Professional Documents
Culture Documents
Introduction
The goal of this literature review is to describe and critically assess how soci-
ologists and researchers in related disciplines in South Africa (SA) have stud-
ied racial and ethnic inequalities in education from pre-1994 to 2017. The
current chapter builds up on the first documented review on research carried
out on race, ethnicity and educational inequality which was conducted in
2014 by Essack and Hindle (2014). The review identified eight research tradi-
tions that had dominated the field: (1) from oligarchy to democracy; (2) pol-
icy development – state versus resistance movements; (3) the impact of the
removal of race-based policies; (4) racial (de) segregation; (5) (de)segregation
and school resources; (6) curriculum studies; (7) teacher training and peda-
gogy; (8) charting inequalities in student outcomes. Some challenges identi-
fied in the previous review relate to identifying research paradigms that yield
suggestions on improvement with respect to policy and impact to the embed-
ded nature of learner experience within a school context to how inequalities
can be addressed in former African schools and mixed-race schools. This
chapter builds on the previous review, and read together they show the
S. Essack (*)
National Department of Higher Education and Training, Pretoria, South Africa
e-mail: Essack.S@dhet.gov.za
D. B. Hindle
National Education Collaboration Trust, Pretoria, South Africa
e-mail: hindle@mweb.co.za
National Context
This section offers a brief overview of the main characteristics of the SA edu-
cational system, the transition from education under apartheid to education
under democracy, and key developments in policy from pre-1994 to 2017. In
this description and analysis, it is necessary to invoke the terminology of
apartheid, with four racial categories used, described here as (Black) African,
Coloured, Indian and White. Where appropriate elsewhere, the (general)
term Black is used to include African, Coloured and Indian groups compared
to White groups. This is not intended to confirm any sense of racial classifica-
tion, and the terms are used only for historical or analytical reasons.
The following discussion is divided into four parts: the apartheid, the resis-
tance and the immediate post-apartheid period, as well as the period after two
decades of democracy, from 2014.
1
Racial categories as defined in terms of apartheid legislation. Whites were of European extraction,
Indians originally from Asia, and Coloured as people of mixed race. Black Africans were given various
designations, including ethnic ones including tribal orogins (Zulu, Xhosa and so on). Post 1994, the term
Black is used to describe all “non-white” persons, including Africans, Indians and Coloureds. These have
reference with regard to affirmative action legislation and policy.
934 S. Essack and D. B. Hindle
These divisions were not just organisational categories: there were specific lay-
ers of material and cultural advantage and disadvantage that went with each.
Opposition to “Bantu Education” (as education for Blacks was officially known,
where Bantu means “Black people”) was extensive, and a core pillar of the broader
anti-apartheid movement. Repression, intolerance and inequality were driven by
the education system, with children socialised into their pre-determined role
either as a “White boss” or a “Black worker” (Alexander 1990; Kallaway 2002).
Besides the physical deprivation of poor facilities and under-trained teachers in
most Black schools, the psychological trauma of being groomed for second class
citizenship was profound, and has been described by former Education Minister
Naledi Pandor (1994–1999) as “one of the most enduring legacies of apartheid”,
resulting in a diminished sense of self-worth. A study by Mathonsi (1988) also
showed how final school results were manipulated by the apartheid state in rela-
tion to the labour absorption capacity of the country: if fewer jobs were available
more students were failed so they remained in school for longer. Success at school
was thereby delinked from effort and achievement and subjected to a range of
external factors, which further undermined the credibility of the system.
The student protests of 1976 are well documented (Baloyi 2004), including
their origins in relation to a directive that half of all subjects should be studied
in Afrikaans. Besides the fact that most Black children (and their teachers) did
not speak Afrikaans, its association with the apartheid system was very strong,
and the directive was broadly rejected. This sparked off a national revolt,
which in turn became a catalyst for much wider civil disobedience and the
final changes which came about in 1994 (Landman 1992; Muller 1992). In
this way students have been characterised as having led the revolution, while
their parents had been “too patient, too tolerant, for too long”.
A large part of this resistance came from the teachers themselves, who for a
long time had been passive agents of the apartheid state, despite their stated
dislike of what was happening (Levin 1991; Moll 1991; Hartshorne 1992).
The lure of professionalism prevented these teachers from taking direct action,
and many (reluctantly) simply followed the prescripts. However, by the late
1980s a growing number of teachers, some of whom had been politicised and
mobilised during the student protests of the former decade, began to organise
outside of the traditional teacher organisations, and adopted a more militant
and aggressive stance towards the apartheid authorities. Civil society organisa-
tions were formed around the issue of education, which coalesced in the for-
mation of the National Education Crisis Committee (NECC) as the voice of
Republic of South Africa: An Enduring Tale of Two Unequal Systems 935
the progressive forces in regard to education. Its immediate agenda was the
pursuit of a unitary and equitable education system. The broader goal was the
democratisation of society, and this was captured in the slogan: “Peoples
Education for Peoples Power” (Chisholm 2006).
After the first democratic elections of 1994, the Bill of Rights contained in the
Constitution of the Republic of South Africa (RSA 1996) was promulgated.
This secured an inalienable right to basic education, including adult basic
education, and to further education, which the state, through reasonable
measures, must progressively make available and accessible. The first year of
schooling is a “reception year”, which is not compulsory. Grades 10, 11 and
12 are also not compulsory (in terms of law) although there is an expectation
that children should complete Grade 12 and access is not denied. The national
policy on inclusion, contained in Education White Paper 6, acknowledges
and respects differences in learners, especially with respect to disability, and
promotes an approach that responds to their needs. Special schools are pro-
vided for (although insufficient in number), but where possible learners with
special needs are encouraged to attend mainstream schools.
Access to higher education is based on the National Senior Certificate
(NSC) results at the end of Grade 12, and remains highly competitive.
Accountability issues have a complex set of approaches in South African
public schools. A decentralized, liberal model informs the overall design of the
system, where elected school governing bodies have extensive powers and func-
tions, including those of teacher recruitment, the setting of school fees, and the
determination of language and other policies. Some of these, like language, are
used as exclusionary mechanisms, and fees in some over-subscribed public
schools (especially former White schools) are beyond the reach of many.
The resourcing model is intended to be pro-poor, although there has been
limited tangible progress for many poor and rural communities. The policy
on school fees is justified on equity grounds: limited state resources are
directed towards the poor, while the rich carry part of the costs themselves.
Since non-personnel costs (around 20% of the total) are allocated to schools
on a redistributive basis, the wealthiest schools receive only a small portion of
their running costs from the state. This requires them to raise fees to main-
tain the facilities, and to privately employ additional teachers. The second
ground is that there is provision for a fee exemption where the school fee is a
certain proportion of the “family income”. However, schools are minimally
936 S. Essack and D. B. Hindle
After more than 20 years of democracy, the Constitutional and legal frame-
work governing education is now well established, including the imperative
for co-operative governance between the national and provincial spheres of
government, each of which has designated powers and functions. Overall par-
ticipation rates are high at primary levels, with high levels of gender equity.
Retention rates are a problem, with some 50% of learners leaving school
before completing the national exit examination, the National Senior
Certificate (NSC). Performance levels, as measured in national and interna-
tional assessments such as Southern and Eastern African Consortium for
2
Trends in International Mathematics and Science Study (TIMSS).
3
Progress in International Reading and Literacy Study.
938 S. Essack and D. B. Hindle
4
Southern and Eastern African Consortium for Measuring Educational Quality.
5
Trends in International Mathematics and Science Study (TIMSS).
6
Progress in International Reading and Literacy Study.
7
Unemployment among school leavers is currently above 40% (StatsSA Labour Report, 2017).
8
Taylor N and Shindler, Education Sector Landscape Mapping South Africa, December 2016. Table 22
(www.jet.org.za).
Republic of South Africa: An Enduring Tale of Two Unequal Systems 939
9
The 1976 student movement was begun by schoolchildren from Soweto near Johannesburg.
940 S. Essack and D. B. Hindle
schools which enrol African learners in numbers which vary from 25% to
75%, and Afrikaans-speaking schools containing minimal numbers of African
pupils. (http://www.jet.org.za).
This trend continues for the post-1994 period to current. Internal migra-
tion from neighbouring countries remains a major factor, as economic and
political pull and push factors bring large numbers of people to South Africa,
many of them children. The Constitution protects the right of every child to
education, without reference to citizenship, so they are admitted to public
schools. In conditions of poverty and scarce resources, socio-political conflicts
do break out, with xenophobic type attacks against foreigners, especially for-
eign owned shops.
Internal migration is also a major factor in regard to education planning
and resourcing. Migration to urban centres is a growing trend, with the
Gauteng province receiving more than 80,000 additional learners from other
(poorer) provinces at the start of the 2017 academic year. Even if these chil-
dren are not getting access to the top schools (no more than 20% of the total),
their education in an urban township is likely to be better than that in the
rural area.
At a resourcing level, the financing principle is that “funds follow the
learner”. This means that poorer rural provinces, already losing pupils because
of poor quality education, lose funds to those provinces that are able to attract
them, thus aggravating an already problematic situation. This is further com-
pounded by the ability of economically developed provinces (like Gauteng
and the Western Cape) to get additional funding based on their contribution
to Gross Domestic Profit (GDP), and for them to generate and use own rev-
enue generated in the province. In 2016, Gauteng topped up their national
allocation by over R2 billion, for an Information Communications Technology
(ICT) rollout programme, while the Eastern Cape department was forced to
borrow from other provincial Departments just to meet basic needs.
