Professional Documents
Culture Documents
101111111111
L00036167
Design of Structures
and Foundations for
Vibrating Machines
• .,, :.1'' ,.
-;,:_•·
- ;- V
c.··:~•-,-1"':'
Design of Structures
EQUIVALENT
kh,kv --,....i
e I+, m1
kx
Design of Structures
and Foundations for
Vibrating Machines
and Foundations for
Vibrating Machines
Suresh C. Arya
Principal Engineering
Specialist, CE Lummus, Houston,
Texas
Michael W. O'Neill
Associate Professor
Civil Engineering, University of
Houston
George Pincus
Professor
Civil Engineering, University of
Houston
iv
Contents
1. lntroduction-Fundamentals . ,. ................................................................1
Structural System o! Foundations, 1; Theorelical Approach, 1; Fundamentais ot Theory oi
Vibrations, 2; Single-Degree-of-Freedom System, 2; Calculatíon of Parameters for
Mathematlcal Model, 2; Equlvalent Mass, me, 2; Equivalent Sprlng Constant, k,,, 4;
Equlvalent Forcing Functlon, F(t), 4; Formulalion of Mathematical Model, 4; Transient or
Free Vibratlons, 6; Steady-State Solution oi Forced Vibratlons, 8; Oynamlc System Sub-
jected to Rotating-Mass-Type Excitation, 11; Termlnology, 12; Acceleratlng Bodles (Ac-
celeratlon, Velocity, Dlsplacement), 12; Amplitude (Dlsplacement, Vlbration), 13; Analysls
(Computar, Oynamic, Matrlx Method, Modal, Static), 13; Balanclng (Statlc, Dynamlc), 14;
Beat, 14; Condltlons (Boundary, Constraint, lnltlal), 14; Damping (Coefficient or Constant,
Criticai, Dashpot, Factor or Ratlo, Viscous), 15; Coordinates (Cartesian, Generalized, Nor-
mal or Principal), 15; Dlfferentlal Equations (Linear, Simultaneous), 16; Dynamic (Eigen-
values, Elgenvectors, Force, Load, Load Factor, System), 16; Excitatlon (Impulse, lnertial,
Harmonlc, Sinusoidal, Periodlc, Transient), 17; Foundatlon Structure (Block-Type,
Elevated Frame or Table Top, Mal Slab, Overtuned and Undertuned), 18; Frequency
(Angular or Circular, Damped Natural or Harmoníc, Excltatlon-Forclng or Operating,
Fundamental, Natural, Aayleígh's), 18; Magniflcatlon or Ampliflcatlon Factor, 20; Mass
(Conslstent or Contlnuous, Equivalent Lumped or Lumped), 20; Motíon (Equatíon oi Mo-
tion, Perlodlc, Aperlodlc, Slmple Harmonic or Sinusoidal, Subharmonlc, Superharmonic),
20; Modes (Coupled, Uncoupled, First, Lowest, Fundamental, Normal, Prlnclpal-
Elgenvector), 21; Modes oi Vibrations, 24; Node (Points, Vlbra!ing Systems), 24; Oscilla-
tion, 24; Peak-to-Peak (Double Amplitude oi Vibratlon), 24; Period, 24; Phase (Angle), 24;
Resonance (Condition, Frequency), 25; Response (Dynamic, Steady State-Forced Pari,
Translent), 26; Shaft (Criticai Speed, Flexible, Rígíd, Stifl), 27; Sprlng Stlffness (Constant,
Equlvalent, Unear-E!astic, Nonlínear, Soll), 27; System (Contlnuous, Dynamlc, Free,
!deal!zed or Equívalent, Linear, Nonlinear, Lumped-Mass Spring-Dashpot, Slngle-
Degree-of-Freedom, Mul!iple-Degree-of-Freedom), 28; Transmísslbility Factor, 31; Ref-
erences, 31.
v
Vibrating Machines Supporteá by Cantilever, 35; Model 5-Vlbrating Machines Sup-
ported by Flxed Beam, 35; Model 6-Typlcal Elevated Pedestal Foundat:on (Table Top),
36; Model A-Slngle-Lumped Mass (Uncoupled Superstructure and Foundation), 36;
Model B-Multl-Lumped Mass (Uncoupled Superstructure and Foundatlon), 36;
Rayleigh's Frequency, 36; Modal Multidegree Lumped Mass Analysls, 37; Model C-Two-
Lumped Mass with Coupled Soll-Structure lnteraction, 37; Model D-Multi-Lumped Mass
with Coupled Soll-Structure lnteractíon, 38; References, 38.
Machíne Propertles and Requlrements, 46; Soil Parameters, 47; Environmental Condi-
tions, 49; Triai Sizing of a Block Foundation, 49; Triai Sizing of Elevated Foundatlons
(Table Tops), 50; Checklist for Design, 51; Design Conditions and Procedures (Static Con-
dítions, limiting Dynamic Conditions, Posslble Modes of VibratiOn, Fatigue Failures, En-
vironmental Demands), 52; References, 56.
Notation for Chapter 4, 57; Evaluatlon of Soll Parameters, 59; Shear Modulus, 62; Calcula-
tion of Shear Modulus for Structure-Soil lnteractlon Analysis, 68; Selectlon of Shear
Strain Magnitude for Computing Approximate Shear Modulus Beneath Footings, 69;
Damping Ratio, 70; Selection of Polsson's Ratio and Soll Density, 71; Effect oi Fooling
Embedment, 72; Effect of Stiff Underlying Stratum, 72; Ellect of Stratum oi Loose
Granular Soll, 74; References, 76.
Notation for Chapter 5, 77; Modificatíon oi Foundation Response, 78; Vertical Sprlng and
Damplng Constants for Flexible Mats, 79; Deep Foundatíons, 80; Vertical Motion, 81; Pile
Groups, 82; Horizontal Motion, 86; Uncoupled Rocking Motlon, 86; Testing Methods and
Emplrical Correlations Based on Tests, 88; Comparison of Theory and Measured
Behavior, 89; Reterences, 90.
vi
7. Computer Analysis and Applications: Elevated Foundation ....................... 113
Vii
To our families:
viii
Preface
The design of structures and loundations supporting dynamic loads has gradually
evolved lrom an approximate rule-of-thumb procedure to a scientifically sound engineer-
ing procedure. Current state oi the art allows engineers to reliably design structures which
support increasingly heavier and larger machines. Recent advances in a number 01
engineerlng disciplines, when merged with a tradilional well-established body oi
theoretlcal knowledge, have resulted ln definite procedures for lhe analysis and design of
dynamically loaded structures. However, most concepts and procedures used in the
design oi structures carrying dynamic machines and ul!lmately supported by lhe sol! have
heretolore been dispersed ln texts dealing with a single aspect ora limited portion oi the
problem. This text brings together ali those concepts and procedures for design of
dynamlcally loaded structures. Disciplines that are lnvolved ln modem design procedures
include: theory oi vlbratlons, geotechnlcal engineering including soll dynamics and hall-
space theory, computer codlng and applicatlons, and structural analysis and design. lt Is
assumed that the reader is an engineer ar designer who Is familiar with these areas.
However, a basic introduction ln each area is also included ln the text to enhance the
background oi some readers.
The book includes an introductory chapter whlch reviews basic fundamentais. Chapter
2 describes alternativas oi modellng dynamlcally loaded systems whlle Chapter 3 con-
siders and llsts the information necessary for design. Chapters 4 and 5 describe the geo-
technlcal aspects of the problem and Chapter 5 speclfically considers flexible mats and
deep foundations. Finally, Chapters 6 and 7 include actual examples of different types oi
structures supportlng dynamlc machlnes.
This book is wrltten by practicing engineers and engineerlng teachers. Practitioners
and studenls will lind lhe information contained here useful ln thelr work. Also, the book
will provida additional opportunltles to merge lhe real world oi design wlth senlor- and
graduate-level engineering classroom lnstructlon. Flnally, thls book will serve as a model
for integralion of knowledge whlch cuts across severa! traditlonal, but previously loosely
connected areas.
Suresh C. Arya
Michael W. O'Neill
George Pincus
March, 1979
ix
1 lntroduction-
Fundamentals
The analysis and design of foundations and structures geotechnical consultant and the machine manufacturer.
subjected to vibratory loads is considered a very complex However, during the design phase, it may become neces-
problem because of the interaction of structural engi- sary to adjust the dimensions or shape of the foundation,
neering, geotechnical engineering, and the theory of partly to meet the design criteria or to avoid interference
vibration. These foundations may be designed as a with other fixed objects such as pipelines and building
simple block, either of plain concrete or of reinforced foundations. The broad categories of foundations are
concrete, not different in resemblance from a footing (a) shallow foundation ( resting on soil) and ( b) deep
designed for static loads. The practicing engineer ,who loundation (supported by piles or piers) . A further
is generally not theoretically motivated ordinarily classification involves the structural configuration of the
shuns theoretical investigations partly because these in- f oundation:
vestigations on a rnassive concrete block do not result 1. Block-type foundation, consisting of a thick slab
in any additional reinforcement other than ordinary of concrete directly supporting the machine and
minimum percentage of reinforcement required by the other fixed auxiliary equipment.
governing codes. Even when engineering talent is avail- 2. Elevated pedestal foundation ( table top), consist-
able for a theoretically exact analysis, other factors such ing of a base-slab and vertical columns supporting
as economy, lack of high-speed computers, or design a grid of beams at the top on which rests skid-
tradition result in an approximate nondynamic design. mounted machinery. These types of foundations
Thus, it has become imperative to devise practical de- are illustrated in Figure 1-1.
sign procedures which include the various aspects of
design and analysis of these foundations in a way that Theoretical Approach
the least effort is involved in the theoretical investiga-
tion. The design engineer should recognize that the Vibrations developed by operating machinery praduce
theoretical dynamic investigation is an integral part of several effects which must be considered in the design
the design effort. of their foundations in addition to the usual design
ln this book, an effort has been made to use and static loads. ln some cases, if the size of the machine
simplify the latest theoretical knowledge available in involved is small, it may be appropriate to design the
this field ( ref. 1) . An easy-to-follow step-by-step routine foundation for equivalent static loads instead of strictly
is developed for actual design problems. applying the vibration design criteria. However, once
ln addition, at every step of investigation, a brief the design engineer has recognized the need for a
description is presented explaining the physical meaning vibration analysis, it is necessary that the designer possess
of the parameters used and role they play in the design a clear understanding of the fundamentals of the theory
process. of vibration (refs. 3, 5, 6 and 7)i rnodeling techniques
( refs. 2 and 8), soil dynamics ( ref. 1), and in some
Structural System of Foundations cases, the applicatíon of computer programs ( refs. 2
and 3 of Chapter 7) .
The structural form of machine foundations is gen- ln the step following the selection of the foundation
erally determined by the infonnation provided by the gross geometry, the design engineer is faced with the
1
2 Design of Structures and Foundatlons for Vibrating Machines
(Table Top)
vibration analysis. The usuat procedure is to establish generating a harrnonic centrifugai force. A step-by-step
a mathematical model of the real structure which is proceclure will be described for modeling the actual
a necessary prerequisite ín order to apply the theory structure.
of vibrations. The mathernatical representatio:n of a
structural system is usually definerl in terms of a lumped Calculation of Parameters
mass, an elastic spring, and dashpot for each degree for Mathematical Model
of freedom" The terms which are used in the developÀ
men t of the theory of vibra tions are described in the
Equivalent Mass, m.
Terminology section provided at the end of this chapter.
Fundamentais of Theory of Vibrations The beam has distributed mass along its Jength, and
its ends are fi.xed against rotation. ln calculating the
The subject of vibration deals with the oscíllatory mass for the rnathematical mode1,; it is necessary to lump
behavior of physical systems. Ali physical systems built the mass only at points where the dynamic force is act~
of material possessing mass and elasticity are capable of ing, and_also at those pcints where the dynamic response
vibration at their own natural frequency ,which ís known is required. ln this e.xample, the dynamic force is acting
as a dy:namic characteristic. Engineering structures sub- at the middle and the response is also required at the
jected to vibratory forces experience vibration in differ~ middle. The technique for obtainíng the lumped mass is
ing degrees, and thelr design generally requires deter~ to equate the kinetic energies of the real and the equiva~
mination of their oscillatory behavior. The present lent systems (refs. 2 and 8). First, a deflected shape of
"design office" state-of-.the-art considers only their linear the real system is assumed, Figure 1-2b which corre-
behavior because of the convenience afforded by apply- •ponds to the predominant mode. ln this example, the
ing the pr·in.cíple of superposition, and also because beam can have predominant translatíonal modes ín the
the mathematical techniques available for their treat- x-y plane_, the x-z plane, and a rotacional mode about
ment are well developed. ln contrast) nonlinear be- the x-axis. Thus, the model has three single-degree-of-
havior of systems is less well known, and the mathema- freedom systems independent of each other. Considering
tical treatment is difficu]t to app!y, However, all struc- only the deflected shape in the .,,_y plane, and assuming
tures tend to become nonHnear at high amplitude of the shape is the sarne as that which would be caused by
osdllation, and a nonlinear analysís is required under a concentrated Joad P applied statically in the míddle,
those conditions.
y. = (Px' /48 EI,) (31 - 4x) (1-1)
Single-Degree-of-Freedom System
Yvmu = Pf /192 EJ, (1-2)
1
An engineering structure (a fixed beam) is illustrated Assuming the beam s behavior stays with)n the elastic
in Figure 1~2a. The beam is supporting a machine range and the maximum velocity at any point along the
lntroduction-Fundamentals 3
i
112 //2
~ITc T
(spnng "=
constant)
7"
1
(dashpot) 1._' k
•
Cy
-- __ .,
w . Wlk =ó,,--,- l 7 ky
~y w
w
+ my
Figure 1-2. SDOF representatlon oi a flxed beam supporting machinery ln the míddle.
Since the kinetic energies must be equal in both sys- single-degree-of-freedom system, the work dane by the
tems, and since V mn.x must equal Ve, actual system is equated to that clone on the equivalent
systern. The load factor, ki, with which the distributed
KE, ~ KE, dynamic force should be modified to determine the
equivalent, concentrated dynamic force is given in
(13/70) m, v!,., Table 1-1. For the model shown in F·igure 1-2a, the
or dynamic force acts at the middle of the beam, thus, a
force rnodification factor is not required.
(1-5)
Formulation oi Mathematical Model
Therefore, 37.1% of the total distribution mass shou1d
be included as the corresponding mass of the mathemati- A procedure for obtainíng the values of various
cal model. However, the mass of the machine is located parameters in a mathematical model which equal those
at the middle; hence, that entire mass should be con- in an actual system is given in the preceding section. An
sidered part of the equivalent mass. equivalent mathernatical model is shown in Figure 1-2c.
The mass and the spring constants are the equivalent
m~ = 0.371 m 1mm + (1-6) parameters corresponding to an actual ·system. An equiv-
Similarly, equivalent mass can be calculated in the alent damping coefficient is not required in this partic-
x-z plane ,which will also have the sarne magnitude since ular model since it is associated with the velocity of the
the deflection curve of the beam remains the sarne. system only, and its effect is implicitly included when the
Table 1-1 lists equivalent mass factors for beams and equivalent values of mass and spring constant parame-
sla?s with different types of loads and support conditions. ters are calculated. The chosen model has three inde-
pendent degrees of displacement and/or rotation, and
Equivalent Spring Constant, k, therefore, there are three individual equivalent models
having a single degree of freedom each. The technique
of mathematical formulation for each of the three models
The spring constant of an equivalent system is obtained
is the sarne, and therefore, only one single-degree-of-
by equating the resistances to deformation of the proto-
freedom model will be examined in detail.
type and the mathematical model, in this case, the uni-
A model, shown in Figure 1-2d with a weight W, is
formly distributed loaded beam vs. the mcxleled middle
attached to a weightless spring k, and the spring stretches
loaded beam. The resistance offered by the beam per
by an amount Oat = W / k. The system is initially in a
unit load is given by the reciprocai of the deflection
state of static equilibrium with the dead weight W bal-
produced by the sarne unit static load applied at that
anced by the restoring pull of the spring kOat, Subse-
point. Therefore, in the example under consideration,
quently, the 1Vveight W is set into oscillation by the appli-
the resistance offered due to a unit concentrated load at
cation of some disturbance.
midspan ( ref. 9) is
Starting at time equal to zero, the system vibrates freely
with an amplitude of ±y displacement (Figure 1-2e).
R, l/(t'/192El,) The forces acting on the body are applied against the
192 EI,/f', (1-7) direction of motion and include: the resistance offered
by the spring k ( y + o.,), the resistance Cy offered by
which when equated to the resistance of the equivalent the viscous damping C, and inertia force m y, given by
system gives Newton's second law of motion. The latter force is equal
3 to the mass of the system multiplied by its negative
k, - 192 El,/1 (l-8) acceleration ( the state of motion of a mass at any instant
ln Table 1-1, values of spring constants for equivalent may be considered as in a state of static equilibriurn
systems are presented for different types of loads and upon introduction of the inertia force). The force acting
support conditions. in the direction of motion is the weight W. Summing up
the forces, the resulting equation of motion is
Equivalent Forcing Function, F(t)
mji + Cj, + k (y + ô,,) = W ,
The dynamic force may be distributed over a certain which reduces to
length of the element, and in order to obtain its equiva-
lent, concentrated load value for application in the mji + Cj, + ky o (1-9)
tntroduction-Fundamentals 5
Table 1-1
Dynamic Design Factors for Beams and One-Way S!abs
Equlvalent Parameters of a
Type of Type of Single-Degree-of-Freedom System Equlvalent
Structura! Oynamic Dyoamic Sprlng Mathematical
Mass factor km
Member Loading Load Constant Model
.
Factor k1 Cone. Ld. Uni!. Ld. k,
f(tj!unit length
49.2 E/
~E/
Á=''·'''i 0.64 - 0.50
L3 ../,ti/fllg
A. Uniform load ?'
:n1 ~
i.
1
L
~1 F(I) ~
1. Simply
supported
beam
.$. •
1,l12,., <u2., 1
8, One ccncen-
trated load
~ 1.0 1.0 0.49 48.0 E/
L• ~-
F(t) F(t)
T~ D 49.1 E/
14i~l .HlíE.r 0.87 0.76 0,52 F,(t) = k1 X (total
L• dynamic load
C. Two equal on the span)
concentrated loads
M, = km X (total
f(l)lunil length mass on the span)
t{.E/
~=r:q 0.53 - 0.41
203.5 EI k, k1 X k
A. Uniform load L3 where k = spring
~ L
J constant ot a real
systâm.
i"' .. 1
F(t)
2. Fixed ends •Equal parts oi lhe
beam
i L~ 1.0 1.0 0.37
192.0 E/ concentrated
1B., .One
u2~~
concen-
L' masses are lumped
at each concen-
trated ioad
trated dynarnlc
f(IJ/unit length load.
tb!~=,4
'. L --~
0.58 - 0.45
. 107.3 E/
L>
li E/
4 ~ A. U nilorm load
k L
.. 1
' F(t)
3. Simply support•
ed and lixed
ti._ _ L~=f 107.0 EI
• L/2 ,.j..L12
end *-·· ~
8. One concen-
1.0 1.0 0.43
L'
trated load
F(t) F(t)
21 {2
106.9 EI
~u:i.141~ ~ll[ 0.81 0.67 0.45
L'
C. Two equal
concentrated loads
6 Design oi Structures and Foundations for Vibrating Machines
This equation is an ordinary second-order linear dif- Equations ( 1-14) and ( 1-15) show that the nature of
ferential equation with constant coefficients, also called oscillation depends upon the value of C. Four possible
a homogenous equation. For the case when a forcing values of C will be considered here (ref. 6) to illustrate
function F(t) is also acting, the resulting equation is the physical significance of Equation ( 1-15).
classified as nonhomogenous {ref. 10) and is written as
=
Case 1: C O (no damping). This case reduces the
mji + Cj + ky = F(t) (1-10) problem to an undamped system, and the roots obtained
from Equation (1-14) ares,,,=± iw •. Equation (1-15)
The solution of Equation ( 1-9) yields the dynamic can be written as
characteristic of the system such as the natural frequency,
the damped natural frequency, the critical darnping (1-16)
coefficient, or the transient motion of the system. Each
Equation (1-16) can be written in three alternate forms
of these terms has a special significance depending upon
the particular problem at hand. by the use of trigonometric identities and complex
numbers:
/1/
(a) o
Time
r ~;-=-1 o
(b)
.
E
;:: Figure 1-3. Undamped free vibrations ini-
tial conditions, y (O)= y0 , y (O) =u0 Source:
A.H. Church, Mechanical Vibrations, sec-
ond edition, New York: John Wiley, 1963.
