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Title: Factors Affecting the Ortho- and Retronasal Perception of Flavors: A Review
Authors: Erin M. Goldberg1+, Kun Wang2+, Jessica Goldberg1+ and Michel Aliani1, 3ffi
Centre for Agri-Food Research in Health and Medicine3, St Boniface Research Centre,
ffi Corresponding author
Email: Michel.Aliani@Umanitoba.ca
St. Boniface Hospital Research Centre, 351 Tache Ave, Winnipeg, MB, Canada, R2H 2A6
Abstract
Olfaction is a critical element in fully experiencing flavor. In this review, we explore the
differences between orthonasal (sniff) versus retronasal (mouth) olfaction, and provide a
comprehensive summary of recent publications in this arena. Here we explore the complexities
of flavor perception, including the role that select flavors and media have on identification and
localization. We also discuss some common neural imaging techniques used in this field, as
odorants activate different neural responses in diverse areas of the brain, as well as the different
stimulation patterns derived from perceiving food and non-food related odorants. The
information provided will be useful for sensory scientists and industry alike for the development
of novel food and beverages that positively impact the consumer experience.
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Key words
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1. Introduction
(taste), texture, trigeminal sensations, visual cues and the integration of all of these sensory
modalities (Gautam & Verhagen, 2010; Spence, 2016). Upon release from foods or beverages,
volatile compounds stimulate neurons in the olfactory mucosa via receptors in the nasal cavity
(Delime et al, 2016). Since flavor is the combination of aroma and taste, perception of volatiles
by orthonasal (sniff) and/or retronasal (mouth) pathways has been of particular interest in flavor
research (Puttanniah & Halpern, 2001; Halpern, 2004; Small, Gerber, & Hummel, 2005;
Bojanowski & Hummel, 2012). The orthonasal route of odor presentation involves odorants
travelling from the external environment, through the anterior nares, and towards the receptor
cells in the olfactory mucosa (Sun & Halpern, 2005; Roudnitzky et al., 2011). Conversely, the
retronasal route involves aromatic compounds from chewing food within the oral cavity
ascending through the oropharyngeal pathway to the olfactory mucosa. Retronasal olfaction is
usually accompanied by eating, drinking, swallowing and exhalation (Sun & Halpern, 2005).
Strong evidence has shown that odors are perceived differently when presented in ortho-
versus retronasal routes (Rozin, 1982; Buettner et al., 2008; Hummel & Heilmann, 2008).
However, retronasal olfaction has been studied less extensively mainly due to difficulties
encountered with regard to stimulus control (Heilmann & Hummel, 2004; Altundag et al., 2014).
Techniques for precise application of chemosensory stimuli via the retronasal route are limited.
Heilmann et al. (2004) developed a novel stimulation technique for controlled retronasal odor
application by releasing odors directly into the epipharynx, above the soft palate, which provided
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retronasal activation without concomitant gustatory activation. This method has now been widely
accepted for studying retronasal olfaction (Frasnelli, Heilmann, & Hummel, 2004).
The differences between ortho- and retronasal perception have been explained by many
theories, two of which are of particular interest to this review. The first of these is Max Mozell's
"chromatographic" model of olfaction. Mozell (1970) suggested that the process of olfactory
commonly used in laboratories to separate and identify chemical compounds. He observed that
"…the molecules of one substance, when allowed to do so, will migrate along a liquid or solid
surface more rapidly and reach a given point in greater numbers per unit time than will the
molecules of another substance" (Mozell, 1970). This phenomenon has implications for
differences in odorant concentrations and airflow patterns. Rozin (1982) put forth the second
theory, which suggested that ortho- and retronasal olfactory perceptions are two different
systems. He argued that "olfaction is the only dual sensory modality, in that it senses both
objects in the external world and objects in the body (mouth)," and that "...the same olfactory
stimulation may be perceived and evaluated in two qualitatively different ways, depending on..."
its route of presentation. This experience has the capacity to greatly affect the perception of
flavor, and may therefore have implications within the food industry.
Numerous studies provide evidence that ortho- and retronasal odorant perceptions activate
different neural responses in diverse areas of the brain. For example, Small et al. (2004) reported
that when a taste is perceived simultaneously with a retronasally presented odor, the anterior
cingulate cortex (ACC), the orbitofrontal cortex (OFC), and the dorsal and ventral insula show a
superadditive response, and become more active. Conversely, when a taste is perceived
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simultaneously with an orthonasally presented odor, these same regions show significant
deactivation. Therefore, the ACC, OFC, and insula have all been implicated as key components
underlying flavor perception. With the use of functional magnetic resonance imaging (fMRI), it
has been proposed that both previous experience, as well as the route of olfactory delivery, have
an impact on taste-smell integration in the brain. It has also been suggested that different neural
recruitment occurs depending on whether the odorant represents a food or a non-food item
(Small et al., 2005). Taken together, these findings suggest that there are a number of factors
Furthering our understanding of olfaction will be of great value to the food industry, and
benefit consumers alike. The aim of this article is to review recent findings and insights on
orthonasal and retronasal olfaction. The sense of smell has a profound influence on the
perception of flavor therefore an additional aim of this review is to shed light on the multifaceted
process of flavor perception, and the different roles that orthonasal and retronasal olfaction play
in this process. A variety of factors that affect the different routes of olfaction together with a
brief summary of the brain imaging techniques are discussed. This review summarizes recent
findings from the year 2000 onward, including important findings from the pioneers who set the
2. Evidence of, and difference between flavor perception by ortho- and retronasal olfaction
Odors appear to be perceived differently when they are presented through the orthonasal
route as compared to the retronasal route. Olfactory stimulation resulting from the two modes of
olfaction is affected by different external influences and physiological factors, which is likely
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part of the reason why they have the potential to lead to diverse perceptions. For example, factors
like salivation, surface area, enzymes, chewing patterns, temperature changes, and especially the
textural properties of food items can affect flavor perception via retronasal pathways (Miettinen
et al., 2003; Diaz, 2004). These factors have the potential to affect flavor transport from saliva to
receptors, and alter volatile release patterns to the back of the throat (Taylor, 2002; Frasnelli, van
Ruth, Kriukova, and Hummel, 2005; Hummel et al., 2006; Buettner et al., 2008). Since these
factors should not impact orthonasal olfaction as it does not involve odors from within the body,
it may be considered more efficient with respect to flavor perception (Diaz, 2004). Pierce and
Halpern (1996) suggested that the variation in flavor perceptions via ortho- versus retronasal
routes may be the result of a difference in the efficiency with which odorants are delivered to the
olfactory mucosa.
