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interface with other aircraft and with various ground support agencies in order
to complete their missions successfully.
Concepts of CRM
To understand CRM in an easy and organised manner, we will split it into four
basic concepts with a summary in the form of Team Skill Requirements:
Decision Making
Personality,
Situational
Behaviour &
Awareness
Feedback
Communication
CR Summary: Team
M
Skill
1. COMMUNICATION
Speaking
There is a strong tendency for a person transmitting information to assume that
it is unambiguous and will be received exactly as intended.
Hence, effective communication
must be two-way. This allows for
the transmitter’s intention to be
clarified when necessary. Hence
the need for reading back
information on the radio, the
importance of questioning when
unsure and the need to create an
atmosphere in which
questioning/thinking is
encouraged.
It is also important to communicate concisely using language appropriate to the
receiver’s background; the use of flying terms which assist concise
communication between pilots will have little meaning to someone who is not
familiar with those flying terms.
Despite this, it must be recognized that two-way communication is imperfect
and can still be erroneous which leads back to questioning if unsure.
Listening
The role of the receiver is just as important as that of the transmitter. Whilst
hearing is the physical process of
collecting sound transmitted, listening
involves the understanding process of
interpreting that sound. Listening is
therefore an active process and requires
concentration! The flight deck of an
aircraft is a noisy environment and one in
which there are many distractions from
the operation of the aircraft to the
administration of the crew.
To encourage listening, the transmitter
should keep the transmissions short as
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the receiver’s attention will reduce with time. Before transmitting he should also
make sure the receiver’s attention is not elsewhere.
A person receiving information should appreciate that he must listen carefully to
the transmitter; this is a definite two-way process in which the listener’s role is
as important as that of the transmitter. He should also ask for clarification when
in need of more information, and continually review/check information
received.
2. SITUATIONAL AWARENESS
Situational awareness refers to one's ability to accurately perceive what is going
on in the cockpit and outside the aircraft. It further extends to the planning of
several solutions for any emergency that could occur in the immediate future.
Maintaining a state of awareness of one's situation is a complex process that is
greatly motivated by the understanding that one's perception of reality
sometimes differs from reality itself. This awareness promotes ongoing
questioning, cross-checking and refinement of one's perception. Constant,
conscious monitoring of the situation is required. Note that the situation referred
to here includes the human environment. The evaluation of oneself and others
for partial or total incapacitation is vital but often overlooked.
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3. DECISION MAKING
Although we constantly make decisions during our day-to-day life there was no
formal tuition as to how to do this in the aviation system. Because of this, two
main ways of making decisions have been developed and these are intended to
assist airborne decision making:
1. Standard Operating Procedures (SOPs): For predictable (often
technical) problems, a number of
experts will have considered the
malfunctions (for example, an
engine fire - hydraulic failure -
landing gear malfunction) for a
considerable length of time and
decided upon the best possible
solution/course of action.
2. For more complex, unpredictable
problems a Standard Operating
Procedure may not be possible and
then a structured approach to decision making is required. British Airways have
developed and use a system known as “DODAR”.
DIAGNOSIS - Identify the most important / urgent problem. Remember there
may be more than one problem and that the most obvious may not be the
most serious. Use time and the crew to your advantage.
OPTIONS - Consider all the information available and define the options and
consequences of each possible course of action. Discuss the possibilities with
the crew!
DECIDE - The final decision is made by the captain after considering the
options and consequences of the possible courses of action. If new
information or a flaw in the plan becomes apparent, the decisions made
should be questioned.
ASSIGN - Assign tasks to all concerned and use this to share workload - in
the case of a training aircraft include the student in the decision and don’t
forget that the cabin crew, ATC etc. are also there and available to give
assistance.
REVIEW - Continually monitor the situation.
Remember that although DODAR has five steps it is fundamentally a loop
process. Not only did the decision-making exercise show you the benefit of a
structured decision making process (DODAR), it also highlighted the
complimentary need for other human factors skills and good questioning
technique.
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Extraversion Intraversion
they readily communicate orally they tend to think before they act.
which increases good crew they continually need to recognize
situation awareness. the importance of transferring
but they need to recognize the their thoughts/mental model to
introvert’s requirement for quiet to other crew members by oral
concentrate and formulate ideas. communication.
Sensing Intuitive
are good at remembering and ask why, and look for the big
working with a large number of picture which aids their situational
individual facts. awareness.
can be expected to oversimplify can become overloaded with large
and could miss the “Big Picture”. quantities of factual information.
should remember to recognize the
sensing types’ need for structure.
Thinking Feeling
Judging Perceiving
Behaviour
In navigating interpersonal interactions, it's crucial to recognize and utilize the
three modes of behaviour: "Parent, Adult, and Child Modes." Staying in the
"Adult Mode" enables one to respond to situations rationally, avoiding reactions
to inappropriate behaviour. Effective behaviour is achieved by focusing on
meeting outcomes, actively listening, and using reflective statements to
demonstrate understanding, particularly in situations involving agitation.
Discussions should centre on the issues at hand, steering clear of personal
attacks or accusatory language. Ultimately, the goal is to foster mutual
understanding and productive communication.
