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Corresponding author: Mauricio de Maio, MD Codes Institute, Avenida Faria Lima, 4509 cj 121,
04538-133, São Paulo-SP, Brazil; e-mail: mauriciodemaio@uol.com.br; tel: +55 (11) 983208000
Conflicts of interest: Dr de Maio, Chatrath, Hart, Hoo, Marchac, Sykianakis and Lee are
consultants and speakers for Allergan.
Acknowledgments: Writing and editorial assistance was provided to the authors by Timothy
Ryder, DPhil, of Biological Communications Limited (London, United Kingdom) and funded by
Allergan plc (now AbbVie) at the request of the investigators. The authors thank Dr Elian
Brenninkmeijer for patient recruitment and post-treatment care.
Authors’ contributions: M.d.M. developed the MD ASA tool, interviewed all the patients,
established the treatment plan, led the training session, supervised the data analysis, and
provided writing content. M.d.M., V.C., S.H., A.J.S.H., A.M., D.S. and I.L.I.L. were all involved in
treating patients and writing the paper. All authors read and approved the final manuscript.
This article has been accepted for publication and undergone full peer review but has not been
through the copyediting, typesetting, pagination and proofreading process, which may lead to
differences between this version and the Version of Record. Please cite this article as doi:
10.1111/JOCD.14216
This article is protected by copyright. All rights reserved
DR. MAURICIO DE MAIO (Orcid ID : 0000-0001-8020-4801)
Accepted Article
Article type : Original Contribution
ABSTRACT
Background: Comprehensive patient assessment and planning are central to aesthetic
treatment with injectables. MD ASA™ (Multi-Dimensional Aesthetic Scan Assessment) is a
novel tool developed for this purpose.
Aims: To describe the MD ASA technique and present its preliminary application.
Methods: MD ASA breaks down the face into five hierarchies (H1–H5). H1 shifts patients’
focus from ‘distractions’ (individual lines and folds) towards the overall messages their face
portrays, based on eight Emotional Attributes: four negative (tired, sad, angry, saggy); four
positive (youthful, attractive, contoured, feminine/masculine). Three priority Emotional
Attributes are selected for each patient. This is followed by a process of narrowing down
through facial thirds (H2), periorbital and perioral dynamics (H3), facial units (H4), and
subunits (H5), to arrive at a final assessment. Based on the key facial signs identified, this
can be translated into MD Codes equations and thus a treatment formula. A retrospective
analysis was performed based on 12 female patients injected by expert clinicians at an
educational event. All patients were selected for, and treated using, a single MD Codes
formula derived from a common MD ASA work-up.
Results: There were substantial differences between patients and clinicians in their views of
which anatomical areas needed treatment – but good alignment on priority Emotional
Attributes. Patients were treated only for three negative Emotional Attributes, but
improvements were observed across all eight attributes.
Conclusions: MD ASA provides a practical method for translating facial messages into
actionable injectable treatment plans, and facilitates greater patient–clinician alignment.
Prospective studies are warranted.
It is also important to provide comprehensive methods for patient assessment and planning
prior to treatment execution. Such methods are the fundamental basis of a successful
outcome, supporting practitioners in identifying requirements and formulating an appropriate
strategy. As a result, the predictability and reproducibility of results may be improved.
Facial assessment poses numerous challenges. For example, practitioners frequently face
the dilemma of indicating treatment of an area that the patient has not expressed concern
about. Patients are often not fully aware of their needs and may require expert input.
Furthermore, clinical diagnosis is challenging in internal medicine and it appears to be the
same in aesthetic medicine. This may be due to many factors, not least the variety of
different faces that exist around the world – including diverse ethnicities, age groups and
genders. The aging process also presents a huge variety of signs with varying degrees of
severity, making it challenging for clinicians to reach an accurate diagnosis.
Moreover, it is common during consultation for patients to ask only for correction of the small
distractions they see in the mirror (eg, crow’s feet lines or nasolabial folds), which may be
referred to as ‘Patient Wants’. If only these minor imperfections are treated, it may lead to a
limited outcome, with the patient looking corrected but not necessarily good. To expand their
understanding of their own requests, we must consider what the ‘Patient Feels’, relating to
the overall messages of the face that the individual feels they want to achieve or correct.
These may be termed ‘Emotional Attributes’. Last but not least, we also need to consider
what the ‘Patient Needs’, based on the expert opinion of the clinician.
Within H1, MD ASA defines the emotional messages of the face using eight Emotional
Attributes (Table 1; Figure 2): four negatives (tiredness, sadness, angriness, and saggy
appearance); and four positives (youthfulness, attractiveness, contour, and femininity /
masculinity). The negative attributes may be considered as the patient’s ‘realities’ whereas
the positive attributes are the ‘dreams’. Although some of these are obviously physical traits
(eg, saggy appearance, contour), they have been included as Emotional Attributes because
they relate to the messages that patients often want to convey and frequently request.
