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vi | CONTENTS
CHAPTER
4 INTRODUCTION
SCALE AND PROPORTION
MANIPULATING SCALE
68
Scale and Proportion 70 AND PROPORTION
Surrealism and Fantasy 80
SCALE OF ART
Human Scale Reference 72 PROPORTION
Geometry and Notions
SCALE WITHIN ART
of the Ideal 82
Internal References 74
Root Rectangles 84
Internal Proportions 76
Contrast of Scale 78
CHAPTER
5 INTRODUCTION
BALANCE
88
86
Balance by Texture and
Pattern 100
IMBALANCE
Balance by Position and
Horizontal and Vertical
Eye Direction 102
Placement 90
Analysis Summary 104
SYMMETRICAL BALANCE
RADIAL BALANCE
Bilateral Symmetry 92
Examples in Nature and Art 106
Examples from Various
Art Forms 94 CRYSTALLOGRAPHIC BALANCE
Allover Pattern 108
ASYMMETRICAL BALANCE
Introduction 96
Balance by Value and Color 98
CHAPTER
6 INTRODUCTION
RHYTHM 110
PROGRESSIVE RHYTHM
Engaging the Senses 112 Converging Patterns 120
Visual Rhythm 114
POLYRHYTHMIC STRUCTURES
RHYTHM AND MOTION A Study in Contrast 122
Shapes and Repetition 116
ALTERNATING RHYTHM
Patterns and Sequence 118
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CONTENTS | vii
Part 2
DESIGN ELEMENTS
CHAPTER
7 INTRODUCTION
LINE 126
LINE QUALITY
A Point Set in Motion 128 Creating Variety
and Emphasis 138
LINE AND SHAPE
Defining Shape and Form 130 LINE AS VALUE
Using Lines to Create
TYPES OF LINE
Dark and Light 140
Actual, Implied, and
Psychic Lines 132 LINE IN PAINTING
Outline of Forms 142
LINE DIRECTION
Explicit Line 144
Horizontal, Vertical,
and Diagonal Lines 134 LOST-AND-FOUND CONTOUR
Suggestions of Form 146
CONTOUR AND GESTURE
Precision or Spontaneity 136 INHERENT LINE
Structure of the Rectangle 148
CHAPTER
8 INTRODUCTION
SHAPE 150
ABSTRACTION
Shaping Perception 152 Essence of Shape 162
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viii | CONTENTS
CHAPTER
9 PATTERN
PATTERN AND TEXTURE
TACTILE TEXTURE
178
Creating Visual Interest 180 Actual and Implied 188
Order and Variety 182 Collage 190
TEXTURE
Creating Visual Interest 186
CHAPTER
10 INTRODUCTION
ILLUSION OF SPACE
AMPLIFIED PERSPECTIVE
194
Translating Space A Different Point of View 216
to Two Dimensions 196
MULTIPLE PERSPECTIVE
DEVICES TO SHOW DEPTH A Pictorial Device 218
Size 198
ISOMETRIC PROJECTION
Overlapping 200
A Spatial Illusion 220
Vertical Location 202
Aerial Perspective 204 OPEN FORM/CLOSED FORM
Plan, Elevation, Perspective 206 The Concept of Enclosure 222
Linear Perspective 208
TRANSPARENCY
One-Point Perspective 210
Equivocal Space 224
Two-Point Perspective 212
Multipoint Perspective 214 CONCLUSION
Complexity and Subtlety 226
CHAPTER
11 INTRODUCTION
ILLUSION OF MOTION
WAYS TO SUGGEST MOTION
228
Stillness and Arrested Figure Repeated, Figure Cropped 234
Action 230 Blurred Outlines and Fast Shapes 236
Multiple Image 238
ANTICIPATED MOTION
Seeing and Feeling OPTICAL MOVEMENT
Impending Action 232 Afterimage and Eye
Movement 240
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CONTENTS | ix
CHAPTER
12 INTRODUCTION
VALUE 242
VALUE AND SPACE
Light and Dark 244 Using Value to Suggest Space 250
VALUE AS EMPHASIS
Creating a Focal Point 248
CHAPTER
13 INTRODUCTION
COLOR 254
COLOR AND BALANCE
Color Theory 256 Achieving Balance within
Asymmetrical Composition 274
COLOR CHARACTERISTICS
Color Perception 258 COLOR AND SPACE
Color’s Spatial Properties 276
PROPERTIES OF COLOR
Hue and the Three Dimensions COLOR SCHEMES
