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Brain Injury, June 2012; 26(6): 825–833

Health-related quality of life of individuals with traumatic brain


injury in Barranquilla, Colombia

JUAN CARLOS ARANGO-LASPRILLA1, DENISE KRCH2,3, ALLISON DREW1,


CARLOS JOSE DE LOS REYES ARAGON4, & LILLIAN FLORES STEVENS1
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1
Department of Physical Medicine and Rehabilitation, Virginia Commonwealth University, Richmond, VA, USA,
2
Kessler Foundation Research Center, West Orange, NJ, USA, 3Department of Physical Medicine and Rehabilitation,
UMDNJ – New Jersey Medical School, Newark, NJ, USA, and 4Department of Psychology, Universidad del Norte,
Barranquilla, Colombia

(Received 6 January 2011; revised 1 July 2011; accepted 3 August 2011)

Abstract
For personal use only.

Objective: To assess health-related quality of life (HRQoL) of individuals with traumatic brain injury (TBI) in Barranquilla,
Colombia.
Participants/methods: Thirty-one individuals with TBI and 61 healthy controls completed the SF-36, a self-report HRQoL
measure composed of eight component areas: physical health problems, pain, role limitations due to physical problems or
due to emotional problems, emotional well-being, social functioning, energy/fatigue and general health perceptions.
Results: The samples were statistically similar with respect to age, gender and education and statistically different
with respect to depression, SES, social support and cognition. Compared to healthy controls, individuals with TBI had
significantly lower means on all SF-36 sub-scales. However, after adjusting for depression, SES, social support and cognitive
performance, significant differences remained on three of the SF-36 sub-scales. Specifically, individuals with TBI had lower
adjusted means on Role-Physical (p-value < 0.005), Role-Emotional (p-value < 0.005) and Bodily Pain (p-value < 0.05).
Conclusion: Even after controlling for depression, SES, social support and cognitive performance, individuals with TBI
living in Barranquilla Colombia report having poorer quality of life across various domains, including Role-Physical,
Role-Emotional and Bodily Pain. These findings suggest the need for rehabilitation health professionals to develop and
implement culturally-appropriate interventions to improve quality of life in Colombian individuals with TBI.

Keywords: Quality-of-life, traumatic brain injury, depression, cognition

Introduction
not only for individuals with TBI, but also for their
Traumatic brain injury (TBI) is a leading cause of families and communities [10, 11]. For the patient,
death and disability, affecting more than 10 million these deficits may lead to poorer health-related
people around the world [1, 2]. Survivors of TBI quality of life (HRQoL) [12–16].
are often left with emotional/behavioural, physical Quality of life (QoL) is a measure of an individ-
and cognitive deficits, which may create barriers ual’s ability to function in psychological, physical
to regaining a normal and productive life [3–9]. The and social health domains at a level consistent with
persistence of these problems often contributes to experiences, beliefs and expectations. More specifi-
physical and emotional costs and economic burden, cally, HRQoL refers to the direct impact of a medical

Correspondence: Juan Carlos Arango-Lasprilla, PhD, Associate Professor, Department of Physical Medicine and Rehabilitation, Virginia Commonwealth
University, Rehabilitation Psychology and Neuropsychology, School of Medicine, Theater Row Building, 4th floor, Room 4230a. PO Box 843038, 730 E
Broad Street, Richmond, VA 23219, USA. Tel: (804) 828 87 97. Fax: (804) 827 06 63. E-mail: jcarangolasp@vcu.edu
ISSN 0269–9052 print/ISSN 1362–301X online ß 2012 Informa UK Ltd.
DOI: 10.3109/02699052.2012.655364
826 J. C. Arango-Lasprilla et al.

