Professional Documents
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Chemistry 10
€bke
Astrid Rollenhagen and Joachim H. R. Lu
Contents
Structure of Dendrites . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 227
Dendritic Arborization Patterns . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 229
Subcellular Structure of Dendrites . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 230
Dendritic Specializations and Appendages . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 230
Fine Structure of Dendritic Spines . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 235
Functional Plasticity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 237
Dendritic Plasticity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 237
Long-Term Potentiation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 237
Spike-Timing-Dependent Plasticity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 241
Dendritic Excitability and Synaptic Plasticity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 243
Structural Plasticity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 245
Experience Induced Structural Dendritic Plasticity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 248
Sensory Deprivation, Enriched Environment and Behavioral Training . . . . . . . . . . . . . . . . . . . . 249
Hormone Induced Structural Dendritic Plasticity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 250
Structural Pathology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 251
Outlook . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 254
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 254
Abstract
Dendrites (from Greek δένδρoν déndron, “tree”) are one of the major structural
elements of neurons and exhibit enormously diverse forms. They receive,
A. Rollenhagen
Institute for Neuroscience and Medicine INM-2, Research Centre J€
ulich, J€
ulich, Germany
e-mail: a.rollenhagen@fz-juelich.de
J.H.R. L€ ubke (*)
Institute for Neuroscience and Medicine INM-2, Research Centre J€
ulich, J€
ulich, Germany
Department of Psychiatry, Psychotherapy and Psychosomatics, RWTH/University Hospital Aachen
and JARA Translational Brain Medicine, Aachen, Germany
e-mail: j.luebke@fz-juelich.de
Keywords
Activity-dependent synaptic plasticity • Arborization pattern, dendrites • Asso-
ciativity • Asymmetric synapses • Backpropagating action potentials • Behavioral
experiments • Cooperativity • Dendrites • Estradiol • Excitatory postsynaptic
10 Dendritic Elaboration: Morphology and Chemistry 227
Structure of Dendrites
The remarkable structure of dendrites was already described in great detail by Golgi
and Ramón y Cajal nearly 100 years ago and since then in numerous, uncountable
publications and Cajal’s famous textbook “Histology of the Nervous System”
(English translation: Ramón y Cajal 1995; summarized by Fiala et al. 2008; Stuart
et al. 2008). In contrast to Golgi, one of the strong advocates of the syncytium theory
Ramón y Cajal from the beginning demonstrated that neurons exhibit two types of
processes, dendrites and axons that do not interconnect in anastomotic continuity.
This finally leads to the establishment of the neuron doctrine that neurons are
independent entities, the smallest structural and functional building blocks (units)
of the nervous system. Dendrites are regarded as the input structure where neurons
receive electrical signals from axons of other neurons and conduct these signals via
the cell body to its own axon as the output structure. Therefore dendrites represent
the receptive surface of a given neuron. Dendrites of different neuronal cell types
exhibit enormously diverse forms with respect to shape, total dendritic length
(60–52,000 μm), branching (unbranched to 500 branchpoints), diameter (proximal
dendrites: from 1 to 8 μm, distal dendrites: from 0.2 to 3 μm), and polarity
(Fig. 1a–o). Thus larger neurons typically have both larger cell bodies and more
extensive dendritic fields.
The variability of the dendritic tree can reach from short, nearly unbranched
configurations (Fig. 1e) to highly complex dendritic trees (Fig. 1f, n, o). Although
dendrites are regarded as local structures when compared with the axon, individual
dendrites can reach out for more than 500 μm, e.g., in giant Betz pyramidal neurons
in the motor cortex. The complexity of the dendritic tree critically determines the
mode of connectivity through the number of input synapses established by the axons
of other neurons. Many dendrites are organized in characteristic spatial domains
(Fig. 1c, j, k, n, o) where they receive specific synaptic inputs. Therefore, dendrites
play a critical role in the integration of these inputs and in determining the extent of
action potential generation. Neurons exhibiting more simple dendritic trees
(Fig. 1e, h) have a very limited surface area (receptive field) for receiving inputs.
By extending their dendrites (Fig. 1a–c, f, o) neurons can increase their surface
area enormously without excessively increasing their volume. For example, 80 %
of the surface area of dendrites of excitatory neurons are covered with spines
(Peters and Kaiserman-Abramof 1970; Feldman 1984; Larkman 1991; reviewed
by DeFelipe and Farinas 1992; summarized by Ramón y Cajal 1995) the major
input source for a neuron, suggesting that an increase of surface area is indeed
critical for the number of synaptic inputs to a neuron.
228 A. Rollenhagen and J.H.R. L€
ubke
a b h i j
c d
e m
g
f
k
n o
L1
L2/3
L4
L5A
L5B
L6
100 µm
Fig. 1 Variability of dendrites in various regions of the vertebrate and invertebrate nervous
system. (a) neuron in the cat motor cortex; (b) interneuron within the locust nervous system; (c)
thick tufted pyramidal cell in the rat neocortex; (d) cat retinal ganglion cell; (e) amacrine cell in the
salamander retina; (f) Purkinje cell in the human cerebellum; (g) neuron in the rat thalamus; (h)
granule cell in the mouse olfactory bulb; (i) spiny projection neuron in the rat striatum; (j) neuron in
the nucleus of Burdach in humans; (k) Purkinje cell in the cerebellum of a mormyrid fish; (l) Golgi-
like glial cell in the mouse cerebellum. (m) axonal arborization and dendrites of an isthmotectal
neuron in the turtle. All dendritic arborizations and axons are given in black, the somata in red. (n)
Pyramidal neurons in different cortical layers throughout the rat somatosensory neocortex with their
apical dendrites forming dendron-like structures. Pyramidal cells are the main building block of the
cortical column. (o) Pyramidal cells in the CA1 subregion of the mouse hippocampus showing a
10 Dendritic Elaboration: Morphology and Chemistry 229
The morphology of the dendritic tree has been and is still used to classify neurons.
