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Journal of Building Engineering 33 (2021) 101798

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Journal of Building Engineering


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Benefits of retrofitting school buildings in accordance to LEED v4


Basel Elkhapery a, *, Peiman Kianmehr b, Ryan Doczy b
a
Department of Civil & Environmental Engineering, University of Delaware, Newark, DE, USA
b
Department of Civil Engineering, American University in Dubai, Dubai, United Arab Emirates

A R T I C L E I N F O A B S T R A C T

Keywords: Pursuing green building certification for major renovation projects, including schools, has become common due
LEED certification to its associated resource efficiency, reduced operation cost, and enhanced indoor environmental conditions. The
Cost optimization perceived renovation costs may discourage professionals from pursuing the Leadership in Energy and Environ­
Building retrofitting
mental Design (LEED) rating systems. To attain cost-effective LEED certifications, the authors developed an
Water and energy conservation
Sustainable construction
optimization model capable of identifying practical credits then ranking them by their associated costs. A case
Indoor environmental quality study was performed using a random sample of nine constructed schools in Dubai. The model output revealed
that schools could be renovated to LEED Certified, Silver, Gold, and Platinum with average cost increases of
0.15%, 0.46%, 1.42%, and 4.97%, respectively. Because of the insignificant cost differences between upgrading
to LEED Certified, LEED Silver, and LEED Gold, the authors advise upgrading most school buildings to the Gold
certificate level.
Furthermore, average energy and water consumption savings at the LEED Platinum tier are estimated to be
30% and 27%, respectively. Some sample schools were built to meet the city’s mandatory green building reg­
ulations, thus allowing the model to identify the effects of local regulation. Finally, the proposed investments in
water and energy conservation could be retrieved within a maximum of seven years.

1. Introduction negatively affect their productivity and wellbeing, and also educate
them to be more aware of environmental sustainability.
The term sustainable (or green) construction can lead decision- Despite these improvements to the learning environment, decision-
makers to think of resource-efficient structures that require additional makers may still have reservations over the total cost of “greening”
capital to construct. While they may be seen as superior to typical the building (e.g., pursuing Leadership in Energy and Environmental
construction in the long run, clients may shy away from proposals that Design (LEED) certification) and will look at how they can obtain this
require additional funding, particularly when the alternative design may goal while minimizing costs to taxpayers. Consideration must also be
have variable costs and difficult to measure benefits (e.g., healthcare given to the environment in which the school is being constructed and
and productivity improvements). For those decision-makers involved in how that will play a role in how the project pursues sustainability. This
the construction of kindergarten to 12th grade (K-12) schools, they must will especially be apparent in countries and regions that employ pre-
consider these benefits not only as direct cost savings but also as im­ existing green building regulations and/or green building rating sys­
provements in the students’ ability to learn and solve problems. The tems. The decision-maker must understand how the various systems or
retrofitting and greening of existing schools is influential on society as regulations compare in terms of their sustainability goals and associated
such institutions have been able to inspire and guide their students, as costs. This information notifies the decision-maker of which tier of
the upcoming leaders and members of the public, to be committed to certification better meets their financial needs (both in terms of total
sustainability principles [1]. Furthermore, several studies substantiated costs and benefit/cost ratios) and the project’s sustainability goals. This
the ability of green schools to positively impact students’ physical, so­ study will focus on the United Arab Emirates’ building regulations and
cial, mental, and spiritual health [2]. Green schools nurture students by overarching vision relating to sustainability; however, the framework
providing learning environments with superior acoustics, lower con­ proposed in this paper can be applied to other regions.
centrations of harmful airborne contaminants that would otherwise

* Corresponding author.
E-mail address: bkhapery@udel.edu (B. Elkhapery).

https://doi.org/10.1016/j.jobe.2020.101798
Received 13 April 2020; Received in revised form 3 September 2020; Accepted 4 September 2020
Available online 24 September 2020
2352-7102/© 2020 Elsevier Ltd. All rights reserved.
B. Elkhapery et al. Journal of Building Engineering 33 (2021) 101798

