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All topics are updated as new evidence becomes available and our peer review process is complete.
INTRODUCTION
● Hypnosis
● Amnesia
● Analgesia
● Akinesia
● Autonomic and sensory block
The goals for induction of general anesthesia are to rapidly, safely, and pleasantly produce
these conditions while maintaining adequate oxygenation, ventilation, and hemodynamic
stability. This topic provides an overview of preinduction preparations and selection of
anesthetic induction agents and techniques. Recommendations for specific types of surgical
procedures and for patients with specific comorbidities are discussed in individual topics.
Specific intravenous (IV) and inhalation anesthetics and neuromuscular blocking agents used
during induction of general anesthesia are reviewed in separate topics:
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● (See "Preoxygenation and apneic oxygenation for airway management for anesthesia".)
● (See "Airway management for induction of general anesthesia".)
● (See "Rapid sequence induction and intubation (RSII) for anesthesia".)
● (See "Management of the difficult airway for general anesthesia in adults".)
As the patient progresses through deeper planes ("stages") of anesthesia, airway reflexes
and patency, spontaneous ventilation, cardiovascular function, and muscle tone become
increasingly depressed ( figure 1). Patients may rapidly transition from one stage of
anesthetic depth to the next. Thus, urgent interventions may become necessary to manage
the airway or support respiratory and cardiovascular functions. For example, during "Stage
2," of general anesthesia (ie, the "reactive stage"), the patient is prone to laryngospasm
requiring rapid intervention. During deeper states of general anesthesia, over-dosing of
sedative/hypnotics may cause hypotension and cardiovascular collapse.
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Before patient arrival — Before patient arrival in the operating room (OR) or interventional
suite, the following steps are necessary:
● Airway equipment preparation – Since all anesthetic induction agents and adjuvants
may cause respiratory depression, preparations for advanced airway management are
necessary. (See "Airway management for induction of general anesthesia", section on
'Preparation for induction of anesthesia'.)
After patient arrival — After patient arrival in the OR, the following steps are completed:
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● Intravenous access – Virtually all adult patients have at least one peripheral venous or
other vascular access catheter placed before induction. Catheters should be checked to
ensure that they are patent. Intravenous (IV) fluids and equipment to obtain additional
venous access should be immediately available. (See "Peripheral venous access in
adults".)
Notably, adults may be less satisfied with a primary inhalation induction technique
compared with IV induction due to the unpleasant odor of anesthetic gases [10], as well as a
higher incidence of postoperative nausea and vomiting compared with use of IV agents such
as propofol (see "Postoperative nausea and vomiting", section on 'Anesthetic factors') [10-
12]. Furthermore, inhalation induction time is longer compared with IV induction. Several
minutes of ventilation may be required. Thus, this technique is unsuitable for rapid sequence
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induction and intubation (RSII). (See "Rapid sequence induction and intubation (RSII) for
anesthesia".)
The ideal induction agent has a rapid onset of action, minimal cardiopulmonary or other side
effects, and is cleared from the bloodstream quickly so that recovery is rapid. However, none
of the available induction agents is ideal for all patients, and all have side effects. We typically
administer combinations of agents from different pharmacologic classes during induction
and/or maintenance of general anesthesia. This strategy minimizes the total dose of any one
anesthetic agent, thereby reducing the incidence of undesirable side effects. Age and
coexisting diseases affect selection and dosing of anesthetic induction and adjuvant agents.
(See "General anesthesia: Intravenous induction agents", section on 'Dosing considerations'
and "Inhalation anesthetic agents: Clinical effects and uses", section on 'Influence of patient-
related factors'.)
Patient selection — Adult patients usually have intravenous (IV) access and typically prefer
induction with IV agents.
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Similar to induction with planned endotracheal intubation (see 'Induction with endotracheal
intubation' above), lidocaine is typically administered before the selected primary IV
sedative-hypnotic induction agent [13]. (See "General anesthesia: Intravenous induction
agents".)
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If difficulties are encountered with SGA placement or initial ventilation, additional doses of
the selected sedative-hypnotic agent can be administered. Alternatively, intubation with an
endotracheal tube can be performed. (See "Supraglottic devices (including laryngeal mask
airways) for airway management for anesthesia in adults", section on 'Troubleshooting'.)