Consulting with the Emotional Attributes enables patients to understand that they may need
to address more than just the small distractions, such as annoying facial lines. It can also
help them to focus on the messages of their face: how they see themselves and how they
H1 also assesses the overall rating of the patient on a scale of 0 to 10, where 0 signifies the
worst they can look and 10 the best they can look for their age and ethnicity (Figure 2B). As
a rule, few if any patients rate a 0 or a 10. The responsibility of the clinician is to improve the
overall rating of the patient, focusing first on the negative attributes. Ethnicity, age and
gender must be considered.
The patient is rated on a scale of 0 to 10 at rest, and also when smiling. On smiling, the
rating may upgrade, downgrade or be equivalent. If the patient’s face upgrades on smiling,
there is a high likelihood of achieving a good result. If the rating is equivalent, it is possible to
improve the patient’s look. However, if the patient’s face downgrades on smiling, the
procedure may be technically challenging.
Figure 2 provides an example based on a 51-year-old female. In this case, the patient and
injector each picked the same three Emotional Attributes – to look less saggy, less tired and
less sad – although the rank order differed. The injector considered the overall facial
appearance to be unfavorable at rest (a rating of 5 on a 0–10 scale) but this upgraded on
smiling.
An example is provided in Figure 3. In this case, the upper third and neck were considered
‘acceptable’, whereas the mid and lower third were ‘unfavorable’ – indicating the need to
prioritize treatment of these two areas.
Treatment of the patient is tailored and customized in H4. The MD Codes should be grouped
into equations according to patient needs and the MD Codes formulas are then created. It is
important to highlight that the treatment of a specific facial sign, such as low brows, may
require the treatment of adjacent areas, such as the cheeks and temples.
In particular, the focus should be on the areas rated as unfavorable or acceptable in H2 and
those that downgrade in H3. The ultimate objective of treatment is to improve the ratings of
For the example patient, the three areas that she selected in her self-assessment were the
eyebags, jowls, and downturn of the mouth (Figure 6). All three of these distractions were
rated as moderate in severity. In this instance, they largely align with the key facial signs
selected by the clinician in H4.
Patients
Twelve patients were included in the training event. They were selected by the lead author
based on their appropriateness for training on the MD ASA / MD Codes formula already
described. Thus, to be included in the event, patients were required to present the facial
signs listed in Table 8. The degree of severity of these facial signs ranged from mild to
severe. Individuals were excluded from the training session if they had ever previously
received a permanent filler and/or had received an HA filler or BoNTA in the past 6 months.
All signed informed consent for treatment and for use of their photographs, and each was
personally assessed by the lead author and their clinician. All parties agreed on the final
treatment plan.
Prior to consultation, patients were photographed from five angles (frontal; left and right
oblique; left and right profile) at rest, smiling, kissing and pouting.
Consultation
The first consultation was carried out by the lead author to ensure that all patients were
eligible for the training session. Patients were asked to prioritize the top three anatomical
areas of their face that they wanted to improve or correct both in the mirror and then looking
at their photographs (‘Patient Wants’). Based on H1 of MD ASA, patients were also
presented with the Emotional Attributes chart (Table 1) and asked to prioritize the top three
Emotional Attributes that they would like to achieve with aesthetic treatment (‘Patient Feels’).
Again, this was done both by self-examination in the mirror and then using photographs.
Assessments
As part of the training event, patients and clinicians were asked to look at the patient
photographs. All 12 clinicians were also asked to rate all 12 patients for the following: top
three anatomical areas needing improvement (pre-treatment); top three Emotional Attributes
to address (pre-treatment); and the impact of treatment on all eight Emotional Attributes. The
12 clinicians then recruited three further groups, who were each asked to make the same
assessments of all 12 patients using pre- and post-treatment photographs: 12 other
experienced clinicians; 12 aesthetic clinic staff; and 12 laypeople.
RESULTS
Patients and treatment plans
Twelve female patients were included with a mean age of 48.7 ± 6.3 years (range: 42–55
years). All were Caucasian. They were assessed and treated using MD ASA and the MD
Codes by 12 expert clinicians (one patient per clinician) with a mean duration of aesthetic
medicine experience of 13.2 ± 3.9 years.
