Professional Documents
Culture Documents
Acknowledgments
We wish to acknowledge and express our sincere gratitude to A special thank you goes to Marsha Hall, Project Manager,
the educators and clinicians who contributed their knowl- Progressive Publishing Services, who spearheaded the copy-
edge, insights, and professional perspectives to the revision of editing and production process. And once again, a special
this edition. thank you to the F. A. Davis staff, particularly to our Senior
A special thank you to Vicky Humphrey for editing the an- Acquisitions Editor, Melissa Duffield, and to our Senior
cillary features for faculty that are associated with this edition Developmental Editor, Jennifer Pine, both of who helped
and for her contributions to the pocket version Ther Ex bring the 7th edition to fruition.
Notes, ed. 2.
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John Borstad, PT, PhD presented his research at many national and international
John is professor and chair at forums, including in Scotland, Japan, and Brazil. He was a
the College of St. Scholastica in co-author on the study that received the Rose Research Award
Duluth, Minnesota. After 7 years for Excellence in Orthopaedic Physical Therapy Research in
as a clinician, he began the aca- 2005 and received the School of Health and Rehabilitation
demic phase of his career in 1999 Sciences Faculty Research Award in 2007. He moved back to
at the University of Minnesota, his home state of Minnesota in 2016 to begin serving in aca-
earning a PhD in Rehabilitation demic leadership at St. Scholastica.
Science in 2003. He spent the John has taught biomechanics, musculoskeletal science
next 13 years on the faculty of and application, evidence-based practice, and advanced ther-
the Physical Therapy Division apeutic progressions during his academic career. In addition
in the School of Health and Re- to being a contributor to the 6th edition of Therapeutic Exer-
habilitation Sciences at The cise: Foundations and Techniques, he has co-authored textbook
Ohio State University. While at chapters related to the shoulder for Levangie and Norkin’s
Ohio State, he was funded by the NIH, the Komen Founda- Joint Structure and Function: A Comprehensive Analysis and
tion, and NHTSA to study shoulder biomechanics and to for Grieve’s Musculoskeletal Physiotherapy.
advise and train several MS and PhD students. John has
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Contributors
Cynthia Johnson Armstrong, PT, DPT, CHT Karen L Hock, PT, MS, CLT-LANA
Senior Instructor Physical Therapist
Physical Therapy Program The Ohio State University Comprehensive Cancer Center
University of Colorado Arthur G. James Cancer Hospital and Richard J. Solove
Aurora, Colorado Research Institute
The Stefanie Spielman Comprehensive Breast Center
Susan Appling, PT, DPT, PhD, OCS, CMPT Columbus, Ohio
Associate Professor, Clinical
Division of Physical Therapy Division Karen Holtgrefe, PT, DHSc, CWC
School of Health and Rehabilitation Sciences Physical Therapist and Certified Wellness Coach
The Ohio State University, Columbus, Ohio Trihealth Outpatient Physical Therapy-Glenway
Adjunct Associate Professor, Department of Physical Cincinnati, Ohio
Therapy
University of Tennessee Health Science Center Barb Settles Huge, PT
Memphis, Tennessee Founder and Owner
BSH Wellness
Barbara Billek-Sawhney, PT, EdD, DPT, GCS President and Founder
Professor Graduate School of Physical Therapy Sisters Village, Inc 501c(3)
Slippery Rock University Fishers, Indiana
Slippery Rock, Pennsylvania
Vicky Humphrey, PT, MS
Elaine Bukowski, PT, DPT, MS, (D)ABDA Lecturer, Physical Therapy Division
Professor Emerita of Physical Therapy School of Health and Rehabilitation Sciences
Stockton University The Ohio State University
Galloway, New Jersey Columbus, Ohio
xiii
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xiv Contributors
Anne Kloos, PT, PhD, NCS Rajiv Sawhney, PT, DPT, MS, OCS
Professor Clinical Health, Physical Therapy Division PIVOT Physical Therapy, Manager of Clinical Excellence