condition or treatment on an individual’s perception samples ranging in size from 10 to 7612 patients
of their physical, emotional or social well-being [17]. [36, 37], varying in time post-injury from 3 months
HRQoL may be measured through both objective to 22 years [12, 14, 19, 32, 37–40], with approxi-
assessment of function and the subjective percep- mately half of the assessments conducted at greater
tions of the patient [18]. Previous research has than 5 years post-injury [12, 14, 16, 32, 41].
shown that individuals with TBI often report worse Research conducted with the SF-36 has investigated
HRQoL post-injury than the general population and HRQoL by gender [14, 16], symptoms [33] and
patients who have sustained other types of trauma intervention outcome [36, 41]. Countries in which
[19]. Studies have also shown QoL and HRQoL research with the SF-36 has been conducted with
to be associated with a variety of other factors. For TBI populations include Norway, Scotland, the US,
example, lower overall QoL following TBI has been Sweden, Germany and the Netherlands [16, 38–41].
reported for individuals who have a poorer self-view Several studies used all eight sub-scales of the SF-36
[20], poorer employment-related self-efficacy [21], plus the Physical and Mental Component Summary
lower levels of perceived independence [22], are scores [12, 14, 19, 32, 39], some used only the eight
unemployed [23], report more depressive symptoms sub-scales [16, 38, 40, 41] and others included only
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[20, 24], use less problem-solving coping and more one or both of the component scores or selected
passive coping [25] and who receive less emotional sub-scales [33, 36, 37]. In general, studies using the
support [24]. Findings for other factors are mixed. SF-36 have concluded that individuals with TBI
For example, one study found that women reported have worse HRQoL than healthy controls over
poorer QoL than men and that younger patients both the short- and long-term, specifically in the
reported poorer QoL than did older patients [26]; areas of vitality, physical role and emotional role.
however, another study found that women reported Although there is a considerable amount of
higher QoL and that age was not significantly related research on HRQoL of individuals with TBI, there
to QoL [24]. Likewise, milder injury severity is is a lack of research focusing on the HRQoL of
Spanish-speaking individuals with TBI in general
For personal use only.

reported by one study [27] to be associated with


and in Latin American countries in particular.
lower QoL, whereas more severe injury has been
Latin America has the highest rates of TBI following
associated with lower QoL in another study [22].
road traffic injuries and the second highest rates for
Other factors associated with a better post-injury
TBI due to violence [42]. However, individuals with
QoL include better material well-being, greater
TBI in countries such as Colombia are less likely
productivity and increased community integration
than TBI survivors in developed countries to have
[28, 29].
access to services such as support groups, individual
More specifically related to HRQoL, individuals
psychological treatment, financial assistance, health
with TBI who are employed and vocationally
care facilities, nursing homes and adult day care
productive after injury [12, 16, 24] have less
[43]. Lack of resources may contribute to lower
disability and more community participation [30],
reported HRQoL in individuals with TBI, which in
are more satisfied with social support [31], use
turn may affect family members and the community.
task-oriented coping strategies [31] and have more
The purpose of this study was to assess the current
optimistic life orientation [31] report higher
level of HRQoL in Spanish-speaking individuals
HRQoL. In contrast, individuals with TBI who
with TBI in Colombia.
have higher fatigue [32, 33], suffer headaches and
have a history of psychiatric illness [14] experience
poorer HRQoL. Long-term follow-up studies reveal
that there is little improvement in HRQoL over time Method
[34] and that factors salient to HRQoL many years
Participants
after brain injury remain similar to those pertinent
more acutely. That is, individuals who have greater Thirty-one Spanish-speaking, Colombian, individ-
social and emotional support, assistance with daily uals with a history of moderate-to-severe TBI and 60
activities and less depressive symptoms experience Spanish-speaking, Colombian, healthy controls were
higher QoL [24, 34]. Individuals who have stronger recruited for participation in the present study. TBI
spiritual beliefs and access to congregationally-based was confirmed through patients’ medical records
social support tend to enjoy improved HRQoL [35]. (loss of consciousness, positive computed tomogra-
Studies that have assessed HRQoL in individuals phy or magnetic resonance imaging findings) and all
with TBI have done so using a wide variety of were at least 6 months post-injury. Inclusion criteria
measures, the most common of which has been the required that each participant be between the ages of
SF-36. Studies using the SF-36 have assessed 18–65 years and participants were excluded if they
HRQoL of individuals with TBI 827

