symptoms of Cushing syndrome: ment for several days before conversion to permanent lead
intermittent hypertension, severe muscle weakness, and fluid implantation. Depending on the results of the temporary
retention. Hair loss over the injection site also has been reported. percutaneous trial, patients may or may not undergo the
more-invasive permanent lead implantation.
Botulinum Toxin It has been postulated that a successful temporary percuta-
Botulinum toxin (Botox; Elan) has been reported in several neous lead trial, in combination with a previously docu-
case series12,13 to be effective in treating whiplash-associated mented successful diagnostic occipital nerve block, can
disorders that often cause ON. It improved the pain and predict a highly effective permanent occipital nerve stimula-
increased the range of motion in these patients. Because of tor implantation. Weiner and Reed concluded that in patients
its success in the treatment of muscle spasms and cervical with medically intractable ON who failed to experience relief
dystonia, botulinum toxin may prove to be a reasonable from conservative therapies, peripheral nerve electrostimula-
treatment option for ON if adequate studies are conducted. tion subcutaneously at the level of C2 appears to be a reason-
This is an off-label use of the medication. able alternative to more invasive surgical procedures.

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Surgical Intervention nerves. A negative response was considered persistence of


Surgical Options
pain after the nerve block.
Stojanovic found that all patients had temporary relief of
ON can occasionally be treated successfully with microvas- symptoms after percutaneous CT-guided block and felt that
cular nerve decompression. Other surgical procedures to con- occipital numbness was an acceptable alternative to their pain.
sider include epifascial electric stimulation, dorsal cervical On the basis of the positive results of the nerve blocks in
rhizotomy, neurolysis of the greater occipital nerve, and RF terms of temporary pain relief, all 17 patients underwent
rhizotomy. Selective C2 and/or C3 dorsal rhizotomy is another unilateral (n = 16) or bilateral (n = 1) intradural C1 (n = 9),
option, although few papers have been published assessing its C2 (n = 17), C3 (n = 17), or C4 (n = 7) dorsal rhizotomy.
utility. Dubuisson15 followed 14 patients over a period of 33 All patients were followed up for assessment of pain relief
months after partial posterior rhizotomy at C1–C3. He found for a mean of 20 months (range, 5–37 months). Sixteen
that 10 of them (71%) had continuing significant relief. patients were assessed for degree of satisfaction with and
Surgical Intervention After Nerve Block functional state after surgery. One patient died 8 months after
Stojanovic16 retrospectively studied 17 patients with ON who rhizotomy of complications related to preexisting liver disease.
underwent a total of 32 CT fluoroscopy-guided C2 or C2 and C2 and C3 rhizotomies were performed in isolation or in
C3 nerve-root blocks as part of screening for potential surgery. combination with C1 or partial C4 rhizotomies. The num-
Of the 17 patients, nine had ON after prior neck or skull- ber of levels depended on the presence of C1 dorsal rootlets
base surgeries. Patient ages ranged from 17–76 years (mean and access to upper C4 rootlets after C1, C2, and partial C3
age, 43). Eleven of the patients were female. All the laminectomies. All rhizotomies were performed by using
patients had refractory ON. Nine patients developed ON general anesthesia with the patient prone. The patients were

CT fluoroscopy-guided percutaneous
after neck or cranial-base surgery for trigeminal neuralgia discharged home in 2–3 days.

C2 and/or C3 nerve block is useful as


(n = 4), retromastoid vestibular neurectomy (n = 2), resec-
tion of neck neuroma (n = 1), cervical diskectomy (n = 1),

