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‘Instances’
David Davies
The distinction between singular and multiple artworks is usually drawn modally in terms of the
notion of an ‘instance’ of a work. Singular works, it is claimed, can only have a single instance,
whereas multiple works allow of more than one instance. But this is enlightening only if we have a
1. Introduction
The distinction between singular and multiple artworks seems to be both intuitive and easy
to characterize. Artworks are appreciated through experiential engagements with entities
that possess certain manifest properties that bear directly upon the works’ appreciation—
entities that, as we might say, ‘bear experientially’ upon the appreciation of the works.1
These entities are what we term ‘instances’ of the works. Some artworks, such as
Vermeer’s The View of Delft, have only one instance, whereas other artworks, such as Sibelius’s
2nd Symphony, Pynchon’s Gravity’s Rainbow, and Cartier-Bresson’s Abruzzi, have many. The
former works are singular, and the latter are multiple. Philosophers generally refine this
extensional account by talking in a modally inflected way about instances: singular works
can only have a single instance, it is claimed, whereas multiple works allow of more than one
instance.
1 Fiona Woollard has pointed out that this needs to be qualified if we are to exclude, from a work’s instances, various
kinds of accompanying text or documentation that provide information germane to the appreciation of a work – for
example, the text that accompanies a painting in a gallery, or the editor’s introduction to a novel. Such entities bear
inferentially upon a work’s appreciation by grounding certain inferences as to its contentful properties – often
higher-order contentful properties that it possesses in virtue of its manifest properties. A more qualified claim would
be that an instance of a work, in the general sense, is something capable of non-inferentially eliciting in a receiver an
experience of properties through which the primary content of an artwork is articulated. The ‘primary content’ of an
artwork, in turn, might be glossed as those contentful properties that may be the ground of other contentful
properties but which are not themselves grounded in contentful properties. However, since these refinements do not
bear in any crucial way on what follows, I shall allow the unqualified formulation to stand.
British Journal of Aesthetics Vol. 50 | Number 4 | October 2010 | pp. 411–426 DOI:10.1093/aesthj/ayq030
© British Society of Aesthetics 2010. Published by Oxford University Press on behalf of the British Society of Aesthetics.
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412 | DAVID DAVIES
Stephen Davies,2 for example, begins with the kinds of examples just canvassed. Then,
after noting some arguments by Gregory Currie for the claim that all artworks are mul-
tiple in nature—Currie terms this the ‘instance multiplicity hypothesis’ or IMH3—Davies
defends the singular/multiple distinction on the grounds that ‘it reflects real differences in
the way we identify and evaluate works of art’. After rehearsing the idea that singular
works differ from multiple works in allowing of only one instance, he maintains that the
key to understanding the ‘real differences’ between singular and multiple artworks lies in
‘the distinction between something’s being a copy of a distinct work and its being an in-
stance of the same work’. This distinction, in turn, can be understood in terms of the kinds
of intentions motivating those who generate such copies or instances, intentions under-
written by, and presupposing, certain institutionalized practices and understandings.
2 S. Davies ‘Ontology of Art’ in Jerrold Levinson (ed.), Oxford Companion to Aesthetics (OUP, 2003), pp. 155–180.
3 Gregory Currie, An Ontology of Art (London: St Martin’s, 1989).
4 In his Art and its Objects (CUP, 1968).
5 But not appreciable properties, if Wolterstorff is correct in claiming that artworks and their instances share properties
analogically rather than univocally. See Nicholas Wolterstorff, Works and Worlds of Art (Oxford: Clarendon Press,
1980).
MULTIPLE INSTANCES AND MULTIPLE ‘INSTANCES’ | 413
having their tokens as instances. But a physical object stands in no such logical relation to a
multiplicity of other things.
Of course, physical objects can stand in other relations to a multiplicity of things. For
example, there can be multiple copies of a physical object. Why, then, shouldn’t paintings
and works of carved sculpture be multiple in virtue of their possible or actual copies? Why
shouldn’t such copies count as instances of the works? A natural answer to this query is
forthcoming if, like Wollheim, we take artworks to be essentially contextualized entities
whose appreciation is a matter, inter alia, of ‘retrieval’ whereby we locate the art object in
its history of making. An original painting has a particular history of making that distin-
guishes it from anything else having the same manifest properties—a perfect forgery, for
example, or a product of Currie’s hypothetical ‘supercopier’ that produces a molecule-for-
order to appreciate the work. Nor, in the case of music and theatre, is the role R2 usually
played by instances.7 We do not ‘measure’ a performance against established performances
of a musical or theatrical work in order to tell whether it is a manifestation of the work.
Rather, we measure it against the contextualized prescriptions that themselves enter
crucially into the history of making of other manifestations of the work. Nevertheless,
whether or not they play the roles R1 and R2 in the appreciation of a work, we can identify,
for works in all artistic media, a class of manifestations that stand in the kind of historical–
intentional relation to the work’s history of making that, in the case of painting, renders a
unique object worthy to play the roles R1 and R2.
