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APPLICATION www.rsc.org/materials | Journal of Materials Chemistry

Current strategies towards hemocompatible coatings


Carsten Werner,*ab Manfred F. Maitza and Claudia Sperlinga
Received 6th March 2007, Accepted 6th June 2007
First published as an Advance Article on the web 27th June 2007
DOI: 10.1039/b703416b
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A wide range of biomedical devices is applied clinically in contact with blood. Tailoring the
surface properties of the involved biomaterials is a common approach to enhance performance
and to limit adverse reactions. This review summarizes current trends in coating technologies
developed for that purpose. Inorganic coatings were shown to substantially improve the durability
and inertness of biomaterials while a number of advanced polymer coatings were demonstrated to
be very effective by targeting specific biochemical pathways. However, to fully utilize the power of
these bioactive coatings safety issues need to be thoroughly addressed in future studies.

Introduction The development of materials with improved hemocompat-


ibility therefore is an ongoing task. The blood reactions are
The wide range of biomedical devices directly contacting initiated by physical and chemical characteristics of the foreign
streaming blood include catheters, blood vessel grafts, vascular surface. Definition and control of these parameters are
stents, artificial heart valves, circulatory support devices, prerequisite for any blood compatible surface. To an increas-
various extracorporeal tubings, hemodialysis, hemapheresis ing extent, coating technologies combine the technological
and oxygenator membranes. Most of the biomaterials applied advantages of the bulk material with surface properties for
were selected primarily for technological aspects concerning appropriate performance in the biological ambiance.
mechanical properties, stability, permeability, processing,
price, and ease of sterilization, combined with non-toxicity
and a more or less acceptable hemocompatibility. Insufficient
hemocompatibility impairs functionality and safety through Claudia Sperling was born in
Dresden, Germany, in 1967.
the activation of blood coagulation and immune systems.
She studied biology at the
Clinical signs are the thrombotic occlusion of a vessel,
T e c h n i s c h e U n i v e r s i t ä t
embolia, proliferative processes in the vessel wall, and remote Mü nchen (diploma 1993)
effects like lung fibrosis or disturbed immune surveillance after and received her PhD from
hemodialysis treatment. Prophylactic systemic medication the Technical University in
frequently has to be applied to prevent these effects. Dresden (2001). Currently
her research topic is the hemo-
compatibility of biomaterials
a
Max Bergmann Center of Biomaterials Dresden, Leibniz Institute of including in vitro testing and
Polymer Research Dresden, Hohe Str. 6, 01069 Dresden. developing hemocompatible
E-mail: werner@ipfdd.de; Fax: +49-351-4653-533; coatings.
Tel: +49-351-4658-532
b
University of Toronto, Institute of Biomaterials and Biomedical
Engineering, Toronto, Canada Claudia Sperling

Carsten Werner was born in and molecular engineering of


Dresden, Germany, in 1965. extracellular matrices for stem
He studied chemistry at the cell bioengineering.
U n i v e r s i t y o f W ü r z b u r g
(diploma 1992) and received a Manfred F. Maitz was born in
PhD at the Technical University Munich, Germany, in 1968. He
of Dresden in 1998. Since 2000 studied medicine in Würzburg
he has been head of the and there received a medical
Department of Biomaterials at degree in a biomaterials related
the Leibniz Institute of Polymer topic in 1997. Since then he has
Research Dresden, Germany, been working in several institutes
and Adjunct Professor at the for biomaterials or coating tech-
University of Toronto, Canada. nologies. He has experience with
His research interests comprise industrial application of inor-
Carsten Werner electrosurface phenomena at Manfred F. Maitz ganic hemocompatible coatings
solid–liquid interfaces, hemo- and polyurethanes in contact
compatibility of biomaterials with blood.

