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Abstract
The urban facades of the traditional dwellings in the old city of Mosul are part
of a dense structure of the homogeneous urban fabric. These facades are char-
acterized by a distinctive architectural style that gives a sense of place and local
identity. Their design depends on the organization of architectural elements in
syntactic characteristics, which are restricted by topological, geometrical, and di-
mensional relationships that responded to social, technical, and environmental
requirements. Those restrictions made a special style in the local architecture that
reveals the social and cultural influences of the residents. Shape Grammar is an
effective system in analyzing the architecture structures because it combines both
morphological and dimensional values In the analyzing.
Shape Grammar regulates the architectural elements and their relationships in
specific rules to conserve these traditional facades and their values. In the conser-
vation of built heritage, organizing these elements and defining their rules is es-
sential. This paper seeks to derive the standard and parameters of shape grammar
to regenerate the damaged traditional facades of Mosul Old City as a case study
(especially after the great damage as a result of the last war in 2017), by determin-
ing the rules that restrict the relationships and the transformations in the struc-
doi: 10.5505/itujfa.2021.82788
Keywords
Facade regeneration, Local architecture, Mosul Old City, Shape Grammar, Urban
facades.
462
1. Introduction
Most of the traditional houses in the • Using the unity principle in the fa-
Mosul old city – MOC date back to 1850, cades, which led to the coherence of
these units are characterized by a unique the urban landscape by employing
style as a result of climatic, religious, the repetition of the elements of
cultural, economic, and construction the facade that include openings,
requirements (Al-Tayib, 2008). This tra- entrances, details, and others, in
ditional architectural style depends on addition to horizontal and vertical
its architectural language and elements lines in a specific rhythm (Albotani
(such as entrances, windows, and other) & Alani 2010).
by syntactic rules in Topological systems • Harmonious and specific relation-
to achieve unity and aesthetic as well as ships were used in urban facades
privacy and functional competence that to achieve climatic, social, and con-
distinguish it as a style with a distinct struction requirements and this is
identity, which reflects the thought of a unique feature for the vernacular
society (Maan & Idrees, 2013). Tradi- architecture in Mosul, Which made
tional housing shares basic components it an integrated architecture at the
include the courtyard, Iwan, rooms, exterior and interior scope in archi-
corridors, and entrances. The idea of its tectural and urban design (Albotani
planning depends on dividing the plan & Alani 2010)
into functional parts that are linked to • Gradient: By dividing the overall
organizational relationships according composition into harmonious parts
to its function, the courtyard is the active to achieve the balance and the ho-
part because it is the social space and the mogeneity in the mass, elements
movement distributor in addition to its and details in the facades, this in-
environmental function (Mustafa, Da- dicates the awareness in the design
izhizhong, & Hong, 2010). In general, process (Albotani & Alani 2010)
these housing units share several char- • The traditional facades are distin-
acteristics, including: guished by the variety of architec-
• The housing units were organized in tural treatments in addition to the
the urban fabric in a compact and variety of architectural elements,
organic composition (Dewachi & Is- which gave the facade visually rich-
maeel, 2010 ). ness (Maan & Idrees, 2013).
Figure 1. Top row scenes from the old Mosul before the destruction (Source: Researcher). The
low row is destruction in some areas of old Mosul (Source: Profile Mosul, UN, 2016, p 46).
2. Data of the facades: About 250 fa- 8. Corbels: It is an element that takes
cades were field documented by pho- many forms and works as a structur-
tography using a digital camera, with al element that supports the extension
describing and recording the elements above, in addition to its aesthetic func-
information to derivate Shape Gram- tionality.
mar for topological analysis. 9. Shanasheel: An extension (addi-
tion) on the top floor. It has aesthetic,
4.2. Classifying the architectural climatic, and functional roles, working
elements to handle the acute angle in spaces.
The ability to perceive patterns is
through categorizing elements with 4.3. The analysis phases
similar syntax into groups, and these el- 4.3.1. Genotype analysis
ements represent the vocabulary for the The morphological characteristics
architectural language (oxford, 2010). can identify the architectural language
The elements will be categorized into to produce models that belong to the
major groups based on the concepts of same language (Bonta, 1980). The struc-
mass, space, and surface, so the element ture of the architectural language is de-
has a measurable physical meaning termined by two parts, the first is the
(Norberg-Schulz & Schulz, 1966). Ac- Vocabulary of the language and the sec-
cordingly, the architectural elements in ond is the set of Rules that determined
the case study are categorized into the the spatial relations (Koning & Eizen-
following: berg, 1981). In general, the (Vocabu-
1. The Wall: The walls are the main lary) visual shapes can be classified in
element that is as a background for terms of characteristics and topological
other architectural elements, and it is relationships such as convergence, sim-
distinguished by different heights and ilarity and continuity, and the similarity
proportions according to climatic and is two types (Cha & Gero, 1998):
functional purposes. 1. Phenotypic Similarity: It is based
2. Entrance: It is the most important on the physical characteristics of the
element in the urban facades, and it is shape.
