You are on page 1of 13

Solution-Focused Brief Therapy for Substance

Use: A Review of the Literature


Cynthia Franklin and Audrey Hang Hai

Substance use is a prevalent public health issue. Most social workers may encounter
substance use in their work with clients and need effective therapeutic strategies for this

Downloaded from https://academic.oup.com/hsw/article/46/2/103/6272911 by 81695661, OUP on 23 June 2021


issue. Since the 1980s, solution-focused brief therapy (SFBT) has been practiced with
clients who have substance use problems, and clinical training materials have been
developed to help practitioners learn and use SFBT in substance use treatment. Despite the
longevity of the use of SFBT in practice, there are no published reviews of outcome
studies to guide practitioners using SFBT. This article fills a gap in current literature on
SFBT and substance use treatment by reviewing the published studies on SFBT where the
focus was on substance use treatment. Five databases were searched to identify eligible
studies. Experts and reference lists of relevant studies were also consulted. Nine studies
were identified and included in the review. All studies reviewed found promising evidence
on SFBT’s effectiveness in improving substance use behaviors and related psychosocial
problems. Five of the nine studies reviewed showed that SFBT can change substance use
and comorbid mental health and psychosocial problems such as depression, trauma, and
school- and work-related behavior problems. The article concludes with a discussion of
the study results’ implications for clinical practice and future research.

KEY WORDS: effectiveness; literature review; solution-focused brief therapy; substance use

A
n estimated quarter of a billion people, or that comorbidity is especially high between sub-
approximately 5 percent of the global adult stance use and mood and anxiety disorders (Lai,
population, used controlled drugs in 2015 Cleary, Sitharthan, & Hunt, 2015). This means that
(United Nations Office on Drugs and Crime most social workers will encounter substance use in
[UNODC], 2017). About 29.5 million of those their work with clients and need effective therapeu-
drug users, which is 0.6 percent of the global adult tic strategies.
population, suffer from drug use disorders Solution-focused brief therapy (SFBT) is one
(UNODC, 2017). In the United States, alcohol is therapy that has been used with clients who use
the most commonly used substance; in 2014, about substances since the inception of the therapy ap-
two-thirds of people aged 12 or older reported proach at the Brief Family Therapy Center in Mil-
alcohol use in the past 12 months with 6.4 percent waukee in the early 1980s (de Shazer & Isebaert,
meeting criteria for alcohol use disorders (Center for 2003; Hendrick, Isebaert, & Dolan, 2012; Juhnke
Behavioral Health Statistics and Quality [CBHSQ], & Coker, 1997). The long use of SFBT in clinical
2016). The fifth edition of the Diagnostic and Statisti- practice with clients who use substances deserves
cal Manual of Mental Disorders indicates that a diagno- consideration in the substance use treatment and
sis of a substance use disorder is based on evidence research. Four clinical books for training clinicians
of impaired control, social impairment, risky use, to use SFBT with clients who use substances have
and pharmacological criteria (American Psychiat- been published in the literature along with several
ric Association, 2013). Substance use disorders are other book chapters, articles, and video demon-
highly comorbid with other mental disorders and strations that show how to use SFBT in substance
social problems. Approximately half of people who use treatment (see, for example, Berg & Miller,
experience a mental illness will also experience a 1992; Berg & Reuss, 1997; Miller & Berg, 1995;
substance use disorder in the course of their life Pichot & Smock, 2009). Reddy, Bolton, and
(Kelly & Daley, 2013). Reviews have also found Franklin (2017) covered how treatment centers

doi: 10.1093/hsw/hlab002 C 2021 National Association of Social Workers


V 103
around the world, including in the United States, problems and the substance use are related. The
Belgium, Poland, Iran, and Chile, have also writ- therapist asks questions that help clients envision
ten about their use of SFBT in substance use treat- how their life would be different without problem-
ment (de Shazer & Isebaert, 2003; González Suitt, atic situations like tickets or arrests for driving under
Geraldo, Estay, & Franklin, 2019; Nameni, Shafi, the influence, court dates, and family problems.
Delavar, & Ahmadi, 2014; Smock et al., 2008; SFBT targets future goals and helps clients to de-
Szczegielniak et al., 2013). Practitioners from these velop their own solutions that may work for their
centers have also offered training to students and unique circumstances. Focusing on self-determined
clinicians who want to use SFBT with clients who goals and the preferred future helps clients come to

Downloaded from https://academic.oup.com/hsw/article/46/2/103/6272911 by 81695661, OUP on 23 June 2021