an additional confirmation of ON and a


or occipital osteoma resection (n = 1). Seven patients did

preoperative guide for dorsal cervical


not have an identifiable cause of their ON, and in one

rhizotomy.
patient, it commenced after an automobile accident.
CT Fluoroscopy-Guided Nerve Block
All of these blocks were performed without anesthesia or
sedation. One patient underwent bilateral C2 and C3 nerve
root block. An axial scout CT from C1 to C3 without intra-
venous contrast material was performed in all patients. Immediately after surgery, all patients had complete relief
Thereafter, the anticipated site of needle entry between from pain. At follow-up, 11 patients (64.7%) had complete
C1–C2 and C2–C3 was marked. relief of symptoms, two (11.8%) had partial relief, and four
(23.5%) had no relief. Seven of eight patients (87.5%) with-
Needle placement for C2 block was between posterior
out prior surgery had complete relief of symptoms, and one
arches of C1 and C2, just behind the inferior aspect of the
patient (12.5%) had partial relief, as opposed to complete
lateral mass of C2. relief in four (44.4%) of nine, partial relief in one (11.2%) of
For C3 block, needle placement was at the lateral aspect of the nine, and no relief in four (44.4%) of nine patients with a his-
C2–C3 foramen, just anterior to the base of C3 superior facet. tory of prior surgery. Because of the small number of patients,
Using sterile technique, a 25-gauge, 5-inch spinal needle this difference was not statistically significant (p = 0.110).
(Becton Dickinson) was advanced medially under intermit- Eleven (68.8%) of 16 patients stated that the surgery was
tent CT fluoroscopy toward the C2 (or C3) nerve root. worthwhile. Eight (50%) of 16 patients thought they were more
After placement of the needle tip next to the expected loca- active and functional after surgery, whereas 25% said they were
tion of the exiting C2 (or C3) nerve root was confirmed, either unchanged or less functional than before surgery. None
connector tubing was attached to the spinal needle. of the patients without a history of surgery reported a decreased
Approximately 2 mL of 0.25% bupivacaine was injected sense of functional activity after rhizotomy.
after making sure that no blood was aspirated before injec- CT fluoroscopy-guided percutaneous C2 and/or C3 nerve
tion. Injection of 1 mL of nonionic iodinated contrast mate- block also is useful as an additional confirmation of ON
rial (Optiray 350; Mallinckrodt) was performed in two and a preoperative guide for dorsal cervical rhizotomy.
patients to document accurate placement of the needle tip.
Conclusion
The patient’s response to bupivacaine injection was docu-
mented. A positive response was considered complete relief ON is a headache syndrome that requires careful attention
of pain with numbness in the distribution of the occipital for proper diagnosis and treatment. Typically, there is no

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clear structural cause, although appropriate workup should 7. Anthony M. Headache and the greater occipital nerve. Clin Neurol
be considered to rule out any pathologic structural causes. Neurosurg 1992;94:297–301.
The occipital nerve block is a valuable, simple, and safe
8. Trancredi A, Caputti F. Greater occipital neuralgia and arthrosis of
diagnostic and therapeutic tool that should be considered C1–C2 lateral joint. Eur J Neurol 2004;11:573–574.
early in the course of treatment.
If the pain persists despite preliminary therapies, including 9. Kuhn WF, Kuhn SC, Gilberstadt H. Occipital neuralgias: Clinical
occipital nerve blockade with local anesthetic and steroid, bot- recognition of a complicated headache: a case series and literature
review. J Orofac Pain 1997;11:158–165.
ulinum toxin or permanent implantation of a percutaneous
occipital nerve stimulator should be considered before CT- 10. Gawel MJ, Rothbart PJ. Occipital nerve block in the management
guided nerve blocks and destructive C2 and/or C3 root surgi-
cal procedures are implemented. I
of headache and cervical pain. Cephalalgia 1992;12:9–13.

11. Lavin PJ, Workman R. Cushing syndrome induced by serial occip-


References ital nerve blocks containing corticosteroids. Headache 2001;41:
1. Beruto LJ, Ramos MM. Decades de med y cirug pract. Madrid 902–904.
1821;3:145–169.
12. Blumfeld AM, Dodick DW, Silberstein SD. Botulinum neurotoxin
2. Martelletti P, Suijlekom HV. Cervicogenic headache: Practical for the treatment of migraine and other primary headache disor-
approaches to therapy. CNS Drugs 2004;11:793–805. ders. Dermatol Clin 2004;22:167–175.

3. Hammond SR, Danta G. Occipital neuralgia. Clin Exp Neurol 13. Freund BJ, Schwartz M. Use of botulinum toxin in chronic
1978;48:23–32. whiplash-associated disorder. Clin J Pain 2002;18(6 Suppl):
S163–168.
4. Headache Classification Committee. The International
Classification of Headache Disorders, 2nd edition. Cephalalgia 14. Weiner RL, Reed KL. Peripheral neurostimulation for control of
2004;24:1–160. intractable occipital neuralgia. Neuromodulation 2002;2:217–221.

