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PII: S0308-8146(17)30055-9
DOI: http://dx.doi.org/10.1016/j.foodchem.2017.01.055
Reference: FOCH 20447
Please cite this article as: Ployon, S., Morzel, M., Canon, F., The role of saliva in aroma release and perception,
Food Chemistry (2017), doi: http://dx.doi.org/10.1016/j.foodchem.2017.01.055
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1 The role of saliva in aroma release and perception
2
3 Sarah Ployona , Martine Morzela,, Francis Canona*
4
5 a Centre des Sciences du Goût et de l'Alimentation, CNRS, INRA, Université de Bourgogne
6 Franche-Comté, F-21000 Dijon, France
7
8
9 Corresponding author: francis.canon@inra.fr ; tel: +33 (0) 3 80 69 35 29
10
11 Author email addresses: sarah.ployon@gmail.com; martine.morzel@inra.fr;
12 francis.canon@inra.fr
1
13 Abstract
14 Aroma perception is an important factor driving food acceptance. Volatile organic compounds
15 (VOCs) are released from the food matrix and then reach the receptors located in the nasal
16 cavity, leading to their perception. These steps are closely dependent on the physicochemical
17 properties of the volatile compounds and the food matrix, but also on human physiology. Among
18 the different physiological parameters involved, the literature reports that saliva has various
19 effects on VOCs and therefore appears as a major actor impacting the perception of aroma.
20 This article reviews how saliva takes part in aroma release, considering both in vitro and in vivo
21 approaches, and how it may affect perception. It describes the direct mechanisms (molecular
23 (salts, proteins including enzymes, microbiota) that can modify the release of aroma
24 compounds. It also considers the indirect impact of saliva, such as changes of aroma diffusion
26
27 Keywords: Saliva, aroma release, interactions, enzymatic conversion, mucins, volatile organic
29
2
30 1. Introduction
31 Retronasal olfaction is a part of flavor, together with taste and trigeminal sensation, and it is a
32 key factor driving food choices and acceptability. The flavor modality corresponds to the
33 perception of aromas after activation of olfactory receptors by the binding of aroma compounds.
34 Different factors impact aroma release from food and can therefore modulate the final
35 perception. Two main factors affecting aroma release are inherent to the food product, namely
36 the chemical properties of volatile compounds and the physicochemical properties of the food
37 matrix. For the first factor, the vapor pressure is an important characteristic involved in aroma
38 partitioning, which is defined as the ratio of concentration between a gas phase and a liquid
39 phase for one compound at equilibrium. It has also been reported that aroma partitioning can
40 vary with hydrophobicity (Buttery, Ling, & Guadagni, 1969) or other properties such as polarity
41 of the molecule (Tromelin, Merabtine, & Andriot, 2010). For the second factor, food matrices
42 exhibit a large range of physicochemical properties due to different physical states and
43 composition. These characteristics are important factors affecting aroma release (Boisard, et al.,
45 In contrast to odorants, which reach the receptors by the orthonasal route, aroma compounds
46 are released in the oral cavity and then follow the retronasal route. Differences between
47 retronasal and orthonasal perception of the same odorant molecule have been reported,
48 indicating an influence of oral processing and oral physiology on aroma perception (Linforth,
49 Martin, Carey, Davidson, & Taylor, 2002). For example, opening of the soft palate (velum
50 palatinum) during mastication, which allows the transfer of volatiles to the nose cavity
51 (Buettner, Beer, Hannig, & Settles, 2001), influences the timing and extent of aroma release. It
52 was thus shown that the highest amount of aroma delivery occurs during the first expiration
53 after swallowing (Buettner & Schieberle, 2000; Linforth & Taylor, 2000). Total aroma release
54 from model cheeses was positively correlated with number of swallows (Boisard, et al., 2014),
55 demonstrating the importance of taking into account oral processing to understand aroma
56 perception.