of Color Perception 260 Monochromatic/Analogous 278
Value 262 Complementary/Triadic 280
Intensity/Complementary
COLOR DISCORD AND VIBRATING
Colors 264
COLORS
PALETTES Unexpected Combinations 282
Mixing Light and Mixing Pigments 266
COLOR USES
VISUAL COLOR MIXING Local, Optical, Arbitrary 284
Techniques That Suggest Light 268
EMOTIONAL COLOR
COOL/WARM COLORS Color Evokes a Response 286
Identifying Color
COLOR SYMBOLISM
with the Senses 270
Conceptual Qualities
COLOR AS EMPHASIS of Color 288
Color Dominance 272
Part 3
THREE-DIMENSIONAL DESIGN
CHAPTER
14 INTRODUCTION TO THREE-
3D DESIGN INTRODUCTION
LOOKING
292
DIMENSIONAL DESIGN Attentive Observation 298
Organizing Form 294 Similarities and Differences 300
Design Defined 296 Connections 302
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x | CONTENTS
TOUCH LEARNING
Tactile Sensation 304 Becoming Informed and Aware 310
CONTEXT
A Shaping Force 306
Site Specific 308
CHAPTER
15 INTRODUCTION
IDEAS AND APPROACHES
SIMPLICITY
312
Research 314 Reductive Sensibility 334
Process 316
SKETCHING, MODEL MAKING,
PROCESS AND PROTOTYPES
The Vessel 318 Ideation 336
Nature 320
DETAIL
TOOLS Close Attention 338
Extending Capability 322
MEANING AND VALUE
TRANSFORMATION An Interpretive Act 340
Transcending Physicality 324
SOURCES
VARIATION AND DEFORMATION Generating Creative Energy 342
Altering Form 326 Nature 344
Geometry and Mathematics 346
THINKING IN SERIES
Culture 348
Focused Investigation 328
WORLDVIEW
CONCEPTUAL STRATEGIES
Belief Systems 350
The Idea Becomes a Machine That
Modernism 352
Makes the Art 330
Postmodernism 354
PLAY, INVENTION, PROBLEM
SOLVING
Discovery 332
CHAPTER
16 INTRODUCTION
3D DESIGN ELEMENTS
2D TO 3D
356
Form 358 The Relationship of the Planar to the
Dimensional 368
FORM
The Cube 360 SURFACE QUALITIES
Texture 370
MASS AND SPACE
Color 372
The Art of the Hole and the Lump 362
LIGHT
LINE
Chromatic Luminosity 374
A Point Set in Motion 364
TIME AND MOTION
PLANE
Kinetic Structure 376
The Two-Dimensional Element 366
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CONTENTS | xi
CHAPTER
17 INTRODUCTION
3D DESIGN PRINCIPLES
SYMMETRY
378
Organization 380 Correspondence across a Divide 398
UNITY ASYMMETRY
Gestalt 382 Dynamic Form 400
REPETITION PROXIMITY
Visual and Structural 386 An Organizational Tool 404
Modularity 388
EMPHASIS
PATTERN Contrast 406
Ordered Repetition 390
PROPORTION
RHYTHM Ratio 408
Fluid Form 392
SCALE
ILLUSION OF MOTION Comparative Size 410
Origin and Implementation 394 The Miniature 412
Monumental 414
BALANCE
Actual and Implied 396
CHAPTER
18 INTRODUCTION
MATERIAL 416
NEW MATERIALS
Material Carries Meaning 418 Technological Development 424
WORKABILITY SUSTAINABILITY
Ease of Use 420 Reuse and Green Design 426
MATERIAL
Bamboo 422
CHAPTER
19 INTRODUCTION
STRUCTURE 428
JOINERY
Structural Principles 430 Structural Connection 436
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xii | CONTENTS
CHAPTER
20 INTRODUCTION
FUNCTION 440
STYLE
Utility 442 Signature and Typology 450
UTILITY
Design and Art Compared 444
Art 446
Form and Function 448
CHAPTER
21 INTRODUCTION
FIGURATION 452
ILLUSION
Representation 454 Camouflage 456
Art and Architecture 458
CHAPTER
22 INTRODUCTION
FORMING AND FABRICATION
HYBRID FORM
460
Making 462 Blurring Boundaries 476
GLOSSARY 486
BIBLIOGRAPHY 491
PHOTOGRAPHIC SOURCES 493
INDEX 497
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PREFACE