5. Grant JCB. An Atlas of Anatomy, 6th ed. Baltimore: Williams & 15. Dubuisson D. Treatment of occipital neuralgia by partial posterior
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Visualizing a Phantom Limb Makes Pain Vanish for Some Patients


Mirror Therapy Offers Relief for Amputees at Walter Reed
Magicians have used mirrors for centuries to fool the eye. who is investigating the use of mirror therapy in rehabilitation
Now, a novel therapy uses a looking glass to foil one of of stroke patients. Others are investigating its use for treating
nature’s cruel tricks: real pain that feels as if it comes from complex regional pain syndrome (CRPS) type I.
an amputated limb. “It doesn’t help everyone, but for the people it does help,
Mirror therapy, also called mirror-box therapy, is being it’s very dramatic, and it appears to be curative,” Tsao said
used at military hospitals such as Walter Reed Army in an interview with Topics in Pain Management. “Within
Medical Center in Washington, DC, and the National Naval about a week, people report decreased pain, and for the uni-
Medical Center in Bethesda, MD, to treat soldiers returning lateral lower limb amputees in our study, we found it was
from Iraq and Afghanistan who have lost a limb but still
approximately a 50% decline.”
feel its pain.
At the end of 4 weeks, most patients’ pain was barely
This therapy has had significant success in trials by physi-
there, if at all.
cians including Jack W. Tsao, MD, DPhil, associate profes-
sor in the Department of Neurology at the Uniformed At the very least, mirror therapy seems to do no harm to
Services University of the Health Sciences in Bethesda.1 those who try it, even if it doesn’t relieve their pain. “I have not
Other prominent researchers investigating mirror therapy heard of anyone getting worse from mirror therapy,” Tsao said.
include Lorimer Moseley, PhD, research fellow at Oxford He has taught or administered the therapy to about 40
University, and Eric M. Altschuler, MD, clinical assistant pro- patients. “We offer it as one of the therapies they can try,”
fessor of neurological surgery at the University of Pittsburgh, Tsao said. “Fortunately, not everyone has phantom pain.”

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But it would be fair to say that almost everyone who has an Consequently, other amputees around the country are
amputation experiences at least some phantom pain, as about beginning to have access to this therapy. “We’ve sent out
90% of the soldiers who undergo an amputation are affected. the instructions to people who have e-mailed us asking how
Other military hospitals are starting to offer mirror therapy, their patients can access it,” Tsao said.
including Landstuhl Regional Medical Center, a major U.S. How Mirror Therapy Works
Army hospital in Germany, Brooke Army Medical Center in
San Antonio, and the Naval Medical Center in San Diego. He and his colleagues theorized that mirror therapy’s suc-
cess may be due to mirror neurons in the hemisphere of the
No Special Equipment brain that is contralateral to the amputated limb. “These
Mirror therapy involves having a patient hold a mirror up neurons fire when a person either performs or observes
to himself or herself so that the reflecting side faces the another person performing an action,” they wrote.
intact leg, and then move the intact limb while watching its Tsao and his co-investigators conducted a randomized,
reflection in a mirror and simultaneously going through the sham-controlled clinical trial at Walter Reed with patients
mental process that would move the phantom limb if it were who had had a leg or foot amputated. Their results provide
there. The mirror is positioned so that the reflection appears strong evidence that mirror therapy reduced and sometimes
to be the former limb (Figure 1). even cured phantom pain, and that the actual visualization
With mirror therapy, Tsao said, “The patients have the of the mirror image was critical. Nevertheless, there still is
sensation that they are moving their phantom limb in the much to be studied to understand better why it works and
same way as their intact limb.” which patients are more likely to benefit from it, Tsao said.

The instructions are so simple and


Although at least one commercial “mirror-box” is manu-

straightforward that Tsao sends them


factured and sold in Great Britain for the equivalent of $40,
the mirrors used for the therapy Tsao carries out sell for

out in a four-slide PowerPoint


about $20 in the home section of any major retail store. The

presentation to health care providers


instructions are so simple and straightforward that Tsao

and amputees who request them.