use substances. Despite of the emphasis on using their own recognition of how substance use may be
SFBT in clinical practice, there have been no preventing them from living the life they want to
reviews of the literature that examine studies on live. To develop solutions around the substance use,
the effectiveness of SFBT with clients who have it is also important to work with the ambivalence of
substance use problems. the client and explore their good reasons for using
substances as well as reasons for wanting to decrease
SUBSTANCE USE TREATMENT WITH SFBT substance use. In addition, identifying past experi-
The primary goal of substance use treatment is to ences that helped them cut down on substance use is
eliminate substance use or reduce the harm from also a helpful process used in SFBT (de Shazer & Ise-
substance use in clients. SFBT is a brief strength- baert, 2003; Reddy et al., 2017).
based intervention that originated from brief fam-
ily systems therapy. It is a practical intervention REVIEWS OF SFBT AND SUBSTANCE USE
that differs from interventions based on the medi- We were not able to find any review articles on
cal model approaches that rely on lengthy assess- SFBT that were dedicated to its effectiveness with
ments of the client and a disease perspective (Berg substance use. However, some reviews of the liter-
& Dolan, 2001). SFBT focuses on enhancing rela- ature on SFBT have covered studies that focus on
tionships and improving social and living condi- substance use. For example, Gingerich and Eisen-
tions as a means to decrease substance use (de gart’s (2000) narrative review of SFBT outcome
Shazer & Isebaert, 2003; Pichot & Smock, 2009). studies looked at studies on substance use. Two of
SFBT focuses not only on the individual, but also the 15 studies reviewed evaluated SFBT with sub-
on the family and other systems. SFBT practitioners stance users. One study found that 36 percent of
begin where the client is at in terms of their level of the group who received SFBT met the study’s
motivation for change and aim to help the client im- standard of recovery after the first two sessions,
prove their lives in every dimension of living— whereas the comparison group only had 2 percent
from work to family and interpersonal relationships. of their participants reach recovery after two ses-
The focus of therapy is on amplifying positive sions (Lambert, Okiishi, Finch, & Johnson, 1998).
behaviors, creating future solutions, and fostering The second study used a single-subject design and
positive emotions such as hope and on the pursuit of found that SFBT was effective in reducing the cli-
self-determined goals. ents’ alcohol use (Polk, 1996). In addition, Kim
SFBT provides clients with an opportunity to and Franklin (2009) and Gingerich and Peterson
set their own self-determined goals, and those goals (2013) covered some studies that included sub-
may be directly related to the substance use or to stance use outcomes but did not examine in detail
other interpersonal or social problems. Practi- what is known about the effectiveness of SFBT
tioners begin with what the client wants and what with substance use. Individual studies have also
their best hopes for solutions are while also address- emerged that focus on SFBT in substance use treat-
ing substance use (de Shazer & Isebaert, 2003; ment along with other comorbid mental health
McCollum, Trepper, & Smock, 2004). Examples conditions such as depression, trauma, and child
of self-determined goals may include saving a mar- abuse (Kim, Brook, & Akin, 2018; Mason, Chan-
riage, keeping a job, or meeting the demands of dler, & Grasso, 1995; McCollum et al., 2004;
probation. The therapist uses a nondirective and Pichot & Smock, 2009; Spilsbury, 2012). Given
collaborative relationship to help clients begin to the lack of reviews to guide practitioners who use
explore and recognize that the solution to their SFBT with substance use, there is a definite need

104 Health & Social Work VOLUME 46, NUMBER 2 MAY 2021
for a review on the effectiveness of SFBT with sub- the studies were published after 2000, with four
stance use and related psychosocial outcomes. studies (44.4 percent) published between 2000 and
2009 (de Shazer & Isebaert, 2003; Froeschle,
AIMS OF THE REVIEW Smith, & Ricard, 2007; Smock et al., 2008) and
SFBT has been discussed in the clinical literature as four (44.4 percent) between 2010 and 2019 (Gon-
a helpful therapeutic approach for substance use zález Suitt et al., 2019; Hendrick et al., 2012; Kim
treatment (Gingerich & Eisengart, 2000), and et al., 2018); one other study (11.1 percent) was
some research studies have emerged that examine published in 1996 (Polk, 1996). Four studies (44.4
the effectiveness of SFBT with substance use (see, percent) were conducted in the United States

Downloaded from https://academic.oup.com/hsw/article/46/2/103/6272911 by 81695661, OUP on 23 June 2021


for example, Kim et al., 2018; Spilsbury, 2012). (Froeschle et al., 2007; Kim et al., 2018; Polk,
Presently, the literature offers little guidance to 1996; Smock et al., 2008); four studies (44.4 per-
practitioners on the outcomes of SFBT with clients cent), in Belgium (de Shazer & Isebaert, 2003;
who use substances, even though studies have been Hendrick et al., 2012); and one (11.1 percent), in
completed. There is a need for a review that looks Chile (González Suitt et al., 2019). Three of the
at the effectiveness of SFBT in substance use treat- nine studies (33.3 percent) used the randomized
ment. This study provides a review of the pub- controlled trial (RCT) design (Froeschle et al.,
lished literature on SFBT to examine what is 2007; Kim et al., 2018; Smock et al., 2008); two
known about the efficacy of SFBT when reduction (22.2 percent) adopted the single-case deign (Gon-
in substance use is a primary goal and outcome of zález Suitt et al., 2019; Polk, 1996); and four (44.4
the treatment. percent) used the one-group pre–posttest design
(de Shazer & Isebaert, 2003; Hendrick et al.,
METHOD 2012). Two of the three RCTs used active controls
Studies included in the present review had to focus (treatment as usual and other treatment) (Kim
on SFBT for individuals with substance use prob- et al., 2018; Smock et al., 2008), and one used inac-
lems. Studies were not excluded based on countries tive control (no treatment) (Froeschle et al., 2007).
where they were conducted, publication date, partici- Study sample sizes ranged from 1 to 118. Research
pant characteristics, or study design. However, studies settings included inpatient (n ¼ 3) (de Shazer &
were excluded if they were not published in English. Isebaert, 2003; Hendrick et al., 2012), outpatient
We searched PsycINFO, SocINDEX, MED- (n ¼ 1) (de Shazer & Isebaert, 2003), school (n ¼ 1)
LINE, PsycARTICLES, and the Psychology and (Froeschle et al., 2007), and primary care (n ¼ 1)
Behavioral Sciences Collection using the terms (González Suitt et al., 2019) settings and also a sub-
(Solution-Focused OR “Solution Focused” OR stance use and mental health counseling center
SFBT OR “Solution-Focused Brief Therapy” (n ¼ 1) (Kim et al., 2018), employee assistance pro-
OR Solution-Oriented) AND (Alcohol OR Drug gram (n ¼ 1) (Polk, 1996), and university-based
OR Substance OR Cocaine OR Marijuana OR community marriage and family therapy clinic
Opioids OR Heroin). Experts and reference lists of (n ¼ 1) (Smock et al., 2008).
relevant studies were consulted to identify additional The youngest sample consisted of eighth
eligible studies. We designed a data extraction form graders, and average participant age ranged from
to collect information on bibliography, research de- 31 to 46 years according to the four studies that
sign, participants and setting descriptors, intervention reported average participant age (de Shazer & Ise-
descriptors, and study findings. The data collection baert, 2003; Kim et al., 2018; Polk, 1996; Smock
form was pilot tested with a few targeted articles and et al., 2008). Only the four U.S. studies reported
was modified before formal data extraction. sample racial compositions, and in each sample,
about half of the participants were White, with the
RESULTS other half comprising participants from diverse mi-
Study and Participant Characteristics nority racial backgrounds (Froeschle et al., 2007;
From the 1,054 hits, 347 duplicates and 698 studies Kim et al., 2018; Polk, 1996; Smock et al., 2008).
that fell outside of the review’s scope were ex- The single-subject study focused on a male partici-
cluded, leaving nine studies to be included in the pant (Polk, 1996), and one study did not report the
present review. Table 1 presents the characteristics sample’s demographic information (de Shazer &
of the nine studies under review. The majority of Isebaert, 2003). The percentage of female partici-

