Professional Documents
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article
during the COVID-19 pandemic: a systematic review
Introduction Method
The outbreak of COVID-19 (acronym for coro- This systematic review was performed follow-
navirus disease), originated in December 2019 in ing the Preferred Reporting Items for Systematic
Wuhan, a city located in the Hubei province, in Reviews and Meta-Analyses (PRISMA) guide-
China. Due to the high transmissibility capacity lines, according to the guidelines of the PRISMA
of the coronavirus, it has spread all over the world, committee3. The research was registered in the
causing a major public health problem world- International Prospective Register of Systematic
wide. Thus, on March 11, 2020, a global pandemic Reviews (PROSPERO) on April 26, 2021 under
was declared by the World Health Organization registration number CRD42021241088.
(WHO)1,2. With the increase in the number of
cases of people infected by the coronavirus, the Eligibility criteria – study selection
health system experienced several problems due
to the lack of scientific knowledge about the new The studies were selected using predefined
disease, which had a high mortality rate1. criteria established by two lead researchers. For
With the arrival of the virus and its differ- key question 1, the study sample/population
ent mutations, health systems collapsed and consisted of health professionals who worked in
faced great difficulties due to the lack of effective the assistance and care of patients infected and
protocols to fight the virus and of scientific ev- diagnosed with COVID-19 and frontline work-
idence-based treatments2. Also, the lack or the ers in hospitals, clinics and/or rehabilitation
inadequacy of appropriate training in COVID-19 and screening centers for COVID-19. For key
care teams regarding the prevention and control question 2, the potential risk factors were demo-
of infections resulted in a high number of con- graphic characteristics – assessed country and/or
tamination cases among health professionals. city, history of exposure, administrative factors
Moreover, the lack of personal protective equip- – such as workload. Two researchers (BILB and
ment supply at the beginning of the pandemic MAXS) reviewed each selection stage of the stud-
made the situation of health workers who were ies included in this research and a judge’s opinion
on the frontlines of the fight against COVID-19 (MMAS) was requested when there was no con-
even more precarious. sensus among the researchers.
Faced with the existing circumstances, which According to the PICOS model, the follow-
demanded great responsibility from health pro- ing eligibility criteria were adopted: Participants
fessionals and constituted a life-threatening situa- (P): health professionals who care for or assist
tion, it is clear that it is necessary to be concerned patients with COVID-19 infection and work-
about the possible impacts on the mental health ers who work on the frontlines of hospitals,
of these professionals, especially those who were clinics and rehabilitation and screening centers
directly linked to coping with the pandemic, in for COVID-19; Outcome (O): Prevalence of
the so-called frontlines. Therefore, it is important common mental disorders reported in studies;
to carry out scientific research of the systemat- Study(S): cross-sectional, or longitudinal, or co-
ic review type, aiming to gather evidence from hort (baseline data). Because it is a systematic
studies whose objective was to map the available review, not all questions were able to receive a
evidence on risk factors for the mental health satisfactory answer.
of health professionals working on the frontline The following were considered as inclusion
during the COVID-19 pandemic. criteria: the article indexed in the selected da-
Regarding the unprecedented character of tabases, with complete availability – as free and
this study, it was shown that at the time it was full form – of the text; peer-reviewed journal
carried out, there were no reviews registered in articles; research published in English, Spanish
the PROSPERO database addressing this subject. and/or Portuguese; with date filter related to the
Emphasis is added on how the articles were cate- years 2019 to June 1, 2021. No restrictions were
gorized and on how the quality of the studies was assigned to the place where the manuscript was
assessed. PROSPERO is a free registration data- produced.
base for systematic review protocols. It should be
noted that the scientific relevance of this data- Information sources and search strategy
base is internationally recognized and allows the
identification of unpublished reviews, such as the A search was carried out independently by
present one, and also of outcome biases. four researchers, following the selection criteria
3035
data extraction - selected and displayed in Charts The research characteristics (analyzed group/
1 (available from: https:/ /drive.google.com/ professional categories; country of origin; objec-
file/d/1L_9UvMQ5R329MYnfLFMErJIO_WN- tive) as well as the results of the study are shown
qMkjt/view?usp=sharing) and 2 (available from: in Chart 1 (available from: https://drive.google.
