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Predictors of Outcome in Autism Spectrum


Disorders: A Perspective for Clinicians and
Therapists
Ashok Mysore1,2 and Sowmyashree Mayur Kaku1

P
rofessionals working with fam- improvement in specified skill sets across Is outcome (1) A set of skills the child
ilies who have individuals with one-to-two-year durations. However, acquires as a natural phenomenon
Autism Spectrum Disorder (ASD) parents naturally expect an understanding when left without intervention (natu-
are frequently asked about the possible of long-term outcomes across the lifespan. ralistic outcome)? (2) A phenomenon of
long-term outcome of their children and In this viewpoint, we attempt to development of various skills, which
the duration of intervention needed to present our viewpoint based on our results as an output of intervention by
‘move out of the spectrum’.1,2 Clinicians experiences working in Indian academic multiple stakeholders such as therapist,
and therapists often have to predict the institutions and hospitals and from the individual with autism, parents, and
subsequent outcome of an individual literature review to summarize possible school (interventional outcome)? (3) A
child based on all the services offered.1,3 predictors of outcomes that can be useful prediction of what will happen shortly
Also, families who get a diagnosis of for clinicians and therapists. based on the current-day assessment
ASD in the Indian context for their child We recognize the view of the neuro- and intervention with the child (pre-
typically raise the question of whether the diversity advocates disappointed by the dictive outcome)?4–6 Ideally, much more
child will do well and recover completely. focus on therapies that work towards research is needed to understand the
They wish to know if the child can attend normative outcomes for persons with an outcome of the third type. Long-term
mainstream school, be self-sufficient, be ASD diagnosis. We recognize the spirit outcome refers to outcomes beyond
employed, or get married like most others of such advocacy. However, framing 5–10 years, usually focused on achieving
in the community. This is a natural process outcome issues from that perspective equivalence with normative outcomes
of exploration in the pathways to care that is beyond the scope of this viewpoint. for the community.
most parents go through until they have Here, we focus on the frequently noted
met many professionals, understood ASD, requests from the families. What Factors Act as
discussed it with other parents, and started Predictors?
working with their child pragmatically. What Is ‘Outcome’ in the
Predictors are baseline features that can
Predicting outcomes with the data avail- ASD Context? reliably tell us how the future will be.
able or acquired during assessments and
intervention predominantly focuses on In the context of ASD, it is important When the clinician assesses the child,
the short term. This can be best defined as to understand what ‘outcome’ means. findings such as having good eye contact,

1
Center for Advanced Research and Excellence in Autism and Developmental Disorders (CAREADD), St. John’s Medical College Hospital, Bengaluru, Karnataka,
India. 2Dept. of Psychiatry, St. John’s Medical College Hospital, Bengaluru, Karnataka, India.

HOW TO CITE THIS ARTICLE: Mysore A and Kaku SM. Predictors of Outcome in Autism Spectrum Disorders: A Perspective for Clinicians
and Therapists. 2023;XX:1–5.
Address for correspondence: Sowmyashree Mayur Kaku, Center for Advanced
Research and Excellence in Autism and Developmental Disorders (CAREADD), St. Submitted: 08 Feb. 2022
John’s Medical College Hospital, Bengaluru 560034, Karnataka, India. Accepted: 01 Oct. 2023
E-mail: Sowmyashree.careadd@stjohns.in Published Online: xxxx

