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Abstract—This note is concerned with asymptotic stability anal- Lyapunov’s second method can be applied on both continuous-time
ysis of discrete-time linear time-varying (DLTV) systems. The con- and discrete-time systems. Compared with continuous-time systems
tribution can be summarized as follows. First, the difference be-
tween nonuniformly exponential stability (ES), which was not well [24], [25], discrete-time ones may be more attractive since they have
recognized in the literature, and uniformly ES (UES) was revealed a strong background in engineering applications, by noting that most
and illustrated by numerical examples. Second, some state tran- practical control systems involve digital computers that work naturally
sition matrices and difference Lyapunov inequalities (DLIs) based in a discrete-time manner. Hence, stability analysis of discrete-time
necessary and sufficient conditions were derived for testing differ-
dynamics systems, including the discrete-time LTV (DLTV) system as
ent stability concepts including asymptotic stability (AS), ES, and
UES of general DLTV systems. The main feature of the DLIs-based a special case, by using the Lyapunov’s second method have been ex-
criteria is that the time-difference of the Lyapunov function is not tensively studied in the literature (see [1], [4], [9], [10], [12], [13], [19],
required to be negative definite. Finally, the ES concept was utilized [20], [22], [23], and the references therein). We restrict our attention to
for analysis stability of a class of upper triangular DLTV systems the linear case. For discrete-time LTI system, it is well known that the
and perturbated DLTV systems. The effectiveness of the proposed
results was demonstrated by some examples. stability can be totally characterized by the locations of the eigenvalues
of the system matrix [19], [20] or, by Lyapunov’s second method, by
Index Terms—Difference Lyapunov inequalities (DLIs), discrete- the solvability of the so-called discrete-time Lyapunov matrix equa-
time systems, exponential stability, linear time-varying (LTV)
systems.
tions [8], [19]. However, for DLTV systems except for the periodic
case [5], there is no obvious relationship between the stability and the
I. INTRODUCTION eigenvalue locations of the system coefficients, and the Lyapunov’ sec-
ond method is not as effective as the LTI case since the construction
Stability analysis of dynamics system is the most important and
of the Lyapunov function is not an easy task [19]. This is also the case
fundamental problem in control theory and engineering, and thus has
for stability analysis of continuous-time LTV systems, which has been
received continued attention in the literature since the pioneering work
listed as the first open problem in mathematical control theory [3].
of Lyapunov [14]. Various stability concepts such as asymptotic sta-
Lyapunov stability theory is powerful, yet in some cases (especially,
bility, input/output stability, finite time stability, and practical stability
for stability test of time-varying systems) the condition that the time
have been thoroughly investigated for different kinds of dynamics sys-
derivative of the Lyapunov function is negative definite is difficult to
tems in both mathematical and control communities (see [4], [11], [21],
satisfy. Hence, considerable research effort has been taken to weaken
[24], and the references therein) by exploiting the “second method” of
such a condition. For example, motivated by the work in [18], Aeyels
Lyapunov [8]. By using this kind of methods, stability of the consid-
and Peuteman gave an efficient method in which the negative semidef-
ered systems can be guaranteed if one can find an auxiliary positive
initeness condition on the time derivative of the Lyapunov function
definite function (which is known as the Lyapunov function) such that
along the considered system is no longer needed [2], and nonmono-
its time derivative along the considered system is negative definite,
tone Lyapunov functions for periodic time-varying systems have been
which avoids studying the solutions of the considered systems directly.
investigated in [6].
Hence, this method is also known as Lyapunov’s indirect method. The
By considering the difficulty in testing asymptotic stability of general
main difficulty in applying this method is that there are no general rules
LTV systems with Lyapunov’s second methods, we recently provided
for constructing a suitable Lyapunov function [8], except for some par-
some new results in the continuous-time setting in [25] by weakening
ticular cases, such as that the considered system is linear time-invariant
the traditional negative definiteness assumption on time derivatives of
(LTI). We mention that the usage of the Lyapunov’s second method
Lyapunov functions, which were achieved with the help of the scalar
is even challenging for general linear time-varying (LTV) dynamic
stable functions. The approach in [25] has been successfully extended
systems since the construction of Lyapunov functions relies on their
to time-delay systems in our recent work [26]. One purpose of this
state transition matrices, which are generally not possible to obtain
note is to build parallel results for DLTV systems. To this end, we
[19], [25]. This is also the case for nonlinear time-varying systems and
first introduce a new stability concept referred to as nonuniformly
time-varying delay systems [15], [16].