Properties, mechanisms of action, and delivery of inhalation agents are discussed separately
( table 9). (See "Inhalation anesthetic agents: Properties and delivery".)
● An in situ tracheostomy is present since unpleasant odor and irritation of the airway are
not problematic.
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Potent volatile agents — Advantages shared by all potent volatile anesthetic agents
during induction of general anesthesia include excellent bronchodilation, dose-dependent
decrease in skeletal muscle tone, and decrease in cerebral metabolic rate of oxygen
consumption (CMRO2). Disadvantages of these agents include respiratory depression,
systemic vasodilation, and decreased blood pressure (BP), adverse effects which are dose-
dependent. In rare instances, all potent volatile agents can precipitate malignant
hyperthermia. (See "Inhalation anesthetic agents: Clinical effects and uses", section on
'Other clinical effects'.)
● Sevoflurane – Sevoflurane has many characteristics of the ideal induction agent, and is
the most commonly used potent volatile inhaled agent for this purpose. It has minimal
odor, lacks pungency, and has potent bronchodilating characteristics [10-12,14,17-19].
Furthermore, sevoflurane has relatively rapid onset due to its low tissue and blood
solubilities, which also result in rapid clearance from the bloodstream and rapid
recovery. The time to loss of consciousness may be as little as 60 seconds if a high
concentration of sevoflurane (eg, 4 to 8 percent) is briefly delivered via a facemask
[14,15,20]. (See "Inhalation anesthetic agents: Clinical effects and uses", section on
'Sevoflurane' and "Inhalation anesthetic agents: Clinical effects and uses", section on
'Induction of general anesthesia'.)
● Isoflurane – Isoflurane is the most potent of the volatile anesthetics but is not ideal for
use as the sole induction agent because of its relative pungency and slow onset (and
recovery) compared with sevoflurane. (See "Inhalation anesthetic agents: Clinical effects
and uses", section on 'Isoflurane'.)
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Nitrous oxide gas — N2O is a sweet-smelling gas without pungency or potential for airway
irritation. N2O increases speed of anesthetic onset if coadministered with any potent volatile
inhalation agent, compared with administration of the potent agent alone, due to a
phenomenon termed the "second gas" effect. Thus, it is often used as an adjuvant agent
during inhalation induction of general anesthesia. (See "Inhalation anesthetic agents:
Properties and delivery", section on 'Second gas effect' and "Inhalation anesthetic agents:
Clinical effects and uses", section on 'Nitrous oxide'.)
Notably, N2O is avoided during induction in certain patients, including those with pre-
existing bowel distention, increased middle ear pressure, pneumothorax,
pneumoperitoneum, pneumocephalus, intraocular gas, or venous air embolism [22-24].
Further gaseous distension of such spaces during administration of N2O has potentially
significant adverse consequences (eg, nausea with emesis, tension pneumothorax, increased
intracranial pressure, vision loss, expansion of entrapped intravascular air). Also, N2O is
typically avoided during induction in patients with cardiomyopathy and/or pulmonary
hypertension because it causes mild myocardial depression and mild sympathetic nervous
system stimulation that may increase pulmonary vascular resistance. (See "Inhalation
anesthetic agents: Clinical effects and uses", section on 'Disadvantages and adverse effects'.)
The choice of NMBA should be based on the desired speed of onset, reversibility,
patient comorbidities, and anticipated difficulty of airway intubation. If rapid sequence
intubation and induction is desired, either succinylcholine (SCh; 1 to 1.5 mg/kg) or
rocuronium (1.2 mg/kg) is typically selected. If a relatively large dose of rocuronium is
used to achieve swift onset of optimal intubating conditions, the neuromuscular
blocking effect may be rapidly terminated by administering sugammadex 16 mg/kg
[25,26]. (See "Rapid sequence induction and intubation (RSII) for anesthesia", section on
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VASOPRESSOR AGENTS
● Phenylephrine, a pure alpha1-adrenergic agonist that causes both arterial and venous
vasoconstriction. Administration of phenylephrine 40 to 100 mcg IV bolus increases
blood pressure (BP). Doses may be repeated if necessary.
● Ephedrine, an alpha and beta receptor adrenergic agonist that causes release of
endogenous norepinephrine stores. Administration of ephedrine 5 to 10 mg IV bolus
increases both BP and heart rate (HR). Doses may be repeated if necessary.