3
57 Saliva also plays a significant role in aroma release. In vitro experiments have revealed
58 differences in aroma release from coffee or wine when water, human or artificial saliva was
59 added to the food matrix (Genovese, Caporaso, Civitella, & Sacchi, 2014; Munoz-Gonzalez, et al.,
60 2014). In an in vivo experiment aiming at determining the relative contribution of the main food
61 oral processing events in aroma release during cheese consumption, it was found that aroma
62 release was poorly linked to the composition of resting saliva but it was explained by the
63 characteristics of stimulated saliva (Feron, Ayed, Qannari, Courcoux, Labouré, & Guichard,
64 2014), emphasizing the importance of saliva composition and flow. Saliva is made of 98% water,
65 and contains salts and more than a thousand proteins (Denny, et al., 2008), among which
66 mucins, histatins, statherin, IgA, proline rich proteins and enzymes like α-amylase, carbonic
68 binding, enzymatic reactions or degradation of the food matrix should be taken into account
69 when considering the role of salivary proteins in aroma release, as illustrated in Figure 1. Saliva
71 unstimulated flow rate is on average 0.3 mL/min but it can increase to 7 ml/min during
72 stimulation, especially during chewing (Dawes, 1969; Dawes & Dong, 1995). Inter-individual
73 variability of saliva impacts both the flow and the composition of saliva. For example, diet can
74 modify saliva composition with an impact on amylase activity (Mejean, et al., 2015). Other
76 medications etc. (Humphrey & Williamson, 2001). These differences in terms of composition
77 and flow could be at the origin of inter-individual variation of aroma perception (Piombino, et
79 This review focuses specifically on the impact of saliva on aroma release, considering the
80 different mechanisms by which it may modify the amount, the nature or the release kinetic of
81 aromatic molecules in the air of the oral cavity. First, physicochemical interactions between
82 salivary proteins and aroma molecules and their effect on aroma release will be reviewed. Then,
83 we will consider in-mouth enzymatic reactions, both of host and microbial origin, leading to the
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84 production of odorous volatiles from non-odorant precursors or to the conversion of aroma
85 molecules. A possible correlation between saliva characteristics and aroma perception will be
86 discussed. Finally, we will review how saliva can influence aroma release from food matrices
88
89 1. Interactions between saliva components and aroma molecules
91 Proteins have demonstrated their ability to interact with aroma compounds, and consequently
92 to modify aroma release and perception (Guichard, 2006). This capacity is determined by their
96 ligands such as aroma compounds (Tavel, Moreau, Bouhallab, Li-Chan, & Guichard, 2010). In this
97 case, interactions are due to hydrophobic effects, but other kinds of non-covalent interactions
98 can also occur between aroma compounds and proteins, such as electrostatic interactions
99 (including hydrogen bonds) or Van der Waals forces (Lubbers, Landy, & Voilley, 1998).
100 Proteomic analyses have revealed that saliva contains at least 1166 proteins (Denny, 2008), the
101 most abundant being mucins and α-amylase. Therefore, numerous studies have used artificial
102 salivas containing only these two proteins, alone or in combination, to investigate the effect of
104 Salivary mucins exhibit high molecular weight. Their peptide chain is highly glycosylated and
105 has several hydrophobic domains. Mucins are largely responsible for the viscous and elastic
106 properties of saliva. These properties allow saliva to fulfil several functions, such as lubrication
107 of oral surfaces during the actions of eating or talking, and maintenance of a hydrated layer
108 covering the epithelium (Bansil & Turner, 2006). Different mucins have been tested to formulate
109 artificial saliva. The effect of pig gastric mucins and mucins from bovine submaxillary glands on
110 the release of four aroma compounds has been compared, and no significant difference was
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111 observed (Friel & Taylor, 2001). Mucins are globally negatively charged proteins, due to the
112 sulfate groups on the oligosaccharide side chains, leading to repulsion of mucin molecules
113 between each other. The pH and the presence of salts, which can cause a charge-shielding effect,
114 can affect the charge of the protein and lead to mucin self-aggregation and modification of the
115 viscosity. Friel and Taylor (2001) investigated the effect of mucin on the release of fourteen
116 volatile compounds while taking into account the effect of salt and ionic strength. Volatiles were
117 classified into three groups according to their behaviors. The first group was not affected by the
118 presence of mucin in contrast to the second and third groups, suggesting a binding between
119 mucin and compounds of the 2nd and 3rd groups. The presence of salts did not modify the effect
120 of mucin for the second group, while differences were observed for the molecules classified in
121 the third group. The types of interactions between mucin and volatiles therefore probably
123 The retention by mucin of aroma molecules belonging to ketones and esters families increases
124 as a function of the aliphatic chain length, suggesting the involvement of hydrophobic effects for
125 these molecules (Pages-Helary, Andriot, Guichard, & Canon, 2014). However, the same authors
126 did not exclude the involvement of other types of non-covalent interactions to fully explain their
127 results. For a group of molecules representing different chemical classes, Friel et al. (2001) did
128 not observe a correlation between molecule retention and their log P value (Friel, et al., 2001).
129 Moreover, addition of sugar to mucin solution affected differently the retention of the different
130 molecules by the protein. This could be due to the existence of different types of binding sites of
131 aroma compounds on mucins, which are differently affected by competition between aroma