3376 | J. Mater. Chem., 2007, 17, 3376–3384 This journal is ß The Royal Society of Chemistry 2007
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Optimization of physical and chemical properties of the


surface presents the mechanism of passive hemocompatible
surfaces. Since healthy endothelium cells as the inner lining of
blood vessels are the physiological and most blood compatible
surface, it is intended to understand and simulate its properties
on active hemocompatible biomaterials.1,2

Physiological processes
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The adsorption of proteins and other molecules is the initial


event to occur when a foreign material is exposed to blood.
Hydrophobic surfaces adsorb larger amounts of proteins, an
effect which can be further influenced by surface roughness.
The temporal pattern of protein adsorption is governed by
displacement processes—commonly called the Vroman-effect. Fig. 2 Complement activation on model surfaces—influence of the
Generally it can be found that small abundant blood plasma amount of OH surface groups. Self assembled monolayers containing
proteins adsorb fast and sequentially are displaced by larger either C11-OH or C10-COOH in different amounts (C11-OH: 0; 49; 89
proteins.3,4 The adsorbed protein layer differs not only in or 100%) were incubated for 2 h with fresh whole human blood
composition from the proteins in plasma, but adsorbed (heparinized with 2 IU ml21) under controlled conditions The
complement activation was found to be closely related to amount of
proteins also change their conformation with a possible
OH surface groups.
change of function or of immunological properties.5,6 This
early protein adsorption has an impact on further biological
processes, such as cell adhesion or activation of enzyme The leading effector of the soluble non-specific immune
cascades of coagulation or inflammation (Fig. 1). system is the complement system. Similar to the coagulation
According to the ISO standards, hemocompatibility covers cascade it consists of a number of proteases, which activate
the categories thrombosis, coagulation, blood platelets, each other in a cascade-like process. Consequences are the
hematology and immunology.7,8 The first three categories opsonisation of the target for facilitated phagocytosis, activa-
may be summarized as haemostasis. In the following, these tion of non-specific inflammatory cells (granulocytes and
areas will be described briefly. monocytes), and attraction of these cells (chemotaxis). The
Haemostasis can be divided into plasmatic (soluble) and complement system also has various pathways of activation,
cellular aspects. where the alternative pathway is most relevant for biomater-
The plasmatic part of coagulation consists of a cascade-like ials. It is initiated by hydrolysis of the complement factor C3
activation of inactive proteases, finally leading to the activa- and covalent binding of the major C3b fragment to nucleo-
tion of thrombin, which is the key enzyme for the formation of philic hydroxyl or amino groups of the surface. This reaction is
fibrin. Fibrin spontaneously assembles to fibrils, forming a directly correlated to the amount of hydroxyl groups on model
fibrin clot. Physiologically, there are two interconnected surfaces (Fig. 2).9 Minor complement fragments act as
pathways leading to the activation of the blood coagulation activators of granulocytes and monocytes.10,11
cascade, where one typically depends on the exposure of blood Hematology as the last category contains changes in the
to extravascular tissue, whereas the other is activated by number of blood cells during contact with blood. The decay of
adsorption and conformation changes of coagulation factor the number of white blood cells and blood platelets is usually
FXII and high molecular weight kininogen at a surface. Blood covered by the immunological and haemostatic categories.
platelets (thrombocytes) present the cellular component of the Hemolysis, which causes a decay of red blood cells remains the
coagulation/thrombotic system. They are 3 mm sized spherical leading parameter in this field.
to disc-shape anuclear cells, which can adhere to surfaces,
spread by forming pseudopodia, adhere to each other, release Basic physical and chemical surface properties
growth factors and cytokines and enhance the humoral
Before the discussion of current methods of surface modifica-
coagulation system.
tion for improved hemocompatibility, the general influence of
Immunoreactions (also cellular and plasmatic) to foreign
surface energy, charge and topography have to be taken into
materials are mainly non-specific.
account. Despite their clear definition and long-term evalua-
tion, their influence in the complex system of blood remains
ambiguous.
Highly hydrophobic surfaces and surface modifications
adsorb more proteins from plasma and induce more con-
formation changes of the adsorbed proteins.12,13 Conforma-
tion changes and expression of neoepitopes promotes
Fig. 1 Sequential process of surface/biofluid interaction symbolizing inflammatory reactions, cell adhesion and blood platelet
the impact of surface characteristics, ion and protein adsorption on cell adhesion.5 Uncharged hydrophilic surfaces therefore fre-
adhesion processes. quently have low interaction with proteins and blood in total,