sends them out in a four-slide PowerPoint presentation to
health care providers and amputees who request them.
First Described by Ramachandran
Mirror therapy was first described in the 1990s by Vilayanur
S. Ramachandran, MD, PhD, professor of neuroscience and
Proxy Could Work for Double Amputees
psychology at the University of California at San Diego, and
colleagues.2 Tsao already has begun to explore a way for double
They theorized that phantom limb pain is caused by a con- amputees to benefit from mirror therapy. He sees some
flict between visual feedback and proprioceptive represen- promise in a sort of mirror therapy by proxy: A practitioner
tations of the amputated limb.3 sitting next to the patient moves a limb while the patient
Since then, mirror therapy also has been tried with patients watches the movement and tries to perform it.
recovering from strokes and with others dealing with pain from “Unfortunately, we now have many double lower-limb
CRPS type I, also known as reflex sympathetic dystrophy. amputees, and for them, using a mirror to view the intact
Mirror therapy got broad exposure over the summer when limb isn’t an option,” Tsao said.
an article in the June 30, 2008, issue of The New Yorker But if the whole idea of having a visual target is correct,
described its use in treating refractory cases of pain and then watching someone else’s foot moving may be just as
even pathologic itching. good. The outcome of this investigation could shed more
Attention to phantom limb pain never has been more light on the role of having a visual target, even if by proxy.
urgent. Compared with past military conflicts, technology Functional MRI Could Provide a View
and medical advances now let medics save more soldiers’
lives even when they have suffered catastrophic injuries. Tsao and colleagues at the National Institutes of Health
But many of these surviving soldiers have lost a leg or an are planning to explore, using functional MRI (fMRI), what
arm, leading some physicians to dub the current conflicts parts of the brain are activated during mirror therapy.
the “War on Limbs.” For now, mirror therapy seems to work even if researchers
In fact, Tsao said, the fact that so many patients now are don’t know why. But fMRI could help better determine
coping with phantom limb pain from battlefield injuries is which patients are most likely to benefit, Tsao said.
precisely why he was able to conduct a clinical trial: Not “If it doesn’t work with a patient, knowing more about the
only are there more patients but the federal government why allows the clinicians to move on to another therapy
also provided research grants for the study. sooner, rather than later,” he said.

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Tsao and his colleagues are working on the theory that


phantom pain might be linked to proprioceptive memory.
“We believe it is possible that there is a retained memory of
the limb in the brain, [and this limb] is experiencing pain,” he
said. “Many amputees report the sensation that their phantom
limb is fixed or stuck in an uncomfortable position. Using the
mirror allows the patient to move the limb freely, thus wiping
out the memory of the limb being stuck and in pain.”
Tsao added: “We’re trying to work on that idea a little
more, plus we will be looking at medications that might
help those who aren’t helped by mirror therapy.”
In the meantime, there is no shortage of fascinating but
puzzling anecdotes related to mirror therapy.
“People have used the mirror to scratch an itch in the
phantom limb,” Tsao said, by scratching the corresponding
place on their intact limb. Figure 1. The patient sits in bed straddling a mirror that reflects the
Trial Uses Two Sham Therapies for intact limb. (Courtesy of Jack Tsao, MD, DPhil.)
Control Groups
In the mental-visualization group, two patients (33%) reported
For the trial, he and his co-investigators randomly assigned a decrease in pain, and four (67%) reported worsening pain.
22 patients to the treatment group and to two control groups, At the end of the 4 weeks, the mirror group reported an aver-
all of which practiced the therapy they were assigned for 15 age pain severity score of less than 10 mm, while the covered-
minutes daily for 4 weeks under direct observation as follows: mirror group had a median score of more than 30 mm and the
Mirror Group. Patients in this group sat up in bed with visualization group had a median score of nearly 60 mm.
their leg(s) stretched out before them and a lightweight rec- When the covered-mirror and visualization groups crossed
tangular mirror between the legs. They were asked to move over to mirror therapy at the end of the initial 4 weeks,
the intact foot and view the movement reflected in the mir- eight of the nine patients whose pain had not decreased
ror for the 15 minutes. At the same time, they tried to per- (89%) reported less pain after 4 weeks of mirror therapy.
form the same movements with the amputated limb while Their median scores declined steadily to approximately 15
viewing the reflection of the intact limb in motion. mm. Meanwhile, as the mirror group continued for another
Covered-Mirror Group. This group of patients was asked 4 weeks, its pain severity scores continued to decrease to a
to straddle a mirror in the same way as the mirror group and median of less than 5 mm.
also move the intact foot or leg while watching the mirror.
Putting Mirror Therapy to the Test
However, the mirror’s reflecting surface was covered by an
opaque sheet that kept any reflection of the intact leg from After Ramachandran’s initial study, anecdotal evidence
being seen. Patients in this group tried to move both the was recorded for and against mirror therapy, and enough
intact and amputated limbs. interest developed that some commercial “mirror boxes”
Visualization Group. These patients were trained in men- were marketed.
tal visualization and asked to close their eyes and imagine “Since that time, we’ve seen reports that say mirror ther-
performing movements with their amputated limbs. apy for phantom limb pain works, or doesn’t work,” Tsao
said. “Nobody had previously done a controlled study of
In all three groups, patients recorded the number, duration,
the therapy for phantom limb pain, specifically, until we put
and severity of episodes of pain. The primary endpoint in
it to the test at Walter Reed.
Tsao’s study was the severity of pain after 4 weeks of therapy,
“What we wanted to do was to prove definitively whether
compared with baseline scores. After four subjects dropped
or not mirror therapy works, and if it worked, we wanted to
out, six subjects in each group completed 4 weeks of therapy.
know which component—vision, moving the intact and
Although the baseline scores for all three groups were phantom feet, or just moving the phantom foot—was actu-
similar, all the patients in the mirror group reported a ally responsible for pain relief,” he said.
decrease in intensity, duration, and number of their pain Hence, the visualization group and the covered mirror
episodes. The median change, using a 100-mm visual ana- group as control arms.
log scale, was –24 mm. The range was –54 mm to –13 mm.
In contrast, only one patient (17%) in the covered-mirror
Why Cover the Mirror?
group reported a decrease in pain, and three patients (50%) ”The covered mirror group would move both intact and phan-
reported that their pain became worse. tom feet, thus removing visual feedback, which allowed us to