One of the main setbacks in studying the differences between ortho- and retronasal olfaction
has been the lack of a controlled administration technique of odorous stimuli into retronasal
pathways. Since retronasal olfaction is closely related to taste, which involves other sensations in
addition to odor perception, flavor perception via the mouth is a more complex process and thus
harder to assess (Espinosa Diaz, 2004). As previously mentioned, Heilmann and Hummel (2004)
proposed a novel stimulation technique, in an attempt to allow for more precise control over
this technique, odors are released directly into the epipharynx above the soft palate, thereby
eliminating the potential influences of chewing and swallowing. This method allows for
olfaction, and ensures that measurements from the two locations may be evaluated in an
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unbiased manner.
Different concentrations of a given flavor compound may be needed to evoke the same
aroma intensity, depending on whether the flavor is perceived by ortho- or retronasal olfaction
(Espinosa Diaz, 2004). The overall trend appears to be that orthonasal stimuli are generally
perceived as more intense than retronasal stimuli, even in blind subjects (Gagnon et al., 2003;
Heilmann and Hummel, 2004; Frasnelli, Heilmann, and Hummel, 2004; Sun and Halpern, 2005;
Hummel et al., 2006; Welge-Lussen, Husner, Wolfesnberger, and Hummel, 2009; Welge-Lussen,
Ebnother, Wolfensberger, and Hummel, 2009). This suggests that orthonasal thresholds to
odorants are lower than those of retronasal thresholds. Therefore, subjects require higher
retronasal odorant concentrations to detect an odor. It may be inferred then, that the retronasal
mode of olfaction is less effective for the perception and subsequent identification of odors as
compared to the orthonasal mode of olfaction. This effect was demonstrated by Sun and Halpern
(2005), when they found that odorants presented in the orthonasal location were almost always
correctly identified, whereas odorants presented in the retronasal location were accurately
In accordance with the ideas set forth by Mozell et al. (1970), it has been proposed that
retronasal presentation of an odor may produce a different pattern of mucosal activation than that
of orthonasal presentation of the same odor (Heilmann and Hummel, 2004; Sun and Halpern,
2005; Hummel et al., 2006). This could account for the more efficient perception of orthonasally
presented odors, and may help explain the discrepancies seen in odor thresholds. Other possible
explanations for this phenomenon need to be presented and tested, as it is likely that a
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study of orthonasal and retronasal olfaction. ERPs record the brain’s response to sensory
stimulation, and in this case by odorants. These recordings may be used to compare the response
amplitude, or strength of response, as well as the response latency, or the time taken to elicit a
response, in graphical form. Different olfactory ERP responses should be expected based on odor
stimulation site. Many investigators using this measurement and its data have found that smaller
amplitudes and prolonged latencies occur with respect to retronasal stimulation as compared to
orthonasal stimulation (Heilmann and Hummel, 2004; Frasnelli et al., 2004; Hummel et al.,
2006; Welge-Lussen et al., 2009; Roudnitzsky et al., 2011). This discovery relates back to the
finding that retronasal stimulation results in a weakened perception of odor intensity, along with
larger threshold values. While ERPs offer the advantage of not requiring full patient
collaboration, they are not routinely used as a diagnostic tool for the evaluation of olfactory
function, mainly because this technical procedure requires a stimulator capable of delivering a
brief, synchronized, and selectively chemosensory stimulus, which can be a challenge (Rombaux
et al. 2007).
As such, there are certainly situations in which the patterns of olfactory ERPs stray from
their usual norms. Hummel and Heilmann (2008) suggested that olfactory ERPs may differ
depending on the context in which the odor is presented. Specifically, they observed that a food
related odor (chocolate) produced a larger amplitude when presented orthonasally, but that a non-
food related odor (lavender) produced a larger amplitude when presented retronasally. This
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suggests that when odors are presented in “unusual site[s],” meaning sites in which they are not
typically perceived, the anticipated ERP patterns may be altered. Frasnelli et al. (2004) also
found that women show shorter response latencies than men, and commonly rate stimuli as being
more intense. It may be intriguing to explore the possibility of a gender difference, as it has the
potential to bring another aspect into the study of olfaction that has not received much focus thus
far.