exponential stability for DLTV systems, which, to the best of our
knowledge, is not available in the literature. We then establish some
Manuscript received July 11, 2016; revised December 3, 2016 and state transition matrices and difference Lyapunov inequalities (DLIs)
February 10, 2017; accepted March 13, 2017. Date of publication March based necessary and sufficient conditions for testing various stability
30, 2017; date of current version July 26, 2017. This work was supported concepts including asymptotic stability, nonuniformly and uniformly
in part by the National Natural Science Foundation of China under Grant exponential stability for general DLTV systems, with the help of the
61273028, Grant 61322305, and Grant 61573120, in part by the Fok
Ying Tung Education Foundation under Grant 151060, and in part by
notion of stable functions. We also show how to apply the concept of
the Foundation for the Author of National Excellent Doctoral Dissertation nonuniformly exponential stability to the stability analysis of a class
of China under Grant 201343. Recommended by Associate Editor F. of upper triangular DLTV systems and perturbated DLTV systems.
Mazenc. (Corresponding author: Bin Zhou.) Several numerical examples are given to illustrate the obtained results.
The authors are with the Center for Control Theory and Guidance The results reported in this note for DLTV systems complement those
Technology, Harbin Institute of Technology, Harbin 150001, China
(e-mail: binzhou@hit.edu.cn; tianruizhaohit@gmail.com). in [25]. However, we also provide some new results whose continuous-
Digital Object Identifier 10.1109/TAC.2017.2689499 time versions were not available in [25]. On the one hand, the state
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IEEE TRANSACTIONS ON AUTOMATIC CONTROL, VOL. 62, NO. 8, AUGUST 2017 4275
transition matrix based criterion for both nonuniformly and uniformly 2) uniformly stable if and only if γ(k0 ) in (3) is independent of k0
exponential stability were not given in [25]. On the other hand, we have (see [19, Th. 22.4]);
carefully investigated the stability of some perturbated DLTV systems 3) AS if and only if (see [4, Th. 5.5.1])
with the help of the concept of nonuniformly exponential stability,
which was not considered in [25]. Finally, we mention that, although lim Φ(k, k0 ) = 0 (4)
k →∞
the work of this note has been motivated by its continuous-time coun-
terparts [25], the development of the results involve techniques (for 4) ES [WGDR λ] if and only if, for any k0 ∈ J, there exists a scalar
example, the proofs for the DLIs-based stability criterion) that are γ(k0 ) > 0 such that
quite different from those used in [25]. Φ(k, k0 ) ≤ γ(k0 )λk −k 0 , ∀k, k0 ∈ J, k ≥ k0 (5)
The remainder of this note is organized as follows. In Section II,
various different stability concepts, particularly, the nonuniformly ex- 5) UES [WGDR λ] if and only if γ(k0 ) in (5) is independent of k0
ponential stability, are introduced for DLTV systems. In Section III, (see [19, Th. 22.7])
state transition matrices based criterion and DLIs-based criterion are 6) UAS if and only if it is UES (see [19, Th. 22.14 ]).
provided, respectively, in Sections III-A and III-B. In Section IV, we Though the characterization of ES is not available in the literature
investigate the stability of some special DLTV systems. A class of up- (to the best of our knowledge), its proof is straightforward. It fol-
per triangular DLTV systems and some perturbated DLTV systems are, lows from Definition 1 and Lemma 1 that “UAS” ⇔“UES” ⇒“ES”⇒
respectively, studied in Sections IV-A and IV-B. In Section V, some ex- “AS”⇒“Stable” and “UAS” ⇒“Uniformly Stable”⇒“Stable.” We next
amples with some of them borrowed from the literature are provided to make some explanations on UES.