School of Health and Rehabilitation Sciences Adjunct Faculty
The Ohio State University Chatham University
Columbus, Ohio Pittsburgh, Pennsylvania
Jonathan Rose, PT, SCS, MS, ATC Jacob Thorp, PT, DHS, OCS, MTC
Assistant Professor Associate Professor
Department of Physical Therapy East Carolina University
College of Health Professions Greenville, North Carolina
Grand Valley State University
Grand Rapids, Michigan
5850_FM_i-xxxiv 24/08/17 2:23 PM Page xv
Brief Contents
Chapter 7: Principles of Aerobic Exercise 246 Chapter 14: The Spine: Structure, Function,
Chapter 8: Exercise for Impaired Balance 264 and Posture 417
xv
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Chapter 16: The Spine: Exercise and Chapter 25: Women’s Health: Obstetrics
Manipulation Interventions 491 and Pelvic Floor 982
Chapter 17: The Shoulder and Shoulder Chapter 26: Management of Lymphatic
Girdle 546 Disorders 1019
Contents
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Contents xix
xx Contents
Contents xxi
xxii Contents
Chapter 8: Exercise for Impaired Balance 264 Pools for Aquatic Exercise 300
Anne D. Kloos, PT, PhD, NCS Traditional Therapeutic Pools 300
Deborah L. Givens, PT, PhD, DPT
Individual Patient Pools 300
Background and Concepts 264
Special Equipment for Aquatic
Balance: Key Terms and Definitions 264
Exercise 301
Balance Control 265
Collars, Rings, Belts, and Vests 301
Sensory Systems and Balance Control 265
Swim Bars 302
Motor Strategies for Balance Control 267
Gloves, Hand Paddles, and Hydro-tone®
Balance Control Under Varying Bells 302
Conditions 269
Fins and Hydro-tone® Boots 302
Impaired Balance 272
Kickboards 303
Sensory Input Impairments 272
Pool Care and Safety 303
Sensorimotor Integration Impairments 272
Stretching Exercises 303
Biomechanical and Motor Output
Manual Stretching Techniques 303
Impairments 272
Spine Stretching Techniques 304
Deficits With Aging 273
Shoulder Stretching Techniques 305
Deficits From Medications 273
Hip Stretching Techniques 305
Management of Impaired Balance 274
Knee Stretching Techniques 306
Examination and Evaluation of Impaired
Balance 274 Self-Stretching With Aquatic
Equipment 306
Balance Training 276
Strengthening Exercises 307
Health and Environmental Factors 281
Manual Resistance Exercises 307
Evidence-Based Balance Exercise
Programs for Fall Prevention in Upper Extremity Manual Resistance
the Elderly 281 Techniques 308
Evidence-Based Balance Exercise Lower Extremity Manual Resistance
Programs for Specific Techniques 310
Musculoskeletal Conditions 287 Dynamic Trunk Stabilization 311
Independent Strengthening Exercises 312
Chapter 9: Aquatic Exercise 295
Aerobic Conditioning 314
Elaine L. Bukowski, PT, DPT, MS,
(D)ABDA EMERITUS Treatment Interventions 315
Definition of Aquatic Exercise 295 Physiological Response to Deep-Water
Goals and Indications for Aquatic Walking/Running 315
Exercise 296 Proper Form for Deep-Water Running 315
Precautions and Contraindications Exercise Monitoring 316
to Aquatic Exercise 296 Equipment Selection 316
Precautions 296
Contraindications 297 Part III: Principles of
Properties of Water 297 Intervention 321
Physical Properties of Water 297
Hydromechanics 298 Chapter 10: Soft Tissue Injury, Repair,
Thermodynamics 299 and Management 321
Center of Buoyancy 299 Carolyn Kisner, PT, MS
Soft Tissue Lesions 321
Aquatic Temperature and
Therapeutic Exercise 299 Examples of Soft Tissue Lesions:
Musculoskeletal Disorders 321
Temperature Regulation 299
Clinical Conditions Resulting From
Mobility and Functional Control Exercise 300
Trauma or Pathology 322
Aerobic Conditioning 300
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xxiv Contents
Nerve Injury and Recovery 392 Complex Regional Pain Syndrome 409
Mechanisms of Nerve Injury 393 Signs and Symptoms of CRPS 410
Classification of Nerve Injuries 393 Etiology of Symptoms 410
Recovery From Nerve Injuries 393 Clinical Course 410
Management Guidelines: Recovery Common Impairments of Structure
From Nerve Injury 395 in CRPS 410
Neural Tension Disorders 396 Common Impairments of Function,