133 Establishment of covalent interactions between aroma compounds and mucins can also occur.
134 For example, release of aldehydes is strongly affected by the presence of mucins (Friel, et al.,
135 2001; van Ruth, Roozen, & Cozijnsen, 1995). Aldehydes and ketones may bind to protein
136 through formation of Schiff bases. However this mechanism was excluded on the basis that
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137 compounds from different chemical classes acted similarly to aldehyde in the presence of
139 The second abundant protein widely used in aroma release studies is α-amylase. This globular
140 protein exhibits a well-defined three-dimensional structure (Kandra & Gyémánt, 2000) unlike
141 mucins. In their study, Pagès et al. showed that human α-amylase could decrease release of
142 ketones and esters (Pagès-Hélary, Andriot, Guichard, & Canon, 2014). Retention was negatively
143 correlated to hydrophobicity of the molecules, which suggests binding through hydrophobic
144 interactions between hydrophobic domains of the protein and aroma compounds. However,
145 there was no cumulative effect of mucin and α-amylase for saliva containing both proteins. The
146 authors proposed that protein‒protein interactions could preclude the access to a part of the
147 binding sites of the proteins, modifying the total number of binding sites available for aroma
149 Regarding differences between artificial and human saliva, Van Ruth et al. (2000) did not
150 observe any significant difference on aldehyde release from rehydrated diced bell peppers in
151 presence of whole human saliva or artificial saliva (Van Ruth & Roozen, 2000). In contrast Pagès
152 et al. (2014) demonstrated a stronger effect of human whole saliva than artificial saliva on ester
153 release. The difference observed between the two studies may be explained by variability in
154 human saliva composition and/or by the different chemical natures of the aroma analysed
155 (esters vs aldehydes), which may be more or less prone to interaction with proteins or
156 enzymatic conversion. This observation highlights the importance of other salivary proteins that
157 are not present in artificial saliva. Enzymes in particular may convert aroma compounds into
159 Among other salivary proteins that could impact the release of aroma compounds, lipocalin 1
160 (also referred to as LCN1 or Von Ebner gland protein) deserves special attention. LCN1 belongs
161 to the superfamily of lipocalins. Lipocalins are small-secreted proteins characterized by their
162 ability to bind small hydrophobic molecules. Lipocalins family proteins exhibit a common
163 pattern structure with β-barrel forming a hydrophobic core formed by the side-chains of both
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164 hydrophobic and polar amino acids (Flower, 1996). Although LCN1 concentration in saliva is
165 quite low, around 100 ng/mL (Mounayar, Septier, Chabanet, Feron, & Neyraud, 2013), and its
166 ability to bind aroma has not been reported, this protein could interact with aroma compounds,
167 since other proteins from the lipocalin family, namely β-lactoglobulin and odorant binding
168 proteins (OBPs), already exhibit this property. For example, β-lactoglobulin, present in dairy
169 products, has been extensively studied for its capacity to bind aroma compounds (Tavel, et al.,
170 2010). OBPs present in the nasal mucus of many mammalian species, also bind aroma
171 compounds and assist the transfer of odorants from the gas phase to the olfactory receptors.
172
174 Numerous salivary proteins are enzymes catalysing chemical reactions, which can potentially
175 involve aroma compounds depending on their chemical structure. Salivary aroma-converting
176 enzymes may originate from the salivary glands, oral tissues or even microbiota. Some studies
177 have reported enzymatic degradations of different aroma compounds in the presence of human
178 saliva. Pagès et al. (2014) reported a stronger effect of human saliva compared to artificial saliva
179 composed of mucin and alpha-amylase on the release of esters and the production of their acid
180 forms. These observations led to the conclusion that esters undergo hydrolysis in the presence
181 of saliva, which can be attributed to enzymatic activity of an esterase in whole saliva (Pagès-
182 Hélary, et al., 2014). Buettner et al. (2002) previously described degradation of esters by human
183 saliva (Buettner, 2002b). This degradation was inhibited after thermal denaturation of saliva,
184 confirming its enzymatic origin. The same authors reported a very low inter-individual
185 variability, but this result was obtained with only two subjects and needs to be confirmed. In
186 both articles, it was reported that the extent of enzymatic degradation varies according to the
187 chemical structure of esters. In particular, it increases with the aliphatic chain length up to 7
189 Regarding the identification of the enzyme(s) at the origin of this activity, it has been reported
190 that there is heterogeneity of esterases present in saliva. Three groups of esterase have been
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191 identified in human saliva (Lindqvist & Augustinsson, 1980), all mainly secreted by the
192 submandibular glands (Lindqvist & Augustinsson, 1975). An aldehyde dehydrogenase is also
193 present in saliva: this enzyme exhibits esterolytic activity (8390 mIU/mg protein), as do other
195 As indicated by its name, this enzyme also has enzymatic activity on aldehydes. Aldehyde
196 dehydrogenases catalyze the pyridine nucleotide-dependent oxidation of aldehydes to acids. The
197 hydrogen acceptor is usually NAD, although NADP can also be used depending on the enzyme.
198 The reaction is essentially irreversible. The main salivary aldehyde dehydrogenase probably
199 consists of the isozyme ALDH3A1, also called ALDH-3 (Giebultowicz, Wolinowska, Sztybor,
200 Pietrzak, Wroczynski, & Wierzchowski, 2009). However, another ALDH enzyme, known as
201 ALDH6 or ALDH1A3, has also been identified in salivary glands (Hsu, Chang, Hiraoka, & Hsieh,
202 1994), although its activity in saliva has not been confirmed. Interestingly, Giebułtowicz et al.
203 (2009) have compared the salivary ALDH activity toward a series of aromatic aldehydes with
204 that of the purified ALDH3A1 and reported no significant difference (Giebultowicz, et al., 2009).
205 Therefore, it is likely that the salivary ALDH activity is due to ALDH3A1. The ability of this
206 enzyme to oxidize aldehydes into carboxylic acids has been reported for numerous aldehydes
207 including saturated aliphatic aldehydes (Pappa, Estey, Manzer, Brown, & Vasiliou, 2003) and
208 aromatic aldehydes (Giebultowicz, et al., 2009). A large variability in the level of the salivary
209 ALDH activity has been reported, which could not be attributed to gender, ethnicity, alcohol
211 correlated with the consumption of coffee or vegetables such as broccoli (Sreerama, et al., 1995).