illustrate the obtained results. Finally, Section VI concludes this paper. Remark 1: It follows from Items 5 and 6 of Lemma 1 that sys-
Notation: In this note, we will fairly use standard notation. De- tem (1) is not UES if there exist two series {k0 (n)}∞ n = 0 ⊆ J and
note Z = {−∞, . . . , −1, 0, 1, 2, . . . , ∞} and Z+ = {0, 1, 2, . . . , ∞}. {k (n)}∞ n = 0 ⊆ J satisfying k (n) ≥ k0 (n) when n → ∞, such that
If not specified, symbol J denotes either Z or Z+ . Let I [a, b] =
{a, a + 1, . . . , b} , where a, b ∈ Z with a ≤ b. The acronym WGDR lim Φ(k(n), k0 (n)) = ∞. (6)
n →∞
refers to “with guaranteed decay rate,” ρ (·) refers to the spectral radius
To show this, we assume that system (1) is UES. Then
of a square matrix, and · denotes the usual Euclidean norm. De-
note floor (x) as the largest integer that is less than or equal to x. Let lim Φ(k(n), k0 (n)) ≤ lim γλk (n )−k 0 (n ) ≤ γ
n →∞ n →∞
H (k) be a matrixseries with appropriate dimensions. Then, for any
k, k0 ∈ J, we let kj = k 0 H (k) = 0 and kj = k 0 H (k) = I if k < k0 . which contradicts with (6). Consequently, if there exists a series
{k0 (n)}∞
n = 0 ⊆ J such that
II. STABILITY CONCEPTS OF DLTV SYSTEMS lim A (k0 (n)) = ∞
n →∞
Consider the following DLTV system
then, by setting k (n) = k0 (n) + 1, it follows from
x(k + 1) = A(k)x(k), k ∈ J, (1)
lim Φ (k (n) , k0 (n)) = lim A (k0 (n)) = ∞
n →∞ n →∞
where A (k) : J → Rn ×n is a given matrix [4]. Let
Φ(k, k0 ), k, k0 ∈ J denote its state transition matrix. Then, that system (1) is not UES.
x(k) = Φ(k, k0 )x(k0 ) ∀k, k0 ∈ J, k ≥ k0 . We provide some examples to illustrate different stability concepts.
Definition 1: The DLTV system (1) is said to be The first system is AS but is not ES.
1) stable if for any ε > 0 and for any k0 ∈ J , there exists a δ = Example 1: Consider the scalar DLTV system
δ(k0 , ε) > 0 such that x(k0 ) ≤ δ ⇒ x(k) ≤ ε ∀k ≥ k0 ; 2
k+1
2) uniformly stable if δ in Item 1 is independent of k0 ; x(k + 1) = A (k) x(k), A (k) =
3) asymptotically stable (AS) if it is stable and, for any k0 ∈ J and k+2
any ε > 0, there exist two positive scalars η = η(k0 ) and K = where k ∈ J = Z+ . This system is AS since Φ (k, k0 ) = ( kk0++11 )2 →
K(k0 , ε) such that x(k0 ) ≤ η ⇒ x(k) ≤ ε ∀k ≥ K + k0 ; 0, k → ∞. By a similar analysis in [19, p. 430]we can show that this
4) uniformly asymptotically stable (UAS) if it is uniformly stable and system is not ES.
η and K in Item 3 are independent of k0 ; The next system is ES but is not UES.
5) exponentially stable (ES) [WGDR λ], where λ ∈ (0, 1), if, for any Example 2: Consider a scalar DLTV system
given k0 ∈ J, there exists a scalar γ = γ(k0 ) > 0 such that
k
k −k 0
x(k + 1) = A (k) x(k), A (k) = 2−2 + (−1 ) k
(7)
x(k) ≤ γ(k0 ) x(k0 ) λ ∀k ≥ k0 (2)
where k ∈ J = Z+ . Straightforward computation gives that
6) uniformly exponentially stable (UES) [WGDR λ] if γ in Item 5 is
independent of k0 . k0
1 k −k 0
Φ (k, k0 ) ≤ max 2−1 + (−1 ) k 0 , 1 ∀k ≥ k0
The above stability concepts except for Item 5 are standard (see, for 2
example, [4, Sec. 5.4 ]). Notice that, if a system is ES but is not UES,
then γ(k0 ) will diverge, say limk 0 →∞ γ(k0 ) = ∞. Characterizations of which implies that the system is ES. However, this system is not UES
different stability concepts in term of Φ(k, k0 ) are recalled as follows. since limn →∞ A (k0 (n)) = ∞ where k0 (n) = 2n.