Symptoms and Signs of Impaired Nerve Activity Limitations, and Participation
Mobility 397 Restrictions 411
Causes of Symptoms 397 Management 411
Principles of Management 398
Precautions and Contraindications to Part IV: Exercise Interventions
Neurodynamic Testing and Treatment 398 by Body Region 417
Neural Testing and Mobilization
Techniques for the Upper Quadrant 398 Chapter 14: The Spine: Structure, Function,
Neural Testing and Mobilization and Posture 417
Techniques for the Lower Quadrant 400 Carolyn Kisner, PT, MS
Thoracic Outlet Syndrome 401 Jacob N. Thorp, PT, DHS, OCS, MTC
Structure 417
Related Diagnoses 402
Functional Components of the Spine 418
Etiology of Symptoms 402
Motions of the Spinal Column 418
Sites of Compression or Entrapment 403
Arthrokinematics of the
Common Impairments of Structure
Zygapophyseal (Facet) Joints 419
and Function in TOS 404
Structure and Function of
Common Activity Limitations and
Intervertebral Discs and
Participation Restrictions 404 Cartilaginous End-Plates 420
Nonoperative Management of TOS 404 Intervertebral Foramina 421
Carpal Tunnel Syndrome 405 Biomechanical Influences
Etiology of Symptoms 405 on Postural Alignment 421
Examination 406 Curves of the Spine 421
Common Impairments of Structure Gravity 421
in CTS 406 Stability 422
Common Impairments of Function,
Postural Stability in the Spine 422
Activity Limitations, and Participation
Restrictions 406 Inert Structures: Influence on Stability 422
Nonoperative Management of CTS 406 Muscles: Influence on Stability 423
Surgical and Postoperative Neurological Control: Influence
Management for CTS 408 on Stability 427
Ulnar Nerve Compression in Effects of Limb Function on
the Tunnel of Guyon 409 Spinal Stability 427
Etiology of Symptoms 409 Effects of Breathing on Posture
and Stability 428
Examination 409
Effects of Intra-abdominal Pressure
Common Impairments of Structure 409 and the Valsalva Maneuver
Common Impairments of Function, on Stability 428
Activity Limitations, and Participation
Etiology of Pain 429
Restrictions 409
Effect of Mechanical Stress 429
Nonoperative Management 409
Surgical Release and Postoperative
Management 409
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Contents xxvii
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Contents xxix
Joint Hypomobility: Nonoperative Chapter 19: The Wrist and Hand 657
Management 627 Carolyn Kisner, PT, MS
Related Pathologies and Etiology Lynn Colby, PT, MS
of Symptoms 627 Cindy Johnson Armstrong, PT, DPT, CHT
Joints of the Wrist and Hand 658
Common Impairments of Structure and
Function 627 Wrist Joint: Characteristics and
Arthrokinematics 658
Common Activity Limitations and
Participation Restrictions 627 Hand Joints: Characteristics and
Arthrokinematics 659
Joint Hypomobility: Management—
Protection Phase 627 Hand Function 660
Joint Hypomobility: Management— Muscles of the Wrist and Hand 660
Controlled Motion Phase 628 Grips and Prehension Patterns 663
Joint Hypomobility: Management— Major Nerves Subject to Pressure
Return to Function Phase 629 and Trauma at the Wrist and Hand 663
Joint Surgery and Postoperative Nerve Disorders in the Wrist 663
Management 630 Referred Pain and Sensory Patterns 663
Radial Head Excision or Arthroplasty 631 Joint Hypomobility: Nonoperative
Total Elbow Arthroplasty 633 Management 664
Myositis Ossificans 641 Common Joint Pathologies and
Etiology of Symptoms 641 Associated Impairments 664
Management 641 Common Impairments of Function,
Activity Limitations, and
Overuse Syndromes: Repetitive
Participation Restrictions 665
Trauma Syndromes 641
Joint Hypomobility: Management—
Related Pathologies 641
Protection Phase 665
Etiology of Symptoms 642
Joint Hypomobility: Management—
Common Impairments of Structure Controlled Motion and Return to
and Function 642 Function Phases 666
Common Activity Limitations and Joint Surgery and Postoperative
Participation Restrictions 642 Management 667
Nonoperative Management of Overuse Wrist Arthroplasty 668
Syndromes: Protection Phase 642
Metacarpophalangeal Implant
Nonoperative Management: Controlled Arthroplasty 671