In addition there is a large migration of learners within provinces, as fami-
lies move from the rural parts of the provinces to bigger towns, or as children
move to live with relatives nearer town. The consequence of this is a growing
number of financially unsustainable small schools in rural villages; schools
which should be closed but which also constitute the lifeblood of the very
limited local economy, and residents understandably fight for them to stay
open, despite a generally poor standard of education. This becomes an addi-
tional burden to provinces with rural populations, where the costs of deliver-
ing education are much higher than in concentrated urban areas.
Republic of South Africa: An Enduring Tale of Two Unequal Systems 941
Key policy research in this period was large scale and state funded aimed at
justifying structural inequalities. The key policy documents produced were the
De Lange Report, The Buthelezi Commission report, the 1983 White Paper
942 S. Essack and D. B. Hindle
on Education and the Education Renewal Strategy (ERS). These papers were
mainly descriptive aimed at explaining the nature of educational inequality in
apartheid SA with a view to justifying it. These reports are significant since
they reveal how the state “manipulated” its position of authority to legitimate
educational inequality based on perverse and crude notions of racial inferior-
ity. These reports are discussed in greater detail under Tradition 1.
The transformation of education was not simple, and this was well under-
stood. In crude terms, the question was if “education for liberation”, in which
pupils would remain at school, be taught by “progressive” teachers, and use
education to achieve a heightened, post-liberation consciousness, was a cor-
rect strategy, or whether political liberation needed to precede any kind of real
transformation, in which case schools should be boycotted or even burnt
down until the edifice of apartheid collapsed (Alexander 1990). This tension
was never fully resolved; while significant efforts were put into trying to pro-
vide alternative curricula and materials to teachers, the mood in many schools
was one in which education was willingly sacrificed in pursuit of broader un-
governability and the end of the apartheid state. This un-governability
included the complete non-recognition of education authorities, including a
refusal for principals or members of the “inspectorate” to do their work, which
has left many schools still today without the requisite authority and discipline
to be effective (Baloyi 2004).
The major policy development by pro-democracy forces was in 1992 when
the National Education Policy Investigation (NEPI) produced a comprehen-
sive, multi-volume report that provided a well-researched argument for a sys-
temic overhaul of the education system towards a unified, democratic and
non-racial system. In 1994, on the eve of assuming power, the African
National Congress (ANC) Policy Framework for Education and Training was
published, strongly influenced by the Congress of South African Trade Unions
(COSATU) and the National Training Board (NTB). They advocated the
integration of education and training within a single qualifications frame-
work, which could improve both the quality and relevance of educational
knowledge and skills for the world of work and bring about greater equity and
redress (de Clercq 1997: 151). Soon thereafter, the Minister of Education
released the First White Paper on Education and Training.
Republic of South Africa: An Enduring Tale of Two Unequal Systems 943
Post 1994, SA had a unique opportunity to define and build a new education
system from scratch. But at the same time there was an increasing recognition
that social institutions do not work this way – they change slowly, and they
have to take account of what already exists. This challenge was highlighted
during the long process of negotiations which led to the 1994 transition, in
which education featured prominently (Hartshorne 1992; Baloyi 2004).
1996 ushered in the first of far-reaching policy and legislative changes.
These included the promulgation of the National Education Policy Act (NEPA)
which defined the powers and duties of the national and provincial education
ministries (Carrim 2001: 101). However the outgoing apartheid regime had
insisted on a maximum devolution of powers in the Constitutional frame-
work with regard to education as a way of exerting control on some areas of
governance. The function was therefore designated by NEPA as a “concur-
rent” responsibility of both national and provincial governments, with both
having legislative and executive powers, but with provinces having the bud-
gets and administrative responsibility for the management of schools.
Also in 1996, following an extensive set of consultations, the South African
Schools Act (Act No. 84 of 1996) (“the SASA Act”) was enacted, which dealt
with the funding, organisation and governance of schools (Carrim 2001:
102). The SASA Act extended significant powers and functions to elected
school governing bodies. Powers of admission, language policy and other cru-
cial elements like selecting and recommending teachers for appointment were
given to schools to determine. But most significantly, schools were given the
power to set and collect compulsory school fees, with complicated exemption
policies intended to protect poorer learners from being excluded. This liberali-
sation, which gave public schools more powers than their counterparts any-
where else in the world, has allowed privileged schools to remain so, with a
careful selection of fee paying parents, teachers who reflect the historical tradi-
tions of the school, and the use of school fees to employ additional teachers
and procure other teaching and learning resources. As a result, such schools
perform substantially better than the majority, although whether they should
be regarded as “public” schools is debatable, since they have effectively been
privatised. Ironically, Taylor as cited in Paton (2008: 1) is of the view that:
“Free education across the board will be the final nail in the coffin of the pub-
lic school system”.
In 2002, the National Curriculum Statement (NCS) was revised. The
much awaited curriculum reform came in the form of Curriculum 2005, an
944 S. Essack and D. B. Hindle
10
MRTEQ, DBE, 2016.
Republic of South Africa: An Enduring Tale of Two Unequal Systems 945
11
CAPS, Department of Basic Education, 2012.
12
Schools do record the race of each child; this is required to measure progress towards racial equity.
13
CEO of the Human Sciences Research Council, a statutory body.
14
Furthering the Developmental Imperative? An assessment of the past 20 years of education legislation
and policy in South Africa, National Education Collaboration Trust, 2017. Report available at www.nect.
org.za
946 S. Essack and D. B. Hindle
much has been achieved in pursuit of the fundamental rights to education enshrined
in the constitution since the establishment of the first democratic government in
1994. Not only have realistic levels of universal access to schooling been achieved, but
also, unlike many other developing countries, access to schooling in South Africa has
been achieved equally for male and female children.
However, while significant gaps remain in the provision of education, particularly
in the post-school skills development sector, profound questions regarding relevance
and quality pose the greatest challenge to every sector. In addition, quality is inequi-
tably distributed, adding a further brake on the life chances of poor learners in all
sectors.
The very inefficient rate of learning in schools serving the poor is undoubtedly the
greatest problem faced by the entire education system. Poorly educated primary school
children battle when entering high school, university, TVET college and adult edu-
cation programmes. They constitute the large majority of the youth, unable to access
work or skills programmes.
15
ibid.
16
www.us.ac.za
17
Gustafsson M, Legislation and progress in basic education in South Africa, Unpublished report;
Research on Socio-Economic Policy (ReSEP), University of Stellenbosch, May 2017.
18
National Planning Commission, 2012.
Republic of South Africa: An Enduring Tale of Two Unequal Systems 947
Gustafsson (2017) also identifies other significant studies which deal with
the measurement of policy impacts, including the following19:
19
All reports available at www.dbe.gov.za
948 S. Essack and D. B. Hindle
Methods
The literature review faced some restrictions. First, it was decided to include
only studies that focused on SA as a research context. Second, the literature
review was restricted to contributions between pre-1994 and 2017 from the
discipline of sociology and related disciplines that focused on the relationship
between educational inequality and race or ethnicity. For SA, the focus was
mainly on race. Third, only research that focused on secondary education was
included for analysis. As a result, studies that investigated other forms of edu-
cation, such as preschool, family, primary, higher, or adult education were
excluded. Finally, only peer-refereed journal articles, commissioned reports
and (edited) books were considered or analysis. Although these four criteria
for inclusion strongly guided the review process, studies were sometimes con-
sidered that did not fulfil at least one of these criteria, because they were per-
ceived as valuable or important examples of specific research traditions, for
example, this includes some of the critical policy documents consulted. The
restrictions are not meant to marginalize other literature sources, disciplinary
perspectives and/or forms of education.
The process of sampling specific research contributions involved a search of
the relevant databases using specific research queries in seven selected data-
bases for the period 2010–2017. These include (1) The library catalogue at
the University of South Africa (UNISA) for books on http://millennium.
ac.za/ and http://millennium.unisa.ac.za/airpac. (2) The SAePublications for
South African Journal articles. (3) Google Scholar (http://scholar.google.
Republic of South Africa: An Enduring Tale of Two Unequal Systems 949
com). (4) The Human Sciences Research Council (HSRC) database. (5) The
journal “Perspectives in Education”. (6) The South African Institute of Race
Relations (SAIRR). (7) The “Journal of Education”. Thereafter, a manageable
sample of articles were selected and systematically analysed. Additional infor-
mation identified in reports, journals, books, and key researchers were
included in the review process. The methodology has thus remained the same
as for the previous comparable review.
Research Traditions
A literature review for the period 2010–2017 is a continuity of the eight
broad research traditions from: (1) oligarchy to democracy; (2) policy devel-
opment – state versus resistance movements; (3) the impact of the removal of
race-based policies; (4) racial (de) segregation: causes and consequences; (5)
(de) segregation and school resources; and (6) curriculum studies; (7) teacher
training and pedagogy; and (8) charting inequalities in student outcomes.
The research tradition of “rural education”, which is an emerging tradition, is
included as a ninth tradition. The following section provides a descriptive
analysis for each research tradition.
Oligarchy to Democracy
Inequality Persists
Whilst this paper focuses on research from the period 2010 to current, it is
worthwhile reflecting on some of the past studies as a means to provide con-
tinuity and context to the current study. A brief look at past and current
research indicates that inequality in education does persist. In 2002, van der
Berg (2002: 1) argued that: “…while inequality is strongly rooted in the labour
market, labour market race differentials has declined as a cause of inequality.