(e)
time required for one complete cycle is called the pe~iod frequency, and Y and <p are arbitrary constants to be
T and equals 2tr / 4»n sec. The corresponding cycle fre- determined from the initial boundary conditions in a
= =
quency is f. 1/T w./2" cps. These cycles are iden- similar ,way to the procedure used in Case 1. The type of
tically repeated since this system is undamped. motion described by Equation ( 1-26) is oscillatory with
frequency of roa and is shown in Figure 1Aa. The ampli-
Case 2: C' < 4 km, but > O (underdamped). ln tude of oscillation Y will diminish with time and is
this case, the roots of Equation ( 1-14) are complex con- proportional to e- 0 wnt as shown by the dotted lines.
jugates, and s1 and J2 become
= 4 km (criticai damping). The darnping
Case 3: C2
s, = w, ( - D + i ,j 1 - D')
(1-24) corresponding to this case ( C = 2\1 km, C = Cc or
s, = w, ( - D - i ,j 1 - D') C/Cc =D= 1.0) is referred to as critica! damping. For
thisvalue of C'=4 km, Equation (1-13) has two equal
when the damping ratio D=C/C 0 =C/2ykm= =-
roots, s1 , 2 C/2m. ln this case, the general solution
C /2wnm is introduced. Further substitution of Equa- of the second-order differential equation is
tion ( 1-24) into Equation ( 1-15) and conversion to a (1-27)
trigonometric forro with the aid of Euler's formula
e±1º=cos0 ± isinO,gives =
Substituting the value of C /2m 2y km/2m ro, =
and applying the initial boundary condition, y (t =0 O)
y = e-Dwnt (B1sinwn v' 1 - D2 t = y,, and :i (t = O) = v, in Equation (1-27) gives
(1-25)
+ B,cosw, ,j 1 - D't) (1-28)
8 Design of Structures and Foundations for Vibrating Machines
/
/
/
Figure 1-4. Damped free-vibration response of SDOF system. Source: William T. Thompson, Vibration
Theory and Applications, ~ 1965, pp. 39-40. Reprinted by permission of Prentice-Hall, lnc., Englewood
Cliffs, N.J.
lntroduction-Fundamentals 9
force or <lisplacement, or it may have some other periodic Equation ( 1-10) with a harmonic force is
form. These other periodic disturbances can be resolved
into a number of hannonic components in the form of m_ji + Cj + ky = F0 sin wt , (l-31)
Fourier series as illustrated in Table 1-2. A third type of
where w is the frequency of the harmonic excitation. The
time-dependent excitation is in the form of a series of
particular integral solution for this equation is
repeated shocks and impulses, pulse waves, or step func-
tions or force or displacement applied to the mass or to
its support. YP = A1 sin wt + A2 cos wt (l-32)
The most common source of excitation in structures with jP = wA1 cos wt - wA 2 sin wt (l-33a)
supporting machines is the internai excitation caused hy
an unbalanced condition in the machines or the externai and_)J:7 = -w2A1 sin wt - w2A 2 cos wt (l-33b)
excitation produced by a nearby dynamic system. These
excitations are generally in the forro of harmonics under Substitution of Equations (1-32), (l-33a), and
steady-state conditions and will be further considered ( 1-33b) in Equation (1-31) and collections of the coeffi-
here. cients multiplying the sine and cosine terms yield
Table 1-2
Harmonic Componenls of Periodic Disturbances (Ref. 7)
(1)0
-h
hR 1--íl\-t~ 1
L_j
n
LJ
r f(wt) = 4
"
h _L SIN kwt
k
k• 1,3,!I, • • ·
(2)0hp D [ f(wt) =
h
2 + ,r
2h
lk SIN kwt
-h1V V k • 1,2,3, · · ·
(4)0h~
,. f(wt) = 4h - 2h
.,,.2
1
k2 COS kwt
(-1 )'+ 1
k SIN kwt
(5)0h~< f(wt) = - - -
2
h
...
4h
f -hcos
k•l,3,G 1 ·.,
kwt
Bh (- l }(k-1)/2
(6) O h ! A /\ /
(7)0
h 11:5:º'" wt /"'\.
~ , !!.+!!.SIN
f(wt)= .,, wt
1 2
2h
.,, ,;;-'
L.,
-2- - COS kwl
k - 1
k• 2,4,6,···
2h 4h ,;;-' 1
(B)Oh~ f(wt)= .,,. - -:;, L ~ COS kwt
k: 2.,4,6,···
10 Design oi Structures and Foundatíons for Vibrating Machínes
Table 1-3
Particular Integrais (Ref. 7)
F'(j)
l42}] m itF!•I Yo
F• . §
F,
1
1
•
,., '1~ 1
'
i.(1-.Ê.)
.
~·2 'I ~ t
~( "l-T-T
t d m
2
+ 11
t )
2
4 F,/l
'1/ t
~(t 3_
k 3
-c1
k
2
2mt
k
+ 2
2e t+4me_ 2c'}
k2 k2 kll
t,-•t
'!'-- F,
m,"-ca+k
.- ,,
t
• ~•·'
'V 1
F~
ms 2+e1+k e
ti
' F0 çg.1 wl
F P\J"''- ' fitcw t:fn c..l+~{k-mJ;cos
( k-mw4}l+(cw~Z
wt
lntroduction-Fundamentals 11
Table 1-4
Summary of Derived Expressíons for a
Single-Degree-of-Freedom Syslem
✓1 + (2 Dr)'
Transmíssibility factor T,
-,'(1-r')' + (2Dr)'
where r = wiwn
w., (Undamped natural circular frequency) = ✓ (k/m)
D (Damping ratio) = C/C,.,
C0 (Critical Damping} = 2 ✓ km
Tr Force transmitted/ FD
f:. = Force transmitted/rn 1 ew 2 ,.
--+--X, X,X
J
2. Amplitude
Displacement
Definition: the maximum change of põsition of a body
or some part of the system from a reference point
(generally equHibrium position) at any given time.
Example: the maximum displacement of a sinusoidal
quantity x = A sin wt~ whích is A in this function.
Vibration
Figure 1-8. Rotating vector representation of a har- Definition: the tíme~varying magnitude of peak dis~
monic function x = A sin wt. placement {of a physical body) from a reference point.
Examp[e: a time.varying dísplacement of a rotor shaft
X of a machine, or a foundation structure from the static
equilibrium condítion.
3. Analysis
Computer
X=•A tin{wt +f ) Definitíon: r.esolution of complex mathernatical prob-
lems into simple elements with digital ( discrete number
1
operation} or analog {continuous chart operation) ccm-
puters.
ACCL, X~""•A 11ín[.,t..,. Jr) Example: solution of indeterminate structures or
Figure 1-9. Harmonic motion representation oi dis- detennination of vibration in a dynamic system using
placement velocity and acceleration. computer programs.
14 Design of Structures and Foundatíons for Vibrating Machines
Dynamic (Vibration)
Definition: a study of motion of a physical syste:n ata
BALANCING
MASS
particular time,
Example: the cakulation of the amplitude of vibra-
tions jn a machine or in a foundation struct.ure,
Matrix Method
Definition: the study of morion of m2.sses in multi- UNBALANCED
degree-of~freedom systems. MASS
Exampie: tbe sohtions of sirm:ltaneous equations Figure 1-10. Static balancíng. This system under ro-
using the techniques of rnatrix algebra. tation produces equal centrifugai forces, but pro-
duces unbalanced moments in shafl and pressure
Modal on the bearings,
Definfüon: the dynamic analysis of a multidegree-of-
freedom system, where the responses in the normal modes AOJUSTOR
{each treated as independent one-degree systems) are MASS
determíned separately1 and lhen superimposed to pro-
vide the total response.
Example: vibration analysís of a "Table top", when a
computer prograrn is employed.
Static
Dcfinitíon: the investigation of a physicaI system in
equilibrium under the action of a systerr: of statíonary Figure 1-11. Dynamic balancing, For thís system
forces. during rotatíon, not only are centrifugai forces
Exarnple: dead~load analysis of a structuraI system. balanced but lhe forces and moments in the shaft (in
one revolutíon) are also balanced.
4. Balancing
X
Static
Definition: adjustrnent of mass distribution of a rotat-
ing body such that statically the system is at neutral
equílibríum,
êi
Example: see Figure 1-10.
Dynamic
Definition: the adjustment of mass dfatríbution ln a
rotating body such that the vfüratíons are contro11ed.
Example: see Figure 1-1 L
5. Beat 1·
Definhion: the max:imum resulting amplitude of two
Figure 1-12. Resulting motion of two slmple har-
simple harmonic wave forms of slightly different fre-
monlc wave forms containing a beat.
quencies which are superimposed.
Exarnple: see Figure 1-12 in whích beat frequency y
(f,) = Abs. [ w, - ~,] /2,r. Frequcncy oi combined oscil-
lation (f) = (w, + w,) /4rr, Beat period (1'o) =1/f,,
•.,_••...,t--• X
-- ----------
1,,-~L-'·L~
._,_
.'-'..L..,_
·~
Period oi resultíng oscillntion (T) 1/f; -<mu =A,+ A,;
-"m1, = Abs. (A, - A,).
-----
;..---L-----i
,,,.,.,;,
6. Conditions
Figure 1-13. Simple beam loaded wilh uníform load
Boundary
W,
Definition: the knowr~ physical re]ationships at specific
points of a structura! body, us:.tally at the supports.
Example: see Figure 1-13 ir. whích (Boundary Condi- Constraint
tions) Deflectior:: y (x=O,L) O; Slope: El dy/dx Definition: the .imposit:on of Er.::.itations on the be~
(x=L/2) =C; Mo:nent: EI d'yidx' (x O,L) =O; havior of a physical body.
=
S1-.ear: El d'y/dx' (x L/2) O, Example: see Figure 1-14,
lntroduction-Fundamentals 15
lnitial
Definítion; t.½.e known motion of a physícal body at
T the reference timei often taken as zero.
,/Coefflcient ar Constant
V Definition: a fa-ctor used in a dynamic system to
account for dissipation of energy.
Example: see Figure 1-15) where equation of rnotion
Figure 1-14. Cantilever of unlformly distributed
mass. The cantilever is constrained to delorm in a
=
is mf + Ci + kx O. ln this equation, the constant C
acc.ounts for viscous darnping in the system.
circular profile.
Criticai
Definition: a mathernatícal equaiity derived in vis-
cously damped system, such that the free dísplacement
comes to rest without oscillation.
Examp!e: see Figure 1-16 in which critical damping
(Cc) =2 ykm.
Figure 1-15. Single lumped-mass dashpot system.
Dashpot
X Definition: a schematic representation of a viscous
damper,
Example: see Figure 1-17.
X=[x 0 +(~ +i<o)"'nt] iwnl
!""-',ç-----:::;;:::_. t Factor or Ratío
Definition : the ratio of actual resistance in damped
harmonic motion to that necessary to produce critical
damping.
Figure 1-16. Criticai damped oscillation of a slngle Example: D=C/C,=C/2\fkm.
lumped-mass system.
Viscous
/ dashpot Definition: a type of damping assumed in a dynamics
e model such that the dissipation of energy during oscilla~
tion is }inearíy proportional to the velocity of the mass.
Example: damping force= Cx.
l/
z ' '
1 Generalized
,' l1
Definition: a specif..cation of a configuration by a set
y of independent geometric quantities, ,which may be
lengths, angles, or their combinations.
Exatnple: a set of n independent geometric coordi-
ll nates which speci!y the configuration of an n~degree~of~
Figure 1-16. Coordinates oi element "O" in space. freedom system.
16 Design of Structures and Foundations for Vibrating Machines
Normal or Principal
Definition: a particular set of generaJized cocrdinates
whích describes equations of motion such that therc is
neither static nor dyna:n.k coupling among them,
Example: a procedure followed in modal analysis in
which the general motíons of the masses of a multi-
degree-of-freedom system can be expressed as a super-
Figure 1-19. Single degree spring-lumped-mass-
posítío:i of its principal modes of vibration.
dashpot system.
9. Differential Equations (Equations oi Motion)
Linear
Definition: an equation reJating to two or more vart-
ables in terms of derivatives or differentia1s such that no
term.s involving the unknmvn function or its derlvatives
appear as products or are raised to a power different
from unlty. The order of a differential equation is cqual
to the order of the highest derivative in the equatíon.
When the independent variable is a time function, then
it is called an Equatíon of Motion.
Example: see Figure 1•19 for which the Equation of
Motion is m'i+Ci+kz=F(t) or m(d'z/dt') +
=
C ( dz / dt) + kz F ( t). This is a nonhomogenous ordi-
nary second~order linear differential equation with con- Figure 1-20. Two-degree-of-freedom system {multi-
stant coefficients. ln this equationi z and t are variables, degree).
where z is the- de-pendent variab1e. ln case z is dependent
on more than one independent variabie; then the equa~
tion wíll change from an ordinary to a parcial differen- Example: sec-: Figure 1-20 in which the Equations of
tial equatío:1, If m, C, and k are not constant and are Motion are m 1Z1 + C 1 (i1 - i 2 ) + k 1 (z, - z2) = F 1 (t)
independent of z or its dedvatives> but are dependent of and m,z, + C,z, - C, (i, - i,) + k,z, - k, (z, - z,)
the variable t, then the equation is called a differentia1 = F 2 (t). This two~degree-of-freedom system contains two
equatíon ,with variable coeffidents. If the right~hand dependent variab1es1 z1, Z2J and an independent vari-
tenn of the equation F(t) .is zero, then the equation is able, t. The general solution of these two símultaneous
called homogenous, The solution of a homogenous equa- differential equations will consist of a complementary
tfon is called its complementary function and is given by function and a particular integral.
10. Dynamic
where A and 1f are constants to be specified by the initial
Eigenvalues (characteristic values
condítions. This solution gives the transient motion of
or natural lrequencies)
the syste.::n. The solution which satisfies the nonhomoge-
Definition: the roots of the characteristíc equation
nous equatíon is called the particular integral. For
which results from the expansion of the detem1inant
F(t) ~ F, sin wt it is given by:
of the simultaneous differential equations. (See aiso
;:., (t) Fo sin (wt </>)/y(k-mw')' + (Cw)' definition of normal modes.)
Exampie: when the sirnultaneous equations are eqi.:a-
This solution gives the steady-state response or steady- tions of motion o! the free undamped multidegree-of-
state vibration. The complete solution of the equatíon is freedom system, then their roots are called eigenva1ues
the sum of the complementary function zc(t; and the whích are equal to the squares of the natural frequencies
particular integral z,(t). of the modes.
Load Factor
De.finítion; the ratio of the dynamic deflection at any
time to the deflection which wouid have r.esulted from tF= 2m1e..2sinwt
the static applícation of the dynamic load.
Example: the dynamic load factor caused by the con• Figure 1-22. Rotating mass osclllator generated ex-
stant centrifuga! force of rotath1g mass on undamped cltation: F{t) = 2m; ew2 sin wt.
one-degree system is given by DLF 1/[l - {w/wn)'].
Syslem
Definition; an elastic systc::n which possesses mass and
whose parts are c.apable of relative motion. t
Example: an engineering structure1 rnachine 1 or its
components 1 and most physical bodtes consisting of
matter.
FORCING FUNCTION = Fosin.,t
Figure 1-23. Harmonlc fÓrce. The figure shows a
11. Excitation centrifugai force oi amplitude F0 generated by a
rotatíng machine.
Impulse
Definition: the product of force and time while force
ís actíng on the mass. Ff .ísinJ
Exa.'Xlple: see Figure 1-21.
h:~.,
lnertial
Definition: excitation generated by the mass in motion. Figure 1-24. Forclng function generated by lhe cam
Example: see Figure 1-22. of a machine.
Harmonic, Sinusoidal
Definition: a pulsating force of the form: F O sin wt
or F,., cos 1nt. Exampie: see Figure 1~24 for which the foUowing
Example: see Figure 1-23. equat:on holds:
i
00
Periodic 2h - -
4h 1
Defir.ition: a time-functíon excitatian which repeats
F( t) =-1í 1r
~coskwt
IC-1
itselí identical;y at regular intervals of time. k = 2,4,6 ...
18 Design oi Structures and Foundations for Vibrating Machines
Transient
Definition: a temporary arbitrary excitation whích
disappears wlth ~ime,
Examp1e: see Figure 1-25.
13. Frequency
Angular or Circular Figure 1-27. Table-top slructure.
Definition: the time rate of change of angular dis~
platement given in units of radians per second, For an
oscillating systemi .it ís the nurnber of vibrations in units
o[ rad-ians per second.
Example: see Figure 1-30.
,o
ZONE
1 I• • ZONE
·1 Definition: the number of times a dynamic force
achieves an identical amplitude in a time period of one
'°
:,e 'º
O~ O.OI
second, and is given in cycles per second (Hertz).
,._• 'º º' 0.02
Example: see Figure 1~33 .
o
+'
u 'º Fundamental
"' '
4--
D: 0.05
Definition: the lowest value of all natural frequencies
eo '' of an oscillating system.
'
+' ' Example: the frequency associated with the first mode
"' '
u of víbration.
~to
Natural
eº'
"'º' Definition: the dynamic property of an elastic body or
"'º'
:E:a.4 system by which it oscillates repeatedly back and forth
º' o•0.60 from a fixed reference point when the externai force
º·' application is removed.
º' o "' OA
º' º' 'º
,,
'' ,., ,., ,.o
Example: see Figure 1-34 for \vhich the follo\ving
equation of motion holds: m.~ + kx = O; Natural fre-
Frequency ratio w/w quency in Hertz (/n) = (1/2rr) y k/m
n
Figure 1-29. Magnification lactar (M) versus Ire-
quency ratio for various amounts oi damping ratio Rayleigh's
(D). Definition: natural frcquency of a system computed
by an arbitrary selection of a deflected shape which satis-
fies the system boundary condition so that it gives the
., (RAD/SEC)
values of maximum kinetic energy to make the lowest
circular frequency w.
20 - 7 2: k2 Cos kwt
k~1,3,5.
X w
·j,__c~~----;1-i
Figure 1-35. Weightless
Figure 1-34. Un- cantilever supporting
Figure 1-32. Damped-free oscillation. damped free sin- load W at its end.
gle-degree-of-free-
dom system.
20 Design o! Structures and Foundations for Vibrating Machines
,,---,---,r,m--.--r--r--i
º"'
y
WL' m
-
where ó
SEI X
acceleration of gravity
El
-~--l:------i::
Figure 1-37. A lixed ended beam with distributed
14. Magnificatíon or Amplificalion Factor
mass over the span.
Definition: in a dynamic systen.1, it is thc ratio of a
steady~state displacement response caused by a dynamic
force to the displacement caused by ao equivaient static
~
force of a magnitude equa] to :he amplitude of thc
dynamic force. .41mL
Example: see Figure 1-36. The figure the rc-
sponse cu:cves for a damped system subjectcd to a forcing Figure 1-38, ldealized
functíon 1 F(t)= Ff) sin wt, Steady-state Displacement SDOF system for a fixed
Res.ponse Amplitude; beam oi Figure 1-37 (see -mz
also Table 1-1 ).
x - F,/V(k-mw')' + (Cw)' Figure 1-39. Free-body
diagram oi SDOF system
Statíc D:splacement x, =F,/ k oi Figure 1-19,
Therefore, Magnification Factor,
16. Molion
Equation oi Motion
Definition: a differential equation describing the rela~
15. Mass tionship among acceleration, velocity, a:Id displac.ement
of a mass in a dynamic system.
Consistent or Contínuous Example: see Figure 1~39 for which the dy:r:amic cqui~
Definition: a mass function which is distributed at librium condition = eq_uat:on of :notion, mZ. + Ci +
each point of its domain and has infin:te possíble num~ kz= O.
ber of independent degrees of freedorn.
Example: see Figure 1-37, Periodic, Aperiodic
Definition: motion of mass which repeats itself at
Equivalent Lumped or Lumped equal lntervals of time and ca~ be resolved into har~
Definition: a concentrated rigid mass in an idealized rnonics. These harmonics may be of different amplitudes
system which 1s obtained by equating the total kínetíc and frequencies. Conversely: when the mass slowly moxes
energy of the actual systern to that of the equivalent back to the eqüilibrium position1 rather than vibratiti_g,
system. about it, the motion is said to be aperiodic. ~~~
Example: see Figure 1-38. Exa:nple: see Figure 1-40 and 1-41.
lntroduction-Fundamenta\s 21
Subharmonic
1
X(o,t)=ª: {sinwt-~ sin3"'t+ sin5wt~ ..
25
f Definition: a sinusoidal quantity having frequencies
that are fractional (1/2, 1/3, \/n) ora submultiple of
Figure 1-40. Periodic motion oi a cam in a machine. the exciting frequency of a periodic function to which
i t is related.
Example: see Figure 1-43.
X Superharmonic
Definition: a sinusoidal quantity having frequencies
that are multiple ( 2, 3, n) of the exciting frequency o.f
a periodic function to which it is related.
Figure 1-41. Aperiodic motion oi damped-free Example: see Figure 1-44,
SDOF system.
17. Modes
Coupled
Definition: modes of vibration of a multidegree sys-
tem wherc the motions are not independent but influ-
ence each other because of energy transfer from one
mode to the other.
Example: see Figure 1-45 with two degrees of free-
Figure 1-42. Harmonic motion A sin wt and its vector dom, x and 0, for vertical and pitching oscillations,
representation. respectively.
(A) Asinwt (HARMONIC) Case 1: Coupling due to mass (Center of Gravity of
mass eccentric but equal strength supporting springs),
(B) Bsin 1 (SUBHARMONIC)
-, 2 also called dynarnic coupling.• Equat-ions of motion:
''
mi + 2k1x - k1 (L1 - L,) 8 = O (a)
( Asinwt (HARMONIC)
,, \
,''
./--
•
X
-- :J_ ~+L28
k1
Bsin2wt (SUPERHARMONIC) CENTER OF
GRAVITY
Figure 1-44. Superharmonic, harmonic, and periodic Figure 1-45. Simplified two-degree-of-lreedom
motions. model oi an automobile.
22 Design oí Structures and Foundations for Vibrat,ng Machines
Uncoupled
Definition: the modes of vibration of a rnultldegree
system wherc cach mode dcscribes the co1nplete rnotion
of a particular type by a single independent coordlnatc.
Ex:ample: see Figure 1-47 with two degrecs cf
freedom, y and 0) for vertical and pitching oscillatíon.
Equation of motion:
whercn = l, 2, 3 ...
E= modulus of elastkity
l =- moment of inertia
A ,,,. cross-sectional area
y~ material density
Points
Definition; :fictitious points used in a compute:- mathe-
matícal model for the purpose of detennining response
values usually located where the masses are lumped
and/or response is to be determined.
Example: see Figure 1-53.
Vibraling Systems \
Definition: a stationary point in a particular mode I
shape which has a c.onstant zero arr:plitude frorn equilíb-
rium position,
Example: see Figure 1-54.
