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SPECIAL FEATURE: SPACE AND SCIENCE FICTION

www.iop.org/journals/physed

Probing the limits of reality:


the metaphysics in science fiction
John L Taylor
Rugby School, UK
E-mail: jlt@rugbyschool.net

Abstract
Science fiction provides a genre in which metaphysical questions
concerning the ultimate structure of reality regularly arise. In addressing
these questions, contemporary scientists tend to assume that the questions
are of a scientific nature and should be handled solely by reference to our
best theories. In this paper, it is argued that we cannot afford to neglect the
role of conceptual analysis—a distinctively philosophical task—in thinking
critically about the possibilities that science fiction claims to describe.

The fascination of metaphysics In the modern era, philosophers have,


Physicists have, in recent years, turned their for a variety of reasons, been distrustful of
attention to the question of the ‘science’ in the enterprise of metaphysics—at least, of
metaphysics construed as a kind of ‘deeper’ quest
science fiction. Partly, this can be seen as a
into the structure of reality than is possible for
reciprocation of the attention that the script-writers
the mere physicist. In the Western tradition,
have paid to physics. The more exotic denizens
questions of logic and conceptual analysis have
of the physics world (wormholes, time travel,
come to the fore, with the result that, whilst
singularities, antimatter and the like) have been put
metaphysical questions are still pursued, the
to imaginative use, most frequently in the Star Trek
method of pursuit is now seen to involve tracking
series. The question that has occupied the attention
the metaphysical beasts through the linguistic
of physicists is whether the scenarios so described jungle. The question ‘Is free will illusory’?, for
represent real physical possibilities. Could there example, in contemporary vernacular, is roughly
be travel to the past or through a wormhole to a the same as the question ‘Is it correct to speak of
parallel universe? the existence of free will?’.
These questions tend now to be discussed Yet the impulse towards metaphysical spec-
by scientists, yet traditionally, questions about ulation has not been removed. Indeed, in recent
what can loosely be termed ‘the ultimate structure years it has surfaced most powerfully in the lit-
of reality’ were within the provenance of erature of popular science. A casual glance over
philosophers. They fall within that branch of the bookshelves reveals that much of what passes
the subject called ‘metaphysics’. Examples of for popular exposition of fundamental physics is
metaphysical questions include: was the world in fact camouflaged metaphysics. Philosophers
infinite or did it have a beginning? How is time might have decided that there are principled ob-
different from space? Could we affect the past? In jections to asking questions about the fundamental
what does a person’s persisting identity consist? structure of reality, but theoretical physicists have
Is free will illusory? Do we perceive real physical not shared their scruples. The nature of time and
objects or merely mental images? space, the origins of the universe, determinism,