950 S. Essack and D. B. Hindle
While differentials in educational quality are large and small for residual earn-
ings, education becomes the one factor amenable to policy.” This issue goes to the
core of this research tradition.
Census data, survey data, data from the Project for Statistics on Living
Standards and Development (PSLSD), school level data and the Labour Force
Surveys (LFS) have been used to gauge the improvement in schooling for
mainly Black learners. In 2010, van der Berg (2010: 1–26) concluded that
despite massive resource shifts to Black schools, matriculation results, in
mainly Black schools, deteriorated in the post-apartheid period, but with high
standard deviations as shown in regressions of matric pass rate obtained from
school level data that identifies racial composition as the major explanatory
factor alongside socio-economic background (as measure by school fees set by
school governing bodies) and educational inputs (measured by teacher-pupil
ratios and teacher salaries as proxy for qualifications and experience), teaching
resources and the malfunctioning of large parts of the school system. The sup-
port for the persistence of inequality in schooling is found in research con-
ducted by Keswell (2010a: 1–28) on data from the PSLSD, the first racially
representative national survey of living standards to be conducted in SA, and
the LFS of 2001/2002. The estimates are for individuals and not households.
The results indicate that (a) despite improvements between race and gender,
equal opportunity does not exist, progress towards levelling the playing field
is slow and school quality “…does not appear to have a marked impact on the
racial differences in the return structure observed previously” (Keswell 2010a, b:
13) and (b) whereas, at the end of apartheid the rates of returns for both Black
and White stood at 11%, a decade later it stood at 43% for Whites and
declined to 7% for Africans.
The implications are that race in earnings is no longer a strong factor in
generating wage differentials between individuals but plays a strong role in
determining how educational attainment comes to be valued in the labour
market. In the end, “Racial differences in the return functions might lead to an
incentive structure facing Blacks that is at odds with the further acquisition of
schooling. This may impede or possibly even reverse gains made over the past decade
in the equalization of schooling attainment, thereby leading to a self-fulfilling
racial poverty trap in which employers continue to pay the disadvantaged group a
wage equal to the average marginal product of the disadvantaged group, leading
to persistence of the unequal reward structure, and hence a continuation of
inequalities in educational attainment” (Keswell 2010a, b: 13).
While primary schooling is almost universal, advancement to secondary
schooling nearly as high and disparities in educational attainment between
the different racial groups has decreased, Whites continue to finish about two
Republic of South Africa: An Enduring Tale of Two Unequal Systems 951
Unlike the period from 1980 to 2010, where many educational policies were
developed, from 2010 to 2017, there have been very few substantive legisla-
tive or policy developments. Certain aspects of policy have been revised, some
legal clauses amended, but there has been no significant change to current
policy, including equity related laws and policy. The policies developed in this
period include the “Minimum Requirements for Teacher Education
Qualifications” (MRTEQ, DBE, 2016) and the publication of the new
national Curriculum and Assessment Policy Statement (2012, CAPS,
Department of Basic Education), a fourth iteration of the curriculum post
1994 which reflects a continuous trend of increasing specificity of content
and sequencing, and a retreat from the outcomes based approach of the first
post-apartheid Curriculum 2005.
The period 2010–2017 is characterised by a plethora of critique on the suc-
cess or failure of policy implementation. Central debates relate to policy and
its content which, according to du Plessis (2013: 87) establish the parameters
and directives for implementation, the success of which depends on the sup-
port it generates among stakeholders. Furthermore, Christie (2008) highlights
that despite the policy emphasis on structural changes, human agency and its
influence on policy outcomes cannot be ignored. Akoojee (2010) makes a case
for policy making to be understood within the context of a “21st century devel-
opmental state” and concludes that developmental challenges in post-apartheid
SA remain daunting and must be identified and thus calls for a serious re-
shaping of policy. Not surprisingly then, the focus on engagement at the grass-
roots is essential if the intended outcomes of policy are to be realised.
A chapter on education and training, written by Dr. Vusi Gumede (2015) for
students of political economy at the University of South Africa,20 notes that
education is confronted by the need to address the continuously changing
social and economic dynamics. He notes that the reforms that have taken
place in South Africa’s education system since 1994 were necessary for a newly
20
http://www.codesria.org/spip.php?article2625
954 S. Essack and D. B. Hindle
Much of the research during this period focused on the impact of educational
policy on the system as a whole. Gustafsson’s (2017) analysis of the legislative
and policy context begins with the NDP as a basis for guidance on “critical
success factors”, and advises that policy should be formulated on the basis of
experience and evidence calling for a “vigorous national education discourse”,
which may be what is starting to emerge.
Soudien (2017) describes the education system as a bifurcated one: one for
the urban rich a small part of which is non-racial and one for the Black, rural
poor. Soudien (2017) urges that new thinking on policy is required. Research
undertaken by Davids and Waghid (2012: 19–111), Spreen and Vally (2012:
88–111), Nkoane (2012: 98–104), Zinn and Rodgers (2012: 76) and Taylor
and Shindler (2016: 9) points to the need to consider questions of a more
differentiated and critical curriculum and one that promotes human rights
and citizenship. Clearly, all of the research emphasise the need to critique and
understand the empirical evidence of the past twenty years in order to under-
stand the impact of post-1994 legislation and policy on the achievement of
equity and quality in education.
Data-Sets
Trade Unionism
21
ibid.
956 S. Essack and D. B. Hindle
achieved, equally for male and female children, serious concerns on relevance,
quality and the inefficient rate of learning in the poorest schools is the greatest
challenge in the entire education system. Equally, the resistance movement
that characterised the same period has subsided.
An assessment of teacher union movements conducted by Govender (2013:
77–88) indicates that: “The development of teacher’s labour rights in South
Africa has mirrored the broader context of socio-political change, an integral part
of which was the ideological tension between teacher professionalism and union-
ism.” The formation of the South African Democratic Teachers Union
(SADTU) in the 1990s formed part of the historical struggle for democracy
and freedom. Militant in nature, it focused on teacher’s labour rights and
strikes as opposed to teachers’ professional role. In contrast, the National
Association of Professional Teachers Organisations of South Africa
(NAPTOSA) adopted a professional approach whose organisations had been
privileged pre-1994 apartheid state. SADTU and NAPTOSA emerged from
the ideological tensions between unionism versus professionalism and federal-
ism versus a unitary structure. The former insisted on the teacher’s right to
strike and became a unitary structure and the latter supported the learner’s
right to uninterrupted learning and became a federal structure.
Post-1994, teacher unionism was acknowledged as part of the democratic
labour dispensation with the right to strike and collective bargaining which
NAPTOSA began to support and has subsequently engaged in strike actions
together with SADTU. The establishment of a professional body called the
South African Council for Educators (SACE) and the Education Labour
Relations Council (ELRC) served as a forum for broader policy discussion
and debate thereby curbing militancy and resistance. At the same time many
policies were developed and NAPTOSA was able to contribute to policy
development far more effectively than SADTU. Seeing this as a weakness,
SADTU began to correct this situation. Yet, it continues to maintain its
ideological roots of unionism giving rise to tension with the Department of
Basic Education (Govender 2013: 77–88).
By the mid 1990s, unions tended towards professional unionism. Teacher
unions became far more involved in policy development and served on vari-
ous committees from funding, governance and curriculum. The positive
impact was a departure from confrontation to a focus on quality learning for
students, accountability for school management and professional develop-
ment. Despite the unions strength, the Department was able to maintain its
position of dominance over policy development, which remains a source of
tension between the state and the unions (Govender 2013: 77–88).
Republic of South Africa: An Enduring Tale of Two Unequal Systems 957
At the same time, resistance has also taken on a form of academic protest as
evidenced in the writings of Pillay and Ragpot (2011) as cited in Spreen and
Vally (2012: 89), Davids and Waghid (2012: 19–111), Spreen and Vally
(2012: 88–111), Nkoane (2012: 98–104), Zinn and Rodgers (2012: 76),
Davies and Steyn (2012: 29–38), Nel (2012: 1–12), Ngcobo and Martin
(2015: 87–99), and Constandius and Rosochacki (2012: 13–20) who consis-
tently make the case for the teaching of social justice to contribute to the
project of social transformation – a humanizing pedagogy which must accom-
modate social movements and political struggle.
In sum, with few policy developments in this period, the focus has shifted
to the success or failure of policy implementation which has been the subject
of most research post-1994 and especially from 2010 to current. The critique
focuses largely on failures in the system especially with respect to quality, or a
lack thereof, and the minimal changes to policy and legislation. Policy making
based on experience seems to be emerging with a strong call for placing the
human rights discourse within the curriculum. Standardized tests seem to
support the calls for accountability. Research on the importance of quality
data-sets are emerging as they are seen to support substantive research and
planning. While the resistance movement has subsided in its militancy, it
remains as a crucial player in holding the state to account on various issues
ranging from teachers’ working conditions to professional policy making.
Curriculum Studies
Twenty three (23) years into democracy, studies on the impact of policy on
social justice at all levels of education continue to dominate the research
agenda. At the core of these studies is the link between social justice, race and
the embedded inequalities that transcend the institution, its culture and its
curriculum. Such studies can only be viewed positively for its inherent ability
to highlight contradictions and guide the way forward.