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● Need for rapid sequence induction and endotracheal intubation – In a patient with
high risk for pulmonary aspiration, rapid sequence induction and intubation (RSII) is
typically selected to minimize the time the patient is sedated with an unprotected
airway. A single rapid bolus of the sedative-hypnotic agent is immediately followed by
administration of the neuromuscular blocking agent (NMBA). Underdosing either the
sedative-hypnotic or the NMBA may result in laryngospasm if intubation is not
successful on first attempt or patient recall. Notably additional adjuvant agents (eg,
opioids, lidocaine, midazolam) are usually minimized or avoided for a RSII technique.
(See "Rapid sequence induction and intubation (RSII) for anesthesia".)
In some patients with very high risk for aspiration, awake intubation is performed
rather than RSII, particularly if a potentially difficult airway is anticipated. (See
"Management of the difficult airway for general anesthesia in adults", section on
'Awake intubation'.)
• Heart disease – (See "Anesthesia for noncardiac surgery in patients with ischemic
heart disease", section on 'Induction' and "Intraoperative management for
noncardiac surgery in patients with heart failure", section on 'Induction'.)
• End stage renal disease – (See "Anesthesia for dialysis patients", section on
'Induction'.)
• Brain tumor or head injury – (See "Anesthesia for craniotomy in adults", section on
'Induction of anesthesia' and "Anesthesia for patients with acute traumatic brain
injury", section on 'Choice of anesthetic agents'.)
• Eye injury – (See "Anesthesia for emergency eye surgery", section on 'Choice of
induction and adjuvant anesthetic agents'.)
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than as a consecutive series of distinct states with clear transitions ( figure 1 and
table 1). (See 'Continuum of sedation during anesthetic induction' above.)
• Inhalation anesthetic agent(s), often added shortly after achieving initial loss of
consciousness
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ACKNOWLEDGMENT
The UpToDate editorial staff acknowledges Liza M Weavind, MBBCh, FCCM, MMHC, who
contributed to an earlier version of this topic review.
REFERENCES
1. ASA Continuum of Depth of Sedation: Definition of General Anesthesia and Levels of Sed
ation/Analgesia. Committee of Origin: Quality Management and Departmental Administ
ration, 2009. https://www.asahq.org/standards-and-guidelines/continuum-of-depth-of-s
edation-definition-of-general-anesthesia-and-levels-of-sedationanalgesia.
2. Sepúlveda PO, Tapia LF, Monsalves S. Neural inertia and differences between loss of and
recovery from consciousness during total intravenous anaesthesia: a narrative review.
Anaesthesia 2019; 74:801.
3. Friedman EB, Sun Y, Moore JT, et al. A conserved behavioral state barrier impedes
transitions between anesthetic-induced unconsciousness and wakefulness: evidence for
neural inertia. PLoS One 2010; 5:e11903.
4. Moppett IK, Shorrock ST. Working out wrong-side blocks. Anaesthesia 2018; 73:407.
5. https://www.asahq.org/For-Members/Clinical-Information/2008-ASA-Recommendations-
for-PreAnesthesia-Checkout.aspx.
6. American Society of Anesthesiologists. Standards for Basic Anesthetic Monitoring. www.
asahq.org/Search.aspx?q=standards+basic+anesthetic+monitoring (Accessed on March
29, 2016).
7. Kobayashi M, Ayuse T, Hoshino Y, et al. Effect of head elevation on passive upper airway
collapsibility in normal subjects during propofol anesthesia. Anesthesiology 2011;
115:273.
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13. Xing J, Liang L, Zhou S, et al. Intravenous Lidocaine Alleviates the Pain of Propofol
Injection by Local Anesthetic and Central Analgesic Effects. Pain Med 2018; 19:598.
14. Sigston PE, Jenkins AM, Jackson EA, et al. Rapid inhalation induction in children: 8%
sevoflurane compared with 5% halothane. Br J Anaesth 1997; 78:362.
15. Lejus C, Bazin V, Fernandez M, et al. Inhalation induction using sevoflurane in children:
the single-breath vital capacity technique compared to the tidal volume technique*.
Anaesthesia 2006; 61:535.