What I shall term a ‘provenential instance’ of a work X (a ‘P-instance’ of X) is a manifestation
of X that stands in just this kind of relation to X’s history of making. A work’s P-instances are the
7 Instances do play this role in musical and theatrical works that are transmitted orally or through shared practices
rather than through the written instructions furnished by scores and scripts.
8 P-instances have logical priority over other manifestations, given their role in determining what counts as a ‘copy’ or
‘E-instance’ of the work, But they may not have temporal priority. For, in an art such as photography that allows of
multiple P-instances, some copies of P-instances of a work may temporally precede the generation of other
P-instances. On the notion of a ‘copy’ of a work, see below.
9 However, the first role (R1) of P-instances, as characterized, bears upon the appreciation of works only if one is a
contextualist. An empiricist theory of appreciation prescinds from the history of making of a work’s artistic vehicle in
respect of this first role. The empiricist will, however, acknowledge the significance of those things that play the
second of the two roles distinguished above (R2). For it is by reference to those things playing the second role that we
determine the work’s ‘aesthetic object’, and thus the class of things that can play the role played by what I shall term
‘E-instances’ in a work’s appreciation. However, as just noted, instances of works only play this second role in certain
artforms. On the distinction between empiricist and contextualist models of appreciation, see chapter 2 of my Art as
Performance (Oxford: Blackwell, 2004).
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such modal talk also allows of an interpretation in purely epistemic terms. An instance of a
work in general, as we have seen, is something that makes manifest to receivers certain
properties that bear experientially upon the appreciation of the work. An instance in what
I am terming the purely epistemic sense fully satisfies this requirement, and does so simply in
virtue of the manifest properties that it possesses, independently of how it came to have
these properties. A natural way to introduce the purely epistemic notion of an instance of
a work is by noting, again, that, in arts such as film, music, literature, photography, and
carved sculpture, we treat different events and objects as ‘equally legitimate’ renditions of
a given artwork, whereas in painting and carved sculpture we do not.What they are equally
legitimate for is a particular kind of role in the appreciation of that artwork distinct from
the roles discussed in relation to a work’s P-instances. As noted at the beginning of this
Consider the standard contextualist response to Goodman’s claim that identity of text
entails identity of literary work.15 The contextualist argues that factors other than the
manifest properties of their texts bear upon the individuation and appreciation of literary
works. She points to hypothetical examples such as Borges’ story about Pierre Menard
who authors a text that is word-for-word identical to a fragment of Cervantes’ Don Quixote.
Borges’ narrator argues that the two texts—Menard’s and the relevant fragment of
Cervantes’—instantiate distinct works in virtue of the different contexts in which the
texts were inscribed. But since ex hypothesi the two works share their text, then it surely
does not matter if, in trying to appreciate Menard’s work by reading a given text, the text
I am reading stands in a historical relationship to the writing activity of Cervantes or to that
of Menard. In other words, it does not matter whether it is a copy of the P-instance of the
15 The locus classicus for this Goodmanian thesis is Nelson Goodman and Catherine Elgin, Reconceptions in Philosophy and
Other Arts and Sciences (London: Routledge, 1988), ch. III.
16 Note that I have not ruled upon whether the execution of the work’s score on a perfect timbral synthesizer counts
as a performance of the work. Musical theorists disagree about this, but we do not need to take a stand on this issue.
420 | DAVID DAVIES
But both performances will serve equally well as sources of the relevant sound qualities
for the appreciation of the piece, if it is given that they are identical in their timbral sonic
properties. Given that we have defined E-instances in terms of the distinctive experiential
role that they play in appreciation, both performances will count as E-instances unless
there is some other salient difference between them bearing on their possession of this
status.
Jerrold Levinson, however, insists that there is such a salient difference.17 He argues that
the expressive qualities that we ascribe to a piece of music may depend in part upon the
physical nature of the activities that we take to be involved in producing the sounds we
hear. Suppose that a particular work, composed for performance by a string quartet, is
properly taken to possess such expressive properties. These qualities, however, might not
17 Jerrold Levinson, ‘Authentic Performance and Performance Means’, in Music, Art, and Metaphysics (Ithaca, NY:
Cornell University Press, 1990), pp. 393–408.
18 Goodman, Languages of Art, p. 187.
MULTIPLE INSTANCES AND MULTIPLE ‘INSTANCES’ | 421
The notion of E-instance, on the other hand, picks out a particular role that something can
play in the appreciation of an artwork in virtue of its manifest properties alone. It is pos-
sible for a performable work to have E-instances that are not performances because an event
can play the relevant role in appreciation without standing in the relevant causal–intentional
relation to the composition of the work. Once we grasp the importance of this distinction,
it seems that it can obtain, at least in principle, in any art form. The super-copy can indeed
be an E-instance of a painting, without standing in the right causal–historical relation to the
painter’s activity to be a P-instance of the work. But it is the causal–historical relation in
which the painter stands to the original, qua P-instance, that determines, at least for con-
textualists, many of the kinds of considerations that need to be brought to bear in properly
appreciating the artwork on the basis of the manifest properties that, ex hypothesi, the
19 Jerrold Levinson, The Pleasures of Aesthetics (Ithaca, NY: Cornell University Press, 1996), pp. 141–144.
422 | DAVID DAVIES
why do we not require, for the proper appreciation of a literary work, an experiential
engagement with the original manuscript? For, as argued above, the latter, like the original
painting, is the work’s unique P-instance. And it is the only manifestation of the work that
issues directly from the creative activity of the artist.