The case for social justice in education are vigorously articulated by several
researchers including Spreen and Vally (2012: 88–111) who claim and con-
clude that: “…despite the legal imperatives of the Constitution, policies and cur-
riculum, structural inequalities will continue to thwart attempts at social
cohesion.” They argue that: “…the values and rights enshrined in the Constitution
958 S. Essack and D. B. Hindle
Fundamentally then, it can be argued that SA has two schooling systems. This
view is supported by studies conducted by Spaull (2012, 2013a, b), and
Harber and Mncube (2011). Significant in a study conducted by Spaull
(2013a: 436–447) is the evidence that the primary education system in SA is
dualistic in nature. First, schools that served White pupils under apartheid
remain functional and schools that served Black students remain dysfunc-
tional – incapable of imparting the required numeracy and literacy skills at
particular levels. Spaull (2013a, b) uses the concept of bimodality of student
performance and states that two sub-systems can be distinguished when split-
ting performance by former-department, language or socioeconomic status
and when looking at government reporting econometric modelling, SACMEQ
III dataset. When the two sub-systems are modelled separately, it was found
that only five of the 27 factors are shared between the two models for math-
ematics, and 11 of the 30 factors for reading. “This suggests a bifurcated system
where the process which converts inputs into outputs is different for each sub-
system. This means that observing averages is misleading – modelling a single
schooling system when there are in fact two school systems can lead to spurious
results and misleading policy decisions” (Spaull 2013a: 436).
Whilst there has been improvement for African, Coloured and Indian South
Africans post-apartheid, the racial disparities and inequalities remain.
Educational inequality has a direct link to income inequality and has become
the focus of much research in the third decade of post-apartheid South Africa.
Returns to Schooling
Salisbury (2016: 43–52) viewed data from the National Income Dynamics
Study (NIDS) conducted by the South African Labour and Development
Republic of South Africa: An Enduring Tale of Two Unequal Systems 963
Research Unit (SALDRU), based at the University of Cape Town which inter-
viewed 7296 households with a total of 21,406 adults over the age of 15.
NIDS provides the first nationally representative survey with detailed infor-
mation on grade repetition. The results indicate that whilst there is some
improvements to the returns to schooling for Africans and Coloureds, returns
by race shows that disparities between races are far greater than between gen-
ders. Salisbury (2016: 47) presents some of the findings in Tables 22.1 and
22.2 below which indicate that Whites earn far more than Africans and
Coloureds and they receive a far greater return on their extra years of
schooling.
The study concludes that White South Africans earn on average 369 percent
more than Africans and 355 percent more than Coloureds (Salisbury 2016:
48). The returns for Asians/Indians are nearly identical to Whites though only
42 individuals in this sub-group had full data (Salisbury 2016: 47).
Branson and Lam (2010: 85–109) also affirm that education is significant
in explaining inequality. They analyse data from NIDS and depart from the
view that returns are high on income and employment with respect to com-
pletion of secondary schooling and post-secondary degrees. They focus on
questions such as “Is this child currently enrolled at school?”; and for adults the
question is “What level are you currently enrolled in?”. Some of the information
obtained from NIDS is similar to information contained in the LFS, the GHS
and the Community Survey (CS). The study concludes that while there are
significant improvements in the educational attainments for non-whites,
leading to reducing educational inequality among the race groups, the study
concludes that there are large increases in attainment in younger cohorts than
in older ones and Africans spend one year longer in school, but attain about
one year less schooling than their White counterparts (Branson and Lam
2010: 85). For example, completion in primary schooling is almost universal
(92% have completed Grade 7) in the youngest age cohort (25–29) with sec-
ondary schooling completion (Grade 12) increasing from 17% to 42%
between 60–65 and 25–29 cohorts. The results are consistent with other stud-
ies (Anderson et al. 2001; Case and Deaton 1999; van der Berg 2007; Louw
et al. 2005). They conclude that controlling for school fees as a proxy for
school quality reduces much of the racial differences. A significant conclusion
is that grade repetition continues to be correlated with race and income.
example, African men with two years of post-secondary schooling have earn-
ings that are 40% higher than African men with grade 12 in 1997 and 70%
higher in 2007 – a man with 14 years of education earned almost twice as
much as one with 12 years of schooling; and (e) however, the difference
between Africans and Whites is great – Africans with 15 years of education (a
completed university degree) have similar earnings returns to Whites as grade
12 – which also persists over time. Further, African males with a Diploma or
Degree are close to 20% points more likely to be employed than African
males with Grade 7. The returns for employment from matric is relatively
small at 4% points in 2007.
Grade Repetition
Lam (2010: 85) draw on information from census surveys, LFS on age distri-
butions among currently enrolled students in a given grade and NIDS. They
use multivariate regressions and linear probability models. Questions posed
are direct questions on whether a grade was repeated, how many times it was
repeated and the outcome for respondents under age 31. The results indicate
that by Grade 10 over 50% of African males and 40% of African females have
repeated at least one grade. Grade repetition is much higher among the lower
quintiles where over 60% of males in the poorest quintile who reached Grade
11 repeated at least one grade. The level among Indian and Whites is low.
Table 22.3 below indicates the mean age of starting and ending school,
number of years in school and the highest school grade completed (Branson
and Lam 2010: 92).
Although males and females start school at approximately the same age,
there are differences across racial groups. The mean age for starting school for
the 20–24 age group is 6.2 years for Africans, compared to less than 6 years
for Coloureds, Indians and Whites. There is also a systematic decline in age in
starting school across cohorts for Africans, with more than 1.5 year decline
between 55–59 and 20–24 year old cohort. The above compares to 17.1 years
for Coloureds and 17.7 years for Indians and Whites.
The age of school leaving appears to have declined over the past 1.5 decades,
driven by large declines among Africans – respondents from 30 to 34 cohort
completed school on average at age 20.3 compared to age 18.8 in the 20–24
group, a decline of 1.5 years. Similar declines are seen for Coloureds, while
the age at which Indians and Whites complete school increases.
According to Branson and Lam (2010: 95), the specific results on grade
repetition show that (a) males are much more likely to repeat almost all grades
than females with the greatest gender difference apparent in the younger
grade; (b) 13.2% of African males repeated Grade 1 compared to 6.7% of
African females; (c) grade repetition is highest in Grades 1, 10, 11 and 12 for
males, and remains low, below 7%, for females until Grade 10; (d) since the
sample includes all those respondents under 1 who had attempted the grade;
the sample decreases at the higher grades and is selective of those who have
not dropped out; (e) grade repetition is especially high in Grades 10 and 11.
Fifty eight (58%) of the learners leave the schooling system without complet-
ing matriculation (Murtin 2013); 70% of learners who started in grade 1
dropped out before completing grade 12 (Uys and Alant 2015: 20–39); and
nearly one third of learners are re-enrolled in school after having been dis-
enrolled for at least one year (Pugatch’s 2012).
Table 22.3 Age of starting and ending school
Age group Age start school Age end school
Male Female African Coloured Indian White Male Female African Coloured Indian White
20–24 6.12 6.10 6.18 5.86 4.99 5.97 18.80 18.49 18.83 17.05 17.79 17.66
25–29 6.33 6.32 6.47 5.63 5.26 5.75 19.16 19.06 19.39 17.65 17.74 17.41
30–34 6.53 6.44 6.66 5.86 5.21 5.67 19.60 19.87 20.28 17.84 17.39 17.26
35–39 6.76 6.63 6.96 5.93 5.10 5.54 19.77 19.41 19.96 18.32 16.26 18.72
40–44 6.60 6.61 7.07 5.95 5.02 5.14 19.00 18.91 19.56 16.69 17.56 18.06
45–49 6.58 6.74 7.08 5.64 5.56 5.69 18.56 19.34 19.96 16.42 18.26 17.70
50–54 6.81 6.84 7.33 5.83 7.69 5.07 18.81 19.46 20.46 17.16 17.99 17.45
55–59 7.09 7.07 7.74 6.27 6.00 5.18 17.96 17.05 17.62 16.21 15.20 17.88
Total 6.52 6.51 6.76 5.85 5.51 5.49 19.11 19.09 19.56 16.21 15.20 17.88
years in school numbers should be considered with caution since these questions were poorly answered. Missing values are imputed
to the average value within age group and population group cells. The probability of non-response on these variables increases with
age, at an increasing rate which is in line with recall difficulties. In addition, young, white better educated men are less likely to have
missing data. The number of years in school is calculated using the age start and end school variables. Weighted means presented
967
968 S. Essack and D. B. Hindle
Drop-Out
A new procedure for estimating promotion, repetition and dropout rates for
learners in SA schools is proposed. The procedure uses three different data
sources: data from the SA GHS, data from the Education Management
Information Systems, and data from yearly reports published by the
Department of Basic Education. The data from the GHS are utilised to esti-
mate repetition rates for learners in three different age groups. Keeping these
repetition rates fixed, the data from the other two sources are used to estimate
dropout and promotional rates, which are based on a birth-year-cohort
approach for the different age groups. This procedure involves minimising the
difference between actual flow-through rates and simulated flow-through
rates for both the birth-year cohorts and age groups. The procedure gives dif-
ferent results when compared to published literature. Key results on drop-out
and grade repetition are summed up as follows:
(a) Learners who are one year older than the normal age for a certain grade,
have higher repetition rates than learners who are in the other two age
groups.
(b) The dropout rate for learners who are one year younger in than the nor-
mal age in each grade is relative compared to those who are a year and two
years older.
(c) Dropout rates for the norm+ age groups for grades 8 and 11 are higher
relative to the same age groups for the two age groups.