2. Literature review 1) Healthy environment for its occupants.


2) Reduced environmental impact.
UAE vision 2021 accentuates on providing a first-rate education 3) Promotion of green advancement to occupants and development of
system and creating a sustainable environment and infrastructure that their knowledge on sustainability.
produces less waste and is more water and energy efficient. Discussing
the present state of schools in Dubai, Charles Blaschke, a corporate Primarily, children exposed to CO2 concentration levels of 1000 ppm
partner of Emirates Green Building Coalition (EGBC), highlights that exhibited greater chance for dry cough and rhinitis [11]. A European
there is an immense opportunity for retrofitting schools to become eco- Union-funded Health Effects of School Environment (HESE) study
friendly and sustainable [3]. Since estimates put the percentage of total documented that respiratory diseases and nasal patency were predom­
energy consumed by the education sector in USA, Spain, and UK to be inant in children predominately due to inadequate classroom ventilation
13%, 4%, and 10% respectively [4], it becomes more important that systems [11]. found that indoor particulate matter significantly impacts
education systems begin adopting sustainable practices. Several studies children’s respiratory health and supports existing school building ret­
suggest that most of the energy consumption exhibited in school rofitting schemes, especially ventilation improvements. It should be
buildings relates to the achievement of desired thermal comfort rather noted that LEED code prerequisites and credits address most of the in­
than lighting or powering other electrical appliances [4]. While some door environmental quality attributes, which in turn help school
studies have attempted to establish a benchmark for school building buildings to encompass green principles.
energy consumption, this has proved difficult since existing literature Adoption of green principles enables school leaders to improve their
shows that energy consumption varies based on the building location, triple bottom line “financially, environmentally, and socially” [4,14].
climate, and the required level of thermal comfort [4]. Greening schools would impact student’s and staff’s wellbeing and
Benefits of greening schools include energy and water conservation health. As reported in Khalij Times, Jackie Schemeanuer, a sustainable
via reduced utility (water and electricity) bills, the use of sustainable coordinator at the Swiss International Scientific School in Dubai,
building materials, and renewable resources [5]. mentioned that poor air quality affects student health, focus, and di­
Further research suggested that schools designed according to green minishes their overall learning experience [15]. According to Saeed Al
standards, such as LEED, have an additional cost of almost 2% (addi­ Abbar from EGBC, students generally spend over 1300 h a year in
tional 3 $/ft2) when compared to traditional schools [6]. Nevertheless, classrooms [3]. Maintaining high building operation standards is
an estimated savings of 12 $/ft2 is accumulated yearly due to reduced considered essential for preserving the health, wellbeing, and happiness
energy consumption of around 33% and water consumption of around of the occupants. A study carried out by the U.S. Environmental Pro­
32% [3]. Given that buildings in the UAE are estimated to account for tection Agency (2011) identified that schools with poor indoor envi­
80% of all electricity consumption [7], green building system provides a ronmental quality can create respiratory irritants for students that could
necessary strategy to allow the nation to attain its vision 2021 goals. result in asthma, headaches, irritation and other health degrading
Although the country has taken the necessary precautions by enforcing symptoms [16]. Additionally, warm classrooms result in headaches,
green building regulations on new construction, the regulations do not reduced student’s productivity, and stimulates disease transmission (e.
consider existing construction. Standards for the retrofitting of existing g., influenza). These factors affect the overall learning experience of
structures have not been developed by most countries, and measures to students in schools, lead to absenteeism, and drop learning standards.
improve building energy efficiency are moving at a relatively slow pace. According to research conducted in 2015 by the Center of Disease
Retrofitting of existing buildings and schools provides significant Control and Prevention (CDC), the primary cause of student absenteeism
benefits for the reduction of global energy consumption, which subse­ in the U.S. is “childhood asthma” contributing to 13.8 million missed
quently reduces harmful greenhouse gas emissions. Furthermore, school days per year [17]. Green school retrofitting practices need to
buildings that have undergone energy retrofits typically present better consider the following while assessing the decision to transform an
thermal comfort than traditional buildings. A study on energy retrofit­ existing school building to be green [3]:
ting a sample of school buildings in Germany determined that class­
rooms remain thermally comfortable even on hot summer days; where at 1) Every school has the potential to be a green school, regardless of the
a recorded outdoor air temperature of 35 ◦ C, the indoor temperature age of the building
inside renovated school buildings did not exceed 27 ◦ C [8]. A major 2) Students who attend green schools are de-facto change agents for the
retrofitting plan could result in up to 50% savings in energy consump­ future
tion and CO2 emissions [7]. Nevertheless, the implementation of green 3) Environmental and social impact must go beyond the school enve­
technologies and their economic feasibility have remained challenging lope boundary; to address community impact
for the professionals in this field [9].
2.2. Key factors for existing buildings retrofits

2.1. Defining green schools School buildings typically have higher heating loads than a standard
building, which rationalizes the importance of developing exploratory
Schools have a much higher occupancy rate than any other buildings. schemes to reduce heating energy and thus reduced overall building
The number of occupants per unit of area is four times the number of energy demand [18]. Daylighting measures are valued to save around 30
occupants per unit area in office buildings. Indoor air quality is a major to 70% of lighting and cooling energy expenses as a result of the proper
concern since children spend almost 12% of their time in classrooms, diffusion of natural sunlight reducing lighting and heating demands
which is higher than any other building, except their home [10]. Recent [19]. Daylighting adjustments are considered fundamental, especially
studies have shown that schools have significant indoor environmental when proposed for school buildings. According to a study carried by the
problems, where CO2 and ventilation levels are both detected outside U.S. Green Building Council (USGBC), students exposed to daylighting
the recommended standards [10–12]. This justifies the need for green portrayed 26% improved problem-solving capabilities when compared
retrofitting measures to enhance the educational institutes for public to students receiving little to no daylighting [20].
health. Although various technologies are readily available to retrofit
While low electricity and water bills are good metrics for defining existing buildings, cost implications associated with the retrofit are
how green a school is, it is the precautions taken and the systems considerably high. Hence, there is still a need to develop strategies that
installed that provide the most direct measure. Characteristics of green can effectively green existing buildings using the most cost-effective
schools can be generalized into three main attributes [13]: retrofit measures for particular projects [21]. Various studies have

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B. Elkhapery et al. Journal of Building Engineering 33 (2021) 101798