Copyright © The Author(s) 2023

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Mysore and Kaku
smiling once during observation, doing Parental Factors literature and the clinical experience at
a high five, pointing to the fan, or follow- our centre.34,36 Studies have found that
ing commands help us understand how This includes the aspects such as the baseline social and communication skills
the child will respond to intervention. ability to co-operate, adherence to therapy help predict one-year outcomes after
Then, they can help predict the clinical and schedules,22 home-based inter- intervention, irrespective of all other
improvement in a year.4,7 vention,23,24 stress levels of parents,24,25 contributing confounders.37,38 Cognitive
Therefore, predictors can help in two marital discord, dysfunctional family, skills at baseline also predicted later
ways: (1) to predict the child’s clinical single parent,24 time taken to react to the language production but not necessar-
outcome by measuring their skills and diagnosis, and involvement with the ther- ily understanding language. Where the
(2) to predict if a particular interven- apist26,27. A systematic review describes specialists such as speech therapists
tion results in a particular outcome in the impact of cultural beliefs on parent- and developmental psychologists are
the long term, that is, the functional ing stress, especially where ASD or related unavailable, early intervention focused
outcome connected to intervention. Pre- developmental disorders are considered on reducing core autism symptoms is
dictors vary with age. The importance of a punishment to the family, resulting in also very important to help develop later
the presence of a particular skill at a par- stigma, shame, marginalization, and dis- speech and language skills.39,40
ticular age helps predict an outcome. We crimination.28 A study from South Asia
discuss the predictors as follows. highlighted parental factors such as stress Developmental Predictors
and caregiver burden in families because
Broad cognition of the child like IQ,12
Child Factors of stigma and lack of resources.29
social cognitive skills like social respon-
siveness scale (SRS),41 and adaptive
Predictive factors in children are pre- Behavioral Predictors
dominantly behavioral observations in behaviors like those measured using
the child. These include speech, hyper- Age- and context-dependent factors such Vineland adaptive behavior scale (VABS)
activity, repetitive behaviors, and being as good eye contact, level of hyperactiv- or Vineland social maturity scale (VSMS).
uncooperative. Apart from the observed ity, imitation, and self-play can act as Generally, better skills can point to a
factors, we also infer many aspects of a behavioral predictors.30–32 However, in positive outcome. In preschool children
child’s behavior, such as being ‘bright/ developing countries, data on measuring with ASD, normal or near-normal per-
friendly’, adhering to a task, and follow- these specific features is usually lacking formance can also predict a positive ASD
ing a routine. There can also be measured due to a shortage of professionals. outcome. The developmental trends can
factors such as the scores on severity inform intervention planning. However,
scales,4,8,9 sleep index,10 abilities across
Language- and to predict long-term outcomes, it is
domains,11 developmental or intelligence Communication- important to consider verbal and non-ver-
quotient,12 adaptive behaviours,12 and bal IQs, other observational measures of
Based Predictors severity, and other variables.
comorbidities.13 The observed, inferred,
and measured factors can all be used to Presence of verbal skills by four years indi-
predict a given child’s outcome.2,8,14–17 cate better language and communication Biological Factors
A comprehensive assessment at base- skills by 10 or 15 years of age.33,34 A child Though EEG-,42–44 MRI-,9,45–50 and geno-
line helps make meaningful connections with narrative abilities and back-and- type-based studies51,52 have been conducted
for future assessment models. Systemat- forth communication will have a better in the last decade, current international
ically measuring predictors is a starting outcome than a child with responsive guidelines do not recommend using such
point in predicting outcomes. We can speech (responding only to questions parameters as part of routine clinical assess-
assess severity (e.g., Indian Scale for asked). Comprehensive spoken and ments in all cases. Currently, EEG, MRI, and
Assessment of Autism—ISAA), devel- written language skills indicate a better genotype studies help to predict autism
opment (e.g., Communication DEALL prognosis than in those who have poor risk, symptom severity, language develop-
Developmental Checklist—CDDC/Intel- comprehension. A child who is also very ment and differentiate them from ADHD
lectual Quotient—IQ), sensory processing good with nonverbal communication and other developmental disorders.53–56
(e.g., Sensory Profile—SP), language (e.g., skills has a better prognosis than someone However, they do not yet have individual
Assessment of Language Development— who is verbal but cannot communicate. predictive value for each child. By and large,
ALD/Receptive-Expressive Emergent A meta-analysis found that on average, biological factors contribute to understand-
Language Test—REELS), carers report a third of children above five seemed to ing short-term outcomes based on group
vs. direct assessments by the clinician, pick up language.35 It also found that data. More research is needed to determine
assessment of comorbidities such as sleep the age at which you start intervention, if these have a translational benefit in pre-
issues, epilepsy, ADHD, tics, and self-inju- baseline language ability, cognitive skills dicting long-term outcomes.
rious behavior—SIBs.18–21 of the child, and length of follow-up Pharmacotherapy can be beneficial
It is also important to understand did not influence the child’s outcomes. and could impact the course of ASD,
what the goal of the assessment is— However, many studies that measured especially in those with comorbid
prediction, certification, or planning outcomes had various biases. Also, the ADHD, epilepsy, self-injurious behav-
intervention. above findings are contrary to the wider iors, aggression, anxiety, depression,