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however this trend cannot be generalized, as plasma oxidation on the surface and induce less activation of the coagulation
of polyethylene caused increased wettability with increased cascade,50 show strongly reduced blood platelet adhesion39,46
protein adsorption but reduced blood platelet adhesion.14 and exhibit lower coagulation activation39 than the untreated
Otherwise highly hydrophobic surfaces of expanded polytetra- surface or DLC. Superior performance of titanium
fluorethylene (ePTFE) or other fluorinated surfaces also oxide42,46,51,52 and oxynitride53 also have been demonstrated
express high hemocompatibility.15,16 in vivo in blood flow.
Negative surface charges activate the plasmatic coagulation The semiconductor titanium oxide as a coating can be
system,17–19 whereas positive charges stimulate blood platelet present in several crystal structures and orientations, which
adhesion and activation19,20 and enhance the activity of the exhibit very different surface energies.54,55 This is superposed
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coagulation factor FVIIIa in plasma.21 Specific effects, like of by its photochemical effect.54,56 This is seen as the reason for
the highly negatively charged heparin can reverse these the general good hydrophilicity and low protein adsorption of
effects.22 this coating. The semiconductive properties are also the base
Hydroxyl and amino groups are activators of the alternative for the free radical scavenging and anti-inflammatory proper-
pathway of the complement system.11 This also is correlated to ties of titanium oxide.57 Additional inhibitory effects of
leukocyte adhesion—a process which can be attributed to a the semiconductor titanium oxide on the conversion of
ligand binding of adsorbed C3b to complement receptors.23 surface adsorbed fibrinogen to fibrin have been discussed by
Smooth surfaces generally adsorb less proteins than rough several groups.58–60 n-Type doping of titanium oxide with
surfaces,24,25 air bubbles, captured in a rough surface, are phosphorpous61 or tantalum58 has been performed to
complement activators.26 Roughness and turbulent blood flow further optimize the electronic band properties for improved
are strong activators of blood platelets. A surface texture hemocompatibility.
under flow conditions, however, can reduce shear forces and Amorphous silicon carbide (a-SiC:H) has similar semicon-
support endothelialization.27–29 ductor properties to titanium oxide and is commercially
applied as a coating on vascular stents and heart valves.62–64
Inorganic coatings An additional benefit in clinical studies was seen for iridium
oxide film on vascular stents, which was attributed to the
Inorganic hemocompatible coatings already have clinical peroxide scavenging effect of the coating.65,66
application as coatings of metallic devices, such as vascular
stents or mechanical heart valves. These coatings mainly
Organic surfaces
belong to the classes of metal oxides, nitrides and carbon
based inorganic coatings like hydrogenated amorphous carbon A variety of polymeric materials are used as biomaterials in
(a-C:H, frequently referred to as diamond-like carbon DLC). biomedical applications with blood contact. For hemodialysis
Other ceramics are under consideration, but have still been membranes polyethersulfone and regenerated cellulose are the
investigated and applied rarely.30 Generally, the inorganic most important materials. Oxygenator membranes are largely
coatings exhibit high inertness, mechanical and chemical made from polysiloxane or polypropylene and the main
stability. This predestines them as mainly passive hemocom- material for vascular grafts is warp knitted or woven polyester
patible coatings and corrosion protection. textile (Dacron1) and expanded polytetrafluorethylene foils
The carbon based coatings currently have the widest (GoreTex1). A wide range of materials is used for catheters;
application of the inorganic coatings on artificial heart depending on the type of application and duration of
valves31,32 and on vascular stents.33 They are excellently inert application polytetrafluorethylene, polyethylene, polyvi-
in biological ambiance. High smoothness, low friction and nylchloride, polyurethanes and polysiloxane are used, poly-
minimal wear renders them first choice for the mobile parts of ether block amides (PEBAX1) are applied for balloon
the heart valve. The high hydrophobicity of the coating catheters.67–71 The polymers generally allow wider accessibility
induces high plasma protein adsorption with a predominance for chemical surface modification than inorganic substrates,
of protective albumin over fibrinogen, but also an enhanced however, they are also more prone to modification and
adherence of blood platelets.31,34 The application of DLC has hydrolytic degradation in biological ambiance.
limitations due to carbide formation in contact with iron. As Three approaches for hemocompatible surface modification
an alternative, boron-carbon-nitrogen coatings with similar can be worked out, which will be described in the following in
mechanical and biological properties have been suggested.35 more detail. (1) Passivation of the surface to attain minimal
Among the ceramics, titanium oxides and titanium nitrides interaction with blood proteins and cells. (2) Immobilization of
are most widely investigated for blood compatibility. While the active molecules to interact with blood proteins and cells. (3)
naturally grown oxide film on titanium exhibits low blood Promotion of the growth of endothelial cells.
compatibility,36,37 thicker oxide films generally prove very
hemocompatible.38,39 Various techniques for increasing the Surface passivation
natural oxide film on titanium or titanium alloys (including
nitinol) have been examined,38–41 further, energetic and sol–gel Surface passivation is performed to minimize the interaction of
film deposition techniques have been applied for coating of proteins and cells with the surface.
irrelevant substrates.42–46 Titanium nitrides and oxynitrides Brushes of long-chained hydrophilic molecules like poly-
are produced by energetic nitriding and film deposition ethylene oxide (PEO)72,73 or the related molecules polyethylene
techniques.47–49 Titanium oxide films adsorb less fibrinogen glycol (PEG)74–76 or tetraethylene glycol dimethyl ether