identified certain factors that affect the practices and technologies for several case studies of existing school retrofitting schemes and corre­
existing building retrofitting. The main challenges encountered are the sponding pertained benefits in terms of energy conservation and other
uncertainties that arise throughout the process such as building specific resources preservation.
characteristics, architectural features, climate change, services change, A building energy analysis conducted at the campus of Melbourne
human behavior variations, government policy enhancement, and other University in Australia, shows lighting fixtures at the university
uncertainty factors, all of which directly affect the selection of retrofit contribute to almost 30% of the costs associated with energy con­
technologies and hence the success of a retrofit project [21]. Moreover, sumption. Depending on the electronic and magnetic ballasts fixtures
as buildings’ subsystems are highly interactive, the selection of one arrangement, the reported reduction for lighting energy consumption
retrofitting technology for a subsystem may directly affect another. The ranged between 14% and 65% [22].
key generic factors to be taken into consideration for the selection of a Retrofitting schemes employed at Egypt’s Cairo University, produced
green retrofitting strategy are as follows [22]: substantial energy savings and reduced CO2 emissions. The methodol­
ogy incorporated comprised of the following five phases: Identifying the
1) The Occupants’ Behavior: The occupants’ behavior can largely desired retrofitting scope, exercising energy audits, identifying retro­
determine the comfort zone requirement. fitting schemes and finally the implementation of the selected schemes.
2) Methods of Applications: The application of energy conservation The primary retrofitting schemes applied and simulated for this project
systems varies depending on the adapted solutions. A detailed cost included daylighting assessment, glazing, external wall thermal insu­
assessment is needed to identify the most applicable methods, which lation, and green roof. As a result, the savings on energy consumption
depend on the project’s requirements and constraints. was noted to be approximately 15% [23].
3) Government Support: The government’s financial support to build­ According to Haggag et al., most of building energy consumption
ing owners and developers can incentivize energy renovations for the (83%) is dedicated to HVAC and lighting systems [24]. Therefore,
existing buildings. building façade and other incorporated architectural features have a
4) Property Owners’ Intent: The property owners must be willing to significant impact on building energy performance. A cost-benefit
invest in the retrofitting exercise, and this can only be achieved if the analysis of living wall systems (LWS) on buildings facades in hot
payback period and long-term benefits are communicated to the climate regions, was conducted on Al Ain International school, UAE.
owners. Accordingly, installation of LWS on school buildings façade is estimated
5) Building Design Criteria: Understand the building design incorpo­ to save 18% of the building’s cooling load yearly when compared to
rated i.e., building orientation, energy-saving appliances, etc. traditional façade systems. Nevertheless, given either the current local
6) Other Factors: These factors are relative to particular projects such as unsubsidized energy cost in UAE or the international levelized energy
specific building characteristics, budget available, project target, costs, the estimated payback period of such a retrofitting approach was
building services types, and efficiency. found not feasible with estimated payback periods of 17 and 13 years,
respectively [24].
2.3. Global schools retrofitting practices It should be noted that the above-mentioned retrofitting schemes are
already implemented in several countries. Nevertheless, appropriate
Newly constructed sustainable school buildings provide lower envi­ schemes are typically selected based on the building structure, location
ronmental impacts [4]. Feasible retrofitting schemes usually do not and exhibited weather conditions.
require any major structural renovations and rather enhances estab­
lished Indoor Environmental Quality (IEQ) with reduced time and
resource utilization. Three main qualities that considerably impact the 2.4. Building age
IEQ of school buildings are IAQ, energy efficiency, and thermal comfort
[4]. LEED code addresses such qualities with the largest portion of points Age is considered an important parameter in the region since the
in its credit point system, with almost 55 points (50% of LEED possible Dubai Municipality (DM) regulations have become mandated and
credits) allotted under two LEED categories: Energy and Atmosphere enforced only in recent years for newly developed construction. Previ­
(EA) and IEQ. Although LEED code provides particular envelope retro­ ous research lacks statistical studies on the number of schools built in
fitting strategies, it yet accepts innovative measures that can be inte­ accordance to green building regulations and what LEED rating they
grated, contingent that these measures positively address IEQ and would attain before any retrofitting scheme. Unless green building
targets the specified standards and criteria. An investigation conducted regulations are enforced and enacted by law/state through mandated
on the various envelope retrofitting strategies for school buildings in building codes, they will not be effective [25]. Dubai developed Dubai
Jordan, has rendered precise attention to the prominence of retrofitting Green Building Regulation and Specification (DGBRS), which was only
structures in comparison to the construction of new sustainable build­ mandated for public or governmental schools starting 2010 [26]. Con­
ings. Explored envelope retrofitting strategies included external walls struction in other sectors, including private schools, was only mandated
insulation, roof insulation, roof reflectance paint, window film modifi­ to follow DGBRS starting in 2014, thus creating a milestone for data
cation, window replacement, window frames upgrades, and solar heat comparison purposes and schools’ standards upgrades. Therefore, it can
gain control systems installation, for school buildings in Jordan. The be fairly assumed that all new schools built in Dubai (after 2014) are
study concludes that applying envelope retrofitting strategies to school qualified as green buildings to an extent, with respect to the codes that
buildings in hot climate regions (i.e., Jordan and UAE) can generate up they are mandated to have followed, such as DGBRS. Accordingly, cat­
to 54% of energy savings in a relatively short payback period of 5.5 years egorizing buildings built “before 2014” and “after 2014”, interchange­
[4]. ably called “Old” and “New” buildings, will be beneficial to identify the
One vital benefit of greening existing schools is their ability to contribution of implementing local green building regulation in facili­
nurture society to become sustainable and be more productive and tating building certification and more importantly in building sustain­
healthier. Consequently, there is a need for a protocol to retrofit existing ability. Furthermore, since the selected project samples are of varying
schools according to a specific standard. An analytical review of the sizes and complexities, careful assessment of the LEED code was fol­
typical retrofitting schemes implemented locally is needed to identify lowed to identify the adequacy operation of the physical structure and
how these strategies impact energy consumption. A building envelope required areas of improvement. Distinct improvement in the
integrated with an optimized Heating, Ventilation, and Air Conditioning resource-efficiency and performance of new buildings, examined in the
(HVAC) system and efficient lighting are currently the main retrofitting context of LEED rating system, would affirm the effectiveness of the
measures incorporated in the UAE [7]. The rest of this section presents partial implementation of green building measures via local regulations.