had a history of neurological or psychiatric condi- health, vitality, social functioning, mental health
tions, alcohol or drug abuse or learning disabilities. and role limitations due to emotional problems.
The sample of individuals with TBI consisted of Responses are scored on a 0–100 scale, with higher
19 men (61.3%) and 12 women (38.7%), with an scores representing higher HRQoL. It has been
average age of 34 years (SD ¼ 11.5) and 11 years translated into many languages, including Spanish,
(SD ¼ 3.7) of education. Their mean Glasgow Coma and has well-established reliability and validity in
Scale score at the time of admission to the hospital Spanish-speaking populations [46].
was 10 (SD ¼ 1.8), with 90% of the sample falling Cognitive functioning was assessed using a com-
under the moderate category and 10% falling under prehensive Spanish-language neuropsychological
the severe TBI category. Mean time since injury was instrument (NEUROPSI [47]). The NEUROPSI
17 months (SD ¼ 28.5). Median time since injury was designed as a basic neuropsychological battery
was 9 months, with a range of 6–122 months. to assess nine domains: Orientation; Attention/
Most of the injuries resulted from motor vehicle Concentration; Memory; Language; Visuomotor;
accidents (78%), followed by pedestrian-related Executive Function; Reading; Writing and
incidents (6.4%) and violence (16%). Nineteen Calculation. Total scores range from 2–130, with
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percent had received outpatient occupational ther- higher scores indicating better cognitive functioning.
apy, 32% physical therapy, 16% psychotherapy and Depression was assessed using the Patient Health
9% speech therapy. None of the subjects reported Questionnaire (PHQ) depression module (PHQ-9).
receiving cognitive rehabilitation therapy or voca- This is a reliable and valid measure of the severity
tional rehabilitation. Thirty-two per cent of the of depressive symptoms and is regarded as highly
participants were single, 29% were married, 3% useful in both clinical and research applications [48].
were divorced, 13% were separated and 23% were The examination consists of nine items that
cohabiting. The Colombian government bases peo- reflect typical symptoms of depression. Higher
ples’ socioeconomic status (SES) on income and scores reflect higher levels of depressive symptoms
location of residence, ranging from 1 (low) to and categories regarding severity of depressive
For personal use only.

6 (high). Thirty-five percent of individuals with symptoms are also available. The Spanish version
TBI were at level 1, 32% at level 2, 19% at used for this study [49] has demonstrated good
level 3 and 13% at level 4. reliability and validity in assessing depression in
The healthy control group was comprised of Spanish speakers [50, 51].
39 males (64%) and 22 (36%) females. The majority Social support was evaluated using the
(47%) were single, 31% were married, 2% were Interpersonal Support Evaluation List–Short
divorced, 3% were separated, 2% were widowed and Version (ISEL-12), which consists of a list of 12
15% were cohabiting. The average age of the healthy statements concerning the perceived availability
controls was 33.56 (SD ¼ 11.7) years and they had of potential social resources [52]. The items are
an average of 12 (SD ¼ 3.7) years of education. counter balanced for desirability. The ISEL-12 was
Thirty-four percent of the participants in the healthy shortened from the 40-item version ISEL [52] and
control group were at level 1 SES, 8% at level 2, designed to not only provide a measure of overall
26% at level 3, 16% at level 4, 13% at level 5 and 2% support, but also assesses the perceived availability
at level 6. of three separate functions of social support (the
‘tangible’ sub-scale measures perceived availability
Instruments of material aid; the ‘appraisal’ sub-scale measures
perceived availability of someone to talk to about
In order to be part of the present study, participants one’s problems; and the ‘belonging’ sub-scale mea-
were a part of a comprehensive evaluation that sures perceived availability of people one can do
included demographic information, cognitive and things with). The ISEL has been used widely
psychosocial evaluation and QoL. Below is the in health-related research and demonstrated good
description of each of the instruments used to internal consistency and test–re-test reliability [52].
assess these areas. The present study uses the Spanish version of the
Participants completed the Short Form 36 ISEL-12 [53].
(SF-36), a self-report health questionnaire that
measures HRQoL [44]. The SF-36 is one of the
Procedure
most widely used instruments to assess HRQoL in
individuals with TBI [45]. The instrument consists Local researchers reviewed medical records to iden-
of 36 items that focus on eight different health tify individuals with TBI who were treated at a
dimensions: physical functioning, role limitations hospital, Clı́nica Cervantes, between December 2007
due to physical problems, bodily pain, general and December 2008 in Barranquilla. Each candidate
828 J. C. Arango-Lasprilla et al.