3378 | J. Mater. Chem., 2007, 17, 3376–3384 This journal is ß The Royal Society of Chemistry 2007
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(tetraglyme)77 and others are known to be biologically inert problem is the high susceptibility of biomolecules to physio-
and display excellent biocompatibility.78 They have been logical degradation processes, which quickly deactivates the
suggested for hemocompatible surface modification. Methods modification. Technological issues occur from sterilization and
of surface modification with these molecules range from limited shelf stability.
physisorption, various methods of covalent bonding of The sulfated mucopolysaccharide heparin as the analogue to
the functionalized molecule, to integration as block segments the cell surface anticoagulant heparan sulfate and leading
in polymers as reviewed elsewhere.79 Applications are clinical anticoagulant also has been the first anticoagulant to
microencapsulation of cells;80–82 coatings on dialysis mem- be immobilized for improved hemocompatibility.99 It rapidly
branes,83–85 stents86 and stent grafts;87 further drug release found application as surface modification on tubings and
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systems.88 oxygenator membranes in extracorporeal circulation,100–102


The hydrophilicity of PEO surface modification is depen- dialysis membranes,103 vascular stents,104,105 stent grafts,106
dent on the molecular weight of the PEO, thus also the protein bypass grafts107,108 and ventricular assist devices.109 Coating
adsorption decreases with increasing chain length of the PEO technologies have been summarized elsewhere.110 They range
and remains relatively constant for Mr . 2500 g mol21.79 from physisorption99 over covalent end-point immobiliza-
Reduced coagulation activation, blood platelet adhesion and tion,111,112 to albumin–heparin multilayers.113
complement activation has been found for such modified The anticoagulant activity of heparin requires the protein
surfaces.85 antithrombin III (AT III), which binds to heparin and in this
Due to these excellent properties in surface passivation, complex has severely enhanced affinity to the target molecules
PEG and related molecules are frequently used as spacer thrombin and coagulation factor FXa of the coagulation
molecules for immobilization of bioactive molecules on a cascade.110 Heparin in addition has anti-inflammatory proper-
surface. They provide sufficient distance to shield influences of ties by inhibiting the complement system.17,114 An AT III
the substrate on the immobilized molecule or its biological binding capacity of 6–12 pmol cm22 of a heparinized surface
binding partner. Further, they provide sufficient flexibility to was found to present the optimal heparin surface concentra-
facilitate the steric interaction of the immobilized molecule tion.115 For long-term applications heparin-coatings suffer
with its receptor biological binding partner. from a short half-time of the molecule. Further, surface-bound
Surface decoration with inert biomolecules is another heparin has only 1% of the activity of free heparin113 and it is
frequent approach to obtaining surface passivation. Albumin ineffective against fibrin-associated thrombin.116–118 Clinical
is predominantly selected for this application, because with a systemic heparin inactivation with protamine sulfate, as is
concentration of 35–53 g L21 it is the main molecule in blood typical after extracorporeal circulation, also inactivates