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2.5. Building location to assist in data collection and conducting physical assessments of the
schools. The assessment depicts the current operational status of each
In LEED rating systems, the density of the building’s surrounding school and can be utilized to identify green retrofitting requirements.
area has been seen as an influential parameter both on building acces­ Such data is typically difficult to collect without the proprietor support
sibility using public transportation and on building access to useful in sharing their data and allowing surveys to be conducted. The main
amenities. Almost 14% (15 credit points) of the LEED v4 are present to barrier to effective retrofitting of existing buildings relates to the
specifically consider the value and importance of such accessibility and absence of a detailed methodology highlighting the process targets and
connection. The location of the school, regardless of other properties of limited investment budgets [28]. Accordingly, it is essential to configure
the building, qualifies it to attain some points without any modification the decision-making process to match the aims and priorities defined by
and additional costs. Location is classified for each project in accordance the stakeholders. The flow diagram of the methodology employed in this
to the area population and is described qualitatively in density form study to evaluate the selected sample schools is presented in Fig. 1.
(High-density areas and low-density areas). For the purposes of this In the process of sustainably retrofitting all schools in a certain re­
research, areas populated with over 3000 people/Km2 were considered gion, it is impractical to study all schools and identify the best practical
high-density areas, whereas areas lower than 3000 people/Km2 were and cost-efficient modifications for LEED certification. Certain obstacles
considered low-density areas. School location densities were classified are associated with such exercise, including data collection and time
using the Dubai Statistics Center report published in 2017 with popu­ limitations. A sample size of 9 schools is chosen to comply with the time
lation figures for areas in the Emirate of Dubai [27]. frame set for this research. However, to cover different school cate­
gories, each sample group includes at least two schools from the iden­
3. Research methodology tified parameters; in order to generalize the estimated likelihood cost of
each category and summarize a conclusion. Studied school categories in
The study required the involvement of school principals and owners this research are depicted in Fig. 2.

Fig. 1. Research flow diagram.

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Fig. 2. Sample organization.

3.1. LEED model development 4. Results and discussion

This research employs the LEED green building rating system to 4.1. Cost vs. LEED certification
assess the sustainability of a school’s design or retrofit. Since the
research focuses on retrofitting existing schools, LEED v4 O + M for The upgrade cost percentage for each school project at every LEED
Schools is seen as the most relevant rating system. LEED credits provide tier has been estimated with respect to the initial building cost, as por­
a school with defined sustainability objectives; however, any decisions trayed in Fig. 3. Given that every project is unique and has its own
made when retrofitting a school must also consider the capital costs characteristics, the type of LEED credits attempted, and their associated
required for the retrofits required to attain the credit. As such, a well- costs highly vary. The estimated interval cost percentage required to
structured procedure needs to be established to recognize the average, retrofit school buildings projects across all LEED tiers (Certified through
estimated costs required to transform schools to each level of LEED Gold) are listed respectively [0.03%–0.42%], [0.03%–1.25%], [0.07%–
certification. 4.31%] and [0.71%–13.19%]. As portrayed, the general cost approach
A model, including a questionnaire with 55 questions, is developed of the upgrade increases when pursuing higher tiers of LEED. This is
based on the experts’ responses to the questionnaire to characterize expected, as higher tiers demand more modifications and points to meet
buildings properties. The model identifies the cost of practical modifi­ these criteria. Some schools in the study had a very low occupant rate
cations required to attain each LEED credit. The developed model with respect to their size; therefore, certain credit upgrades are attained
questionnaire is presented in the Appendix. Additional information using low-cost measures.
regarding the detailed survey findings and model analysis can be found Although the arithmetic average of cost in this study could represent
in the thesis report [29]. Sample questions falling under Material and inaccurate cost intervals, due to the data set containing some extreme
Resources (MR) credit category include: values, the average cost percentage for each LEED tier was estimated to
measure the central data tendency and understand the general trend
1) Does the school have a waste contract with an organization? present between LEED certificate upgrades. Fig. 4 shows the average
2) What are the schools’ total quantity of lights and the percentage of cost of projects upgrade to each individual tier of certification. Although
LED lights? the selected project samples are considerably undersized with variable
3) What is the monthly budget of ongoing consumables? sizes and project complexities, the established results are consistent with
4) Is the school planning on replacing or upgrading its furniture? literature findings derived by the KEMA study, with a slightly higher
5) Does the school’s plan on doing renovation work? cost percentage to upgrade through Platinum certification [30]. The
6) Does the school have a food composting bin? results reveal that the cost to upgrade to the next tier increases in an
7) Is there a ventilated area that can be dedicated to the food com­ exponential behavior. As expected, the higher the attempted LEED tier,
posting bin? the stricter the exponential increase in retrofitting costs associated with
higher tiers of LEED. This might be due to the substantially higher costs
Responses to these questions are used to determine which credits are of achieving remaining credits.
initially achieved by the assessed project. These credits will not require Testing for significant differences between the costs required to
any retrofits (or any additional costs) and will be counted towards the obtain the various levels of LEED certification was performed utilizing
project’s total LEED credits earned. Those credits that can be feasibly MATLAB’s one-way Analysis of Variance (ANOVA) function. Tests per­
earned via retrofitting will have their costs estimated based on price formed at confidence intervals (CI) of 95%, found a significant differ­
quotations, expert consultation, and published articles. ence present between the groups mean. Accordingly, two sample T-tests
Microsoft Excel’s “Solver” function was employed to optimize the (95% CI), assuming equal variances, were deducted to highlight the
number of credits earned (to achieve the four different levels of certi­ significance between each certificate upgrade.
fication) at the lowest possible cost. The objective value function for T-test results, shown in Table 1, concluded that the only inter-group
each “solver” is set to minimize the total cost of all required applicable significant differences were (LEED Certified vs LEED Platinum) and
credits by selecting the most cost-effective credits. To attain the lowest (LEED Silver vs. LEED Platinum). This is due to the model’s preferences
cost possible, the model is given the flexibility to include some addi­ for pursuing no or low-cost LEED credits when attaining the preliminary
tional credits beyond the minimum required number of credits for each LEED certifications (i.e., LEED Certified and LEED Silver). This implies
tier of LEED (40, 50, 60, and 80 credits for Certified, Silver, Gold, and that, with respect to the sample studied, the costs required to upgrade
Platinum tiers, respectively). between LEED Certified and LEED Gold are insignificant. Therefore, the
model typically finds that upgrading schools to LEED Gold is most
practical. Given the significant differences in costs required to upgrade
to LEED Platinum, it may not be a reasonable decision, particularly for
relatively older buildings not constructed according to local green
building regulation.