212 Buettner et al. (2002) also confirmed that aldehydes undergo enzymatic degradation in the
213 presence of saliva. They reported the reduction of aldehydes to alcohols but did not observe the
214 formation of the corresponding acids. A tendency to higher degradation was observed for the
215 less polar compounds. However, the exact mechanism at the origin of this reduction was not
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217 Aldose reductase catalyzes the NADPH-dependent reduction of a wide variety of carbonyl-
218 containing compounds to their corresponding alcohols with a broad range of catalytic
219 efficiencies. Therefore, this enzyme and aldehyde reductase (Bohren, Bullock, Wermuth, &
220 Gabbay, 1989) are two potential candidates to catalyze the reduction of aldehydes into alcohols.
221 However, proteomic investigations did not report the presence of aldose reductase in human
223 Thiols have been also reported to be sensitive to degradation in the presence of non-denatured
224 human saliva, while they are not affected by heated saliva, suggesting that they are degraded by
225 salivary enzymatic activity (Buettner, 2002b). Peroxidases are enzymes able to catalyze
227 peroxidase that is secreted in saliva and milk in humans (Gothefors & Marklund, 1975). The
228 peroxidase activity of saliva shows high between-subject variability. It depends for example on a
229 subject’s physiological status and age (Buettner, 2002b). In samples of palm wine, esters,
230 aldehydes and thiols were also observed to be highly degraded in the presence of human saliva
231 while no noticeable effect was observed for pyrazines, pyrrolines and most alcohols (Lasekan,
232 2013). These observations are in accordance with those of Buettner (Buettner, 2002a, 2002b)
233 and demonstrate that degradation of aroma compounds by salivary enzymes can also be
235 Regarding the effect of enzymatic degradations on aroma perception, two effects have to be
236 considered: the decrease of the concentration of the degraded molecules, but also the formation
239 The oral microbial population presents a huge diversity. At the species level, 707 entries are
240 currently documented (Mark Welch, Rossetti, Rieken, Dewhirst, & Borisy, 2016). Comparing the
241 bacterial population of 9 mouth sites of more than 200 healthy individuals, it was shown that
242 most bacteria species are specialized in one oral habitat (Eren, Borisy, Huse, & Mark Welch,
243 2014). Analysis of the salivary microbiome has revealed a high diversity between individuals,
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244 but relatively little variation between geographical locations around the globe (Nasidze, Li,
245 Quinque, Tang, & Stoneking, 2009). Saliva has a strong influence on the oral microbiota. Indeed,
246 saliva acts as buffer, thereby maintaining a pH favorable to bacterial growth. Saliva favors
247 clearance of fermentable substrates, limiting the growth of bacteria with a saccharolytic mode of
248 metabolism. Antimicrobial factors present in saliva (i.e. statherin, histatins, defensins, lysozyme)
249 also contribute to the regulation of the microbial populations (Marsh, Do, Beighton, & Devine,
250 2016).
251 Oral microbiota is one factor at the origin of oral malodor due to its ability to produce odorant
252 molecules (Krespi, Shrime, & Kacker, 2006). Oral malodor is mainly due to the putrefactive
253 degradation by Gram-negative anaerobic bacteria of peptides and proteins found in saliva,
254 gingival crevicular fluid, blood and residues of food found in the oral cavity. These degradations
255 lead to the production of volatile sulfur compounds (VSC), especially hydrogen sulfide and
256 methyl mercaptan from cysteine/cysteine and methionine, respectively (Codipilly & Kleinberg,
257 2008). The most commonly identified bacteria producing VSCs are Porphyromonas, Prevotella,
258 Actinobacillus, and Fusobacterium (Krespi, et al., 2006). Microbial metabolism produces a large
259 variety of metabolites, and many of them are odorants (Takahashi, 2015).
260 The production of odorant molecules by oral microbiota from non-odorant precursors has been
261 observed for molecules containing cysteine. Cysteine-S-conjugates from fruit are odourless
262 molecules, which are transformed into odorant VSC such as thiols by oral bacteria, especially
263 Fusarium nucleatum (Starkenmann, Le Calvé, Niclass, Cayeux, Beccucci, & Troccaz, 2008), a
264 species also identified as responsible for oral malodor (Krespi, et al., 2006). More recently, the
265 ability of human oral microbiota to produce odorant molecules from odorless grape glycosidic
266 aroma precursors was demonstrated in in vitro and ex vivo conditions, using cultures of
267 representative oral bacteria. The hydrolysis of odorless glycosidic precursors was highly
268 variable and produced different types of odorant molecules belonging to different chemical
269 families (terpenes, benzenic derivatives and C6-alcohols), depending on the bacteria species
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270 (Muñoz-González, Cueva, Pozo-Bayón, & Moreno-Arribas, 2015). The conversion of ethanol into
271 acetaldehyde by oral streptococci has also been evidenced (Kurkivuori, et al., 2007).