Motion and Return to Function
Proximal Interphalangeal Implant
Phases 643
Arthroplasty 676
Exercise Techniques to Increase
Carpometacarpal Arthroplasty
Flexibility and Range of Motion 645
of the Thumb 679
Manual, Mechanical, and Self-Stretching
Tendon Rupture Associated With
Techniques 645
RA: Surgical and Postoperative
Self-Stretching Techniques: Muscles Management 682
of the Medial and Lateral Epicondyles 647
Repetitive Trauma Syndromes/
Exercises to Develop and Improve Overuse Syndromes 685
Muscle Performance and
Tendinopathy 685
Functional Control 647
Traumatic Lesions of the Wrist
Isometric Exercises 647
and Hand 686
Dynamic Strengthening and Endurance
Simple Sprain: Nonoperative
Exercises 648
Management 686
Functional Progression for the Elbow
Lacerated Flexor Tendons of the
and Forearm 650
Hand: Surgical and Postoperative
Management 686
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Chapter 22: The Ankle and Foot 849 Leg, Heel, Foot Pain: Management—
Lynn Colby, PT, MS Controlled Motion and Return to
Carolyn Kisner, PT, MS Function Phases 870
Jonathan Rose, PT, MS, SCS, ATC Ligamentous Injuries: Nonoperative
John Borstad, PT, PhD Management 871
Structural Relationships and
Common Impairments of Structure
Motions 850
and Function, Activity Limitations, and
Anatomical Characteristics 850 Participation Restrictions 872
Motions of the Foot and Ankle Defined 850 Ankle Sprain: Management—
Joint Characteristics and Protection Phase 872
Arthrokinematics: Leg, Ankle, Ankle Sprain: Management—
and Foot 851 Controlled Motion Phase 873
Function of the Ankle and Foot 853 Ankle Sprain: Management—
Structural Relationships 853 Return to Function Phase 873
Muscle Function in the Ankle and Foot 853 Traumatic Soft Tissue Injuries:
The Ankle/Foot Complex and Gait 854 Surgical and Postoperative
Management 874
Function of the Ankle and Foot
Joints During Gait 854 Repair of Complete Lateral Ankle
Ligament Tears 874
Muscle Control of the Ankle and
Foot During Gait 854 Repair of a Ruptured Achilles Tendon 880
Referred Pain and Nerve Injury 854 Exercise Techniques to Increase
Flexibility and Range of Motion 888
Major Nerves Subject to Pressure
and Trauma 854 Flexibility Exercises for the Ankle
Region 888
Common Sources of Segmental
Sensory Reference in the Foot 855 Flexibility Exercises for Limited
Mobility of the Toes 889
Joint Hypomobility: Nonoperative
Management 855 Stretching the Plantar Fascia of
the Foot 890
Common Joint Pathologies and
Etiology of Symptoms 855 Exercises to Develop and
Improve Muscle Performance
Common Impairments of Structure and
and Functional Control 890
Function, Activity Limitations, and
Participation Restrictions 855 Exercises to Develop Dynamic
Neuromuscular Control 890
Joint Hypomobility: Management—
Protection Phase 856 Open-Chain (Nonweight-Bearing)
Exercises 891
Joint Hypomobility: Management—
Controlled Motion and Return to Closed-Chain (Weight-Bearing)
Function Phases 857 Exercises 892
Joint Surgery and Postoperative Functional Progression for the
Management 858 Ankle and Foot 893
Total Ankle Arthroplasty 859 Chapter 23: Advanced Functional Training 905
Arthrodesis of the Ankle and Foot 865 Lynn Colby, PT, MS
Leg, Heel, and Foot Pain: Carolyn Kisner, PT, MS
Nonoperative Management 868 John Borstad, PT, PhD
Related Pathologies and Etiology
Exercises for Stability and
of Symptoms 869 Balance 906
Common Impairments of Structure and
Guidelines Revisited 906
Function, Activity Limitations, and Advanced Stabilization and
Participation Restrictions 870 Balance Exercises 907
Leg, Heel, Foot Pain: Management—
Protection Phase 870
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Chapter 24: Exercise for the Older Adult 939 Chapter 25: Women’s Health: Obstetrics
Barbara Billek-Sawhney, PT, EDD, DPT, GCS and Pelvic Floor 982
Rajiv Sawhney, PT, DPT, MS, OCS Barbara Settles Huge, PT
Definitions and Descriptions Applied Carolyn Kisner, PT, MS
to Older Adults 939 Characteristics of Pregnancy
Definitions: Quantitative and Qualitative 939 and Labor 983
Healthy People 2020 941 Pregnancy 983