16. Joo HS, Perks WJ. Sevoflurane versus propofol for anesthetic induction: a meta-analysis.
Anesth Analg 2000; 91:213.
17. White PF, Tang J, Wender RH, et al. Desflurane versus sevoflurane for maintenance of
outpatient anesthesia: the effect on early versus late recovery and perioperative
coughing. Anesth Analg 2009; 109:387.
18. Mostafa SM, Atherton AM. Sevoflurane for difficult tracheal intubation. Br J Anaesth
1997; 79:392.
19. Thomas Ebert and Larry Lindenbaum. Inhaled Anesthetics. In: Clinical Anesthesia, Seven
th, Paul G. Barash (Ed), Lippincott Williams Wilkins, Philadelphia 2013. p.447-477.
20. Boonmak P, Boonmak S, Pattanittum P. High initial concentration versus low initial
concentration sevoflurane for inhalational induction of anaesthesia. Cochrane Database
Syst Rev 2016; :CD006837.
21. de Oliveira GS Jr, Girao W, Fitzgerald PC, McCarthy RJ. The effect of sevoflurane versus
desflurane on the incidence of upper respiratory morbidity in patients undergoing
general anesthesia with a Laryngeal Mask Airway: a meta-analysis of randomized
controlled trials. J Clin Anesth 2013; 25:452.
22. Torri G. Inhalation anesthetics: a review. Minerva Anestesiol 2010; 76:215.
23. Sun R, Jia WQ, Zhang P, et al. Nitrous oxide-based techniques versus nitrous oxide-free
techniques for general anaesthesia. Cochrane Database Syst Rev 2015; :CD008984.
24. Myles PS, Chan MT, Kasza J, et al. Severe Nausea and Vomiting in the Evaluation of
Nitrous Oxide in the Gas Mixture for Anesthesia II Trial. Anesthesiology 2016; 124:1032.
25. de Boer HD, Driessen JJ, Marcus MA, et al. Reversal of rocuronium-induced (1.2 mg/kg)
profound neuromuscular block by sugammadex: a multicenter, dose-finding and safety
study. Anesthesiology 2007; 107:239.
26. Pühringer FK, Rex C, Sielenkämper AW, et al. Reversal of profound, high-dose
rocuronium-induced neuromuscular blockade by sugammadex at two different time
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GRAPHICS
Moderate
Minimal
sedation/analgesia Deep General
sedation
("conscious sedation/analgesia anesthesia
anxiolysis
sedation")
Minimal sedation (anxiolysis) is a drug-induced state during which patients respond normally to
verbal commands. Although cognitive function and physical coordination may be impaired, airway
reflexes and ventilatory and cardiovascular functions are unaffected.
Moderate sedation/analgesia ("conscious sedation") is a drug-induced depression of
consciousness during which patients respond purposefully ¶ to verbal commands, either alone or
accompanied by light tactile stimulation. No interventions are required to maintain a patent
airway, and spontaneous ventilation is adequate. Cardiovascular function is usually maintained.
Deep sedation/analgesia is a drug-induced depression of consciousness during which patients
cannot be easily aroused but respond purposefully ¶ following repeated or painful stimulation. The
ability to independently maintain ventilatory function may be impaired. Patients may require
assistance in maintaining a patent airway, and spontaneous ventilation may be inadequate.
Cardiovascular function is usually maintained.
General anesthesia is a drug-induced loss of consciousness during which patients are not
arousable, even by painful stimulation. The ability to independently maintain ventilatory function is
often impaired. Patients often require assistance in maintaining a patent airway, and positive
pressure ventilation may be required because of depressed spontaneous ventilation or drug-
induced depression of neuromuscular function. Cardiovascular function may be impaired.
Because sedation is a continuum, it is not always possible to predict how an individual patient will
respond. Hence, practitioners intending to produce a given level of sedation should be able to
rescue Δ patients whose level of sedation becomes deeper than initially intended. Individuals
administering moderate sedation/analgesia ("conscious sedation") should be able to rescue Δ
patients who enter a state of deep sedation/analgesia, while those administering deep
sedation/analgesia should be able to rescue Δ patients who enter a state of general anesthesia.