FRANKLIN AND HAI / Solution-Focused Brief Therapy for Substance Use 105
Table 1: Characteristics of Studies Included in the Review (n 5 9)
Demographic
(Agea, Race, Study Design, SFBT
Gender), Follow-Up (Modality,
Participant Timing, Sample Length/ Delivery Outcomes (Measurement),
Study Type Size, Setting Frequency) Personnel Fidelity Comparison Main Findings

de Shazer & Ise- 46.2 yo, race not One-group pre- SFBT according to NR NR None Abstinence, controlled drinking
baert (2003), reported (NR), test–posttest, 4 the Bruges (measurements NR). One hun-
Belgium, in- 33.6% female; yr, n ¼ 1–18, model (group, dred (84%) of the 118 reported
patient study individuals with inpatient 4.5 weeks on either being abstinent (n ¼ 60,
alcohol misuse average) 50.1%) or had succeeded in con-
tinuing to practice controlled
drinking (n ¼ 40, 33.9%). Statis-
tical significance of results, NR.
de Shazer & Ise- Demographic in- One-group pre- SFBT according to NR NR None Abstinence, controlled drinking
baert (2003), formation NR; test–posttest, 4 the Bruges (measurements NR). 50% (n ¼
Belgium, out- individuals with yr, n ¼ 72, out- model (group, 36) reported being abstinent, and
patient study alcohol misuse patient 4.5 weeks on 32% (n ¼ 23) reported success at
average) controlled drinking. Statistical
significance of main finding,
NR.
Hendrick, Ise- 21–70 yo, race One-group pre- SFBT according to NR NR None Alcohol consumption (TLFB).
baert, & NR, 40% fe- test–posttest, the Bruges There were significant improve-
Dolan (2012), male; individu- one yr after dis- model (group, 4 ments in drinking habits one year
Belgium, als with alcohol charge, n ¼ 30, weeks) after treatment.
Study A misuse inpatient
Hendrick et al. Age and race NR, One-group pre- SFBT according to NR NR None Percentage of days abstinent, daily
(2012), Bel- 40% female; test–posttest, the Bruges intake during drinking days,
gium, Study individuals with one yr after dis- model (group, 4 number heavy drinking days
B alcohol misuse charge, n ¼ 30, weeks) (TLFB). 63.3% patients reported
inpatient an overall improvement in
drinking behaviors. However,
no statistically significant change
in drinking was found among
heaviest drinkers, probably due
to small sample size.
(Continued)

Downloaded from https://academic.oup.com/hsw/article/46/2/103/6272911 by 81695661, OUP on 23 June 2021


Table 1: Characteristics of Studies Included in the Review (n 5 9) (Continued)
Demographic
(Agea, Race, Study Design, SFBT
Gender), Follow-Up (Modality,
Participant Timing, Sample Length/ Delivery Outcomes (Measurement),
Study Type Size, Setting Frequency) Personnel Fidelity Comparison Main Findings