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Fig. 3. Projects Detail Cost % vs. LEED Certification Tier.

different LEED tiers.


Newer buildings typically use modern technology that, in most cases,
are more sustainable and efficient. Nonetheless, further statistical
assessment is required to analyze if there is a significant cost established
between both groups for different tier levels.
Two-tail T-tests (95% CI) established that none of the LEED tiers had
a significant difference in cost between both age groups despite the
established trend in Fig. 5. Computed standard error bars show the ac­
curacy of the obtained average estimates from all sample schools to be
similar, and therefore more representative of the true mean. The
established standard error at LEED Platinum varies between ±2%,
possibly due to differences in building properties (e.g., differences in size
and specifications).
Fig. 4. Average Cost % vs. LEED Certification. To further explore this, credit categories attained at the initial
assessment stage (credits achieved without any retrofitting) have been
presented in Fig. 6. It can be deduced that, for most projects built after
Table 1 2014, costly credit requirements have already been satisfied, and credits
T-test results for upgrade cost %. are readily achievable without requiring further investment (i.e., credits
Comparison P (T ≤ t) Significance point at Significance check of the Energy and Atmosphere category). School projects built before
group two-tail 95% confidence 2014 (i.e., S3, S5, S6, and S8) require additional consideration and in­
Certified vs. 0.0567 0.0125 No significant vestment to earn LEED points, which elevates their certification costs.
Silver difference Average readily achievable LEED scores at initial assessment shown
Certified vs. Gold 0.0216 0.0125 No significant in Fig. 7, reveals that the average initial assessment scores are 13% and
difference about 4 credits higher for newer buildings. Thus, additional costs need to
Certified vs. 0.0062 0.0125 Significant
Platinum difference
be incurred by older buildings with respect to newer buildings.
Silver vs. 0.0097 0.0125 Significant Nevertheless, with further post-analysis, the T-test significance check
Platinum difference established that the difference in initial assessment scores between both
Gold vs. 0.0425 0.0125 No significant age groups is insignificant.
Platinum difference

4.3. LEED certification cost vs. location density


4.2. LEED certification cost vs. age
Using published population data by Dubai Statistics Center [27], in
The project’s samples are divided into two categories, projects addition to direct area measurement using google earth, the density for
completed between 2000 and 2014 and projects completed after 2014. the assessed school projects are estimated and presented in Table 2.
This decision was made to determine the effects of the recently imple­ To investigate the relation between the location density and ex­
mented (after 2014) Dubai Municipality’s Green Building Regulation penses associated with convenient usage of alternative transportation
and Specifications on the cost-effectiveness of upgrading the schools. As systems at sample schools, a graphical representation of the high-density
illustrated with the established trend in Fig. 5, the Green Building and low-density school projects versus total LEED certification costs are
Regulation in Dubai does have an impact on the cost of upgrading to depicted. As presented in Fig. 8, a higher percentage cost trend is

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Fig. 5. Age effect on certification cost %.

Fig. 6. Initial assessment (achievable credits without retrofitting).

depicted for low-density location schools in comparison to those in high- Nevertheless, some schools are considered outliers to this conclusion
density locations. There are no effective public transportation services in due to schools charging high bus transportation fees (with 10,000 AED/
low-density areas; suitably, parents consider enrolling for school bus year (2723 $/year) for each student regardless of the location). Part of
services. This representation is unlike the trend depicted for typical the transportation credit initiative requires the development of a
buildings in low-density areas, which usually have a high carbon foot­ transportation survey to highlight the modes of transport frequently
print due to the lack of public transportation systems. The observed used by building occupants. Results from the carried survey indicated
average lower costs associated with certifying the schools in high den­ that most parents do not allow their children to use public transportation
sity areas was expected as some credits such as “Alternative trans­ and either arrange to pick up their children or enroll in the school bus
portation credit” are attained without requiring any modifications and service. The inability of low-density schools to attain these low or no-
investments. Such readily achievable points are not available for cost transportation credits means that they must pay higher retrofit­
buildings in low density areas since they are too far from public trans­ ting costs to earn additional credits needed to attain their desired level of
portation systems to meet LEED’s criteria (400 or 800 m, depending on LEED certification.
the transportation system). Hence, other available costly credits should Furthermore, two-tail T-tests (95% CI) established that none of the
be targeted for buildings in low density areas and attaining such costly LEED tiers had a significant difference in cost between both density
credits at the absence of readily achievable transportation credits is the groups despite the established trend in Fig. 8.
reason for observed distinction among average costs.
Reported findings by Vlad-Andrei et al. on the impact of the building
4.4. Energy consumption reduction vs. LEED certification
location on LEED certification cost, suggest that an additional cost is
required to certify buildings located farther from the city center [31].
Almost 30% of LEED credit points are allocated to enhance building
This is supported with the documented findings in this report where
energy consumption reduction. Forecasted energy consumption reduc­
schools located in low density areas require an additional 0.5%–2% to
tion percentage for each project across all LEED tier upgrades is pre­
achieve the appropriate certification.
sented in Fig. 9. Projects’ electricity savings tend to exhibit different