Design Basics: 2D and 3D offers a comprehensive introduction FLEXIBILITY
to design across a wide spectrum of media and practices. The
original Design Basics (now in its eighth edition) presents the Get the resources you need the way you want …
transcendent elements and principals of design as we find
them in a universe of examples from drawing to architecture, Lauer/Pentak, Roth/Pentak, Pentak/Roth,
human made objects, and nature. From these sources ideas are Design Basics, 8e Design Basics: 3D Color Basics
extrapolated for application with a primarily two-dimensional 978-0-495-91577-5 978-0-495-91578-2 978-0-534-61389-1
emphasis. It is fair to say that design and composition are
nearly interchangeable terms in this case. When we talk of a
painting’s design we are talking about composition. Similarly,
when we compose, we design.
Entering into a discussion of the three-dimensional realm
is by its very nature a move from the abstract, the cerebral,
and the optical into the world of objects, spaces, materials,
and the tactile. So, then the “3D” text makes a leap into the
physical world we occupy and with that the messiness of
materials and processes involved in making things. RESOURCES
A wise guy (probably a painter) once said that “sculpture
is something you back into while looking at a painting.” Art CourseMate brings design concepts to life with interactive
This crack is a low brow version of the old duality that sets learning, study tools, and an ebook. The interactive ebook allows
intellect or imagination against craft or process. We think students to take notes, highlight, and search, and links directly
you will discover in this expanded offering of Design Basics a to the interactive foundations tutorials for review.
synthesis of these imagined polarities. The creative nature of
art and design requires a “both/and” view of the world in place
of an “either/or” world view.
Josef Albers once said that for the artist, one plus one
creates something greater than two. We hope you find that
phenomenon in the joint edition of these two texts.
Stephen Pentak
Professor Emeritus, The Ohio State University
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Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.
Copyright 2011 Cengage Learning. All Rights Reserved. May not be copied, scanned, or duplicated, in whole or in part. Due to electronic rights, some third party content may be suppressed from the eBook and/or eChapter(s).
Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.
PART
1 DESIGN PRINCIPLES
CHAPTER 2 UNITY 26
CHAPTER 5 BALANCE 86
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Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.
Bruce Eric Kaplan
The Cartoon Bank: A New Yorker Magazine Company
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CHAPTER
1 DESIGN PROCESS
INTRODUCTION LOOKING
Design Defined 4 Sources: Artifacts 16
PROCEDURES LOOKING
Steps in the Process 6 Sources: History and Culture 18
THINKING DOING
Getting Started 8 Thinking with Materials 20
THINKING DOING
Form and Content 10 Doing and Redoing 22
THINKING CRITIQUE
Form and Function 12 Constructive Criticism 24
LOOKING
Sources: Nature 14
3
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INTRODUCTION
G A
John Kuchera. It’s Time to Get Organized. 1986. Poster. Art
Director and Designer, Hutchins/Y&R.