Lemma 1: The DLTV system (1) is We can find a system that is ES but is not UES even when A (k)
1) stable if and only if, for any k0 ∈ J, there exists a γ(k0 ) > 0 such is uniformly bounded.
that (see [4, Th. 5.5.1]) Example 3: Consider a scalar DLTV system
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4276 IEEE TRANSACTIONS ON AUTOMATIC CONTROL, VOL. 62, NO. 8, AUGUST 2017
where k ∈ J = Z+ , and a is a constant satisfying where μ(k) : J → R+ is a nonzero scalar function (here, we have
assumed, without loss of generality, that μ (k) ≥ 0). It is easy to see
1 1 eπ + 1
a∈ , Π1 . (8) that the state transition matrix, denoted by φ(k, k0 ), is given by
2 2 eπ − 1
k
−1
This system is a slight modification of [12, eq. (25)] where a ∈ ( 12 , 12 + φ(k, k0 ) = μ (i) , k ≥ k0 ∈ J. (13)
1
4eπ
) Π0 ⊂ Π1 . It follows that A (k) is uniformly bounded by i= k 0
e2 (1 −a ) . The state transition matrix is
Definition 2: The scalar function μ(k) is said to be
exp ((k + 1) sin (ln (k + 1))) −2 a (k −k 0 ) 1) AS if the scalar DLTV system (12) is AS;
Φ (k, k0 ) = e .
exp ((k0 + 1) sin (ln (k0 + 1))) 2) ES [WGDR λ] if system (12) is ES [WGDR λ];
3) UES [WGDR λ] if system (12) is UES [WGDR λ].
Obviously, we have, for all k, k0 ∈ J, k ≥ k0
Φ (k, k0 ) ≤ exp (2k0 + 2) e−(2 a −1 )(k −k 0 ) (9) III. STABILITY ANALYSIS OF GENERAL DLTV SYSTEMS
k+2√ A. State Transition Matrices Based Criteria
2 sin (ln (s )+ π4 )d s −2 a
which implies ES. Since A (k) = e k + 1 , the state
transition matrix can also be written as For a given k0 ∈ J, a sequence {ki }∞ i = 0 , ki ∈ J is said to be ad-
k+1 √ missible if limi →∞ ki = ∞ and there exists an integer δ > 0 such that
2 sin (ln (s )+ π4 )d s −2 a (k −k 0 ) δi ki + 1 − ki ∈ (0, δ] ∀i ≥ 0.
Φ (k, k0 ) = e k 0 + 1 .
Proposition 1: The DLTV system (1) is ES if, for any given k0 ∈ J,
As the growth rate of the function ln (s) goes to 0 when s goes to ∞, one there exist an admissible sequence {ki }∞ i = 0 and two scalars c ∈ (0, 1)
can find an unbounded sequence of initial conditions k0 (n) such that and d (k0 ) ∈ [1, ∞) such that, for all i ≥ 0
sin (ln (s) + π/4) remains greater than 0 for an unbounded sequence
Φ(ki + 1 , ki ) ≤ c (14)
of intervals starting at k0 (n), which implies the loss of uniformity. In
fact, we can choose k0 (n) = floor(exp(2nπ + 32 π)) − 1 and k(n) = Φ(ki + h, ki ) ≤ d (k0 ) ∀h ∈ I [0, δi ] . (15)
floor(eπ (k0 (n) + 1)) − 1 > k0 (n) to obtain
Proof: For any k ∈ J and k0 ∈ J with k ≥ k0 , there exist an inte-
Φ (k (n) , k0 (n)) ger n = n(k) ≥ 0 and an integer h ∈ I [0, δn ] such that k = kn + h.
Hence
eπ + 1
exp (k (n) + 1) 1 −
≥
k (n )+ 1
e−2 a (k (n )−k 0 (n ))
n −1
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where ε ∈ (0, −2 ln λ) is a constant. The symmetric matrix function which is exactly in the form of [2, eq. (37)]. Hence, the system is
P (k) is well defined since UES as given in [2, Th. 2]. However, compared with [2, Th. 2],
Theorem 1 in this paper is also applicable to AS and ES.
