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504 European Journal of Public Health

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The European Journal of Public Health, Vol. 28, No. 3, 504–509
ß The Author(s) 2018. Published by Oxford University Press on behalf of the European Public Health Association. All rights reserved.
doi:10.1093/eurpub/cky025 Advance Access published on 24 March 2018
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Association between adolescents’ academic aspirations
and expectations and mental health: a one-year
follow-up study
Melody C. Almroth1, Krisztina D. László1, Kyriaki Kosidou1,2, Maria R. Galanti1,2

1 Department of Public Health Sciences, Karolinska Institutet, Stockholm, Sweden


2 Centre for Epidemiology and Community Medicine, Stockholm County Council, Stockholm, Sweden

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Correspondence: Melody Almroth, Department of Public Health Sciences, Karolinska Institutet, Tomtebodavägen 18A,
17177 Stockholm, Sweden, Tel: +46 (0) 72 585 59 06, Fax: +46-8-31 11 01, e-mail: melody.almroth@ki.se

Background: Mental health problems among youth have increased in Sweden in recent decades, as has compe-
tition in higher education and the labour market. It is unknown whether the increasing emphasis put on educa-
tional achievement might negatively affect adolescents’ mental health. We aimed to investigate the relationship
between adolescents’ academic aspirations and expectations and the risk of mental health problems. Methods:
We studied 3343 Swedish 7th grade adolescents (age 13), who participated in the first two waves of the KUPOL
longitudinal study; participants answered a questionnaire encompassing the five-item Future Aspirations and
Goals (FG) subscale of the Student Engagement Instrument, two questions about their own academic aspirations
and expectations and two mental health instruments: the Center for Epidemiological studies for Children (CES-DC)
(=.90) and the Strengths and Difficulties Questionnaire (SDQ) (=.78). The association between aspirations and
expectations at baseline and mental health at follow-up was analysed using logistic regression models adjusting
for baseline mental health, socio-demographic and family factors. Results: The FG subscale was inversely and
linearly associated with the odds of high CES-DC score [adjusted OR (odds ratio) 0.71, 95% CI (confidence
interval): 0.59–0.86], total Strengths and Difficulties Questionnaire score (OR 0.59, 95% CI 0.49–0.71), and its
internalizing (OR 0.70, 95% CI 0.59–0.84) and externalizing problems scores (OR 0.58, 95% CI 0.48–0.71).
Conclusions: Adolescents with high individual academic aspirations have less mental health problems at 1-year
follow-up. Future studies should investigate whether interventions aimed at increasing aspirations and
engagement in school may prevent mental health problems in adolescence.
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Introduction pathways. High aspirations nurture strong engagement with school


in some cases, which is associated with psychological processes that
ental health problems are the largest contributor to morbidity promote autonomy and positive functioning,13 and ultimately has a
Mamong adolescents and young adults globally,1 and have positive impact on mental health. Furthermore, low aspirations may
increased among adolescents in many high-income countries during be related to academic futility and disengagement in school, which
recent decades, especially internalizing problems among girls.2 In may influence mental health negatively. On the other hand, high
Sweden this increase has been particularly steep.3 Early adolescence aspirations have been found to be associated with stress,14 maladap-
(age 10–14) is a phase of life marked not only by an increase in the tive perfectionism15 and even depression and suicide ideation.16
rate of mental health problems,4 but also by an increase in perceived Reverse causation is also possible (i.e. poor mental health may
school pressure5 paired with a decreased interest in school.6 It is an influence an individual’s aspirations). Alternatively, the relationship
important time when young people develop decision making skills may be bi-directional in that aspirations and poor mental health
and begin making plans about their futures.7 reinforce each other over time.
During the last decades Sweden has faced several controversial Academic aspirations refer to how far a person would like to go in
changes to the academic system with lasting effects today. The their education, while expectations refer to how far a person believes
most important policy changes concern the shift of the responsibility he/she will go in education.17 While the concepts are similar, and
for the school system from the state to the municipal level, and the sometimes used interchangeably, some authors have suggested that
introduction and spread of state funded but privately run ‘free they are representative of slightly different processes and may not
schools’, and an increase in students’ responsibility for their own always be aligned.17 The majority of literature on the topic of
education.8 These changes are thought to have increased competi- academic aspirations or expectations focuses on achievement rather
tion both between schools and students.9 than mental health outcomes. One US study found that unmet edu-
Acceptance into higher education and the labour market have cational expectations did not predict depression later in life.18
both become more competitive in Sweden.10 An increasing However, this study was initiated in the 1970s and as mentioned
number of jobs require a university degree,11 and educational previously, trends in mental health and higher education have
achievement is considered the most important means for young changed since. To the best of our knowledge, no longitudinal
people to improve their opportunities for labour market participa- studies in Europe have explored the relationship between students’
tion and life circumstances.12 The increasing importance of own academic aspirations and mental health problems.
education for future prospects may influence aspirations regarding We investigated whether adolescents’ own academic aspirations
academic achievement starting at a young age. are associated with different dimensions of poor mental health, and
Both high and low academic aspirations may have an impact on whether aspirations and expectations relate differently to mental
young people’s mental health through different conceivable health, in a large longitudinal study of Swedish adolescents.
Association between adolescents’ academic aspirations and expectations and mental health 505