20. Oscillatíon
22. Period
O.O ~ 1.0
is the angle lag by which the response vectors stays be-
hind the excitation vector.
SECOND MODE Example: see Figure 1~60.
Condition
Definition: a phenomenon of uncontrolled increase in
I \ vibration amplitude exhibited by a physical system when
/ \ it is subjected to an external vibration force of a fre-
I/ \ quency (w) that approaches the natural free oscillation
=
\ \ frequency (wn), i.e.,(w/w 1.0. ln a damped system,
11 )
w
o
::>
~11. PEA~K~------~
::s PEAK-TO-PEAK F(t)= F 0 sinwt Asln(.wt-cp)
"" OR
§O,__+____,__ ___,_ __,___,, DOUBLE AMPLITUDE ( EXCITATION (DISPLACEMENT
~ OF V\BRATION FORCE) RESPONSE)
"'m Figure 1-58. Damped SDOF subject to harmonic
PEAK
> force, F(t) ~ F0 sin wt.
ONE CYCLE I
✓
1
X
t-
i
z
w
:::;;
~ o,_-~-----+---+-------+-- ~
< t PHASE ANGLE
<p, f,5 TIME LAG
-'
a_ (lime log,t=cjJ/w)
(f)
õ Figure 1-59. Response motion lags harmonic load-
Figure 1-57. Period oi periodic motion. ing by phase angle <t,.
26 Design of Structures and Foundations for Vibratíng Machines
Example: see Figures l_-62 and 1-63. Dueto the X =oiA kA (SPRING
presence of dar.ipir.g ir. every system, a resonance cond~- (ACCELERATiON) RESISTANCE)
tion at ,.,vhich the vibra~ion amplitude A wHl approach
X=wA
infinlty is in fact seldom achieved. w (VELOCITY) w
cwA F.
Frequency (DAMPING ,f, (EXCITATION)
Definition: when the frequency of a dynamic system RESISTANC
(related to the undamped natural frequency) equals the
X=A mw 2 A
frequency of the applied force, a resonance condition (DISPLACEMENT) ( INERTIA)
occurs. In this condítion; the response is maxiu:ized,
MOTION VECTORS FORCE VEC TORS
E:xample (formulae for resonance freqaency):
L For max:imum amplitude magnificacion.
Figure 1-60. Response vector lags excitation vector
A. Damped resonance frequency {c::>nstant force oscil~
by phase angle 1,.
=
lawr, F F 0 sin t.tit). See Figure 1-64 for which the
following blds:
Resonance frequency Um.r) = fn \11 - 2D 2
25. Response
"
:E
Dynamic
Definition: the time~varying displacement and/or
stresses which result when a dynamic force is applied to L------------'-..
O 1.0 2,0
"'
"'n
a physical system,
Figure 1-63. Response curve for damped SDOF sys-
Example: see Figure 1-66 for which the equation of tem (Figure 1-62).
=
motion is m.:l + CX + kx Fo sin wt. The complete gen-
eral solution x(t) of this equation of motion is called
dynamic response,
Transient
Definítion: a form of free vibration~ which quickiy
vanishes due to the presence of damping.
mT X
Exarnple: see Figure J-67.
F0 slnwt
26. Shatt
Criticai Speed
Def.nition: the angular speed at which a rotating
shaft exhibícs dynamic instability with rapid íncrease in
lateral amplitude. Thís develops when the angular speed
is i:n resonance yNÍth the natural frequencies of lateral
vibration of the shaft,
Example: see Figure 1-68.
Flexible
Definition: a rotating shaft of a machine which has a
first lateral natural frequcncy which is lower than the
rotating speed. Figure 1-67. General solution oi the equation oi
Example: according to an industry standard for gas motion oi Figure 1-66. From lntroductlon to Struc-
turbines, the first lateral freGuency of a shaft shall be at tural Dynamics by John M, Biggs, Copyright 1964,
least 15o/o below any operating speed; the second lateral McGraw-Hill Book Co.
speed must be 20% above the maximum continuous Dlsk
speed.
Rigid (Stiff)
Definition: a rotating shaft of a machine which has J[__ Shaft (E/)
a first lateral natural frequency which is greater than
the rotating speed. =-~A
Example: accordíng to industry standards for rigid~
shaft compressors, the first lateral frequency of the shaft
shall be at lea.st 20% higher than the forcing frequency Figure 1-68. Rotating shaft with lateral amplitude
which may l::>e the rotor speed or some multiple thereof. in x and y dlrections.
Constant
Definitíon: a constant of proportionality between the
force and the relative deformation it produces in the
~J, F
dírection of applicat:or. in a massless structural elernent. k= (v-u)
An elastic spring observes Hooke's Law, that is) the Figure 1-69. Linear spring
spring force is línearly proportlonal to the spring de- constant.
formation. Figure 1-70. Torsional
Example, see Figures 1-69 and 1-70. spring constant
28 Design of Structures and Foundations for Vibrating Machines
Equivalent in the system are called free vibrations anel the systern is
Definition: an assumed thcoretical rcpresentation of called a free system.
an actual physical system such that force-displacement Example: see Figure l-80.
relationship in the former is equivalent to the lattcr.
Example: see Figures 1-71 and 1-72. For Figure 1-71 ldealized or Equivalent
assume the follo,wing: Definition; an idealized system is a convenient repre-
1. Framc v,:eight is ncgligible. sentation of an actual structure such that a mathematical
2. Girder is sufficiently rigid to prevcnt rotation at top investigation can be performed. The parameters of an
of columns. idealized system are usually selected so that the deflec-
Equi valent spring stiffness: tion of thr concentrated mass is the sarne as that for
some significant point on the prototype structure. The
6 idealized system \\"ith the equivalent parameters is called
12 X 2 X 30 X 10 X 56.4
k, (20)' X 144 an equivalent system.
Example: see Figures 1-81 and 1-82. From Tablc 1-1,
35,250 lbs./ft Case 2, equivalent parameter values are
k,= (k,) 384El/V=0.53 X 384El/L"
Linear (Elastic)
= 203.5 El/L'
me= 0.41 mL
Definition: an elastic spring observes Hooke's Law,
Fe = 0.53 Fo L
that is, the spring force is linearly proportional to the
spring deformation.
Linear
Example: scc Figure 1-73.
Definition: system where the principle of superposi-
tion is applicablc and \vhere cause and effect are linearly
Nonlinear
related.
Definition: in a honlinear spring, the load in the Example: the influence o-f various forces acting on a
spring is not linearly proportional to thc dispbcement.
mass is algebraically additive, as in the case of static
Exarnplc: see Figure 1-74, for which the following analysis.
holds: k(t) = t:.p(t) /t:.8(t).
Nonlinear
Soil
Definition: in dynamics, the vibration whose ampli-
Definition: in a soil dynamics system, a schematic
tude is large such as when sin () cannot be represented
representation of a linear load-deformation relationship
by only the first term in its expansion but must include
of the soil using a linear force displacement spring.
Examplc: see Figures 1-75 and 1-76.
severa! terms (sin () = () - 8 3 /3 + 0 5 /5- ... ) ; or
when the spring-restoring force on thc vibrating mass is
not proportional to its displacement.
28. System
Example: see Figures 1-83 and 1-84.
Continuous
Lumped-Mass Spring-Dashpot
Definition: a body which has continuously distributed
mass density (p) and elasticity (E) in its domain. ln a Definition: an idealized system in \.vhich the parame-
vibration analysis, this body has an infinite number of ters of a real elastic system have been lumped and where
degrees of freedom. the translational displacements are de-fined.
Example: sec Figure 1-77. Example: see Figure 1-85.
o Elastic
"'li J = 56.4 in4 z half-space
:i:: Figure 1-75. A circular
footing subjected to dy-
L = 30' - O" .,. 17
namic force F = F0 sinwt
and resting on semi-in-
Figure 1-71. Uniformly loaded portal trame. linite soil medium (elas- Figure 1-76. Math-
tic half-space). ematical model oi
the footing with an
z equivalent soil
spring stilfness,
ke.
f---~Y 1
1 • x,y,z
1 y
Figure 1-72. Mathematical model oi portal trame )------
(Figure 1-71) with equivalent spring stiffness, k0 . .,, /
E' P 'v
X
~ Figure 1-77. A body oi continuous mass in three-
w dimensional space.
(.)
Q'.
o k
u..
o.. g Head
Upper torso
8
DEFORMATION
Thorax-
Figure 1-73. Characteristic oi a linear (elastic) spring
abdomen
constant "k."
system
Stilf .-T (simplified)
elasticity
of spinal Hips
column
Legs
t Force applied
to sitting
SLOPE =k(t) subject
t.p (t l
p(t+t.1> krl----l~-- + Force applied to
p( tl f--'~---,: t standing subject
\
I
f \ Spring
\ k Damper, e
/ \
I
/ ,:,\_,, lnitial
I ..J e ~ disturbance Static mass 1
Excitatíon
,✓
>,) equilib-
;- forca F(t)
1 I'
v_/ \-Y rium T
Displacement x(t)
mg position
F(O =F 0 sin wt ~
~
! j Figure 1-86. Single rectl-
Figure 1-81. An actual physical structure of a fixed linear motlon in x-direc-
beam oi a uniform mass and sub)ected to a uniform tion ln a cantilever,
dynamic force. F(t) = F0 sinwt.
F,(t)
·O
Figure 1-87. Slngle rota-
Figure 1-82. Equivalent (idealized) SDOF system. tíonal motion ln a 8 direc-
tion ln a torslonal pen-
t4,J_;~f'
dulum.
---·•-·····~
L : z
Figure 1-83. Elasto-plastic behavlor in a flxed steel
beam.
Plast 1c t:..X
1
1
i
- ElasUc
o
-+ 1
1
E!astlc rebound
y
y,, Deformation
X
Figure 1-84. Si-linear sprlng representation oi the Figure 1-88. A mass element with a six-degree-of-
elasto-plastic system o! Figure 1-83. freedom system.
lntroductíon-Funda:nentals 31
.L!...f-1 i.u.1-1 . .LJ...J. there are n :nasses ln .:i systcm \vith no co:::.strain ts, 6en
K-' [e< K thc total degrees of f r ce d m:1 for th2: sy.sten; \rill bc
2 f
--q1:S
.1 57
L
T'
1
6 X n.
m y Exarnple: sec Figure 1-88.
mítte:d,
'2, See Figure 1~90. Rotating ;\c{ass~Typc Excitation;
F = m•ew 1 sin wt,
TransmíssibiEty (T,,,) = FTÍ miw,?
=r'Vl + (2Dr)'/V(I r')'+ (2Dr)'
= Tz 1\
o 2 References
V2
Frequency Ratio (r)
1. Richart, R. E., Jr., Hall, J. R., Jr., and Woods, R. D.,
Figure 1-89. Transmíssibility factor vs. frequency Vibrations of Soils and Fourulatfons) Englewood
ratio for varíous damping factors. Cliffs, ~J: Prentice-Hall, 1970.
2. Biggs, John 1vL, Introduction to Structu.ral Dynamics,
New York: McGraw~Hi:I, 1964.
3. Tse, Francis S., Morse, Ivan E., and Hinkle, Rol-
land T., lvlechanical Vibrations, Boston: Allyn and
Bacor., 1963.
4. Lapedes, Da::iel .:'.'I. 1 Dictionary o/ Scientific and
Technical Terms, New Yor:i...: McGra\v-Hiil, 1974.
5. Harris, Cytil M., and Crede 1 Charles E., Shock and
Vibration Handbook, second edition 1 New York:
McGraw-Hiil, 1976.
6. Thompson, \.-Villiam T., f/ibration Theory and .Ap-
plications,, Englewood Cliffs 1 NJ: Prent:ce-Hall,
1965.
7, Churc..li; A:.istír. H., lt1echanical Vibrations, second
edítion, New York: John Wiley, 1963.
8. Norris, Charles H. 1 et al., Structural Design for Dy-
namic Loads1 New York: ~fcGraw~Hill, 1959.
9. Roar!(; Raymo:1d li and Young, VVarren C., Form-
ulas for Stress and Strain, fifth editionj New York:
l\1cGra\v-Hill 1 1975.
10. Gloi.;.gh, Ray V\f., and Penzien, Joseph, Dynamics a/
Structures, New York: !vícGra·w*Hi!lj 1975.
o 1 \Í2 2
Frequency Ratio (r)
Figure 1-90. Transmlssibílity lactar vs. frequency
ratlo for various dampíng factors.
2 Development of
Analytical Models for
Dynamic Systems
A detailed dynamic analysis of a structural system as ing of any structual system is dictated by the require-
it physically appears in real life is rarely attempted. The ments imposed on the so]ution. The des!!'ed solutlon may
usual practice is to choose an ídealized model consisting be for one fundamental f requency or for a spectrum of
of springs and lumped masses which wiH closely perform frequencies of aU possíble mode.s. In some cases it may
in the sarne way as the actuaI structure. It is only neces~ be necessary to find the vibration response at various
sary that a prope'r se!ecrion of the system parameters be points of interest. There are a few practical considera-
made such that equivalence of the idealized spring, tions which are oommonly used in ali rnodel representa-
dampirtg elementJ and lurnped mass in the model results tions. The,,s.e indude the following:
in equivalem displacements at a.nalogous point.s of signifi~
cance in the prototype structure. In addition, the l. The Lumping of Mass. The logícal locatíon of
idealized model should behave, time•wise, in e.xaotly the equivaient lumped mass in a model should be at: ( a) the
sarne manner as the actual prototype sttucture. point where dynarnic force or lOad is acting; (b) a point
wherc vibration response is desired; (e) a point where
maximum static defiection will occur; e.g. 1 at the free
Modeling Techniques end of a cantilever or at the midspan of a beam; (d) the
intersection point of a beam and a column; (e) the node
The techniques adopted in the modeling of structures point of finite elements ín a continuous system; ( f) the
s:.ibjected to dynamic Joads are still in the developíng center of gravity of all masses1 when a single-degree-of-
S-tage. The approach used in the modeling of simple freedom system is employed.
systems, such as a beam supporting a vibrating load or a
rigid hlock-type foundation supporting a machine, is 2. Elastic Spríng Constant. The spríng constant rep-
straightfor:v.,ard, Hmvever) when the: structures ínvolved resents a linear relationship between the applied load
are of an indeterminate type which rest on soíls and are and the displacement of the mass, A value for the spring
subjected to complex dynamic forces, the modeling constant is derived by detenníning the structural stiff-
approach differs depending on the analyst (ref. 2). These ness of the elastic medium existing between oscillating
differences do not necessar.ily mean disagreement in the masses or between a mass and another infinite stiff sup-
basic fundamentals, but rather relate mostly to tl:e accu- port. Specifically, the elastic propertíes of: (a) a pris-
racy and e-ffi:ciency achieved in the solution. During the matic rr.ember can be representecl by three linear springs
l960s 1 the investigation of structural systems used in and three rotational springs; (b) a thin plate can be
space exploration and more recently in .structures used represented by two linear springs and two rotationaI
in nuclear power plants and offshore structures has springs which are equivalent to stretching and bending
resuited in an established state-of~the-a!."t in the field of occurring in the plane of the plate; {e) a :nassive con~
structural dynarr.ics ( refs. 3 and 5). The rigorous use of ctete block approaches infinite stiffness; (d) soil reactions
digi:al compute~s and finite-element analysis techr.iqu-es to the foundation load:s can be represented by elastic
have been the principa: agents in the development of the springs capable of actíng ~n tension ar.d compression.
state-of-the~art (ref. 6). Therefore, it is imperative that 3. Damping Ratio. The dashpot of the lumped sys-
desigr.en who 1,vish to solve stwctural problems should tem (Figure 1-2) rep!"esents the damping ln a dynamic
have adequate expomre to these analytical tools. 11odel- system. Damping may occus due to several factors present
32
Development oi Analytical Models for Dynamic Systems 33
in thc. system, for exar.1ple 1 the frinional resistance and the vertical excitatlon for the ' 111achine S".tppor:ed on
slippage occurring at the interface of surfaces at the inertia-biock and vibration isolated from the foundation"
contact joints or the sliding phenomenon ín the· mo!ec- shown in Figure 2~3(a). The dynarrdc equilibrium equa-
ular structure of the elastic spring. tions are <lerived as follows:
The damping assurned in the structural system is of Assuming that at any instant of time, the masses m1
the viscous type and indudes the following additional and m 2 have moved up througt:. disp1'acernents Z 1 and
assumptions: (a) the interna: damping present in con- Z2, respective!y, from their reference position) then, for
crete and steel str:J.ctures is nominal 1 i.e., the damping mass m 1 :
ratio varies from 2.0 to 5.0 percent for concrete struc~ 1. Resistance of spring k:: 1 ~ k:: 1 (Z 1 - Z2 ) ( actlng
tures and 1.0 to 7.O ?ercent for steel structures and nor- downwardl
maHy is neglected; (b) the damping agent associated =
2. Inertia f~rce of mass m 1 m 1 (d 2 ZlJdi 2 ) m 1i 1 =
with the soil is in the form of interna! damping and (acting dawnward-•-opposite to the· directfon of dis-
geometric dampíng. The internai damping value is of placemen t) .
small magnitude in ali modes of oscHlation except in the 3, Excitation force= F:: (t) (acting upward)
rockíng mode. Geometric. damplng has considerable Sínce sumrnation of downward forces upward =
effect on the dynamic response of the system and is
generally included in the model representation. Chap~
forces, -·- m 1Z, + k,, (Z, - Z,) = Fz(t) (2-1)
Similariy for rnass m 2 :
ter 4 further describes the nature and evaluation of soil L Resistance of spring k., = kn (Z, - Z,) (acting
darnping. upward)
4. Forcing Function. The forcing function is norm?-llY 2. Resistance of spring k:: 2 -::::::.k 22 Z 2 ( acting down-
treated as an equívalent concentrated force applied at ward)
points where masses are lurnpcd, Torques are applied at 3. Re.sistance of damping C;?2 :::::: C::2 Z2 (acting oppo-
mass points either in concentrated form or are converted site to the direction of movement Z 2 ., thus acting
into an equivalent force-coupie. The effect of earthquake downward)
forces may be obtained by the application of a time- 4, Resistance of inertia force of mass m.2 mii2 =
history acceleration at the mass points, A tjme~hiswry ( acting opposite to the dircction of movement Zz,
displacement applied at the supports may also be usecl thus acting downward)
for earthquake loads as a type of forcing funcúon (refs. Equating the downward resistance to the upward
3 1 4 and 5 of this chapter and reL 4, 5 and 6 of chap~ resistance,
ter 3).
Models
or
Civil engineeríng structures of variou::; kinds use dif• m,Z, + C,, Z, + kn (Z, - Z,) + k,, Z, = O (2-2)
ferent modeling techniques deipending on the type of
solution desired (ref. 1), Modeling types ar~ given b Equations (2-1) and (2-2) are the sarne set of Equa-
Figures 2-l through 2-11 (page 39)for typical structures tíon, (a) shown ín Figure 2-3 of modeL lt should be
having different constraint conditiom., Also shown is the noted that Z and Z stand for the first and second deriva-
mathematical model used to represent each physical sys- tives of the displacement Z with respect to time t) i.e,,
tem and a short description of the model, as well as list- t= =
dz/dt and Z d'z/dt'.
ing the applicable equations of motion, Each model is
(b) Lagrange's Equation. Lagrange's equation, in
further descúbed below.
its fundamental form for a conservative system in
gencralized coordinates q1 is given by
Developmen! o! Equa!íons of Motion
The equations of motion v.rhich describe the behavior d ( ~ ) - o(K.E.) + o(P.E.) - íl(D.E.; .. o(W,)
of the mathe.'11atícal model are developed using one of
dt oq, aq, oq, aq, aq,
(2-3)
the folbwing two methods (ref. 3).
(a). Dynamic equilibrium equation, In this rr:ethod, where K,E. = kinetic. energy of the system,
the condition of equ:ilfürium of a mass a:t any instant of P.E-. = potentfal energy of the system 1
time under the influence of forces and reactions is con- D-E. = dissipation energy of the system,
sídered. In order to account for dynamic equilibtium, W" = work clone by the real externai forces on
the mass inertia force is induded. Cons.ider, for example: the system.
34 Design of Strcctures and Foundations for Vibrating Machines
The use of Lagrange's equatian will directly yield as These cq1:ations are readily vcrificd by co!1sideration of
:n::my ec;.1:aüons of motion as the numbet of degrees of dynamic eql::libri1an giver::. by Equations (2-1) and
fr::edon: of the .system, given that basic cnergy expres- . Thc above method is gencrally an inefficient way
sioas of the system are known. of obta:n:ng the equation of motion, Furthermorc, ir
This method is applied to the model discussed eadJer should be recognized that the Lagrange equation is
w!lere the dynamic equihbriurn equation r:1ethod was merely a devke for writing the equ::i.tion of rnotion and is
;.,isecl in section (a). In this example, there a:e twc co- not an inde/1endent method of solution.