Complexity of Diagnoses in the Older Labor 983
Population 941 Anatomical and Physiological
Health Trends in the Aging Population 941 Changes of Pregnancy 984
Wellness Aging Model Related to Weight Gain During Pregnancy 984
Illness, Injury, and Immobility 941 Changes in Organ Systems 984
Aging: Primary and Secondary 942 Changes in Posture and Balance 986
Effects of Aging or Senescence Overview of Pelvic Floor Anatomy,
on the Body Systems 942 Function, and Dysfunction 987
Effects of Decreased Activity 944 Pelvic Floor Musculature 987
Benefits of Physical Activity Effect of Childbirth on the Pelvic
and Exercise 945 Floor 988
The Choosing Wisely Initiative 946 Classification of Pelvic Floor
Justification for Exercise and Dysfunction 990
Physical Activity 946 Risk Factors for Dysfunction in
Considerations Prior to the Female Population 991
Implementation of Exercise 947 Considerations for Treatment of Pelvic
Examination of the Aging Adult: Floor Dysfunction in the Male
Highlights 947 Population 992
Exercise Prescription for the Interventions for Pelvic Floor
Older Adult 950 Impairments 992
Multidimensional Program 950 Pregnancy-Induced Pathology 994
Aerobic Exercise for the Older Adult 951 Diastasis Recti 994
Flexibility Exercises for the Older Adult 951 Posture-Related Back Pain 996
Balance Training for the Older Adult 952 Sacroiliac/Pelvic Girdle Pain 996
Resistance Exercise for the Older Varicose Veins 997
Adult 952 Joint Laxity 997
Functional Training for the Older Nerve Compression Syndromes 997
Adult 961 Exercises for the Pelvic Floor 998
Common Disorders in Older Pelvic Floor Awareness and Training 998
Adults and Exercise
Related Exercises for Pelvic Floor
Recommendations 961
Stabilization 999
Falls in Older Adults 962
Osteoporosis 964
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xxxiv Contents
CHAPTER
I
1
General Concepts
Therapeutic Exercise:
Foundational Concepts
■ VICKY N. HUMPHREY, PT, MS ■ LYNN ALLEN COLBY, PT, MS
Therapeutic Exercise: Impact on Models of Functioning and Strategies for Effective Exercise
Physical Function 1 Disability—Past and Present 4 and Task-Specific Instruction 27
Definition of Therapeutic Components of the ICF and Health Literacy 27
Exercise 2 Applications in Physical Preparation for Exercise
Components of Physical Function Therapy 6 Instruction 27
Related to Movement: Definition Principles of Comprehensive Patient Concepts of Motor Learning: A
of Key Terms 2 Management 11 Foundation for Exercise and
Types of Therapeutic Exercise Clinical Decision-Making 12 Task-Specific Instruction 27
Interventions 3 Coordination, Communication, Adherence to Exercise 35
Exercise Safety 3 and Documentation 12 Independent Learning Activities 37
Classification of Health Status, Evidence-Based Practice 13
Functioning, and Disability—Evolution A Patient Management Model 14
of Models and Related Terminology 4
Background and Rationale for
Classification Systems 4
A lmost everyone, regardless of age, values the ability to func- develop therapeutic exercise programs that culminate in pos-
tion as independently as possible during activities of everyday itive and meaningful functional outcomes for patients and
life. Health-care consumers (patients and clients) typically seek clients, a therapist must understand the relationships among
out or are referred for physical therapy services because of phys- physical functioning, health, and disability and apply these
ical impairments associated with disorders of the movement conceptual relationships to patient/client management to fa-
system caused by injury, disease, or health-related conditions cilitate the provision of effective and efficient health-care
that restrict their ability to participate in any number of activ- services. Lastly, a therapist, as a patient/client educator, must
ities that are necessary or important to them. Physical therapy know and apply principles of motor learning and motor skill
services may also be sought by individuals who have no im- acquisition to exercise instruction and functional training.
