Professional Documents
Culture Documents
History and Theory 43 (October 2004), 341-359 © Wesleyan University 2004 ISSN: 0018-2656
REVIEW ARTICLE
HISTORIANS AND SOCIAL VALUES. Edited by Joep Leerssen and Ann Rigney.
Amsterdam: Amsterdam University Press, 2000. Pp. 243.
Competent readers have long understood that history is written from a perspec-
tive shaped by political and ethical values. The variety and seeming incommen-
surability of rival historical interpretations have always afforded skeptics an
opening, but only in our generation has perspective become the entering wedge
for a boundless and facile skepticism that shrugs aside objectivity as a “noble
dream” and construes historical interpretation as little more than politics by other
means. The stark question confronting us today is whether the undeniably per-
spectival character of historical interpretation is some sort of congenital defect
that prevents historians from achieving the knowledge to which they aspire, or—
on the contrary—a condition of the very possibility of historical knowledge that
helps specify the meaning of objectivity in human affairs, but does not weaken
history’s truth claims in any way that need surprise or trouble us in the least.
The relation between perspective and objectivity came under sustained scruti-
ny at an important conference on “Social Values and the Responsibilities of the
Historian” that was held in Amsterdam at the Huizinga Research Institute and
Graduate School of Cultural History in 1997. The editors of the resulting volume
1. Friedrich Nietzsche, On the Genealogy of Morals, ed. Walter Kaufmann (New York: Vintage,
1969), 119.
2. Max Weber, “‘Objectivity’ in Social Science and Social Policy,” in The Methodology of the
Social Sciences, ed. Edward A. Shils and Henry A. Finch (Glencoe, Ill.: Free Press, 1949), 81-82.
Haskell 8/31/04 2:39 PM Page 342
4. Alan D. Sokal, The Sokal Hoax: The Sham that Shook the Academy. (Lincoln: University of
Nebraska Press, 2000).
5. Paul Boghossian, “What the Sokal Hoax Ought to Teach Us,” Times Literary Supplement (13
December 1996), 5-6.
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this by projecting into the temporal realm a conceptual framework that allowed
for a degree of incommensurability between eras, enabling the Old Testament to
be seen as at once “true and superseded.” The entire argument hinges on
Ginzburg’s conviction that in the history of world religions the relationship
between Christians and Jews uniquely mingles “continuity and distance, close-
ness and hostility” (30):
Neither the Greeks nor the Jews ever thought of something comparable to our notion of
historical perspective. Only a Christian like Augustine, reflecting on the fateful relation-
ship between Christians and Jews, between the Old and the New Testament, could have
come to that idea, which . . . [ultimately] became a crucial element of historical con-
sciousness: that the past must be understood both in its own terms and as a link in a chain
which ultimately leads to us. I would like to suggest that this ambivalence is a secularized
projection of the Christian ambivalence toward the Jews. (25)
The next stage in Ginzburg’s argument brings us up to the edge of our own era.
For Leibniz in the seventeenth century as for Machiavelli in the sixteenth, per-
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6. Novick, That Noble Dream: The ‘Objectivity Question’ and the American Historical Profession
(Cambridge, Eng.: Cambridge University Press, 1988).
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the social responsibilities of the historian might (and in my view should) start from this
double gesture, and its implications. (30-31)
Ginzburg’s “double gesture” was not (and probably could not have been) taken
up for discussion by his co-contributors at the Amsterdam conference. But his
two central claims, that acknowledgement of the force and constitutive power of
perspective has been one of the “core” assumptions of modern historiography at
least since Leibnitz and Claudinius, and that until recently the idea of perspec-
tive was not tied to either subjectivism or objectivism, but helped sustain a fruit-
ful tension between the two, are insightful, provocative, and timely. One obvious
question to ask in light of Ginzburg’s essay is why that tension seems to have
broken down in recent decades. Another is whether the breakdown can be reme-
died, or must instead be accepted as part of a new dispensation, as radical skep-
tics will presumably contend.