Froeschle, Eighth graders, Randomized con- The Systematic One school coun- NR No treatment Self-reported drug use (ADAS),
Smith, & 6.25% Black, trolled trial Substance selor, five Mex- drug use attitude (SASSI-A2),
Ricard 40% White, (RCT), posttest, Abuse program ican American drug use symptoms knowledge
(2007), 53.75% Mexi- n ¼ 80, school consisted of an community exam (researcher constructed
United States can American, integration of mentors, and exam), self-esteem (PHCSCS-2),
100% female; group SFBT three high parent-observed social strengths
no pre-existing techniques, ac- school seniors and risk behaviors (HCSBS),
substance use tion learning teacher-observed social strengths
problems techniques, and and risk behaviors (SSBS-2). Sig-
reported community and nificance was found between
peer mentorship treatment and control groups in
(group þ parent drug use, drug use attitudes,
meetings, knowledge, and teacher- and
weekly one- parent-rated competent behavior
hour group ses- scores. Significant differences
sions for 16 were not found with regard to
weeks). self-esteem, negative behaviors as
measured by office referrals, and
grade point averages.
González Suitt, 38–60 yo, race Single-case design, Linguistically Four social work- Analyzed audio- None At-risk substance use (ASSIST), fre-
Geraldo, NR, 25% fe- three observa- adapted SFBT ers who re- and/or video- quency of alcohol consumption
Estay, & male; individu- tions for the (individual, ceived 30 hours taped sessions (TLFB), depression (PHQ-9),
Franklin als with alcohol baseline, two three 30- to 60- of training and and found that family health (SALUFAM), Al-
(2019), Chile misuse observations minute sessions) 10 hours of di- 10 of the 13 cohol-related consequences
during the in- rect supervision SFBT techni- (SIP), Well-being (ORS). Partic-
tervention, and ques measured ipants increased their percentage
one observation by the Fidelity of days abstinent, diminished
one month after Instrument consequences of alcohol use, de-
the end of the were imple- creased their depression index,
(Continued)

Downloaded from https://academic.oup.com/hsw/article/46/2/103/6272911 by 81695661, OUP on 23 June 2021


Table 1: Characteristics of Studies Included in the Review (n 5 9) (Continued)
Demographic
(Agea, Race, Study Design, SFBT
Gender), Follow-Up (Modality,
Participant Timing, Sample Length/ Delivery Outcomes (Measurement),
Study Type Size, Setting Frequency) Personnel Fidelity Comparison Main Findings

intervention, n mented in 17 and increased their self- reported


¼ 8, primary (85%) or more well-being.
care sessions.
Kim, Brook, & 31.3 yo, 9.4% RCT, posttest, n SFBT (individual, Master’s-level SFBT clinicians Treatment as usual Substance use severity (ASI-SR),
Akin (2018), American Indi- ¼ 64, substance 6–10 sessions) practitioners completed the (other research Trauma symptom (TSC-40). No
United States ans/Alaskan use and mental who received SFBT Fidelity supported treat- between-groups difference was
Native, 14.1% health counsel- 40-hour SFBT Instrument and ments such as found; thus, SFBT produced
Black, 1.6% Na- ing centers training and clinical directors cognitive– similar results as the research sup-
tive Hawaiian/ one-hour case observed a ran- behavioral ther- ported treatments that the con-
Pacific Islander, consultations dom number of apy or motiva- trol group received.
56.3% White, sessions and tional inter-
and 18.8% rated the session viewing
mixed race; using the SFBT
3.1% reported session form. A
Hispanic eth- very high level
nicity, 56.2% fe- of treatment
male; individu- fidelity was
als with found.
substance mis-
use
Polk (1996), 36 yo, White, Single-case design, SFBT (individual, NR NR None Alcohol abstinence (number days,
USA male; individu- weekly assess- six sessions) self report þ spouse report),
als with alcohol ment, n ¼ 1, work attendance (number days,
misuse employee assis- company record). During the
tance program six-week period, the rates of
calcohol abstinence and work
attendance increased.
(Continued)

Downloaded from https://academic.oup.com/hsw/article/46/2/103/6272911 by 81695661, OUP on 23 June 2021


Table 1: Characteristics of Studies Included in the Review (n 5 9) (Continued)
Demographic
(Agea, Race, Study Design, SFBT
Gender), Follow-Up (Modality,
Participant Timing, Sample Length/ Delivery Outcomes (Measurement),
Study Type Size, Setting Frequency) Personnel Fidelity Comparison Main Findings

Smock et al. 31 yo, 28.9% RCT, posttest, n SFBT (group, six Two marriage and Live observation The Hazelden Interpersonal functioning, symptom
(2008), Black, 21.1% ¼ 38, univer- 1.5-hour ses- family therapy and video- model series distress, and social role (OQ), de-
United States Hispanic, 5.3% sity-based com- sions) master’s stu- recorded ses- ‘‘The Primary pression (BDI).
Native Ameri- munity marriage dents sions. Six out of Recovery Clients in the SFBT group signifi-
can, 44.7% and family ther- seven elements Plan’’—a tradi- cantly improved on both the BDI
White; 21.1% apy clinic of adherence tional problem- and the OQ, whereas no signifi-
female; individ- were followed. focused psycho- cant improvement was found in
uals with sub- educational the control group.
stance misuse approach
Notes: yo ¼ years old; NR ¼ not reported; yr ¼ year; SFBT ¼ solution-focused brief therapy, TLFB ¼ Timeline Follow-Back; ADAS ¼ American Drug and Alcohol Survey; SASSI-A2 ¼ Substance Abuse Subtle Screening Inventory Adolescent Version 2; PHCSCS-2 ¼ Piers-Har-
ris Children’s Self-Concept Scale Version 2; HCSBS ¼ Home and Community Social Behavior Scales; SSBS-2 ¼ School Social Behavior Scales Second Edition; ASSIST¼ Alcohol, Smoking, and Substance Involvement Screening Test; PHQ-9 ¼ Patient Health Questionnaire;
SALUFAM ¼ Family health; SIP ¼ Short Inventory of Problems; ORS ¼ Outcome Rating Scale, ASI-SR ¼ Addiction Severity Index–Self-Report; TSC-40 ¼ Trauma Symptom Checklist-40; BDI ¼ Beck Depression Inventory; OQ ¼ Outcome Questionnaire.
a
Ages reported were average age or (if average age was not reported) age range.