distinguished by unique structures and 2. Structural Similarity (deep): It is
rich details, its shapes are varying from based on the relational structure.
simple to complex according to the de-
tails and using various techniques in the 4.3.2. Analysis element as a structure
construction. To analyze the structure of architec-
3. Opening and Windows: The shape tural elements, it must be divided into
and Position of windows are related to components with properties that dis-
the level of the interior space according tinguish them from others, then de-
to the various functions that include fine the relationships between them,
lighting and ventilation, in addition to the fragmentation process must define
using various techniques in construc- the components, to a certain extent to
tion. form generic forms, by this way, the
4. Frieze and Cornice: A prominent formal organization can be understood
element (strip) formed according to a and perceived, and this component can
specific geometry along the façade. also be divided into elements with sec-
5. Skirting Marble - Madamic: An ondary relationships to standardize the
element covering the lower part of the component and its relationships into
exterior wall of the facades for covering higher-ranked components .
the joint between the wall and the floor In this part of the study, the detailed
to protect the walls. components and components will be
6. Arches: A structural element that is classified according to the evolution
repeated on the facades of buildings, its lines of the element. The beginning
main function is to carry the prominent of the line represents the main com-
parts of the floors, in addition to its aes- ponents, and the more complicated
thetic functionality. element is forming by adding second-
7. Corners: This element is located in ary components to it. The primary
the buildings corner; its function is to components are used to design new
connect the two facades of the building. models belonging to the same group.
without dealing with size or distance. • Under the road level: It is deter-
These relationships deal with spatial mined by the parameter H-, it is
characteristics regardless of their type specific for the entrances and the
or geometric shape (Schulz, 1996, p. basement windows.
141). • With the road level: It is determined
Thus, the analysis of the elements will by the parameter H0, it specific is
take place on two levels, as follows: for the entrances and the basement
1. Euclidean Relations: This type of windows.
relationship will be used to derive the • Above the road level: It is deter-
rules for placement of architectural el- mined by the parameter H +for all
ements in the facade using the coordi- elements that include a range of
nate system in two levels, (H) Horizon- values to determine the level of the
tal, and Vertical (V) by parameters for element in the floor level.
each element as follows:
A. Vertical Parameter V: This param- 4.4. Deriving Shape Grammar
eter determines the position of the ele- 4.4.1. Euclidean Shape Grammar of
ment along the facade (on width W), in the facade
three basic Position: The process of analyzing the fa-
• Corner Position: Determined by cades was done mathematically in two
the VC parameter. phases, the first to determine the facade
• Center Position: Determined by the proportions of the ground, first floor,
VCe parameter. and the parapet, followed by defining
• Mid Position: Set to the VM param- the skyline for the building .then the
eter. parameters were defined, which in-
B. horizontal parameter H: This pa- cluded two types, the first determines
rameter determines the horizontal ele- the width of the facade represented by
ment level on the facade (on the height the parameter RW and the other deter-
H), in the following locations: mines the height of the floor that is rep-
Table 1. The Euclidean Shape Grammar of the facade.
resented by the parameter RH. Shape Table 2. The Euclidean Shape Grammar for determining
Grammar is formulated based on these the placement of the architectural elements in the facade
parameters and their range of values (Source: The Researchers).
(Table 1).
5. Results
The study presented about 120 archi-
tectural elements distributed in eight
groups which represent the vocabu-
lary of the morphological formation
of the architectural language includ-
ing Entrances, Windows, Extensions
(Shanshools, Balcony, and Cantilever),
Crobles, Corners, Friezes, Madamic
and Arches.
Also, 120 rules were derived which
represent restrictions and rules of the
facades, including three basic types, the
first is the rules to determine the pro-
portions of the facades and it contains
15 rules for the ground floor, the first
and the parapet, and it has two basic
parameters, the height, and the width
parameter, the second is the rules of
placement of the elements in the fa-
cades which contains 48 rules with 19
Parameter distributed on the eight-el-
ement, and the third is the relational
rules to determine the relationship be-
tween the elements with 30 rules and 19
Parameter.
Figure 4. Algorithm for applying the Shape Grammar of the facades in the case study (Source:
Researcher).