A B
Steve Mehalo. Make Jobs Not War. Poster design. Copyright: free art
for public use.
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CHAPTER 1 DESIGN PROCESS | 5
and contrast of how text can be organized to create a visual should be aware. Thus, guidelines (not rules) exist that usually
message from what could be a merely verbal message. Make will assist in the creation of successful designs. These guidelines
Jobs Not War (B) is composed to communicate a simple and certainly do not mean the artist is limited to any specific solution.
unambiguous statement. “War” is given a special focus through
the color red, but the message is primarily verbal, not visual. In Form and Content Defined
C red is again used for emphasis, but in this case the design of Discussions of art often distinguish between two aspects, form
the text is more critical to the creation of a visual statement. The and content. Form is the purely visual aspect, the manipulation
red that brings forward the word “war” from the text “what is it of the various elements and principles of design. Content implies
good for?” appears to have been crudely brushed on with drips the subject matter, story, or information that the artwork seeks to
and rough edges accentuating a violent urgency. This stands in communicate to the viewer. Content is what artists want to say;
contrast to the graceful formality of the text in black. This con- form is how they say it. The poster in C can be appreciated for a
trast conveys the message via a visual solution. If we recall the successful relationship between form and content.
message in C, it will be because we will recall how the elements Sometimes the aim of a work of art or design is purely aes-
are organized. thetic. Take, for example, adornment such as jewelry where the
only “problem” is one of creating visual pleasure. However, even
Creative Problem Solving art and design of a decorative nature have the potential to reveal
The arts are called creative fields because there are no prede- new ways of seeing and communicate a point of view. Art is and
termined correct answers to the problems. Infinite variations in always has been a means of visual communication.
individual interpretations and applications are possible. Prob-
lems in art vary in specifics and complexity. Independent paint-
ers or sculptors usually create their own “problems” or avenues
they wish to explore. The artist can choose as wide or narrow a
scope as he or she wishes. The architect or graphic and indus-
trial designer is usually given a problem, often with very specific
options and clearly defined limitations. Students in art classes
are often in this “problem-solving” category—they execute
a series of assignments devised by the instructor that require
rather specific solutions. However, all art or visual problems are
similar in that a creative solution is desired.
The creative aspect of art also includes the often-heard
phrase “there are no rules in art.” This is true. In solving prob-
lems visually, there is no list of strict or absolute dos and don’ts
to follow. Given the varied objectives of visual art throughout
the ages, definite laws are impossible. However, “no rules” may
seem to imply that all designs are equally valid and visually suc-
cessful. This is not true. Artistic practices and criteria have been
developed from successful works, of which an artist or designer
D C
Marty Neumeier. War: What is it Good For? Poster design.
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PROCEDURES
J A
Stop Torture. 1985. Poster for Amnesty International.
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CHAPTER 1 DESIGN PROCESS | 7
J B
Andy Goldsworthy. Balanced Rock
(Misty, Langdale, Cumbria, May
1977). Andy Goldsworthy: A Collabora-
tion with Nature.
D C
The layout of the letters matches the word’s
meaning to convey the idea.
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THINKING
GETTING STARTED
The well-known French artist Georges Braque wrote in his
Cahiers (notebooks) that “one must not think up a picture.” His
point is valid; a painting is often a long process that should not
be forced or created by formulas to order. However, each day
countless designers must indeed “think up” solutions to design
problems. Thinking is an essential part of this solution. When
confronted by a problem in any aspect of life, the usual first step
is to think about it.
Thinking is applicable also to art and visual problems. It is
involved in all aspects of the creative process. Every step in cre-
ating a design involves choices, and the selections are deter-
mined by thinking. Chance or accident is also an element in art.
But art cannot be created mindlessly, although some art move-
ments have attempted to eliminate rational thought as a factor
in creating art and to stress intuitive or subconscious thought.
Even then it is thinking that decides whether the spontaneously
created result is worthwhile or acceptable. To say that thinking is
somehow outside the artistic process is truly illogical.