Downloaded from https://academic.oup.com/hsw/article/46/2/103/6272911 by 81695661, OUP on 23 June 2021


pants ranged from 21.1 percent to 100 percent in drinking days, and number of heavy drinking days.
the other seven studies (de Shazer & Isebaert, Examples of psychosocial outcomes are self-
2003; Froeschle et al., 2007; González Suitt et al., esteem, depression, well-being, trauma symptoms,
2019; Hendrick et al., 2012; Kim et al., 2018; and work attendance. Most of the studies used reli-
Smock et al., 2008). Most of the studies focused on able and standardized measures. However, only
individuals with alcohol misuse (n ¼ 6, 66.7 per- one study used collateral report in addition to self-
cent) (de Shazer & Isebaert, 2003; González Suitt report for substance use outcomes (Polk, 1996),
et al., 2019; Hendrick et al., 2012; Polk, 1996). and the other studies all relied solely on self-report
Participants in two of the included studies (22.2 substance use measures such as timeline follow-

Downloaded from https://academic.oup.com/hsw/article/46/2/103/6272911 by 81695661, OUP on 23 June 2021


percent) were individuals with any substance use back (Sobell & Sobell, 1992).
problems (Kim et al., 2018; Smock et al., 2008), All nine studies included in the present review
and one study focused on eighth graders who found promising evidence on SFBT’s effectiveness
reported nonparticipation in drug prevention or in improving substance use behaviors and related
counseling programs (Froeschle et al., 2007). psychosocial problems. The RCT with no treat-
ment control condition found that SFBT, com-
SFBT Characteristics bined with other intervention techniques, was
Five studies examined modified versions of SFBT effective in improving drug use behaviors, drug
(55.6 percent). Four of these five studies focused use attitudes, knowledge, and teacher- and parent-
on a version of SFBT based on the Bruges model rated competent behavior scores among female
(de Shazer & Isebaert, 2003; Hendrick et al., eighth graders (Froeschle et al., 2007). However,
2012). However, a detailed description of this in- no significant between-group difference was
tervention was not found in English. The other found in self-esteem, negative behaviors, and grade
study focused on a version of SFBT that is linguisti- point averages (Froeschle et al., 2007). Results
cally adapted to the Chilean population (González from the other two RCTs found no significant
Suitt et al., 2019). Three studies tested regular between-group differences and thus suggest that
SFBT (33.3 percent) (Kim et al., 2018; Polk, 1996; SFBT might be as effective as control interventions
Smock et al., 2008), and one study was focused on in improving substance use severity scores, trauma
the Systematic Substance Abuse program, which symptoms (Kim et al., 2018), interpersonal func-
combined SFBT with other intervention techni- tioning, symptom distress, social role, and depres-
ques (Froeschle et al., 2007). SFBT in two-thirds sion (Smock et al., 2008) among individuals with
of the studies (n ¼ 6) was presented in group for- substance use problems.
mat (de Shazer & Isebaert, 2003; Froeschle et al., González Suitt et al.’s (2019) single-case study
2007; Hendrick et al., 2012; Smock et al., 2008), examined a linguistically adapted version of SFBT
and one-third (n ¼ 3) was in the format of indi- among individuals with alcohol misuse in Chile.
vidual therapy (González Suitt et al., 2019; Kim The researchers observed trends of improvement
et al., 2018; Polk, 1996). Treatment length ranged in participants’ alcohol abstinence, consequences
from four to 16 weeks and three to 16 sessions. of alcohol use, depression, and self-reported well-
Only a third of the included studies (n ¼ 3) being. The other single-case study found that, cor-
reported intervention fidelity assessments (Gonzá- responding to the SFBT treatment, the rates of al-
lez Suitt et al., 2019; Kim et al., 2018; Smock cohol abstinence and work attendance increased in
et al., 2008). Fidelity assessment methods included their subject, a White male with alcohol misuse
live observation, video-recorded sessions, and the problems (Polk, 1996).
clinician-completed SFBT Fidelity Instrument. All Four Belgian studies used a one-group pre–
three studies found good SFBT implementation fi- posttest design to test the Bruges model of SFBT’s
delity. effectiveness for individuals with alcohol misuse
problems. Two of the four studies did not report
Study Findings on SFBT’s Effects the statistical significance of their results (de
The nine studies included in this review examined Shazer & Isebaert, 2003). The other two studies
both substance use and psychosocial outcomes. reported in Hendrick et al. (2012) yielded mixed
Examples of substance use outcomes included findings, with one finding statistically significant
percentage of days abstinent, daily intake during and the other not. However, all four studies ob-

110 Health & Social Work VOLUME 46, NUMBER 2 MAY 2021
served improvements in participants’ alcohol use More studies are needed to draw definitive
outcomes (de Shazer & Isebaert, 2003; Hendrick conclusions.
et al., 2012). These four studies were the only There was a range of quality in the studies from
ones among the nine studies included in this re- single-case designs to quasi-experimental and
view to report results that indicate long-term RCTs. The strongest research studies were the
treatment effects, as their posttests were con- three studies that used an RCT design. It is inter-
ducted one or four years after treatment. The esting that RCT studies showed changes in co-
two studies reported in de Shazer and Isebaert morbid mental health and social and emotional
(2003) show that 84 percent of the inpatient par- behaviors, not only in substance use. These find-