Having begun with the collection’s first essay, let us now turn to its final one,
Richard Rorty’s “Afterword.” One might have expected Rorty to take an interest
in Ginzburg’s essay, given its stress on perspective and its challenge to the views
of the analytical philosopher, Boghossian. But Rorty’s brief contribution does not
comment directly on any of the arguments presented at the conference. Pitched
at a high level of generality and written with his customary blend of pugnacity,
charm, wit, and invincible self assurance, the essay gives historians advice of
three kinds. The first warns them that philosophers have nothing of value to tell
them about historical inquiry and urges that “theory” be regarded as an optional
mode in history, not a competence that any able practitioner should be expected
to possess (197-198). The second item of advice chides historians for
overindulging in the “pathos of distance” and assures them that understanding
even the most ancient or exotic forms of life is no different than understanding
one’s next door neighbor (201). The third urges historians to embrace what Rorty
calls “honesty” as the polestar of professional life and abstain altogether from
such heady questions as what it would mean to be “objective,” or “see their dis-
cipline from the outside,” or ponder “what it is to be a historian” (199).
All this is vintage Rorty. It follows predictably from his stance as an antireal-
ist, who regards epistemology as a hopelessly misguided enterprise and objec-
tivity as a will-o’-the wisp. Epistemology takes for granted what Rorty denies:
that even when all the frailties of the correspondence theory of truth are taken
into account, there remains at least a kernel of merit in the commonsense
assumption that there is a real world out there, independent of consciousness, for
us humans to “get right.” Contending as he does that “our justificatory practices
supply the only criteria for the application of the word ‘true,’” the issue for him
comes down to a question that can only be asked rhetorically: “Does the nature
of the truth outstrip those practices?” (198).
Pragmatists like myself think that once you know the criteria for the application of a word,
you know all there is to know about the nature of the things signified by the word. Our
opponents, who nowadays tend to call themselves “realists,” argue that we should distin-
guish between criteria for the use of the word and the nature of the thing referred to by
that word . . . . To say, with the realists, that there must be something beyond consensus
Haskell 8/31/04 2:39 PM Page 347
he urges upon historians turns out to have more to do with facilitating the oper-
ation of those communities than it does with individuals being “honest” in any
familiar sense of being scrupulous, or abstaining from theft, lies, and half-truths.
What begins as advocacy of a distinctively personal virtue gradually morphs into
extravagant praise of dutifulness to one’s peers for the sake of communal soli-
darity, as if that were an end in itself:
It is enough to be an honest historian. “If you take care of honesty, you need not worry
about the nature of truth and objectivity” (199)
To be honest is to repay the trust placed in you by your fellows. . . . it is, among other
things, to be a reliable witness to what is in the archives . . . . It is a matter of doing what
is expected of you . . . conforming to the expectations common to those formed in the
same disciplinary matrix. (199)
History is a cooperative activity. . . . The historian is responsible to his fellow historians.
“Honesty” is the wholehearted acceptance of the need to convince those fellow historians,
and to do so in ways that the community of historians recognizes as appropriate. (203)
Rorty knows better than to leave this lavish praise of disciplinarity unquali-
fied; he eventually acknowledges the dangers of conformity and admits that
“keeping a profession healthy is a tricky business.” His litmus test of good health
in the case of history is that the profession must be “tolerant enough neither to
command nor to forbid the use of history for political purposes” (203). I, too, am
an admirer of disciplinarity, so all this, to my way of thinking, is quite accept-
able.9
But why does Rorty feel any need to pump up the utterly uncontroversial
virtue of “honesty” to make it stand for such community-oriented practices as
“doing what is expected,” “conforming to expectations,” and wholeheartedly
accepting the cognitive values and standards of one’s professional community?10
The reason, I submit, is that this enables him to sidestep the entire question of
“answerability to the world” and thereby finesse the contortions that antirealism
requires. As an antirealist and antirepresentationalist, he can make no more sense
of objectivity than of epistemology. In his own words, “the meaning of the term
‘true belief’ [is] exhausted by describing the justification a belief has received .