was screened by telephone to determine if he or she depression, total cognitive performance and social
met inclusion and exclusion criteria. Fifty individuals support.
were identified who met inclusion/exclusion criteria
and, of these, 13 did not respond to invitations to
participate and six were unable to participate due to Results
transportation issues. The healthy control group was Data from 91 subjects (30 individuals with TBI and
recruited from the general population through flyers 61 healthy controls) were included in the analyses.
at neighbourhood churches, stores and restaurants The groups did not differ significantly with regard
and by general word-of-mouth. After the details of to age (p-value ¼ 0.65), gender (p-value ¼ 0.82) or
the study were explained to each eligible candidate, education (p-value ¼ 0.17). However, there were
individuals who expressed interest were invited to significant differences between individuals with
participate. Once the individuals with TBI and TBI and healthy controls in terms of SES
healthy controls agreed to participate in the study, (p-value < 0.05), depression (p-value < 0.005), cog-
they were asked to sign a form that indicated their nitive performance (p-value < 0.001) and social
informed consent in accordance with regulations support (p-value < 0.005). In general, healthy con-
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approved by the ethics committee of Universidad del trols reported a significantly lower level of depres-
Norte in Barranquilla, Colombia. All of the partici- sion, higher SES, better cognitive performance and
pants completed an interview with a graduate student higher social support.
under the supervision of a university professor. Compared to healthy controls, individuals with
The student collected demographic information, TBI had significantly lower means on all SF-36 sub-
conducted a neuropsychological evaluation with scales (p < 0.001). After adjusting for SES, depres-
TBI survivors and completed a psychosocial evalua- sion, social support and cognitive performance,
tion (depression, social support) and administered significant differences were found between the
the SF-36. The interviews lasted for 1 hour. healthy controls and individuals with TBI on three
For personal use only.

of the SF-36 sub-scales (see Table I). Specifically,


individuals with TBI had lower adjusted means on
Statistical analysis Role Physical (p-value < 0.008), Role Emotional
Patients’ and healthy controls sociodemographic (p-value ¼ 0.010) and Bodily Pain (p-value ¼ 0.040).
(gender, age, education and SES) and psychosocial
(depression, cognition, social support) characteris-
Discussion
tics were compared using t-tests for continuous
variables and chi-square tests for nominal variables. The purpose of the present study was to assess
An analysis of covariance was conducted to compare HRQoL of individuals with TBI in Barranquilla,
the means of each individual SF-36 sub-scale Colombia. After adjusting for SES, depression,
between the two groups after controlling for SES, social support and cognitive performance, results

Table I. Differences in health-related quality-of-life between individuals with TBI and healthy controls from
Colombia, South America.

Adjusted mean 95% Confidence


SF-36 sub-scale Group (LSMean) p-value Limits for LSMean

Physical Functioning TBI 86.18 0.977 79.14 93.21


Healthy Control 86.31 81.45 91.16
Role-Physical TBI 57.71 0.008 46.07 69.35
Healthy Control 78.10 70.06 86.14
Role-Emotional TBI 53.89 0.010 41.49 66.28
Healthy Control 74.94 66.38 83.49
Vitality TBI 73.58 0.365 67.02 80.14
Healthy Control 69.73 65.21 74.26
Mental Health TBI 71.53 0.967 64.61 78.44
Healthy Control 71.71 66.94 76.48
Social Functioning TBI 75.99 0.718 67.25 84.73
Healthy Control 78.03 72.00 84.06
Bodily Pain TBI 69.21 0.040 61.64 76.78
Healthy Control 79.37 74.14 84.59
General Health TBI 73.31 0.490 67.22 79.40
Healthy Control 76.04 71.83 80.24
HRQoL of individuals with TBI 829

