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To cite this article: Wei Zhu, XiaoSi Su & Qiang Liu (2020): Analysis of the relationships between
the thermophysical properties of rocks in the Dandong Area of China, European Journal of Remote
Sensing, DOI: 10.1080/22797254.2020.1763205
Introduction et al., 2004; Gao et al., 2015), such as oil and natural
gas exploration and development; the development of
As global warming and energy resource depletion
hydrothermal resources and underground thermal
become more extensive, the need for exploration and
energy; hydrogeological issues; civil engineering; com-
development of geothermal energy is becoming more
posite material production and use; and environmen-
widely recognized, accepted, and valued. By 2010,
tal and geotechnical engineering.
there were 40 countries invested in the development
Many studies have been conducted to determine
and use of geothermal energy. Because geothermal
the relationships between the various thermophysical
energy is based on rich reserves, stable temperatures,
properties of various types of rock. For example, when
and is environmentally friendly, it has attracted a lot of
the influence of the shape and structure of the particles
attention from many governments. In the last few
is not taken into consideration, a correlation is
decades, the development and use of geothermal
observed between the thermal conductivity and the
energy (Figure 1) has rapidly increased, and the col-
porosity of the dry and saturated states. In addition,
lection capacity of geothermal energy installations
models were applied to analyze the relationship
reached 19.8 GW in 2015 in Country.
between the thermal conductivity and the porosity of
In nature, thermal conduction, thermal convection,
low porosity (10–30%) crystalline rocks (Aichlmayr &
and thermal radiation are the three major mechanisms
Kulacki, 2006; Keller et al., 1999; Schön, 2015). These
of thermal energy transmission. Currently, in the field
studies demonstrate that the thermal conductivity of
of geothermal energy exploration, thermal convection
sedimentary rock is smaller in the dry state than in the
and thermal radiation are thought to have a relatively
saturated state (Abid et al., 2014; Cho & Kwon, 2010;
small effect on geothermal energy transport. This
Cho et al., 2009; Schärli & Rybach, 1984; Walsh &
paper primarily investigates the geothermal conduc-
Decker, 1966), air (thermal conductivity: 0.025 W/
tion of various types of rocks, and the primary ther-
(m·K)) fills the pore spaces of rocks in the dry state,
mophysical properties that control the thermal
while water and/or other liquids (the thermal conduc-
conduction process, e.g., the coefficient of thermal
tivity of water: 0.6 W/(m·K); thermal conductivity of
conduction (thermal conductivity), specific heat capa-
oil: 0.1–0.2 W/(m·K)) fill the pores of rocks in the
city, water content, porosity, mineral composition,
saturated state. Using the effective continuity method,
Thermophysical properties play very important roles
Singh et al. (1990) proposed a model for the thermal
in many research fields (Cheng et al., 2013; Demırci
CONTACT Wei Zhu wei_zhu1114@outlook.com College of New Energy and environment, Jilin University, Changchun Jilin, China
© 2020 The Author(s). Published by Informa UK Limited, trading as Taylor & Francis Group.
This is an Open Access article distributed under the terms of the Creative Commons Attribution License (http://creativecommons.org/licenses/by/4.0/), which permits
unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.