ERPs have provided evidence to indicate that concomitant gustatory stimulation alters
odor perception via the two modes of olfaction in different ways. Welge-Lussen et al. (2009)
investigated the effect of simultaneous congruent and incongruent gustatory stimuli on olfactory
responses to two odors: vanillin and phenylethylalcohol (PEA). With orthonasal stimulation,
latencies were significantly shorter in the incongruent (sour-taste) condition, while during
retronasal stimulation, shorter latencies were produced in the congruent (sweet-taste) condition.
Interestingly, the simultaneous sweet gustatory stimulation influenced the food related odor,
vanillin, to a much more significant degree than that of the non-food related odor, PEA. With
respect to retronasal stimulation then, it is possible that the congruent stimuli were processed
more rapidly due to effects of familiarity. Conversely, it is possible that during orthonasal
perception, incongruent stimuli attract attention more quickly, leading to increased arousal and a
faster response time. Thus, the incongruent taste-odor pair might offer an explanation for the
protective role of the sense of smell, as it allows for the identification of potentially dangerous or
spoiled food. It would be valuable to perform additional research on the congruency of taste-odor
pairs, with a variety of novel odorants and tastants, to see if this effect can be generalized to
other situations.
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3.1. Temporal and spatial dynamics of ortho- and retronasal aroma perceptions
When considering the dynamics of human perception of aromas, the perceived flavor
intensity as a function of duration and intranasal locations must be taken into account (Lee and
Halpern, 2013). Time - intensity tracking has been used to investigate taste and smell for many
years (Overbosch et al., 1986; Kuo, Pangborn, & Noble, 1993; Buettner et al., 2008; Blancher,
2012). With the improvement of stimuli control in the retronasal olfaction (Heilmann &
Hummel, 2004), the analytical concept of comparing temporal and spatial dynamics of ortho-
Lee and Halpern (2013) suggested the use of continuous stimulation and natural breathing
instead of presenting stimuli during a limited time frame using timed sniffs for time - intensity
tracking. They noted that ortho- and retronasally smelled intensity increased to their respective
maximum values at 11.7 and 8.1 s followed by gradual decreases to about half of the maximum
intensities within a 55 s tracking period. A similar early rise has also been reported for vanillin
(Stephenson & Halpern, 2009), citral (Kuo, Pangborn, & Noble, 1993), chocolate and lavender
(Heilmann & Hummel, 2004) odorants using ortho- and retronasal olfaction. More importantly,
retronasally-perceived initial, maximum and final intensities were found to be about half of that
experienced based on orthonasal smell, indicating potential adsorption or loss of flavor in the
retronasal pathway before reaching the olfactory mucosa. However, two airways did not show a
significant difference with regards to the initial time (1.4 ± 0.8 s) at which a nonzero intensity
was firstly indicated by the participant. Their data were comparable to others where a general 1 -
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2 s initial time has been previously reported (Laing & Macleod, 1992; Wise et al., 2003;
Differences in the topographical distribution and adsorption of odorants by the nasal, oral
and pharyngeal mucosa, and the olfactory epithelium may affect the perceptual differences
between ortho- and retronasal olfaction. Frasnelli et al. (2005) measured intranasal odor
distribution in relation to four different nasal positons during oral administration of flavors using
intranasal gradient pattern was developed for the maximal amplitudes, which decreased in the
following order: nasopharynx > at the nostril > in front of the middle turbinate > olfactory cleft
were observed indicating a significant interaction between “position” and “compound”. Buettner
et al. (2008) monitored the spatial and temporal distribution of the stimulus in vivo at defined
intranasal location using on-line PTR-MS analysis. They observed that the orthonasal-ipsilateral
response exhibited a sharper increase followed by an immediate drop, while a flatter profile was
noted for the orthonasal-contralateral response. The authors considered that the initial sharp peak
was due to the fact that stimulus compounds had not yet been absorbed by the nasal mucosa. In
contrast, the decrease of stimulus intensity measured contra-laterally during orthonasal olfaction
can be attributed to the fact that the stimulus spread and interacted along with the mucosal lining.
A similar trend was observed for retronasal olfaction via ipsilateral and contralateral
stimulations, but the difference noted was not as significant as that seen for the orthonasal
pathway. These observations further sustain Mozell’s theory in which the odorant was spread
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3.2. Effect of dynamic physiological factors (processes) on ortho- and retronasal aroma
perception
In addition to the temporal and spatial differences during aroma perception, dynamic
physiological processes such as chewing, swallowing, breathing as well as air flow patterns play
an important role in elucidating perception of odors via orthonasal and retronasal routes
(Buettner et al., 2008). These physiological factors have been evaluated either as individual or
integrated processes.
with flavor or food intake, which is usually followed by swallowing (Welge-Lussen et al., 2009).
monitored oropharyngeal performance on retronasal ethyl acetate release during and after wine
consumption using real-time video fluoroscopy and PTR-MS. It is clear that during intake (a
small sip of wine), at which the velum was opened, a pulse of ethyl acetate was detected in the
expired air from the nose. However, no ethyl acetate was detectable in the breath when the sip
was taken but lips were closed. This effect was immediately removed when the taster opened
their velum under instruction inferring the critical role of airflow and breath during flavor
transfer and perception. A similar flavor release profile was noted during mastication of a solid
gel in which multiple peaks were visualized during chewing due to the intermittent opening of
the velum-tongue border (Buettner et al., 2001). Along with swallowing, a drastic increase of the
pulse of ethyl acetate was monitored for both wine and gel samples in a process has been
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The way participants chew samples also affected odor release patterns. Butettner et al.