20 PHYSICS EDUCATION 38 (1) 0031-9120/03/010020+07$30.00 © 2003 IOP Publishing Ltd


Probing the limits of reality: the metaphysics in science fiction

personal identity, the mind/body problem, time by philosophy, of dealing with the deep matters of
travel, consciousness, the existence of God and metaphysics. Thus Hawking writes:
God’s relationship to the material universe—all of . . . the people whose business it is to ask
these avowedly metaphysical issues have been the why, the philosophers, have not been able
mainstay of contemporary popular science. to keep up with the advance of scientific
Unsurprisingly, science fiction has made great
theories. In the eighteenth century,
play of similar ideas. The genre uses speculative
philosophers considered the whole of
extrapolations from present-day science to provide
human knowledge, including science, to
a context for the exploration of philosophical,
be their field and discussed questions
ethical and religious ideas. In this most speculative
such as: Did the universe have a
of art forms, metaphysics is never far from the
beginning? However, in the nineteenth
surface. Star Trek episodes are often structured
and twentieth centuries, science became
around a problem that is metaphysical in character:
too technical and mathematical for the
what would occur if a spaceship were to travel to
philosophers, or anyone else except a
the past? If a teletransporter malfunction were
few specialists. Philosophers reduced
to occur, what would become of the person?
the scope of their enquiries so much
Do robots have emotions (or could they, with a
that Wittgenstein, the most famous
microchip implant)?
philosopher of this century, said, ‘The
Recently, however, there has been a marked
sole remaining task for philosophy is the
increase in the number of science fiction
analysis of language.’ What a comedown
productions that take metaphysical questions
as their central theme. The Matrix is from the great tradition of philosophy
a contemporary restatement of the Cartesian from Aristotle to Kant! [1]
philosophical problem: could all of our Steven Weinberg is even more blunt in
experience of the physical world be an elaborate his assertion that science has taken over from
deception? Questions about personal identity philosophy in matters of metaphysics:
and individuality have come to the fore in films It is true, of course, that many of the
concerned with the production of human clones. subjects of physics—space and time,
The summer blockbuster Minority Report probed causality, ultimate particles—have been
questions surrounding the concepts of choice, the concern of philosophers since the
determinism and predictability. earliest times. But in my view, when
The prevalence of metaphysical themes in
physicists make discoveries in these
both contemporary science fiction and popular
areas, they do not so much confirm or
science writing is testimony to the abiding
refute the speculations of philosophers as
fascination that these questions possess. Yet the
show that philosophers were out of their
contemporary public in the Western world would
jurisdiction in speculating about these
probably, if asked, be inclined to think of these
phenomena. [2]
problems as ‘deep’, ‘speculative’, ‘mysterious’ or
‘age-old’. Each of these terms contributes to the Weinberg and Hawking share the assumption
feeling that such questions are ones that will never that contemporary science (chiefly, theoretical
be answered. physics) provides the best tool for handling the
This is not quite the full story, however, problems previously termed ‘metaphysical’. In
about contemporary attitudes towards metaphys- fact, a survey of the popular science literature
ical questions. It is no coincidence that metaphys- shows this assumption to be more or less universal.
ical questioning has resurfaced in the public con- The choice of problems is invariably metaphysical,
sciousness under the guise of science (either in whilst the method of solution is invariably
science fiction or in popular science). This is part scientific.
of the prevalent assumption of the superiority of Commentators on modern science fiction also
science as a means of gaining knowledge about take the view that the metaphysical questions
reality. Such an assumption amounts to an arti- raised in these works should be probed using the
cle of faith amongst popular science writers. Sci- tools of modern science. In his analysis of the
ence has now taken over the role once occupied plausibility of the scenarios that figure in Star Trek,

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J L Taylor

Figure 1. Just what is the past? (Cartoon courtesy Ralph Edney.)

Lawrence Krauss takes it for granted that it is the questions about time, see [4].) I will conclude with
physics of Star Trek that determines whether or not some comments on the bearing of my argument
the situations depicted could occur [3, ch 5]. Thus, for our understanding of the questions raised by
for example, in a chapter on teletransportation, science fiction.
he moves straight into a discussion of the
technical feasibility of transporting atoms, or The linguistic analysis of metaphysical
bits of information. He does not pause to ask questions
himself whether there may be prior philosophical, To illustrate Wittgenstein’s method, take the
conceptual questions about the very coherence of question ‘What is the past?’ This question seems
talking about the process. Likewise, in his popular grammatically similar to the question ‘What is the
scientific writings, Stephen Hawking tackles a Sun?’ We are led to suppose that there is some
wide range of metaphysical problems and always thing called ‘the past’. What could it be? It seems
turns immediately to a discussion of what physics to be a place of some sort. For you can say ‘My
has to say. The fact that there has been a rich, trip to London is now in the past, and today’s bad
detailed and technical philosophical discussion of weather will soon be there too’. We speak of events
many of the concepts that he uses is not something slipping away from us into the past and, again, our
that attracts his interest at all. use of language suggests to us that the past is some
In this paper, I will be arguing against kind of strange space-like domain.
the assumption that science alone, unaided by This image of space-like time may be
the resources of analytical philosophy, can deal reinforced for physicists by the relativistic
with metaphysical questions. I will illustrate representation of spacetime as a four-dimensional
this by considering the philosophical views of realm in which, so it seems to some, time is spread
Ludwig Wittgenstein, who held that metaphysical out in a manner akin to the spatial dimensions.
questions are chiefly a reflection of grammatical Yet this image is the source of considerable
or linguistic confusions, and their solution is to metaphysical perplexity. It suggests that past
be found by a careful analysis of the concepts events are still happening (not here, but in a strange
involved. (For Wittgenstein’s own discussion of place called the past). This thought leads to