2 W. ZHU ET AL.
conductivity of ternary unsaturated porous material; content, porosity, mineral composition.2. With the
Cosenza et al. (2003)used a numerical simulation to increase of water content, the thermal conductivity
investigate the influence of water content and the tends to increase, and the granitic diorite has the least
degree of saturation on the thermal conductivity; and influence, while the sandstone has the most influ-
Bakker (1997)used the finite element method to deter- ence.3. The X-ray diffraction technology mineral
mine the thermophysical properties of a porous med- composition analysis of rock samples, rock samples
ium. Based on the results of previous studies and the containing quartz, alkali feldspar and plagioclase,
relevant theoretical relationships, this study investi- using the theoretical formula to calculate the rock
gates the thermal physical properties of the rocks in in the area after the skeleton (lambda _s) and the
the vicinity of Dandong, China. We use a variety of thermal conductivity coefficient of thermal conduc-
theoretical models, to analyze the relationships tivity of saturated rocks (lambda _sat), compared
between each of the thermal physical parameters. with quartz content, shows a high content of quartz
The study area is Dandong City in northeastern rock, skeleton coefficient of thermal conductivity is
China. It is an intermediate-to-high altitude region higher;4. In order to comprehensively analyze the
characterized by low hills. The samples analyzed relationship between thermal conductivity and por-
were primarily rocks from the main strata in the osity, SEM technology was used to take photographs
study area. A total of 97 groups of rock samples were of rock samples to obtain the microstructure of dif-
collected including granodiorites, syenogranites, mon- ferent types of rocks. The mineral content and por-
zonitic granites, siltstones, fine sandstones, sand- osity of magmatic rocks were obviously better than
stones, and mudstones. In particular, the thermal that of sedimentary rocks, and the thermal conduc-
conductivity, water content, and porosity of 26 groups tivity of magmatic rocks was generally higher than
of samples were analyzed to determine the relation- that of sedimentary rocks.5. The relationship
ship between the thermal conductivity and water con- between thermal conductivity and porosity was
tent. The thermal conductivity, porosity, and mineral further studied theoretically more accurately, and 8
composition of six groups of samples were analyzed to thermal conductivity – porosity relationship models
investigate the relationship between the thermal con- were analyzed. The results showed that thermal con-
ductivity and mineral composition. In addition, the ductivity tended to decrease with the increase of
thermal conductivity, porosity, and specific heat capa- porosity.
city of 20 groups of samples were analyzed to deter-
mine the relationship between the thermal
conductivity, specific heat capacity, and porosity. Research methods
Article have done some work on the topic of this
Experimental methods
paper.:1. The main thermophysical property para-
meters involved in the formation rock mass in the The thermal conductivity of the rock was measured in
geothermal energy conduction are studied, including the laboratory, using a thermal conductivity sensor
thermal conductivity, specific heat capacity, water (TCS) (Figure 2). The TCS was used to measure the
EUROPEAN JOURNAL OF REMOTE SENSING 3
Figure 2. (a)TCS Thermal conductivity measuring device (b)BRR Geotechnical specific heat capacity tester.
anisotropic thermal conductivity of various types of the thermal conductivity of the saturated rock to com-
rocks along each direction in space. pare the accuracy of the calculation results. The
The specific heat capacity measurements were con- mineral component that affected the thermal conduc-
ducted using a BRR specific heat capacity device, the tivity the most was evaluated by comparing the skele-
combined cooling method, and a high-precision tem- ton thermal conductivity after the calculation was
perature recorder and thermocoupler (Figure 2). The performed, the thermal conductivity of the saturated
porosity was obtained using a KS-1 gas permeation rock after the conversion was performed, and the
device and the gas method with nitrogen as the testing measured laboratory thermal conductivity.
medium. Sandstone and mudstone samples were 3) The thermal conductivity, porosity, and specific
imaged using a scanning electron microscope (SEM) heat capacity of the rock samples were measured and
in order to analyze the relationship between the thermal compared to investigate the relationships between the
conductivity and porosity of the rocks. Field-emission various properties. The data was plotted to investigate
environmental SEM (model XL30ESEM-FEG) was how the thermal conductivity and the specific heat
used to investigate the microscopic structures, the capacity of the rock varied with porosity. The SEM
microscopic surface structures, and the distribution of images were used to analyze the microscopic structure
the micro-pores within the various rocks, thus allowing of different types of rocks and to compare their
for the complete characterization of the relationship mineral compositions and porosities and determine
between the thermal conductivity and porosity of the the relationship between the thermal conductivity
rocks. Mineral compositions were analyzed using X-ray and the porosity.