Feedback
Feedback is essential in pilot training and throughout one's aviation career,
serving as valuable information for performance improvement and error
correction. It should be recognized as a valuable life skill, although many
individuals shy away from giving or receiving feedback due to discomfort. Like
other human factors topics, effectively giving and receiving feedback requires
practice and consideration. When providing feedback, it's important to clarify
the purpose, ensuring it aims to facilitate change and growth rather than venting
frustration. Additionally, it's essential to discuss specific issues based on factual
evidence and maintain focus on the problem rather than the individual.
Encouraging open yet directed discussions is key. Timing is also crucial, with
quiet moments after flights being preferable to in-flight situations. When
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Briefing
sets open tone, call for questions
team concept (“we”) encourages participation
covers valid safety and operational issues
includes cabin crew in team
states how “SOP” deviations will be handled
addresses crew roles and division of labour
sets automation guidelines; PF & PNF duties
Communications/Decisions
participation in decision process encouraged
“bottom lines” established
big picture shared with all, including cabin crew and others
decisions clearly stated and acknowledged
Leadership/Followership/Tasks
balance between authority and assertiveness
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climate appropriate to situation (e.g. social tasks during low work load,
not in high load/ sterile below 10 000 ft !)
acts decisively when situation requires
shows desire for most effective operation
uses all available resources
recognizes demands imposed by automation
Interpersonal Relations/Climate
tone of flight deck is friendly, relaxed, supportive
adapts to other crew members’ personalities
recognizes effects of stress, fatigue and overload in self and in others
Preparations/Plans/Vigilance
crew “stays ahead of aircraft”, monitors developments (WX, ATC, TIME,
FUEL, ETC.) and anticipates required action
maintains situational awareness
“model” of what is happening shared with crew
ensures cockpit and cabin crew are aware of plans
conflicts, doubts, “warnings” resolved quickly
time allowed to programme the automatic systems
Workload/Avoids Distractions
work distribution communicated and acknowledged
crew efficiency is maximised
reports overload in self and in others
secondary tasks (passenger needs, company communications, etc.)
prioritized to deal with primary flight duties
recognizes distractions of automation, disengages if necessary
Human Factors
Introduction
Human factors in aviation refer to the study of how human capabilities,
limitations, and behaviours interact with aviation systems, equipment, and
environments. It encompasses various disciplines such as psychology,
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Historical Perspectives:
Cognitive Factors:
However, cognitive biases and limitations can impact pilot performance and
decision-making in flight. Cognitive biases, such as confirmation bias or
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Physical Factors:
Physical ergonomics plays a crucial role in cockpit design, layout, and usability,
aiming to optimize the physical interface between pilots and aircraft systems.
This includes the arrangement of controls, displays, and seating to minimize
reach, strain, and fatigue during flight operations. Cockpit ergonomics considers
factors such as anthropometry, reach envelopes, and visual ergonomics to
ensure pilots can effectively interact with instruments and controls without
discomfort or distraction.
Fatigue, stress, and workload are significant physical factors that can affect pilot
performance and safety. Fatigue, resulting from sleep deprivation, long duty
hours, or irregular schedules, can impair cognitive function, reaction times, and
decision-making abilities, increasing the risk of errors and accidents. Similarly,
stress, stemming from operational pressures, time constraints, or situational
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Psychological Factors:
communication skills, and conflict resolution strategies all play a crucial role in
fostering effective crew interaction and teamwork. Additionally, crew resource
management (CRM) training programs aim to enhance psychological factors by
providing crew members with the skills and tools needed to work together
cohesively and effectively manage cockpit dynamics.
Stress management, resilience, and coping strategies are essential for dealing
with high-pressure situations in aviation. Pilots frequently encounter stressful
and demanding situations, such as adverse weather conditions, mechanical
failures, or air traffic control instructions. Effective stress management
techniques, such as deep breathing exercises, mindfulness meditation, and
cognitive reframing, can help pilots regulate their emotions, maintain focus, and
make sound decisions under pressure. Additionally, resilience-building
strategies, such as scenario-based training, debriefing sessions, and social
support networks, can enhance pilots' ability to adapt and recover from stressful
events, ensuring they remain effective and resilient in challenging aviation
environments.
Socio-Organizational Factors:
Human-Machine Interaction:
the Federal Aviation Administration (FAA) in the United States and the
European Union Aviation Safety Agency (EASA) in Europe, establish minimum
training requirements and standards for human factors training for pilots, air
traffic controllers, and aviation maintenance personnel. These requirements
often include initial and recurrent training in human factors principles, CRM
training for flight crews, and fatigue management training for aviation
personnel involved in safety-critical roles. Additionally, industry organizations,
such as the International Civil Aviation Organization (ICAO) and the
International Air Transport Association (IATA), develop guidelines and best
practices for human factors training and education to promote consistency and
harmonization across the aviation industry.
Conclusion:
In summary, the ongoing efforts and future directions in human factors research
and practice in aviation are essential for addressing current challenges and
preparing for the evolving needs of the industry. By prioritizing human factors
considerations, aviation organizations can achieve their goal of enhancing
safety, efficiency, and performance, ultimately ensuring the continued success
and sustainability of the aviation industry.
Thank You