Methods Depression scale for Children (CES-DC) and the Strengths and
Difficulties Questionnaire (SDQ). Both scales have been extensively
Study population validated in Sweden23,24 and internationally.25,26
The CES-DC is a 20-item scale suitable for screening for
This study is based on the KUPOL cohort study, a complete descrip- depressive disorder in young people aged 6–17.23 Each question
tion of which has previously been published,19 and will be refers to how often the child experienced a certain symptom in
summarized here. the past week. The four possible response alternatives range from
Five hundred and forty-one schools were contacted in 2013 from
‘not at all’ to ‘a lot’. The recommended cut-off point of the CES-DC
8 regions of central Sweden. Of these, 101 (62 public and 39 private)
for screening for depressive disorder among adolescents of a score of
participated in the study. Students in 7th grade (age 13) were
at least 30 out of 60 points was used to create a binary outcome.23
considered eligible except those with severe learning disabilities or
The scale’s Cronbach alpha was .90.
poor comprehension of the Swedish language.
The SDQ is a 25-item scale useful in screening for conduct
Baseline data were collected at two time-points, i.e. in the 2013–14
disorder, hyperactivity, depression and anxiety disorders.26 The
and the 2014–15 academic years, resulting in two subsequent cohorts
scale consists of five subscales representing different areas of psycho-
of 7th grade students. Follow-up data were collected in the following
logical strengths and difficulties, labelled as: emotional problems,
academic year for each sub-cohort. In total 3343 students answered