(2008) found that a faster chewer had a quicker and steeper initial flavor release compared with
non-chewers, while non-chewers possessed a much higher “swallow breath” peak due to the
To fully elucidate the dynamics of ortho- and retronasal flavor perception, intranasal
airflow patterns on the perceptual differences of the ortho- and retronasal olfaction must not be
overlooked (Hummel et al., 2006; Buettner et al., 2008). Previous studies and development of
mathematical models have been conducted to mimic in vivo physiological conditions (Keyhani,
Schere, & Mozell, 1997, Zhao et al., 2004; 2006); however, the influence of air-flow
Breathing has been considered to be necessary for the aroma transfer during flavor
perception (Diaz, 2004; Buettner et al., 2008). The aroma that was detected at the nostrils during
an exhalation breath has been used to represent aroma at the receptor site (Taylor, 1996). Deibler
et al. (2001) proposed that food consumption was not a static equilibrium or a truly dynamic
system. Air flow rate is able to drive volatiles flowing back to the food matrix leading to an open
system during consumption (Deibler et al., 2001). It has been noted that less effective air
movement during expiration than inspiration could be one of the factors that lead to the
diminished response and the longer latencies for odorants presented retronasally (Scott et al.,
Zhao et al. (2004) established a numerical model to anticipate the air flow and odorant
transport using commercial computational fluid dynamics (CFD) simulation techniques. They
suggested that small anatomical changes in the nasal cavity could strongly influence the airflow
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patterns and odor transportation which consequently affected the olfactory function (Zhao et al.,
2004). As a result, the potential anatomical variations during inhalation and exhalation
accompanied by the ortho- and retronasal olfaction could potentially account for the difference
observed between these two olfactory modes. In a continuous study, they simulated turbulent and
laminar airflow and odorant transport during human sniffing and found that sniffing behavior by
humans created a turbulent airflow, similar to laminar airflow during resting breathing (Zhao et
al., 2006).
Identification and localization of olfactory stimuli have been utilized as effective tools to
provide further insight into understanding of the differences between ortho- and retronasal flavor
perception. Generally, identification of odorants appear to be much better when flavors were
introduced via orthonasal route compared to retronasal presentation (Pierce and Halpern, 1996;
Halpern, 2004), although some have found no significant difference (Sun and Halpern, 2005).
Using identification as a tool, Sun and Halpern (2005) systematically evaluated identification of
paired retronasal and orthonasal odorants. They noted that the perceived order of odorants were
the opposite of the physically presented sequence for both retronasal-first and orthonasal-first
heterogeneous pair stimulations. It was suggested that a short-term odorant memory could cause
odorant smelled second to be perceived before the odorant smelled first (Kellogg, 2003). Pfaar et
al. (2006) produced a mechanical obstruction of the anterior olfactory cleft of healthy subjects to
simulate the condition of nasal polyposis patients who were known to have superior retronasal
olfactory function (Landis et al., 2003). It was found that, after the olfactory cleft was blocked,
lower identification ability was noted for orthonasal olfaction but not for retronasal olfaction,
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which further indicates there is an absolute difference between orthonasal and retronasal
olfactory functions.
Localization of olfactory stimuli has been utilized to explore the qualitative differences
between ortho- and retronasally presented olfactory stimuli (Hummel et al., 2006). Hummel et al.
(2006) found that participants were able to successfully localize the trigeminal stimulant CO2,
pure olfactory stimulant H2S and phenyl ethyl alcohol. As the localization was found to be
independent of the stimuli intensity, the author considered that the localization was based on a
4. Impact of selected flavors and media on ortho- and retronasal flavor perception
properties of different odorants on ortho- and retronasal flavor perception (Diaz, 2004; Frasnelli
et al., 2005; Scott et al., 2007; Wikes et al., 2009), and some conflicting results have been
reported. Table 1 summarizes the recently published papers on the impact of selected flavor and
Diaz (2004) demonstrated a good correlation between water-to-air partition coefficients (Log
Pwa) of a homologous series of esters and the difference in ortho- and retronasal flavor
perception as indicated by retronasal: orthonasal ratio (R:O ratio). This ratio reflects the number
of times that flavor concentration needs to be elevated to obtain the same intensity by mouth as
by nose. It was found that hydrophobic flavor (lower air-water partition coefficient) produced a
higher R:O ratio and a larger difference in dose-response curve for ortho- and retronasal
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olfaction. It appears that a greater adsorption of highly hydrophobic flavors in the nasophrynx
may occur in the course of retronasal olfaction, which makes retronasal perception more
challenging.