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consumption reduction, a presumed error range of 0.5% is allocated to


allow for the increase or decrease in lighting operating hours for the
project. Lighting retrofit upgrade results present an average projected
reduction of nearly 5% from the buildings’ yearly energy consumption.
The estimated mean electricity savings experienced at each LEED tier
is presented in Fig. 10. Projected electricity savings percentage across all
LEED tier upgrades (Certified through Platinum) are 3%, 7%, 13%, and
30%, respectively. Estimated energy consumption savings at LEED
Platinum tier supports the reported reduction in electricity consumption
of 33% in the literature [32].
Two-tail T-tests (95% CI) established that the only comparison group
without significance difference is between the upgrade of (LEED Certi­
fied vs. LEED Silver). This is due to the high expenses associated with an
energy efficiency upgrade. Therefore, energy efficiency credits are
typically attempted in tiers succeeding Silver certificate in most projects.

4.5. Energy consumption vs. age

A comparative analysis is conducted to identify the trend of energy


consumption between modern schools, built according to local green
building regulations, and older schools. The actual yearly energy con­
sumption for the two established school categories and the expected
reductions in consumption by pursuing different LEED certification are
Fig. 7. Average readily achievable LEED scores at initial assessment.
presented in Fig. 11. As seen in the graph, the reduction only becomes
noticeable when pursuing LEED Platinum. This might be due to utilizing
trends when pursuing higher LEED certification tiers (i.e., staying the more efficient electrical appliances in modern buildings, which makes
same, increase linearly, or increase exponentially). As shown in Fig. 9, it further electricity savings more complex and expensive at initial LEED
is apparent that the projects are equally divided into linear and expo­ certification stages. The same explanation might be valid for the trend
nential reductions in electricity consumption. Variables recognized to that appears for modern schools, where they consume less electricity.
impact the relative electricity-saving percentage exhibited when Nevertheless, the result for LEED Gold and LEED Platinum is not ex­
attempting LEED certification across projects include the number of pected since energy consumption for modern schools is higher than in
occupants, project size, and project specification. Deviations in any of older schools. LEED building energy efficiency credit points are earned
the variables listed will change the optimization model decision on
attempting certain credits relative to building energy efficiency and the
associated cost.
The reduction in energy consumption is calculated based on the
expected rate of reduction from the performed ASHRAE audit in addi­
tion to the projected LED light retrofitting and solar savings. As pre­
sented in Table 3, LEED feasible retrofitting measures are determined for
all projects to calculate their percentage reduction of electricity con­
sumption for each tier. It should be noted that only the schools that have
been subjected to light retrofitting in accordance to the model analysis
are presented in Table 3. The other four schools that are not included in
the lighting retrofit plan, already have 100% LED lights installed and
thereby did not require any upgrade in the assessment.
The percentage of LED and fluorescent lights in each school, with
their appropriate specifications, was estimated in order to identify the
consumption for each lighting system. Each building’s electricity con­
sumption for lighting was estimated using monthly electricity bills.
Lastly, the estimated new light consumption percentage was estimated
based on the theoretical estimated savings difference of replacing the
fluorescent light fixtures to be LED.
To accommodate for the error in the estimated lighting energy Fig. 8. Location density effect on certification percentage cost.

Table 2
School area estimated density and classification.
S# Location Population Estimate Population % Area (m2) Density (people/km2) Classification

1 Al Qouz 4 17,251 0.58 2,375,553 7262 High-density


2 Al Warqa 1 16,776 0.56 2,040,430 8222 High-density
3 Ned Al Sheba 3 3633 0.12 6,077,048 598 Low-density
4 Al Jaddaf 1053 0.44 6,406,800 164 Low-density
5 Green Comm. Village 33,788 1.14 5,468,206 6179 High-density
6 Motor city 12,380 0.42 3,725,869 3323 High-density
7 Al Khail Road Barsha 2784 0.09 3,767,135 739 Low-density
8 Al Barsha Third 11,680 0.39 4,672,137 2500 Low-density
9 Al Barsha South 4410 0.15 1,911,057 2308 Low-density

8
B. Elkhapery et al. Journal of Building Engineering 33 (2021) 101798

Fig. 9. Electricity Saving vs. LEED Certification.

consumption nor any of the LEED tiers had a significant difference in


Table 3
energy consumption between both age groups, despite the established
LED light saving calculations.
trend.
School Current Light Assessment LED retrofit To provide insight into the effect of age on electricity savings, a
#
LED Light New Light % Light % reduction graphical representation of the attained credit categories points for
Lights % consumption % consumption from total bill schools at the Platinum certification stage, are portrayed in Fig. 12. It
1 24% 24% 19% 5.2 ± 0.5 should be noted that some school projects were not able to attain the
3 1% 15% 11% 4.2 ± 0.5 credit scores required to upgrade through the LEED Platinum tier,
5 0% 21% 15% 5.9 ± 0.5 induced by their EA category scores. Furthermore, most of the old
6 0% 15% 10% 4.1 ± 0.5
8 20% 9% 7% 2.1 ± 0.5
schools presented almost double consumption over the chosen bench­
mark of 134 kWh/m2/year, representing the median consumption
exhibited for selected schools in the region [3]. Since the identified
benchmark is the central parameter considered when attempting to
receive EA credit points, it can be difficult for older schools to earn these
points via energy efficiency upgrades.
According to Umberto, the energy performance category is consid­
ered the most important criterion in building sustainability assessment.
Nevertheless, performed analysis portrayed that credits in this category
are attempted in very low percentages; reasoned behind high investment
cost associated with the upgrades and low maturity of energy saving
systems in the construction sector [33]. As presented in Fig. 12, schools
built after 2014 could better achieve credits associated with the EA
category.