=
ordinates, that is, q1 Z 1 , q 2 Z..,. =
The energy expressions in terms of Z a:e as :Ollov1s: Model 1-Vibrating Machine Supported by
Kinetic Energy ;:;:; : K.E. ::::: ~,z
Fl-1 { z:):, + ~-2 m,.,_ ( Z::) :J Block-type Foundation (Figure 2-1)
Potcntial Energy = P.E. =
~:2 k::: . . {Z 2 ) 2 +- ~,{: kz 1
(Z 1 Z2 ) 2
This type of foundatíor. is a very common :"orr.1 of
Dissipadon Er.ergy =D.E.= (- C:::..,. i 3 )(Z]) physical system a:1d is 1Jsc.;.aEy considered by design engi~
\Vork by exterr.a! force= YVe F:: (Z 1 ) = neers in petrochemical ar,.d industrial plants. Three
The dissipa~ion energy due to damping force rnust he forms of dynamic mode sha.pes are possible and should
takcn ns r.egative 1 since a positive damping force is be investigated (reL 2}. Vertical anel horizontal modes
a[ways )n a direction opposite to the positive displace- are descr:bed by linear dffferential equations 1 and thc
mer.t, The derivatives with respect to Z 1 are solution for the natural frequencies anel vibra.tlon
respor.se are easy to obtain. ln the rocking rnode, the
couplíng eITect of the horizontal mode may bc ígnorcd
a (K.E.) a--------=
(K.E.) fo:· very shallow foundations. ln that case, ho is zero,
aq, therefore, no couplíng effect is prescnt and thus Equa-
a (K.E.) tion (e) of Figure 2~1 rcduces to Equation (b). Simi-
aq, o larly, Eqttation (d) of Figure 2wl is also ''rcduced"
(uncoupled) and describes the 1:-:otion Í;i coordinate ifr
~(P.E.) and is as follows ·
aq,
a (D.E.) a (D.E.) v, + C; f + k; v,
" '
a (W,) a (W,) This equation along with Equatíons (a) and (b) of
aq, az, Figi..:.re 2~ 1 can be solved according to thc procedures
Substitution of the abovc ln Equation (2-3) leads to given in Chaptcr 1. An cxamp[e is solved in Chapter 6
which describes thc required steps in the cakulation
(2-4) procedure. VVhcn the víbration res,ponsc of the cot:.pied
modes is desired for Equations (e) and (d) of Figure
The derivatives wíth respect to Zz are 2-1: then the solutíon can be found by substitutir.g
cour.tered at plant grade leveL Due to the flexi:Jílity of program. However, solút:on for a similar type of equa~
the foundat:on mati a high magr.itude of darnping will tion of motion has been performed ir. Appendix A,
be encountered in the rocking and horizontal mo-des.
Therefore, only the freguency and vibration respanse Model 4-Vibrating Machine Supported by a
calculations in the vertical mode are required. Cantilever {Figure 24)
A single lumped mass model rnay be used when one
set of machines is supported by a relatively rigid mat It is sometimes required that a vibr,J:ting rnachine
foundation. However 1 the model is divided into discrete be supported on a cantilever. ln such instances, a vibra-
lumped mas.ses when several sets of machines are lo- tion ana1ysis is considered nece:ssary, Two modes ( verti-
cated on a flexible mat foundation. ln this case 1 conM cal and rocking) are possible ( ref. 3) . The calcu1ation
straint conditions are applied to the boundaries in the of the rocki:1g mode may be ignored if the distance h
directions of translation for the sake of stability. Thc is found to be small, and the tantilever arrn is rigidly
spring constants for each element depend on thc mat secured. The calcu]ation of the vertical mo<le is generally
rigidíty as described in Cha?ter 5. performed because this providcs t'rie fundamental fre-
quency and the largest vibration response, The mass
parameter me is considered lumped at point O and con-
Model 3--Machíne Supported on an lnertia Block and
sists of the mass of the machine plus an equivalent mass
Vibration lsolated trom the Foundation (Figure 2·3)
for a portion of the ca:1tilever cakulated according to
the procedure explained ln Cha-pter 1. The spring stiff-
ln special cases and due to environmental conditions, ness parameter k:: is the flexúral stiffness of the cant:-
it may be necessary to limit th,e vibration amplitude at lever at point O, Damping in the system varies frorn
the foundation base to much lower values than thosc 0.005 to 0,05 o.f cr-itk:al, depending on the matetíal.
usually allO'Wed. This requirement may not bc practical Thc investigation for thc rocklng mode is performed
to achieve even by proper selection of mass or base area on a similar basís as for the vertical mode. The mas.s
of the foundation. ln súch casesi use of an inertia block moment of inertia parameter 1? is calculated for the
and spring ahsorbers is recommended. eguívalent rnass me ahout the poinL O. The rotational
In normal behavior, three forms of excitatíon are sprlng constant kw is calculated by apply:ing a moment
possible. Excitation in the vertical directíon is inde~ at point O about the x-axis ( the xKaxis is perpendicular
pendent of the other forms of oscillation. Excitation in to the figure) .
the horizontal directión JS gener-ally coupled with the The ,maxi1num vibrat:on response caJculated for eact~
rockíng mode; however, for a machinc which is located mode may occur at different times. T,herefore, in ob~
at relatively IOiW height ( h is < ½ b) then investigation taining the total response, the maximum of the sum may
of the horizontal and rocking excitation independe:nt occur at some specífic time within the intervai of interK
modes is sufficient. est, However; obtaining this maxhnum value may be
The parameters bi and k~t are properties of the difficult. Therefore, a simple summation of the individ-
spring absorbers, Parameter m 1 is the combined mass ual maxima is generally performed, which results in
of the mac·hine and the inertia block together. The a co-nservative estimate of total displacement. The
parameters k, 2 l_ h2 1 k.,z and C"' 2 , C~ 2 , Cv, 1 are spring con~ solution of the equations of motion has prev:ously been
stants and damplng coefficients, respectively, of the soil described ln Chapter 1.
b. the three modes considered and shou!d be determined
using the elastic half-space theory as described Í!1 Model 5--Vibrating Machine Supported by a
Chapter 4. Parameters m:: and / 2 are the rnass and mass Fixed Beam {Figure 2-5)
moment of inertia 1 respectively 1 of the foundation.
The solution of the differential Equations {a; a~d Mathematical modellng techníque for this physical
(b) of Figure 2-3 can readily be found for the natural system Js similar to the cantílever system above except
frequencies> mede shapes 1 transmissibi:ity factors 1 and that the paramete; determination differs.
the vib1·atio:.1 response, Ohen; the fundamental fre- The mass parameter me is the combined mass of
quency and lhe transmiss~bility factor are the principal machíne and a certain length of beam a:td is lúmped
results of the ar:.alysis, The set of differential equations at the intersecting axes o.f the machine an<l t.he bearr:,
(e) of Figure 2-3 Js in sin:ultaneous form, anda ma:mal The spring co!'lstant k:: is a functíon of the flexural stiff-
solution is tedious ::o petform. This syste:n of simul- ness of the beam. Both parameters me and k:: can be eval-
taneous equations is rarely solved by hand unless a uated by using the express.io:i. gíven for Case II ir. Table
thorough investiga::ion of the system is reqWred, and 1-1. The parameters h and k,;, can be determined by
then the solution is obtained with :he help of a com;::)Uter following the procedure descríbed u~der Model 4 above.
36 Design oi Structures and Foundations for Vibrating Machines
All modes of osciUation v,•hich may occur due to the However 1 if the substructure base slab configuration is
action of the fo:-cing fw::ction general:y need investiga- necessary 1 then information on dynamic soil properties
tion, ln this case 1 the vertical n:ode and the rocking \·fill be requíred, ar.d the s!ab should be rigid eno:..1gh
rnode (abm:t the x-axis) fali in this category. The such that it can be represented by a single lumped mass,
vertical mode ínvestigation is necessary because it gives The model parameters for spring stiffness kx, k::,. k1{,•
the lo,ver value of natural frequenc;' and the higher and damping constant Cr, Cz, Ct in the three modes of
level of vibration response. On the other hand! the rock~ excitation can be determined from tbe soil properties
ing mode investigation provides bigher value of nat·.1ral by the elastic halfwspace theory as described in Chapter
frequency and a lower levei of vibration respcnse. 4. The mass parameter mz is the total mass of reachine
Therefore, if the machine operating frequency is fou:1C and of the entíre foundation structure. The para:neter
to be very dose to the rockíng n;ode natural frcquency 1 h is the mass moment of inertia of the rnachine and
then the model parameters may need modlfication ir. the entire foundatíon at the center line and at the base
order to a void possible resonance conditions. Thus, both of footing. The equations of motion involved in both
modes may need to be considered in some machine the subsystems are linear second-order differential equa-
supports. tions wh(ch can be solved for the natural frequency
and vibraticn response by the procedures described in
Model 6-Typical Elevated Pedestal Foundation Chapter l.
(Table Top) (Figure 2-6)
Model B: Multi-Lumped Mass (Uncoupled
Superstructure and Foundalion) (Figure 2·8)
In this physical modet there is some variation in the
use of the modelíng technique ( ref. 1). In tbis example,
This rno<lel may be used when the following types oi
four models are considered> and the merits of each and
results are desired according to the Hsted conditions:
the effort involved i:::. thefr solution is dlscussed. In the
modeling procedure the following factors may be used
-Superstructure ís well defined, and the -fundamental
in determining the type of rnodei to be used.
frequency is to be lower than the machine operating
frequency ( structure to be undertuned).
Model A: Single-Lumped Mass (Uncoupled -Foundaúon structure is supported either on highly
Superstructure and Foundation) (Figure 2-7) firm soil or rock formation or a rigid deep founda-
tion.
-A pre1iminary ínvestigation is required, --Accurate deterrnination of vibration response is not
--Reliable informatíon on the parameters is lacking. a requirement,
-The structural framing system is not weH defined -Foundation structure height is low (1ess than 20
and preliminary dynamic characteristícs are desíred, ft) and foundation is not supporting more than two
-··•The beams have much higher stiffness tlum the machines.
columns.
-Informatíon o-n vibration response is not required, The dynamic characteristíc of the superstructure may
Because of the lack of interaction behveen super- be calculated ín either of two ways:
structure and substructure, this rnodel gíves the dynarrúc
solution of individual subsystems and generally results 1. Rayleigh's Frequency (see definition in Chapter
in a calculated higher fundamental frequency, There- l). ln this method, the weig.hts oi structure and of the
fore, the engíneer must use conservative crheria to avoid machines are applíed as static forces at a discrete num-
the resonance condition by first makíng certain whether ber of points acting in the direction of the deflected
the system is to be low or high tuned, This condition is shape of the structure (assumed as the fundamental
generally achíeved by varyíng the mass or stíffness of the rnode) , The following formula is used:
system components. The calculation of pararneters for the
superstructure representation would requíre a familiarity
with strn.ctural frame analysis for the cakulation of the
spring stiliness constants kh and kv, The mass parameters (2-8)
mu is the mass of machine pfus the mass of top frarning
and upper half-length of columns. The substructure where F i are the equivalent lumped forces of distributed
investlgation duri:lg the initial investigaticm phase of the weight of structure and machine acting at point i; Ôi
total foundation is not conducted becau.se its influence are displacements. of the structure at points i produced
on the solution of the superstr"...tctare portion is smaU. by the forces F 1 ; g is the gravity cor.stants; úln is c~rcuiar
Development of Analytical Models for Dynamic Systems 37
natural frequency in the mode corresponding to thc The investigation of the substructure is performed
direction of the acting forces. according to the proccdures stated for ?viodel A. The
The accuracy of the natural frequency calculation vibration response results obtained for both the sub-
obtained by this methcxl depends entirely on how dose systerns are combined by some rational procedure such
to reality are the assumptions made in assuming the de- that maximum values are achieved at a particular mo·
flected shape of the structure. However, note that for ment in time.
the approximate results obtained by this method, the
lowest frequency always gives the best approximation. Model C: Two-Lumped Mass with Coupled Soi\-Struc-
ture lnteraction (Figure 2-9)
2. Modal Multidegree Lumped Mass Analysis. The
Model C includes soil-structure interaction and also
normal modes ( modal analysis and normal medes are
includes the true dynamic characteristics of the founda-
defined in Chapter 1) are determined separately and
tion system. This model representation rnay be employed
then superimposed to provide the total response. A
when the following conditions are satisfied:
normal mode ( or natural mode) of vibration is associ-
ated with each degree of freedom of lumped mass in
-Foundation structure is supporting not more than
the system. The property of a normal mode is that the
two machines, i.e., the length of the structure
system could, under cert,ain circumstances, vibrate freely
should be small and its height is not greater than
in that mode alone, and during such vibration the ratio
of the displacements of any two masses is constant with
20 ft.
-Foundation structure is well defined, and reliablc
time. The ratio defines the characteristic sha.pe of the
information on the soil is available.
mode.
-Natural frequencies of all subsystems of the model
The equations of motion in matrix form for a multi-
do not fall in the resonance zone (0.5 to 1.5 of the
degree system, but having no externa} acting force and
acting frequency of the forcing function) .
no damping, have the following form:
and tírr:e-consuming and n-orrnaHy is accomplished with of the structure; (b) the flexura: displacer.1ent of
the use of comp:rter programs; however, a manual lhe top of the structure ín either direction is uni~
solution is preser:ted in Appendix A. The techniques form across the length when the top mass of the
used ir. víbratíon response analysis foUow a modal anal- structure and of the machines are made to act as
ysis of the Iumped mass multidegree system which is horizontal load,; (e) ai! columns deflect equally
briefl.y descr~bed above in discJssíng ?vfodel B. The re~ under static loads; (d) the center of resistance of
spor:se analysis of part b is relatively simple and can the supporting soH coincides wüh the centroid of
be obtained manually i..'1 a manner similar to part a. a!l s:taticaUy imposed loads.
However, if a cmnputer program is used for the solution
of part a, then parameters of part b can also be easily ·····•Information on founding depth of the structure and
co::nbined in order to provide t~e total results (ref. 2). on soil 1 such as shear moduius ( G), Poisson's ratio
ln foat case, the rocking spring h of part a shou!d be ( v), and bearing capacity of the soil is readily avail-
represented by three equivalent vertical spríngs of equal able.
stiffness ( see Figure 2R 10) with the following conditions:
The results that ,can be obtained from the analysis of
k; = 2 k,/ this model include:
k. = 3 ke
-The natura] frequencies ( eigenvalucs) ; the number
or
of frequencies wíH depend on the number of active
joints with lumped masses and the degrees of free-
dom of eac..h jolnt consídered in the ana]ysís.
ln this case k4- = rocking spring constant,k:: is the verti- -The mode shapes ( eigenvectors) for each of the nat1.:~
cal spring constant of m 1_, an<l e is the distance between ral frequencies.
t\-vo equivalent springs of stiffness k,,. The distribution -The víbratíon response ( in terms of displacements 1
of damping coefficient C'i' re.lated to C 2 is rather cúm- velocities and accelerations) for each mass having
plex; however, a similar forrn of logic may be followed six degree.s of freedom.
as has been done for the spring constant. The damping -The moments and forces at each mass joint and the
coefficients associated with the equivalent vertical spring reactions at the supports.
ke would not be all eqi.:al if the sarne value of e is used.
Therefore, an equal va!ue of the damping coefficient C,: A dynamlc solution of this model using the computer
has been used for ~he exterior springs~ and a differerH program STRUOL is presented in Chapter 7 (page
value of damping coeffícier.t C,n has been used for the 114).
middle spring. The member ,vhích connects the three
equivalent springs sJ:0;1ld possess an ínfinite flexural stiff- References
ness. but should also maintain the equivalent values of
m1 .and 1.-.
L Arya, Suresh C., Drewyer, Roland P. 1 and Pincus,
G.) Simulation of Structures Supporting Vibrating
Model D: Multi-Lumped Mass with Coupled Soil· lvfachinery, Sumrner Computer Simula.tion Confer~
Structure lnteraction (Figure 2-11) ence, Washington, D.C., 1976.
2. Richart, R. E., Jr., Hall, J. R., Jr., and Woods,
This model provides the design engineer with a com- R. D., Vibrations of Soils and Foundations: Engle~
plete ins-íght of not only the dynamic behavior of the wood Cliffs, NJ: Prentice-Hall, 1970.
superstructure but also identifies the critica! modes in 3. Biggs, John M., Introduction to Structural Dy-
the soil-structure system. ln cases where access to a namics, New York: McGrav,r-Hill, 1964.
computer program capable of solving dynamics proble:-n 4. Harris, Cyril M., and Crede, Charles E., Shock and
is availahlei then it is very conveníent to resort to this Vibration Handbook~ second edition) New York:
rnodeling technique. In this investigatio;1; several kínds McGraw-Hill, 1976.
of results can be obtained províded that the follov,,ing 5. Norrisi Charles H., et aL, Structural Design /o.,,
parameters are available: Dynamic Loads, New York: 11cGraw-Hill, 1959.
•····•Member sizes of the struct4re and geometry are avail- 6. Logcher, Robert D., et ai., ICES STRUDL-IJ, En-
able and have been proport:oned such that: {a) the gineering User~s Manual~ Vol. 2, second edition,
rigidity center of gravity of the structure in plan School of Engineering> Massachusetts Institute of
coincides with the center of gravi:y of the masses Technology, Cambridge, MA 02139, J~ne 1971.
Development oi Analytical Models for Dynamic Systems 39
:r:
/'
COMBINED Q
.s:::.
C.G
Vibraling Machine
Supported by
Block-Type Foundation
(Model 1)
Vertical mode normally behaves independent of other modes. The mass (m)
of machlne and foundation is assumed to be concentrated on the vertical
axís. Sprlng constant of soil (k,), damping ln soil (C,), ínertía of mass (m,)
and the forcing function (F2 ) of the machine have thelr !ine of action coincid~
ing w!th the vertical axis. Equation of motlon:
(a)
Vertical Mode
~ .. ~·
reasons, this mode is normally coupled with the rocking mode. Equatron
ot motlon:
(b)
Horizontal Mode
"' I,i,,m ínvestigated for the case when the machine ís located hígh above the found•
íng leveL Equat1ons of motion:
Fy (e)
Rocking Mode
Vibrating Machine
Supported by Mat-Type
Foundation
(Model 2)
z
t INERTIA
BLOCK
-fi.F:J./4..H+--./íx
ISOU'iflON / •
SPRINGS /
"-. ~,, ~
b
FOUNOATION
Machine Supported on lnertia-Block
and Vibration lsolated from the Foundation
(Model 3)
Vertical Excitalion
Cx2
p
I
~
1
The characteristlcs oi this model are similar to lhe above model except
that ali the parameters are related to the horizontal axis. Equalions
oi motion:
X X
y y
o o
Vibrating Machine
Vibrating Machine Supported by a Fixed Beam
Supported by a Cantilever (Model 5)
(Model4)
Both physica: systems can be represented by a simllar form of ma~hematica: model. However, because of different
physlca: dimensions and boundary conditions. dynarnic model parameters wl!l change. Two form of medes in the direc-
tion of dyramic forces require investigatlon:
l Mt
------------
Rocking Mode
{Rotatíon about x•Axis)
Vertical Mode
1. Vertical Mode-Mass (m9 ) Is the mass oi machine 2. Rockíng Mode-Mass (/;) is the moment of iner-
+ equiva!ent mass of support and is lumped at tia of mass of the machine + that portion of support
point O. Spring stiffness (k,) Is the deflection stíff. about polnt O. Torsional spring stiffness (k,) is lhe
ness at point O for a flexural member. Damping in rotational stiffness at point O for a flexural member.
such a system Is small and is neglected. Equation Dampíng is small and thus is not considered. Equa-
of motion: tion of motlon:
1,:f + k,,t; = F0 h cos wt
= M.,coswt
Note: Mathematícaf torm and description are common to both these systems.
Figures 2-4 and 2-5. Model 4 is a vibrating machine supported by a cantilever. Model 5 is a vibrating machine
supported by a fixed beam.
Soil
Supporfed
"'-_ ../
\ ELASTJC /
',, HALF-SPACE
.,____/
Model A
This model is composed of two parts: Figure a representing the top floor plus the supporting columns, and
Figure b representing the total structure and equipment plus the bearing sai!. These two subsystems are
assumed to possess independent dynamic characteristics, and there is a lack of interaction behavior between
the two. lhe basic assumption in this mode\ is to consider the column bases as perfectly fixed. The structure
is so modeled that only its three predominant motions (lateral, vertical, and rotational) are predictable at
the C.G. of masses. Equations of motion:
For (a): muX 2 + khx2 = Fx (t) For (b): m,x, + C,i< 1 + k,X 1 = F, (t)
m~'i2 + kvz 2 = Fz(t) mx zl + cz
i l + kz Z1 ·= Fz<t)
Figure 2-7. Model A. Single-lumped mass model o! table top (uncoupled superstructure and foundation).
ELASES
flXED
-
ASES FIXED
o. SLPERSTRUCTlff - REPRESENTATION b. RYJNDATION - REPRESENTAT\ON
Model B
This model representation is similar to Model A, but some refinement is added by lumping the masses in the
superstructure at points where dynamic response is important (see Figure a). The basic assumptions in this
model are still the sarne, but each individual element acts independently of all others. This is generally permis-
sible when the natural periods of the elements differ by at least a factor of two in any one direction of motion.
ln Figure b, the representation is similar to Model A. This model is assumed to include the complete dynamic
characteristics of individual members of the superstructure. Equations of motion:
Figure 2-8. Model B. Multi-lumped mass model of table top (uncoupled superstructure).
44 Design of Structures and Foundations for Vibrating Machines
H -
+
ELASTIC /
\ HALF-SPACE
'--- / a. b
T'M) 0,,-,ENSONAL SUPER- _.. COUPLED LATERAL ANO ROCKt-lG + VERTICAL OSCILLATION
STRUCTURE At-lJ FOltK>AT!ON OSC!LLATKJN REPRESENTATION REPRESENTATON
Modele
This model is an improvement over Model A dueto the incorporation ot interactive capability between struc-
ture and soil which was neglected in Model A. The model is shown in two parts, Figure a for the coupled hori-
zontal and rocking mede and Figure b for vertical mede. The model can be analyzed as shown without much
loss of analytícal accuracy; however, a coupled mede of both of these medes can also be studied without
additional difficulty. The method of parameter calculation also does not change. The drawback in this model
becomes apparent when the natural frequency of individual elements is required or it is necessary to cal cu late
the vibration response at some other points in the structure. Equations of motion:
2
EQUIVALENT
kh,kv
H
1◄ ·+·~1
Figure 2-10. Model C-Alternate form. Coupled lateral, rocking, and vertical oscillation representations of
table top for computer program application.