Similarly, Frasnelli et al. (2005) measured the distribution of three different flavors at four
intranasal positions. To relate the flavor distribution pattern with the hydrophobicity of flavors,
they noted that the concentration of flavors at nasopharynx correlated with the hydrophobicity of
flavors (hydrophilic diacetyl (25%) < intermediate ethyl butyrate (31%) < highly hydrophobic
ethyl hexanoate (40%)) inferring flavor intranasal distribution may be dependent upon the
physicochemical properties of flavors. More importantly, not only spatial distribution of different
odorants varied at different intranasal sites, the respective flavor latency of maximal response
exhibited differently. Ethyl butyrate reached its maximal response at an average of 18.0 s and
then decreased; however, the response of diacetyl and ethyl hexanoate continued to increase and
reached their peaks 2.5 s and 5 s after ethyl butyrate, respectively. These observations suggest
that the picture evoked in the brain could be dynamically changed as each perceived flavor
concentration changed over time (Frasnelli et al., 2005). Considering the chromatographic theory
of Mozell (1970), the differences in latencies of maximal response further support that different
odorants might spread in different spatial and temporal patterns along the mucosa as a result of
From another perceptive, Scott et al. (2007) observed that nonpolar or hydrophobic odorants
were more effective in activating rat olfactory receptors than polar or hydrophilic odorants in
retronasal stimulation; this effect was not dependent upon odorant concentration and carrier air
humidity (Scott et al., 2007). A potential mechanism which involves the removal of polar
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odorants from the air stream before entering olfactory receptor cells may lead to the differential
effect. In addition, a reduced transfer of polar odorants to the olfactory region due to less
effective air movement during expiration than inspiration could be another factor (Zhao et al.,
Wilkes et al. (2009) suggested that it was the solubility of odorants in mucus rather than in water
(polarity), which contributes to the perceptual difference of ortho- and retronasal olfaction. In
their analysis, paired odors with known solubility in nasal mucus and water were presented via
both ortho- and retronasal routes and the odorant that was identified first in the binary mixture
was recorded. A temporal difference was observed for retronasal olfaction whereby the odorants
with lower mucus solubility were significantly easier to be identified first and recognized
correctly. This finding strongly suggested that, in retronasal olfaction, the odorants with higher
mucosa solubility may undergo a greater adsorption effect at the nasophrynx such that they are
perceived more slowly than the odorants possessing lower mucus solubility at the nasal mucosa.
In other words, the response evoked at olfactory receptors is a function of the degree of
absorption and desorption rate of odorants along the way through respiratory tract and the
resulting number of flavor molecules that reached the olfactory respecters. These findings sustain
the Rozin (1982) theory of flavor perception which proposed that selective adsorption and
desorption of odorants by the mucosa in mouth and nasopharynx in comparison to the nose
during orthonasal perception may account for the qualitative difference and duality in the ortho-
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In addition to activation of olfactory nerves, it is known that most odorants can stimulate
the activation of the trigeminal system; an effect that is mainly concentration dependent (Doty et
al., 1978). The entire nasal mucosa can be involved in the intranasal trigeminal stimulation
(Stevens & Cain, 1986), while olfactory receptors are mainly located in the area of olfactory cleft
Hummel et al. (2006) compared the olfactory ERPs of a trigeminal chemosensory stimulant
(CO2) and intranasal mechanical stimuli (air puffs) at different intranasal locations. It was found
that the chemosensory stimulus was more strongly perceived and had short latency when
stimulus was introduced orthonasally compared to retronasally, while a reverse pattern was
observed for the mechanical stimuli. Similar patterns were reported by Frasnelli, Heilmann and
Hummel (2004) who concluded that the responsiveness of human nasal mucosa to trigeminal
stimuli are dependent upon the quality of stimulus (chemosomatosensory vs. mechanosensory
stimuli) and the site of stimulation (orthonasal vs. retronasal). They outlined that the respiratory
mucosa should be seen as a heterogeneous tissue whose differences may contribute to the
dissimilarity during orthonasal and retronasal odorous stimulation (Hummel et al., 2004; 2006).
Frasnelli, Ungermann, and Hummel (2008) further investigated the role of trigeminality of
stimulus in localization (orthonasal vs. retronasal) and lateralization (left vs. right) of orthonasal
and retronasal stimuli. They revealed that the degree to which an odorant activates the trigeminal
nerve plays a significant role in localizing and lateralizing intranasal stimuli and is more
pronounced for lateralization (Frasnelli, Ungermann, and Hummel, 2008). However, no direct
correlation was found between subjects’ ability to lateralize and localize stimuli. For the odors
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with minimum trigeminal properties, localization was more accurate than lateralization. This
further infers that trigeminal stimulation might be more important for lateralization.
zones of olfactory epithelium would be activated in a reverse order when odorants enter nasal
cavity from the orthonasal or retronasal routes. This difference could also contribute to the flavor
Water, protein, and fat in food systems interact with one another and can influence volatile
release patterns. The course of ortho- and retronasal odor perception during and after food
consumption is not only influenced by the odorants but also physiochemical properties such as
viscosity and texture of food matrices. As the release of flavor molecules from the food matrix
into the headspace (air or in mouth) directly relates to the amount of flavor molecules that are
able to reach the olfactory receptor during eating, the factors that would affect the phase
partitioning and mass transportation of flavors need to be taken into account in the context of
dynamic flavor perception. Table 1 illustrates several recent studies in which emphasis has been
placed on understanding the interactions between texture and olfactory stimuli using
It has been previously reported that viscosity (Pangborn & Szczesniak, 1974; Hollowood,
Linforth, & Taylor, 2002; Saint-Eva et al., 2006), texture (Weel et al., 2002; Bult, de Wijk, &
Hummel, 2007), oral shear stress (Cook et al., 2003), surface exchange area of food matrices
developed in mouth and throat (Saint-Eva et al., 2006) and addition of gelling agents (Juteau,
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intranasal locations when consuming liquid and solid custards using PTR-MS. An interaction
was detected between the type of custard and compound, which inferred the release of different
compounds from the custard during oral administration was significantly affected by viscosity.