Downloaded from https://academic.oup.com/hsw/article/46/2/103/6272911 by 81695661, OUP on 23 June 2021


ticipants and 81 percent of the outpatient partici- ings are consistent with previous reviews on SFBT
pants reported maintaining their goals of either that have shown the effectiveness of SFBT with in-
abstinence or controlled drinking four years after ternalizing disorders such as depression and other
completing the treatment program. One study in psychosocial problems such as school- and work-
Hendrick et al. (2012) found significant improve- related behavior problems (Gingerich & Peterson,
ments in drinking habits one year after treatment. 2013; Kim et al., 2019). These types of issues fre-
Although the result in the other study in Hen- quently co-occur with substance use. The Smock
drick et al. (2012) did not reach statistical signifi- et al. (2008) study reviewed here that was con-
cance, it shows that 63.3 percent patients ducted with adults in a marriage and family therapy
reported an overall improvement in drinking clinic, for example, showed changes in depression
behaviors one year after treatment discharge. symptoms; the Kim et al. (2018) study that was
completed with adults in the Child Protective
DISCUSSION
Services (CPS) showed changes in trauma symp-
SFBT has been practiced for more than 35 years toms as assessed by standardized measures. The
Kim et al. (2018) study is also important, because it
with clients who have substance use disorders and
is the first RCT to show changes in trauma and
has been discussed in the clinical literature as a
substance use within CPS, even though SFBT has
helpful therapeutic approach. Despite the longev-
been widely applied in that practice setting. The
ity of the use of SFBT in practice, most studies on
third RCT study (Froeschle et al., 2007) was com-
SFBT and substance use did not emerge until after
pleted with adolescent females in a middle school
the year 2000, and there are no published reviews
and showed changes in both substance use attitudes
of outcome studies to guide practitioners who use
and behaviors and also changes in competent
SFBT. The reason for the delay in the study of socioemotional behaviors.
SFBT with substance use is not known; it may be The three RCT studies in this review suggest
because SFBT developed in practice clinics instead that SFBT is able to improve mental health and so-
of university settings, and, for this reason, the out- cial and emotional problems along with substance
come studies on SFBT were slow to emerge. The use. These results are also corroborated by other
research on SFBT, for example, has generally studies in this review that showed similar changes
grown exponentially since the early 2000s, with in alcohol use and depression (González Suitt et al.,
many studies appearing after 2010 (Kim, Jordan, 2019) and in alcohol use and work-related behav-
Franklin, & Froerer, 2019). This article is timely iors (Polk, 1996). Not all substance use interven-
and fills a gap in current literature on SFBT and tions target psychosocial problems along with
substance use treatment by reviewing the pub- decreasing substance use, but the results of this re-
lished studies that have been completed on SFBT view suggest that SFBT may be an effective inter-
where the focus was on substance use treatment. vention to use for clients who have both
Nine studies were found that specifically examined psychosocial and substance use problems.
the outcomes of substance use. All nine studies Almost all studies reviewed were conducted
found promising evidence on SFBT’s effectiveness with adult clients, and the samples were diverse,
in improving substance use behaviors and related suggesting that SFBT is being effectively applied
psychosocial problems. Evidence from four studies with good results with a range of ethnic groups
suggests that SFBT holds promise for continuing including African American, Latino, and European
its effects as long as four years post-treatment. populations. One SFBT intervention completed in

FRANKLIN AND HAI / Solution-Focused Brief Therapy for Substance Use 111
a primary care setting was linguistically adapted and tion protocols were the Smock et al. (2008) and
translated into Spanish (González Suitt et al., 2019). Kim et al. (2018) studies. Both of these studies
Both genders were represented across the studies, but were completed in outpatient settings, and practi-
five of the nine studies focused on female clients. tioners who wish to use SFBT with clients who
Four of those studies, however, were from the use substances may benefit most from studying
Bruges model in Belgium, and one was with the ado- these articles and contacting the authors for their
lescent females in a school. The majority of studies intervention protocols.
addressed alcohol use, although two RCT studies
measured broader drug use (Froeschle et al., 2007; LIMITATIONS AND FUTURE RESEARCH

Downloaded from https://academic.oup.com/hsw/article/46/2/103/6272911 by 81695661, OUP on 23 June 2021