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* Monitored anesthesia care (MAC) does not describe the continuum of depth of sedation; rather it
describes "a specific anesthesia service in which an anesthesiologist has been requested to participate
in the care of a patient undergoing a diagnostic or therapeutic procedure."
Approved by the ASA House of Delegates on October 13, 1999, and last amended on October 15, 2014. Published in: American
Society of Anesthesiologists Task Force on Sedation and Analgesia by Non-Anesthesiologists. Practice guidelines for sedation
and analgesia by non-anesthesiologists. Anesthesiology 2002; 96:1004. Copyright © 2002 & 2014 American Society of
Anesthesiologists, Inc. Reproduced with permission from Lippincott Williams & Wilkins. Unauthorized reproduction of this
material is prohibited.
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Modified from: Gillespie NA. The signs of anesthesia. Anesth Analg 1943; 22:275. Copyright © 1943 International Anesthesia
Research Society. Reproduced with permission from Wolters Kluwer Health. Unauthorized reproduction of this material is
prohibited.
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Responsible
Item to be completed
party
To be completed daily
Item #1: Verify that auxiliary oxygen cylinder and self-inflating manual Provider and
ventilation device are available and functioning technician
Item #2: Verify that patient suction is adequate to clear the airway Provider and
technician
Item #3: Turn on anesthesia delivery system and confirm that AC power is Provider or
available technician
Item #5: Verify that pressure is adequate on the spare oxygen cylinder Provider and
mounted on the anesthesia machine technician
Item #6: Verify that the piped gas pressures are ≥50 psig Provider and
technician
Item #7: Verify that vaporizers are adequately filled and, if applicable, that the Provider or
filler ports are tightly closed technician
Item #8: Verify that there are no leaks in the gas supply lines between the Provider or
flowmeters and the common gas outlet technician
Item #10: Calibrate, or verify calibration of, the oxygen monitor, and check the Provider or
low oxygen alarm technician
Item #11: Verify that carbon dioxide absorbent is not exhausted Provider or
technician
Item #12: Breathing system pressure and leak testing Provider and
technician
Item #13: Verify that gas flows properly through the breathing circuit during Provider and
both inspiration and exhalation technician
Item #15: Confirm ventilator settings and evaluate readiness to deliver Provider
anesthesia care (anesthesia time out)
Item #2: Verify that patient suction is adequate to clear the airway Provider and
technician
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Item #7: Verify that vaporizers are adequately filled and, if applicable, that the Provider
filler ports are tightly closed
Item #11: Verify that carbon dioxide absorbent is not exhausted Provider or
technician
Item #12: Breathing system pressure and leak testing Provider and
technician
Item #13: Verify that gas flows properly through the breathing circuit during Provider and
both inspiration and exhalation technician
Item #15: Confirm ventilator settings and evaluate readiness to deliver Provider
anesthesia care (anesthesia time out)
Reproduced with permission from: Riutort KT, Eisenkraft JB. The Anesthesia Workstation and Delivery Systems for Inhaled
Anesthetics. In: Clinical Anesthesia, 7th ed, Barash PG, Cullen BF, Stoelting RK, et al. (Eds), Lippincott Williams & Wilkins,
Philadelphia 2013. Copyright © 2013 Lippincott Williams & Wilkins. www.lww.com.
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Functional class
Bolus
Drug (predominant receptor or Infusion dose Com
dose
mechanism of action)
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bolus lead t
doses are indivi
necessary) respo
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primarily
beta1- and
beta2-
adrenergic
effects at 3 to
10
mcg/kg/minute
High doses
have primarily
alpha1-
adrenergic
effects >10
mcg/kg/minute
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May c
arrhyt
Not av
most
N/A: not applicable; HR: heart rate; IV: intravenous; IM: intramuscular; BP: blood pressure; PVR:
pulmonary vascular resistance.
¶ Refer to related UpToDate content on hemodynamic management during anesthesia and surgery.
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Primary physiologic
Monitoring Derived Additio
process/parameter Principle
equipment information functi
targeted
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Confirm
of trach
tube
placem
after
intubat
Circulation Cardiac ECG The ECG monitor Heart rate and ST segment
activity detects, amplifies, rhythm depression/e
displays, and and trend ov
records the ECG with an audi
signal. alarm warnin
significant
arrhythmias
asystole
corresponds with
MAP. Proprietary
algorithms are
used to calculate
systolic and
diastolic BP.