However, classification of morphologies is difficult because of the number of
different dendritic branching patterns between the various neuronal cell types
and even within a given cell class. Often simple schemes were used to classify
neurons as being adendritic with no dendrites (dorsal root and sympathetic gan-
glion cell), unipolar, (cerebellar Purkinje cell, olfactory granule cell, see also
Fig. 1b, f, h, k, l) bipolar or spindle (bipolar cell of the retina and bipolar
interneurons of the neocortex, see also Fig. 1j), and multipolar (retinal ganglion
cells, spiny stellate neurons in layer 4 of the neocortex, see also Fig. 1a, d, g, i)
based on the number and orientation of the dendritic tree. A further, more detailed
classification has been developed to classify the huge variety of multipolar neu-
rons. A common dendritic arborization pattern is the spherical or stellate radiation
where dendrites emerge and radiate in all directions from the cell body. Typical
examples are spinal neurons, neurons in the inferior olive, pons, thalamus, and
striatum. Furthermore, the multipolar dendritic arborization could be limited to a
given layer or domain (planar laminar radiation [retinal horizontal cells]) or display
an offset laminar radiation (retinal ganglion cells) or a multilaminar radiation
(retinal amacrine cells). In addition, dendritic arborization patterns were described
by cylindrical, conical, biconical, and by fan radiation (summarized by Fiala
et al. 2008). Many quantitative methods have been used to measure the length
(Sholl analysis, originally introduced by Sholl 1956) and density of the dendritic
tree. Branch order can be analyzed with the centrifugal method or more specifically
with the fractal dimension method that allows quantifying the degree to which the
dendritic tree fills its special domain.
Fig. 1 (continued) dense plexus of their basal dendrites in the stratum radiatum and bundles of their
apical dendrites in the stratum oriens. The picture is taken from a 300 μm thick living brain slice
from a mouse strongly expressing yellow fluorescent protein (YFP-H line; Jackson Laboratories).
(a–m) (With permission from the Massachusetts Institute of Technology, adopted and modified
from Mel BW (1994) Neural Computation 6: 1031–1085). (n) (Reprinted with permission from
NeuGen, based on Eberhard et al. 2006; Wolf 2011; Wolf in process). (o) (Adopted from www.
zeiss.de/./bbe5e37ac0c877d3c12570eb004c1127)
230 A. Rollenhagen and J.H.R. L€
ubke
Electron microscopy is the only way to describe the intracellular (internal) structure
of dendrites in great detail (Fig. 2). Since dendrites emerge from the cell body,
proximal dendritic segments show a similar organization and content of organelles
like cell bodies such as the Golgi apparatus and rough (granular) endoplasmic
reticulum supporting the view that dendrites are extensions of the cell body. The
cytoskeleton of dendrites is composed of microtubules, neuro- and actinfilaments
(Fig. 2a–c). Microtubules belong to the transport machinery of dendrites and play an
important role in the transport of mitochondria and other organelles (Overly
et al. 1996). Microtubules are thin elongated structures oriented to the longitudinal
axis of the dendrite and form regular arrays along the extent of the dendrite (Fig. 2c).
It was shown that the number of microtubules is proportional to the diameter of the
dendrite (Fiala et al. 2003). Microtubules are present also in axons with a high
accumulation in the axon initial segment.
Fine astrocytic processes lack microtubules and are therefore distinguishable
from dendrites with small calibers (Fig. 2c). Smooth endoplasmatic reticulum
(SER; Fig. 2b, f) can be found throughout the entire extension of dendrites and is
thought to maintain and regulate cytoplasmic calcium levels. The SER sometimes
aggregates into large vacuoles; the so-called SER-cysternae (Fig. 2b), that forms a
continuous reticulum throughout the dendrites (Harris and Stevens 1988; Spacek and
Harris 1997; Cooney et al. 2002; summarized by Fiala et al. 2008). Several other
organelles such as coated pits and vesicles involved in the endocytosis process are
frequently found at the membrane of dendrites. Recycling and sorting endosomes
form tubular compartments and are not part of the endoplasmatic reticulum. Sorting
endosomes mature into multivesicular bodies (Fig. 2d). Another characteristic ele-
ment of dendrites are mitochondria (Fig. 2a–f). They are often oriented parallel to the
microtubular system and can form large networks. In large neurons like pyramidal
neurons in the hippocampus and neocortex mitochondria occupy about 2–5 % of the
overall surface of the dendrite. It has been shown that dendrites with a high density
of synaptic inputs show a higher density of mitochondria (Peters et al. 1991; sum-
marized by Fiala et al. 2008).
The capacity of the brain in the processing and storage of information critically
depends on the number of different neurons in a given neuronal network that can
potentially be synaptically connected (Chklovskii et al. 2004). The mode of con-
nectivity depends primarily on the pattern of dendritic and axonal arborizations and
secondarily by the formation of the various forms of dendritic appendages. Den-
drites, in particular those of excitatory neurons exhibit dendritic specializations
which range from varicosities to various forms of dendritic spines (Fig. 3). Dendritic
spines increase not only the surface area of a neuron by up to 30 %, but also increase
the number of potential synaptic partners of an individual neuron by extending the
10 Dendritic Elaboration: Morphology and Chemistry 231
a b
mi
tt mi
tt * ***
*mt
tt tt
ad c rib
nf
mi mt de1
ad
mt
* syn1
de2
syn2
e
*
d
de
syn
*
sp syn
sa
* f
som
er
mvb
de
Fig. 2 Electron micrographs showing various subcellular organelles of dendrites. (a) Apical
dendrites (ad) of pyramidal cells with their characteristic branching into terminal tufts (tt) in the
rat visual cortex. The cytoplasm of the dendrites contains numerous mitochondria (mi) of different
shape and size and a dense system of microtubules (mt). (b) Cross section through a secondary
232 A. Rollenhagen and J.H.R. L€
ubke
reach of dendrites for a pool of axons (Chklovskii et al. 2004). Spine densities could
differ substantially between neurons and individual dendritic segments or branches
reflecting the differences in connectivity of different excitatory inputs. The density
and distribution pattern of spines and spine-like appendages along the dendritic tree
establish different innervation domains for input synapses that dramatically influ-
ence the processing and storage of incoming signals and as a consequence drive
synaptic transmission and short- and long-term plasticity.