pairments or functional deficits but who wish to improve their Therefore, the purpose of this chapter is to present an
overall level of fitness and quality of life or reduce the risk of overview of the scope of therapeutic exercise interventions
injury or disease. An individually designed therapeutic exercise used in physical therapy practice. This chapter also discusses
program is almost always a fundamental component of the several models of health, functioning, and disability as well
physical therapy services provided. This stands to reason be- as patient/client management as they relate to therapeutic
cause the ultimate goal of a therapeutic exercise program is the exercise and explores strategies for teaching and progressing
achievement of an optimal level of symptom-free movement exercises and functional motor skills based on principles of
during basic to complex physical activities. motor learning.
To develop and implement effective exercise interventions,
a therapist must understand how the many forms of exercise
affect tissues of the body and body systems and how those
exercise-induced effects have an impact on key aspects of
Therapeutic Exercise: Impact
physical function as they relate to the human movement sys- on Physical Function
tem. A therapist must also integrate and apply knowledge of
anatomy, physiology, kinesiology, pathology, and the behav- Of the many procedures used by physical therapists in the
ioral sciences across the continuum of patient/client manage- continuum of care of patients and clients, therapeutic exercise
ment from the initial examination to discharge planning. To takes its place as one of the key elements that lies at the center
1
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DANCE ON STILTS AT THE GIRLS’ UNYAGO, NIUCHI
I see increasing reason to believe that the view formed some time
back as to the origin of the Makonde bush is the correct one. I have
no doubt that it is not a natural product, but the result of human
occupation. Those parts of the high country where man—as a very
slight amount of practice enables the eye to perceive at once—has not
yet penetrated with axe and hoe, are still occupied by a splendid
timber forest quite able to sustain a comparison with our mixed
forests in Germany. But wherever man has once built his hut or tilled
his field, this horrible bush springs up. Every phase of this process
may be seen in the course of a couple of hours’ walk along the main
road. From the bush to right or left, one hears the sound of the axe—
not from one spot only, but from several directions at once. A few
steps further on, we can see what is taking place. The brush has been
cut down and piled up in heaps to the height of a yard or more,
between which the trunks of the large trees stand up like the last
pillars of a magnificent ruined building. These, too, present a
melancholy spectacle: the destructive Makonde have ringed them—
cut a broad strip of bark all round to ensure their dying off—and also
piled up pyramids of brush round them. Father and son, mother and
son-in-law, are chopping away perseveringly in the background—too
busy, almost, to look round at the white stranger, who usually excites
so much interest. If you pass by the same place a week later, the piles
of brushwood have disappeared and a thick layer of ashes has taken
the place of the green forest. The large trees stretch their
smouldering trunks and branches in dumb accusation to heaven—if
they have not already fallen and been more or less reduced to ashes,
perhaps only showing as a white stripe on the dark ground.