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Probing the limits of reality: the metaphysics in science fiction

intolerable paradoxes, since we also feel inclined linguistic argument by saying, ‘It may be the
to say that if an event is still happening, it must case that language alone should not lead us to
be a present event. So it would seem that, in a think about time as a space-like dimension, but
strange manner, past events are also present—yet surely, this is exactly what relativistic physics has
this seems contradictory. discovered.’
Confusions like these arise, Wittgenstein In response, I would argue that talk about
argued, because we are misled by a picture. The the ‘four-dimensional spacetime manifold’ should
image before us is of time as a dimension rather not be treated as descriptive. The picture has a
like space. But although there may be analo- role to play in explanation, but this role does not
gies, there are important grammatical differences license the inference that the fundamental nature
between the ways in which time and space enter of time has now been discovered to be the same
our language. It is these differences that we neglect as space. What has been discovered is that a
once the picture is before our eyes, and it is this useful mode of representation of time is spatial,
neglect that leads us into metaphysical confusion. but this no more implies that time is really a spatial
The way to remove the confusion is empha- dimension than the fact that maps are a useful
tically not to ask a question like: what does modern mode of representation of the Earth implies that
science have to say? For if we remain gripped by the world is made of paper.
the picture, then when we go to science, we will
there find the same confusions surfacing. What The conceivability of time travel
is needed is a perspicuous account of the ways in An immediate consequence of the spatialization of
which language really works when we talk about time is the possibility of time travel. Conversely,
topics such as the past. talking about ‘travelling through time’ is itself a
Such an account might begin with the remark use of language that can tempt us to think of time
that ‘the past’ is not a name for some strange as a spatial domain. Once the image of time spread
domain. When we say that an event is ‘in the out as a line, or a surface of a block, is before us, the
past’, what we really mean is simply that it took inference that it would be possible for the traveller
place. To say ‘My trip to London is in the past’ is to ‘double back’ and travel in the reverse direction
to say ‘I went to London’. It is only superficially seems inescapable.
grammatically like ‘My home is in Warwickshire’. I would suggest that the many attendant
When we re-express the sentence in this paradoxes of such an assumption should be taken
fashion, the temptation that we experienced is as further reasons for suspecting a grammatical
removed. Talking about events being ‘in the past’ confusion in the picture that suggests the
or ‘moving away into the past’ may have tempted possibility of time travel.
us to think that the past is the name of a quasi- I do not wish to repeat the paradoxes, which
spatial domain. But this temptation is removed are well known, but instead to ask about their
once we recollect that to say that an event has character. They are frequently represented as
moved away into the past is one and the same as to being problems demanding technical solutions—
say that some time has elapsed since it occurred. problems, that is, of a physical nature that may
Someone might have thought: ‘if an event can be or may not be resolved by scientific means. In
in the past, surely the past is a sort of place’; they fact, the paradoxes are better seen as conceptual
are scarcely likely to think ‘if an event can have in character: once we begin talking about the
happened, surely the past is a sort of place.’ Once possibility of visiting the past, we are using
we free our minds from what Wittgenstein would language in such strange ways that it is no longer
call ‘captivity to a picture’ of time as a quasi- clear to us what we should say.
spatial dimension, we can hope to find that the To see this, consider first of all the use of the
metaphysical puzzles about the nature of the past, language of travelling. In itself, this is odd. We
and the reality of events in the past, cease to arise. do not normally think of ourselves as travelling
The image of space-like time is a powerful through time in a ‘forwards’ direction. If today
one, and its hold on our imaginations is reinforced is Sunday, it would be odd to announce ‘I am
by the role it plays in contemporary theoretical journeying towards Monday’. An odd expression,
physics. A physicist is likely to respond to this but perhaps not senseless. Journeys involve