Dendritic spines are highly specialized, independent biochemical and functional
compartments of dendrites. These membrane specializations are the postsynaptic
elements of synaptic complexes. The following dendritic specializations and
appendages can be found throughout the nervous system.
Varicosities (Fig. 3a) in dendrites are mainly found in amacrine cells of the retina.
They are thin with numerous swellings and contact rod bipolar cells (Ellias and
Stevens 1980). These varicosities receive synapses from rod bipolar cells and in turn
establish synapses with these neurons. Dendritic varicosities are also frequently
found on several types of GABAergic interneurons but their function is still less
clear.
A second type of dendritic specializations are filopodia that are characterized by a
long thin abruptly ending protrusion sometimes with a small swelling at the tip
(Fig. 3b, b1). They are highly dynamic and could extent and retract within minutes
(Dailey and Smith 1996; Fischer et al. 1998; Engert and Bonhoeffer 1999). Filopodia
are transient dendritic structures and are thought to play a role in synaptogenesis
often establishing nascent synaptic contacts (Fiala et al. 1998) although many
filopodia never establish synaptic contacts. There is growing evidence that filopodia
may develop into mature spines. Filopodia are rarely seen in adult brains only under
pathophysiological conditions and are generally replaced by shaft synapses or other
types of membrane specializations.
Dendritic spines are the most common membrane specializations on dendrites
and display enormously diverse forms. Simple spines, the major class of dendritic
Fig. 2 (continued) dendrite of a Purkinje cell in the rat cerebellum. Microtubules (mt) are
intermingled within the agranular reticulum some of which are highlighted by asterisks in the red
box. Several mitochondria (mi) are found at the edges. (c) Longitudinal (de1) and transverse (de2)
section through dendrites in the rat spinal cord. In de1 individual microtubules (mt), neurofilaments
(nf), and a cluster of ribosomes (rib) can be seen throughout the cytoplasm. The second dendrite
(de2) receives two axon terminals (syn1, syn2) synapsing directly on its shaft. Both the dendrite and
the axon terminals are ensheated by astrocytic processes as indicated by the asterisks. (d) High
magnification of a pyramidal cell dendrite (de) in the rat neocortex with a spine (sp) receiving an
asymmetric (excitatory, marked by red asterisks) synapse containing a large pool of synaptic
vesicles. Note the presence of a prominent spine apparatus (sa) and multivesicular body (mvb)
within the cytoplasm. (e) Dendro-dendritic synapse between a mitral and granule cell in the
olfactory bulb ( framed box). (f) Two somato-dendritic synapses ( framed boxes) between granule
cell dendrites and the soma of a mitral cell as indicated by the rough endoplasmatic reticulum (er)
(With permission from Oxford University Press taken from Peters, Palay and Webster “The fine
structure of the nervous system: neurons and their supporting cells.” (3rd eds.))
10 Dendritic Elaboration: Morphology and Chemistry 233
Fig. 3 Dendritic specializations. (a) Schematic drawing of a dendritic varicosity as exemplified for
a thin dendrite of a retinal amacrine cell. (b) Dendritic filopodium with a long thin protrusion
terminating abruptly without a bulbous ending; b1, Photomicrograph of a growing dendrite with
numerous filopodia along its course (With permission from Portera-Cailliau Laboratory, UCLA,
Reed Neurological Research, Ctr-A-145, 710 Westwood Plaza, Los Angeles CA, USA, Copyright
# 2008 90095). (c) Schematic drawings of a simple sessile, stubby, and crook thorn spine as
typically found on neocortical pyramidal cells and neurons of the cerebellar dentate nucleus. (d)
Schematic drawings of a pedunculated thin, mushroom, and gemmule spine in the cerebral cortex
and olfactory bulb; d1, Fluorescent picture of a dendrite with numerous spines of different shape
and size including the spine types described above (With permission of MIT Press, 55 Hayward
234 A. Rollenhagen and J.H.R. L€
ubke
specializations are either sessile (Fig. 3c) or pedunculated (Fig. 3d, d1). Sessile
spines (stubby spines; Peters and Kaiserman-Abramof 1970) are appendages without
a prominent spine neck and no bulbous swelling at the end (Fig. 3c). Pedunculated
spines are characterized by a thin stalk or neck of various lengths (0.1–1 μm) and a
bulb-like terminal ending that could vary substantially in both shape and size
(0.02–0.7 μm2). They could be classified as thin, mushroom, and gemmule spines
(Fig. 3d). At a given dendrite all types of spines could be found side by side
(Fig. 3d1). Simple spines are found throughout the nervous system including
cerebral pyramidal cells, granule cells of the dentate gyrus and cerebellar Purkinje
cells. However, the occurrence, density, and distribution of the different spine types
vary substantially between different neuronal cell types and even within a certain
neuronal cell class. Simple spines, exclusively from the sessile type, are also found
on several classes of GABAergic interneurons, namely on sparsely or non-spiny
(smooth) interneurons (for example Gupta et al. 2000; Helmstaedter et al. 2009a;
reviewed by Freund and Buzsáki 1996; Somogyi and Klausberger 2005). An
extended form of a simple spine is the so-called branched spine that shares a
common stalk where each branch receives an individual synaptic contact (Fig. 3e,
e1). These spines were infrequently found on spiny, in particular pyramidal neurons,
namely in the hippocampus and neocortex (Larkman and Mason 1990; Mason and
Larkman 1990; Harris et al. 1992; Trommald and Hulleberg 1997). Interestingly,
they are more common on neurons with a larger number of branches like cerebellar
Purkinje neurons (Harris and Stevens 1988).