A B
“Having a talent isn’t worth much unless you know what to do with
it.” Poster for the School of Visual Arts. 1978.
J A
Claes Oldenburg. Proposal for a Colossal Monument in Downtown New York City: Sharpened
Pencil Stub with Broken-off Tip of the Woolworth Building. 1993. Etching with aquatint,
2' 81⁄2" × 1' 10". Collection of Claes Oldenberg and Coosje van Bruggen.
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CHAPTER 1 DESIGN PROCESS | 9
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THINKING
A A
Raymond Loewy. Original logo for Greyhound Bus Co.
A B
Raymond Loewy. Redesigned logo, 1933.
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CHAPTER 1 DESIGN PROCESS | 11
A C
Chris Rooney. Picnic Icons. From Blackcoffee Design Inc., editor, 1,000
Icons, Symbols, and Pictograms: Visual Communication for Every Language (1000
Series) (Beverly, Mass.: Rockport Publishers, 2009).
D D
Navigational Chart. Micronesian, Marshall Islands, Late 19th–early
20th century. Findspot: Marshall Islands. Bamboo, cowrie shells, and
twine, 66 × 63 cm (2' 2" × 2' 13⁄16"). Chart consisting of thin bamboo
rods, tied together into roughly square form, with diagonally-oriented
elements and cowrie shells at some intersections. The bamboo ele-
ments represent currents; the cowries represent land masses. On
view in the Richard B. Carter Gallery (Oceanic Art), Museum of Fine
Arts, Boston. Gift of Governor Carlton Skinner and Solange Skinner,
2002.
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THINKING
G A
Grumman HU–16 Albatross, post-WWII “utility and rescue amphibian.” Bill Gunston, consultant editor,
The Encyclopedia of World Air Power (London: Aerospace Publishing Limited, 1980), p. 165.
A B
Pygmy Right Whale (Caperea marginata), Southern Hemisphere, 18'–211⁄2' (5.5–6.5 m). From Mark Cawardine and
Martin Camm, Whales, Dolphins, and Porpoises (London: Dorling Kindersley, 1995), p. 48.
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CHAPTER 1 DESIGN PROCESS | 13
A C
Shaker interior. Reproduced by permission of the American Museum in Britain, Bath, U.K. ©
A D
Ron Arad. "Restless" Exhibition. The Barbican Centre, London, England.
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LOOKING
J A
Arthur Dove. Tree Composition. 1937. Oil on canvas,
1' 31⁄4" x 1' 9". Edward W. Root Bequest (57.136).
Munson-Williams-Proctor Arts Institute, Utica, New York.
D B
Georgia O’Keeffe. Shell No. 1. 1928. Oil on canvas, overall: 17.8 ×
17.8 cm (7" × 7"), framed: 20.3 × 20.3 × 3.3 cm (8" × 8" × 15⁄16").
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CHAPTER 1 DESIGN PROCESS | 15
J C
Leonardo da Vinci. Studies of Flowers. c.1509–1511.
Drawings, Watercolours and Prints. The Royal
Collection. London.
D D
Leonardo da Vinci. Study of Flowing Water. c. 1509–1511. The Royal Col-
lection, London.
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LOOKING
SOURCES: ARTIFACTS
We expect artists and designers to be visually sensitive people and light and surprising arrangements of rectangles and stripes
who see things in the world that others might overlook and who that challenge him to compose subtle but complex composi-
look with special interest at the history of art and design. Study- tions . . . inspired from a seemingly neutral or ordinary source.
ing art, architecture, craft, and design from all periods, regions, This process of looking is extended in the photograph by a
and cultures introduces you to a wealth of visual creations, bet- Dartmouth College student shown in B. This photo is a response
ter equipping you to discover your own solutions. to Scully’s paintings and is one of a series of “stripes” found in
The painter Sean Scully has long been interested in the the campus environment.
arrangements of walls and windows and the light that falls on For better or worse we do not create our design solutions
these surfaces. In fact, he often photographs these subjects. in an information vacuum. We have the benefit of an abundance
This informs our understanding of the installation of his paintings of visual information coming at us through various media, from
shown in A. What is Scully looking at when he looks at these books to television, websites, and films. On the plus side, we are
architectural structures? Evidently he sees a rich world of color treated to images one would previously have had to travel to see.