diffraction. Based on the aforementioned analysis, eight practical
theoretical models were used to construct curves of the
thermal conductivity versus porosity for the different
Analysis methods
types of rocks. The results were then compared with the
1) The water content of the rock samples was analyzed measured values, and the fit of the two data sets was
in order to determine the relationship between water calculated. In addition, while summarizing the relation-
content, thermal conductivity, and porosity. The rela- ship between the thermal conductivity and the porosity,
tionship between the thermal conductivity of the dif- the most practical of the eight models was selected for
ferent rock types and water content was obtained after use with the data from the study area. Part of the
these properties were measured for the collected sam- coefficient of thermal conductivity of the rock samples
ples. Based on the variations in thermal conductivity, is consistent with the calculated results of the individual
water content, and porosity of the test specimens in models. Research to try to decrease the skeleton of the
the dry state (low water content) and the saturated thermal conductivity of the rock sample to the thermal
state (high water content), the relationship between conductivity of sandstone, 2.55 W/(m·K), if the matrix
water content and thermal conductivity due to poros- thermal conductivity of the sandstone is decreased to
ity was determined. 2.55 W/(m·K), We have made relevant attempts. If the
2) X-ray diffraction was used to analyze the mineral thermal conductivity of the sandstone skeleton is
composition of representative rock samples. Fuchs reduced to 2.55 W/(m·K), It is compared with various
et al. proposed a geometrical mean model of the ther- models, The comparison shows that the thermal con-
mal conductivity of the rock skeleton where the ther- ductivity of the sandstone fits the result of the Litovskii
mal coefficient of the rock skeleton is equal to the model well.
product of the thermal conductivity of each of the Theoretical models have been widely applied to
mineral components forming the rock. Based on study the relationship between porosity and thermal
the measured mineral contents of the different rock conductivity. Table 1 shows some theoretical research
samples, modeling was used to calculate the skeleton models in which the thermal conductivity of the por-
thermal conductivity of each rock sample. The thermal ous material is a function of porosity. In these models,
conductivity of each rock skeleton was converted into the thermal conductivity is a function of the skeleton
4 W. ZHU ET AL.
Figure 3. Plot of thermal conductivity versus water content for the various rock types (a)Granodiorite; (b) syenogranite; (c) fine
sandstone; and (d) sandstone.
EUROPEAN JOURNAL OF REMOTE SENSING 5
Table 3. Thermal conductivity, saturated thermal conductivity, from Figure 4, there is no significant relationship
and measured values for different rock samples after between specific heat capacity and porosity, i.e.,
calculation. thermal conductivity is relatively low when porosity
Calculated ther-
mal conductivity is relatively high. This is because the thermal con-
Measured thermal
(W/(m·K)) conductivity (W/ ductivity of a liquid or a gas is far smaller than that
Sample # Rock type λs λsat (m·K)) of a mineral. For different types of rocks, the poros-
HGSC4-7 Granodiorite 3.311 3.092 2.870 ity can vary substantially due to differences in the
HGSC9-16 3.818 3.678 2.912
ZCHG4-7 Syenogranite 4.382 3.741 3.129 conditions under which the rock formed. The por-
S1-6 Sandstone 3.959 2.457 2.224 osity of the granodiorite is the lowest (<5%), while
XS5-7 Fine sandstone 3.513 2.440 2.415
N3-7 Mudstone 3.529 3.271 3.212
the porosity of the sandstone is relatively
Note. The thermal conductivity of the different minerals: quartz = 7.7 W/ high (>10%).