Developrnent of Analytical Models for Dynamlc Systems 45
H ➔
E!.ASllC !W.F. /
'\,_ Sl'ACE
----✓
COMPLETE STRUCTURE SPRINGS
+ FOUNDATION
TOTAL REPRESENTATION
Model D
This model Is an lmprovement ln relatlon to the previous modal, not only wlth respect to degree oi rellabillty
oi results, but also wlth regard to avallablllty oi sufficlent lnformatlon at ali polnts of ínterest. The approach Is
based on lumplng the massas at the polnts oi maximum dlsplacement occurrlng for any directlon of motion.
The loundation slab Is modeled uslng finite-element procedures and Is supported by soll-springs at the node
points. The lnteracllon of lhe soll's stiffness wlth the foundatlon structure Is obtalned through lhe use oi the
elastic hall-space theory. The calculatlon oi stlffness for the structure Is quite complex an,:l Is generally done
through the use of computar programs. An average damplng constant may be used when performlng lhe
response calculation for ai! modas.
Figure 2-11. Model D. Mu!ti-lumped mass model oi table top wlth coupled soil-structure interactlon.
3 Development of
lnformation,
Triai Sizing, and
Design Checklist
The design of a dynamically Ioaded structure requires machine properties and parameters include the fol-
that certain site and loading parameters be known even Iowing:
before preli.minary sizing of the structure can be com-
-Outllne drawing of machine assembly
pleted. These design conditions and requirements may
-Functions of machine
be generally classified into three groups: machine prop-
-VVeight of machine and its rotor components
erties and requirements, soil parameters1 and environ-
--Location of conter of gravity both vertically and
mental requirements. Therefore, the required design
horizontally
information includes not only geometrical constraints of
-Speed ranges of machine and components or fre-
lhe aciual machine to be supported but also includes
quency of unbalanced primary and secondary forces
detailed knowledge of the structural supports. These
-Magnitude and direction of unbalanced forces both
supports are in turn related to the particular site con-
vertically and horizontally and their püints of ap-
ditions and can be of three types: soil supports, piles,
plication
or piers. Structures supporting dynamic machines are
-Limits r!Ilposed on the foundation with respect to
generally soil supported, ar may be supported by piles
differential deflection between points on the plan
if the soil is of low-bearing capacity. Characteristics of
area of foundation
these foundation support types are further described in
-F'oundation requirements
Chapters 4 and 5, Some foundatíons lying close to bed-
rock or resting on thi<:k deposits of overconsolidated The physlcal size of the structure depends on the
day have been supported on piers, but this is a relatívely required base dimensions for the machine. Often, ap-
unusual situation. purtenances such as platforms and piping supports re-
quire increases in base dimensions. The outline for the
machine base generally specifies minimum dimensions.
Machine Properties and Requirements and locates spedfic areas that must be left clear for
machine attachments. For example, in turbines, certain
Machines causing dynamic loads on structures are regions under and over the machine must be left dear
oi many types but may be classified in either of two for condensors and piping.
large groups: centrifuga! or reciprocating machines. ln Machlne function includes information on the overall
either case, a periodic time~dependent loading function purpose and critica! nature oi the machine. Should the
is transmitted through the structure into the foundation. machíne be of an extremely criticai importance to over-
ln order to design the structurei a number of machine all operations, then a more conservative design a.pproach
geornetrical and performance factors are required. These is recommended. For example, shut down of a small
factors may be supplied by the machine manufacturer pump may not affect plant production. However1 if a
or may be available in sales catalogues or engineering large centrifugal compressor is to be shut down, a multi•
handbooks. Often, the information is not avaHable> and million dollar operation may be affected. The designer
the designer must either pedorm some preliminary cal- must set the level of conservativeness ba!anced against
culations or make some assumptions. The required possible unnecessary expense.
46
Deveiopment of lnformation, Triai Sizing, and Design Checklist 47
The weights of the machine and íts ccmponents are Soil Parameters
provided by the manufacturer and serve to glve a ;>re-
liminary indication of soil support feasibility. The weíght Knowledge oi the soil forrnation and its representa-
of rotors and speed in centrifuga} rnachines determine tive properties ls required for static and dynamic analy-
the magnitude of possible machíne unba!anced forces, sis, I n the case of a sand or clay formation, the informa-
The -eenter of gravity location in the horiz◊ntal and tion is to be obtained from field borings and laboratory
vertical planes is often provided. When not available, tests. These are usually performed by the geotechnical
cakulations or assumptions may be needed. Basically, consultants. Chapter 4 descríbes procedures for proper
the machine is set on the foundation in such a way eva1uation of these parameters and discusses other soil-
as to avoid eccentricities between the resultant of all related probierns. The foUowing parameters are generally
loads and the support center of resistance; that is, the requíred:
centroid of the pile group if pile supported or the center -·density of soil, y
of resistance of the supporting soil if soil supported. -Poisson's ratio, v
The speed range and frequencies of prirnary and -shear modulus of soil, G, at several levels of strain
secondary forces are required in the dynamic analysis ( or rnagnitudes of bearing pressu:re)
in order to check fo-r possible resonance, The designer is
generally only interested in the operatíng frequencies,
although in many machines, there will be particular
Table 3-1
speeds briefly attaine<l during start-up or shut down
.where the assemb]y will be in resonance with the ma- Design Eccentricilies for Centrifugai Machines
chine frequency. A temporary resonance condition may Fo-r oper.iting -speeds up to 3,000 rpm, we have the following:
be tolerated in such cases especially when signlficant
damping is available,
Eccentdclty, ln.
The magnitude and direction of unbalanced forces Operating Speed * (Double Amplitude)
are often nct avaílable from the machine manufacturer. .014-.032
750
Some claim that their centrifugai machines are perfectly 1,500 .008
balanced) a condition that may be approaçhed initially 3,000 .002
at the manufacturíng plant. However, after a few years
*Major, A., Vibraiion Analysis and Design oj Foundalions for
of use and due to normal wearj some eccentrícity will Maéhi-nes and Turbines, Akaderníai. Kiado, Budapest, Collet's
exist regardless of initíal machine and installation work- Holdíngs Limited, Londor., 1962.
manship. Eccentricity criteria useful in designíng struc~
The foilowing are the modified API standardst for centrifugal
tures supporting centrifugal machines are given in compressors:
Table 3-1 and Figure 3-1. For redprocatíng rnachines,
the unbalanced forces, whích are generally of consíder- e (mil) - " ✓ 12,000/rpm < LO (rr.il),
able magnitude, are provided by the machine manu-
where a = 0.5 at installation tiwe,
facturer. = LO after severa! years of operation 1
Limits on differential deflection allowed between rpm = operatíng ma,chine speed, rev/min,
l mil = 0.001 in.
points of the foundation are set to avoíd possible damage
tAmerican Petroleum lnstítute Standard for Centrifugai Com-
to piping and other appurtenances that connect to the pressors -#617, Section 2.18.4, as modified by the parameter a.
machine. In some high pressure (50,000 psi) piping,
differential deflection limits are approximately less than For gear uníts, we have the fol!owing:••
0.0001 in, This is generally the case for rnachines witb
very rigid ( thick} attached piping. Double amplitude
including runout, mils
Foundation requirements refer to minirnum depth of Maximum continuous
foundationt as dictated by expanslve soils) frost action, speed, rpm
Shop test Shop test
fluctuating water table, pi-ping clearance, or paving unloaded loaded
elevatkm. The top layer of weathered soil is often not
Up to 8,000 2,0 1.5
recommended for supporting foundations since firm) 8,000 to 12,000 L5 LO
undisturbed soH is required. AlsoJ the bearing strength Over 12,000 Less than 1. 5 Less than 1.0
required for the soil may dictate placing the bottom of
the foundatior. at a deeper level for soil-supported struc~ *"'American Institute Pe!roleu:n Standard, "Hígh Speed, Special
Purpose Gear linits for Refinery Service," API Standard 513,
tures. The recommendations of the geotechnical consul- August 1968.
tant must be integrated into the design process {ref. 3). (Table 3-1 continued on page 48)
48 Design of Structures and Foundations for Vibrating Machines
, 1, 1! 1
Integral Horsepower Electric Motorst ,l!J
Ê
E
3 ...........
'\,
'\
....... ·,' l !; !
l 1
1
Peak-to~peak displacement 2
", ---..
3,00Q--4,000
1,500-2,999
amplitude, in.
0.0010
0.0015
"E
"~
ã.
,, ,_
~
~~,- ·---,--1
'• NEMA SM 22-1970 (SHAFT)
Peak~to~peak displacement
VDI
SHl~BOÀRÔ ',
56-NEW MIL STD-167
_(BEARING) (SHAFT)
Speed 1 rpm amplitude, in. 0.1
3,000 and above 0.0010 1,000 5,000 10,000 30,000 60,000
1,500-2,999 0.0020 Vibrat!on Frequeney, cpm
1,000-1,499 0.0025
999 and below 0.0030 Figure 3-1. Classification of severily oi machínery
vibration. From C.M. Harris, and C.E. Crede, Shock
***Nati.onal Electrical Ma.nufach:rers Associati.on Standard, and Vibration Handbook, Used wlth permission oi
ºMG1w20.52, Balance of Machines," July rn69.
McGraw-Hill, 1976.
on the soi: or rock, and concrete footíng supported by rocating 1 the mass of the foundation should be
piles or piers. The preference of one sysrem over the three to five times the mass of the rnachine,
other sho:ild bc decided by taking into comideration: b. The top of the block is usually kept I f! above
relative economy, settlement; bearing capacity of tbe soil 1 the finisheà floor or pavement elevatlon to pre~
vibratiôn isolationl and the level of the underground vent dama.re from surface water runoff.
water table, Pile- or pier-supported iootings are the e. The vertic;I thidmess of the block should not be
exception and are used only rwhere poor soil conditions less than 2 ftr or as dictated by the length of
are found. anchor bolts used, The vertical th!ckness: rr,ay
also ,be governed by the other dimensions of the
Environmental Conditions block in order that the foundation be considered
rigid. The thickness is seldom less than one fifth
There can be several situations during which a rr.achíne the least dirnenslon or onc tenth the largest
installatí-ou is in the viciníty of vibration sources such as dimensior.,
quarry blasting, vehicu1ar traffic 1 construction pile driv- d, The foundation should be wide to increase
ing1 or the location is in a continental zone where seismic damping .in the rocking mode. The width should
occurrence is possible, The design engineer must then be at lea~t l to l..5 times the vertical distance
establjsh the severity of tbe situation and, if required, from the base to the machine centerline,
should seek the help of a vibration measurement con- e. Once the thickr.ess and width have been selected)
sultant. The information requested should include the the 1ength is determined accordlng to (a) above,
character of the vibration and the a:ttenuation at the p-rovided that sufficient plan are-a JS availahle to
installation site, The effects of seismic forces can be S'..l.pport the machine plús 1-ft clearance from
detenníned through 1nformation and procedures de- the edge of the machine base to the edge of the
scribed in References 4, 5, a-nd 6, block for maíntenance purposes.
f. The Jength and widtb of the foundation are
Triai Sizing of a Block Foundation adjusted so that the center of gravity of the
machine plus equipment coincides wlth the cen-
The design of a block founc!ation for a centrifugai
ter of gravity of the foundation. The combined
or reciprocating machine starts with the preliminary
center o-f gravity should coincide with the center
siziug of the block. This initial sizing phase is based on a
of resistance of the soil.
nurnber of guidelines that are partially derived from
g. For large reciprocatíng machines, it may be
empirical and practical experience sources.. Initial sizing
desirable to increase the embedded depth in soil
is only preliminary; it does not constítute a final design,
such that 50 to 80% of the depth is soil-
A block foundation design can only be considered com-
embedded. Thís will íncrease the lateral restraint
plete when a dynamic analysís and check is performed
and the damping ratios. for all modes of vibra~
and the foundation is predicted to behave in an accept-
tion.
able manner as illustrateà ln Chapter 6. However, the
h. Should the dynamic analysis predict resonance
following guidelines for initial trial sizíng have been
with the acting frequency, the mass- of the foun~
found to result in acceptable configurations:
dation is increased or decreased so that, generally}
1. The bottom of the block foundation should be the modified stn1cture is overtuned or under-
abúve the water tabJe when possib!e. It should not tuned for redprocatíng and centrifugal machines,
be restíng on previously backfilled soil nor on a respectively.
speciaily sensitive (to vibration) soiL The recomw
mendations of the geotechnicaI consultant are 3, The following guiddines only apply to block foun-
usually followed wíth respect to deptb of structures dations supported on piles:
supporti:1g dynamic or víbratory machines. Some- a. The pile cap mass should be L5 to 2.5 times
times, the soil quality is poor, and tbe geotechnk.al and 2.5 to 4 times the mass of the machine for
consultant may recommend using piles or piers. centrifugai and reciprocating machines) respec-
tively,
2. The following items apply to block-type founda- b. The thíckness, width, and length of the block is
tions resting on soil: selected as ín 2(b) through 2(!).
a. A rigid block-type foundatíon res.ting on soil e, The number ar.d size of piles are selected such
should have a rnass of two to three times th.e that no single element carries over one half af its
mass of the suppo-rted machine for centrifugal allowable design load.
rr.achines. However, when the maehír.e is recip~ d. The piles are arranged so that the centrold of
50 Design of Structures and Foundations for Vibra!ing Machínes
t!-:e pi~e group coincides \vith the center of 3. All cohmms should be stresse:d aimost equaHy
grnvity of thc <:ombined structure and machine when sabjected to vertical Ioad. Thus 1 the column
1-oads. areas should be proportior.:a] to the load caried by
e. Piles are b;ittcred awny frorr. the pile cap to the column, and Prf A; should be faírly constant
carry any transvcrse and longitudinal unbabnced for all colurnns where P1 ar.d A; are the axial Ioad
forces. Vertical piles provide sma:t resistance ta and cross~scctional area of any coiumr., The
horizontal loads, and the batter pi[es are usually columns s.hould bc capable of carrying s:x times
designed to carry all s:1ch torizon~a1 forces as the vertical load. Column spaci11.g shculd prefer~
axial loads, ably be less than 12 ft. The intermediate colu:t1ns
L VVhen piers are used) bells 1:my be de,sírabic to should be located preferably under t!:e couplings
increase thdr overall capacity. Ot' the gear box.
g. If resonanc.e conditlo:is are predkted to occur, 4. The beam depth should be a tninimum of one
modifications are necessary as describcd in 2[h) fifth of the clear span, and the beam wldth Is
above, normally equal to the width of the column con-
h. Piles and piers must be properly anchored to thc sistent with anchor bolt requirernents for spacing,
slab for adequate rlgidity and for meeting the embedded depth, and edge distance. The beams
design conditions assumed during the analysis should not deflect over 0.02 in. when subjected
phase. to static loads.
5. The flexural stiffness of the bearns should be at
Triai Sizing of Elevated Foundations (Table Tops) least twice the flcxural stiffness of the columns.
6. The :otal mass of the structure inclu.ding the mat
Preli:ninary s:zing and geometrical member arrange• should be no less than three times the mass of the
ment constitute the initial design phase for elevated supported machine for centrifugal machines and
foundations. Although thfs prelirr.inary phase is often five times the mass of the machíne for reciprocat-
based on the experience of the designer, suggested guide- lng-type machines.
lines can be useful ln arriving at a satisfactory final 7. The mass of the top ha!f of the structure should
design. It should be emphasized that the general guide- not be less than the mass of the supported ma-
lines for trial sizing are only usefol in the inítial phase chine.
and are no substit.ute for ~ thorough dynamic analysis 8, The maximum static~bearing pressure for soil-
and check as described in Chapter 7, These general
supported foundations should not exceed one half
guídelines include the following: of the allowable soi] pressure, For pile-supj>Orted
L The designer should carefully analyze eguip:nent foundations, the heaviest loaded pí!e should not
size and ele.a.rance requirements to assure that carry over one half of its allowable Ioad.
sufficient space is a!located to equipment 1 ar.chor 9. The center of resístance of the soil should be
boltS 1 piping., and clearance for installation, within 1 ft of all superimposed 1oads for soii-
maintenance and operatíon, that ís, physical space supported foundations. For pile-supported founda-
lim.its and requirements should be clearly identified tion~, the centroid of the piles should be within
and consídered, 1 ft of the superimposed loads.
2. The bottom of the foundation mat should be 10. The center of colum.n resistance should coincide
placed no higher than the minimum founding with the center of gravity of the equipment plus.
depth recommended by the soil consultanL This the top half of the structure loads in the longi-
tudinal as well as the transverse directions, that is,
generally includes considering the location of ade~
the colu:1:1n moments of inertia should be "bal-
quate betiring stratai water table, depth of frost
penetration, paving elevation 1 and speCl'al local anced" about the centroid ·of the equipment as
soil cond!tions. Hov,:ever, in very poor soils, the shown ín Figure 3-2.
geotechnical consultan': may recommend the use 11. All the columns shou!d deRect equally in the ver-
of piles. The mat thickness t shou~d not be less tical, latera!, and longitudinal directions when
than subjected to equivalent static :rr.aá.ine loads acting
in those directions.. These equivalent loaCs are
0.07 L ' 1' often assumed to be 0.5, 0.3, and 0.1 of the total
load for the vertical, transverse, ar.d lo~gitudinal
where L is tbe average of two adjacent spans between directions, respectively, \vith the vertical clead load
columns. acting in all conditions. Chapter 7 gives a further
Development of lnformatíon, Triai Sizíng, and Design Checklist 51
í-x
+
'--+-----'Ix2t
z "'"-.... I z3
CENTROID OF EQUIPMENT LOADS PLUS
~---------- UPPER HALF OF STRUCTURE
<L COLUMN RESISTANCE
~---~ 'I
-+--+
'-1z5
Xl5
description of these approximate equivalent static (see Chapters 6 and 7). The predicted behavior of the
loadings. The maxímum horízon-tal deflections for proposed structure is checked or compared against cer-
these equívalent static loadings should be less than tain design requirements, These design requirements
0.02 in. in aH cases. include: ( 1) the usual static strength checks agaínst soil,
12. The columns and beams should 'be checked for structural failures; and excessive deformations; (2) com-
individual member resonance with the 111.achine~ parison to limiting dynamic behavíor including maximum
acting frequency. The lcr,,vest natural frequency of amplitude of vibration: maximum velocity and accelera-
the columns is. approximate!y gíven by tion, ma.ximum magnincation factori maximum dynarnic
load factor, possible resonance conditions; and maximum
trar:smissibfüty factor; (3) inspection of all modes of
oscillatíon índuding caupled modes; ( 4) consideration
of possibie fatigue failures in the machíneJ structure 1 or
where f'c is the concrete strength in psi, p is the connections; ( 5) consideration of environmental de~
actual coiumn axial stress ir: psi and is usually in mands such as physiological and psychological effects on
the 40-300 psi range, L is the column height in people, effect on adjoining sensitive equipment, possible
inches, and [11 is in rprn, damage to the structurei and possible resonance of indiw
13. When piles or piers are recommended by the geo- vidual structural components.
technical consultant 1 additional gddelines 3 (a) Figures 3-3 through 3-7 are used in checkíng on the
through 3 (h) given above fo, block foundations dynarníc behavior of the proposed structure. Suitable
may be used in arriving at a trial configuratior.. limits of vibration amplitucle, velocity, and acceleration,
which are all functions of operating frequency, are given
in these figures. T able 3-2 lists appropriate Hmits of peak
Checklist for Design
velodty for ce,;taín categories of rnachi:ie operation,
In order to acco;_1nt fo:r the rei.ative im;ortance of the
Once the p;:opooeC structure is modeled (see Chap- :machine to overail plant operation: increased factor5. of
ter 2) 1 tr~al sizes are selected, and an a:iaiys:s is performed ( text continue-d on page 54)
52 Design of Structures and Foundations for Vibrating Machines
EXPLANATION OF CASES
TO AVOID SREAKDOWN.
MAINTENANCE DOLLARS.
0.0001L-~-~~-L~.1.L_~-~~_uW"'1
1000
'ºº Frequency, cpm
10,000
l O.OS
0.02
O.OI
0.005
0.002
0.001
0.0005
0.0002
+ FROM REIHER ANO MElSTER (1931)- (STEADY STATE VlBRATIONS) 0 .000! L-JC.-J.._LI..l.l.W,~...L-J>..J...L.J..!..UJ
o FROM RAUSH (1943)-(STEAOY STATE VIBRATIONS) 100 200 500 1000 2000 5000 10,000
l::-,,. FROM CRANDELL (1949) (DUE TO BLASTlNG} FREQUENCY, CPM
Figure 3-4. General limits of vibration amplitude for a particular frequency (see ref. 10).
Development of lnformation, Triai Sizing, and Design Checkl,st 53
-ó-.,.
p
Freqvency, cps
o
o
D
g
o
é-- ,...... 60 l-+4'-4-----l----+----l--1
z---
lil~
:r,:""
[i , 4011-'Hêl.-../-+---+='-.:-J---I
"'
,-l cu
o
o. ::, 2 Q
V) ""
161---'li;\,
"o ",-l
P..
~ RPM
20000
";fel:f',ó~o:e('.)
;,,✓, o
21----1---'\;.(.!"~"',- - + - - + - - - f
'I
l,
oi-................~...1....1....1....1....1....................._ ........,
5 10 20 40 80 100 320
PREQUENCY, CPS
Figure 3-7. Turbomachinery bearing vibration limits
(see ref. 12).
54 Design oi Structures and Foundations tor Vi brat;ng Machines
Design Checklist
Design Conditions Procedures
Static Conditions
Static Bearing Ca.pacity Proportfon footing area for 50% of allowabie soil pressure,
Static ·settlement Settlement must be un:for::n; center of gravity of footing and machine
loads should be within 5% of any linear dimension.
Bearing capacity: Static plus Dynamic The sum of :natic ptus modifled dyna:rnic load should not create a bearing
Loads pressure greater than 75% of the aUowable soil pressure gíven in the soil
report.