A A
Sean Scully. Installation View. Hood Museum,
Dartmouth College, New Hampshire.
D B
Dartmouth College student Lauren Orr. 2008. Hood
Museum, Dartmouth College, New Hampshire.
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CHAPTER 1 DESIGN PROCESS | 17
On the minus side, it is easy to overlook that we are often seeing a Nancy Crow is an artist who mines a rich treasure of cultural
limited (or altered) aspect of the original artwork in a reproduction. influences and creates unique works that are not simply copies
The influence of reproduced images is enriching but potentially gleaned from other cultures. Her travels and research connect
superficial. Artists and designers will often travel and study influ- her work to artifacts such as Mexican masks (C). The impact can
ences firsthand for a deeper understanding of their influences. be seen in her quilt shown in D.
J C
Nancy Crow. Mexican Tiger Masks. From the
Collection of Nancy Crow.
D D
Nancy Crow. Mexican Wheels II. 1988. Quilt,
7' 6" × 7' 6". From the Collection of
Nancy Crow.
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LOOKING
J A
Jean-Léon Gérôme. The Duel after the
Masquerade. 1857–1859. Oil on canvas,
1' 33⁄8" × 1' 103⁄16" (39.1 × 56.3 cm).
D B
Pablo Picasso. Harlequin. Paris, late 1915. Oil on canvas, 6' 1⁄4" × 3' 53⁄8"
(183.5 × 105.1 cm).
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CHAPTER 1 DESIGN PROCESS | 19
J D
Betty Crocker through the years.
1972 1980 1986 1996 Courtesy General Mills (Canada).
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DANCE ON STILTS AT THE GIRLS’ UNYAGO, NIUCHI
I see increasing reason to believe that the view formed some time
back as to the origin of the Makonde bush is the correct one. I have
no doubt that it is not a natural product, but the result of human
occupation. Those parts of the high country where man—as a very
slight amount of practice enables the eye to perceive at once—has not
yet penetrated with axe and hoe, are still occupied by a splendid
timber forest quite able to sustain a comparison with our mixed
forests in Germany. But wherever man has once built his hut or tilled
his field, this horrible bush springs up. Every phase of this process
may be seen in the course of a couple of hours’ walk along the main
road. From the bush to right or left, one hears the sound of the axe—
not from one spot only, but from several directions at once. A few
steps further on, we can see what is taking place. The brush has been
cut down and piled up in heaps to the height of a yard or more,
between which the trunks of the large trees stand up like the last
pillars of a magnificent ruined building. These, too, present a
melancholy spectacle: the destructive Makonde have ringed them—
cut a broad strip of bark all round to ensure their dying off—and also
piled up pyramids of brush round them. Father and son, mother and
son-in-law, are chopping away perseveringly in the background—too
busy, almost, to look round at the white stranger, who usually excites
so much interest. If you pass by the same place a week later, the piles
of brushwood have disappeared and a thick layer of ashes has taken
the place of the green forest. The large trees stretch their
smouldering trunks and branches in dumb accusation to heaven—if
they have not already fallen and been more or less reduced to ashes,
perhaps only showing as a white stripe on the dark ground.
This work of destruction is carried out by the Makonde alike on the
virgin forest and on the bush which has sprung up on sites already
cultivated and deserted. In the second case they are saved the trouble
of burning the large trees, these being entirely absent in the
secondary bush.