4.6. Water consumption reduction vs. LEED certification

Since changing the fixtures in the toilets is relatively inexpensive, it


Fig. 10. Average Electricity Savings % vs. LEED Certification. is opted for most of the projects even for initial LEED certification tiers.
As shown in Fig. 13, all projects changed the water fixtures and achieved
based on the established reduction percentage from the defined the required water saving at LEED Silver and higher tiers.
benchmark, which instinctively exhibits an exponential increase in cost The water consumption reduction is estimated in accordance to the
as upgrading through achieving better energy efficiency. Accordingly, indoor area upgrade only. To represent the average water-saving per­
modern schools will typically have other, less costly alternatives to earn centage for every LEED tier, the mean presumed savings percentage for
credit points. every school at the allocated tier is estimated. Fig. 14 shows the esti­
The estimated mean electricity consumption experienced at each mated mean savings for every LEED tier upgrade. The trend established
LEED tier between both age groups is presented in Fig. 11. The repre­ by the study concludes that most percentage savings are attempted at
sentative sample of schools’ actual electricity consumption varies be­ initial LEED Certified tier and is capped at its maximum by LEED Silver
tween a minimum consumption of 840 kWh/occupant.year and a certificate. Based on Fig. 14, the estimated water consumption savings at
maximum consumption of 3760 kWh/occupant.year. The range high­ LEED Silver and higher tiers is 27%.
lights the significance of project sizes and justifies the substantial Water efficiency credits are considered very low-cost measures and
observed variances for the age classified groups. are mostly attempted in initial tiers preceding to the Silver certificate in
Two-tail T-tests (95% CI) established that neither the actual energy most projects. T-test results imply that there is no significant difference

9
B. Elkhapery et al. Journal of Building Engineering 33 (2021) 101798

Fig. 11. Age effect on energy consumption (kWh/occupant.year).

Fig. 12. Platinum assessment LEED scores.

in the savings percentage among the LEED Silver tier. tier between both age groups is presented in Fig. 15. Viewing the
average yearly water consumption of those schools built after 2014, it
can be concluded that their existing water fixtures are more efficient
4.7. Water consumption versus age than older schools. This was expected as the mandated Green Building
regulation requires efficient fixtures installations for buildings since
Like the statistical comparison conducted for the electricity con­ 2014.
sumption of modern and older schools, a similar comparison is con­ Similar to the reasoning constructed behind energy consumption vs.
ducted for water consumption. The existing average daily water age in regard to the substantial variances portrayed, the representative
consumption for the two established school categories, as well as the sample of schools’ actual water consumption was in the range of 159 and
expected water consumption of retrofitted schools, are presented in 37,700 IG/occupant.year, with an average of 6940 IG/occupant.year
Fig. 15. The graph shows that older schools consume substantially more and standard deviation of 11,816 IG/occupant.year. According to re­
water as compared to newer buildings. Older schools target water effi­ ported findings by Alborz and Berardi, a post occupancy evaluation
ciency credits by the LEED Certified tier, while new schools typically deducted for comparison between LEED and Non-LEED higher educa­
focus on them by the LEED Silver or later. Since the water retrofits are tion residence halls; signified that implemented technologies (i.e. high-
relatively inexpensive on a cost per credit basis, the basic water effi­ tech fixtures), are not the primary factor to water consumption reduc­
ciency upgrades can be achieved by old schools at early certification tion and that green educational efforts and increasing awareness can
levels. result in higher savings [34].
The estimated mean water consumption experienced at each LEED

10
B. Elkhapery et al. Journal of Building Engineering 33 (2021) 101798

Fig. 13. Water Consumption Reduction Percentage vs. LEED Certification.

4.8. Financial attractiveness

To build a legitimate business case for investment in water conser­


vation, energy retrofit, and solar system installation, the net profit re­
turn is presumed to be accumulated within 5–10 years. Accordingly, the
economic feasibility of retrofitting is investigated by exploring the
financial attractiveness for each project at each attempted certificate
level. This assessment incorporates the examination of the payback
period using the Net Present Value (NPV) for each period in the
cashflow.
The payback period is computed using equation (1), where the
calculated NPV of the investment made, and the revenue from the in­
vestment is computed for each cashflow period. Accordingly, the
payback period is defined by the time when the capital investment
initially made is recovered. It should be noted that the presumed interest
or discount rate used to compute the payback period is 2.25%.
Rt
NetPresentValue = (Equation 1)
(1 + i)t
Fig. 14. Average Water Savings vs. LEED Certification.