https://drive.google.com/file/d/1Jwi0Zfot8K9ld- com/file/d/1L_9UvMQ5R329MYnfLFMEr-
whTN-Ptf8G3yzUvHlDl/view?usp=sharing) and JIO_WNqMkjt/view?usp=sharing). Regarding
in Figure 1. the methodological characteristics of the eligible
studies, of these, 34 were cross-sectional stud-
Overall characteristics of included ies6-10,12-14,16-23,25-27,32-39,41-48, two were longitudinal
studies and quality assessment studies11,24, one was a comparative study15, one
was an observational cohort28, one was an obser-
The eligible articles had an average NHLBI vational and descriptive cross-sectional study30,
quality assessment score, namely: seven studies one was an observational cross-sectional31, and
scored above 9, being considered average 9/527.38- one was a prospective cohort study40. Of the 43
40,44
; 10/126; 11/133. The studies considered rea- studies included, 42 were performed and pub-
sonable were the vast majority 6/229,47; 7/528,30,34- lished in 20206-8,10-48, and only one study was pub-
36
; 8/925,31,32,37,42-44,46,47; all studies eligible for the lished in 20219.
NHLBI quality assessment are shown in Chart Regarding the samples, the total number of
2 (available from: https://drive.google.com/ the assessed population in the studies was 49,117.
file/d/1Jwi0Zfot8K9ldwhTN-Ptf8G3yzUvHlDl/ All studies had a detailed profile and studied
view?usp=sharing) population and most cross-sectional studies used
non-probabilistic sampling methods. As for the
demographic characteristics related to the origin
of the studies, most of the them were Chinese
(15), where the outbreak of COVID-19 started.
However, studies were also carried out in Spain
(4), the United States (3), Italy (3), Turkey (2),
Germany (2), India (2), Japan (2), Saudi Arabia
(2), Sri Lanka (1), Ghana (1), Ireland (1), France
(1), United Kingdom (1), Russia (1), Oman (1)
Records identified in and Ethiopia (1).
Databases Records removed
before screening: 0 The professional category most frequently
Identification
PubMed Central:
Duplicate records
n = 9,987 Ovid
removed: 366
reported in the studies was the nursing profes-
Technologies: n= sional, followed by physicians, technical profes-
6.864 GALE Academic Records identified
Onefile: 1,354 as non-eligible by sionals, dentists, administration, cleaning and
Zotero: 2,722
Science Citation Index security workers.
Expanded: 528
Profile of the study population
Excluded records:
Screened records: 15,645 9,966
The most frequently researched profession-
al categories in the selected studies were Nurses
Screening
Publications assessed
for eligibility: 5,679
and Physicians, and most of the studies pointed
out these professionals experienced work over-
load, as reported in 37 studies6-17,20-25, 27-32,34,36-48.
Publications assessed for The assessed nursing professionals were most-
full-text reading: 1,047
ly women7,8,16,30,31,34,37,41,48. The predictors for the
emergence of mental disorders and/or mental
Included
During the final selection, 43 articles were in- Description of the risks associated
cluded for full-text reading and data extraction. with the shortage of training
Four main risks to which health workers involved and educational programs
in the care of patients diagnosed with COVID-19
are exposed during the pandemic were highlight- Inadequate training of health professionals
ed, which were grouped into three categories, was a factor reported as a predictor of the emer-
two that deal with the risks and a third that aims gence of mental disorders and/or mental suffer-
to describe the incidence of symptoms/mental ing and, consequently, of COVID-19 contamina-
disorders in the studied population, namely: i) tion. The lack of adherence to infection control
description of the risks associated with the oc- protocols, associated with the lack of a psycho-
cupation and environment, ii) description of the social support system, which would accompany
risks associated with the lack of educational and workers outside work shifts, as well as training
training programs, and iii) description of the im- and updating of access and use of personal pro-
pact on the mental health of professionals: inci- tective equipment, were also issues related to
dence of symptoms/disorders related to mental educational risks [29,39,43], increasing the pos-
health described in the studies. sibility of mental disorders among the workers.
Description of the risks associated with the Description of the impact on the
occupation and the work environment professionals’ mental health: incidence of
symptoms/disorders related to mental
With regard to issues involving work organi- health described in the studies
zation and lack of personal protective equipment,
all 43 studies reported some type of PPE deficit, The studies described a wide variety of find-
something that was considered a factor that in- ings on mental health effects. These effects, con-
creased the level of stress among health profes- sidered to be a result of the COVID-19 pandem-
sionals. ic on the health workers’ mental health, were
Exposure to infected patients, mainly through grouped into two categories, namely: i) issues
work in high-risk departments/environments, related to mental disorders, and ii) issues related
such as the Intensive Care Unit (ICU) and other to the work process.