After burning this piece of forest ground and loosening it with the
hoe, the native sows his corn and plants his vegetables. All over the
country, he goes in for bed-culture, which requires, and, in fact,
receives, the most careful attention. Weeds are nowhere tolerated in
the south of German East Africa. The crops may fail on the plains,
where droughts are frequent, but never on the plateau with its
abundant rains and heavy dews. Its fortunate inhabitants even have
the satisfaction of seeing the proud Wayao and Wamakua working
for them as labourers, driven by hunger to serve where they were
accustomed to rule.
But the light, sandy soil is soon exhausted, and would yield no
harvest the second year if cultivated twice running. This fact has
been familiar to the native for ages; consequently he provides in
time, and, while his crop is growing, prepares the next plot with axe
and firebrand. Next year he plants this with his various crops and
lets the first piece lie fallow. For a short time it remains waste and
desolate; then nature steps in to repair the destruction wrought by
man; a thousand new growths spring out of the exhausted soil, and
even the old stumps put forth fresh shoots. Next year the new growth
is up to one’s knees, and in a few years more it is that terrible,
impenetrable bush, which maintains its position till the black
occupier of the land has made the round of all the available sites and
come back to his starting point.
The Makonde are, body and soul, so to speak, one with this bush.
According to my Yao informants, indeed, their name means nothing
else but “bush people.” Their own tradition says that they have been
settled up here for a very long time, but to my surprise they laid great
stress on an original immigration. Their old homes were in the
south-east, near Mikindani and the mouth of the Rovuma, whence
their peaceful forefathers were driven by the continual raids of the
Sakalavas from Madagascar and the warlike Shirazis[47] of the coast,
to take refuge on the almost inaccessible plateau. I have studied
African ethnology for twenty years, but the fact that changes of
population in this apparently quiet and peaceable corner of the earth
could have been occasioned by outside enterprises taking place on
the high seas, was completely new to me. It is, no doubt, however,
correct.
The charming tribal legend of the Makonde—besides informing us
of other interesting matters—explains why they have to live in the
thickest of the bush and a long way from the edge of the plateau,
instead of making their permanent homes beside the purling brooks
and springs of the low country.
“The place where the tribe originated is Mahuta, on the southern
side of the plateau towards the Rovuma, where of old time there was
nothing but thick bush. Out of this bush came a man who never
washed himself or shaved his head, and who ate and drank but little.
He went out and made a human figure from the wood of a tree
growing in the open country, which he took home to his abode in the
bush and there set it upright. In the night this image came to life and
was a woman. The man and woman went down together to the
Rovuma to wash themselves. Here the woman gave birth to a still-
born child. They left that place and passed over the high land into the
valley of the Mbemkuru, where the woman had another child, which
was also born dead. Then they returned to the high bush country of
Mahuta, where the third child was born, which lived and grew up. In
course of time, the couple had many more children, and called
themselves Wamatanda. These were the ancestral stock of the
Makonde, also called Wamakonde,[48] i.e., aborigines. Their
forefather, the man from the bush, gave his children the command to
bury their dead upright, in memory of the mother of their race who
was cut out of wood and awoke to life when standing upright. He also
warned them against settling in the valleys and near large streams,
for sickness and death dwelt there. They were to make it a rule to
have their huts at least an hour’s walk from the nearest watering-
place; then their children would thrive and escape illness.”
The explanation of the name Makonde given by my informants is
somewhat different from that contained in the above legend, which I
extract from a little book (small, but packed with information), by
Pater Adams, entitled Lindi und sein Hinterland. Otherwise, my
results agree exactly with the statements of the legend. Washing?