(d) The dropout rate in grade 7 for all three age groups is zero, which is an
unexpected result.
(e) The promotion rates for the norm + age group are lower for grades 8–11,
if compared to the other two age groups. This is expected since higher
repetition and dropout rates were estimated above for this age group in
grades 8–11.
(f ) There is a steady increase in the dropout rates from grades 9–12. The
repetition rates reach a maximum at Grade 10, and decline then towards
grade 12. Reasonable stable promotion rates are observed from grades
1–7, followed by a steady decline from grade 8 towards grade 12.
(g) Crouch (2005) suggests that the correct way to calculate dropout is to
consider age-specific and grade-specific enrolment ratios from the SA
GHS. By using the proportion of learners enrolled, and applying this to
the total population, the number of learners not in school can be
calculated.
Republic of South Africa: An Enduring Tale of Two Unequal Systems 969
(h) Modisaotsile (2012) reported on very high dropout rates and low literacy
and numeracy levels, claiming that 50% of the learners enrolled in grade
1 complete grade 12. He also stated that sexual abuse, pregnancy and
abuse are factors that increase the dropout rate in secondary schooling. In
a study conducted in the KwaZulu-Natal province of SA, Grant and
Hallman (2008) affirmed this by finding a strong correlation between
school performance and pregnancy-related school dropout of female
learners.
Repetition rates should not be considered in isolation, but within the con-
text of dropout and flow-through rates. Repetition rates can also be estimated
from data sources other than GHS. Crouch (2005) cautions that repetition
rates are poorly reported and thus poorly estimated, that 60% of the learners
enrolled in grade 1 do not reach grade 12 or its equivalent in Further Education
and Training colleges.
In summary, empirical data indicates that there is differential return to
schooling for Whites and Blacks with grade repetition and a high drop-out
among Black, mainly African, learners militating against any form of redress.
Data obtained from research on income, household and labour market sur-
veys, national and international assessments provide the basis for u
nderstanding
the phenomenon of the differentials in return to schooling with the potential
to impact on major policy reforms.
Research points to the link between high drop-out and quality of education –
the latter informs the former. Impacting on drop-out and repetition are issues
of access and quality. Chisholm (2005) claims that despite government’s best
efforts to improve access and quality in education, learner performance is still
low, (Fleisch and Shindler 2007) claim that access to education is lower than
what most published sources suggest, the quality of basic education for a large
proportion of Black learners is substandard (Murtin 2013) and there is no
quality in access to resources, such as laboratories and computers, between
previously disadvantaged schools.
GHS The GHS of 2011 shows that only 44% of Black and Coloured youth
aged 23–24 had attained matric compared to 83% of Indian youth and 88%
of White youth. The inequalities in learning outcomes are large and already
entrenched by the age of eight. Referred to as “cumulative learning deficits”
these learners are disadvantaged when trying to compensate at the high school
exit level (Getting Schools Working).
behind their wealthier peers (Spaull 2015a: 36). Given the phenomenon of
lagging behind and the terminal nature of grade 12 (learners cannot go beyond
grade 12 regardless of knowledge and skills), there is widespread drop-out at
grades 10 and 11. NIDS also supports this view and correlates it with socio-
economic status and school quality in SA. Grade repetition is not sufficient to
address the problem and other alternative need to be found. Fifty percent
(50%) of grade one learners make it to matric. In 2014, only 532,860 learners
wrote matric (and 403,874 passed) even though there were 1,085,570 learn-
ers in the cohort that started grade one twelve years earlier. He argues that
rather than looking at the matric pass rate as a measure of success, an appro-
priate measure would be to calculate the proportion of a cohort that started
school 12 years ago, passed matric – which would be about 36% in 2014,
down from 40% in 2013. Household surveys, by Gustaffson, indicate that the
four most prominent reasons why students drop out are: (1) lack of financing;
(2) wanting to look for a job; (3) falling grades; and (4) pregnancy (for female
learners). The Quarterly Labour Force Survey (QLFS) confirms that an
unequal education system feeds into and perpetuates an unequal labour
market: +35% of the labour force was unemployed, one in five (+18%) were
employed in unskilled occupations, +32% were employed in semi-skilled jobs
and +15% in highly skilled jobs.
In the end, at least 75–80% of learners come from poor households, do not
have access to quality pre-school education, enter school unprepared, attend
low quality primary and secondary schools with a high drop-out. Such schools
have poor coverage of the curriculum, weak subject and content knowledge
among teachers, low cognitive outcomes and poor educational outcomes. The
opposite holds for the minority privileged group (mainly Whites and Indians).
Resources
As stated under the research tradition from Oligarchy to Democracy, Van der
Berg (2007: 849) maintains that qualitative differentials remain large and
describes the problem as x-inefficiency rather than allocative efficiency. Van
der Berg’s (2008: 145) study also indicated more resources did not necessarily
improve school performance. He claims that international tests indicate that
SA educational quality lags far behind even much poorer countries. Historically
Black schools constitute 80% of enrolment and van der Berg claims that edu-
cational quality in these schools has not improved since political transition.
Key questions in his study include: “What factors inhibit performance in poorer
972 S. Essack and D. B. Hindle
(mainly Black and Coloured) schools?” and “What is the role of school effective-
ness, socio-economic status (SES) and resources in determining educational perfor-
mance at Grade 6 level in SA?”. He draws data from SACMEQ II, 2001,
school and pupil performance using ordinary least-square (OLS) regressions
for analysis, regressing test scores on various SES measures, school inputs for
the full and reduced sample, controlling for SES and teacher inputs and using
survey regression and hierarchical linear models (HLM). Key to the study is
how effectively schools convert resources into educational outcomes and how
effective are poor schools in overcoming socioeconomic disadvantage (van der
Berg 2008: 145–154). The results indicate that the high interclass correlation
coefficients (rho) reflect far greater between –school variance than for other
countries as reflected in the proportion of overall variance of 0.70 for reading
scores and 0.64 for mathematics scores in SACMEQ II.
Quintile 5 schools (the richest quintile) outperformed the other quintiles
with marks above 500 (the SACMEQ mean), or below 400 (one standard
deviation below this mean). Further, below a certain SES threshold, i ndividual
reading or mathematics score did not improve much with higher SES – most
schools were not able to turn SES into educational advantage.
Regression Analysis
The regression analysis on the full sample indicates that the effect of pupil SES
appeared non-linear with SES playing an increasing role at higher levels and
that pupil attendance, grade repetition, parent education and household
resources were important determinants of academic success. School equip-
ment and infra-structure impacted positively including mathematics (van der
Berg 2008: 148). The regression analysis on the reduced sample (where 10%
of the richest schools were dropped followed by another 10%) indicated that
the major part of educational disparity in SA schools was between rich (mainly
historically White and Indian) schools and other schools – possibly due to
their ability to convert their resources and efficiency into performance (van
der Berg 2008: 148). Regression analysis using quintile regression indicates
that the relationship between scores and explanatory variables were stronger
and higher in richer schools. Regression analysis at the school level indicates
that most regressors were school level equivalent, a strong negative impact for
under-age children, the proportion of male children impacted negatively on
reading, school equipment played a positive role, sharing text-books did not
bring benefits. Regression analysis within hierarchical linear modelling mod-
els and the nesting of pupils within schools indicates that at the average SES
Republic of South Africa: An Enduring Tale of Two Unequal Systems 973
level of 0.00, rich schools outperformed other schools meaning that attending
an affluent school yielded returns in terms of reading and mathematics.
Parental Background
school and Africans are the least likely to go to secondary schools that included
studies in Mathematics and/or the Sciences. Further, non-Whites are less
likely to have made the transition to upper secondary school. Overall,
Coloured respondents are much less likely to attend upper secondary school
across all types of schooling than all other groups and Asians are more likely
to attend rigorous schooling than other non-Whites. The respondent’s level of
educational achievement is related to the occupation of the parents and also
the quality of that education. Respondents whose parents had better educa-
tion were more likely to obtain more and better educational levels. Those
whose fathers were working class or lower middle class were less likely to have
attended lower secondary school, while those whose fathers were working
class were less likely to have taken mathematics and/or science than children
of lower middle-class fathers.
The study also found that parental background is crucially related to edu-
cational achievement for Africans in SA. The most common outcome for
those whose parents had low education and lower educational attainment is
not attending lower secondary school, whereas respondents whose parents
had less education but held better jobs are most likely to attend a lower sec-
ondary school. Among those African students whose fathers attained only a
lower level of education, not attending higher secondary school was the most
common outcome. Among the children of more highly educated fathers,
African men with fathers who held working-class jobs were most likely to not
attend secondary school at all (McKeever 2017: 127–128).
Other research has shown that the level of education of caregivers and eco-
nomic resources of the home are major predictors of educational success
(Anderson et al. 2001; Liddell and Rae 2001; Sibanda 2005; Thomas 1996;
Townsend et al. 2002). The study supports the idea that qualitative differ-
ences matter even when quantitative differences are pervasive (McKeever
2017: 128).
In summary, quality appears to be measured against performance on
national and international assessments with Black learners in mainly poorly
resourced schools performing far worse than their counterparts in the histori-
cally White and better resourced schools. Whilst reasons for poor performance
are attributed to a lack of resources and the home and community environ-
ment, an important observation is the inability of weak performing schools to
convert resources into equitable outcomes. An enduring feature is that the
culture of learning from the apartheid era still remain (Fiske and Ladd 2004;
Smith 2011).