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test whether simply moving the intact foot simultaneously with which is the wine glass,” Tsao said. “If you’re blind, you
the phantom foot would allow pain relief,” Tsao said. obviously use proprioception as the primary sense for your
“Similarly, mental visualization removed any impact on concept of space in reaching the target.
pain of moving the intact foot when subjects were asked “You can use vision and proprioception, but vision is
only to visualize moving the phantom foot. In this way, we much more important than proprioception for most people.
tested whether moving the phantom foot alone—in the We now think that somehow, in the case of mirror therapy,
absence of either visual feedback or the intact foot mov- the visual image is allowing the brain to reset any retained
ing—would be sufficient to allow pain relief,” he said. memories of the detached limb,” he said.
“We offered patients who were in the covered mirror and Some quirky things about mirror therapy include the fact
mental visualization groups the opportunity to try the mir- that it doesn’t seem to work as well with just one finger but
ror therapy after their 4-week period, and most of them has succeeded in patients missing a whole hand or foot.
improved after using mirror therapy,” Tsao said. Tsao knows that phantom breast pain occurs after mastectomy
“Somehow, seeing the movement as well as trying to but is unaware of anyone’s trying mirror therapy for this. For one
move the phantom limb in the same way as what they are thing, it would have to be based on visualization but not move-
seeing is actually the key to the therapy,” he said. “Now, ment, since a breast cannot move independently, as a limb can.
why that is, we have yet to fully understand. It does support The therapy even has worked for many patients whose
the idea of phantom pain being caused by a visuoproprio- amputations occurred years ago and who have had phantom
ceptive mismatch in the brain.” pain since then.
Vision Clearly Is the Key Biggest Obstacle: Dissemination
“If you think about reaching for a glass of wine, typically, In the case of mirror therapy, the obstacles are relatively
most people use vision to guide their hands to the target, minor. As Tsao sees it, the only obstacle is disseminating