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J L Taylor

leaving one location and arriving at another, and are fundamental differences between the past and
in a metaphorical sense we can speak of taking future directions in time.
journeys from one time to another. Language But what exactly does it mean to assert that
like this is more common when a significant the past and future directions are fundamentally
destination is in view (e.g. ‘In 1999 we were different? This sounds like a metaphysical
moving steadily towards the 21st century.’). utterance—a discovery, perhaps, about the ulti-
Our progress through time is a continuous mate structure of temporal reality. I prefer, in
journey. We do not ‘hop’ from now into future line with Wittgenstein and many contemporary
times. So if we wish to speak about a ‘journey analytical philosophers, to think that we should
backwards in time’ on this model, it will also have explain such a statement by exploring the linguistic
to be a continuous affair. This immediately raises differences between talk about the past and talk
a difficulty. For to call the journey continuous is to about the future.
imply that, at every moment in time between the One way to begin thinking about this is to note
moment we ‘leave for the past’ and the moment we that we cannot generally ‘turn around’ the words
‘arrive’, we are engaged in the process of ‘reverse we use when speaking of the past in order to speak
travel through time’. of the future. We can talk about remembering
This fact alone indicates that time travel of this events that have happened but we cannot use the
kind is not going to be of much use to the science verb ‘to remember’ in the same way about the
fiction author. For the whole point of sending future. True, in Alice in Wonderland, we meet
someone into the past is that they can be part of a Queen who claims to remember ‘things that
a significant drama once they arrive. But if their happen the week after next’—but we are meant
journey is a continuous transition from the future to appreciate that such talk is nonsensical, like
into the past, then at every moment subsequent to ‘believing six impossible things before breakfast’.
their ‘arrival’ they will be engaged on what will But someone who seriously considers that
seem to everyone else to be some strange reverse time travel in reverse might happen seems bound
process of time travel. to talk such nonsense. The time traveller, on the
This difficulty shows that time travel, as hypothesis we are considering, will be living his
proposed by H G Wells, is logically impossible. mental life in reverse. Thus, his ‘memories’ will
Wells postulated a time travel machine that be of future events. The very fact that we need to
progressed continuously into the future, or into the put quotation marks around the word ‘memories’
past, and from which the time traveller was able to indicates the uneasiness we feel in supposing that
step out and begin exploring historical worlds. Yet someone might really remember events that have
this would imply that he was simultaneously in two not yet happened. Perhaps, strangely enough,
places at once—both in the time machine heading there could be someone who had a faculty for
‘backwards’ and also outside of the machine knowing what the future would hold, on the basis
exploring—and this is a logical absurdity. of visions or premonitions. But even this (odd
Would the time travel stories be logically enough) supposition would not license us to talk
consistent if the traveller did nothing but pass about ‘remembering’ the future, for it could better
through time ‘in reverse’? Before we can answer be described as fore-knowing or foreseeing what
that question, we need to ask what we mean when will be. It is hard even to begin to conceive of
we talk about ‘going backwards in time’. circumstances that might seriously tempt us to say
It is tempting to argue, ‘We know what it that someone was remembering what will occur
is to go forwards in time, so surely we can tomorrow.
conceive of doing the same thing, only in the Similar conceptual problems arise with other
reverse direction.’ This argument might be valid aspects of the supposed reverse time travel process.
if travelling through time really was a process like Whilst we may decide today to do something
travelling through space. But we have already seen tomorrow, the backwards traveller will ‘decide’
reasons to question the cogency of the space/time today to do things yesterday (or should we say
analogy. One obvious difference between the two that he will decide to have done things yesterday?).
is that, whilst different directions in space may He will be ‘ageing’ in reverse (or should we say,
be equivalent, it is plausible to suppose that there ‘growing younger as he grows older’?). Whilst

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Probing the limits of reality: the metaphysics in science fiction

Figure 2. A time machine as pictured by a 14-year-old.

we regret things after they have happened, he will resources of philosophical analysis will have to
regret them even before they have occurred. He come into play as well as considerations of what
will die before he is born, and learn to run before our best scientific theories have to say.
he learns to walk. Regardless of whether the logical problems
The point could be laboured, but the moral raised above are considered to be decisive against
should be clear. Since much of our language time travel (and of course, they are debated
depends upon the fact that we are, so to speak, by philosophers), the fact that they are logical
travelling forwards in time, the real problem with problems is itself enough to validate my main
reverse travel in time is a conceptual one. Can the thesis: that philosophical analysis cannot be
so-called process even be described in a coherent supplanted by an appeal to a new metaphysics
manner? Are we not bound to lapse quickly into based solely upon scientific methods.
the nonsensical talk of a character from Alice Why is the vital role for conceptual consi-
in Wonderland if we try seriously to describe derations so widely neglected? I suggest that
temporally reversed processes? those scientists (and even philosophers) who argue
Now it may be that the defender of time travel that science alone can deal with metaphysical
feels able to meet this challenge. Such matters are problems have fallen into what Wittgenstein would
part of the concern of philosophers. Yet my chief call ‘captivity to a picture’. It is very easy to
purpose is not to cast doubt on the conceivability of draw pictures that represent (allegedly) particular
backwards travel in time, rather to point out that it temporal possibilities. For example, time travel
is a conceptual difficulty that the hypothesis faces. can be represented by a line that curves back on
Before we can ask questions like, ‘is backwards itself. For some physicists, the fact that we can
travel in time technically possible?’ we need to draw spacetime diagrams with this shape is enough
be clear about what exactly is meant by speaking to warrant the claim that time travel is possible.
of the possibility. So there is a philosophical Similarly, we can easily be bewitched by diagrams
challenge to be met before we can even begin in which timelines divide into supposing that time
properly to address the technical, scientific aspects could (logically) divide into two separate streams.
of the puzzle.
This is why the widespread assumption that
science alone can be called upon to resolve Possibility and imaginability
metaphysical problems cannot be the whole story. The role of pictures brings us back to our concern
If the problems are conceptual in nature, then the with science fiction. Lawrence Krauss (quoting