For all 12 patients, the same three (negative) Emotional Attributes were selected by their
clinician: saggy, tired and sad. All were treated with the MD Codes formula selected for the
training event (Figure 7B), and each of the 12 clinicians injected a single patient using the
prescribed points within this treatment plan. In all cases, this involved 13–14 mL of Vycross
HA fillers injected in a single treatment session. No BoNTA was used. Before-and-after
images of the example patient demonstrate the effectiveness of the method (Figure 8).
Patients also selected the key Emotional Attributes that they wished to address – the ‘Patient
Feels’ – both in the mirror and with photographs (Table 10). Ten of the 12 patients changed
their mind to some degree after viewing themselves in photographs compared with the
mirror. Nonetheless, irrespective of whether a mirror or photographs were used, the most
common selections were the same three (negative) attributes: saggy, tired and sad. In
photographs, these were selected by 9 (75%), 8 (67%) and 7 (58%) patients, respectively.
There was good alignment between patients and the other groups of assessors. Indeed, the
three most frequently selected Emotional Attributes were the same among clinicians, other
experienced clinicians, aesthetic clinic staff and laypeople as they were among the patients:
saggy, tired and sad (Table 11).
After treatment, 11 of the 12 patients rated themselves as having improved in all eight
Emotional Attributes based on photographs (Table 12); the other patient indicated
improvements in seven of the eight attributes. Furthermore, the majority of assessors in all
four of the other groups (clinicians, other experienced clinicians, clinic staff, and laypeople)
felt that each of the eight Emotional Attributes – whether negative or positive – was
improved, even though the patients had only been specifically treated for three negative
attributes.
DISCUSSION
The MD ASA tool is a novel systematic method for consultation, facial assessment and
treatment planning with HA fillers and BoNTA that aims to go beyond the treatment of
‘distractions’. The overall messages of the face play a central role in social interaction.
Indeed, emotions are a key factor in human communication and a powerful source of
influence, having a significant impact on the attitudes of others.21–23 Thus, MD ASA focuses
This study provides preliminary evidence that use of the eight Emotional Attributes during
consultation may help to create a more aligned and therefore more effective practitioner–
patient discussion. When the 12 patients were asked to list the key anatomical areas
needing treatment, these were typically different from those identified by clinicians. By
contrast, there was generally good alignment between patients and clinicians with regard to
Emotional Attributes (Table 11).
MD ASA encourages clinicians to assess the face in detail via the five hierarchies and to
deliver a full-face approach. In addition, MD ASA can guide clinicians to prepare a
comprehensive treatment plan with the MD Codes3 – which have proven safety and
effectiveness in several real-world studies.5–7
The present group was demographically homogenous (Caucasian females from the
Of course, not all patients that have a saggy look will show the same set of contributing key
facial signs. Thus, even though the underlying MD Codes equations for each Emotional
Attribute are the same, some individualization of the treatment plan will still be required to
achieve optimal correction.
Nonetheless, a key benefit of MD ASA and the MD Codes is that substantial systematization
is achieved. We believe that, in general, greater systematization of methodology leads to
improved predictability of outcomes and a reduced likelihood of significant complications.3–7
Furthermore, because each Emotional Attribute has a systematic set of underlying equations
based on the key facial signs contributing to that attribute, it can potentially be applied to all
patients, irrespective of demographic characteristics – such as ethnicity, age or gender. The
Some might argue that applying the same MD Codes formula across multiple patients
detracts from their individuality and risks making them all look the similar. However, the
starting point is always different based personal characteristics (e.g. ethnicity, age and
gender). Use of the same formula puts the focus on the overlapping unfavorable messages
that patients present – but the results are always individual. An analogy would be use of the
same broad-spectrum antibiotic to reduce infections in diverse patient populations.
CONCLUSIONS
MD ASA is a novel clinical tool for patient consultation, facial assessment, and treatment
planning with HA fillers and BoNTA. It was developed with the aim of facilitating greater
systematization of these processes, leading directly to MD Codes-based treatment plans
designed to achieve predictable and reproducible aesthetic outcomes and minimize the risk
of major complications.3–7 This system can be used to ‘transform the message of the face’
regardless of patient ethnicity, age or gender. It provides a practical method for clinicians at
all levels – from novices through to highly experienced practitioners – to translate facial
messages into actionable treatment plans.
Within the consultation process, MD ASA helps to bridge the gap between what patients
want and what they actually need. Consulting with fewer initial variables (eight Emotional
Attributes rather than many different anatomical areas) facilitates greater clarity and
alignment between patient and clinician. Improved communication may result in better
outcomes and greater patient satisfaction.24 In addition, the use of photographs during
consultation (rather than only a mirror) may catalyze improved patient understanding of their
needs.
Rates of satisfaction with outcomes were high in the initial group of 12 patients. Further
prospective studies and greater application in routine practice are needed to better
understand the potential of this novel tool.