Researcher Addresses Questions About Study


In an article in Scientific American in April 2008, 1 related to pain over the last few days or week, then the
Lorimer Moseley, PhD, a research fellow at Oxford study gets more exciting.”1
University, wrote of his own interest in the mirror effect on Tsao responded: “We measured pain daily at the begin-
phantom limb pain. He listed several questions he said ning of the session, so the pain score reflects the average
have not been answered that he would like to ask Chan et pain over the previous 24 hours.”
al.2 about their study. Moseley wrote: “I think it is a pity Moseley asked, “How did they remove bias? Reporting
that this paper was a letter, because a letter’s need for bias is a big player in pain studies and could easily impart
brevity meant that key information was left out.”1 reductions in pain of 30/100.”1
We thought the questions Moseley raised were good Tsao responded: “Subjects were recruited into the study by
ones, so we asked the study’s corresponding author, Jack being told that we were evaluating three therapies for phan-
Tsao, MD, DPhil, to answer them. Here are his responses: tom limb pain (mirror, covered mirror, mental visualization)
Moseley asked: “What happened to the three who didn’t fin- to see if one of the therapies was best for relieving phantom
ish the study? Which group were they in? If they were all in the pain. Subjects reported their pain, number, and duration of
mirror group, then the results would be far less convincing.”1 pain episodes each day prior to starting their therapy session.
Tsao wrote to Topics in Pain Management in reply: “We “We believe that we did not bias subjects, especially
had four subjects drop out initially. Three subjects dropped since we had subjects in both mental visualization and cov-
out after the first day and before we had any report back on ered mirror groups tell us quite clearly that their phantom
the effects of mirror therapy. The other subject was inconsis- pain was worsening while everyone in the mirror group
tent with participating in the mirror group, but his pain did reported improvement,” he said.
decrease. If the question is referring to the three subjects in
the covered mirror and mental visualization groups who did References
not continue to cross over to mirror therapy, then the expla- 1. Moseley L. The mirror cure for phantom pain. Scientific American,
April 16, 2008. Available at: www.sciam.com/article.cfm?id=the-
nation is that they did not want to continue to participate.” mirror-cure.
Moseley asked: “To what question did the pain measure
relate? If it related to pain at the end of the 15 minutes, 2. Chan BL, Witt R, Charrow AP, et al. Mirror therapy for phantom
then the study tells us about instantaneous effects. If it limb pain. N Engl J Med 2007;357(21):2206–2207.

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the information. “A lot of people just don’t know about it,” thought, ‘Wow, that’s interesting. I wonder why it works,’
he said. “That’s the primary limitation.” and then thought nothing more about it.
How do people hear about it? Tsao said not very many people “But when I arrived in DC, the war casualties had just
responded directly after the results of his study were published increased,” he said. “We were getting more and more
as a correspondence in the New England Journal of Medicine. amputees at the hospital. There was a call for proposals for
“Usually, I hear from people after there is an article in research projects to try to address some of the issues facing
publications such as [TPM],” he said. “I’ve heard from very the returning soldiers. And, of course, phantom pain is one
few people who actually read the original article. It’s when of the main health conditions that diminishes the quality of
the mainstream media started picking it up that I began see- life and interferes with rehabilitation. It was a very critical
ing more and more e-mails and calls.” area, especially because not many therapies were available.
Tsao sends out the PowerPoint slides freely because he
“So we put in a proposal to conduct a clinical trial to test
thinks the therapy is easy for any practitioner to carry out.
whether mirror therapy would relieve phantom pain,” Tsao
In some cases, he has e-mailed the instructions to patients,
said. “There was no resistance at all (from his superiors and
and they have e-mailed him back to say, “My pain is gone.”
colleagues at Walter Reed),” he said. “In fact, they were
“Those slides that we give out are pretty much the instruc-
quite positive about it.
tions on what you need to do,” Tsao said.
“At that time, there had been no controlled study of mirror
Grief Reaction to Sudden Visualization of a therapy,” Tsao continued. “Because of the large numbers of
Lost Limb amputees that we are seeing here at Walter Reed, we felt we
He said practitioners should be aware that patients initially could adequately test Ramachandran’s mirror therapy. We
may have an emotional reaction of grief when they see what hoped the results would give us something to offer to
appears to be their old limb in the mirror, whole and still amputees. But if not, we would put that whole theory to rest.”
attached. Two of Tsao’s patients broke down crying. Obviously, the outcome did not put mirror therapy to rest. I
However, those reactions lasted only about 2 minutes. “After
that initial reaction, they recovered and gave it a try,” he said. References
1. Chan BL, Witt R, Charrow AP, et al. Mirror therapy for phantom
Background in Pain and Cognitive Neurology limb pain. N Engl J Med 2007;357:2206–2207.
Tsao’s training is in clinical neurology and behavioral and
cognitive neurology. He has been at the Uniformed 2. Ramachandran VS, Rogers-Ramachandran D. Synaesthesia in
phantom limbs induced with mirrors. Proc Biol Sci 1996;263:
Services University for 4 years. His clinical practice is at
377–386.
Walter Reed and the National Naval Medical Center.
“I read Ramachandran’s paper on mirror therapy for phan- 3. Ramachandran VS, Hirstein W. The perception of phantom limbs.
tom limb pain when I was in graduate school,” Tsao said. “I Brain 1998;121:1603–1630.