So-called thorny excrescences are highly specialized pedunculated spines that
form a densely lobed dendritic protrusion forming a glomerulus-like endbulb
(Fig. 3f, f1) associated with large axonal terminals like the hippocampal (Hamlyn
1962; Chicurel and Harris 1992; Rollenhagen et al. 2007) and cerebellar mossy fiber
bouton (Xu-Friedman et al. 2001; Xu-Friedman and Regehr 2003). The number and
complexity of these thorny excrescences varies substantially between different spiny
Fig. 3 (continued) Street, Cambrigde, MA 02141, USA taken from Yuste, Rafael: Dendritic spines
ISBN 978-0-262-01350-5). (e) Branched spines where each branch has a unique presynaptic partner
as shown for CA1, CA3 pyramidal cells, granule cells of the dentate gyrus, and cerebellar Purkinje
cells; e1, 3-D reconstruction of a complex branched spine (blue) of a CA3 pyramidal neuron, three
active zones, transmitter release sites, are highlighted in red (With permission from the Journal of
Neuroscience taken from Rollenhagen et al. (2007)). (f) Thorny excrescences with densely lobed
dendritic protrusions typical for CA3 pyramidal cells and dentate gyrus mossy cells; f1, Fluorescent
image of a proximal dendritic segment with three prominent thorny excrescences (white asterisks)
(With permission from en.domotica.net/Apical_dendrite). (g) Racemose appendages are twig-like
branched dendritic segments with synaptic varicosities terminating in a bulb-like ending typical for
inferior olive and lateral geniculate nucleus neurons. (h) Coralline excrescence with dendritic
varicosities extending into numerous thin protrusions characteristic for dendrites of neurons in
the dentate and lateral vestibular nucleus (Schematic drawings are adopted and modified from
Table 1.3 in Dendritic Structure Chap. 1 by Fiala, Spacek, and Harris edited in Dendrites (2nd eds.)
by Stuart et al. 2008)
10 Dendritic Elaboration: Morphology and Chemistry 235
neurons, even on the same or different dendrites of a given neuron, with some having
many or only a few lobes (Fig. 3f, f1).
Racemose appendages (Fig. 3g) have a more sparsely lobed appearance. They are
twig-like branched dendritic appendages containing synaptic varicosities and bul-
bous tips and are most common on neurons in the inferior olive (Ruigrok et al. 1990),
but can be also found on several classes of spiny neurons e.g., neocortical spiny
stellate and pyramidal neurons.
Coralline excrescences are highly complex varicosities with numerous synaptic
protrusions with sometimes thin tendrils similar to filopodia (Fig. 3h). The appear-
ance of these filopodia on dendrites of adult neurons of the cerebellar and vestib-
ular nuclei suggests that these excrescences represent growth processes of
dendrites.
In summary, individual neurons throughout different brain regions exhibit a
variety of spine types and other dendritic appendages (summarized by Fiala
et al. 2008). All dendritic specializations are highly dynamic structures that could
undergo dramatic changes throughout life (reviewed by Nimchinsky et al. 2002;
Yuste et al. 2000; Yuste 2010) which makes a morphological classification difficult
since these specializations may evolve into different forms, e.g. from filopodia to
mature spines over time (Prieto and Winer 1999). It may be speculated that geometry
and size of spines and spine-like appendages is determined by the microcircuit in
which the neurons are embedded and by local connectivity.
Functional Plasticity
Dendritic Plasticity
It has been long thought that dendrites are passive structures that only receive
signals. It is now well established that dendrites are more complex than originally
thought. Beside their classical role as receiving structures for synaptic inputs they
also act as transmitters and integrators and convey information about local activity
across a small number of synapses. The majority of synapses are established on
dendrites, and most excitatory connections are made on spines. Synaptic plasticity is
thus an intrinsically function of dendrites and spines. Activity-dependent synaptic
plasticity is a fundamental characteristic for many brain functions, including refine-
ment of dendritic structure, learning and memory, and other higher cognitive brain
functions (reviewed by Martinez and Derrick 1996; Stevens 1998).
The aim of this chapter is to summarize experimental data and theoretical
considerations relevant to the role of dendrites and spines in synaptic plasticity
with a focus on associative Hebbian synaptic plasticity including long-term poten-
tiation and spike-time dependent forms, mediated by NMDA-receptor activation.
However, since a variety of different pre- and postsynaptic factors (signal cascades)
modulate synaptic plasticity we will focus primarily on those factors related to the
postsynaptic element, dendrites and spines (for the role of presynaptic factors see
DENDRITES edited by Stuart et al. 2008, Chap. 18).
It was postulated by Donald Hebb (1949) that “when the axon of neuron A is
close enough to excite neuron B or repeatedly or persistently take part in firing it,
some growth process or metabolic change has to take place in both the pre- and
postsynaptic neuron such that the efficacy of neuron A, as one of the neurons
firing B, is increased.” It is now established that the discovery of the NMDA receptor
dependent long-term potentiation (LTP) is the fundamental mechanism how neu-
rons, dendrites, and synapses implement Hebbian plasticity. Beside synaptic poten-
tiation a mechanism for depression exists to complement potentiation. Two forms of
synaptic depression are known: homosynaptic long-term depression (LTD) found at
hippocampal and neocortical synapses (reviewed by Bear and Malenka 1994), and
associative LTD at the cerebellar Purkinje cell synapse.