Levinson suggests two kinds of disanalogies between painting and literature that might
counter this response. First, he maintains that the expressiveness of a painting derives in
part from gestural qualities of the actions whereby the painter marked the canvas,
whereas none of the expressiveness of a literary work depends upon similar qualities of
the actions whereby the author inscribes the manuscript. Furthermore, Levinson claims,
‘we can more transparently and vividly imagine the artist’s gestural action in creating the
painting . . . when we know the object in front of us was actually and directly the result
20 Levinson suggested such a disanalogy in a commentary on an earlier version of this paper presented at a symposium
on ‘Multiple Artworks’ at the 2009 meetings of the American Society for Aesthetics, Denver, Colorado.
MULTIPLE INSTANCES AND MULTIPLE ‘INSTANCES’ | 423
More significantly, the difference in intentions to which Levinson alludes can indeed
enter into our appreciation of the painting and the novel, even if we count the super-copy
of the painting as an E-instance of the work. For knowledge of the respective intentions of
author and painter concerning the P-instances of their works will be part of the knowledge
of provenance that we bring to our engagement with the super-copy and the copy of the
novel, and thus part of our sense of what the work is, if contextualism is correct. It is un-
clear why the bearing of these intentions on the proper appreciation of the work requires
that the intentions constrain what counts as an E-instance of the work, rather than supple-
menting the knowledge of provenance that we bring to our engagement with the work’s
E-instances.
21 N. Carroll, Mass Art (Oxford: Clarendon Press, 1998), pp. 219–222.
424 | DAVID DAVIES
(II) Alternatively, we might hold that the standard against which E-instances are to be
measured itself changes over time in tandem with changes in the manifest properties of the
P-instance of the work. In this case, a super-copy of the work made at t may no longer be
an E-instance of the work at t+1. But at t+1 we can make another super-copy of the paint-
ing which will be an E-instance of the work at t+1, again demonstrating the E-multiplicity
of the work.
Works that are intended to change over time present a more interesting challenge to the
idea that all works are E-multiple, but it is a challenge that can be met. Carroll begins with
examples of ‘site-specific’ art, where works owe at least part of their artistic character to
their environments. This in itself does not pose a problem for the proponent of the E-
multiplicity of all artworks. Consider, for example, certain Renaissance religious images
strategy, because ‘it is hard to imagine that, in the known physical universe, one could
regularly replicate the exact processes undergone by the original site-specific works by
means of Currie’s super-xerox machine’. Even if we could replicate the initial site-specific
situation, it is difficult to imagine that we could also replicate the transformative events in
the subsequent history of the piece. But, in the absence of such replication, Carroll claims,
the works will be different.
Suppose we grant that we cannot replicate the temporal evolution of a work such as
Spiral Jetty. How does this bear upon whether the work is E-singular or E-multiple? To an-
swer this question we must ask what conditions must be met by an E-instance of such a
work, and whether more than one entity can meet these conditions. What kind of experi-
ential engagement is required if we are to properly appreciate Smithson’s work? For
Again, we must ask what conditions must be met its E-instances, and whether more than
one entity can meet these conditions. What kind of experiential engagement is required if
we are to properly appreciate the Köln Concert? One option is to say that one is able to
properly appreciate the piece only if one was present at the Opera House in Köln on 25
January 1974. ‘You had to be there’, it might be said, to appreciate such a work properly:
only someone present at the concert could properly appreciate the spontaneous nature of
the composition. On this approach, it will turn out that there are indeed some works that
are E-singular. But this is because the appreciation of these works requires that we experi-
entially engage with the very history of making that confers upon a particular event the
status of P-instance.
Alternatively, we might hold that the work can be properly appreciated through experi-
David Davies
McGill University
david.davies@mcgill.ca
24 Earlier versions of this paper were presented at a symposium on ‘Multiple Artworks’, at the 2009 meetings of the
American Society for Aesthetics in Denver, Colorado, and at the University of Sheffield. I am grateful to members of
the audience on both occasions for challenging and very helpful criticisms. I would particularly like to thank Stephen
Davies, Saul Fisher, Robert Hopkins, John Hyman, Jerrold Levinson, Jennifer Saul, Robert Stecker, and Fiona
Woollard for extended discussions of these issues. Finally, I would like to thank the SSHRC of Canada, a research
grant from whom facilitated research on this paper.