indicated that individuals with TBI reported greater interesting findings. In contrast with individuals
role limitations related to physical problems, greater who sustained mild TBIs [14, 39], the current
role limitations related to emotional problems moderate-to-severe TBI sample reported consider-
and higher bodily pain. To the authors’ knowledge, ably greater role limitations due to physical and
this is the first study that examines HRQoL in a emotional problems, but greater vitality. Relative to
sample of Spanish-speaking individuals with TBI a sample that most closely matched the current study
from Latin America. with regards to injury severity and time since injury
The results in the current study are consistent [40], the current sample reported greater bodily pain
with previous research evidencing lower HRQoL in and role limitations secondary to emotional prob-
individuals with TBI compared to the general lems, but better general health, vitality, social func-
population and healthy individuals [12, 14, 32]. tioning and mental health. In general, the levels
Whereas the current findings revealed that work and of HRQoL reported in moderate-to-severe TBI
daily activities were limited only by pain and samples ranged quite broadly, with up to 38 points
problems in physical and emotional health, other difference between minimum and maximum values
TBI samples found decreased HRQoL to be more on some sub-scales. Given such broad intervals, the
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pervasive. In a Norwegian sample of predominantly current sample’s reported QoL scores were well
mild TBI patients, individuals reported poorer within these ranges, with role limitations due to
HRQoL on the Physical and Mental Component physical problems and bodily pain falling approxi-
Summary Scales as well as on all sub-scales (except mately in the middle of reported ranges and role
Physical Function) as compared to the general limitations due to emotional problems falling toward
population [14]. In a US-based mild-to-moderate the lower end of the reported ranges. One exception
TBI cohort, significantly poorer functioning was was vitality, which was substantially higher in the
found in all areas of HRQoL relative to a sample current sample as compared to levels reported in
of non-injured controls [32]. A Swedish sample of all other reviewed studies.
individuals with mild-to-severe TBI reported signif- Broad differences in the degree of HRQoL
For personal use only.

icantly lower scores on the Physical Component reported in various patient groups across studies
Summary and on all sub-scales (except Role- may be attributed to pre-morbid patient character-
Emotional) in comparison to an age- and gender- istics, the heterogeneous nature of TBI or varying
matched reference population [12]. The current study methodologies. However, one important factor
study found relatively fewer differences in HRQoL to consider, which may contribute notably to differ-
than existing studies, which may be related to the ential outcome, is culture. With the SF-36 translated
differential time since injury. Individuals in the for use in more than 40 countries, various world-
current study were 17 months post-TBI, whereas views of illness and disability are likely reflected
average time since injury in the other studies ranged in HRQoL across cultures. Even among studies
from 6–22 years [12, 14, 32]. This pattern may from different countries reviewed in this paper,
suggest that the burden from brain injury sequelae a number of differences were revealed. This TBI
incrementally increases over time or that the ability Colombian sample reported greater vitality than
to cope with such sequelae diminishes. individuals from Germany, Scotland, the US,
An alternative explanation is the differential selec- Norway and Sweden [12, 14, 16, 19, 32, 38–40].
tion and control of potentially confounding variables The Colombian sample reported better general
across studies. Cantor et al. [32], Nestvold and health than the US [19, 32] and Scotland [38]
Stavem [14] and Jacobbson et al. [12] examined cohorts, better social functioning and mental health
only the contribution of demographic variables than German study participants [40] and better
(i.e. age, gender, education, SES, race/ethnicity) to health in all SF-36 health-related domains relative to
their analyses. In the current study, in addition US samples [19, 32]. Greater role limitations due
to demographic variables (i.e. age, gender, educa- to emotional problems were found relative to
tion, SES), the impact of psychosocial variables participants in Scandinavian [12, 14, 16, 39] and
(i.e. depression, social support and cognitive perfor- Scottish studies [38] and more bodily pain and
mance) was considered in the analyses. It is possible greater role limitations due to physical problems
that some of the HRQoL differences found between were found relative to the Scotland sample [38].
TBI and healthy samples in other studies may be In all, HRQoL varied considerably by sub-scale as a
explained by psychosocial factors that, if parcelled function of culture.
out, would allow a more refined pattern to emerge, Although the version of the SF-36 used in the
such as that observed in the current study. current study has been validated in Spanish-speaking
Qualitative consideration of the HRQoL pro- samples [54, 55], the authors are unaware of the
file in the current TBI sample relative to other existence of population-based norms using this
TBI samples in the literature reveals several particular translation. However, it is meaningful to
830 J. C. Arango-Lasprilla et al.