. . the meaning [does not] include reference to the way the world is in itself”
(198).11 In lavishly endorsing disciplinarity at the Amsterdam conference, he was
affirming the sufficiency of the commonsense justificatory processes that all of
9. My views on disciplines and the manner of their functioning appear in “Professionalization ver-
sus Capitalism: Tawney, Durkheim, and C. S. Peirce on the Disinterestedness of Professional
Communities,” and “Justifying Academic Freedom in the Era of Power/Knowledge,” in my
Objectivity is not Neutrality: Explanatory Schemes in History (Baltimore: Johns Hopkins University
Press, 1998), 78-114, 174-224; “Menand’s Postdisciplinary Project,” in Intellectual History
Newsletter 24 (2002), 107-119; and The Emergence of Professional Social Science: The American
Social Science Association and the Nineteenth Century Crisis of Authority (Baltimore: Johns Hopkins
University Press, 2000).
10. Rorty never addresses an obvious but presumably unwanted implication of this line of argu-
ment, namely, that members of a community of inquiry who are not content with conventional justi-
ficatory procedures and dissent from prevailing disciplinary practices thereby expose themselves to
the unjust charge of “dishonesty.”
11. Here I have transformed Rorty’s rhetorical question into an affirmative statement.
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Like Ginzburg, Mommsen takes it for granted that the only sort of objectivity
worth pursuing in history is inescapably conditioned by the historian’s values.
“Values, ideological positions and different normative systems—these are the
very fabric of what [the historian] studies, and their mutual confrontation consti-
tutes, in a way, the dynamism of the historical process” (48):
But that is not all. . . . values define the very parameters within which such a ‘history’ is
recounted, its beginning, its icon (as Hayden White calls it), and its presumed closure . . .
. Thus, the history of European expansionism can be told from many different perspec-
tives, and it would be senseless to festoon it (as young students often do) with crushing
denunciations of the immorality of oppressing colonial peoples and destroying their
indigenous cultures. Yet there is a fundamental difference between writing the history of
colonization preponderantly or exclusively from the viewpoint of the colonizers . . . and
systematically taking the position and experience of the indigenous population into
account. (48-49)
The first challenge is to strive for scholarly objectivity. But having said that,
Mommsen does not hesitate to add a few lines later that objectivity “will only
take us so far” (49). In limit cases such as the Armenian genocide, the Stalinist
terror, and the Holocaust, “‘understanding’ cannot be the final word, and cer-
tainly not in the sense that tout comprendre, c’est tout pardonner.” In such cases,
he says historians have three duties: “First, to represent the terrible events
frankly; second, to chart them in the context of ideological concepts and of insti-
15. Wolfgang Mommsen, Max Weber and German Politics 1890–1920, transl. Michael S.
Steinberg (Chicago: University of Chicago Press, 1984); The Political and Social Theory of Max
Weber: Collected Essays (Cambridge, Eng.: Polity Press, 1989).
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suppositions. Thus, historical thinking is necessarily enlightening [to author and audience
alike] as regards its normative presuppositions. (53)
The vital point here is that the historian’s perspective, far from being an invi-
olable given, bestowed by fate and exempt from rational reconsideration,
becomes subject to modification in the service of intellectual integrity, exposito-
ry persuasiveness, and the hope of earning and maintaining the respect of one’s
peers, including those who do not share one’s own values and priorities. In a
word, one might say that perspective is subsumed by Mommsen (as it arguably
was by Weber) under the tradition of Bildung, as but one aspect of the life-long
project of self-realization and enlightenment to which historian and audience
alike are presumed to be dedicated. “In the actual practice of the historian’s
work,” Mommsen continues, “this entails a duty never to commit oneself uncrit-
ically to a certain perspective but to reflect, as free from prejudice as possible, on
the assumptions informing one’s work” (54). Explicitly invoking Weber,
Mommsen calls upon historians to live up to an ideal of “scholarly asceticism”
that abstains from uninhibited advocacy, even for the best of causes, understand-
ing history’s paramount task to be that of enabling people to formulate for them-
selves an account of the ultimate meaning of their own conduct (54).16
Had he not been confined to the mandatory brevity of a conference paper, I
like to think that Mommsen would have said a few words more about Weber’s
understanding of perspective. Mommsen would agree, I assume, that our osten-
sibly “postmodern” generation has nothing to teach Weber about the pervasive
influence of subjective values in constituting the objects of historical inquiry. As
I see it, there could be no fuller acknowledgement than Weber’s of the inevitabil-
ity of value commitment, or its legitimacy in shaping both the questions we his-
torians ask about the past, and the empirical standards of relevance that we
employ in answering those questions. For Weber as for Nietzsche, there truly is
“only a perspective seeing.” It is only by means of these value-laden perspectives
that the cultural world takes on meaning for us:
All knowledge of cultural reality . . . is always knowledge from particular points of view.