In addition, the total number of compounds measured for solid custard was 34% less than the
amount of flavors released from the liquid sample indicating lower viscosity results in higher
flavor release. Buettner et al. (2008) measured the impact of gel texture on ethyl butanoate
release during mastication and swallowing. A fast and intense onset of aroma transfer to the nose
was observed for a soft gel (4% protein content) in comparison with a hard gel (10% protein
content) due to a faster breakdown of soft gel structure resulting in a faster release of volatiles
(Buettner et al., 2008). However, in a recent study, Roudnitzky et al. (2011) observed that
thickened milk enhanced the intensity of a butter aroma, which was contradictory with previous
reports in literature (Hollowood, Linforth, & Taylor, 2002; Frasnelli et al., Saint-Eva et al., 2006;
Bult, de Wijk, & Hummel, 2007; Buettner et al., 2008). The authors attributed the difference to
the sweet taste of oral stimulus inducing a taste-aroma interaction and potential confusion by
panelists when rating odor intensity (Roudnitzky et al., 2011). A subsequent study revealed that
increased milk viscosity and simultaneous presentation of a creamy aroma ortho- and
Sight is undoubtedly critical for the enjoyment and perception of foods and the impact of
visual cues on olfactory perception has been well documented. Visual cues, like color, can
dominate over people’s olfactory experience of foodstuffs, and can vary greatly among
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individuals due to differing flavor expectations (Spence, 2016). When colors accompany odors,
perceptions of the odors change and appropriate colors often impact the perception of the odors
differently from inappropriate colors (Zellner et al, 2013). Koza et al. (2005) demonstrated that
color has a qualitatively different effect on the perception of the orthonasally compared to
retronasally presented odors. They found that when red dye was added to a fruit-flavored
beverage, the intensity of the drink’s aroma was rated higher in those who assessed the sample
orthonasally. Another group of participants rated the drink as less intense in the presence of red
color when they were experienced retronasally. This suggests that assumptions about the
association between olfactory perception and visual cues may not necessarily be the same when
participants actually taste the product. When vision is taken out of the equation, for instance in
the case of congenitally blind subjects, olfactory perception is generally enhanced while taste is
diminished. Gagnon et al. (2015) confirmed that blind subjects have enhanced orthonasal but not
retronasal olfactory abilities compared to their sighted counterparts. It is likely that familiarity of
odorants, but also the absence of visual cues play a role in this observation.
5. Methods to understand ortho- and retronasal flavor perception by neural and brain
imaging techniques
Odorous stimuli reach the olfactory epithelium via one of two routes. The first is through
retronasal stimulation during food ingestion via the mouth and nasopharynx, and the second is by
sniffing in through the external nares of the nose during orthonasal stimulation. Paul Rozin
(1982) suggested that the sense of smell is the sole “dual sensory modality,” in that it senses
odors from within the body (retro), and from the external environment (ortho). There is a
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growing body of evidence to support the contention that these two modes of olfactory perception
There are different types of stimuli associated with the two routes of olfactory perception.
Retronasal stimuli are generally limited to food volatiles, which likely contributes to the reason
why retronasal olfaction is commonly mistaken for “taste.” On the contrary, orthonasal stimuli
consist of a wide variety of scents and smells, including food aromas, but also perfumes, floral
Many studies have shown that different paths of odorant delivery, along with experience,
may play a role in influencing which areas of the brain become active during olfactory
perception (Small et al., 2004; Small, Gerber, Mak, & Hummel, 2005; Bender, Small, Hummel,
& Negoias, 2009). In relation to taste-odor integration, Small et al. (2004) reported that when a
taste is perceived simultaneously with a retronasally presented odor, the anterior cingulate cortex
(ACC), the orbitofrontal cortex (OFC), and the dorsal and ventral insula show a super additive
response, and become more active. Conversely, when a taste is perceived simultaneously with an
orthonasally presented odor, these same regions show significant deactivation. These conflicting,
path-dependent responses seemed to be correlated with whether or not the taste-smell pair
Further evidence for differential neural processing of odors based on route of odorant
delivery is given by Bender et al. (2009). They found that the effects of salivary habituation,
which occurs after repeatedly presenting a single food odor through a single route, and results in
a decrease in salivary response, are reversed when the route of presentation of that odor is
switched. This demonstrates that a switch in odorant delivery from ortho- to retronasal, for
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example, allows for recovery from habituation, and implies diverse brain activation for each
route. In preliminary studies conducted by Hummel et al. (2006), fMRI data revealed neural
activation in the insula, anterior cingulate, superior temporal gyri, and right lateral orbital gyrus,
regardless of the site of stimulation. However, when the site of stimulus presentation was taken
into account, cortical activation in the left insula and anterior cingulate was higher following
orthonasal stimulation, thus providing possible evidence of site-specific brain activation patterns.