(m·K); alkali-feldspar = 2.3 W/(m·K); and alkali-feld = 2.31 W/(mK). SEM imaging was performed on representative
samples of granodiorite, syenogranite, sandstone, and
mudstone to more fully analyze the relationship
the measured thermal conductivity of the saturated between the thermal conductivity and porosity of
rocks, it becomes apparent that the two thermal con- these rocks. These SEM images (Figure 5) illustrate
ductivity values of the partial samples are similar. the differences in the microscopic structures of the
However, some samples still exhibit relatively large different types of rocks. The mineral content and
differences, which may be due to the accuracy of the porosity of igneous rocks are far higher than that of
equation used for the calculation and/or the error in the sedimentary rocks, which is reflected by the ther-
the measured values introduced by the equipment mal conductivity of the rock, i.e., the thermal conduc-
used. Based on these comparisons, we conclude that tivity of igneous rocks is typically higher than that of
there is a relationship between the thermal conductiv- sedimentary rocks.
ity of the rock and its mineral composition, and thus, Based on the aforementioned analysis, the models
the thermal conductivity of a rock can be calculated in Table 1 were used to create and compare the var-
based on its mineral composition. iance curves of thermal conductivity versus porosity of
the different types of rocks. The curve that best fit the
Relationship between thermal conductivity, specific measured data is that of the model most suitable for
heat capacity, and porosity determining the thermal conductivity.
The porosity of a rock is one of the most important In this study, the thermal conductivity in these
variables that influence its thermophysical proper- models is a function of the skeleton thermal conduc-
ties. By measuring the thermal conductivity, poros- tivity (λs), the saturated fluid thermal conductivity (λf),
ity, and specific heat capacity of the different types and the porosity (φ). The thermal conductivity model
of rocks (Table 4), the variation in thermal conduc- is related to the solid-to-fluid thermal conductivity
tivity and specific heat capacity can be determined ratio (λs/λf).]Aichlmayr and Kulacki (2006)divided all
as a function of porosity (Figure 4). As can be seen of the theoretical models into three categories: 1) those
with low solid-fluid thermal conductivity ratios (1 < λs
/λf< 10); 2) those with intermediate solid-fluid thermal
Table 4. Thermal conductivity, specific heat capacity, and
porosity of the rock samples. conductivity ratios (10 < λs/λf< 103); and 3) those with
Specific high solid-fluid thermal conductivity ratios (103< λs
Thermal heat /λf). For a rock that is not influenced by water content,
conductivity Porosity capacity
# Rock type Sample # W/(m·K) (%) kJ/(kg·K)
i.e., a rock in the dry state, the thermal conductivity of
1 Granodiorite HGSC2-3 2.887 3.08 0.749 the rock has a high solid-fluid thermal conductivity
2 HGSC9-1 2.739 4.35 0.787 ratio.
3 HGSC6-2 2.791 4.27 0.762
4 HGSC4-1 2.871 3.32 0.818
By using the models in Table 1, Figure 6 compares
5 HGSC3-1 2.392 6.26 0.887 the measured values and the curves of thermal con-
6 HGSC5-2 2.295 7.59 0.907 ductivity vs. porosity for all seven models for the
7 HGSC2-16 2.708 1.91 0.779
8 HGSC3-15 2.912 1.73 0.760 granodiorite, syenogranite, and sandstone. As can be
9 Syenogranite ZCHG-32 2.508 8.54 0.938 seen from Figure 7, the variance curves of the thermal
10 ZCHG-21 2.607 6.85 0.867
11 ZCHG-15 2.459 8.87 0.859 conductivity versus porosity are different for the dif-
12 ZCHG-6 2.469 8.75 0.961 ferent types of rocks, which is primarily due to the
13 Sandstone S1-6 1.870 18.58 0.766
14 S2-9 1.868 18.12 0.738 different thermal conductivities of their rock skele-
15 Fine sandstone XS3–41 2.018 20.59 1.048 tons. In addition, it can be seen that the variance
16 XS4-19 2.507 13.31 0.893
17 XS5-22 2.271 9.87 0.952
curves of the syenogranite and the sandstone are
18 XS6-40 2.510 12.11 1.134 both greater than the measured values, indicating
19 XS7-9 2.329 10.87 1.029 that the thermal conductivity of the rocks cannot be
20 Mudstone N6-17 2.167 3.75 0.917
effectively calculated by these models. Only the
EUROPEAN JOURNAL OF REMOTE SENSING 7
Figure 4. Plot of thermal conductivity and specific heat capacity versus porosity.