The combined ce::1ter of gravity of the dynainic loads and the stat:c loads
Settlcment: Statk plus Repeated Dy- should be within 5% of the linear dimension from the center of gravity
namic Loads of footing. In the case of rocking motion, the axis of rockíng should
coincide with principal axis of the footíng. The magnitude of the resulting
settlement shoulcl be less than the permissiblc deflecti:1g capab:li:y of the
connected piping system.
Vfüration Amplitude at Operating The maximltm sir.gle amplitude of 1totior, of the foundation system as
Frequenc;.1 calculated from Table 1-4 should Ee ín zone A or B of Figure 3-3 for
the gíven actíng frequency. \Vhere ur:balanced forces are caused by
* Fr-o::n Blake ( ref. 9).
t Horizon~al displace'11ent on basket housing.
Development o! lnformation, Triai Sízing, and Design Checklist 55
Vertical Oscillation This mode is possible if the force acts in this direction.
Horizontal Translation This mode is possible if the force acts in this direction.
Rocking Oscillation This mode is possible when the point of application of horizontal force
is above mass center of foundation.
Torsional Oscillation This mode is possible when the horizontal forces form a couple in
horizontal plane.
Coupled Mode The horizontal translation and rocking oscillation are usually coupled.
If yf'., + /'n<1//.,/m/ <; 2/3/ , thcn the coupling effect may be ignored;
the horizontal translation and the rocking oscillation modes can be treated
alone, and the results can be combined. See nomenclature on page 98 for
definition of terms.
Fatigue Failures
Machine Components Limits stated in Figure 3-4 and/or Table 3-2 are to be followed. ln case
machine components are very delicate, then the machine should be
mounted on springs with an added inertia block.
Connections Sarne as the machine components condition above and check stresses using
AISC code when connec tors are bolts or we!ds ( ref. 13) .
Supporting Structure For steel structures, use the connections condition above. For a concrete
footing, if reversa! of stresses takes place and the amplitude is very high
such that the peak stress reversa! is over 50% of the allowable stress, the
56 Design of Structures and Foundations for Vibrating Machines
main and the shear reinforceme:1t (if any) should be designed for the
stress reversa! co:i.dition (ref. 14),
Envíronmental Demands
Physiological Effccts on Persons If the machine ls located inside a building1 use the procedure give:i in the
transmissibility factor condition above and use the limits indicated in
Figures 3-4 through 3-7. The concept of physical isolation of the supporting
structure is another alternative. The amplitude of vibration in any direc-
tion should fall below the zone ªtroublesome to persons" for the specific
acting frequency as determiried from Fig<Jre 3~4,
Psychological Eff cçts on Persons Use the procedures indica.teci in the condition ímmedfateiy above. In case
the facility is located very close to people no·t connected with machine
operations, use acoustic barriers.
Sensitive Equipment Nearby Physically isolate the support system from the sensit.íve equipment
Damage to Structure Use the límits indicated in Figures 3-4 and 3-5 to avoid structural damage.
=
Dm material damping ratio r = effective radius of footing
0
to geophone
D 10 = equivalent grain dia:meter for '\vhich 10% of
sample is smaller u = pore fiuid pressure
dr: = characteristic depth W =weight of foundation plus load vibrating in
E= Young's modulus phase
=
e void ratio L = depth coordínate
=
f frequency in cycles per second Zi., Zz = displacement ampHtudes for two successive
cydes
=
f. undamped natural frequency a = embedment factor for damping
/m, = resonant frequency wi:th damping induded 'Y = shear strain amplitude
t◊;::;::: fundamental resonant frequency
Yr = reference shear strain
=
G shear modulus of soil
Ya = unit weight of soil
Gm= = shear modulus at very lmv-strain ampfüude
t>..G = increase :in shear modulus
G1000 = shear mo<lulus after 1000 min of consolidation
Ó.<1-v = vertical stress due to static load
=
g gravita.tional constant
= permanent axial (vertical) strain
=
H thickness of soft stratum
ep
1/ = embedment factor for stíffness
li= depth of embedment or borehole spacing
=
1,,, Iip mass moment of inertia
À= i.Tà/<lc
v = Poisson's ratío
=
Ka at rest earth pressure coeffident p = roass density
=
K 1 shear modulus factor u e = confining pressure
=
k plasticity factor
= vertical dynamic stress
=
kz spring constant for horizontal exdtation
Gâ
= horizontal effective stress
=
kz spring constant for vertical excitation
ü11
= octahedral normal effective stress
=
kf spring constant for torsíonal excitation q,o
kifi ~ spríng constant for pure rocking exdtation = vertical total stress
O'ir
=
La length of Rayleigh wave <Tv = vertical effective stress
=
M mass of footing plus load vibrating in phase r = shear stress
m relative densltv term Tm1u: = shear stress related to shear strain through Gmax
=
N nurnber of str~ss cycles f- effective stress angle of internal friction
57
58 Design oi Structures and Foundatíons for Vibra!ing Machines
DynarnkaHy loadcd foundations induce strains ln ::.hc niques for predict~ng footing response in strongly s.trati-
supporting soll) wJ1icb" in turn, require the elements of fied soils, responsc of footíngs (caps) supported by piles,
thc foundation (footing1 piJes, etc.) to defor:n in a manH and response of footings embedded beneath the surface
ner compatible \;tith the deformation of t1:e soil. It is of the ground. Each of these techniques is dis:cussed ir.
therefore necessary to adopt a model tha".: will predict this chapter and Chapter 5.
the response of the soil to irnposed dyna;nic loadings in The basic elastic halfspace rnode? is va!id only for
arder to allow the structural designer to lndude thc isolated foundations. No valíd theory has beer: developed
effcc.ts of foundation defonnation in a g:oba: str::1ctural to permit the precise calculatiort of the response of two
analysis. Several models are availab!e to accm:nplish this or ruore footings situated near each other> although
predic~lon 1 but the model that is most widely acceptcd finite-element modeling of the soíl ltself can be useful
is thc •:elastic halfspace modeL 11 The halfspace model, in this rcspect. Empir:cally 1 however, the soil spring
•,,;hich is used b thls book for shallow foundations, preH constaras for thc individual footings are usually reduced
sumes that a cfrcular footing rests upon the surface of an by placing footings nea!' each other, and the geometrk
elastic ha!fspace ( the soH) extending to an infinite damping !s always reduced. These poínts should be kept
depth; whkh is hornogeneous nnd isotropic and whose in rr.ind t-vher. applying the techniques described here.
stress-strain properties can be defined by two elastic cor.- For design purposes, the a.ssumption of frequency in-
stants) usua11y shear modulus ( G') and Poisson's ratio dependence of stiffness and damping is vaiid for Iow
{v). With the elastic halfspace model it is possible to frequencies. Specifically, º)m.v írequencyn exists when the
predict the response (e.g., deformatíon at a point vs. drivir.g lrequency f is less than about (1/irr,) (Gg/y)º·'
time) of the soil and, therefore, of the footing, to har- ,vhere r 0 is the radius of a circular footing or is (BL/rr ) 0 • 5
monic vertical forces, rocking moments, twistir.g mo- for translatory motion or (BLª/37r) 0 -2> for rocking mo-
ments, horizontal shears 1 and combinations of such Icads tíon of a rectangular footing, G is the low-amplitude
applied to the footing, which is considered to be rigid. shear mo<lulus of the soil (discussed laterL y is the total
The model provides for d!ssípatio:1 of er.ergy through unit weight of the soiI, and g is the gravitational con-
radíation or i;geometric' 1 damping. Exact mathematical stant. B and L are the plan dimensioru of a rectangular
expressions have been deríved from halfspace models footing, where L is the dimension perr'endicular to the
tvhich define the response of footings to harrr.onic load- axis of rocking.
ing of any of the above types. These expressions indkate Spr.ing constants for the halfspace model are evaluated
that the stiffness of the soB ar.d the amount of damping under such conditions as the elastic static spring con-
that occurs is a function not only of elastic properties of stants. Expressions for the theo.retical spríng constants
the soil (halfspaee), but alw of the frequency of Ioad- for vertical, horizontal 1 rocking and torsional motion are
ing. Since it is inconvenient to índude thís so-called given in Table 4-1. Note that it Is possible to evaluate
frequency~dependent response in most algorithms for the spri!lg constants for both circular and rectangular
structural analysis 1 lumped para.meter approximations of
the halfspaee rnodel have been developed that allow the
soil to be represented by linear spdng constants, which Table 4-1
resist applied loads ln vertical, horizontal, twisting 1 and Equivalent Spring Constants for Rigid
rocking modes) and dashpot comnants1 which símulate Circular and Rectangular Foolings
v1scous damping ln the halfspace in the respective
(alter rei. 19)
modes, Both spring and damping constants are fre~
quency independent. It is possible, the:efore 1 to assign
spring constants and dam?ing ratios to the soil and de- Mode of
Vibration Circular Footing Rectangular Footing
termine deforrnatiot:1-time relationships using the funda-
mental lumped parameter relationships introduced in 4 Gro G
Vertical k, ""'--,, k, ~ - ~ . ✓ BLo,
Chapter L In those relations!:ips, the mass is taken to be 1-v 1-v
that of the footing and any load víbrating in phase \Vith
32(l-;11)Gro :
the footing. K or:.e of the soil mass is included. k, = 2(1+.v)G,8,, ✓ BL11~
The user cE the elastic halfspace model must make
Horizontal
7-8ir •• kx
footings and for footíngs resting on the suríace or em- Table 4-6 gives typica! expressions for mas:s. mornents
bedded beneath the surface. Embedment effects are dis- of inertia of simple volumes. Generally, rnass momeEts
cussed further in the latter part of this chapter. of inertia for most machines and foundatíons can be
In Table 4-1, v is the Poisson's ra:tio of the soil; the adequately represented by these expression-s.
17-factors are embedment coefficients defined in Table It is obvious that a pri:nary objective of foundation
4-2; and the j3-factors are geometry factors defined in design is te maximize geometric damping, consistent
Figure 4-1. with econorny, It is observed that tJ1e damping ratios
The damping ratios can be computed frorn the mass for a halfspace (Table 4-3) increase with jncreasing
or inertia ratios as indicated in Table 4-3. The weights founda-tion size (r0 ) and decrease with increasing weight
U,1 in the mass ra:io expressions are the total weights {J4') or rna.ss moment of inertia (/). It can be con-
of the footing plus the load supported by the footing duded: therefore, that1 ideally, foundations should be
vibrating in phase with it1 including machincry. The as wide and shalkrw as is practk:able.
moments. of inertia 1~ and le are the rockíng and twist-
ing mass moments of inertia ahout the axis of rotation, Evaluation of Soil Parameters
which is an axis ín the plane of thc base of the founda-
tion perpendicular to the plane of rocking for rocking ln order to evaluate the spring constants k::, k,:~ ke,
motion and an axis perpendicular to the foundation and and k<f and the correspor.ding damping rat.ios required
to the plane of twisting for torsional motion. The factors for computer analysis of dynamic structure-soil interac~
a are damping ratio coefficients to account for the in- tion problemsi it is necessary to determine relevant
creased geometric damping that occurs due to effectíve values for the soil parameters G (shear modulus), 1'
embedment. Equations for evaluatíon of a: are given in (Pcisson's ratlo), p (mass density) and Dni (internal or
Table 4-4. The factor nift is an inertia ratio correctkm material daroping ratío), Furthermore, factors not
factor for rocking, given in Table 4-5, needed dlrectly ín the computer ar.alysis 1 rnch as the
permanent settlement that will occur beneath tl:e foun-
3
,,, 1 1' 1 1
, - dation of a structure supporting vibrating machinery,
= =
i--J.._.; '' '1 ' also need to be considered before the structure is con~
2
---,- T 1 1 structed. The objective of this chapter is to describe
is:'.i
,,,13 -- - procedures by whkh the soil parameters can be evalu~
•·~ ·1
-"'.+- ..,_ ' ated and pennanent settlements estirnated. In additioni
' '-'
' 1
be assumed throughout that the reader possesses a basic
'
' knowledge of elementary soil mechanics and under~
o 1 1 1 o stands faundation engineering te.nninology.
O.l 02 0.4 Q_6 1O 2 4 6 8 10
L/B Thís chapter is intended pr:ímarily to be a source of
Figu_re 4-1. Coefficients /3,, f3x' and f3f for rectangular infonnaticm for those interested in anaiyzíng· or desígn-
footmgs (alter rei. 19). íng structures to s-upport vibrating machinery. As a re~
sult 1 the emphasis is on procedures or criteria developed
Table 4-2 from research rather than on fundamental aspects of
Embedment Coefficients for Spring Constants soil behavior, For the reader who wishes to pursue a
(alter rei. 18) more detailed treatrnent of behavior of dynamically
loaded soil, papers by Richart (ref. ll) and Seed and
Idriss (ref. 14) and texts by Ríchart, Hall and Woods
Mode of ro for Re<:tani_tular
Vihra.tion Foundatlon Coefficient (ref. 12) and l'Vu ( ref. 20} provide cxecellent points of
departure.
Vertical -v1ifJ; 11, = 1 + 0.6(1-v)(lt/ro) The discíplíne of soil dynarnics ís a relatively new one,
and many prob1ems faced by the practicing engineer
Horiwnta! v'Fi7; o,= 1 + 0.55(2--,)(h/ro) have either not yet been treated in a rigorous raanner,
<+ = 1 -r 1.2(1-,J(h/ro) have beer. considered only for ideal conditions which
Rocking "/1 BL'/3r. + 0.2(2-,)(h/ro)' may not occur in geological materials, or have been
studied in some detall but without dissemination of
Torsiona! V BL(B' + L')!ô~ Nane availabie cri.teria to the profession in general. Examples of such
problems are the assessment of permanent settle:ments
Notes: h is the depth of foundation embedment below grade; beneath near-surface vibr:atory loaé.s1 the response of soil
L is horizontal dimension perpendicula, to axis oí rock-
bg; B is remainíng horizonta'. dirnens!on. {text continued on page 62)
60 Design of Structures and Foundations for Víbratíng Machines
Table 4-3
Equívalen! Damping Ratio for Rigid Circular and Reclangular Foo!ings
(alter ref. 12)
Mode of
Vibration Mass (or Inertia) Ratio Damping Ratio D
(!-,) w 0.425
Vertical B,.=--·· D, = - - a,
4 -yro:i
✓ B,
0.288
Horizontal E, D, =--a,
,/E,
0.15 a,;,
Rocki:ng Dq,=------
(1 +n,B,) ✓ n,B,
0.50
Torsiona! D,
Table 4-4
Effec! oi Dep!h of Embedmen! on Damping Ra!io
(alter ref. 18)
h
1 + 1.9{2 - v) -
Horizontal
..;-:;:
1 + 0.7(1 ,) (h/ro) + 0.6(2 - ,} (h/r, )'
Rocking
Table 4-5
Values oi n; for Varíous Values oi /3; *
,.. After Richart, Hall, and \.Voods (ref. 12). Reprlnted by permissíon of Prentice-Hall, Inc., Engiewood Cliffs, i'iJ,
Geotechnical Considerations 61
Table 4-6
Mass Moments of lnertia of Common Geometríc Shapes
SLENDER ROO
THIN RECTANGULAR
PLATE
RECTANGULAR PRISM
THIN DISK
1v I,=½ ma•
CIRCULAR
I1 =I,=~mf3a'+t: J
CYLINDER
z' z --=i~x 1,.=• I,+ m L2/4
CIRCULAR CONE
SPHERE
62 Design oi Structures and Foundations for Vibrating Machines
CASED
WAVE LENGTH,LR BOREHOLE ~CRILL ROO
Figure 4-3. Surface Oscillator Test (af!er ref. 12). A.?PLICAT:ON JS UMiTfD -GEOPHON€
TO SMALl h (:S2S') F\RMLY ATTACHEO -SPLIT SPOCN
TO CASJNG l PENtTROMETCR
SECAUSE OF Rí::Flf:CTEO
WAYES f'ROM ernorn e----'-~ 1, ~ t.
-STRATA
face) ,waves are created. Pickup devices ( e.g,i acceler-
ometers) are moved relative to each other and to the
oscillator until they are found to he vibrating in phase 1 Figure 4-4. Crosshole Test (alter ref. 16).
and the distance between the pickup <levices is then
measured. If no closer spacing can be found sud1 that
the pjckup devices remain in phase, the spacíng between often must be conducted with very heavy oscillators)
the devices is one Rayleigh wave length. Since Rayleigh which generally renders the method uneconomical rela~
and shear wave velocities are nearly equal for soils wíth tive to crossho1e testing as described belo:vv.
Poissods ratios greater than about 0.35 (i.e.i for most The crosshole test is depicted in Figure 4-4, Test
soils}, equipment simply consists of a <levice to create a shear
wave below the surface; another devlce a known distance
Grua:<= pvi/1 away and at the sarne level to sense the passage of the
( 4-1)
:::::: pf"Lil shear wave1 and an instrument to measure the time rew
qufred for the wave to ttaverse the distance between the
where G= = shear modulus ( at the very lov: strain level two devices, The shear modulus is then computed frorn
occurring in the test), the equation given in Figure 4~4, The shear wave veloc-
= total mass density of the soil; soH unit
p ity ls measured because the shear wave is not influenced
;weíght/accele.ration of gravity, to any great degree by the presence of a water table,
f = frequency of oscillation in cycles per unit whereas the compression wave travels at its velocity in
of time 1
water1 regardless of soil typei beiow the water table,
Lx = measured wave length, Grosshole tests permit an accurate assessment of the
Us = shear wave velocity. variation of shear rnodulus with depth to reladvely large
The process ís normally repeated with the pickup <le- distances below the ground surface. Since they can be
vices in several positions relatíve to the oscillator and made an integral part of standard boring operations, the
¼'lth different úscillator freqüencies to obtain an average soils encountered can be ínspected as a means of verify-
value for Gi.rnx ata given location. ing qualitatively the vaiidity of the results: and water
Since most sites in or near developed areas have con- table locations can be conveniently determined.
siderable low-frequency background noise, stead;•~state It should be pointed out here that the values of Gtrrax
tests wíth small oscillators are generally límited to hígh- obtained from oscillator or crosshole tests occur at values
frequency vibrations (generally greater than 100 cps). of straín amplitude that may be somewhat less than
In such a case the Raylcigh wave length will seldom be those which will occur under a prototype foundation.
more than a few foet. Oscillator tests measure an aver- The value of shear modulus G to !)e used in the struc-
age shear rnodalus in a zone of soil from the surface to ture~soil interaction analysis will; tt.erefore, probably be
a depth of about one Rayleigh wave length. Hence, it is slightly less than G.n:a"'· Adjustments to Gmax can be made
apparent that such high-frequency tests are limited to by applying the correction suggested by Hardin and
very shaUov.' depths, u:sually no more than 2 to 5 feet. Drnevich described ln detail in the section on saturated
Furthermore, soil borings should also be made in con~ days, or a slmple procedure suggested by Whítman
junction with the oscil:ator test in order to assess (ref. 18) can be adopted. Whitrnan suggests that for
whether the measured shear modulus re?resents a single vertical motion the structure-soi1 systern be analyzed as-
layer or more than one layer of soiL Lo,v-frequency tests suming that G can vary from 0.7 Grnax to GmM and ,that
can be conducted on quiet sites, but to be accurate, they for rocking motion the system be analyzed assunüng that
64 Design oi Structures and Foundations for Vibrating Machines
G can vary from 0.5 Gm,u. to Gm:n;• Sírr.piy stated; the a:1d for angular sands,
system should meet the design critería for any shear
modulus vaJue within the staged ranges.
G (psi) l + -eJ' r.;
1230(2.97
e ,u,
Jº·' (4-3)
be run with such predsion that thefr use. is limited psi, given by Equation 4-4.
mainly to research, However, another type of test, the
resonant column test; is also an accurate means of ob- (4-4)
talning Únw.:• It has found ger,erally wíde acceptance
an:.ong practicing engir:eers because of its relative sirn- where U~ = vertical effective stress in psi,
plidty, In the most common type of resonant column Uh = horizontal effective stress in psi>
test 1 a solid, cylindrical column of soil is excited either
= Ko&~
longitudir.ally or torsionally at low amplitude within a
cell in which an appropriate confining pressure has been
applied. The exciting frequency is varied and the ampli- ln order to obtain Ue, the vertka] effective stress in
tude of deformation in the soil is monitored at each the soil in question is computed by surnming component
exciting frequency in order to detennlne the resonant stresses due to geostatic and appiied loads (specifically
frequency of the soil column. Símple elasticity equations considered IaterL and the horizontal effective stress is
for vibrating rods are then used to compute Grou· The then computed by multiplying the vertical effcctive stress
readeris referred to Richart, Hall, and Woods (rei. 12) by the earth pressure coefficient at rest 1 Ko; which
for a complete description of the resonant column test according to Brooker and Ireland (ref. 2), is a funcw
and the .appropriate elasticity equations. tion of the plastícity index of the soil and the overcon-
Field and/or laboratory shear modulus determinations solidation ratio ( OCR). The overconsolidation ratío for
should be performed for each specific project wherever an element of soil may be defined as the ratio of the
possible. As a means of checldng field and Iaboratory maximum past effective vertical stress (approximately
mcasurememsJ published correlations hetween Gm.u and equal to the preconsolidation pressure indicated by a
G and the various fac.tors listed ear]ier, deveioped one-dimensional consolidatíon test) to the present total
through resonant colu;nn and very low~amplitude cyclic vertical stress minus the free pore fluid pressure <Tv,
triaxial and simple shear tests, should be consulted. Curve.,o; reiating K 3 to plasticity index and overconsolida-
These correlations can also be used as guidelines for tion ratio; developed by Brooker and Ireland, are given
cakulating the shear modulus value in the absence of in Figure 't-5.