5.1 Utilization of brain imaging techniques in comparing responses to food and non-food odors
It has been speculated that previous experience with certain odors may affect their
processing (Small et al., 2004; Small et al., 2005). A more specific example of this phenomenon
is seen when the odor in question is associated with a food, or a non-food odor (Heilmann &
Hummel, 2004; Small et al., 2005; Hummel & Heilmann, 2008). Odors associated with foods are
normally experienced both ortho- and retronasally, while odors associated with non-foods tend
only to be experienced orthonasally. The differential processing seen in these situations may
therefore be attributed to cues associated with smelling a food item versus a non-food item. As
pointed out by Bender et al. (2009), orthonasal perception of a food odor signifies the availability
of food, while retronasal perception of the same odor acts as an indication that food has actually
been ingested. This connects to the concept of food reward, which may have the potential to
affect neural recruitment since retronasal perception of food odors implies the receipt of food (a
reward), whereas that of non-food odors does not. For instance, a recent study demonstrated that
the delivery of strawberry aroma compared to lily of the valley highlighted reward-related areas
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In the research conducted by Bender et al. (2009) discussed above, they also found that a
recovery from salivary habituation occurs when the odor is switched. However, this effect was
only observed when the odor in question was food related, thus providing further support for
differential representation of food versus non-food odors. Similarly, with the use of fMRI, Small
et al. (2005) found that activation of the perigenual cingulate, posterior cingulate, medial OFC,
and superior temporal gyrus occurred in response to a food odor (chocolate) via the retronasal
route. However, orthonasal perception of the same chocolate odor resulted in favorable
activation in very different regions, namely the insula, hippocampus, caudolateral OFC,
thalamus, amygdala, and the temporal, parietal, and frontal opercula. They also found that this
result was not replicated in response to non-food odors, such as lavender. This, again, suggests
that brain activation may vary with the route of odorant delivery, but that this effect depends on
whether the odor in question has been experienced by one or both modes of olfactory perception
in the past. Gautam and Verhagen (2010) pointed out that previous experience with a taste-odor
pair may lead to specific taste acquisition by odorants. Orthonasal perception does not have a
taste component, so this taste acquisition phenomenon may help to explain why different brain
regions become active in response to food versus non-food odors. It is much more probable that
a food odor like chocolate has been previously experienced both ortho- and retronasally than has
a non-food odor like lavender, since it is less customary to ingest lavender than it is to ingest
chocolate.
6. Conclusions
Although much has been uncovered with the advancement of neural and brain imaging
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techniques, more research is needed to replicate the findings. With each new study, we gain a
better understanding of the complexities of ortho- and retronasal olfaction, and the underlying
network of brain activation during olfaction. Because olfaction has a significant influence on the
types of foods and beverages that appeal to consumers, expanding our knowledge on the subject,
along with clarifying the presence of gender differences, has the potential to benefit the food
industry through the development of more successful and pleasant products on the market. It
would also be beneficial to perform similar experimental tests with an array of different odors to
see if the effect seen in the studies discussed in this review applies in more than one situation.
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Table 1. Summary of recent studies of impact of selected flavors and media on ortho- and retronasal flavor
perception
experiment
Diaz, M. (2004) To compare 15 subjects Dose Reponses and Miglyol- Orthonasal and retronasal
orthonasal vs. evaluated intensity air partition coefficients of perception of flavor depends
retronasal dose- using a scaling flavor were monitored using on physical characteristics of
plotted against
concentration.
Measured intranasal
custards.
Scott et al. To predict if odorant Rats were presented Odor stimulation to rats’ Nonpolar odorants were
(2007) polarity would be a to a series of external nares by artificial effective in both stimulus
major factor in odorants that varied sniff and to internal nares by modes, while polar odorant
orthonasal vs. from very polar, positive pressure. activated olfactory epithelium
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hydrophobic
odorants.
Wilkes et al. To determine 33 subjects were Psychophysical method: Solubility of odorant in mucus
(2009) whether solubility of exposed to 4 pairs either sniffing or swallowing rather than in water better
odorant in mucus or of odorants that air above sample into mouth predicts which odor will be
water predicts represent same or and identify which odor was perceived first.
Delime et al. To evaluate relative 100 naïve subjects Odor Activity Values Compared to retronasal
retronasal olfaction volatiles in a nine- study to determine if OAVs individual volatiles, except for
strawberry flavor volatiles to the perceived not always reflect the relative
by Thurstonian measure ′.
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custard samples.
Buettner et al. Intensity and Used proton-transfer Solid gel had a lower
To elucidate
(2008) temporal reaction mass spectrometry maximum sensory intensity
relationship between
characteristics 4 and to measure total amounts of compared with soft gel.
molecular level and
10% protein gel odor detected, and odor
perception during
were rated by 10 intensity.
and after
assessors.
administration of a
chemical stimulus.
Roudnitzky et To understand Odor and texture ERPs were obtained from Perceptual interactions were
al. (2011) interactions between intensity of lean and five recording positions found between food texture
synchronous tactile thickened milk were using psychophysical and and odor.
sensations or retronasally.
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Heilmann To develop a new Food-related (chocolate) Used a computer-controlled air- There are significant
& method to compare and non-food (lavender) dilution olfactometer to allow differences between
Hummel. orthonasal and retronasal related flavor with application of rectangular- ortho- and retronasal
(2004) olfaction. controlled conc. were shaped pulses of chemical perception of odors,
epipharynx. Stimuli
concentration and
recorded.