∞
k ∗ −k γ 2 (k)
P (k) ≤ γ 2 (k) eε λ2 = . (30)
k ∗= k
1 − e ε λ2 IV. STABILITY OF SOME SPECIAL DLTV SYSTEMS
This matrix also satisfies (22) since A. Stability of Triangular DLTV Systems
∞
∗ −k −1 ) In this section, we investigate the stability of a class of triangular
P (k) = In + eε (k ΦT (k ∗ , k) Φ (k ∗ , k) ≥ In .
k ∗= k + 1
systems.
Theorem 2: Consider the following block upper triangular DLTV
Finally, it follows from system
∞
∗ −k −1 )
AT (k) P (k + 1) A (k) = eε (k AT (k) A1 1 (k) A1 2 (k)
x (k + 1) = x(k) (31)
k ∗= k + 1 0 A2 2 (k)
×ΦT (k ∗ , k + 1) Φ (k ∗ , k + 1) A (k) where Ai j (k) : J → Rn i ×n j , i, j = 1, 2 are matrix functions.
∞
∗ −k )
1) System x1 (k + 1) = A1 1 (k) x1 (k) is UES WGDR λ1 .
= e−ε eε (k ΦT (k ∗ , k) Φ (k ∗ , k) = e−ε P (k) 2) System x2 (k + 1) = A2 2 (k) x2 (k) is ES WGDR λ2 .
k ∗= k 3) There exist two positive constants γ1 2 and λ1 2 such that
ε
that the DLI (21) is satisfied with μ (k) = e− 2 . A1 2 (k) ≤ γ1 2 λk1 2 ∀k ∈ J. (32)
Proof of Item 3: The “if” part follows again from (24) directly since
μ (k) is a UES function and P (k) satisfies (23), i.e., 4) The scalars λ2 and λ1 2 satisfy
p2 k −k 0 λ1 2 λ2 < 1. (33)
Φ (k, k0 ) ≤ n γλ , ∀k, k0 ∈ J, k ≥ k0 .
p1
Then, system (31) is ES. Particularly, system (31) is UES when
The proof for the “only if” part is similar to that for Item 2 by noting λ1 2 ∈ [0, 1] and the DLTV subsystem x2 (k + 1) = A2 2 (k) x2 (k) is
that the scalar γ(k) in (30) is independent of k. The proof is finished. UES.
Proof: Let Φi i (k, k0 ) be the state transition matrices of subsystems
Remark 2: We give some explanations on Theorem 1. xi (k + 1) = Ai i (k) xi (k) , i = 1, 2. Then, the state transition matrix
1) From the proof of Theorem 1 we can see that, if we let μ (k) in for system (31) is
Items 2 and 3 be, respectively, stable and uniformly stable, then
the corresponding conditions imply, respectively, that system (1) Φ1 1 (k, k0 ) Φ1 2 (k, k0 )
Φ (k, k0 ) = x (k) ∀k ≥ k0
is stable and uniformly stable. 0 Φ2 2 (k, k0 )
2) The DLI (21) can be written as
where
AT (k) P (k + 1) A (k) − P (k) ≤ −Q (k)
k −1
where Q (k) = [1 − μ2 (k)] P (k) . Since we do not require Φ1 2 (k, k0 ) = Φ1 1 (k, j + 1) A1 2 (j) Φ2 2 (j, k0 ) . (34)
μ (k) ∈ (0, 1) , Q (k) can be indefinite, which is different from j=k0
the existing results such as [19, Th. 23.3]. By the conditions in Items 1 and 2, there exist four positive constants
3) From the proof of Items 1 and 2 of Theorem 1, we notice that p1 γ1 and γ2 (k0 ) , αi , i = 1, 2, such that
can be dependent on k0 .
4) The result in Item 3 of Theorem 1 can be linked with the result in Φ1 1 (k, k0 ) ≤ γ1 λk1 −k 0 ∀k ≥ k0 ∈ J
[2]. Since μ (k) is UES by assumption, it follows from Proposition Φ2 2 (k, k0 ) ≤ γ2 (k0 ) λk2 −k 0 ∀k ≥ k0 ∈ J.