272 Regarding the effect of the oral microbiota composition on aroma release, even though oral
273 bacterial composition differences were observed between two populations (obese vs normal
274 weight subjects), there was no link with differences of aroma release from wine between the
276 Table 1 summarizes the effects of specific salivary components (salts, proteins including
279 Usually, consumption of food and beverages leads to the release of a mixture of aroma
280 compounds and not to the release of a monomolecular aroma. The perception process of a
281 molecular aroma has been well characterized. Its quality and intensity are mainly linked to the
282 chemical structure (Stevens, 1960) and the concentration of the molecule (Chastrette, 1997),
283 respectively. However, the perception of mixtures of aroma compounds is far more complicated,
284 as exposed in a review dealing with odor perception (Thomas-Danguin, et al., 2014), whose
285 concepts can be extended to aroma perception. Briefly, the perception of mixtures of odorant
286 compounds can either be homogeneous, leading to the perception of a single odor, or
287 heterogeneous, when several odors are perceived. In the homogeneous case, the specific odors
288 of the different molecules are not individually perceived and blend into a new odor. The mixture
289 is called a blending mixture and the perception can be considered as configural or synthetic.
290 Configural perception is both specific to the molecules composing the blending mixture but also
291 to their respective proportions (Sinding, et al., 2013). There is another case that can be
292 considered as homogeneous, when one molecule presents a strong intensity and masks the
293 quality of the other molecules. When the perception of the mixture is heterogeneous, the specific
294 odor of at least some molecules in the mixture can be identified. In this case, the processing is
295 qualified as analytical or elemental. In that case, the odor quality of the mixture is linked to the
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297 Previous paragraphs of the present review show that different phenomena occurring in the
298 mouth affect the release of aroma compounds through two main mechanisms: binding of aroma
299 compounds to salivary proteins and enzymatic conversion of odorant or non-odorant molecules
300 into new odorant molecules. Binding of aroma compounds modifies the concentration of the
301 released molecules. Therefore, in the case of the perception of a monomolecular aroma, it will
302 only affect the intensity of the aroma as a function of the binding affinity of the molecules to its
303 salivary partner(s) and the concentration of such partner(s). In the case of mixtures, the
304 different molecules composing the mixture will also be differently affected as a function of their
305 binding affinity. In configural perception, changes in relative proportion of the blending mixture
306 can influence the mode of perception of the mixture and impact the specific odor quality of the
307 blending mixture (Sinding, et al., 2013). In contrast, in the case where one odorant molecule
308 masks the others, if the main molecule is not affected or poorly affected, the quality and intensity
309 of the odor will not be affected. When the mixture is heterogeneous, the quality of the mixture
310 could also be affected as it depends on the odor intensity of the components.
311 Enzymatic conversion will both generate new aroma molecules and decrease the amount of the
312 precursor, which can be an odorant. The release of new molecules will consequently affect the
313 quality of the aroma, except in the case of a homogenous mixture when a molecule has a strong
315 It is also important to take into account the time dimension of perception and release. The
316 majority of the in vitro experiments are performed after exposure to saliva from a few minutes
317 to one hour and generally at thermodynamic equilibrium, which does not represent the
318 condition during food consumption (Pages-Helary, et al., 2014; Van Ruth, Grossmann, Geary, &
319 Delahunty, 2001; Van Ruth, et al., 2000; Van Ruth, et al., 1995). While these studies suggest an
320 effect of saliva on aroma release, using a dynamic mouth model system and monitoring aroma
321 release in the few seconds after saliva addition, Rabe et al. (2004) did not observe any effect of
322 artificial saliva on initial flavour release from solutions (Rabe, Krings, & Berger, 2004). In
323 general, the highest release of aroma molecules occurs a few seconds after swallowing, within
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324 the first breath (Hodgson, Linforth, & Taylor, 2003) as a consequence of the velum opening. It is
325 possible that the effect of saliva is limited during this initial step. However in vivo measurements
326 of aroma compounds’ concentrations in the nasal cavity have revealed temporal differences in
327 aroma release depending on the molecule, following aroma solutions (Buffo, Rapp, Krick, &
328 Reineccius, 2005; Linforth, et al., 2000) or wine consumption (Buettner, 2004), with release
329 time ranging overall from 0 to 240 s. This longer release of aroma compounds is thought to be at
330 the origin of a phenomenon named aroma persistence, whose mechanisms remain unknown. An
331 in vivo study following aroma release in the nasal cavity of several subjects reported a
332 correlation between the release kinetic of ethyl hexanoate and the saliva composition of the
333 subjects. Moreover, in-mouth persistence of ethyl hexanoate was significantly lower after mouth
334 rinsing. This observation did not occur for ethyl propanoate, which is a more hydrophilic
335 compound. Authors suggested that reversible binding of the molecule to salivary proteins could
336 be responsible for ethyl hexanoate persistence (Canon, Pages-Helary, & Guichard, 2015). Indeed,
337 a residual salivary film with thickness from 10 µm to 70 µm persists on the different oral
338 surfaces, after swallowing (DiSabato-Mordarski & Kleinberg, 1996). Furthermore, some salivary
339 proteins, especially salivary mucins, are anchored onto epithelial cells and form a thin structure
340 named the mucosal pellicle. Consequently, a mixture of aroma molecules and residual saliva
341 coats the oral surfaces even after swallowing, allowing the establishment of slower processes.