Hummel psychophysical methods stimulation using gaseous mechanosensory ERPs were and site of
mechanical and stimulation using air puffs. intranasal mechanical stimuli Chemosensory
mechanical stimuli
to retronasal posterior
position.
Hummel To investigate 230 individuals were Used Sniffin’ Sticks test and There are perceptual
et al. differences in odor assessed for ortho- and grocery store test; then released differences in relation
(2006) quality between ortho- retronasal olfactory odors into anterior portion of to ortho- and
and retronasal olfaction functions. nasal cavity (for orthonasal) retronasal stimulus
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Hummel To investigate the 20 healthy subjects were Tubing was placed below the Food related odor was
& perception of odor exposed to the non-food lower turbinate (for retronasal more actively
Heilmann. intensity following (lavender) and food stimulation) and in the perceived in the
(2008) ortho- and retronasal (chocolate) flavor, while vestibulum of the nasal cavity orthonasal route. The
odor presentation and to measuring ERPs. (for orthonasal stimulation). opposite occurred for
foods.
Role of brain imaging and signal to characterize orthonasal and retronasal flavor perception
Rozin To prove that olfaction is N/A Discussed various past There is difficulty in
(1982) the only dual sensory experiments to explain duality identifying the flavor
odorant, thus
suggesting duality in
olfaction.
Small et To investigate the role of 20 participants were 11 participants (3 men, 8 The insula, OFC, and
al. (2004) experience in forming presented with 2 flavors – women with mean age of 26) ACC are key
of flavor (taste-odor congruent taste-odor pair stage. Used event-related fMRI network underlying
pairings), and whether (vanilla/sweet), and the to evaluate brain response flavor perception and
the mode of olfactory other an incongruent pair during perception of flavors taste–smell
delivery affects (vanilla/salty), and a compared with the sum of the integration within
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previous experience
combinations.
Small et To evaluate differential A two factorial design Delivered vaporized odorants Routes of delivery
al. (2005) neural responses evoked with odor (lavender, via the orthonasal and produced differential
by orthonasal versus butanol, farnesol and retronasal routes and measured activation in brain
retronasal odorant chocolate) and mode of brain response with fMRI. tissues, inferring
delivery and to delivery (ortho and Neuroimaging was taken at interaction of route
determine whether this retronasal). This resulted each condition and pre- and and odorant. This
odor.
Shepherd, To investigate advances N/A Use of high-resolution fMRI. Human brain’s flavor
food intake.
Bender et To test the prediction that 24 subjects were exposed Evaluated pleasantness and Salivary response to
al. (2009) recovery from salivary to chocolate and pineapple intensity, familiarity and food odors decreases
habituation occurs when odors. perceived edibility. Used nasal with repeated
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networks.
Interactions between olfaction and other factors related with ortho- and retronasal perception
Mozell To determine whether 24 frogs “sniffed” 16 The relative retention time of The olfactory mucosa
(1970) different mucosal different odorants, each at each of the 16 odorants was behaves like a polar
odorants.
Sun & To study the 20 subjects were tested for Odorant intensity matching and Processing of
Halpern identification of paired identification of retronasal identification learning was retronasal and
(2005) retronasal and orthonasal and orthonasal only learned and trained to subjects. orthonasal odorants
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flavor perception.
To determine the impact 15 subjects rated the Subjects were familiarized with Presence of color
Koza et al.
of color on orthonasal intensity of the odor of samples using practice enhanced odor
(2005)
and retronasal odor tangerine-pineapple-guava solutions first, followed by test intensity ratings for
intensities beverage with or without solutions and odorant intensity orthonasal olfaction,
Welge- To examine whether 32 subjects took part in 2 Used olfactory ERPs as a Ortho- and retronasal
Lussen et congruent and test sessions. Four measure in response to a food- olfactory stimuli are
al. (2009) incongruent randomized blocks of 15 like odor (vanillin) and an odor processed differently;
simultaneous gustatory stimuli each were applied not normally associated with congruent and
retronasal olfaction.
Welge- To examine if retronasal 50 healthy subjects were Olfactory stimulation was Swallowing took
Lussen et olfaction influences presented with a sweet conducted using a computer- place significantly
al. (2009) swallowing in a manner taste (glucose) controlled olfacometer. faster and more
different from that of simultaneously with Gustatory stimulation was frequently after
orthonasal olfaction in vanillin, either ortho- or performed by a taste dispenser. retronasal stimulation
combination with retronasally. The intensity Ultrasound image of the mouth compared with
simultaneous gustatory rating of ortho- and floor was videotaped to swallowing after
was recorded.
Gautam To test odor-taste Flavor-naïve rats were The retronasal odor stimulation Only after prior
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and generalizations in rats placed into test chambers was conducted by licking the paired experience of
Verhagen with or without paired to generalize of taste/odor odorized water from the spout the odorant with a
(2010) exposure to an odorant aversion. 2 oral odorant by rats sweet tastant, rats
was recorded.
Gagnon et To test the hypothesis 12 congenitally blind and For orthonasal olfaction, Blind subjects were
al. (2015) that congenitally blind 14 sighted control subjects subjects had to select one of significantly faster
subjects have enhanced were asked to identify four possible choices after and tended to be
orthonasal but not odors using grocery- sniffing samples blinded. For better at identifying
retronasal olfactory available food powders. retronasal identification, two odors presented
time.
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