. . . Without the investigator’s evaluative ideas, there would be no principle of selection
of subject-matter and no meaningful knowledge of the concrete reality. . . . Without the
investigator’s conviction regarding the significance of particular cultural facts, every
attempt to analyze concrete reality is absolutely meaningless, so the direction of his per-
sonal belief, the refraction of values in the prism of his mind, gives direction to his work.17
This does not mean that “anything goes.” When Weber likened the investiga-
tor’s “evaluative ideas” and “point of view” to a “prism,” through which alone
the world could be meaningfully refracted, he counted on his readers not to take
the figure of speech too literally. What he was talking about was no rigid, glassy
object, implanted at birth and incapable of modification, but a dynamic, life-long
process of perspectival reflection and self-clarification that leaves no room for
moral complacency or self indulgence. Given his acknowledgement of the pow-
16. Here I loosely paraphrase from Weber’s “Science as a Vocation,” in From Max Weber: Essays
in Sociology, ed. H. H. Gerth and C. Wright Mills (Oxford: Oxford University Press, 1958) 152.
17. Weber, “Objectivity,” 81, 82.
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For Weber, a scholar’s perspective on life—his or her “moral and political iden-
tity,” as Rorty might call it—is not inherited at birth or defined by race, class, gen-
der, or any other concatenation of circumstances, but a personal accomplishment
that—within limits, of course—the individual freely constructs and revises, over
and over again, in light of lessons learned in settings that vary unpredictably over
the course of an entire lifetime. In all of Weber’s writings there are few lessons that
elicit from him greater pedagogical passion than this one. Although our “concep-
tual schemes”—or “ideal types,” as he usually preferred to call them—are
“utopias” that are deeply influenced by subjective values and can never be pre-
sumed to correspond with the real, they can, nonetheless, be of immense human
utility insofar as they are intelligently and responsibly crafted to illuminate some
relevant segment of that “infinite causal web” in which our lives play out.21
When Weber speaks in the passage quoted above of the “construction of the
conceptual scheme that will be used in the investigation,” he has in mind ideal
types. That is again what he has in mind in the passage quoted below, where he
speaks of the “unremitting application of viewpoints of a specifically particular-
ized character”:
In the empirical social sciences, as we have seen, the possibility of meaningful knowledge
of what is essential for us in the infinite richness of events is bound up with the unremit-
ting application of viewpoints of a specifically particularized character, which, in the last
analysis, are oriented on the basis of evaluative ideas. . . . which alone make them worth
knowing . . . . Life with its irrational reality and its store of possible meanings is inex-
haustible. The concrete form in which value-relevance occurs remains perpetually in flux,
ever subject to change in the dimly seen future of human culture. The light which
emanates from these highest evaluative ideas always falls on an ever changing finite seg-
ment of the vast chaotic stream of events, which flows away through time.22
On the face of things, Weber’s 1904 essay on objectivity was simply an effort
to spell out ground rules for the new journal that he, Werner Sombart, and Edgar
Jaffe were to edit. In light of the essays we have examined from the Amsterdam
volume, however, it seems clear that more was at stake. We would do better to
regard Weber’s remarkably wide-ranging essay on objectivity as a none-too-suc-
cessful effort by him and his co-editors to launch themselves and their genera-
tion of cultural and historical inquirers upon a vast and distinctively historicist
project of cognitive retooling. The basic outline of the project was made explic-
it in the essay’s second paragraph, where the editors explained that “agreement
as to certain fundamental issues is a presupposition of the joint assumption of
editorial responsibility.” What the editors were in agreement about is then suc-
cinctly stated: “This agreement refers particularly to the value of theoretical
knowledge from ‘one-sided’ points of view, the construction of precisely defined
concepts and the insistence on rigorous distinction between empirical knowledge
and value judgments as here understood.23
To put it in a nutshell, we might say that the aim of the project was to make
flexible cognitive tools out of the spontaneously occurring “viewpoints” and