Long-Term Potentiation
a c1
a
s lve
str tr. o us
. p rie
yra ns
D D
–50
0 1 2
b c2
100
5mV
100 50
50
0
0
–50 –50
0 1 2 3 4 0 1 2
Time (hrs)
Fig. 4 Basic features of LTP in the hippocampus. (a) Schematic diagram of the hippocampus
showing the principal subregions CA1, CA3 pyramidal cell layers, granule cell layer of the dentate
gyrus (DG), and the main excitatory pathways (perforant path, mossy fibers, Schaffer collaterals,
and commissural fibers). (b) In vivo field potential recordings in the somatic region of the dentate
gyrus following stimulation of the perforant path recorded before (upper left trace) and 3 h (upper
right trace) after LTP induction (marked by the black triangle), using a 250 Hz, 200 ms tetanus.
Note the significant increase of the in slope of the population EPSP (red dots, lower diagram). (c)
c2, Demonstration of cooperativity, associativity, and synapse-specificity of LTP. Recording
arrangement: two extracellular recording electrodes were placed on both sites of the recording
area, the dendritic field of CA1, to activate two independent inputs (S1 and S2). S1 represents a
weak input and S2 a stronger one. The left trace represents the population EPSP for the weak, the
right trace for the strong stimulus. Tetanic stimulus of S1 (first open triangle) produced no long-
lasting increase in synaptic efficacy since the synaptic drive was below the cooperativity threshold
for LTP (c1). A tetanus to S2 (first black triangle) produced a robust LTP in this pathway but no
change in S1 also demonstrating synapse specificity. Simultaneous tetanic stimulation of both
pathways (second open and black triangles) produces associative LTP in the weak pathway S1
(c2) (b, c with permission from Oxford University Press taken from Bliss and Collingridge (1993))
for the mossy fiber – CA3 pyramidal cell synapse (Salin et al. 1996; reviewed by
Nicoll and Schmitz 2005) when compared with CA1 LTP (Nicoll and Malenka 1995;
reviewed by Johnston et al. 1992) or mossy fiber – GABAergic interneuron synapses
(Tóth et al. 2000). To understand the underlying mechanisms of LTP the role of the
NMDA receptor, one of the main contributors, is briefly summarized in this context.
single neuron may also be important depending on the class of presynaptic afferents
(Maccaferri et al. 1998). Finally, a crucial property of the NMDA receptor in
regulating synaptic plasticity is its Ca2+ permeability (MacDermott et al. 1986;
Ascher and Nowak 1988; summarized by Mainen and Abott 2008).
terminals (Davies and Collingridge 1996). Inhibition also severely alters the inte-
grative properties of dendrites (Häusser and Clark 1997; Pare et al. 1998). Inhibition
interacts with excitation by summation (hyperpolarizing the membrane) or multipli-
cation (shunting inhibition) thereby lowering the voltage levels reached postsynap-
tically or even preventing the initiation of action potentials. However, the mode of
inhibition is dependent on the precise location of inhibitory synapses and their
temporal relationship of their activation to active excitatory synapses (Raastad
et al. 1998).
Spike-Timing-Dependent Plasticity
a b
Presyn APs
60mV 2mV
1.5mV
100ms 100ms
c EPSPs
150
100
50
0 10 20 30 40 50 60
Time (min)
e
d Vm Pre
20mV
1mV
EPSPs
20mV
10ms
Vm post
Im post
f
2.5 pairing 0.5mV
EPSP amplitude (mV)
2.0 20ms
1.5
1.0
0.5
0.0
−10 0 10 20 30 40
Time (min)
Fig. 5 Simultaneous pre- and postsynaptic activity in synaptically coupled neurons induces an
increase in EPSPs. (a) Camera lucida reconstruction of a bidirectionally coupled pair of thick-tufted
layer-5 pyramidal neurons, where both neurons are pre- and postsynaptic to each other. Putative
synaptic contacts are marked by green dots and blue dots and are preferentially located at the basal
dendritic tree. The axon collaterals are given in blue for the cell drawn in red and in green for the cell
drawn in black. An average of 5.5 contacts are made per connection, and more than 80 % of
contacts are within 200 μm of the soma. (b) Characteristic synaptic response. A presynaptic burst of
APs (Pre. APs) evoked by a 100-ms current pulse (400 pA, upper left trace) evokes EPSPs in the
postsynaptic neuron (lower left trace); the mean unitary EPSPs before (black trace) and after pairing
(red trace) is shown in the upper right panel. (c) Synchronization of pre- and postsynaptic activity.
Each dot represents the amplitude of a single, test, AP-evoked EPSP shown as a percent of the
average control EPSP. Whole-cell recording was established ~3 min before time 0. After 10 min of
recording, bursts of EPSPs were evoked 10 times every 20 s (indicated by the bar labeled EPSPs).
Test EPSPs were continuously sampled every 4 s in between these bursts. After 20 min of recording,
a burst of postsynaptic APs was evoked during EPSPs (15 times every 20 s; indicated by bar labeled
10 Dendritic Elaboration: Morphology and Chemistry 243
spines becomes greater with forward when compared with backwards pairing
(Koester and Sakmann 1998; Nevian and Sakmann 2004). Simple forms of learning,
for example classical conditioning display associate and temporal effects analogous
to those of STDP. The temporal contingencies introduced by STDP imply that
neuronal systems or circuitries can spontaneously develop predictive encodings of
sensory stimuli on the basis of experience.
Fig. 5 (continued) EPSPs and APs). Note the significant amplification of the EPSP amplitude after
the pairing. (d–f) Pairing of pre- and postsynaptic activity in synaptically coupled excitatory
neurons of rat barrel cortex induces a long lasting decrease in EPSPs in L4 spiny stellate neurons.