6. Discussing the results planning of urban because of the or-
The percentage of the element place- ganic planning in the city.
ments in the facade was calculated to • The height of the facades: The vari-
verification of the mathematical and ation of the height is related to the
Euclidean relations of derived Shape variation of width, so the skyline of
Grammar of the architectural elements, the old Mosul is diverse and rich.
then discuss this grammar and restric- • The proportions of facade:
tions to determine the functional, con- • For large façades, the proportion of
structional, and climatic requirements the width of the façade to the height
(Figure 5). is (5:1-4:1), While the proportion
of small facade range between (1:3-
6.1. The proportions of the facade 1:2).
• The width of the facade: The width of • The facades characterized with a
the facade ranges between (2.3-20) human scale, because the facades
m, this great diversity in the width with a width less than (12) m have
of the facades indicates the irregular reached (91.4%), and the height did
not exceed (8) m by (91.5%), also the the entrances are below the road lev-
height to width ratio ranges (1: 3.22) el due to the paving of the road that
of the small facade to (1: 0.912) as a raises its level which led to removing
maximum which indicates the hu- some entrances due to non-func-
man scale in these facades. tional efficiency which were replaced
by new entrances.
6.2. Entrance
• The percentage of the facade that in- 6.3. Windows
cluded one entrance about (96.6%), It includes three types.
while secondary entrances were
added to other facades as a result 6.3.1. Ventilation windows
of the modification the plan of the These windows are used in the bath-
housing according to new function- rooms that are located often on the
al purposes. ground floor because it requires plumb-
• The entrances that are located on ing services that are difficult to provide
the central axis of the façade is about on the upper floors.
16%, which indicates an awareness • Vertical position: Most of these win-
of the principles of symmetry in the dows are located in the mid-position
design, while the ratio of the corner of the facade, then the corner posi-
entrances is 22.8% due to the bound- tion.
aries of the land and the restrictions • The horizontal position: These win-
of functions. while the majority of dows are found in 58% of the facades
the entrances are in mid-position and distributed in the ground floor
between the corner and central axis. by 48%, and the first floor by 14.2%
• The horizontal position of the en- (in the bathroom mass), so these
trance: The entrance level is related windows are often on the ground
to the level road of the alley, some of floor close to the entrance or the cor-
Regenerating traditional houses facades of old Mosul city by Shape Grammar
472
Figure 5. The results of Mathematical and Euclidean Relations Analysis of the architectural
elements (Source: Researcher).
Regenerating traditional houses facades of old Mosul city by Shape Grammar
474
6.11. The relational (topological) • The Friezes are correlated with the
analysis corners, arches, and Crobles at the
In the relational (topological) anal- horizontal level, so that it is above
ysis, some elements are related to each these elements.
other (Table 5) for functional, structur- • The Corners are correlated to the
al, aesthetic, or climatic reasons as fol- arches by the horizontal level.
lows:
• The Entrance: The entrance is relat- 7. Conclusion
ed to the basement windows with The current research sought to find
the lower horizontal level, it is cor- out the deep structure that character-
related with the Bath windows with ized the facades in the case study, it is
the upper horizontal level, and it is clear from the results of the morpho-
correlated to the ventilation win- logical, mathematical and Topological
dows with the same central axis of analysis of the facades which there is
the entrance. The entrance is cor- a hidden structure adopted to achieve
related with the extensions (shan- the climatic, social and constructional
shools and balconies) due to climat- requirements that reflected on the unifi-
ic and aesthetic requirements, while cation of the urban scene with uniform
the extension mass (bathroom) does characteristics regardless of the differ-
not locate on the entrance for tech- ence of housing units in size and area as
nical purposes. a result of the variation of the economic
• The Openings and windows: The level of the residents and their require-
windows correlated with the Shan- ments, which formed a unified archi-
shool by locating it in the central tectural language for the city despite
position of Shanshool to achieve the different periods of the housing
symmetry as an aesthetic purpose. units that reach up to 200 years. Due
• The Extensions: The extensions are to the advantages of Shape Grammar
correlated with arches and corbels as an analytical, and generative system,
by determining the height as a struc- in addition to its capabilities to deal
tural purpose, and the Madamic and with morphological and mathematical
Frieze as a design purpose. characteristics, It was used to analyze
• The Madamic: It is always correlat- traditional facades and its architectur-
ed with the presence of the Frieze al elements to determine the patterns
above, and it is always the lowest and its structure to assign the vocabu-
level of arches, mostly with the level lary of the local architectural language,
of corners. So the Standard and parametric Shape
Table 5. The Results of the Topological analysis of the architectural elements.
Grammar were used to define the basic • Using Shape Grammar in analyzing
rules, with the potential for diversifi- the urban fabric of the Mosul city to
cation in these rules using parameters. derive rules and restrictions for the
The analysis process revealed deep virtual reconstruction.
structure used in the facades that • Using the derived Shape Grammar
can be defined as rules and restric- in this study in digital reconstruc-
tions and represented by three types, tion by converting these rules into
the first is a morphological structure digital formulas in the procedural
which determined the genotype of modeling process.
each architectural elements and their
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