“perspectives” that Machiavelli, Leibniz, and Chladenius had first held up for
close examination. For the project to succeed, it would have been necessary to
win general recognition throughout all the cultural and historical sciences for two
vital propositions. First, that values and the “one sided” perspectives they inspire
legitimately play an indispensable role in posing questions, constituting the
objects of inquiry, and establishing standards of relevance, especially when cast
in the form of “precisely defined concepts” or “ideal types.” Second, because
these value-laden types and concepts are prompted in part by wishful thinking
and manifest all the passions and cognitive infirmities of the inquirers who for-
which contends that the discipline of history has been rendered obsolete by the
rise of “interdisciplinarity” in the form of “cultural studies.” In the proudly “un-
disciplined” domain that he now calls home, the question appears not to be about
the place value commitments should occupy in scholarship, but the place—if
any—that objectivity should occupy. Eley regards interdisciplinary scholarship
as a living legacy of the 1960s: “It means transgression, it means disobeying, it
means rule-breaking, it means making trouble, it means shaking things up, it
means . . . finding spaces of possibility on the other side of what we already do.”
It is concerned with “the release of meaning rather than its predictable accumu-
lation” (99). In an essay that has much to say about the political perspectives that
graduate students should want to embrace, scarcely anything is said about the
constraints that objectivity might entail.
Although Michael Adas’s essay endorses political commitment by scholars no
less passionately than Eley’s, the two historians have in mind very different sce-
narios. Adas, too, writes of the 1960s, when he and other graduate students at the
University of Wisconsin marched in the streets over Vietnam and civil rights.
They quickly found, however, that effective political action required more than a
militant posture. Finding their scholarly expertise unappreciated and “largely
irrelevant” to what was going on in the streets, they “retreated to the lecture halls
and libraries of a campus under a fitful and increasingly aimless siege. . . . Rather
than taking to the streets, where their expertise counted for little and they were
inevitably thrown together with dubious allies, historians and other social scien-
tists turned to archival and field research aimed at bringing peasants, slaves,
laborers, and other groups . . . ‘people without history,’ into the scholarly main-
stream,” an outcome in which Adas rejoices (143).
Michelle Perrot also testifies to the powerful political currents that threaten to
compromise the authority, or “expertise,” as Adas called it, of any effort to give
voice and a sense of historical identity to hitherto silent populations.
Courageously acknowledging that the possibility of limits to the historicity of
gender has thus far been a question so thorny that historians of women have been
unwilling to take it up, she speaks warmly of the “importance of memory and
history to social actors” and she clearly treasures the deep satisfactions of
responding to that “existential desire to discover and understand oneself” (168,
166).
“But what is the nature of this duty?” she pointedly asks (166). “It brings with
it both advantages and risks; the risk of a militant, teleological history, the risk
of a subjective, partial history, one at odds with the historian’s professional duty
to be truthful. At the same time, however, the invention of a new historical object
. . . . aims to contribute to an even greater understanding of reality, albeit by
revealing even more complexity” (166-167).
If asked whether the multiplicity of human perspectives makes objectivity an
unattainable goal for history, what would Perrot say? I will not presume to speak
for her, but she and most of the other participants in the Amsterdam conference
could reasonably and consistently reply that since discernment of multiple per-
spectives is a condition of understanding human affairs, it is also a prerequisite
of attaining reliable historical knowledge. To be sure, that leaves the historian on
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Rice University
27. I am indebted to George Levine and his colleagues at the Rutgers Center for the Critical
Analysis of Contemporary Culture whose lecture series on “Objectivity, Ethics, and the Disciplines”
provided a stimulating sounding board for some of these thoughts about perspective and objectivity
in October 2002.