342 From a sensory point of view, the desorption of aroma compounds from salivary proteins or oral
343 mucosa is a slow process that could participate in aroma persistence (Hussein, Kachikian, &
344 Pidel, 1983; Rabe, et al., 2004), even though to date, the role of saliva in the phenomenon is not
345 clearly established. In in vitro conditions, initial flavour release from solutions was not
346 influenced by artificial saliva or the presence of oral mucosa, but the authors did not exclude
347 that adsorption/desorption onto the mucosa could be involved in the persistence phenomenon
349 Enzymatic conversion of molecules may lead to the production of new odorant molecules.
350 Taking into account that the longer the molecule is absorbed onto the mucosa, the higher the
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351 probability that the precursor is converted, the relative proportion of the different molecules
352 could strongly change over time. Therefore, the odorant quality of “aftertaste” could be quite
353 different than those of the initial breath. For example, ester concentration was affected by
354 degradation by whole saliva during 180 s (Pagès-Hélary, et al., 2014), while the corresponding
356 To date, no direct links have been established between salivary composition and aroma
358 salivary components and production of odorant molecules from odorless precursor or by
359 conversion of aroma molecules are mechanisms likely to influence aroma perception, in
361
362 2. Effect of saliva on aroma release from food matrix
363 To deeply understand the effect of saliva on aroma perception, it is important to consider the
364 food systems in which aroma molecules are initially present. Indeed, aroma compounds are
365 released from food matrices, which show a huge diversity of composition, structure, texture and
366 physicochemical properties. These characteristics impact the release of aroma compounds, but
367 also mastication and salivation. During consumption and mastication, dissolution in saliva and
368 changes in temperature can lead to transition in the physical states of food, changing from a
369 semisolid or solid to a liquid state. As a result, the release of aroma compounds in the mouth will
370 be impacted. Mastication, which corresponds to the breakdown of food, increases the
371 surface/volume ratio of food particles, and thereby improves the transfer of flavour molecules
372 to saliva and to air of the oral cavity according to Fick’s first law (Salles, et al., 2011; Van Ruth, et
373 al., 2000). It is also important to consider diffusion in the system. The diffusion rate depends on
374 the type of diffusion in the system. In a static fluid system, mass transport occurs by molecular
375 diffusion, which is mathematically described by the Ficks’s laws of diffusion. In this case the
376 diffusion and release of aroma compounds is affected by the viscosity (Guichard, Issanchou,
377 Descourvieres, & Etievant, 1991) but also by molecular interactions occurring between aroma
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378 compounds and the molecules composing the food matrix (Bylaite, Adler-Nissen, & Meyer,
379 2005). However during mastication, mass transport takes place by eddy diffusion, leading to
380 higher release rates. In this case, aroma release is less affected by the viscosity of the matrix
382 Saliva is incorporated into food to form the food bolus during oral processing. The amount of
383 saliva incorporated depends on the food matrix and can represent up to 96% of the bolus weight
384 (Repoux, et al., 2012a). This incorporation is an essential step of bolus formation (Salles, et al.,
385 2011). It affects the release of aroma compounds through direct and indirect effects. Regarding
386 the mechanisms involved in the direct effect, the first to consider is the solubilisation of the
387 compounds into saliva. Concentrations of molecules in the different phases, namely food, saliva
388 and air, are characterized by two inter-related food‒saliva and saliva‒air equilibria (Taylor,
389 2002) Consequently, the dilution of aroma molecules in saliva directly affects their release to the
390 oral cavity. Even if no significant differences were observed in total aroma release from coffee
391 with or without artificial saliva addition (Genovese, et al., 2014), differences were observed
392 when compounds were considered individually, highlighting the influence of the molecule
393 chemical nature. Different behaviors were also observed in vitro in polyphasic products. When
394 artificial saliva was added to water/oil emulsions, hydrophilic compounds were preferentially
395 diluted in saliva, which is essentially made of water, resulting in a lower release of these
396 compounds in the air phase. In contrast, hydrophobic compounds were mostly solubilized in the
397 oil phase, thus saliva addition did not impact on their partitioning with air (Odake, Roozen, &
399 Effect of bite size can affect aroma release, likely through different dilution rates, but Genovese
400 et al (2015) also noticed during in vitro experiments that for the same ratio wine/saliva, sip
401 volume could affect aroma release as a function of chemical classes (Genovese, Moio, Sacchi, &
403 Another direct effect of saliva on the release of aroma compounds is due to noncovalent
404 interactions occurring between food matrix molecules and aroma compounds. The retention of
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405 aroma molecules by salivary proteins has been frequently reported, but phenomena occurring in
406 real conditions are much more complex and the literature contains contradictory observations.