àirect measurements; however, shear raodulus obtained Seed and Idriss (ref. 14) have presented a slightly
only from published correlations must be considered to different correlation:
be relatively uncertain, and the structure~soil system
should be analyzed assumíng that the shear modulus ( or G (psi) =83.3 K, (rr,) '·' (4-5)
spring constant) can vary within a large range both
above and below the calculated value,
where Ki is a factor which depends on relative density
Severa! sígnificant published corre!ations for shear
(Dr) and shear strain amplitude, as shown in Figure 4-6,
modulus are summarized in the following sections:
ln situ relative dens.ity is often detennined for sands
by conductir.g standard peneration tes:s and correlating
Published Correlalíons: Sands and Graveis. Hardin penetration resistance {or "blow count") to relatíve
and Richart (ref. 8) published criteria for the shear density. Typically, an approximate correlation ma.de by
modulus of dry or saturated sand derived from resonant Gibbs and Holtz (ref. 6) .is utilized for saturated soils
columr., tests conducted at or below a shear strain leve! (Fígure 4-7). Similar correlations are also given by
that v.rould occur under most foundations for vibrating Gibbs and Holtz for aír-dry and rnoíst sands. Care should
rnachinery. TI\'>'◊ expressions for G were obtained. For be exercised in applying the correlation of Figure 4-7,
round grained sands where the void ratio is equal to or particu!arly for '(dirty11 sands ( sands containing more
less than 0.80, than 5% fines), since considerable data scatter is evi-
dent and since the correlation is based only on tests for
two soils. Factors not explicit!y included in the Gibbs
= 2630(2.17-,)' r::; Jº·º and Holtz correlationsl such as ang:.ilarity and gradation,
G (psi)
1 +e \.(ffJ
(4-2)
are known to have an effect on penetrat:.or: resistance.
Geotechnical Considerations 65
3.0
Thus, if it is economically justifiablei it is rccommended
V OVERCrSOUDATION RATIO- O C.R that a "calibration" be made by conducting a series of
"'-
2.5
I
/
----z r---........ penetration tests and recovering undisturbed samples of
sand near the test points. The relative density can then
be assessed from the measured dry density of the samples.
~
~
ln such a case extreme care must be taken to determine
/ - -------
----- ---- the maximum and minimum dry densities according to
appropriate published American Society for Testing and
4 Materials procedures. ln effect, a correlation similar to
, the one shown in Figure 4- 7 is thus developed specif-
~ - 1 ically for the soils at the site being investigated.
K2
• 40 iY,= 10(117) +20(117-62.4) =2262psf= 15.7psi
Maximum past iiv (assuming constant water table posi-
(sonds) 30
tion) =30(117) +20(117-62.4) =4602psf=32.0psi
20
OCR = ~;:~ = 2.0
10 K, (Figure 4-5, plasticity index = O) = 0.6
o =
u0 = 0.333 (15.7) [1 + 2(0.6)] 11.5 psi
10-• 10-• 10-• 10-•
Sheor Stroin ( ~ )
G = 2630(2.17 - 0.65)' ( l 1. 5 ) ,., = 12 ,490 psi
• lf gravei, mu\liply by 1.5 - 2.0
1.65
Dr: re!otive densi1y Using Equation (4-5):
D, (Figure4-7) =75%
Figure 4-6. Relationship of K 2 to shear strain ampli-
tude and relative density (alter rei. 14).
K 2 (shear strain at right-hand edge of crosshatched
area, Figure 4-6) = 50
çso~-----------~--~--~~-~ G = 83.3 (50) (11.5)º·' = 14,120 psi
~ SIITIJRATEO r.lEOIU!,! SANO, 010•,35 mm
3= SATU~ATED FINE SILTY SANO, o;.035mm As is demonstrated in this example, the Hardin-Richart
1
340f---,---.----+---+---+-r---+----I and Seed-Idriss approaches usually yield somewhat dif-
!'o
w
u ferent values for G.
2
~3of-----+---+--+--+T'---+--:,',i-L----t
;J;
w Published Correlations: Saturated Clays. Hardin
~2of-----+---+----bL--+-:r'-+.=:----+----t
2 and Drnevich ( ref. 7) obtained detailed correlations
o
t; between the shear modulus of clays (and sands) and
~ 10 f-----+--:-,.L+-:o--+--+'--="+=---t-c----t ( 1) void ratio, ( 2) effective octahedral normal stress,
w
2
w
~
(3) overconsolidation ratio, and ( 4) strain amplitude by
conducting laboratory resonan t column tests on speci-
mens of natural soil that had been sampled with thin-
RELATIVE OENSITY, Dr. % walled sampling <levices. The results are expressed as
Figure 4-7. Relationship oi relative density to stan-
2
dard penetration resistance and eflective vertical
1230 (2 .973 - e) (OCR)' '- )º·' (4-6)
pressure in saturated sands (alter rei. 6). (1 + e) \ffe
66 Design of Structures and Foundations for Vibrating Machines
observed by others as well, leadíng to the conclusion that where N G is the number of log cydes of tíme Ín min
the Hardin-Dmevich equations should not be expected (beginning at 1000 min) requíred for the soíl fabric to
to correlate weil with in situ moduli for marine soils reestablish itself as it existed in situ prior to sarnp!ingi
with high void ratios and for soils of otheI'Wise relatively using 1000 minas the point of reference. The correction
high sensitivity. For such soils it is advisable that the can also be applied dírectly to G wíth little error. For
shear modulus be determined directly from in situ tests. soils of the type being considered, the appropriate time
Aitematively; the results of laboratory resonant column requíred for complete fabric reestablishment depends
tests can be emplayed for sensitive clays, provided the mainly upon the mineralogical properties of the soiL
effect of sampling disturbance can be estimated in a Very little data exist relative to this point. HOVfever1 if
rational way. Anderson and Woods (ref. 1) have shown ali the fabric reestablishment is as.surned to be due to
that all soils experience a slow, time-dependent increase thixotropy, as suggested by Anderson and Woods, experi~
ín shear modulus as measured in a resonant column menta! relationships developed by Skempton and Northey
<levice after an initial disturbance. This increase appar- (ref. 13) can be used to obtain order of magnitude
ently occurs as a result of reestablishment of a stable soil values for the time in question. For soils whose sensiM
fabric followíng sampling or other distucbíng processes. tivity is less than about 8 ( moderate sensitivity), Skemp•
The indícated shear modulus generally plots in a straight ton and Northey indicated that disturbed soils appear to
line as a function of the Jogarithm of time after .initial regain their in situ strength {and by implication their
confinement in a cell, For cohesive soils, Andersen and in situ structure) in a period approximately equal to the
Woods have found that geological age of the deposit. Using the above ohserva-
tion as a criterion, Na can be defined by the following
(Ll.G/G1000) (%) = 2 exp (l.7-0.25s. + 0.37e), (4-10) equation:
where Ll.G ( %) = the increase ín shear modulus per log Na= 2.72 + log,,A., (4-12)
cyde o-f time .in min 1
where Àv = age of deposit in years.
G1ooo ;:::; shear modulus obtained after sample ha.s con~
solidated in a cell for 1000 min ( approximately Equation (4-12) does not apply to heavily overcon•
the value that would be predicted using the solidated ciays, whose structure is not significantly
Hardin-Drnevich equatioru), changed by the sampling process, nor does ir apply to
s, = undrained shear strength of the soil ín kg/ cm' soils whose sensitivity exceeds about 8. For the latter
or tons/ft, 2 class of soils, no reliable methods exist to predict Na.;
e= initial voJd ratio of the soil. therefore, only in situ tests should •be used to obtain the
shear modulus. Furthermore, such soils should be avoided
Factors such as magnitude of confining pressure do altogether as founding strata for structures supporting
not play a major role in the rate of tírne-dependent vibrating equipment whenever possible.
increase in the value of shear modulus, or ''secondary
gain.i, Examination of Equation (4-10) indicates that Example. A deposit of slíghtly overconsolidated clay
t:he rate of secondary gain increases with increasing void on an industrial site adjacent to an estuary is lmown to
ratio and decreasing shear strength, which is consistent be 10,000 years old. Soil recovered lrom lhe deposit
wíth the observation of Seed and Idríss that the Hardín- from a depth of 30 ft has a shear strength of 500 psf
Drnevich equations, which do not account for sampling (0.25 kg/ cm') as determined by unconfined cornpression
disturbance, underpredict the shear modulus in soft clays testing. The soíl has an in situ void ratio of 1.6 and a
with high void ratios, sensitivity of 6. Resonant colwnn tests yield a value of
Equation (4-10) can be used to convert in an approxi. G of 2000 psi. v\'hat is the corrected in ritu s.hear
mate fashion the shear modulus measured by short time~ modulus?
of•consolidation lahoratory resonant column tests, and To correct the computed shear modulus, use Equa-
possibly that predicted by the Hardin-Drnevich equa- tions (4-10), (4-12), and (4-ll):
tion, into an equivalent value representative of the unw
dlSturbed soil. The value of Gmax can be obtained from (AG/G,,,,) (%) = 2exp [1.7-0.25(0.25)
Equation (4-10) as + 0.37 ( !.6) J
= 18.6%
Na= 2.72 +log10 ( 10,000)
(4-ll)
=6.72
68 Design oi Structures and Foundations for Vibrating Machines
this statement is that only geostatic effective stresses need 2:. VERflCAL STRESS ô a-y
01.>E ro ttET STATIC BEARING. _ __:,,__
be considered for overconsolidared clays which remain STRESS 0N FOOTING - SEE -
800S51NESQ CHAR1 eEL.OW
overconsolidated after being loaded by the structure.
Furthermore, static machíne and foundation weights can ?i. SUMMATION OF 1 ANO 2 iãy} _ _ _ _:s;:-11-\f-_,.u
often be neglected in practice when evaluating Equation
( 4-9), since their effects on shear modulus reduction are
small. "vm;._.f',
For reasonably uniform soils, it is sufficient to evalu-
..
~z
ate the shear modulus for purposes of calculating soil O 1
o ...._ QotNET STATIC
spring constants at only one characteristic depth d, be-
, 1/
77T 8EARfNG
low the ground surface, as shown in Figure 4-9. For PRESSURE)
---
block of soil below the footíng of dimensions '-.
0.5
2r, X 2r, (horizontal) X 4r, ( vertical) is given by ,2 ..... 1
Eq. (4-13).
õ ~ IIEAilCAL
' ,, -~
O'.
0.2
e SLtOtNG
"!(%) 12 q,/G (4-13) ·to \ ' ,, , __
O.! ' ,,
Equation ( 4-13) presumes q, to induce the sarne strains
Cl
,, ... _"""'ll:-::.: 1-TORS!ON
i
.05
' ',·r-.....-ROCKJNG
- ........! , __
-----
01 .02
ing stress emanate as waves, making Equation (4-13)
nonrigorous. Nonethe!ess, Equation ( 4-13) will yield
"' .OI
o 2 4
,_
-- ·-5 6
order~of-magnitude strain levels that are suffi.ciently Bz, Bx,Be 1 or B♦
aceurate for most analyses. Therefore Equation ( 4-13) Moss Rorio or lnertio Rotio
may be used to verify the assurned value of G (Step 1).
Figure 4· 11. Geometríc dampíng ratíos for four
li the assumed and computed shear strains differ sig-
modes of loading. After Ríchart, Hall, and Woods,
nificantly, these !our steps should be repeated iteratively,
rei. 12. Reprinted by permissíon oi Prentice-Hall,
using the value of y computed on the preceding trial to
lnc., Englewood Clíffs, NJ.
obtain G rfor the present triai, until the strains dose to T
within an acceptable difference.
If a particularly precise analysís is warranted, the
approach described above should be abandoned in favor
of a more comprehensive technique, such as the tinite
element method, in 1Which complete modeling o! a rele-
vant volume of the soil and its constitutive relationships
i,5 considered.
It should be pointed out here that the shear strain
magnitude beneath a footing should be taken as that
produced only by the dynamic component of the footing
load. The static shear strain should be neglected, since Figure 4-12. Definitlon oi ma-
it in effect only provides a nonzero strain level about terial damping (alter rei. 7).
which the dynamic strain is cyeled. The small straín
shear modulus re1ative to that nonzero reference is testing. After the soil has been vibrating in a steady-
generally about the sarne as the small strain modulus .state condition, the exciter is stopped and the soil vibra*
relative to a reference levei of zero s:train. tions are monitored as they decay. The displacement~
time relations.hip is essentially sinusoidal, but with the
Damping Ratio amplitudes decreasing with time. If two successive
amplitudes are z1 and z 2., then
Damping in a soil-foundation sys:tem consists of a
geometric component, whlch is a measure of energy D,,. = (ln [c,h;,]) [4ir2 + (ln ki/z,])' ]_., (4-14)
radiated away from the immediate region of the founda-
tion, and material damping within the soil, whích ís a Additional procedures are described by Richart, Hall
measure of energy lost as a result of hysteresis effects. and Woods (ref. 12).
Geometric dampíng ratias have been sho,wn at the be- Seed and Idriss ( ref. 14) bave she>,Wn that material
ginning of thi, chapter to be related to the mass or damping in soils is primarily a function of strain ampH-
inertia ratio of the system through the use of elastic tude and soil type. Figure 4-13 gives typical values for
halfspace theory. Relationships between mass and inertía material damping proposed by Seed and Idriss.
ratios and the geometric damping ratio are shown for ln arder to obtain the total soíl-foundation system
the four uncoupled modes of motion in Figure 4-11. damping ratio Dt: the geometric and material damping
Material damping is defined in Figure 4-12. It is seen ratios may be added directly. Since the material damp-
to be proportional to the ratio of A 1,_, the area of the ing ratio is significant relative to the geometrlc damping
soil hysteresís loop in simple shear (energy lost), to Àr> ratio in rotational modes, the total dampíng ratio,
the crosshatched area ( energy input). Material damping rather than the geometric dampíng ratio, should be used
ratlos can be obtained as a part of resonant column when analyzing the response of foundations in those
Geotechnical Considerations 71
Rocking Mode:
Shear Strain in percent
clays (alter ref. 14). where M = mass of foundation plus mass of structure
or machine vibrating in phase with the
medes. On the other hand, material damping is small foundation,
compareci to geometric damping in the translatory r0 = effective foundation radius,
medes and may often be disregarded. The exclusion of 11/1 = mass moment of inertia of foundation plus
material damping from an analysis will result in ampli- that part of structure or machine vibrating
tudes that are too high, especially at or near resonance 1 in phase with the foundation about a hori-
and resonant frequencies that, for rotating mass excita- zontal axis through the base of the founda-
tion, are slightly too low. tion perpendicular to the plane of rocking,
Example. The inertia ratio Bip for a machine-founda- p = total mass density of the soil (unit weight/
tion system undergoing rocking oscillations and resting acceleration of gravity).
on a saturated clay subgrade is determined to be 1.3.
How does material damping influence the deformation When the foundation -being analyzed is a rigid footing
at resonance and the resonant frequency? within a multi-degree-of-freedom structure and to MThich
According to Figure 4-11, the geometric damping vibrating machinery is not directly attached, it is con-
ratio of the system is 0.05. If the material damping servative to calculate Dt from the above equations as-
within the clay is neglected, the amplitude magnification suming that M is the mass of the foundation alone.
factor for rotating mass excitation (Equation 1-43) is ap- Under the sarne circumstances, when the geometric
proximately 10 at resonance. Further, damping ratio is determined from Figure 4-11, mass and
inertia ratio arguments may be computed from the mass
/,,., = (1/y' 1 - 2D')/,
properties of the foundation alone.
= 1.0025 t.
Whitroan's proposed values for total damping ratios
lf material damping is considered, according to Equa.-
can be seen to be somewha t lower than the geometric
tion 1-43, its value should be approximately 0.03 in the
damping ratios given by Figure 4-11. This apparent
typical range for machine foundations. Hence,
anomaly is due to the fact that Whitman's expressions
D,=D+D,,.
represent lower envelopes to available test data and
= 0.05 + 0.03
implies that geometric damping in a prototype may be
=0.08
U sing the value thus obtained for total system damping less than that predicted by halfspace theory, possibly
in Equation 1-43, the amplitude magnification factor is because of layering and boundary effects.
reduced to approximately 6. Also, using the total system
damping factor of 0.08, Selection of Poisson's Ratio and Soil Density
=
f,,., 1.0065 t.
Consideration of material damping thus reduces the Soil-foundation interaction problems are relatively in-
rotatlonal amplitude at resonance by about 40%, but sensitive to the values chosen for v and p. Generally,
has only a minar effect upon the resonant frequency. Poisson's ratio can be selected based on the predominant
Other effects, discussed in Chapter 5, may also have soil type using Table 4~9. lt is also possible to obtain a
an influence on fmr and amplitude of motion ín the value for Poisson's ratio by measuring independently the
rocking mode. shear modulus ( G) in a laboratory torsional resonant
72 Design oi Structures and Foundations for Vibrating Machines
Table 4-9
Typical Values for Poisson's Ratio
(1)
WJ
Soil Type , Cl
4
o
:li:
~
Saturated Ciay 0.41Hl.50
Partiaily Saturated Clay Q.31HJ.45
Dense Sand or Cru vel 0.4 -0.5 ..J
Medium Dense Sand or Gravei 0.3 -0.4 ..J
<(
Silt 0.3 -0.4 3
8
.e•
••
r:f 2
column test and Young's modulus (E) in a laboratory
....
longitudinal resonant column test, Assumíng isotropy,
õ
1
v = (E/2G) - 1 (4-1B) o 0.5 1.0 1.5 2.0
Embedment
Soíl mass density values should always be calculated Radius
from the total unit weight rather than the buoyant unit Figure 4-14. Effect of embedment on damping (alter
weight beca.use the density term in the mass and inertia rei. 15).
ratío equations always represents soil undergoing vibra-
tlon. Total weights are used because both the solid and
liquid phases vihrate.
-~
Cl
o
::;;
Effect of Footing Embedment ..J
..J
Analytical expressíons have been given in Tables 4-2 ~
and 4-4 that are to be employed as multiplíers to the
equivalent spring constant and geometric damping ratio
values whenever the footing is embedded, A foundation
should be considered as Hembedded," h01Wever1 only if
it is cast against undisturbed soil or jf it is formed and O~---'----~--~--~
backfilled carefully with a high cornpactive effort using o 0.5 1.5 20
soils with Jow shrink-swell potential. Casual backfilling
Embedment
is ineffective,
Radius
Stokoe and Richart (ref. 15) studied the response of
rnodel circular footings embedded in a dense, dry, poorly Figure 4-15. Elfect of embedment on resonant lre-
graded sand to vertical 1 horizontal, and rocking excita~ quency (after rei. 15).
tion. Two sets of tests were conducted: one in which
the embedded footings were ca.1t against the soil and since the response of pile foundations is sharply peaked
one in which a small air gap existed between the soil at resonance in all modes, Cap embedment in cases
and the sides of the footing. Tbe results, which were where significant lateral loading occurs in the piles is
relatively consistent for all modes of loading, are sumM especially important: since resonant displacements can
marized in Figures 4-14 and 4-15. often be excess.ive without the damping and load trans-
It is evident that proper embedment had a significant fer provided by the cap. This problem will be addressed
effect on both total damping and resonant frequency, in greater detail in Chapter 5.
while embedment without adequate lateral support was
essenti.ally ineffective. Effect of Stiff Underlying Stratum
The benefits of proper footing embedment are espe-
cially pronounced for the rocking- mode, since Dt can If the subgrade consists of a softer soil overlying an
be increased by severa! times by embedding the footing appreciably stiffer soil or bedrock within two to three
to a depth equal to or greater than its equivalent radius. footing diarneters of the base of the footing, the respúnse
It is also desirable to embed pile caps in cmr.petent soil, will be altered significantly. A stiff stratum interface wiil
Geotechnícal Consíderations 73
W = 60,000 + 80,000 140,000 lb. Pennanent settlement due to vibration is generally not
W/y,r,' = 140,000/112(5)' 10.0 a problem in clays because cyclíc stresses transmitted to
H/r,= 10/5=2 the subgrade in a well-designed facility are seldom suffi-
cient to generate pore pressure of a magnitude which
When bedrock is present, from Table 4-12, would either affect consolidation or reduce the shear
A= 0.12[ <10,000) <144 l cs2.2J; <112) (2s) lº' strength of the clay to the poínt where cyclic sbear
= 15.4 cps failure (fatigue) could occur. Similarly, liquefaction or
= 924rpm cyclic mobility will seldom occur in waterbearing sands.
Then,Qo= (924/1000)'250 213Ib.FromTable4-11, The designer is occasionally faced with a stratigraphíc
A,, m m m = 16(3/16) (Q,/Gr,) situation in which the majority of the soil profile con-
sists of either clays or very dense sands, but whích con-
=3(213) /(10,000) (5) (12)
tains one or more layers of silt, sand> or gravei havíng
= 0.00107 in. a relative density of less than 70-7 5%. If such layers
occur at a significant depth below the ground surface,
When bedrock is absent, from Table 4-12, the only practical ahernative to a shallow foundation
system may be a pile or píer foundation, which would
/o= 0.1 [ (10,000) ( 144) (32.2) / ( 112) (25) ]'·'
be expensive, and ,which, i.f not proper!y designed and
= 12.9 cps
installed, could lead to worse performance than the sha!.