This work of destruction is carried out by the Makonde alike on the
virgin forest and on the bush which has sprung up on sites already
cultivated and deserted. In the second case they are saved the trouble
of burning the large trees, these being entirely absent in the
secondary bush.
After burning this piece of forest ground and loosening it with the
hoe, the native sows his corn and plants his vegetables. All over the
country, he goes in for bed-culture, which requires, and, in fact,
receives, the most careful attention. Weeds are nowhere tolerated in
the south of German East Africa. The crops may fail on the plains,
where droughts are frequent, but never on the plateau with its
abundant rains and heavy dews. Its fortunate inhabitants even have
the satisfaction of seeing the proud Wayao and Wamakua working
for them as labourers, driven by hunger to serve where they were
accustomed to rule.
But the light, sandy soil is soon exhausted, and would yield no
harvest the second year if cultivated twice running. This fact has
been familiar to the native for ages; consequently he provides in
time, and, while his crop is growing, prepares the next plot with axe
and firebrand. Next year he plants this with his various crops and
lets the first piece lie fallow. For a short time it remains waste and
desolate; then nature steps in to repair the destruction wrought by
man; a thousand new growths spring out of the exhausted soil, and
even the old stumps put forth fresh shoots. Next year the new growth
is up to one’s knees, and in a few years more it is that terrible,
impenetrable bush, which maintains its position till the black
occupier of the land has made the round of all the available sites and
come back to his starting point.
The Makonde are, body and soul, so to speak, one with this bush.
According to my Yao informants, indeed, their name means nothing
else but “bush people.” Their own tradition says that they have been
settled up here for a very long time, but to my surprise they laid great
stress on an original immigration. Their old homes were in the
south-east, near Mikindani and the mouth of the Rovuma, whence
their peaceful forefathers were driven by the continual raids of the
Sakalavas from Madagascar and the warlike Shirazis[47] of the coast,
to take refuge on the almost inaccessible plateau. I have studied
African ethnology for twenty years, but the fact that changes of
population in this apparently quiet and peaceable corner of the earth
could have been occasioned by outside enterprises taking place on
the high seas, was completely new to me. It is, no doubt, however,
correct.
The charming tribal legend of the Makonde—besides informing us
of other interesting matters—explains why they have to live in the
thickest of the bush and a long way from the edge of the plateau,
instead of making their permanent homes beside the purling brooks
and springs of the low country.
“The place where the tribe originated is Mahuta, on the southern
side of the plateau towards the Rovuma, where of old time there was
nothing but thick bush. Out of this bush came a man who never
washed himself or shaved his head, and who ate and drank but little.
He went out and made a human figure from the wood of a tree
growing in the open country, which he took home to his abode in the
bush and there set it upright. In the night this image came to life and
was a woman. The man and woman went down together to the
Rovuma to wash themselves. Here the woman gave birth to a still-
born child. They left that place and passed over the high land into the
valley of the Mbemkuru, where the woman had another child, which
was also born dead. Then they returned to the high bush country of
Mahuta, where the third child was born, which lived and grew up. In
course of time, the couple had many more children, and called
themselves Wamatanda. These were the ancestral stock of the
Makonde, also called Wamakonde,[48] i.e., aborigines. Their
forefather, the man from the bush, gave his children the command to
bury their dead upright, in memory of the mother of their race who
was cut out of wood and awoke to life when standing upright. He also
warned them against settling in the valleys and near large streams,
for sickness and death dwelt there. They were to make it a rule to
have their huts at least an hour’s walk from the nearest watering-
place; then their children would thrive and escape illness.”
The explanation of the name Makonde given by my informants is
somewhat different from that contained in the above legend, which I
extract from a little book (small, but packed with information), by
Pater Adams, entitled Lindi und sein Hinterland. Otherwise, my
results agree exactly with the statements of the legend. Washing?