407 For example, although hydrophobicity was observed to be a significant parameter impacting
408 volatiles release from artificial and human saliva (Pagès-Hélary, et al., 2014; Van Ruth, et al.,
409 2001), correlation between hydrophobicity and release from food products showed discordance
410 between studies (Boland, 2004; Doyennette, de Loubens, Deleris, Souchon, & Trelea, 2011;
411 Flores & Olivares, 2008), and the rate of release of aroma compounds from dry fermented
412 sausages was not related with the compound’s hydrophobicity (Flores, et al., 2008). To explain
413 such results, it is necessary to consider the food systems used, since other phenomena due to
414 different physicochemical properties could take place simultaneously to non-covalent binding
415 between aroma compounds and food matrix molecules. As a result, saliva may have a different
416 effect according to the matrix studied. Regarding semisolid products, in gelatin and pectin gels,
417 an increase of the gel water content by artificial saliva addition increased hydrophobic volatiles
418 partitioning by enhancing the hydrophilic nature of the system and enhancing the diffusion of
419 flavor through the gel, whereas partitioning of more hydrophilic compounds decreased (Boland,
420 2004). By contrast, saliva addition increased the release of a hydrophilic compound (ethyl
421 propanoate) from a model cheese bolus (Doyennette, et al., 2011). Therefore, both the
422 physicochemical properties of aroma compounds and those of the non-volatile matrix
424 Saliva may also have indirect effect on aroma release. Indeed, saliva incorporation contributes to
425 bolus moistening and modifies the rheological properties of the food bolus, especially viscosity
426 and spreadability. It was observed in vitro, adding artificial saliva to dressings, that a higher
427 viscosity of the bolus increases aroma release to the gas phase (Odake, et al., 1998) by enhancing
428 spreadability of the matrix onto the measurement flask, thus increasing the surface exchange
429 with the gas phase. This finding was confirmed in vivo, where aroma release could be explained
430 partly by bolus spreadability after model cheese consumption. A higher spreadability enhanced
431 exposure to the gas phase and thus release of volatiles to the gas phase (Feron, et al., 2014).
17
432 Moreover, saliva contains enzymes which can modify the food matrix and bolus properties. For
433 example, addition of α-amylase (in the concentration range found in human saliva) to starch-
434 based systems increased the volatiles’ release through modification of the matrix viscosity
436 Some salivary proteins are also able to interact with food matrix components resulting in a
437 modification of aroma release. This phenomenon was well studied in wines. Red wines differ
438 from white wines for example by their composition in tannins, which are able to bind salivary
439 proteins, especially proline-rich proteins (PRPs) and mucins, to form soluble and non-soluble
440 complexes (Canon, et al., 2013b). Mitropoulou et al. (2011) noticed that artificial saliva addition
441 to reconstituted red wines decreased the release of the more hydrophilic molecules but
442 enhanced that of hydrophobic volatiles. Authors proposed that the protein‒tannin complexes
443 could expel hydrophobic compounds from the matrix (Mitropoulou, Hatzidimitriou, &
444 Paraskevopoulou, 2011). Two other studies used both human and artificial saliva. A first study
445 demonstrated that aroma release from white wines was more affected by saliva addition than
446 for red wines. This lower effect of saliva on aroma release was attributed to the fact that
447 tannins‒salivary proteins complexes inhibited binding of aroma molecules to salivary mucins
448 (Genovese, Piombino, Gambuti, & Moio, 2009). In a more recent study, it was observed in
449 general a reduction of aroma release by saliva addition, but red wines were more affected than
450 white wines. In this case, authors suggested that tannin‒salivary protein complexes could retain
451 aroma molecules in hydrophobic cavities and decrease their release in the headspace, (Munoz-
452 Gonzalez, et al., 2014). In both studies, human saliva had a stronger effect than artificial saliva,
453 possibly due to specific interactions between tannins and proteins in real saliva, as these
454 proteins are not included in artificial saliva. Indeed, proline-rich-proteins have demonstrated a
455 high affinity for tannins, due to their extended conformation; the presence of several proline
456 clusters in their sequence leading to high protein‒tannins stoichiometries (Canon, et al., 2013a;
457 Canon, et al., 2013b). An important phenomenon to consider is the formation of large
18
458 PRP‒tannin aggregates (Canon, et al., 2013b), which could interact with aroma compounds
460 Salivary proteins, especially mucins, can also interact with the sucrose contained in food
461 matrices. Mucins have a limited number of binding sites which are preferentially taken by
462 sucrose (Friel, et al., 2001). Thus competition between sucrose and aroma molecules can lead to
463 an increase of some aroma compounds’ release from sugar-containing solutions (Friel, et al.,
464 2001). Surprisingly, this did not happen in sugar containing gels (Boland, 2004), maybe due to
466 The pH of some food matrices, like wine, is quite different from the pH of saliva. Despite saliva’s
467 strong buffering capacity, beverages can therefore affect pH in the mouth during consumption.
468 The structure and activity of proteins are pH-sensitive, in particular enzymes, but other salivary
469 proteins such as mucins can also be strongly affected by pH. Mucins show a conformational
470 transition at pH 4, from a random coil to a stiff worm-like chain, leading to gelation at acidic pH,
471 due to the exposure of mucin hydrophobic domains(Bansil, et al., 2006). Therefore, interaction
472 of aroma compounds with salivary proteins can also be affected by pH. Ionic strength is another
473 parameter that can strongly affect the structure of proteins and the interaction between
474 proteins. Indeed, proteins like mucins are strongly and globally negatively charged. Salts in
475 solution can cause a charge-shielding effect. The neutralisation of the coulomb repulsions
476 between units can lead to interactions between mucin units and modify the number of binding
477 sites available for aroma binding (Friel, et al., 2001) . During food consumption, modification of
478 the pH and ionic strength conditions can affect the conversion and binding mechanisms
480 This highlights once again the complexity of aroma release from the food matrix, which cannot
481 be explained by a single effect, but rather by combined effects of dilution, retention by non-
482 covalent interaction and modification of the physicochemical properties of the food matrix such
483 as viscosity.