places with large circulation of contaminated flu- Regarding the aforementioned symptoms/
ids/aerosols, have been reported as an important disorders, anxiety, depressed mood, insomnia,
risk factor for COVID-19 contamination among distress, emotional exhaustion, fatigue and/or
health professionals8,19,21,28. obsessive-compulsive disorder (OCD) were the
Fatigue, sleep and insomnia, which are relat- most frequently reported ones in the 43 analyzed
ed to working hours and work overload, were the studies6-17,20-34,36-48.
main predictors for the onset of stress and anx- In general terms, the proportion of severe to
iety at work3,4,6,11,18,24,29,33,34. Four studies showed extremely severe symptoms of depression and
data on this association, which resulted in lack of anxiety was reported by 40% of the population
rest, sleep deprivation, insomnia and prolonged assessed in this review, in 27 studies, allowing
exposure to infected patients4,6,18,34 as factors that the understanding there is a significant associ-
led workers to stress. ation between the workers’ contact and inter-
The combined effects of stressors, viral load ventions with patients infected by COVID-19
and environments that were unprepared to meet and symptoms of anxiety and stress at work, re-
the needs to fight the virus were some of the spectively6-10,12-17,23,24,26-30,32,33,37,41,44-48. Psychological
items identified in the screening of the system- symptoms were evaluated across studies using
atic review8,23. different validated measures. To measure levels of
3038
Silva MAX et al.
professional burnout, for example, the Maslach that should be more valued in the universe of
Burnout Inventory (MBI) was used12-14,41. These research performance in pandemic situations,
findings suggest marked differences in the preva- understanding that these scientific studies are
lence of depressive symptoms among the studies important documents for the creation and im-
assessed in this review. plementation of professional practices, organiza-
Three cross-sectional studies, all from Chi- tion, management and creation of public health
na, reported resilience, good preparedness of and work policies.
the professional team, good management of the The World Health Organization presented
health system, as well as good psychological cop- relevant data, warning that the first year of the
ing capacity of professionals and management COVID-19 pandemic caused an increase in the
when facing public health emergencies as posi- global prevalence of anxiety and depression, an
tive factors, which could prevent or alleviate the increase of 25% of reported and diagnosed cas-
health professionals’ mental illness18,19,35. es. These concerns with presumed increases in
these conditions led 90% of the assessed coun-
tries to include mental health and psychosocial
Discussion support in their plans to respond to COVID-19
in the workplace. However, there are still signif-
The SARS-CoV-2 pandemic was declared in icant gaps and concerns related to the workers’
March 2020 by the World Health Organization health50.
(WHO), putting more than 200 countries on The Pan American Health Organization
alert. While the world was concerned about it (PAHO) in 2022 highlighted the impact of
and committed to saving lives, counting on the COVID-19 on the mental health of the world’s
quality and speed of the health professionals’ population as being only the tip of the iceberg.
work who cared for the individuals diagnosed Therefore, the aforementioned organization
with the virus, the mental health of these workers pointed out that all countries (especially develop-
was neglected1,11-13,21,46,48-52. ing countries, which suffer more from econom-
A study carried out by the Oswaldo Cruz ic issues and inequality in mental health care)
Foundation, which considered the Working need to consider mental health as an important
Conditions of Health Professionals in the Con- element, because only then would it be possible
text of COVID-19 in Brazil, had 25,000 partici- to offer decent work, in terms of better support
pants and portrayed the reality of professionals to the mental health of populations in pandemic
who worked on the frontline, who described be- periods52.
ing marked by physical and mental pain, suffer- The director of the WHO Department of
ing and sadness, with strong signs of physical and Mental Health and Substance Use, in turn, un-
mental exhaustion. In most cases, the work was derlined that even though the pandemic has gen-
carried out in strenuous environments, where erated interest and concern for mental health, a
the work and activity overload was a constant, as framework was revealed, related to the historical
a way to compensate for the high degree of ab- underinvestment in services that offered care
senteeism that occurred. Moreover, the fear of focused on this issue49,51,52. Thus, countries need
contamination and imminent death were expe- to act urgently, aiming to guaranteeing mental
rienced on a daily basis, in actions marked by the health support that is available to all, especially
risk of sequestration of the worker’s rights (loss in the pandemic and post-pandemic periods51.