Instructions for Mirror Therapy for Patients With an


Amputated Foot or Leg
Patients in the clinical trial by Chan et al.,1 according to 3. Vary the movement speed of the intact foot once the
corresponding author Jack Tsao, MD, DPhil, were to: patient experiences a sensation of movement of the phan-
tom keeping time with what the subject sees in the mirror.
1. Place a mirror between their legs so that the reflecting
side faces the intact leg. 4. Measure visual analog scale pain score, number, and
duration of episodes in the past 24 hours before each day’s
2. Move the intact foot very slowly while viewing the
therapy to track the subject’s response to mirror therapy.
image of it in the mirror and simultaneously going
through the mental process that would move the ampu- 5. Carry out 15 minutes of daily mirror therapy for 5 days
tated (or phantom) foot in the same way as the foot seen each week for at least 4 weeks.
in the mirror. Plantar flexion and extension (bending the
foot up and down at the ankle similar to stepping on a Reference
gas pedal) and foot rotation at the ankle (making cir- 1. Chan BL, Witt R, Charrow AP, et al. Mirror therapy for phantom
limb pain. N Engl J Med 2007;357:2206–2207.
cles) are the easiest movements.

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Topics in Pain Management CME Quiz


To earn CME credit, you must read the CME article and and password. Your username will be the letters LWW (case
complete the quiz and evaluation assessment survey on the sensitive) followed by the 12-digit account number on your
enclosed form, answering at least 70% of the quiz questions mailing label. You may also find your account number on
correctly. Select the best answer and use a blue or black pen the paper answer form mailed with your issue. Your pass-
to completely fill in the corresponding box on the enclosed word will be 1234; this password may not be changed.
answer form. Please indicate any name and address changes Follow the instructions on the site. You may print your offi-
directly on the answer form. If your name and address do cial certificate immediately. Please note: Lippincott CME
not appear on the answer form, please print that information Institute, Inc. will not mail certificates to online participants.
in the blank space at the top left of the page. Make a photo-
Lippincott Continuing Medical Education Institute, Inc., is
copy of the completed answer form for your own files and
accredited by the Accreditation Council for Continuing Medical
mail the original answer form in the enclosed postage-paid
Education to provide continuing medical education for physicians.
business reply envelope. Your answer form must be received
by Lippincott CME Institute, Inc., by November 30, 2009. Lippincott Continuing Medical Education Institute, Inc., desig-
Only two entries will be considered for credit. nates this educational activity for a maximum of 1.5 AMA PRA
Online quiz instructions: To take the quiz online, go to Category 1 Credits™. Physicians should only claim credit com-
http://cme.LWWnewsletters.com, and enter your username mensurate with the extent of their participation in the activity.

1. The International Headache Society defines occipital 6. Medications that may help relieve pain in patients with
neuralgia (ON) as a paroxysmal, sharp pain in the dis- ON include all of the following, except
tribution of the lesser or greater occipital nerve with A. gabapentin 300–3600 mg/day
associated paresthesia or dysesthesia in the same region. B. pregabalin 150–600 mg /day
A. True C. thiopentone 300 mg/day
B. False D. baclofen 40–120 mg/day

2. All of the following statements regarding the anatomy 7. Surgical implantation of a subcutaneous electrode
of the greater occipital nerve are true, except along the C1–C3 nerve level has been shown to signifi-
A. It is formed by the medial branch of the dorsal ramus of cantly reduce the pain of ON in patients who have
C2 that runs between the posterior arch of the atlas and failed conservative therapies.
lamina of the axis. A. True
B. It ascends between the inferior oblique and the semi- B. False
spinalis capitis muscles.
C. It pierces the semispinalis capitis muscle and the 8. CT fluoroscopy-guided nerve block is routinely per-
trapezius muscle (adjacent to their insertion into the formed with deep anesthesia or sedation.
occipital bone between the superior and inferior nuchal A. True
lines) to run along the occipital artery. B. False
D. It is lateral to the occipital artery.
9. Selective C2 and/or C3 dorsal rhizotomy is a surgical
3. Structural causes of ON include all the following, except option for treatment of ON, although few published
A. direct trauma to the greater or lesser occipital nerves papers have assessed its utility.
B. compression of the greater or lesser occipital nerve or A. True
the C2 or C3 nerve roots by degenerative cervical spine B. False
changes
C. mid-thoracic disc disease 10. It has been postulated that a successful temporary per-
D. metastatic tumors affecting the C2 and C3 nerve roots cutaneous lead trial, in combination with a previously
documented successful diagnostic occipital nerve block,
4. Few patients with ON report a cycle of pain-spasm-pain. can predict a highly effective permanent occipital
A. True nerve stimulator implantation.
B. False A. True
B. False
5. All the following conservative modalities to treat ON
have been reported in the literature as efficacious, except
A. physical therapy
B. massage
C. cold packs
D. acupuncture