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conduct problems, hyperactivity, peer problems and pro-social
both baseline and follow-up questionnaires, making this the
behaviour. However, it is recommended in studies of community
analytical sample for this study.
samples to combine emotional problems and peer problems to
Compared to the corresponding Swedish average, schools in our
derive an internalizing problems subscale, and conduct problems
sample were more likely to be private schools, to have lower rates of
and hyperactivity to derive an externalizing problems subscale.27
teachers with a university degree and to have lower rates of students
Together, the internalizing and externalizing subscales make up
whose parents were born outside the country.19
the total difficulties scale. The response alternatives are ‘not true’,
The KUPOL study was approved by the Stockholm Ethics Review
‘somewhat true’ and ‘certainly true’. We categorized these scales
Board (reference numbers: 2012/1904-31/1 and 2016/1280-32).
according to their recommended cut-off points indicating a high
or very high score:27,28 these cut-offs are 18 out of 40 for the total
Measures difficulties scale,27 9 out of 20 for the internalizing and 11 out of 20
Data were collected through questionnaires given to the students for the externalizing problems subscales.26 The Cronbach’s alphas
and their parents or guardians at baseline and at one year follow-up. for the SDQ scales were .78 for the total difficulties scale, .71 for the
internalizing problems scale and .73 for the externalizing problems
scale.
Predictors
Future aspirations and goals were measured at baseline using the
Covariates
‘Future aspirations and Goals’ (FG) five-item subscale of the Student
Engagement Instrument (SEI).13,20 The SEI measures aspects of Information on the child’s living arrangements were obtained from
cognitive and psychological engagement in school and has shown the child’s baseline questionnaire and classified as ‘living’ vs. ‘not
satisfactory internal validity in multiple contexts.13,20 The five items living with both parents’, Parents’ birth country [categorized as ‘at
of the FG subscale measure aspirations and perceived importance for least one parent born in Sweden’ (yes/no)], employment [‘both
continued education, the value put on education and hopefulness parents employed’ (yes/no)] and education [‘at least one parent
about the future. Response alternatives are scored on a 5-point Likert with university education’ (yes/no)] were obtained from the
scale ranging from ‘strongly agree’ to ‘strongly disagree’, and the total parents’ reports at baseline. For the baseline SDQ scales, we used
score is calculated as the mean of the five questions.21 High internal the recommended four-band categorization, and applied the same
consistency, and correlation with academic outcomes in the expected distribution to derive categories for the CES-DC.27
directions, has previously been found for the FG subscale:15 its
Cronbach alpha in our study was .79. Statistical analysis
In addition to using the FG subscale as a continuous measure, we
categorized the upper and lower quartiles of the FG score to inves- We first explored the cluster effect of schools through multi-level
tigate the separate effects of very high and very low scores. modelling with random intercept. The model test statistic (2 log
Students also answered two questions about specific academic likelihood) was virtually identical to that obtained through ordinary
expectations and aspirations at baseline which were adapted from regression, indicating a negligible effect of student clustering within
the Positive Youth Development 4-H study.22 These two questions schools. Therefore, we carried out the analysis ignoring the
ask how far in their education participants would (1) like to and (2) clustering of the observations.
believe they will go, respectively. Response alternatives were ‘I don’t We analysed the distribution of the baseline covariates according
know’, ‘vocational high school’, ‘high school theoretical track’ and to SDQ total difficulties and CES-DC scores at 1-year follow-up
‘university’. We combined the high school tracks into one category. using Chi-square tests. As the mental health variables were not
High school (upper secondary school after the age of 16) is not normally distributed and we could not normalize them, we
mandatory in Sweden; therefore, students can choose whether or investigated the associations between different measures of
not they want to continue their education after compulsory academic expectations and aspirations and mental health problems
school, and if so, which track they would like to focus on. using logistic regression.
The number of participants with a mismatch between aspirations Since we hypothesized that both very high and very low aspir-
and expectations was too limited to allow investigation of the ations could increase the risk of mental health problems, we first
discrepancies between these two measures; therefore, these specific investigated the association between the categorical FG variable and
expectations and aspirations questions were analysed separately in the four measures of mental ill-health. Tests of linearity suggested a
order to investigate whether they related to mental health differently. linear relationship between the FG subscale and the measures of
mental health, thus, in all further analyses we included the FG
scale as both a continuous and categorical variable. We fitted
Outcomes models for measures of baseline academic aspirations and expect-
Mental health was measured at baseline and at 1-year follow-up with ations and each measure of mental health at follow up, both
the Swedish versions of the Centre for Epidemiological Studies unadjusted (model 1), and adjusted for baseline mental health, sex
506 European Journal of Public Health

of the child, child’s living arrangement, parents’ employment, living with both of their parents, having parents with only basic or
parents’ education and parents’ country of birth (model 2). The secondary education, at least one unemployed parent and a higher
reason for considering these factors as confounders is that they CES-DC or SDQ score at baseline compared to those with scores
may be associated with both aspirations and expectations and have within the normal range (table 1).
been shown to be associated with poor mental health,29 but they are In multivariate models, the continuous FG scale was linearly and
not in the causal pathway between exposure and outcome. We inversely associated with the odds of high CES-DC [odds ratio (OR)
hypothesized that poor mental health at baseline, sex (because 0.71, 95% confidence intervals (CI) 0.59–0.86], SDQ total difficulties
there are indicators that girls may have higher academic aspirations (OR 0.59, 95% CI 0.49–0.71), SDQ internalizing (OR 0.79, 95% CI
than boys30) low parental socioeconomic status (measured by 0.59–0.84) and SDQ externalizing (OR 0.58 95% CI 0.48–0.71)
education and employment) having immigrant parents (which scores. Results tended to be similar when the categorical FG scale
could render some difficulties in navigating the Swedish school was used, albeit precision was lower (tables 2 and 3).
system) may hamper development of high academic aspirations. The questions addressing aspirations and expectations as separate
Approximately 11% of study participants in the analytical sample constructs were consistent with the FG subscale, but showed weaker
had missing information on at least one of the covariates. As a sen- associations, and were both similarly related to the mental health
sitivity analysis, we built logistic regression models to compare dif- measures (tables 2 and 3).