Republic of South Africa: An Enduring Tale of Two Unequal Systems 975
Teacher training and pedagogy continue to play a critical role in what is per-
ceived as the most salient conduit between the process of policy-making and
implementation. Emerging studies focus on aspects of placing the teacher at
the centre of the community with the intention of providing a holistic teach-
ing and learning experience.
Research Paradigm
Not only is there an absence of rural education in the teacher education cur-
riculum, Moletsane (2012: 1–8) argues that a lack of social change is due in
large part to the dominance of research paradigms that ignore the voices of the
most marginalised and the intended beneficiaries of the interventions.
Framing the study within critical theory, Moletsane (2012: 1–8) reflects on
the nature of rurality, maps the issues that face rural communities, explores
the limitations of dominant research paradigms and their impact on social
change. Some deficits identified in research paradigms are that the researcher
and researched are separated as “us” and “them” which leads to unequal power
relations. The tendency is to focus on what is lacking rather than what is not
in rural communities. For example, either the learner’s background (rural) or
school/teacher performance are used to explain poor performance when the
reasons are far more complex. A significant resource is the resilience and
strength displayed by learners in rural communities that need to be harnessed
“… in developing interventions to effect social change in these communities.”,
which in the end must inform policy and transformation. In this regard, the
studied must themselves study themselves and the researcher must become
participants by studying rural schools from the perspective of all those who
inhabit such spaces. Another resource is the use of participatory visual meth-
odologies (e.g. writing, drawing, visual mapping, participatory video and
photography) as they foster research aimed at social change, engage partici-
978 S. Essack and D. B. Hindle
The 2008 SACMEQ scores for Mathematics at Grade 6 show that SA is out-
performed by eight surrounding countries whose Gross Democratic Product
is much lower than SA clearly illustrating that poorer countries with lower
resources than SA achieve higher quality (Taylor and Shindler 2016: 9).
Twenty percent of the richest schools are outperformed by Kenya and
Republic of South Africa: An Enduring Tale of Two Unequal Systems 979
Mauritius and the scores for the rest of the schools fall below those of the
SACMEQ all-country means (Taylor and Shindler 2016: 10). The 2007
SACMEQ scores show that SA came tenth out of 15 countries for reading
and eight for mathematics. The SACMEQ 2010 test scores do show an
improvement (Taylor and Shindler 2016: 10; Spaull 2013a, b). The TIMSS
2011 tests indicate an increase from 285 in 2002 to 352 in 2011 in
Mathematics and from 268 to 332 in science (Reddy et al. 2015). However,
SA still lags behind other countries at a similar stage of development (Taylor
and Shindler 2016: 10).
Several government led policies, programmes, interventions and strategies
to improve the state of mathematics and science in schools have been in place
since 1994. In the 2008/2009 financial year, the private sector spent approxi-
mately R2 billion (1.4% of the total spend) to support these initiatives (Reddy
and Juan 2013: 41). The Dinaledi project is one such example.
Reddy and Juan (2013) analyse school mathematics through an analysis of
the performance of learners by drawing on empirical studies such as TIMSS,
ANA and SACMEQ. The results indicate that (a) in TIMSS 2011, the aver-
age performance in Dinaledi schools is around one grade higher [(392) (SE
10.8)] than public schools [(348) (SE 2.5)]; (b) constant curriculum changes
cause confusion and anxiety for teachers; (c) high levels of training of teachers
have not yielded expected outcomes; (d) a lack of suitably qualified mathe-
matics and science teachers; (e) the requirement that students at the Further
Education and Training phase participate in mathematics literacy or mathe-
matics; (f ) teachers lacking subject knowledge; (g) the 2002 NEIMS data
shows that 79.3% of schools did not have libraries, 60.2% did not have labo-
ratories and 67.9% did not have computer labs; (h) improving teacher quali-
fications for mathematics literacy; (i) from 2008 to 2012, there was an increase
in participation in mathematics literacy at Grade 10 from 47% to 56%; (j)
the national mathematics mean scores are low; (k) the national average math-
ematics achievement score at different grades across the schooling system has
not shown any improvement, except for 2011; (l) the performance of students
is dependent on their socio-economic backgrounds which requires a disag-
gregation of the performance scores into relevant groupings; (m) the emphasis
for a school level analysis; (n) few top performing students are globally com-
petitive; (o) from 2002 to 2011, the national average mathematics and science
score for public schools increased by 63 points and 60 points, respectively,
indicating an improvement by one and a half grade level over two cycles of
TIMSS; (p) from 1995 to 2002, the South African score distribution for both
mathematics and science, from the 5th to 95th percentile, was one of the wid-
est for all countries participating in TIMSS – reflecting the wide disparity in
980 S. Essack and D. B. Hindle
society and schools; (q) the achievement scores at the lowest levels (5th per-
centile) come from learners from low-income households, the most disadvan-
taged schools, African schools and quintile 1, 2 and 3 non-fee paying schools,
thereby indicating that disaggregation of mean scores by different categories is
essential for analysis and interventions; (r) learners from African schools
showed great improvements in achievement in TIMSS from 2002 to 2011 (s)
there is an inequitable performance at provincial level; and (t) the school must
be a unit of analysis as it substitutes for a lack of cultural capital and home
support.
In a study carried out by Reddy and van der Berg as cited in Reddy and
Juan (2013: 51) on school performance in mathematics for the period
1998–2003 based on an examination of the database, it was found that some
schools consistently produced high quality mathematics passes over a six year
period (established schools), some schools showed potential to produce high
quality mathematics passes (emergent schools) and some schools consistently
produced low results. Table 22.4 below provides a breakdown for two prov-
inces, that is, Gauteng and Free State.
The figures clearly illustrate a wide disparity among the former White and
Black schools. Reddy and Juan (2013) concludes that enduring quality and
predictability are required to produce high quality mathematics passes and
that a greater focus should be on what happens inside classrooms and schools
for any intervention to be effective. Despite a great deal of resources spent on
teacher training, the nature, quality and outcomes are questionable and aspects
like work-ethics, work values and cultures are not necessarily accounted for.
The result of PIRLS 2006 and 2011 indicate that achievement of Grades 4
and 5 students fall below the international norm, despite being tested in
eleven official languages, and speakers of African languages achieve the lowest
scores. Further, South African students were one or two years older than their
international counterparts (Heugh 2013: 11). Despite reports produced after
an evaluation of the ‘The Status of the Language of Learning and Teaching
(LoLT) in South African Public Schools’ and the ‘Colloquium on Language
in the Schooling System’ in 2010, Heugh (2013) is of the view that no new
and substantive language policy was put into place. In other words, there
appear to be no attempts to address the issue of language in the school cur-
riculum with respect to linguistic diversity and multilingualism.
A study conducted by Sosibo (2016) using a questionnaire and interviews
and triangulated with students’ academic records on the effect of language on
African student teachers’ excellence in mathematics taught through the
medium of English as a second language revealed that (a) linguistic capital
facilitated an understanding and excellence in mathematics; (b) some saw no
Table 22.4 Established, emergent and low performing schools in Gauteng and Free State
Gauteng Free State
Number of Established Emergent Low Number of Established Emergent Low
Ex-department schools base base performer schools base base performer
Black 262 3 45 214 228 11 47 170
White 168 119 35 14 42 22 8 12
Reddy and Juan (2013: 15)
Republic of South Africa: An Enduring Tale of Two Unequal Systems
981
982 S. Essack and D. B. Hindle
Rural Education
can the DBE provide quality teachers (including multi-grade teaching), encourage
a culture of learning and complete homework. The position of the school as a centre
for community development where children and families are enabled to acquire
appropriate knowledge, skills and values for making a goodlife.” Research indi-
cates that rural children are heterogeneous and have the capacity to navigate
their localities in complex and autonomous ways (Morojele and Muthukrishna
2012: 90–100). Twelve children, 6 were male and 6 were female, from three
different rural villages in Lesotho took part in individual and focus group
interviews which were preceded by participatory research techniques such as
family drawings, route mapping and diamond ranking that engaged children
in dialogue and discussion. The results indicate that children “…actively define
and re-define the varied places, power-laden spaces and social relations embedded
in a journey.”
left early for similar reasons. The implication is that rural learners are not
backward or inferior but that they are excluded from curriculum practices
that do not address their circumstances directly. The study is framed on Yosso’s
(2005) theory on community cultural wealth, which seeks to establish the
level to which schooling provided in rural schools is relevant, meaningful and
rooted in learner’s experiences Mahlomaholo (2012: 102). From a study com-
missioned by the North-West Education Department (Mahlomaholo et al.
2010), 15,695 out of 53,000 English second language learners who started
school in Grade 1 in 1998 but did not reach Grade 12 in 2009 were traced
with a focus on two districts which were the most rural and two urban schools.
Focus group interviews which were tape recorded, transcribed and translated
only from the Setswana texts into English were subjected to critical discourse
analysis and interpreted at the level of discursive practice and social structures
(Van Dijk 2009: 104). Whilst there are no differences between urban and
rural students, problems experienced in these rural schools range from poor
infra-structure, under-resourced schools, absence of transport, modes of
teaching that depart from the learner-centered approach, teacher and learner
fatigue, teachers required to reach a number of grades in one class, absence of
parents, parents who cannot assist with homework and teachers lack of sub-
ject content knowledge and teaching methodology. A positive feature is the
resilience of rural learners, which, Mahlomaholo (2012: 108) views as cultural
wealth which can be capitalised on through the creation of sustainable learn-
ing environments.