(d) Reconstruction of a pair of synaptically coupled spiny stellate neurons in layer 4. The presyn-
aptic neuron is drawn in black and its axon in red; the postsynaptic neuron in green with its axon in
blue (only partially shown). Three representative putative, light microscopically identified, synaptic
contacts as indicated by the red dots. (e) Pairing protocol of pre- and postsynaptic activity in spiny
stellate neurons. Presynaptic APs are evoked at 20 Hz (top trace); EPSPs evoked by presynaptic
stimuli without pairing (second trace). A postsynaptic AP (third trace) is evoked 10 ms after each
presynaptic AP by current injection in the postsynaptic neuron (see bottom trace), so that the
postsynaptic AP coincides with the peak of the EPSP. AP trains comprised 5 APs. (f) Diagram
showing the distribution of EPSP amplitudes versus time. The pairing protocol was applied after
baseline recording for 12 min. The amplitude of individual EPSPs is plotted (red squares). The
average EPSP amplitude after pairing was measured after a steady state was reached (first solid
black line) and after LTD induction (second solid black line). Average traces from before (black
trace) and after pairing (red trace) are shown in the upper right panel (a–c with permission from
SciencePublisher taken from Markram et al. 1997) (d–f with permission from NatureNeuroscience
taken from Egger et al. 1999)
244 A. Rollenhagen and J.H.R. L€
ubke
synapse specificity requires the release of presynaptic glutamate to bind and open
NMDA receptors. Non-activated synapses, even postsynaptically depolarized, but
without glutamate binding to NMDA receptors, show no NMDA receptor-mediated
Ca2+ influx. It is therefore believed that synapse specificity relies on the ability of the
postsynaptic dendrite to sense and localize the [Ca2+] signal. As already mentioned
NMDA receptors have an unusually high affinity to Ca2+ and are thought to
represent the principal pathway for rises in spine [Ca2+]; NMDA receptor activation
together with [Ca2+] activation are considered as coincidence detectors. The trans-
duction of Ca2+ signals into different forms of synaptic plasticity and the amplitude
and duration of [Ca2+] in spines governs whether potentiation (LTP) or depression
(LTD) will occur. A rise in postsynaptic [Ca2+] is required for LTP or LTD induction,
a decrease in Ca2+ entry can induce LTD (Egger et al. 1999). Chelation of Ca2+ by
intracellular buffers also prevents LTP induction (Malenka et al. 1988). It is widely
accepted that the main function of postsynaptic spines is to compartmentalize
diffusible molecules and to prevent their diffusion to other neighbouring synapses.
Compartmentalization of Ca2+ transients by spines have been demonstrated with
various imaging techniques. However, it is not clear to what extent compartmental-
ization would hold under different stimulus conditions (Svoboda et al. 1996; Häusser
and Roth 1997). Although the NMDA receptor is the main source of Ca2+ entry into
dendritic spines, also other sources exist, namely voltage-gated Ca2+ channels
(VGCC) and intracellular Ca2+ stores. Local uncaging of neurotransmitter increases
[Ca2+] in spines that could be blocked with various Ca2+ channel blockers (Schiller
et al. 1998). Blockers of Ca2+ release from internal stores dramatically reduce Ca2+
transients in spines (Emptage 1999; Mainen et al. 1999). However, the amount of
Ca2+ induced by NMDA receptors or by VGCC is of comparable magnitude
(Koester and Sakmann 1998). Thus “backpropagating action potentials” or even
local depolarization could mediate NMDA receptor-independent synaptic plasticity
although it seems most likely that both NMDA receptors and VGCC contribute to
the process of LTP induction in spines. Interestingly, it has been proposed whether a
second parallel pathway to the NMDA receptor might detect presynaptic activity.
Candidates for this are metabotropic glutamate receptors that are impermeable to
ions but directly activate second messenger pathways. However, their role in LTP
induction still remains controversial (Selig et al. 1995, but see Egger et al. 1999).
Taken together a variety of different mechanisms drive the induction, mainte-
nance, and modulation of structural dendritic plasticity. Ongoing research has to be
performed to further unravel the signal cascades underlying the various forms of
dendritic plasticity.
Structural Plasticity
The adult brain has been classically viewed as a fixed and stable structure and it has
been thought in the past that the stability in the dendritic configuration of neurons
and axonal connectivity is necessary for continuity of various functions of the brain,
including learning, memory and individuality. However, many lines of evidence
246 A. Rollenhagen and J.H.R. L€
ubke
have demonstrated an enormous structural dynamic of the brain, not only during
development, but also in the adult. Numerous studies have shown structural changes
in both, the axonal and dendritic arborization in response to damage (lesions),
aberrant activity, differential experience, and to factors such as hormones (summa-
rized by Duneavsky and Woolley 2008). It has been demonstrated that lesion-
induced deafferentiation induce dendritic structural plasticity. Lesions in different
brain regions, including neocortex, hippocampus, cerebellum, thalamus and hypo-
thalamus, are capable to induce dendritic retraction, extension, and formation of new
branches. These studies are not only important to understand the reaction of the brain
to damage, but also help to define limitations for structural changes and as a
consequence also functional changes following structural refinement. These studies
demonstrated the capacity of the brain to act (restructure and rewire itself) when
challenged. More recently, with the advent of sophisticated in vivo and in vitro live
imaging microscopy together with the ability to activate subsets of synapses embed-
ded in specific neuronal microcircuits it has become possible to directly monitor
structural dendritic plasticity induced by stimulation protocols like LTP or LTD
(Fig. 6b, c).
Dendritic plasticity is naturally observed during development of neurons. Devel-
opmental studies using different in vivo and in vitro methods, including time-lapse
imaging and electrophysiological recordings combined with intracellular tracer
injections, have shown the dynamic outgrowth of dendrites (Niell and Smith 2004;
Niell et al. 2004; Lordkipanidze and Dunaevsky 2005). The different types of
neurons expand their dendritic tree with ongoing age, by adding new branches and
branchpoints. However, certain types of excitatory neurons rearrange their dendrites
by active retraction of specific branches as shown for certain types of pyramidal
neurons, untufted pyramidal neurons in layer 5 and 6 (Koester and O’Leary 1992;
Kasper et al. 1994) or spiny stellate neurons, which all start with a terminal tuft
arborization that is retracted after the establishment of the cortical layers replacing
the cortical plate (Radnikow et al., unpublished observation).