of labor rights, outsourcing, unemployment, loss
of income, low wages, extra expenses with PPE Description of the risks associated with
purchases, alternative transport and food)51. occupation and the work environment
Although most countries managed to con-
trol the COVID-19 pandemic over the last few Frontline workers, when facing the
years through vaccination, incipient research has COVID-19 pandemic, were directly involved in
addressed the mental/psychiatric health issues of the reception, care, embracement, diagnosis and
health professionals who worked on the front- treatment of individuals with COVID-19. The in-
lines during the pandemic, and there are few creasing numbers of confirmed cases in 2020 in
studies with descriptions of the most frequent- Europe, Asia and America, and in the beginning
ly reported mental disorders/illnesses during of 2021, mainly in Latin America and Africa49-52,
the pandemic period. It is understood that the increased the rates of contamination by different
mental health dimension is an essential aspect variants among health professionals. The wors-
3039
orating other authors, in which the prevalence of included discussions about the fear of being
depression and insomnia showed significant lev- infected and the distress caused by the fear of
els8,9,11,16,23,29,34,38,39. spreading it to family members, stigmatization
The study by Sun et al.50 further triggered the by the population at the critical moment of the
structural crisis that the COVID-19 pandemic pandemic, low self-confidence, low occupational
brought to the world of work, especially to work safety and long working hours/high workloads,
performed by women. In a subgroup analysis as crucial risk factors, which need to be consid-
carried out in the aforementioned study, high ered in the design and implementation of future
rates of depression were displayed by female pro- psychological support services for health profes-
fessionals, compared to male ones, who worked sionals who have experienced this pandemic and
on the frontline, corroborating the findings in those who may experience future ones.
this review7,8,16,30,31,34,38,41,48.
The results found in this review suggest that
the intervention process in the work environ- Conclusion
ment needs to be carried out early, aiming to
reduce the high levels of adverse mental health This systematic review sought to identify articles
problems in health professionals, especially re- related to the effects of the COVID-19 pandem-
garding the incidence of anxiety. and depres- ic on the mental health of health workers who
sion8-13,15-17,30,31,34,38,41,48. worked to fight the virus and the prevalence of
There are numerous strengths and some lim- impacts for these professionals. The review of
itations in the present review study, among which the articles showed the description of the charac-
are the issues involving the division of profes- teristics of the included studies, measured their
sional categories that worked with patients with quality, identified the target audience of these
Covid-19, something that made the analysis a studies (most frequently involved professionals),
complex one. To minimize these limitations, the identified different types of risk factors related to
review also included studies that assessed techni- the performance of this work (occupational/en-
cal professionals, who, despite not being from the vironmental, training/ education, and focused on
health area, worked daily in health services and mental health), and carried out reflections based
dealt with interventions related to the frontline. on the need for investment by companies and
Another factor related to limitations is related governments in care programs aimed at mental
to the inherent heterogeneity of studies. While health worldwide.
numerous studies showed levels of prevalence of Finally, the study disclosed the need to devel-
anxiety, depression, burnout, and insomnia, oth- op new scientific research, with different method-
ers used the same tests, but different assessment ologies, but which deal with the description and
scales, thus establishing different thresholds. analysis of the work experience of professionals
Although in the year 2023 the World Health who were involved in interventions with patients
Organization declared the long-awaited end of diagnosed with COVID-19, especially having as
the Public Health Emergency of International an object for the analysis the mental health of
Concern (PHEIC) for COVID-1953, all the stud- these workers. This study has as a limitation, the
ies that were analyzed in this systematic review time period of the bibliographic search.
3041
CRC Galvão, MMMA Barros and ACO Silva are Conselho Nacional de Desenvolvimento Cientí-
senior co-authors. MAX Silva, MMA Santos, AB fico e Tecnológico – Notice n. 04/2019 for Under-
Araújo, MBCA Souza and BIL Barroso conceived graduate Research Project.
this article, organized the literature review, con-
ducted the analysis to inform the content of this
research. BIL Barroso conducted the literature
review, guided the research and analyzed the
data, and prepared the materials for the project
development meeting. MBCA Souza and BIL
Barroso worked on the design of the results, crit-
ical review, data analysis, manuscript writing and
final approval of the version to be published. All
researchers worked on the critical review of the
article. All authors approved the final version of
the study. BIL Barroso is the head of research and
ensured the quality of this study. MBCA Souza,
the corresponding author, certifies that all list-
ed researchers meet the criteria for authorship
and participation in this project, and that no re-
searcher was omitted.
3042
Silva MAX et al.
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Article submitted 01/06/2022
Approved 01/06/2023
Final version submitted 02/08/2023
CC BY This is an Open Access article distributed under the terms of the Creative Commons Attribution License