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J L Taylor

a character from the series) speaks of the way of consistency. It is sufficient for them if
that Star Trek ‘charts the unknown possibilities the actual course of events depicted fits into
of existence’ [3, p xvi]. It might be accurate to say some sort of coherent framework. It is no
that Star Trek provides images of new possibilities, business of the author to concern themselves
but is that the same as demonstrating that the events about whether or not the scenarios depicted
depicted could really occur? would, or would not, turn out to contain
Seeing a picture in front of us does not logical contradictions when their implications
generally license us to assert that a particular state were spelled out. We simply do not expect Star
of affairs is logically possible. It is easy to draw Trek to respect the standards of philosophical
pictures that provide us with images of impossible clarity that a professional philosopher aspires to
states of affairs. Escher’s staircases are an obvious when analysing metaphysical problems. It would,
case. I can imagine watching my own funeral to say the least, take the edge off the drama if they
but there is no real possibility of my ever really made a serious attempt to do so!
doing this. One of the fallacies in the style of This is not to say that science fiction cannot
argument used by Descartes for an immaterial soul play an important role in raising the profile of
is the move from the premise that we can imagine particular, significant, metaphysical questions.
ourselves without a body, to the conclusion that it The recent interest in such themes is surely
is possible for us to exist outside the body. It is welcome if it leads to a wider engagement with
vital to distinguish between what can be imagined serious reflection on questions that have been
and what could really occur. Imaginability is not puzzled over by the greatest minds. What
to be equated with possibility. is important, though, is that people (and in
How then should we decide questions of particular, young people, for whom philosophical
conceptual possibility? The key question is questioning often holds considerable appeal)
whether we can consistently describe the scenario should be correctly directed when they are inspired
that the diagram claims to depict. To work this to delve deeper. My argument has been that they
out, we have not merely to inspect the picture, would do well to give attention to the relevant
but to ask questions like, ‘What would we say science, but also that they need to begin cultivating
if. . . ?’, or ‘If something like this really were to the analytical habits of mind and concern with
occur, what would it imply?’ The arguments given conceptual clarity that characterize philosophy at
above are designed to show that, once we begin its best.
to try to describe the reality that a ‘time-travel’
diagram purports to depict, we rapidly realize that Received 26 September 2002
PII: S0031-9120(03)54349-0
we cannot do so without misusing language.
At this point, the questions raised above
(about the adequacy of the spatial mode of References
representation) recur. If spatial representations [1] Hawking S 1988 A Brief History of Time (London:
of time have misled us into thinking that talk Bantam Press) pp 174–5
[2] Weinberg S 1977 The forces of nature American
of visiting the past makes sense, they might be Scientist 65 176
misleading in other ways too. To take but one [3] Krauss L 1995 The Physics of Star Trek (London:
contemporary debate from the philosophy of time, Flamingo)
these diagrams may give psychological support to [4] Wittgenstein L 1958 The Blue and Brown Books
the view that the flow of time is essentially unreal (Oxford: Blackwell) pp 107–9
(for in the diagram, time does not flow!) But we
might equally well say that if the diagram tempts
us to say that time does not flow, might that be John Taylor is Head of Physics at Rugby School, where he
because we are misusing the diagram? also teaches Philosophy. He is currently coordinating
‘Perspectives on Science’, a project that is preparing materials
The narrator of a science fiction tale need for a proposed new AS-level in the History and Philosophy of
not concern themselves overly with questions Science.

26 PHYSICS EDUCATION January 2003

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