Where:

Rt net cash flow


i discount rate
t time of the cash flow

The return projected for the indoor water fixtures is compiled based
on the projected savings estimated using the LEED calculator, which
estimates exhibited savings with respect to the actual building yearly
baseline consumption. On the other hand, the return for electricity is
estimated based on the state of the school, which includes the type of
fixtures used and other strategies implemented (operational hours of the
facility, automated light fixtures, etc.). Additionally, the percentage of
computed savings from LED light retrofitting is added to represent the
final percentage reduction.
Fig. 16 shows payback period in years. Established payback esti­
Fig. 15. Age effect on average water consumption (IG/occupant.year). mates for indoor water and energy retrofitting are considered a feasible
investment as they are recovered within 1–2 years. Solar investment can
Two-tail T-tests (95% CI) established that neither the actual water potentially be considered a feasible investment with a recovery payback
consumption nor any of the LEED tiers had a significance difference in rate of 6 years and eight months.
water consumption between both age groups, despite the established
trend in Fig. 15. Such a conclusion is mainly due to the presence of an 4.9. Lasting contribution
outlier sample with an average consumption of 37,700 IG per occupant/
year. This confirms earlier declaration of the significance of high-tech Nowadays most metropolitan areas e.g. Dubai, have their own
fixtures adoption in the contrary to green educational efforts. enforced local green building codes. This research attempts to identify
areas covered by enforced regulation and report the additional efforts
and investments required beyond the local minimum codes to certify a
building according to any optional rating system. The authors believe

11
B. Elkhapery et al. Journal of Building Engineering 33 (2021) 101798

Fig. 16. Payback in years for system upgrade.

that a majority of schools in cities are already dealing with partially the attempted LEED certification highlighted the lack of a significance
enforced green building codes. In other words, upgrading buildings will difference in cost between upgrading to LEED Certified, LEED Silver, and
be more about enhancing sustainability of a school by applying some LEED Gold. Nevertheless, upgrading to Platinum tier may not be prac­
basic measures, rather than starting from scratch. tical, particularly for relatively older buildings not constructed accord­
Additionally, the paper proves the applicability of the developed ing to the local green building regulations.
model and its questionnaire for a certain city, to facilitate an initial The average energy and water consumption savings at the LEED
financial analysis, and estimate the corresponding rate of return for the Platinum tier are estimated to be 30% and 27%, respectively. The pro­
desired upgrade. The developed linear cost optimization model can be posed retrofits needed to upgrade from LEED Certified to LEED Silver
utilized by municipalities and education ministries as a smart and semi- results in gradual energy conservation. In addition, no significant dif­
automated tool requiring just filling a questionnaire to quickly assess the ference in water savings was attained beyond the LEED Silver tier as
feasibility of upgrading schools. The model can resolve the aversion of most of low-cost water conservation techniques were opted at this tier.
the property owners regarding the additional expenses associated with In the analysis of location density’s effect on certification cost per­
the process and help school owners realize the cost-benefit of greening centage, trends show that higher costs are correlated with low-density
their schools. Moreover, the computed rate of return for upgrading location schools. This is because more costly credits are required to
existing facilities to become green signifies that investments can be replace those unattained transportation credits in order for the building
retrieved within a period that does not exceed seven years, which can to attain a superior LEED certification level.
further promote the interest of various stakeholders. A trend of high upgrade certification costs for old buildings, when
Furthermore, the model will open the podium for further discussions compared to modern buildings, was also observed. This might be due to
regarding the applicability of models and decision analysis tools work­ the inability of those projects to pursue several credits (13% additional
ing based of artificial intelligence, neural networks that are capable of readily achievable LEED credits) that require little to no additional in­
including climate, labor wages, availability of materials, energy ex­ vestment or modification for old buildings. Statistical tests showed that
penses, etc. Nevertheless, there should be considerable potentials for none of the LEED tiers had a significant difference in cost, energy, or
expanding the capability and intelligence of such a model in the future. water consumption between both age groups. Accordingly, building
Lastly, this analysis considered the effect of the surrounding density operation management appears to be more dominant than age. Model
and public transportation systems on the additional percentage cost for output emphasized performing energy system retrofits, particularly
upgrading schools in the studied region to achieve LEED certification. when pursuing LEED Gold and Platinum certification for schools built
Accordingly, the dependency of upgrading cost to the density of the before 2014. Whereas for schools built after 2014, energy retrofits are
development is realized and can be informative for new project owners; performed only when pursuing LEED Platinum. Older schools upgraded
when selecting an appropriate project location. water fixtures beginning with the LEED Certified tier, whereas modern
schools only started these retrofits at LEED Silver and subsequent tiers.
5. Conclusion In support of the mandated Green Building regulations, modern schools’
average yearly energy and water consumption per occupant showed that
The research evaluated schools in a municipality with its own their fixtures are more efficient than those found in older schools.
enforced primary green building regulation. Special attention was paid Finally, the detailed assessment of financial investments required to
to the financial benefits of upgrading schools and their associated green existing school facilities proves that water conservation, energy
electricity and water conservation, where there has been a noticeable retrofit, and solar systems installation investments can be retrieved
lack of detailed financial studies or statistical assessments. The study is within a period that does not exceed seven years. This entails that in­
performed on a random sample of 9 schools in Dubai to conduct a fair vestments in greening schools can promote the interest of various
assessment of the state of schools in the region, dependent on the stakeholders since project profits are retrieved in a relatively short
categorized groups of school samples. Quantitative data collected from period of time.
the school samples are interpreted by the developed optimization
model, to identify cost-effective credits and modifications, and to esti­ CRediT authorship contribution statement
mate the associated costs of each identified feasible upgrade. The
additional cost of retrofitting schools is mainly reported as a percentage Basel Elkhapery: Conceptualization, Data curation, Formal anal­
of additional cost with respect to the initial building cost. ysis, Investigation, Methodology, Resources, Software, Validation,
The investigation of the relationship between cost percentage and Visualization, Roles, Writing - original draft. Peiman Kianmehr:

12
B. Elkhapery et al. Journal of Building Engineering 33 (2021) 101798

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