Figure 5. SEM images of the various rock types.(a) granodiorite; (b) syenogranite; (c) sandstone; and (d) mudstone.
thermal conductivity of the granodiorite is relatively values. For example, if the skeleton thermal conduc-
close to the model of Sugawara and Yoshizawa.; how- tivity of the sandstone is decreased to 2.55 W/(m·K),
ever, the models do not satisfactorily match the mea- then the thermal conductivity of the sandstone fits the
sured data, indicating that these models are not result of the Litovskii model well.
effective for the rock samples studied in this paper. Figure 7 shows the thermal conductivity curvesof
The thermal conductivities of the partial rock sam- the different types of rocks calculated using the Keller
ples are consistent with the results of several models. model, which accounts for the effect of the shape of
The skeleton thermal conductivity of the rock sample the pores on the thermal conductivity. This model
used affects the fit of the models, and the variance considers the impact of the ratio of the pore size to
curves of several models satisfactorily fit the measured the particle size (b/a, where 2b is the pore size and 2a
8 W. ZHU ET AL.
Figure 6. Plots of thermal conductivity versus porosity for the different types of rocks. (a)Thermal conductivity calculated by the
various theoretical models and (b) the measurement thermal conductivity values. The measured thermal conductivity values are
from the 1: geometrical mean model; 2: Russell model (Russell, 1935); 3: Odeleyskii model(Odelevskii, 1951); 4: Litovskii model
(Litovskii, 1980); 5: Ribaud model (Ribaud, 1937); 6: Huang model (Huang, 1971); and 7: Sugawara and Yoshizawa model
(Sugawara & Yoshizawa, 1961).
is the particle size) on the thermal conductivity. The rocks with the corresponding measured values we
curves of thermal conductivity versus porosity fit the assessed the effectiveness of the various models in deter-
measured results of the rock samples well; thus, we mining the thermal conductivities of the different types of
conclude that this model can be used to calculate the rocks. We conclude that the Keller model is the most
thermal conductivity of the various types of rocks. appropriate model for the samples in the study area.
Because of the importance of heat conduction in the
geothermal field, thermal conductivity is the key factor in
Conclusions studying geothermal energy transport. The thermal con-
ductivity of the rock is closely related to its influencing
(1) The thermal conductivity of the rock samples
factors. Therefore, even for the same rock sample, when
increased with increasing water content. The differ-
different influencing factors are considered, the thermal
ences in the water contents of the various types of rock
conductivity determined by different scholars can be sig-
are related to differences in their porosities, i.e., lower
nificantly different. Thus, in this paper, the rocks in the
porosity results in the saturated state affecting the
Dandong region were studied in detail to determine the
thermal conductivity of the rock less.
relationship between the coefficient of thermal conductiv-
(2) Rocks are composed of minerals and the pore
ity and its various influencing factors. Our results provide
space between them. Therefore, the thermal conductiv-
important information that can be used in the develop-
ity of a rock is the combined result of the thermal
ment of geothermal energy exploitation and development.
conductivity of the minerals forming the rock and the
fluids in the pore spaces. Thermal conductivity is closely
related to the quartz content of the rock because quartz
has a high thermal conductivity.
Key Points
(3) If two samples have the same mineral content, then ● The interaction between thermal and physical para-
the thermal conductivity of the high porosity sample will meters of rock was analyzed by using X-ray diffraction,
be lower. By comparing the plot of thermal conductivity SEM imaging and the model of thermal conductivity -
porosity function.
versus porosity of the eight models of the different types of
EUROPEAN JOURNAL OF REMOTE SENSING 9
Figure 7. Plots of thermal conductivity versus porosity for the different types of rocks.Calculated using (a) the Keller model(Keller
et al., 1999)and (b) the measured thermal conductivity values.