BP: blood pressure; CO2: carbon dioxide; ECG: electrocardiogram; ETCO2: end-tidal carbon dioxide;
MAP: mean arterial pressure; O2: oxygen.
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__ Yes
__ Not applicable
This checklist is not intended to be comprehensive. Additions and modifications to fit local practice are
encouraged.
Reproduced with permission from: Weiser T, Haynes A, Dziekan G, et al. Effect of a 19-item surgical safety checklist during
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urgent operations in a global patient population. Ann Surg 2010; 251:976. Copyright © 2010 Lippincott Williams & Wilkins.
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arrhythmias in
pheochromocyto
Direct mild
myocardial
depressant effect
Neurologic effects
Psychotomimetic
effects
(hallucinations,
nightmares, vivid
dreams)
Increases CBF an
ICP; may increase
CMRO2
Unique EEG effec
may result in
misinterpretation
BIS and other
processed EEG
values
Other effects
Increases salivati
CMRO2: cerebral metabolic oxygen requirement; CBF: cerebral blood flow; ICP: intracranial pressure;
BP: blood pressure; HR: heart rate; CO: cardiac output; PONV: postoperative nausea and vomiting;
EEG: electroencephalographic; ECT: electroconvulsive therapy.
* Use adjusted body weight or estimated lean body weight for anesthetic drug dosing.
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Potential adverse
Drug Suggested dose Advantages
effects
Lidocaine 0.5 to 1.5 mg/kg for Suppresses airway Mild increases in airway
suppression of airway reflexes to prevent tone
reflexes (or 0.5 to 1 coughing during Increases ventricular
mg/kg in older adults laryngoscopy and rate in patients with
[≥70 years]) intubation atrial fibrillation (avoid in
20 to 30 mg total is used Reduces airway patients with Wolff-
to reduce pain on responsiveness to Parkinson-White
injection of other noxious stimuli; reduces syndrome or high-grade
agents airway responsiveness heart block)
to drugs that cause
bronchospasm
(Reduce or avoid dose in
Minimizes pain caused
patients with hemodynamic
by IV injection of
instability.)
induction agent
Supplements sedation
and reduces dose
requirement of IV
induction agent
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IV: intravenous.
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The data in this table are averages obtained from published literature and do not account for other
influences such as the use of volatile anesthetics or muscle temperature. For further information refer
to UpToDate content on clinical use of neuromuscular blocking agents.
ED95: effective dose to achieve 95% depression of baseline muscle contraction; ICU: intensive care
unit; K + : potassium; MH: malignant hyperthermia; N/A: data not available; NMBA: neuromuscular
blocking agents; RSII: rapid sequence induction and intubation; ST: single twitch.
* Pancuronium is no longer available in the United States, Canada, or Europe. It is available in several
countries around the world.
¶ Mivacurium is no longer available in the United States or Canada. It is available in many other
countries.
Δ Vecuronium at a dose of 0.1 to 0.2 mg/kg may be used for RSII in patients for whom succinylcholine
is contraindicated and rocuronium is unavailable; onset of paralysis will be delayed compared with
those preferred agents.
◊ Some experts use a higher dose, 1.5 mg/kg IV, of rocuronium for rapid sequence induction in the
emergency department. Refer to UpToDate content on rapid sequence in duction for emergency
intubation.
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§ Cisatracurium at a dose of 0.4 mg/kg may be used for RSII in patients for whom succinylcholine is
contraindicated and rocuronium is unavailable; onset of paralysis will be delayed compared with
those preferred agents.
‡ The starting infusion dose presumes that an intubating dose or a similar loading dose has been
given prior to starting the infusion. The infusion dose should be adjusted thereafter based on
monitoring.
Adapted from: Brull SJ. Neuromuscular blocking agents. In: Clinical Anesthesia, 8th ed, Barash PG, Cullen BF, Stoelting RK, et al
(Eds), Wolters Kluwer, Philadelphia 2017.
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Solubility:blood:gas Very low: 0.46 Very high: 2.40 Moderately Low: 0.65
partition coefficient high: 1.40
Potency:oil:gas partition Very low: 1.4 Very high: 224.0 High: 97.0 Moderately
coefficient high: 42.0
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