Kim et al., 2018). For the most part, studies reported This review only examined published literature in
adapting SFBT to the substance use population or
English and did not include unpublished studies
adding elements from other interventions. In adapt-
and studies that exist in other languages. Since
ing to the adolescent population that used substances,
SFBT is being applied and researched in many dif-
for example, Froeschle et al. (2007) used action
learning, community and peer mentorship, and par- ferent countries, it is possible that other published
ent meetings. SFBT was delivered in individual and and unpublished studies may exist that could con-
group formats, and the majority of the SFBT inter- firm or disconfirm our findings or even change the
ventions reviewed were delivered in a group. Unfor- results of the current review. Despite this fact, this
tunately, most studies did not describe the SFBT is the first review to look at outcome studies on
interventions in detail, and only three studies mea- SFBT and substance use treatment, and we believe
sured the fidelity of the SFBT intervention. This that this current review makes a significant contri-
makes it difficult for practitioners and researchers to bution to social work practice. Research on SFBT
determine exactly what SFBT interventions were as a substance use treatment is still in its nascence.
delivered to get the promising results reported. When there are more high-quality studies on this
In this review, the most referenced SFBT ap- topic, systematic reviews or meta-analyses should
proach for substance use was the Bruges model that be conducted.
was codeveloped by SFBT founder Steve de Another weakness to the results of this study is
Shazer in an impatient setting for alcohol use. The limitations in the study designs used in the nine
Bruges model has only been described in a few studies reviewed. Given the small pool of evidence
articles in English (see, for example, de Shazer & on this topic, we chose to include all studies re-
Isebaert, 2003; Hendrick et al., 2012), and, to our gardless of study design. Therefore, the results of
knowledge, there are no detailed intervention this review may be biased by evidence from studies
manuals or protocols available. Fortunately, there with many methodological weaknesses. Most
are several other ways to learn SFBT from experts studies were quasi-experimental and subject to nu-
in substance use, including three clinical training merous threats to internal validity, and all studies—
manuals that were coauthored by SFBT founder including the three RCTs—had small sample sizes.
Insoo Kim Berg (Berg & Miller, 1992; Berg &
When additional RCTs are completed that show
Reuss, 1997; Miller & Berg, 1995) and one book
similar results, we will be able to more confidently
coauthored by Teri Pichot and Sara Smock Jordan,
conclude that SFBT is an effective intervention
who specialize in substance use treatment (Pichot
& Smock, 2009). Pichot also operates a training with substance use. However, the studies that are
center, the Denver Center for Solution-Focused available show considerable promise for use of
Brief Therapy (https://denversolutions.com/about SFBT in practice and additional research studies.
.html). Other resources and clinical training oppor- Researchers can improve on the study of SFBT
tunities are also provided by the Solution-Focused with substance use outcomes by conducting more
Brief Therapy Association (SFBTA.org), which is an RCTs with larger sample sizes that will also meet
organization that was founded by SFBT developers rigorous standards for measurement and fidelity. It
Steve de Shazer and Insoo Kim Berg. is important to build on the settings where SFBT
Based on this review of outcome studies, has shown most effectiveness with previous RCT
the SFBT substance use interventions with the studies such as outpatient mental health, CPS, and
strongest research designs and available interven- school settings.

112 Health & Social Work VOLUME 46, NUMBER 2 MAY 2021
CONCLUSION (Eds.), Solution-focused brief therapy: A handbook of
SFBT has been practiced with clients who have evidence-based practice (pp. 264–280). New York: Ox-
ford University Press.
substance use problems since the 1980s, and clini- Juhnke, G. A., & Coker, J. K. (1997). A solution-focused
cal training materials have been developed to help intervention with recovering, alcohol-dependent,
single parent mothers and their children. Journal of
practitioners learn and use SFBT in substance use Addictions & Offender Counseling, 17, 77–88.
treatment. This article is the first review to exam- Kelly, T. M., & Daley, D. C. (2013). Integrated treatment
ine outcome studies on SFBT in substance use of substance use and psychiatric disorders. Social Work
in Public Health, 28, 388–406. doi:10.1080/193719
treatment. All studies reviewed found promising 18.2013.774673
evidence on SFBT’s effectiveness in improving *Kim, J. S., Brook, J., & Akin, B. A. (2018). Solution-
focused brief therapy with substance-using individu-

Downloaded from https://academic.oup.com/hsw/article/46/2/103/6272911 by 81695661, OUP on 23 June 2021