©2008 Lippincott Williams & Wilkins, 800-787-8981 11


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Topics in Pain Management December 2008

NEWS IN BRIEF
Medtronic Recalls Intrathecal 4. Tug and rotate to test the connection;
Catheters and Revision Kits 5. Follow recommendations for managing patients with
Medtronic Neuromodulation (Minneapolis, MN) noti- implanted SC catheters; and
fied health care professionals on October 2, 2008, of a 6. Provide ongoing education of patients and caregivers of the
recall of several Medtronic intrathecal catheters and signs and symptoms of drug underdose and withdrawal.
intrathecal catheter revision kits. This has been classified
as a class I recall by the FDA. Professionals with questions should contact Medtronic at
Class I recalls are the most serious type of recall. This 800-328-0810, Monday–Friday, 8 a.m. to 5 p.m. central
classification is reserved for situations in which there is a daylight time.
reasonable probability that use of the product will cause To read the full recall and the recommendations for
serious injury or death. health care professionals, see www.fda.gov/cdrh/recalls/
The recalled catheters and revision kits are: recall-062608.html. The entire 2008 MedWatch Safety
Summary, including a link to the class I recall notice, is
• Medtronic Neuromodulation Indura One-Piece Intrathecal available at: www.fda.gov/medwatch/safety/2008/safety08.
Catheter, model 8709SC; htm#INDURA. I
• Medtronic Intrathecal Catheter, model 8731SC;
New RF Generator Treats Four
• Medtronic Sutureless Pump Connector Revision Kit,
model 8578; and
Lesions Simultaneously
A new radiofrequency (RF) generator introduced by Stryker
• Medtronic Intrathecal Catheter Pump Segment Interventional Spine (Stryker Instruments, Kalamazoo, MI)
Revision Kit, model 8596SC. touts the ability to treat four lesions simultaneously, cutting
These catheters and revision kits are made for use with the treatment time from 15 minutes to about 5 minutes.
the implanted Medtronic SyncroMed II, SynchroMed EL, With the MultiGen, the practitioner can treat a much
and IsoMed infusion pumps that store and deliver par- broader strip of lesions instead of having to reposition the
enteral drugs to the intrathecal space. They were still in dis- probing each time. It allows the treatment of up to 4
tribution at the time of the recall and were manufactured lesions simultaneously, with independent control for each.
beginning on November 21, 2006, until the time of the RF energy can be delivered with different starting times
recall, and were distributed beginning January 22, 2007. for each lesion. Bipolar and monopolar procedures can be
This recall does not include the Medtronic MiniMed performed at the same time; thermal and pulsed proce-
infusion pumps. dures also can be performed at the same time.
Medtronic had first sent notices to health care professionals The device can be used for facet denervation, medial
in June describing the problem, according to the FDA website. branch rhizotomy, sacroiliac denervation, percutaneous
“The products were recalled because of potential mis- chordotomy, dorsal root entry zone lesions, peripheral
connections of the Medtronic Sutureless Connector neuralgia, trigeminal neuralgia, and ramus communicans.
Catheters from the catheter port on the pump,” according The generator also has a full-touch screen with a hand-
to the October recall notice on the FDA website. “These held control. It can be used in a sterile environment.I
misconnections have resulted in a blockage between the
sutureless pump connector and the catheter port on the
pump and disconnection from the pump connector.”
In June, Medtronic had recommended that practitioners: Coming Soon
• Pain Management of the Patient With Thoracic Disc
1. Verify cerebrospinal fluid backflow through the catheter;
Herniation
2. Ensure alignment of the sutureless connector to the pump; • Management of Burn Pain
3. Snap the sutureless connector into place;

12 ©2008 Lippincott Williams & Wilkins, 800-787-8981

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