Hapana—there is no such thing. Why should they do so? As it is, the
supply of water scarcely suffices for cooking and drinking; other
people do not wash, so why should the Makonde distinguish himself
by such needless eccentricity? As for shaving the head, the short,
woolly crop scarcely needs it,[49] so the second ancestral precept is
likewise easy enough to follow. Beyond this, however, there is
nothing ridiculous in the ancestor’s advice. I have obtained from
various local artists a fairly large number of figures carved in wood,
ranging from fifteen to twenty-three inches in height, and
representing women belonging to the great group of the Mavia,
Makonde, and Matambwe tribes. The carving is remarkably well
done and renders the female type with great accuracy, especially the
keloid ornamentation, to be described later on. As to the object and
meaning of their works the sculptors either could or (more probably)
would tell me nothing, and I was forced to content myself with the
scanty information vouchsafed by one man, who said that the figures
were merely intended to represent the nembo—the artificial
deformations of pelele, ear-discs, and keloids. The legend recorded
by Pater Adams places these figures in a new light. They must surely
be more than mere dolls; and we may even venture to assume that
they are—though the majority of present-day Makonde are probably
unaware of the fact—representations of the tribal ancestress.
The references in the legend to the descent from Mahuta to the
Rovuma, and to a journey across the highlands into the Mbekuru
valley, undoubtedly indicate the previous history of the tribe, the
travels of the ancestral pair typifying the migrations of their
descendants. The descent to the neighbouring Rovuma valley, with
its extraordinary fertility and great abundance of game, is intelligible
at a glance—but the crossing of the Lukuledi depression, the ascent
to the Rondo Plateau and the descent to the Mbemkuru, also lie
within the bounds of probability, for all these districts have exactly
the same character as the extreme south. Now, however, comes a
point of especial interest for our bacteriological age. The primitive
Makonde did not enjoy their lives in the marshy river-valleys.
Disease raged among them, and many died. It was only after they
had returned to their original home near Mahuta, that the health
conditions of these people improved. We are very apt to think of the
African as a stupid person whose ignorance of nature is only equalled
by his fear of it, and who looks on all mishaps as caused by evil
spirits and malignant natural powers. It is much more correct to
assume in this case that the people very early learnt to distinguish
districts infested with malaria from those where it is absent.
This knowledge is crystallized in the
ancestral warning against settling in the
valleys and near the great waters, the
dwelling-places of disease and death. At the
same time, for security against the hostile
Mavia south of the Rovuma, it was enacted
that every settlement must be not less than a
certain distance from the southern edge of the
plateau. Such in fact is their mode of life at the
present day. It is not such a bad one, and
certainly they are both safer and more
comfortable than the Makua, the recent
intruders from the south, who have made USUAL METHOD OF
good their footing on the western edge of the CLOSING HUT-DOOR
plateau, extending over a fairly wide belt of
country. Neither Makua nor Makonde show in their dwellings
anything of the size and comeliness of the Yao houses in the plain,
especially at Masasi, Chingulungulu and Zuza’s. Jumbe Chauro, a
Makonde hamlet not far from Newala, on the road to Mahuta, is the
most important settlement of the tribe I have yet seen, and has fairly
spacious huts. But how slovenly is their construction compared with
the palatial residences of the elephant-hunters living in the plain.
The roofs are still more untidy than in the general run of huts during
the dry season, the walls show here and there the scanty beginnings
or the lamentable remains of the mud plastering, and the interior is a
veritable dog-kennel; dirt, dust and disorder everywhere. A few huts
only show any attempt at division into rooms, and this consists
merely of very roughly-made bamboo partitions. In one point alone
have I noticed any indication of progress—in the method of fastening
the door. Houses all over the south are secured in a simple but
ingenious manner. The door consists of a set of stout pieces of wood
or bamboo, tied with bark-string to two cross-pieces, and moving in
two grooves round one of the door-posts, so as to open inwards. If
the owner wishes to leave home, he takes two logs as thick as a man’s
upper arm and about a yard long. One of these is placed obliquely
against the middle of the door from the inside, so as to form an angle
of from 60° to 75° with the ground. He then places the second piece
horizontally across the first, pressing it downward with all his might.
It is kept in place by two strong posts planted in the ground a few
inches inside the door. This fastening is absolutely safe, but of course
cannot be applied to both doors at once, otherwise how could the
owner leave or enter his house? I have not yet succeeded in finding
out how the back door is fastened.