substance use behaviors and related psychosocial als: A randomized controlled trial study. Research on
problems. Five of the nine studies reviewed showed Social Work Practice, 28, 452–462. doi:10.1177/
that SFBT can change substance use and comorbid 1049731516650517
Kim, J. S., & Franklin, C. (2009). Solution-focused brief
mental health and psychosocial problems such as de- therapy in schools: A review of the literature. Children
pression, trauma, and school- and work-related be- and Youth Services Review, 31, 464–470.
havior problems. Future RCT studies on clients Kim, J., Jordan, S. S., Franklin, C., & Froerer, A. (2019). Is
solution-focused brief therapy evidence-based? An
who have both substance use and psychosocial prob- update 10 years later. Families in Society, 100,
lems are needed. It is recommended that these stud- 127–138. doi:10.1177/1044389419841688
Lai, H.M.X., Cleary, M., Sitharthan, T., & Hunt, G.
ies build on current RCT studies and the practice E. (2015). Prevalence of comorbid substance use,
settings where SFBT has been found most effective. anxiety and mood disorders in epidemiological
HSW surveys, 1990–2014: A systematic review and
meta-analysis. Drug and Alcohol Dependence, 154,
1–13. doi:10.1016/j.drugalcdep.2015.05.031
REFERENCES Lambert, M. J., Okiishi, J. C., Finch, A. E., & Johnson,
*Reference list entries marked with an asterisk indicate L. D. (1998). Outcome assessment: From
articles included in the review. conceptualization to implementation. Professional
American Psychiatric Association. (2013). Diagnostic and Psychology: Research and Practice, 29(1), 63–70.
statistical manual of mental disorders (5th ed.). Arlington, Mason, W. H., Chandler, M. C., & Grasso, B. C. (1995).
VA: Author. Solution-based techniques applied to addictions: A
Berg, I. K., & Dolan, Y. (2001). Tales of solution: A collection clinic’s experience in shifting paradigms. Alcoholism
of hope-inspiring stories. New York: W. W. Norton. Treatment Quarterly, 13, 39–49.
Berg, I. K., & Miller, S. D. (1992). Working with the McCollum, E. E., Trepper, T. S., & Smock, S. (2004).
problem drinker: A solution-focused approach. New York: Solution-focused brief group therapy for drug
W. W. Norton. abuse: Rationale, content, and approaches. Journal
Berg, I.. & Reuss, N. H. (1997). Solutions step by step: A sub- of Family Psychotherapy, 14, 27–42.
stance abuse treatment manual. New York: W. W. Nor- Miller, S. D., & Berg, I. K. (1995). The miracle method. A
ton. radical new approach to problem drinking. New York:
Center for Behavioral Health Statistics and Quality. (2016). W. W. Norton.
Key substance use and mental health indicators in the Nameni, E., Shafi, A. A., Delavar, A., & Ahmadi, K.
United States: Results from the 2015 National Survey on
Drug Use and Health (HHS Publication No. SMA (2014). The effectiveness of combination of structural
16-4984, NSDUH Series H-51). Retrieved from and solution-focused family therapy in treatment of
http://www.samhsa.gov/data/ the substance abuse and the family function improve-
*de Shazer, S., & Isebaert, L. (2003). The Bruges model: A ment. Journal of Sabzevar University of Medical Sciences,
solution-focused approach to problem drinking. Jour- 21(1), 155–163.
nal of Family Psychotherapy, 14(4), 43–52. Pichot, T., & Smock, S. (2009). Solution-focused substance
*Froeschle, J. G., Smith, R. L., & Ricard, R. (2007). The abuse treatment. New York: Routledge.
efficacy of a systematic substance abuse program for *Polk, G. W. (1996). Treatment of problem drinking be-
adolescent females. Professional School Counseling, 10, havior using solution-focused therapy: A single sub-
498–505. doi:10.1177/2156759X0701000507 ject design. Crisis Intervention, 3, 13–24.
Gingerich, W. J., & Eisengart, S. (2000). Solution-focused Reddy, S., Bolton, K., & Franklin, C. (2017). Substance
brief therapy: A review of the outcome research. Fam- abuse and recovery through SFBT. In A. Froerer, J.
ily Process, 39, 477–498. Von Cziffra-Bergs, J. S. Kim, & E. Connie (Eds.),
Gingerich, W. J., & Peterson, L. T. (2013). Effectiveness of Solution-focused brief therapy with clients managing trauma
solution-focused brief therapy: A systematic qualita- (pp. 118–134). New York: Oxford University Press.
tive review of controlled outcome studies. Research on *Smock, S. A., Trepper, T. S., Wetchler, J. L.,
Social Work Practice, 23, 266–283. McCollum, E. E., Ray, R., & Pierce, K. (2008).
*González Suitt, K., Geraldo, P., Estay, M., & Frank- Solution-focused group therapy for level 1 substance
lin, C. (2019). Solution-focused brief therapy for abusers. Journal of Marital and Family Therapy, 34(1),
individuals with alcohol use disorders in Chile. 107–120. doi:10.1111/j.1752-0606.2008.00056.x
Research on Social Work Practice, 29(1), 19–35. Sobell, L. C., & Sobell, M. B. (1992). Timeline follow-back:
doi:10.1177/1049731517740958 Measuring alcohol consumption. In R. Z. Litten& J. P.
*Hendrick, S., Isebaert, L., & Dolan, Y. (2012). Solution- Allen (Eds.), Measuring alcohol consumption: Psychosocial
focused brief therapy in alcohol treatment. In C. and biochemical methods (pp. 41–72). Totowa, NJ:
Franklin, T. Trepper, W. Gingerich, & E. McCollum Humana Press.

FRANKLIN AND HAI / Solution-Focused Brief Therapy for Substance Use 113
Spilsbury, G. (2012). Solution-focused brief therapy for de- Cynthia Franklin, PhD, LCSW-S, is associate dean for
pression and alcohol dependence: A case study. Clini- doctoral education and Stiernberg/Spencer family professor in
cal Case Studies, 11, 263–275.
Szczegielniak, A., Bracik, J., Mróz, S., Urba nski, M., mental health, and Steve Hicks School of Social Work, Univer-
Cichoblazi nski, L., Krzysztof, K., et al. (2013). Gen- sity of Texas at Austin, 1925 San Jacinto Boulevard, 2.228,
eral level of knowledge about brief solution focused Austin, TX 78712; e-mail: cfranklin@austin.utexas.edu.
therapy (BFST) in Polish addiction treatment centers. Audrey Hang Hai, PhD, MSW, is postdoctoral researcher,
Psychiatria Danubina, 25, 236–240.
United Nations Office on Drugs and Crime. (2017). Boston University School of Social Work.
World drug report 2017. Retrieved from http:// Original manuscript received July 12, 2019
www.unodc.org/wdr2017/field/Booklet_1_ Final revision received October 2, 2019
EXSUM.pdf Editorial decision November 20, 2019
Accepted December 3, 2019

Downloaded from https://academic.oup.com/hsw/article/46/2/103/6272911 by 81695661, OUP on 23 June 2021


Advance Access Publication May 10, 2021

114 Health & Social Work VOLUME 46, NUMBER 2 MAY 2021
© 2021 National Association of Social Workers. Copyright of Health & Social Work is the
property of Oxford University Press / USA and its content may not be copied or emailed to
multiple sites or posted to a listserv without the copyright holder's express written permission.
However, users may print, download, or email articles for individual use.

You might also like