plasma. The physiological functions of the non-glycosylated heparin on a device.
66.3 kDa globular proteins are maintaining the colloidosmotic The complex interactions of heparin with AT III could be
pressure and transport of low molecular weight molecules, but reduced to few basic structure–function relations. A sulfated
it has no involvement in haemostasis or immunologic pentasaccharide structure instead of the long-chain heparin is
processes. Coating a surface with this molecule therefore is sufficient for the AT III mediated inhibition of FXa.119,120
regarded as masking the device from the immune system and These structures are more resistant against enzymatic degrada-
coagulant processes.89–92 The method however has limitations tion than the whole heparin molecule. More recent studies
due to conformational changes of the adsorbed molecule, showed that the sulfate groups are sufficient for binding AT
exchange processes, physiological degradation of the protein. III, an effect, which is further enhanced by a saccharide and
Sterilization and a limited shelf stability cause technological polysaccharide backbone. This heparin-affinity to the inhibitor
problems. Due to the human origin of the protein, a risk of the mainly did not lead to a heparin-like activity of the
transmission of infectious diseases also remains. immobilized molecule in complex blood,121 in similar experi-
In a similar approach to surface masking with albumin, ments with beads, which exhibit a better surface volume ratio,
phosphorylcholine is used to mimic the membrane of native an anticoagulant effect was observed.122,123 Sulfonation of
cells.93,94 This type of coating was evaluated for dialysis polyurethanes116,124 or chitosan20 has been performed with the
membranes.95–97 and already has successful clinical application same intention.
on vascular stents.98 The anticoagulant effect of these surface modifications is
still dependent on the protein AT III, which may be deficient in
Bioactive coatings septic situations. Direct thrombin inhibitors therefore gained
more interest. Hirudin and recombinant analogues have been
Immobilization of molecules is not restricted to passivation of the first molecules tested there, mainly for the long-term
a surface. Endothelial cells as the inner lining of the blood clinical experience with systemic administration.125,126
vessel wall possess several active anticoagulant mechanisms, However, as a hemocompatible coating these molecules have
which gain interest and are reproduced by immobilization on a not exceeded the laboratory state yet. Hirudin has different
surface. The range of molecules is further expanded from binding places to thrombin and AT III, therefore it is effective
physiological molecules to biological molecules from different also against fibrin-bound thrombin. The hirudin-like thrombin
species and to synthetic drugs. For targeting complex inhibitors can form irreversible complexes with thrombin
receptor–ligand interactions, an oriented immobilization and (hirudin, lepirudin and desirudin)127 or they are a substrate
suitable presentation of the molecules is relevant and currently (bivalirudin).128 Recombinant hirudin has been covalently
presents one of the leading challenges in this area. A second immobilized to polyester (Dacron1) for vascular grafts or

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activation of the anticoagulant protein C. Besides the antic-