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ferences in results from multiple imputed datasets and after pairwise We did not find evidence of effect modification by sex or by
deletion. This analysis indicated that associations and standard baseline mental health (data not shown).
errors differed only marginally between these two approaches;
therefore, results are presented without imputation.
Effect modification by gender and baseline mental health was
investigated using stratified analysis and by formal tests of Discussion
interaction. In this short-term longitudinal analysis of a large population-based
Analyses were conducted using SAS Enterprise Guide 7.1. sample, adolescents with high academic aspirations were less likely
to develop mental health problems at 1-year follow-up, while the
reverse was true for those with low aspirations. This pattern tended
Results to be consistent for measures of both academic aspirations and ex-
Participants with high scores on the CES-DC and SDQ total pectations, and was similar across genders and levels of mental
difficulties scales at follow-up were more likely to be girls, not health status at baseline.

Table 1 Characteristics of the study population at baseline according to CES-DC and SDQ scores at follow up

N (%) CES-DC SDQ

30 (N = 401) <30 (N = 2911) Pa 18 (N = 362) <18 (N = 2955) Pa

N (%) N (%) N (%) N (%)

Sex
Boys 1599 (47.83) 61 (15.21) 1524 (52.35) 121 (33.43) 1462 (49.48)
Girls 1744 (52.17) 340 (84.79) 1387 (47.65) <.001 241 (66.57) 1493 (50.52) <.001
Living arrangement
Lives with both parents 3125 (93.56) 361 (90.02) 2736 (94.09) 318 (87.85) 2784 (94.31)
Lives with only one or neither parent 215 (6.44) 40 (9.98) 172 (5.91) .002 44 (12.15) 168 (5.69) <.001
Missing 3
Parents’ education
One or both went to university 2234 (69.10) 251 (64.19) 1964 (69.82) 194 (54.96) 2021 (70.81)
Neither went to university 999 (30.90) 140 (35.81) 849 (30.18) .024 159 (45.04) 833 (29.19) <.001
Missing 110
Parents’ employment
Both employed 2722 (85.52) 313 (81.72) 2387 (86.05) 276 (80.23) 2425 (86.18)
One or both unemployed 461 (14.48) 70 (18.28) 387 (13.95) .017 68 (19.77) 389 (13.82) .003
Missing 160
Parents’ birth country
At least one parent born in Sweden 2970 (91.84) 360 (93.02) 2585 (91.73) 320 (91.69) 2629 (91.96)
Neither parent born in Sweden 264 (8.16) 27 (6.98) 233 (8.27) .383 29 (8.31) 230 (8.04) .864
Missing 109
Baseline CES-DC
Average 2642 (80.21) 147 (37.22) 2475 (86.24) 161 (45.10) 2462 (84.55)
Raised 351 (10.66) 96 (24.30) 248 (8.64) 71 (19.89) 276 (9.48)
High 146 (4.43) 59 (14.94) 86 (3.00) 52 (14.57) 93 (3.19)
Very high 155 (4.71) 93 (23.54) 61 (2.13) <.001 73 (20.45) 81 (2.78) <.001
Missing 49
Baseline SDQ
Average 2728 (82.52) 204 (51.78) 2496 (86.64) 141 (39.50) 2563 (87.68)
Raised 308 (9.32) 78 (19.80) 228 (7.91) 77 (21.57) 230 (7.87)
High 109 (3.30) 39 (9.90) 69 (2.40) 44 (12.32) 65 (2.22)
Very high 161 (4.87) 73 (18.53) 88 (3.05) <.001 95 (26.61) 65 (2.22) <.001
Missing 37

SDQ, Strengths and Difficulties Questionnaire; CES-DC, Centre for Epidemiological Studies Depression scale for Children.
a: P-values correspond to Chi-square test comparing the distribution of the independent variables according to the SDQ and CES-DC
categories.
Association between adolescents’ academic aspirations and expectations and mental health 507

Table 2 Odds ratios and 95% confidence intervals for depressive symptoms at follow-up, according to measures of baseline academic
aspirations or expectations

CES-DC score 30 Events at follow-up/N OR (95% CI)