In summary, there is growing and credible research on the nature of educa-
tion in rural schools, the factors that contribute to inequalities, how and why
they lag behind and the role of various stakeholders. Longitudinal and explor-
ative studies, distributive and generative paradigms, linked to social justice
and distribution of benefits indicate that for the most part, children in rural
schools, mainly African, are excluded from the curriculum and the broader
project of schooling. Challenges revolve around poor quality of teaching to
poor infra-structure, a notable feature being that rural learners are resilient.
Justifiably, recommendations are made on teacher education linked to socio-
political and cultural perspectives, the inclusion of rural education in the cur-
riculum for teacher education and challenging stereotypes of rural education.
Moletsane (2012: 1–8) makes the important observation of “…the dominance
of research paradigms that ignore the voices of the most marginalised and the
intended beneficiaries of the interventions”, as a factor that must be guarded
against.
986 S. Essack and D. B. Hindle
reinforces the need for social justice as understood and sometimes “not
known” by the marginalised.
The dominant research traditions focus largely on the failure of the system
to promote social cohesion and redress, which were similarly noted in the
previous review. In the main, the research tends to focus on the deficit model
rather than what can be harnessed in the context of severe poverty and
inequalities. The critical research traditions can be summed up as follows:
(a) Despite the progressive policies and massive resource shifts, systemic and
historical inequalities endure resulting in differential returns to schooling
with Whites continuing to be privileged over Blacks as evidenced by the
statistical data drawn from surveys and the census. That efficiency rather
than allocation of resources is a causal factor cannot be ignored. The
emancipatory project of democracy post-1994 has not benefited its
intended beneficiaries.
(b) To measure success on the basis of a single schooling system is misleading
since, in reality, there are two schooling systems. These are the former
White largely functional schools and those who have the means to access
it and the former Black largely dysfunctional schools and those who can-
not escape them. The apartheid continuity thus prevails over the school-
ing system within the context of racial, social, cultural, geographic, class
and language differences.
(c) Grade repetition and drop-out continue to be correlated with race and
income even though there has been improvement for Africans in school-
ing over time. White men and White women continue to spend more
time in school than African men and women noting that returns to
schooling increases on completion of secondary schooling and is the
highest after post-secondary schooling. By Grade 10, over 50% of African
males and over 40% of African females have repeated at least one Grade
and it is much higher among the lower quintiles. Fifty percent (50%) of
learners enrolled in Grade 1 complete Grade 12. Social issues such as
HIV-AIDS, sexual abuse, pregnancy, lack of or weak parental involve-
ment and child headed households cannot be ignored. Repeating a grade
is not necessarily a solution and other solutions need to be sought.
Research has also proposed different ways of estimating drop-out with
specific reference to the use of age-specific and grade-specific ratios.
(d) Invariably, quality or the lack thereof occupies a central place in all of the
research undertaken. Key issues relate to efficiency of the system and the
school in converting inputs into outputs, resourcing rural schools, teacher
development, school management development, compensating for a lack
Republic of South Africa: An Enduring Tale of Two Unequal Systems 989
In many ways, the conclusions drawn in the current chapter are similar to
those drawn in the previous chapter. First, progressive policies and massive
resource shifts have not led to greater social cohesion. Second, a bimodal sys-
tem of education differentiated along the lines of Whites and Blacks contin-
ues, if not in law then in practice. Third, efficiency, quality, repetition and
drop-out rates continue to be highly correlated with race and income. Fourth,
there is the continued reliance on statistical data drawn from surveys and
census. Newer research continues the focus on the phenomenon of the “two
schooling systems” and the danger in measuring success on the basis of a sin-
gle schooling system. There is also growing research on social problems that
affect schooling in poor communities, social justice and policy reform.
A major challenge is the quality of schooling in rural communities that
constitute 60–70% of school age learners in Africa. Perhaps, the western
model of education as applied in developed societies has limitations with
respect to values, culture and ethos when applied to rural contexts in the
developing and under-developed societies. There is thus a definite need for a
re-conceptualisation of applicable models of education in rural contexts and
the associated tools used to measure success. The challenge around education,
race and equity is an all pervasive systemic national issue that affects almost
90% of the population. All of the research undertaken in the previous and
current review consistently point towards the enduring inequalities in educa-
990 S. Essack and D. B. Hindle
tion between Black and White learners: from the problematic implementa-
tion of policy to the widening gap between the centre and the periphery, all of
which is embedded within a global neo-liberal economic system.
Some of the research undertaken provides useful suggestions such as teacher
development, placing the curricular on par with citizenship education, adopt-
ing humanizing pedagogies, getting universities to include rurality in their
teacher education programmes, including social issues in the curriculum,
repositioning the school as the centre for community development and forc-
ing provincial and national departments to review its policy and
implementation.
In light of the above, the role of national research agenda must focus on the
(re)-development and (re)-implementation of educational policy. Specific to
this agenda must be a focus on how inequalities in education can be reduced
noting that the number of social grant beneficiaries exceed the number of
employed people. The first key challenge would be to identify research
paradigms and research questions that go beyond stating the obvious inequal-
ities and yield suggestions on improvement. Alongside the large quantitative
data-sets that provide valuable statistics on academic (under) performance,
current research has provided useful suggestions on redress, even if it is at the
micro-level. The embedded nature of learner experience within an impover-
ished context is critical. The current research traditions, especially the ones on
social justice, policy reform and rural education provide suggestions on “how”
inequalities can be addressed. This tradition needs to be further developed.
Finally, seven factors are critical for any assessment of performance. First,
the unit of analysis must be the school, as a sub-system, within the provincial
and national systems. Second, the impact of the development and implemen-
tation of policy must account for the bimodal nature of SA education. Third,
the imperatives of policy implementation, must, when the situation demands,
be closely regulated and accounted for, especially by the recipients. A lassez
faire approach cannot be allowed. Fourth, in a developing society, whose
economy is currently unsustainable, the role of “whole” communities with
respect to any form of education and development cannot be ignored. Fifth,
in cases where there is widespread poverty and struggles around adaption to
newer forms of learning, as in SA, inter-generational studies have the poten-
tial to provide useful insights on how previously marginalized people over-
come inequality. Sixth, international and national studies such as TIMSS and
SACMEQ II are also valuable sources of information measuring educational
outcomes at an earlier level, but must be treated cautiously. Seventh, qualita-
tive studies that seek the real nature and cause of inequalities need to be devel-
oped as evidenced by some of the research undertaken.
Republic of South Africa: An Enduring Tale of Two Unequal Systems 991
Bibliography
Agbor, J. 2012. Poverty, Inequality and Africa’s Education Crisis. Brookings Opinion.
https://www.brookings.edu/opinions/poverty-inequality-and-africas-education-crisis/
Akoojee, S. (2010). Intermediate Skills Development in South Africa: Understanding
the Context, Responding the Challenge. In O. Edigheji (Ed.), Constructing a
Demographic Developmental State in South Africa. Potential and Challenges
(pp. 261–282). Cape Town: HSRC Press.
Alexander, N. (1990). Education and the Struggle for National Liberation in South
Africa. Braamfontein: Skotaville Publishers.
Amoateng, A. Y., Richter, L. M., Makiwane, M., & Rama, S. (2004). Describing the
Structure and Needs of Families in South Africa: Towards the Development of a
National Policy Framework for Families. A Report Commissioned by the Department
of Social Development. Pretoria: Child, Youth and Family Development, Human
Sciences Research Council.
Anderson, K., Case, A., & Lam, D. (2001). Causes and Consequences of Schooling
in South Africa: Evidence from Survey Data. Social Dynamics, 27(1), 37–59.
Arrow, K. (1973). The Theory of Discrimination. In O. Ashenfelter & A. Rees (Eds.),
Discrimination in Labour Markets (pp. 3–33). Princeton: Princeton University.
Balfour, R. J. (2012). Rurality Research and Rural Education: Exploratory and
Explanatory Power. Perspectives in Education, 30(1), 9–18.
Baloyi, R. (2004). The Role of the State in the Establishment of a Culture of Learning
and Teaching in South Africa (1910–2004). UNISA: DEd. Dissertation.
Bandura, A. (1977). Social Learning Theory. Engelwood Cliffs: Prentice-Hall.
Blommaert, J. (2007). Sociolinguistic Scale. Intercultural Pragmatics, 4, 1–19.
Bourdieu, P. (1977). Outline of a Theory of Practice. London: Cambridge University
Press.
Branson, N., & Lam, D. (2010). Education Inequality in South Africa: Evidence
from the National Income Dynamics Study. Journal of Studies in Economics and
Econometrics, 34(3), 85–109.
Branson, N., et al. (2012). Education and Inequality. The South African Case (A
Southern Africa Labour and Development Research Unit Working Paper Number
75). Cape Town: SALDRU, University of Cape Town.
Bronfenbrenner, U. (1979). The Ecology of Human Development: Experiments by
Nature and Design. Cambridge, MA: Harvard University Press.
Carrim, N. (2001). Democratic Participation, Decentralisation and Educational
Reform. In Y. Sayed & J. Jansen (Eds.), Implementing Education Policies: The South
African Experience. Cape Town: University of Cape Town Press.
Case, A., & Deaton, A. (1999). School Inputs and Educational Outcomes in South
Africa. The Quarterly Journal of Economics, 114(3) 1047–1084.