484
19
485 Table 2 summarizes the main effects of saliva on aroma release from the food matrix.
486
487 Conclusion
488 Saliva is a complex biological fluid with numerous functions. The role of saliva in aroma release
489 is complex and cannot be explained by a single effect. To fully understand the role of saliva in
490 aroma release, it is necessary to take into account combined effects of dilution, retention by
491 salivary proteins, enzymatic conversion by salivary proteins or microbiota and modification of
492 the physicochemical properties of the matrix by saliva. Moreover, aroma compounds show a
494 properties. These properties modulate the effects of saliva. For example, volatiles partitioning
495 between oral gas phase, saliva and matrix are closely dependent on their chemical nature and
497 To our knowledge, the impact of saliva on aroma perception has never been directly
499 sensory perception must be cautiously done since the amount of volatiles present in the nasal
500 cavity does not necessarily correlate well with sensory perception. However, the rates of volatile
501 release seem to correlate with sensory data (Baek, Linforth, Blake, & Taylor, 1999). With regards
502 to the potential effect of saliva on aroma perception, it appears crucial in the future to both
503 deeply understand these phenomena and to link them with aroma perception. Studies
504 combining sensory analysis, in-nose aroma release monitoring and saliva biochemical analysis
505 would be useful to better understand the role of saliva in aroma perception.
506
507 Acknowledgements
508 This study was funded by the French National Research Agency (Grant ANR-10-ALIA-
509 001MUFFIN). The French Ministry of Higher Education and Research provided the PhD
511
20
512 Conflict of interest statement
21
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Linear series of esters & Pages-Helary
methylketones et al. (2014)
Artificial Alpha- Linear series of esters & Retention by alpha-amylase by
Saliva amylase methylketones hydrophobic effects
Pages-Helary
No cumulative effect of mucins and
Mucins + et al. (2014)
Linear series of esters & amylase
Alpha-
methylketones Modification of binding sites by protein-
amylase
protein interactions
Effect of salts only In presence of
20 compounds from
salivary proteins: salts increase Van Ruth et al.
different physicochemical
hydrophilic compounds and reduce (2001)
classes
hydrophobic compounds release
Salts Salts affect release of some compounds.
14 compounds from No correlation with hydrophobicity.
Friel et al.
different physicochemical Modification of mucin binding sites by (2001)
classes ionic strength: charge-shielding effect &
self aggregation
Linear series of Retention of aroma by salivary proteins Pages-Helary
Proteins
methylketones by hydrophobic effects et al. (2014)
27
766
767
In
Food vivo Observed impact of Mechanisms of action of
Saliva effect References
matrix / in saliva saliva
vitro
Lower release of
Water oil In hydrophilic compounds. Odake et al.
emulsion vitro No effect on Modification of volatiles (1998)
Dilution hydrophobic compounds partition into the
different phases.
In Different behaviours Genovese et al.
Coffee (2014)
vitro depending on aroma
Enhancement of the
Gelatin and In Increased release of Boland et al.
hydrophilic nature of the (2004)
pectin gels vitro hydrophobic compounds
system
In Increased release of Enhancement of matrix Odake et al.
Dressings (1998)
vitro compounds spreadability and
Modification
Model In Increased release of increase of exchange Feron et al.
of food
cheese vivo compounds surfaces (2014)
matrix
Starch-
properties In Increased release of Ferry et al.
based Starch degradation due to (2004)
vitro compounds
system amylase activity, leading
Increased release of to modification of matrix
Rehydrated In Van Ruth et al.
highly volatile viscosity (2000)
bell pepper vitro
compounds
Expulsion of hydrophobic
compounds by complexes
In Increased release of Mitropoulou
formed by saliva et al. (2009)
vitro hydrophobic compounds
proteins, tannins and
carbohydrates
Retention of hydrophobic
Interaction compounds by
Munoz-
of food Red wine In Decreased release of hydrophobic cavities of
Gonzales et al.
matrix vitro hydrophobic compounds complexes formed by (2014)
constituents saliva proteins and
with tannins
salivary Modification of salivary
proteins In Higher aroma release proteins structure and Genovese et al.
vitro than from white wines binding sites by (2009)
polyphenols
Competition between
Sucrose In Increased release of sugar and aromas for Friel et al.
solution vitro some molecules binding sites on salivary (2001)
proteins
768
769 Table 2: Saliva effects on aroma release from food matrix
770
771
772
773
774
775
776
777
778
779
780
781
28
782
783
784
785
786
787 Highlights
788
789
790 Interaction of aroma compounds with saliva proteins modifies their release
791 Saliva modifies aroma release through the modification of matrix structure and
792 properties
793 Saliva may impact aroma perception
794
29