Model 1a Model 2b

FG subscale 0.54 (0.47–0.62) 0.71 (0.59–0.86)


FG categorical Low 158/809 1.85 (1.46–2.34) 1.49 (1.12–2.00)
Medium 167/1437 1 1
High 72/1022 0.58 (0.43–0.77) 0.73 (0.52–1.00)
Aspirations Don’t know 157/1328 1.07 (0.84–1.35) 1.16 (0.87–1.54)
High school only 83/539 1.45 (1.09–1.93) 1.53 (1.07–2.17)
University 152/1362 1 1
Expectations Don’t know 200/1535 1.43 (1.11–1.84) 1.33 (0.99–1.79)
High school only 88/636 1.53 (1.13–2.08) 1.32 (0.92–1.90)
University 100/1054 1 1

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OR, odds ratio; CI, confidence interval; CES–DC, Centre for Epidemiological Studies Depression Scale for Children; FG, Future Aspirations and
Goals subscale.
a: Model 1 is unadjusted.
b: Model 2 is adjusted for baseline mental health, sex of the child, living arrangement, parental education, parental employment, and
parents’ birth country.

Table 3 Odds ratios and 95% confidence intervals for mental health problems at follow-up measured by the Strength and Difficulties
Questionnaire according to measures of baseline academic aspirations or expectations

SDQ total difficulties 18 Events at follow-up/N OR (95% CI)

Model 1a Model 2b

FG subscale 0.41 (0.35–0.48) 0.59 (0.49–0.71)


FG categorical Low 161/806 2.30 (1.80–2.94) 1.54 (1.15–2.07)
Medium 141/1439 1 1
High 55/1028 0.52 (0.38–0.72) 0.68 (0.48–0.97)
Aspirations Don’t know 159/1327 1.44 (1.12–1.86) 1.40 (1.03–1.89)
High school only 74/538 1.69 (1.24–2.30) 1.33 (0.91–1.94)
University 118/1369 1 1
Expectations Don’t know 188/1534 1.68 (1.28–2.21) 1.32 (0.96–1.82)
High school only 80/638 1.73 (1.25–2.39) 1.16 (0.79–1.70)
University 81/1057 1 1
Internalizing problems score 9
FG subscale 0.58 (0.51–0.67) 0.70 (0.59–0.84)
FG categorical Low 177/808 1.67 (1.34–2.09) 1.48 (1.13–1.94)
Medium 207/1441 1 1
High 103/1028 0.66 (0.52–0.85) 0.93 (0.70–1.24)
Aspirations Don’t know 199/1328 1.04 (0.84–1.29) 1.07 (0.82–1.38)
High school only 84/539 1.09 (0.83–1.44) 1.14 (0.82–1.59)
University 198/1370 1 1
Expectations Don’t know 250/1536 1.32 (1.05–1.65) 1.22 (0.93–1.59)
High school only 93/638 1.16 (0.87–1.54) 1.00 (0.71–1.40)
University 136/1058 1 1
Externalizing problems score 11
FG subscale 0.40 (0.34–0.47) 0.58 (0.48–0.71)
FG categorical Low 139/806 2.95 (2.24–3.89) 1.93 (1.39–2.69)
Medium 95/1440 1 1
High 41/1028 0.59 (0.40–0.86) 0.65 (0.43–0.99)
Aspirations Don’t know 119/1328 1.47 (1.10–1.96) 1.32 (0.93–1.86)
High school only 63/538 1.98 (1.41–2.79) 1.34 (0.88–2.05)
University 86/1369 1 1
Expectations Don’t know 146/1535 1.78 (1.30–2.43) 1.42 (0.98–2.04)
High school only 60/638 1.76 (1.21–2.55) 1.10 (0.71–1.71)
University 59/1057 1 1

OR, odds ratio; CI, confidence interval; SDQ, Strengths and Difficulties questionnaire; FG, Future Aspirations and Goals subscale.
a: Model 1 is unadjusted.
b: Model 2 is adjusted for baseline mental health, sex of the child, living arrangement, parental education, parental employment, and
parents’ birth country.