Chisholm, L. (2004). The Quality of Primary Education in South Africa. Background
Paper Prepared for the Education for All Global Monitoring Report 2005, The
992 S. Essack and D. B. Hindle
Du Plessis, P. (2013). Legislation and Policies: Progress Towards the Right of Inclusive
Education. De Jure, 46(1), 1–11.
Ebersohn, L., & Ferreira, R. (2012). Rurality and Resilience in Education: Place-
Based Partnerships and Agency to Moderate Time and Space Constraints.
Perspectives in Education, 30(1), 30–42.
Essack, S., & Hindle, D. (2014). The Palgrave Handbook of Race and Ethnic Inequalities
in Education (P. A. J. Stevens & A. G. Dworkin, Eds., pp. 485–518). London:
Palgrave Macmillan.
Feza, N. N. (2013). Reception Year Provision. In V. Reddy, A. Juan, & T. Meyiwa
(Eds.), Education and Skills Development. Towards a 20 Year Review: Basic and Post
School Education. Intranet: HSRC Library, Shelf Number 8038.
Fiske, E. B., & Ladd, H. F. (2004). Elusive Equity: Education Reform in Post-Apartheid
South Africa. Washington, DC: Brookings Institution Press.
Fleisch, B., & Shindler, J. (2007). School Participation from Birth to Twenty; Patterns
of Schooling in an Urban Child Cohort Study in South Africa. Retrieved January 19,
2015, from http://www.create-rpc.org/pdf_documents/fleisch.pdf
Govender, L. (2013). Democratisation and Labour Rights or Teachers. In V. Reddy,
A. Juan, & T. Meyiwa (Eds.), Education and Skills Development. Towards a 20 Year
Review: Basic and Post School Education. Intranet: HSRC Library, Shelf Number
8038.
Grant, M. J., & Hallman, K. K. (2008). Pregnancy-Related School Dropout and
Prior School Performance in KwaZulu-Natal, South Africa. Studies in Family
Planning, 39(4), 369–382.
Gumede, V. (2015). Education and Training. In Political Economy of Post-Apartheid
South Africa (pp. 98–114). Dakar: CODESRIA.
Gustafsson, M. (2011). The When and How of Leaving School: The Policy Implications
of New Evidence on Secondary Schooling in South Africa (Stellenbosch Economic
Working Papers No. 09/11).
Gustafsson, M. (2017). Legislation and Progress in Basic Education in South Africa
(Unpublished Report; Research on Socio-Economic Policy (ReSEP)). Stellenbosch:
University of Stellenbosch.
Hammett, D., & Staeheli, L. (2011). Respect and Responsibility: Teaching
Citizenship in South African High Schools. International Journal of Education
Development, 32, 269–276.
Harber, C., & Mncube, V. (2011). Is Schooling Good for the Development of
Society? The Case of South Africa. South African Journal of Education, 31(2),
1–10.
Harsthorne, K. (1992). Crisis and Challenge: Black Education 1910–1990. Oxford:
Oxford University.
Heugh, K. (2013). Literacy and Language/s in School Education in South Africa. In
V. Reddy, A. Juan, & T. Meyiwa (Eds.), Education and Skills Development. Towards
a 20 Year Review: Basic and Post School Education. Intranet: HSRC Library, Shelf
Number 8038.
994 S. Essack and D. B. Hindle
Hlalele, D. (2012). Social Justice and Rural Education in South Africa. Perspectives in
Education, 30(1), 111–118.
Human Sciences Research Council (HSRC). (2004–2005). Annual Report.
Hunt, F. (2007). Schooling Citizens: A Study of Policy in Practice in South Africa
(Unpublished Doctoral Thesis). University of Sussex.
Islam, F. (2012). Understanding Pre-service Teacher Education Discourses in
Communities of Practice: A Reflection from an Intervention in Rural South
Africa. Perspectives in Education, 30(1), 19–29.
Kallaway, P. (2002). The History of Education Under Apartheid. New York: Peter Lang
Publishing Inc.
Keswell, M. (2010a). Education and Racial Inequality in Post Apartheid South
Africa. In Growing Gaps. Oxford: Oxford University Press.
Keswell, M. (2010b). Education and Racial Inequality in Post Apartheid South Africa.
Paper written a visiting scholar at the Santa Fe Institute and is a contribution to
the Institute’s Persistent Inequalities Research Initiative.
Khau, M. (2012). “Our Culture Does Not Allow That”: Exploring the Challenges of
Sexuality Education in Rural Communities. Perspectives in Education, 30(1),
61–69.
Lam, D., Ardington, C., & Leibbrandt, M. (2010, forthcoming). Schooling as a
Lottery: Racial Differences in School Advancement in Urban South Africa. Journal
of Development Economics, 95(2), 121.
Landman, R. (1992). Facts and Figures. In C. Heese & D. Badenhorst (Eds.), South
Africa – The Education Equation: Problems, Perceptions and Prospects (pp. 36–42).
Pretoria: JL van Schaik.
Lange, L. (2012). Understanding and Action: Thinking with Arendt About
Democratic Education. Perspectives in Education, 30(4), 1–110.
Lave, J., & Wenger, E. (1991). Situated Learning: Legitimate Peripheral Participation.
Cambridge: Cambridge University Press.
Levin, R. (1991). People’s Education and the Politics of Negotiations in South Africa.
Perspectives in Education, 12(2), 1–8.
Liddell, C., & Rae, G. (2001). Predicting Early Grade Retention: A Longitudinal
Investigation of Primary School Progress in a Sample of Rural South African
Children. British Journal of Educational Psychology, 71, 413–428.
Louw, M., Van der Berg, S., & Yu, D. (2005, September). Educational Attainment
and Intergenerational Social Mobility in SA. Paper to the Conference of the
Economic Society of South Africa, Durban.
Lundberg, S., & Startz, R. (1988). On the Persistence of Racial Inequality. Journal of
Labour Economics, 16(2), 292–323.
Mahlomaholo, et al. (2010). Early School Leavers and Sustainable Learning
Environments in Rural Contexts. Perspectives in Education, 30(1), 101–110.
Mahlomaholo, S. M. G. (2012). Early School Leavers and Sustainable Learning
Environments in Rural Contexts. Perspectives in Education, 30(1), 101–110.
Mathonsi, P. (1988). Black Matriculation Results: A Mechanism of Social Control.
Braamfontein: Skotaville.
Republic of South Africa: An Enduring Tale of Two Unequal Systems 995
Spaull, N. (2012). Poverty and Privilege: Primary School Inequality in South Africa
(Stellenbosch Economic Working Papers: 13/12). http://www.ekon.sun.ac.za/
wpapers/2012/wp132012/wp-13-2012
Spaull, N. (2013a). Poverty and Privilege: Primary School Inequality in South Africa.
International Journal of Educational Development, 33, 436–447.
Spaull, N. (2013b). South Africa’s Education Crisis: The Quality of Education in South
Africa 1994–2011. Johannesburg: Centre for Development and Enterprise.
Spaull, N. (2015a). Schooling in South Africa: How Low-Quality Education Becomes
a Poverty Trap. South African Child Gauge, 12, 34–41.
Spaull, N. (2015b). While the Rich Get Education, SA’s Poor Get Just ‘Schooling’
(pp. 1–4). http://www.timeslive.co.za/sundaytimes/opinions/2015/11/08. June
24, 2016.
Spreen, C. A., & Vally, S. (2012). The Curriculum and Citizenship Education in the
Context of Inequality: Seeking a Praxis of Hope. Perspectives in Education, 30(4),
88–111.
Statistics South Africa Labour Report. (2017).
Taylor, N., & Shindler, J. (2016). Education Sector Landscape Mapping South Africa
(Report Prepared for JET Education Services). Table 22. www.jet.org.za
Thomas, D. (1996). Education Across Generations in South Africa. American
Economic Review, 86, 330–334.
Townsend, N., Madhavan, S., Tollman, S., Garenne, M., & Kahn, K. (2002).
Children’s Residence Patterns and Educational Attainment in South Africa.
Population Studies, 56, 215–225.
Uys, D. W., & Alant, E. J. T. (2015). Estimation of Promotion, Repetition and
Dropout Rates for Learners in South African Schools. Perspectives in Education,
33(3), 20–41.
Vally, S., & Dlamba, Y. (1999). Racism, Racial Integration and Desegregation in South
African Public Secondary Schools. A Report on a Study by the South African Human
Rights Commission, Johannesburg.
Van der Berg, S. (2002). Education, Poverty and Inequality in South Africa. Paper to
the Conference of the Centre for the Study of African Economies on Economic Growth
and Poverty in Africa (pp. 1–26). Stellenbosch: University of Stellenbosch.
Van der Berg, S. (2007). Apartheid’s Enduring Legacy: Inequalities. Journal of African
Economies, 16(5), 849–880.
Van der Berg, S. (2008). How Effective Are Poor Schools? Poverty and Educational
Outcomes in South Africa. Studies in Educational Evaluation, 34, 145–154.
Van der Berg, S. (2010). Current Poverty and Income Distribution in the Context of
South African History (Stellenbosch Working Paper Series No. WP 22/2010).
Van Dijk, T. A. (2009). Critical Discourse Studies: A Sociocognitive Approach. In
R. Wodak & M. Meyer (Eds.), Methods of Critical Discourse Analysis. London:
Sage.
Van Wyk, C. (2015). An Overview of Education Data in South Africa: An Inventory
Approach (Stellenbosch Economic Working Papers: 19/15).
998 S. Essack and D. B. Hindle