note that the Colombian healthy control profile of if there had been a translation for ‘pep’. An
scores is quite similar to the US population-based additional consideration is that even when words
normative means on all sub-scales [44]. Comparison translate directly from an origination to a target
of the Colombian samples to the Swedish refer- language, the target culture may place a different
ence group reveals a somewhat different pattern; degree of importance on the concept relative to
Colombian healthy controls report overall worse the origination culture. Therefore, different cultural
social functioning, greater role limitations secondary perceptions of ideas and concepts within the Vitality
to emotional problems and poorer mental health sub-scale may also offer an explanation for the
[12]. Differences among the Colombian healthy observed differences across studies.
control group and the US and Swedish normative In spite of these possible explanations, the eleva-
samples may be attributed to instrument translation. tion of the Vitality sub-scale in the current sample
Alternatively, differences may be reflective of the is especially striking considering that the Vitality
different world views and perceptions of health sub-scale is bipolar in nature, such that higher
and illness in these countries, underscoring, again, scores indicate not just absence of limitations or
the importance of culture in HRQoL. disability, but, more importantly, the presence of a
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Given the current dearth of research on HRQoL positive state [44]. The fact that the current TBI
in Latin Americans with TBI, characterization of this group rated vitality higher than TBI samples from all
Colombian-based sample is an important step in other countries in the literature reviewed suggests
helping to better understand health perceptions and that vitality may be an inherent cultural character-
QoL in under-developed Spanish-speaking coun- istic in Colombians. From a rehabilitation stand-
tries, where rates of TBI are elevated and access to point, favourable self-evaluation of ‘pep’ and energy
services limited. When psychological and emotional represents a patient asset that has the potential to
problems are not targeted for treatment, individuals positively impact functional outcome. Rehabilitation
with TBI may not be able to reach their recovery clinicians are encouraged to capitalize on such
For personal use only.

potential. As such, differences found in the current strengths in order to assist their patients in improv-
study between the TBI and healthy control groups ing QoL in related areas of health functioning.
on physical and emotional role limitations and on There are several limitations that should be taken
pain suggest that particular attention to these areas into account when interpreting the results of this
in provision of TBI rehabilitation services is crucial. study. As individuals with TBI included in this study
Limited outpatient services available to Colombian were from an urban Colombian city, results may not
TBI survivors will place greater burden on providers generalize to those in more rural areas who have
to target these critical issues prior to discharge from access to fewer resources. Because rehabilitation
inpatient treatment centres. resources are generally scarce in Colombia, this may
One unexpected, yet important, finding was the also limit comparisons of the findings with those
consistently elevated level of vitality in the current from studies conducted with individuals who
sample. Vitality was reported to be greater in the have access to more comprehensive rehabilitation
current TBI group relative to its own reference services. The cross-sectional design of this study
group, as well as to English population-based norms does not allow conclusions to be drawn regarding
and, to a lesser degree, Swedish population how HRQoL may change over time. An additional
norms. Additionally, the current TBI group also consideration regarding the study design is that it
rated vitality higher than TBI samples from all other was chosen to control for SES, depression, social
countries in the literature reviewed. This curious support and cognitive performance in comparing
elevation of the Vitality sub-scale may be explained TBI and healthy control groups. Differences in study
by translation and adaptation challenges. For exam- design further make it difficult or impossible to
ple, one of the items on the Vitality sub-scale directly compare the results of this study to the
(‘did you feel full of pep’) uses the word ‘pep’, for findings of other studies because other studies either
which there is no word in Spanish. The closest did not control for any variables or controlled for
translation of ‘pep’, vitalidad (back-translated into different variables than those included in this
English as vitality), was used in the Spanish version study. The median length of injury for individuals
of the SF-36. Although pep and vitality have similar with TBI was 9 months. Caution should be advised
meaning in English, the use of vitalidad in Spanish when trying to generalize these findings to individ-
may be quite different from the meaning or intensity uals with TBI in Colombia with more recent or long-
originally intended by utilization of the word ‘pep’ in term injury. The majority of individuals in this
English. There may be a tendency toward stronger study sustained moderate TBI; more research is
endorsement of the word vitality in Spanish than needed to understand the impact mild or severe TBI
HRQoL of individuals with TBI 831

has on HRQoL for individuals living in Colombia. References


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