To our knowledge, this is the first study to investigate the rela- engagement31–33 and intrinsic motivation34 with life satisfaction33
tionship between academic aspirations and mental health in a and positive mental health outcomes: these latter suggest that high
European context. Our findings corroborate those of earlier academic aspirations may be part of a wider constellation of positive
studies suggesting that unattained expectations were not associated attitudes towards future life goals.
with an increased risk of depression later in life among American In contrast, several other studies have found that emotional and
adolescents,18 or of studies reporting positive associations of school behavioural problems were higher among those whose aspirations
508 European Journal of Public Health

exceeded their expectations.17,35 Similarly, several studies, including measures of several potentially relevant factors such as self-esteem,
some in the Swedish context, have found academic demands and academic grades, cognitive function and general optimism.
school pressure to be related to negative mental health outcomes.36 We conclude that high academic aspirations among young ado-
It has previously been reported that Swedish adolescents perceive lescents are associated with a decreased likelihood of developing
school demands as a large source of stress.37 Furthermore, early mental health problems. On the other hand, the finding that low
adolescence has been found to be a time when academic demands aspirations predicted the onset of mental health problems deserves
increase but school motivation tends to decrease; the increase in attention for school-based prevention of mental distress among ado-
perceived school related pressure between ages 11 and 15 is particu- lescents. Future studies are needed to investigate whether interven-
larly steep in Sweden.5 The discrepancy between the earlier results tions aimed at increasing aspirations and expectations and
concerning the link between school demands and mental ill-health engagement in school may positively affect mental health.
and our own suggests that nurturing high academic aspirations is
not necessarily related to academic stress, at least not in our Swedish
sample. Perceived pressure and demand from school may be repre- Acknowledgements
sentative of external demand or extrinsic motivation. Individual as-
We would like to thank the participating schools, students and
pirations, especially when measured by the FG scale which measures
families, and the administrative KUPOL staff, who make our

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not only the desired educational outcomes, but also the value put on
research possible.
school are more related to intrinsic motivation. It may be that
developing intrinsic motivation can help young people cope with
external academic demand. Funding
Sweden has traditionally been charactarized by its strong welfare
state. All education, including university, is free of charge. Nearly The KUPOL study is financially supported by a research grant
90% obtain an upper secondary degree, though this is not [nr 259-2012-48] which includes resources from the Swedish
compulsary.38 All students are also entitled to a monthly stipend Research Council Formas, The Swedish Research Council for
and a low-interest loan while studying at the university level.38 Health, Working Life and Welfare, and The Swedish Research
This may thus contribute to minimizing the gap between desired Council.
and the projected achievements, an idea supported by the low
number of children with a mismatch between aspirations and ex- Conflicts of interest: None declared.
pectations in our study.
Though Sweden continues to have a relatively egalitarian school
system compared to countries where tuition fees are required for Key points
private schools, changes to school policies since the 1990s have been
criticized for creating greater inequalities between schools and  This study investigated the relationship between own
between students.39 The last decades have also seen a shift towards academic aspirations and expectations and different
the student centred approach to learning, where the responsibility of measures of mental health among 3343 Swedish adolescents
education has shifted from the schools or teachers to the individual, over a 1-year period.
and teachers are seen as facilitators of learning rather than leaders.40  To our knowledge, no studies in a European context have
This may mean that there has been an increase in the importance of investigated the link between academic aspirations and
students being able to internalize educational goals independently. mental health.
Those who have adapted to this approach, possibly due to better  High academic aspirations were associated with a decreased
resources and support such as higher socio-economic status and likelihood of developing both internalizing and externalizing
parental support, are likely to fare better, not only academically, mental health problems, even when considering baseline
but also in regard to mental health. mental health, socio-demographic and family factors. Both
Although the possibility of a detrimental effect of high academic aspirations and expectations were similarly related to the
aspirations on mental health was not supported in our data, it is measures of mental health.
possible that this was due to the short follow-up or to the young age  The results indicate that nurturing high aspirations for
of the individuals. If there is a link between high aspirations and individual achievement may be beneficial for young
mental distress, it may require a longer time for these outcomes to peoples’ mental health.
manifest. At age 16 in Sweden students must decide their next steps  Future research should focus on interventions aimed at
in life, but at age 13 these decisions may seem far away, and concepts increasing academic engagement and aspirations.
of concrete future planning are still somewhat abstract.
Strengths of this study include the large sample size, and the
prospective–cohort design. The employment of several measures of
future academic representations and of mental health was also a References
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