2 Indian Journal of Psychological Medicine | Volume XX | Issue X | XXXX-XXXX 2023


Viewpoint
sleep disorders, and so on. However, it absence of comorbidities, and overlap- improved speech increases the likelihood
is important to choose the right medica- ping comorbidities can predict a positive of increased social opportunities, leading
tion at a low dose, regularly monitor for outcome. The true test of intervention to potentially higher social skills.
outcomes, and withdraw as required.57 is adequate follow-up, parental engage- Some good practices we should follow
While all these factors help predict ment, and preventing dropouts, which include (1) periodic assessments—global
outcomes, substantial evidence indicates is the case in many research studies. It or specific; (2) working with a multidis-
that early intervention positively impacts is appropriate to look at the hierarchy ciplinary team of specialists who can
the developmental trajectory. Studies of outcomes such as self-care, adaptive help with varied problem domains; (3)
from across the globe have investigated behavior, especially social skills, lan- involving parents and keeping them
the efficacy of these interventions.40,41,58,59 guage skills, academic targets, and motivated—parent/family assessments,
It is well known that brain growth is rapid independent living. It is essential to providing family interventions, medical
in the early years of life, with a window plan assessments and investigations management of parents’ condition wher-
period during which intervention is to predict these outcomes that help in ever indicated, and keeping parents
expected to be significantly effective.60 choosing interventions and to commu- engaged, informed, and prepared, and (4)
12–24 months of age is a critical period nicate progress to the families. It is also providing intensive interventions.
for brain plasticity and development. necessary to consider how frequent and Clinicians and therapists can first
Intervention during this period facili- well structured the assessments must be define what short-term outcomes must
tates better long-term outcomes.61,62 If a and can be. be for every child, evaluate outcomes
child with ASD is brought later than 4 or Some of the challenges related to ASD of the intervention, and then look at
5 years of age, adequate evidence shows are the progressive unfurling of autistic long-term, life span course, and keep
that mainstreaming the child is com- impairments, including but not limited tweaking interventions along the way.
promised to varying extents.63,64 What to repetitive behaviors, as well as comor- It is essential to be systematic and con-
was accepted to be a good time to start bid ADHD, anxiety, psychotic illness, scious with interventions and when
early intervention (3–4 years of age) two and tic disorders, which are not related informing families with these pre-
decades ago has now been proven other- to early intervention. It is necessary to dicted outcomes. Predictions, even if
wise by many longitudinal, family-based, make this information understandable negative, should intensify work with
high-risk ASD (siblings of children with for parents and prepare them to face the families.
ASD) studies. These studies opine that these challenges. We, therefore, must be
early intervention has to begin as early as conscious of the heterogeneities of the Declaration of Conflicting Interest
18–24 months to be effective and improve condition when predicting outcomes The authors declared no potential conflicts of
using our assessments and interven- interest with respect to the research, authorship
long-term outcomes.
and/or publication of this article.
It is important to define adequate tions. Choosing an intervention is always
early intervention by answering ques- challenging as we do not have all facili- Funding
tions such as how early the intervention ties at all centers. Whether we decide to The authors received no financial support for the
must be started; the nature, duration, use an intervention based on literature, research, authorship and/or publication of this
and quality of intervention, and who experience, or assessments, the capa- article.
is delivering the intervention (parents/ bility to make a statement of positive
professionals/multidisciplinary team). predictability is challenging. Therefore, ORCID iD
Duration of follow-up is also undeni- clinicians and therapists often need to Sowmyashree Mayur Kaku https://orcid.
org/0000-0002-8965-8292
ably important and an important factor decide upon outcomes that need more
influencing long-term outcomes. Clin- attention and focus on the interventions
ical observation during multiple time that are known to facilitate achieving References
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