In contrast, subsequent experiments using the lipophilic dye DiI or transgenic
mice expressing green fluorescent protein in cortical neurons have shown that in
adulthood the branching and length of dendrites remained nearly unchanged when
imaged over long periods of time (Trachtenberg et al. 2002; Mizrahi and Katz 2003;
Holtmaat et al. 2005) although dendrites of GABAergic interneurons in the adult
neocortex are more dynamic (plastic) than pyramidal cells which are more stable
(Lee et al. 2006). Dendritic spines are the major target (input station) of excitatory
synaptic input from various sources. As shown above, dendritic spines are highly
dynamic structures displaying various shapes and size. Time-lapse microscopy of
dissociated neurons or in organotypic cell cultures revealed that dendritic spines and
filopodia emerge and retract from the dendrites within seconds or minutes (Dailey
and Smith 1996; Dunaevsky et al. 1999; Engert and Bonhoeffer 1999; Maletic-
Savatic et al. 1999; Portera-Cailliau et al. 2003, see also Fig. 6b): Beside transient
spines emerging and retracing, persisting spines also undergo dynamic changes in
the shape and size of spine necks and heads (Fischer et al. 1998; Dunaevsky
et al. 1999; Fig. 6a).
10 Dendritic Elaboration: Morphology and Chemistry 247
a
OVX + O
OVX + E
b −5 0 1 2 4 12 20 30 min
c
CFP LTP induction
−10 −5 0 5 10 15 20 25 30 min
Fig. 6 Structural induced plasticity. (a) Estradiol specifically increases the density of dendritic
spines of apical oblique dendrites of CA1 pyramidal cells. Three-dimensional reconstruction of two
dendritic segments from serial electron micrographs of an ovarectomized rat, treated with oil
(OVX + O, upper panel) and an ovarectomized rat treated with estrodiol (OVX + E, lower
panel). The dendrites are given in gray, presynaptic inputs to spines are shown in the following
colors: single synapse boutons are blue, different-cell multiple synapse boutons are green, same-cell
multiple synapse boutons are yellow, and spines from other unfilled cells are orange. Note the
increase in dendritic spine and multiple synapse bouton density on the OVX + E dendrite, cluster-
ing of multiple synapse boutons, and that the vast majority of multiple synapse boutons are
different-cells (With permission of PNAS taken from Yankova et al. 2001). (b) Structural plasticity
of a dendritic spine following the induction of LTP imaged with two-photon microscopy. Glutamate
uncaging at time point 0 induces a long-term volume increase of a stimulated spine (red dot, second
image) (Taken from Miquel Bosch, see also http://www.youtube.com/watch?v=b33Z). (c) Tetanic
stimulation shifts F-actin/G-actin equilibrium toward F-actin and enlarges spine head in CA1
pyramidal neurons taken from organotypic slice cultures. The CA1 pyramidal neurons were
biolistically cotransfected with CFP- and YFP-actin at a ratio of 1:3 by replacing EGFP in EGFP-
actin with ECFP and an improved version of YFP (Venus). The figure shows the actin polymeri-
zation (red) and depolymerization (blue) together with the expansion of a dendritic spine after
induction of LTP (white triangle) at CFP excitation (upper panel) and YFP-CaMKII (merged
248 A. Rollenhagen and J.H.R. L€
ubke
Fig. 6 (continued) image, lower panel) imaged using Fluorescence Resonance Energy Transfer
(FRET) microscopy. Numbers represent time steps in minutes (With permission of
NaturePublishing taken and modified from Okamoto et al. 2004)
10 Dendritic Elaboration: Morphology and Chemistry 249
synapses. This was elegantly shown by a study by Toni et al. (1999) in which
stimulated synapses could be recognized by their content of calcium precipitates in
the spines. Following LTP, a significant increase in the number of presynaptic
boutons contacting multiple spines (MSBs) at the same dendrite accompanied also
by a transient increase in perforated synapses. The study together with data from
Engert and Bonhoeffer (1999), Fiala et al. (2002a), Knott et al. (2006) and Harris
et al. (2003) pointed to a role of LTP in the induction and formation of new spines.
More recent studies using single- or two photon microscopy combined with live
imaging of neurons intracellularly filled with a fluorescent marker (Engert and
Bonhoeffer 1999) or transfected with a fluorescent protein (Dunaevsky
et al. 1999), or virally transfected (Maletic-Savatic et al. 1999) or genetically
(Grutzendler et al. 2002; Trachtenberg et al. 2002) have supported and substantiated
the above findings with the advantage that the same dendrite or spine along individ-
ual dendrites can be monitored before and after induction of LTP or LTD (Fig. 6b, c).
Taken together, LTP induces an increase in spine size (Hosokawa et al. 1995; Lang
et al. 2004; Matsuzaki et al. 2004, see also Fig. 6b) and spine number (Engert and
Bonhoeffer 1999; Maletic-Savatic et al. 1999; Nägerl et al. 2004), while LTD can
induce the shrinkage of spines (Zhou et al. 2004) and/or spine retraction (Nägerl
et al. 2004). These stimulation induced changes in spine dimensions are likely to be
mediated by activity-dependent changes in actin polymerization (Fischer et al. 1998;
Okamoto et al. 2004; see also Fig. 6c).
demonstrated that the density of dendritic spines and excitatory synapses undergo
severe changes by fluctuating levels of estradiol. Spine density increases during the
cycle, peaks shortly before the proestrus, with a rapid decline after 24 h with an
overall change during the estrus in spine density reaching ~30 %. Furthermore,
ovarectomy decreases the number of spines on CA1 pyramidal neurons; this effect
could be prevented and reversed by estradiol treatment (Woolley and McEwen
1993). Interestingly, this fluctuation of spine number is not accompanied by struc-
tural changes in the length and branching of dendrites or in the number of shaft
(inhibitory) synapses (Leranth et al. 2000, 2002; Adams et al. 2001; Hao et al. 2006).