Hapana—there is no such thing. Why should they do so? As it is, the
supply of water scarcely suffices for cooking and drinking; other
people do not wash, so why should the Makonde distinguish himself
by such needless eccentricity? As for shaving the head, the short,
woolly crop scarcely needs it,[49] so the second ancestral precept is
likewise easy enough to follow. Beyond this, however, there is
nothing ridiculous in the ancestor’s advice. I have obtained from
various local artists a fairly large number of figures carved in wood,
ranging from fifteen to twenty-three inches in height, and
representing women belonging to the great group of the Mavia,
Makonde, and Matambwe tribes. The carving is remarkably well
done and renders the female type with great accuracy, especially the
keloid ornamentation, to be described later on. As to the object and
meaning of their works the sculptors either could or (more probably)
would tell me nothing, and I was forced to content myself with the
scanty information vouchsafed by one man, who said that the figures
were merely intended to represent the nembo—the artificial
deformations of pelele, ear-discs, and keloids. The legend recorded
by Pater Adams places these figures in a new light. They must surely
be more than mere dolls; and we may even venture to assume that
they are—though the majority of present-day Makonde are probably
unaware of the fact—representations of the tribal ancestress.
The references in the legend to the descent from Mahuta to the
Rovuma, and to a journey across the highlands into the Mbekuru
valley, undoubtedly indicate the previous history of the tribe, the
travels of the ancestral pair typifying the migrations of their
descendants. The descent to the neighbouring Rovuma valley, with
its extraordinary fertility and great abundance of game, is intelligible
at a glance—but the crossing of the Lukuledi depression, the ascent
to the Rondo Plateau and the descent to the Mbemkuru, also lie
within the bounds of probability, for all these districts have exactly
the same character as the extreme south. Now, however, comes a
point of especial interest for our bacteriological age. The primitive
Makonde did not enjoy their lives in the marshy river-valleys.
Disease raged among them, and many died. It was only after they
had returned to their original home near Mahuta, that the health
conditions of these people improved. We are very apt to think of the
African as a stupid person whose ignorance of nature is only equalled
by his fear of it, and who looks on all mishaps as caused by evil
spirits and malignant natural powers. It is much more correct to
assume in this case that the people very early learnt to distinguish
districts infested with malaria from those where it is absent.
This knowledge is crystallized in the
ancestral warning against settling in the
valleys and near the great waters, the
dwelling-places of disease and death. At the
same time, for security against the hostile
Mavia south of the Rovuma, it was enacted
that every settlement must be not less than a
certain distance from the southern edge of the
plateau. Such in fact is their mode of life at the
present day. It is not such a bad one, and
certainly they are both safer and more
comfortable than the Makua, the recent
intruders from the south, who have made USUAL METHOD OF
good their footing on the western edge of the CLOSING HUT-DOOR
plateau, extending over a fairly wide belt of
country. Neither Makua nor Makonde show in their dwellings
anything of the size and comeliness of the Yao houses in the plain,
especially at Masasi, Chingulungulu and Zuza’s. Jumbe Chauro, a
Makonde hamlet not far from Newala, on the road to Mahuta, is the
most important settlement of the tribe I have yet seen, and has fairly
spacious huts. But how slovenly is their construction compared with
the palatial residences of the elephant-hunters living in the plain.
The roofs are still more untidy than in the general run of huts during
the dry season, the walls show here and there the scanty beginnings
or the lamentable remains of the mud plastering, and the interior is a
veritable dog-kennel; dirt, dust and disorder everywhere. A few huts
only show any attempt at division into rooms, and this consists
merely of very roughly-made bamboo partitions. In one point alone
have I noticed any indication of progress—in the method of fastening
the door. Houses all over the south are secured in a simple but
ingenious manner. The door consists of a set of stout pieces of wood
or bamboo, tied with bark-string to two cross-pieces, and moving in
two grooves round one of the door-posts, so as to open inwards. If
the owner wishes to leave home, he takes two logs as thick as a man’s
upper arm and about a yard long. One of these is placed obliquely
against the middle of the door from the inside, so as to form an angle
of from 60° to 75° with the ground. He then places the second piece
horizontally across the first, pressing it downward with all his might.
It is kept in place by two strong posts planted in the ground a few
inches inside the door. This fastening is absolutely safe, but of course
cannot be applied to both doors at once, otherwise how could the
owner leave or enter his house? I have not yet succeeded in finding
out how the back door is fastened.