oagulant properties, thrombomodulin possesses several anti-
inflammatory principles influencing cell adhesion and comple-
ment activation.135–137 The molecule has been immobilized
covalently on model substrates without138,139 and with spacer
molecules.140 A reduction in coagulation activation, platelet
adherence and inflammatory reactions was seen in all cases,
however, the modification has not come to clinical application
yet due to high expense and a possible degradation of the
Fig. 3 Scanning electron microscope pictures of adherent cells and
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molecule in vivo.
fibrin formation on surfaces after incubation with fresh whole human
blood (heparinized with 2 IU ml21). Surfaces left: negatively charged The above-mentioned strategies emphasize the inhibition of
surface poly(octadecene alt maleic anhydride) (PO-MA); right: the humoral coagulation activation with only a passive impact
immobilization of a molecular level optimized, benzamidine derived on platelets. The active inhibition of platelet activation and
direct thrombin inhibitor on PO-MA using HOOC–PEG12–COOH as aggregation through (drug-eluting) coatings also is possible.
a spacer. The immobilization decreases fibrin formation and cell Dipyridamol—an ADP (adenosine diphosphate) receptor
adhesion onto the surfaces compared to the reference without spacer antagonist141 and GPIIb/IIIa inhibitor (abciximab,142
and thrombin inhibitor (for further effects see published article133). Tirofiban143)—was reported in this context. The release of
nitric oxide from a coating also affects thrombocyte adhesion
patches129–131 or to a polylactide–polyglycolide membrane.132
and aggregation144,145 yet cytotoxic effects were also found.146
The anticoagulant properties of these materials have been
The modification of stents with biodegradable or non-
demonstrated in vitro or evaluated as arterial patches in short-
degradable coatings147,148 is only partly dedicated to coagula-
term animal studies in vivo.
tion and platelet inhibition. Recent developments strengthen
There are several synthetic low molecular weight inhibitors
the inhibition of smooth muscle cell proliferation. This
of thrombin, which have not gained medical application due to
complex issue is summarized in ref. 149.
their low specifity. Benzamidine derived reversible inhibitors
have been molecular designed for enhanced affinity and
specifity for thrombin and immobilized as hemocompatible Promotion of endothelialization
coating on model substrates (see Fig. 3).133 In addition to
As the endothelium is the physiological and most hemocom-
anticoagulant properties anti-inflammatory effects were also
patible blood contacting surface, the stimulated growth of
found.134
these cells on the foreign materials is tightly focused. This type
Another physiological and very potent thrombin inhibitor
of surface modification has the advantage of producing a
besides AT III is the 105 kDa protein thrombomodulin (for
permanently active hemocompatible surface. Only a few basic
experimental results see Fig. 4). It is an integral part of the
principles of this tissue engineering approach will be addressed
endothelial cell membrane and binds thrombin with high
here. Detailed information can be found in an up-to-date
affinity. Other than the synthetic inhibitors or hirudin it
review by McGuigan and Sefton.150
additionally enhances the substrate specifity of thrombin for
Applied methods range from two-step approaches with
harvesting autologous endothelial cells, ex vivo cultivation and
implantation of the device in a second procedure.151,152 The
adhesion and growth of the cells is supported by immobiliza-
tion of the whole extracellular matrix,153 selected proteins in
the extracellular matrix154–157 or peptide sequences, which act
as ligands for cell adhesion proteins.156,158 As these extra-
cellular matrix compounds are highly thrombogenic, complete
coverage with endothelium is required before blood contact.
Immobilization of endothelium specific antibodies, however
can capture endothelium precursor cells from circulation and
allow their final differentiation on the device, as demonstrated
in a successful clinical pilot study.159 Drug release of growth
Fig. 4 Coagulation activation (measured as Thrombin–Antithrombin factors, mainly vascular endothelial growth factor VEGF, to
Complex TAT) and platelet activation (measured as Platelet Factor 4 stimulate endothelialization from local cells has been tested
PF4) after incubation with fresh whole human blood (heparinized with
successfully in animal studies,160 but it was not followed
2 IU ml21). Materials were references glass and polytetrafluorethylene
further because of the rapid degradation of the factor. Current
(PTFE) and immobilized thrombomodulin (TM) (immobilization onto
maleic acid anhydrid copolymer).174 The reference glass presents a
approaches, which are in clinical studies, apply transfer of the
high activation surface. PTFE is an established biomaterial. growth factor gene and local expression of the protein.161–164
Thrombomodulin modification significantly enhances the hemocom-
patibility for both parameters. (TAT p , 0.001 for TM versus glass, Hemocompatibility assessment
PTFE; PF4 p , 0.001 PTFE versus TM, p = 0.002 glass versus TM;
significance was tested in One-Way-Anova with subsequent pair-test An essential part of the development of hemocompatible
according to Student-Newman-Keuls.) coatings concerns the analytical evaluation of their safety and

3380 | J. Mater. Chem., 2007, 17, 3376–3384 This journal is ß The Royal Society of Chemistry 2007
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