The significant increase in spine densities during the cycle also is reflected in the
increase of so-called MSBs accounting for adding newly generated spines to already
existing presynaptic boutons (Woolley et al. 1996, see also Fig. 6a). Biocytin-
labeling of individual CA1 pyramidal cells has further shown that the estradiol-
induced increase in MSBs frequency occurred in MSBs that establish connections
with multiple neurons. This may indicate that excitatory synaptic connections are
highly synchronized during the estrus (Yankova et al. 2001). It has to be noted that
the increase in excitatory synaptic connections is followed by a transient reduction in
GABAergic synaptic transmission (Murphy et al. 1998). In vitro and in vivo studies
have shown that treatment with estradiol resulted in a dramatic decrease of glutamic
decaboxylase, the GABA-synthesizing enzyme followed by a reduction of miniature
IPSPs and an increase in miniature EPSPs in spiny neurons (Rudick and Woolley
2001, 2003). The significant increase in the number of dendritic spines and MSBs is
correlated with severe functional changes such as a decrease in the induction of
epileptiform activity, but an enhancement of NMDA-receptor mediated synaptic
plasticity. It was further implicated that the estradiol-induced effects on structural
and functional plasticity could also be directly linked to learning and memory, but
lead to differences in the performance of experimental animals in short-term spatial
memory tasks or to use a more “place” than “response strategy” in the Morris water
or radial maze dependent on the state of the estrus cycle.
Structural Pathology
a1 a2 c1 c2 c3
a3
d1 2 3
d4 5 6
b1 b2 b3 b4 b5
Fig. 7 Dendritic pathology induced by neurological and neurodegenerative disorders. (a1, a2),
Golgi-impregnated cerebellar Purkinje neurons in a normal (a1) and Alzheimer (a2) brain (With
courtesy from Ronald F. Mervis, Neurostructural Research Laboratories, Inc., Tampa, FL 33637
USA; Website: www.neurostructural.org). (a3), Low magnification of the CA1 subregion of the
hippocampus in a human Alzheimer brain. Note the severe changes in the overall dendritic
structure, branching and density of spines (Neurodigitech) (Taken from http://www.golgistain.
com/Services.php). (b1–b3), Golgi-impregnated basal dendrites and spines of layer 3 pyramidal
neurons in the dorsolateral prefrontal cortex from a normal control subjects (b1) and two subjects
with schizophrenia (b2 and b3) (Adapted and modified from Archives of General Psychiatry
57:65–73). (b4, b5), Type III Nrg1 heterozygous mice, a mouse model for schizophrenia, show
significant alterations in dendritic structure, branching, and a severe decrease in spine density within
proximal regions of apical dendrites of hippocampal pyramidal neurons (b5) compared to wild type
littermates (b4) as also found in the human brain (b2, b3) (With permission Journal of Neuroscience
taken and modified from Chen et al. (2008)). (c1–c3), In Fragile X mental retardation, the lack of the
fragile-X mental retardation protein (FMRP) causes an overproduction of dendritic spines. FMRP
normally acts as a “brake” on synapse generation, balancing the “accelerator” effects of mGluR5.
Dendrites from a “wild-type” mouse (c1); from the Fragile X knock-out mouse, which lacks FMRP
10 Dendritic Elaboration: Morphology and Chemistry 253
Fig. 7 (continued) (c2), and from the Fragile-X knock-out mouse after mGluR5 has been reduced
(c3). The increased density of spines in the Fragile-X knock-out is rescued to wild-type levels by
reducing mGluR5 (From Dölen et al. 2007 with courtesy from Mark F. Bear, Picower Institute for
Learning and Memory MIT and Howard Hughes Medical Institute Cambridge, 02139 MA, USA).
(d1–d6), Mice deficient for the UBE3A gene product E6-AP (AS), a mouse model for autism,
display abnormal dendritic spine morphologies. Light microscopic images from Golgi-impregnated
Purkinje cells in wild type (d1) and AS mice (d4), hippocampal CA1 pyramidal neurons (d2, d5)
and cortical layer 2/3 pyramidal neurons (d3, d6). AS mice exhibited abnormal, reduced dendritic
spine density on cerebellar, hippocampal and cortical neurons, despite a normal cellular architecture
and dendritic branching when compare with the wild type. In addition, AS mice had swellings
(black arrowhead) along secondary apical dendrites (With permission from Oxford University
Press taken from Dindot et al. (2008))
254 A. Rollenhagen and J.H.R. L€
ubke
Outlook
Dendrites, the input structure of a neuron, receive, integrate and modulate incoming
signals from the sensory periphery. Their aborization pattern together with their size
not only determines the mode of connectivity between neurons in a given network but
also the formation of highly specific spatial domains where they receive specific input.
Although the term “dendrites” is as old as the first complete description of a
neuron it was the introduction of state-of-the-art technology in the field of neurosci-
ence to unravel the hidden secrets of dendrites. At the structural level, for example,
in vivo and in vitro high-end light-, STED (Stimulated Emission Depletion) and
TIRF (Total internal reflection) fluorescence microscopy, confocal, two-photon and
electron microscopy allowed new insights into dendritic information processing at
high resolution in the micrometer to nanometer range. Differential interference
contrast video microscopy in combination with simultaneous patch-clamping of
different dendritic segments made it possible to study dendritic integration of signals
in vitro. The combination of two-photon, STED- and TIRF microcopy in combina-
tion with molecular approaches, for example tagging of various proteins expressed
in dendrites by green fluorescent protein made it possible to study the internal
machinery of dendrites or the detection of Ca2+ in the smallest dendritic compart-
ment, the spine, further investigate structural and functional aspects of dendritic
information processing, storage and integration. However, further research and
technical developments will be necessary to unravel the last secrets of dendrites.
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