2 that, for any c ∈ (0, 1), there exists a positive integer δ such that,
for any k ∈ J Hence, by using (32) and (34), we have
k+ δ −1
k −1
−(j + 1 ) j
φ (k + δ, k) = μ (i) ≤ c. Φ1 2 (k, k0 ) ≤ γ1 γ2 (k0 ) γ1 2 λk1 λ−k
2
0
λ1 λ1 2 λj2 .
i= k j=k0
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k −1 z (k) ≤ ΦA (k, k0 ) z (k0 )
Φ1 2 (k, k0 ) ≤ γ1 γ2 (k0 ) γ1 2 λk1 λ−k
2
0
λ−1
1
j=k0
k −1
+ ΦA (k, j + 1) E (j) z (j)
γ1 γ2 (k0 ) γ1 2 λk1 20 λ−1 k −k j=k0
≤ 1
eε (k −k 0 ) λ1 0
ε ≤ γλk −k 0 z (k0 )
γ1 γ2 (k0 ) γ1 2 λk1 20 λ−1
≤ 1
(eε λ1 ) k −k 0 (36)
k −1
ε + γλk −j −1 E (j) z (j) . (40)
where ε is any sufficiently small number such that e λ1 < 1. Hence, ε j=k0
system (31) is ES [WGDR min{λ1 2 λ2 , λ1 eε }] with the help of (5). By denoting w (k) = z (k) λ−k , the above inequality becomes
Moreover, by (35) and (36), we can verify easily that the system is
UES when λ1 2 ∈ [0, 1] and γ2 (k0 ) is independent of k0 . The proof is
k −1
γ
finished. w (k) ≤ γ w (k0 ) + E (j) w (j) ∀k ≥ k0 .
j=k
λ
Clearly, the DLTV system in Example 4 is exactly in the form of 0
(31) and the stability condition (11) is a consequence of (33). Applying the Gronwall–Bellman inequality [4] on the above inequality
Remark 3: Consider the following general triangular DLTV system gives
⎡ ⎤ ⎛ ⎞
A1 1 (k) A1 2 (k) ··· A1 n (k)
k −1
⎢ A2 n (k) ⎥ γ
⎢ A2 2 (k) ··· ⎥ w (k) ≤ γ w (k0 ) exp ⎝ E (j)⎠ ∀k ≥ k0
x (k + 1) = ⎢ .. .. ⎥ x (k) (37) λ
⎣ . . ⎦ j=k 0
that
Let zi (k0 ) = ei , i ∈ I [1, n] , where ei denotes the ith column of In .
Ai j (k) ≤ ci j + di j k m i j ∀k ∈ J, j > i. Then, by using (39), we get, for all k, k0 ∈ J, k ≥ k0
%& '%
Then, by applying Theorem 2 repeatedly from the bottom to the ΦA + E (k, k0 ) = % z1 (k) z2 (k) · · · zn (k) %
top, we conclude that system (37) is ES. Moreover, if xn (k + 1) = ⎛ ⎞
γ
k −1
An n (k) xn (k) is UES and mi j = 0, then system (37) is also UES. ≤ nγλk −k 0 exp ⎝ E (j)⎠
λ j=k
0
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4280 IEEE TRANSACTIONS ON AUTOMATIC CONTROL, VOL. 62, NO. 8, AUGUST 2017
Proof: We notice that, for any given k0 ∈ J and any positive con- Example 6: Consider a second-order DLTV system with
stant ε, there exists a positive integer K (k0 , ε) such that
⎡ ⎤
exp ((k + 2) sin ln (k + 2)) −2 a
e e−a k ⎦
E (k) ≤ ε ∀k ≥ k0 + K (k0 , ε) κ0 . (45) A (k) = ⎣ exp ((k + 1) sin ln (k + 1))
0 e−a
We can compute, for any k ≥ k0 ∈ J
A1 1 (k) A1 2 (k)
⎧ k −1 (48)
⎪ 0 A2 2 (k)
k −1 ⎪
⎨ E (j) , k ∈ I[k0 , κ0 )
j=k0
E (j) = where k ∈ J = Z+ and a satisfies
⎪
⎪
κ0 k
−1
j=k0 ⎩ E (j) + E (j) , k ≥ κ0
j=k0 j=κ0
1 1 1 + eπ
⎧ κ0 <a< Π2 ⊃ Π0 . (49)
⎪ 2 2 eπ
⎪
⎨ E (j) , k ∈ I[k0 , κ0 )
j=k0
≤
κ0 It is clear that the A2 2 -subsystem is UES and A1 2 (k) satisfies (32)
⎪
⎪ E (j) + ε (k − κ0 ) , k ≥ κ0
⎩ with λ1 2 = 1, which implies that (33) is satisfied. Hence, Conditions
j=k0
2–4 of Theorem 2 are satisfied. However, Condition 1 of Theorem 2 is
κ0
not satisfied since the A1 1 -subsystem is ES but is not UES (according
≤ ε (k − k0 ) + E (j) . (46) to Example 3). In the following we will show that the system is even
j=k0
UNSTABLE.
Denote the state transition matrix of (48) by Φ (k, k0 ) =
Since ε can be sufficiently small, the result then follows from
[φi j (k, k0 )] , i, j = 1, 2. Then, by (34), we have
Theorem 3.
Corollary 2: Assume that the following condition is satisfied
k −1
h(k + 1)e2 a (j + 2 ) −a j −a (j −k 0 )
φ1 2 (k, k0 ) = e e
lim E (k) = 0. (47) h(j + 2)e2 a (k + 1 )
|k |→∞, k ∈J j=k 0
k −1
1
Then, the perturbated DLTV system (38) is UES if and only if the = h(k + 1)e4 a −2 a (k + 1 )+ a k 0
nominal DLTV system (1) is UES. j=k0
h(j + 2)
Proof: The proof for “if” part: Let e(k) = E (k). For any given
ε > 0, there exists an integer k∗ = k∗ (ε) such that
−π 2 )π)),
1
where h(k) = exp(k sin(ln(k))). Let k n = floor(exp((2n
π
kN = floor (kn e ) > kn , kβ = floor kn e β
and β ∈ 0, 2 be a
e(k) ≤ ε, ∀ |k| ≥ k∗ , k ∈ J.
constant to be determined. For any k0 , let n0 be such that kn 0 ≥ k0 .
Since
Hence, for any k ≥ k0 ∈ J, we can compute
1
k −1
εΔk + k∗ maxi ∈I[0 , k ∗ ] {e(i)} , J = Z+ − sin (ln (s + 1)) ≥ cos (β) − , s ∈ [kn , kβ ]
s
e(j) ≤
j=k0
εΔk + 2k∗ maxi ∈I[−k ∗ , k ∗ ] {e(i)} , J = Z
we have
where Δk = k − k0 and since the second term on the right-hand side k N −1
of the above inequality is independent of k0 , the result then follows φ1 2 (kN , k0 ) = φ1 1 (kN , j + 1) A1 2 (j) φ2 2 (j, k0 )
from Theorem 3. j=k0
The proof for “only if” part is the same as that for Theorem 3 in
k N −1
view of (43). π
(k N + 1 ) 1 − k e + 1 + 4 a −2 a (k N + 1 )+ a k 0 1
Corollary 3: Assume that the limit limk →∞ A (k) exists and let ≥e N
j=kn 0
h(j + 2)
limk →∞ A (k) = A∞ .
1) Let J = Z+ . Then, the DLTV system (1) is UES if and only if A∞ k β −1
1
≥ e−e e(j + 2 ) (c o s β − j + 1 )
π −(2 a −1 )k n e π + a k 0
is Schur stable.
2) Let J = Z. Then, the DLTV system (1) is ES if A∞ is Schur stable. j=kn
3) Let J = Z and, moreover, limk →−∞ A (k) = A∞ . Then, the
−e π −(2 a −1 )k n e π + a k 0 + k n c o s β −2
DLTV system (1) is UES if and only if A∞ is Schur stable. ≥e
Proof: We write (1) as x(k + 1) = (A∞ + E(k))x(k), where ≥ e(c o s β −(2 a −1 )e
π )k n + a k 0 −2 −e π
.
E(k) = A (k) − A∞ . Since limk →∞ E(k) = 0, Item 1 of this corol-
lary follows from Corollary 2, Item 2 follows from Corollary 1, and
Let β be chosen such that cos β > (2α − 1) eπ , which is possible since
Item 3 follows also from Corollary 2 since lim|k |→∞ E(k) = 0.
0 < (2α − 1)eπ < 1. Hence
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IEEE TRANSACTIONS ON AUTOMATIC CONTROL, VOL. 62, NO. 8, AUGUST 2017 4281
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