= 774 rpm low foundation alternate. Therefore, it becomes incum-
bent on the designer to assess the permanent settlement
Then Q, = (774/1000)'250 = 1501b. that would occur beneath the shallow foundation due to
vibration-induced compaction in the looser layers. Un-
From Table 4-11, fortunately, no rational methods are known to the
A,, monam =
L6(3/16) (Q0 /Gr0 ) authors to have been published regarding estimation of
=3(150) /10(10,000) (5) (12) permanent settlements of this type. Therefore, an ap-
=0.000075 in. proximate method which has been found to provide a
reasonable estimate of the permanent settlement due to
The resonant frequendes will increase only slightly vibration is described below.
when material damping is considered. Hence, the reso-
nant frequendes computed above would usually be ade~ L Undisturbed samples are reco-vered from near the
quate for design purposes, Because of material dampingi middle of the subject stratum. The in situ efl'ective
and because even a bedrock boundary is not truly rigid1 octahedral nonnal stress is estimated (Equation
the dísplacement amplitude for the layered system is 4-4) , and the specimen is su:bjected to a drained,
overestimated by using Table 4-11. controlled stress cyclic triaxíal test in wbich the
applied cydic or udynamic,, stress rrd.. is a simple
Effect of Stratum of Loose Granular Soil percentage of the confiníng pressure acJ which is
set equal to the in situ octaJ:iedral normal efl'~ctive
It is considered to be generally poor practice to situate stress. The test ís conducted at about 5 cps con-
footings supporting loads from vibrating machinery on tinuously for severa! days, and a plot of number of
cohesive so~ which will consoHdate under the static stress cycles (log scale) versus pennanent .axial
load or on granular soils having a relative density of strain is made for the value of a,ju, (,\) used in
less than 70-75%, ln granular soils having Iow relative the test. Typical results are shown in Figure 4-16.
density, problems with permanent settlement due to According to D' Appolonia ( ref. 4), the relationship
compaction can occur. In cases where soils with ade- will be linear, so the test results can be extrapolated
quate reiative densities are not found, the soils should to the number of cycles anticipated for any period
be stabilized mechanically by vibroflotation: CTM) terra of service for the machine.
probing/TMl dynamic compaction_; vibro-replacement, 2. Repeat the procedure described above for other
rernoval and replacement, or similar techniques ( ref. 21) samples with varying values of "' ( and tberefore !,. ) .
to increase the relative density to the appropríate value, 3. Determine the mean dynamic stress amplitude
Chemical stabiHzatíon .Is not generally economical but transmitted to the soil by the vibrating equipment
may be used in certaín cases. \Vhen stahilization is not by usíng Table 1-4 for a range of shear moduli,
economical, a carefully designed deep foundation systeru and divide the transmitted forces so obtained by
should be used. the contact area of the base of lhe foundation.
Geotechnical Consideralions 75
4. For the largest value of transmitted force compute NUMBER OF STRESS CYCLES
a,for the prototype as the vertical stress at the
;z
center of the subject layer directly beneath the cen-
;I.001
of the foundation assuming that the dynamic con-
t;.002
tact stress amplitude computed in Step 3 is dís-
;;/ .003
tributed within the soil accordíng to Boussinesq
theory. Limited evidence ( e.g., ref. 5) indicates that ~-004
the use of Boussínesq theo.ry1 though nonrigorous lz .005
Lú
in a dynamic sense, is sufficiently accurate consider- TIME >.•0.3
li AFTER O'APf'OLONIA(l970)
ing the magnitude of uncertainty of the other
variables.
"
o:
w
a.
FREQUENCY.,ócps [RELATIONSHIP IS FOR
DRY OUNE SANO AT 60%
5. Compute À for the value of a,
obtained in Step 4,
RELATIVE OENSITY ]
and determine the permanent vertical (axial) straín Figure 4-16. Eflect oi number and amplitude oi
in the layer for the number of stress cydes to be stress cycles on permanent strain (alter rei. 4).
applied in the field using a graph similar to that
shown in Fig. 4-16.
6. Compute the permanent settI-ement as the product The quantity y is the maxímum shearing strain ampli-
of the vertical strain and the layer thickness. tude (in percent) in simple shear. Since a símple shear
condition is not achieved beneath a vibrating footing, it
The procedure outlined above will wually give con- is recommended that y be taken as the amplitude of the
servative results.. Caution should be used in its applica- octahedral shearing strain at the location of and for the
tion, however, particularly where reflective interfaces stress state recommended for the procedure involving
( e.g., soil-rock interfaces) appear near the layer being the direct use of laboratory data. Therefore,
studied. If lhe layer being studied is thick, ít should
be subdlvided into twa- or mare horizontal subfaycrs;
settlement should be ascertained in each sublayer sep- 'Y (%) = (0/3G) (a:,) (100) = 47.J (u,/G) (4-23)
arately; and the sett!ements should be summe<l.
ln the absence of permanent strain soil test data, a The permanent settlement of the footing is again
mathematical relationship developed for dry sand under- the product of the perrnanent vertical strain and the
going a relatively few stress cycles by Cuellar ct al. layer thickness.
(ref. 3) can be used. Cuellar's relationship should be Settlement in granular soil is, of course, accompanied
applied with caution, although results apparently will by a decrease in void ratio, with a resulting increase ín
be very conservative at the large number of stress cydes shear modulus. For example, according to the Hardin
for whích settlement is usually computed and for the and Richart correlation, a decrease in -void ratio from
state of stress encountered beneath a víhrating footing. 0.70 to 0.65 yields a 10% increase in G. This, in turn,
The study reported by Cuellar ,t al. revealed that leads to a 5% increase in the natural frequency of a
permanent strain is prim.arily a function of ínitíal rela- single-degree-of-freedorn system undergoing vertical
tive density, magnitude of shearíng strain, and number oscillations. Correspondíng resonance shifts can occur in
of cycles of applied load, which may be re!ated by the rotary modes, which can have an effect on the long-
term performance of the foundation.
,, = -(1/3m)ln [1 - my•N] (4-20)
Remarks. The procedures described in this chapter
for evaluating soil properties for lumped spring constants
and damping ratios should be considered approximate.
where Ep =permanent vertical strain (negative sign in- This fact, coupled with the fact that the frequency in-
dicates settlement),
dependent expressions for spring constants and damping
N = number of stress cycles, ratios given earlier are themselves approximate, .makes
and .it prudent to conduct structure-soil interaction analyses
m = -33.33 D,'+ 61.66 D, -20 (4-21) for several combinations of spring and dampíng values
within a reasonable range of uncertainty to a.ssuré that
n = -0.95 D,' + 2.33 D, + 0.54 ( 4-22) resonant conditions are not encountered or, if resonant
conditions are encountered, to assure that structural
in which Dr is the .relative density expressed as. a ratio velocities and/or displacements rernain within allowable
(nota percentage). limits.
76 Design of Structures and Foundations for Vibrating Machines
It is impossíble to make a general staternent about tte Curves;' Journal of the Soil Mechanics ,and Foun.da--
range of spring constants and damping ratios that should tions Division, A.S.C.E., Vol. 98, No. SM7, July
be employed, However, in most cases it wiU be sufficient 1972.
to vary the spring constant and damping ratio in any 8. Hardin, B. O., and Richart1 F. E., Jr., ,;(E1astic Wave
mode about ±25% with respect to the computed value Velocities in Granular Soils," Jounu,l of the Soil
if high-quality, direct field and/or laboratory measure- Mechanics and Foundations Division, A.S.C.E,, VoL
ments of the soil shear modulus and material damping 89, No. SMI, February 1963.
ratio are .made and +50% if correlative methods are 9. Harr, M. E., Foundations of Theoretical Soil Me-
used. The above ranges are suggested for essent:ially uni- chanícs, p. 87, New York: McGraw~Hill, 1966.
form sites. If stratigraphic shuations are encountered for 10. Jurgenson, L., "The Application of Theories of Elas-
which no adequate theoretical model exists ( such as a ticity and Plasticity to Foundatíon Problems," Con-
footing resting on a hard, compacted1 shaliow fiJl over- tributions to Soit Mechanics, 1925-1940, Boston
lying a sofrer subgrade or on a multilayered soil system) Society oi Civil Engíneers, 1940.
spring constants may be assumed to be based on average 11. Ríchart, F. E., Jr., "Some Effects of Dynamic Soíl
soil properties, but the uncertainty arísing from such an Properties on Soil~Structure Interaction," Journal of
assumption requlres that the ranges suggested above be the Geotechnioal Engineering Division> A.S.C.E.,
increased by a factor of about 1.5 to 2.0, depending on Vol. 101, No. GT12, December 1975.
the degree of soil variabilíty. It is evídent that, when an 12. Richart, F. E., Jr., Hall, J. R., Jr., and Woods, R. D.,
uncertainty pertaining to the model occurs, soil proper- Vibrations of Soils and Foundations, Englewood
ties should be obtained by direct measurements rather Cliffs, NJ: Prentice-Hall, copyright 1970.
than by correlative methods in order to obtain the best 13. Skempton, A. W., and Northey, R. D., "The Sensi-
possible values for the inputs and, therefore, reduce the tivity of Clays," Geotecltnique1 Vol. 3, No. 1, March
range of spring constants and darnpíng ratios that should 1952.
be considered in the analysis. 14. Seed, H. B., and Idriss, I. M., "Soil Moduli and
Damping Factors for Dynamic Response Analysis/'
References
Report No. 70-1, E.E.R.C., Berkeley, Calífornia,
1. Anderson, D. G., and Woods, R. D.l "Time~Depen~ December 1970.
dent Increase in Shear Modulus of Clay," Journa/ of 15. Stokoe, K. H., II, and Richàrt, F. E., Jr., "Dynamic
the Geotechnical Engineeri.ng Division, A,S,C,E, 1 Response of Embedded Machine Foundations/'
Vol. 102, No. GT5, May 1976. Journal of the Geotuhnical Engíneering Divísion,
2. Brooker, E, W., and Ireland, H. O., "Earth Pressures A.S.C.E., Vol. 100, No. GT4, April 1974.
at Rest Related to Stress History,U Canadian Geo~ 16. Stokoe, K. H., II, and Woods, R. D., «zn Situ ,Shear
tecknical Journal, Vol. II, No. 1, February 1965. Wave Velocity by Cross-Hole Method," Journal of
3. Cuellar, V., Bazant, Z. P., Krizek, R. J., and Sílver, the Soil Mechanics and Foundations Division,
M. L., "Densification and Hysteresis of Sand under A.S.C.E., Vol. 98, No. SMS, May 1972.
Cyclic Shear," Journal of lhe Geotechnical Engineer• 17. Wlll'burton, G. B., "Forced Vibration of a Body upon
ing Division, A.S.C.E., Vol. 103, No. GT5, May an Elastic Stratum," Journ-al of Applíed Meckanics,
1977. Transactions, A.S.M.E., Vol. 24, 1957.
4. D' Appolonia, E., "Dynamic Loadings," Journal o/ 18. Whitman, R. V., "Analysis of Soil-Structure Inter-
the Soil Mechanics and Foundations Division. action-A State-of-the-Art Review,'1 Soils Publica-
A.S.C.E., Vol. 96, No. SMl, January 1970. tion No. 300, Massachusetts Irutitute of Technology,
5. D'Appolonia, D. J., Whitman, R. V., and D'Appo- April 1972.
lonia, E., uSand Compaction with Vrbratory Rollers," 19. Whltman, R. V., and Richart, F. E., Jr., "Design
Journal o/ the Soil Mechanics and Foundations Diví- Procedures for Dynamically Loaded Foundations,"
sion, A.S.C.E., Vol. 95, No. SMl, January 1969. Joumal of tke Soil Mechanics and Foundations Diví-
6. Gibbs, H. J., and Holtz, W. G., "Research on Deter- sion, A.S.C.E., Vol. 93, No. SM 6, November 1967.
mining the Density of Sands by Spoon Penetration 20. Wu, T. H., Soil Dynamics., Boston: Allyn and Bacon,
Testing,'' Vol. Il Proceedings of IV International 1971.
Conference on Soil Mechanics and Foundation Engiw 21. Soil Jmprovement: Hístory, Capabilítíes, and Out-
neeríng, London, 1957. look, Report by the Committee on Placernent and
7. Hardin, B. O., and Dmevich, V. P., "Shear Modulus Improvement of Soils, Geotechnical Engineering
and Damping in Soils: Design Equations and Divi,ion, A.S.C.E., February 1978.
5 Foundations
- - - - - - - - - - - - - - - N o l a t i o n for Chapter 5 - - - - - - - - - - - - - - -
A = cross-sectional area of pile Li = freestanding length of a pile
A' = corrected contact area 1 Jength of a fully embedded pile
À = contact area for discrete element
4 la =relative stiffness dimension for mat
A, = amplitude of vertical displacement M = mass of cap p!us in-phase load on cap
&u = undrained cohesion M r = amplitude magnification factor
Ca: damping factor for horizontal excitation m = equivalent vibrating mass
Cw!p =cross-damping factor me :;:: mass of pile cap
damping factor for vertical excitation
Cz.:::::; m6 mass of eccentric load
cl/J = damping factor for pure rocking excitation N = nurnber of piles in group
D,= total damping ratio P = load on pile
Dit = damping ratio for horizontal excitation Q,, = unbalanced force
=
D,z damping ratio for vertical excitatio~.\ ~~ r0 = effectlve radius; pile radius
E= Young's modulus (specifically for pile mate- S =pile spacing (center-to-center)
rial when a p subscript is induded) Su» s~, = stiffness and damping constants for embedded
=
e eccentricity of load cap, horizontal excitation
=
FS factor of safety f;, S, = stiffness and damping constants for embedded
=
f superscript pertaining to pile cap cap, vertical excitation
fo, f',1 stiffness and damping terms for piles S;,, S;, =stiffness and darnping constants for embedded
=
G shear modulus for soil (sometimes subscripted cap, pure rocking excitation
with, to distinguish from other material) t = thiclmess of mat
=
g gravitational constant; pertaíning to group of Vc = compression wave velocity in pile
piles when used as superscript v., = shear -wave velocity in soil
=
k depth of ernbedrnent of pile cap W., = equivalent weight of pile
=
1 moment of inertía Xr = dimension defined in Figure 5~6
=
k, spring constant for ernbedded portion of pile te = dimension defined in Figure 5-6
=
k1 spríng constant for freestanding portíon oí 1 = superscript índícating single pile
pile a.1, axial displacement influence factor
=
Kg relative stiffness ltL = lateral displacement influence factor
k, = coefficient of subgrade reaction {s = direction angle
=
k,, spring constant for horizontal excitation y, =- unit weight of soil
=
k,, spring constant for vertical excitation "IP =unit weight of pile material
=
kn corrected value of kz 8 = h/r,
k::iµ = Cross-stiffness term v Poisson's ratio of soil {sometimes subscripted
k!/1 = spríng constant for pure rocking excitation with i to distinguish from other material)
=
L, ernbedded length of a pile vm = Poisson's ratio of mat material
77
78 Design of Structures and Foundations for Vibrating Machlnes
Foundations for dynamically loaded structures usuaHy be partially justified on t.he basis that at low frequency
fall into one of three categories: footings, rnats, and deep the dynamic spring constant and the static spring con~
foundations (i.e., piles and piers). The choice deper.ds stant do not differ by a large amount and that a! high
on structural loading and geometry and upon the quality frequency, where the spring constants do differ appre•
of the near-surface soiL ln general, the procedures out- dably, theír contribution to the response of the system is
lined in Chapter 4 can be used directly to analyze foot- subordinate to mass effects.
ings, which are considered to be essentially rigi.d and Several approxímate procedures based both on mathe-
must be designed structurally to be so. When a footing matical solutions and on empirical data from vibratory
becomes large enough to be classified as flexible (e.g., a load tests for analyzing the response of pi]e and pier
Hmat11 supporting severa! columns) > it is necessary to foundations are also described in this chapter. The
modeI ít as a series of discrete elements, connected by mathematical solutions are predicated on the assumption
springs and dampíng elements and supported by soil that both the pile and the soil can be represe,nted as
spríngs and damping elements. Since the soil is being elastic materials. As with rigid footings in an elastk
loaded not only by a given discrete element but also by halfspace, the problem of modeling flexible piles is
surrounding elements, assignment of damping and st.iff~ reduced to a one-degree-of-freedom problem, allowing
ness values should be based on a somewhat dífferent expressions to 'Cle obtained for equivalent spring and
rationale than for assignmertt of stiffness and damping damping constants~ which can in tum be input con-
values for rigíd footings. Deep foundations do not behave veniently into a structural analysis program.
as surface foundation, and must be treated by specíal The reader is advised to use the procedures presented
methods. Predíctíon of the response oi pile groups is in this chapter with caution and considerable judgment:
often complicated by the fact that a rigid cap is placed as none has been verified in the field in more than a few
over the heads of the piles, providing surface stiffness simple cases. The procedures are therefore presented not
and darnping to the pile group. in the context of criteria but rather in the context of
The understanding of the dynamic behavior of mat, best available infonnation for the designer.
pile, and pier foundations is at best in its lnfancy. Finite-
element modeling encom passing both t.he soil and the Modification of foundation Response
structure represents the most cÔmplete and rational
marhematical approach to the analysis oi such founda- Recause of the uncertainties in the mathematícal
tions presently available. However, some aspects of soil- models used to compute foundation response and the
structure interaction, such as clastic behavior at the uncertaintíes involved in determining relevant soH inputs
interface between the soil and the structure and absorp~ to the model, foundation behavior cannot be predicted
tive behavior of fictitious boundaries, are difficult to with the reliability that can be expected for elements of
modeI in a finite-element scheme. Furthermore, the out~ the superstructure. The recommended ranges for founda~
put from such an analysís is not in the form that wíll tion response analysis described at the end of Chapter 4
allow the designer to easily assess the relative effects of are reflections of these uncertainties. Note that it is often
the variables in the problem. Therefore, soil~structure impossibJe to design a structure, particularly a multi-
finite-element analyses should be conducted only by degree-of.freedom structure, which wiH not contain one
experts. The cost of such an analysis usually precludes or more foundation elernents that will not potentially
its use on aII but the most hnportant structures or in resonate ( or nearly resonate) in sorne mode, cons.idering
cases whete um::ertainties arising from simpler modes of the ranges of stiffness and damplng that must be
analysis cannot be resolved by ot:ier means. A de:«:rip• designed for. The capable designer, anticipating this
tion of the details of dynamic finite-element modeling problem, will, therefore, plan foundation elements that
for soils is beyond the scope of this book. can be corrected or "tuned11 if a vibration problem arises
An approximate procedure is described in this chapter during operation (ref. 9). Foundation response can best
for obtaining equivalent vertical soil spring constants be altered during operation by changing the resonan!
and damping ratios for use in a discrete~element analysis frequency of the foundation. Thusi provisions for sub-
of a large mat or slab ín which the soil is not explicitly tracting or adding mass to the foundation may be
included in the model, but is instead represented by induded in final designs. Provlsions for altering stiffness
springs and dashpots, as when a rigíd block foundation are also advisable. Generally, it is easlest to increase_,
is being analyzed. The procedure is based on an empiri- rather than decrease, stiffness once the structure has
cal analogy with static load conditlons: since litde usable gone into operation. For example, grout boles can be
theoretical guidance is available wlth respect to dynamic cast into footings or mats resting on a sandy subgrade
response of the soil beneath a flexible mat. ln essence, so the subgrade can be grouted if necessary and: there-
static spring constants are used, a technique whích can fore, stiffened. Consideration may also be given to instal-
Foundations 79
ling piles and attaching the piles to the footing il a center of that area. Since the soil spring constant depends
considerable change in foundation stiffness is required on the area of soil heing loaded and since a flexible mat
during operation. Hence, footing reinforcement in the is not effective in distributing a load applied to a small
initial design may be established so the footing can also area to the entire bearing area of the mat, it is obvious
be employed later as a pile cap, if necessary. Increasing that spring constants for the various discrete elements
the bearing area of a footing is an effective means of employed in solving the mat-supported structure prob-
increasing stiffness in all modes. Where space will pennit lem should not always be calculated using the overall
later increases in footing area, original footing reinforce- dimensions ( or equivalent radius) of the rnat. I t is also
ment rnay be designed to accommodate additional mo- obvious that ít is, in general, irnproper to assume that To
ments that will occur with increased area. Rebalancing obtained from the contact area of a discrete elernent is
or remounting of vibrating machinery to reduce unbal- appropriate for determining kz, since doing so would be
anced forces should always be considered before mod.ifi- equivalent to an assumption of Winkler springs, which
cations are made to foundation elements, since the cost will result in a system model where stiffness is directly
of machine rnodifications is often less than the cost of dependent on the choice of element size.
tuning a foundation. It appears reasonable, therefore, to define a flexible
When rocking is the primary mode of motion, perma- ip.at as one whose outside dimensions exceed 3 l 8 in each
nent settlements of soil near the periphery of footings direction and which is loaded by columns or machines
can occur after a machine has been in operation for some over a relatively small portion of its area. I t is recom-
time, leaving the footing supported on a "fulcrum" of mended that when a structure is supported on such a
soil near the axis of rocking for the majority of the load mat that a discrete-element model, rather than a rigid
cycle (rei. 9). This phenomenon is especially pro- block model, be used for the foundation to accommodate
nounced where the subgrade is cohesionless and the its several modes of vibration. To obtain an approximate
shear strength of the soil, therefore, is low near the edges value for kz for the individual elements, the effective
of the footing due to lack of confinement. The result is a loaded area of the real ( not discretized) mat in the
significant decrease in stiffness in the rocking mode. In vicinity of the element should be computed assuming
such a case, grout boles should be cast into the founda- that the area of soil loaded due to the vertical motion
tion to permit future closing of the space between the oi the element is 3 1, by 3 1, in plan. This area will
footing and soil with low-pressure grout and reestablish- normally be greater than the area of the element. Utiliza-
ment of the original stiffness properties. tion of this area for elements near the edges of the mat
will lead to errors there; however, considering the lack
Vertical Spring and Damping Constants of information on the subject of lumped soil spring
for Flexible Mats constants for flexible mats, further sophistication is un-
warranted.
Using Equation (5-1) and assuming that k, is that
Agarwal and Hudson ( rei. 1) have indicated that the
for a loaded area 3 !, by 3 !.,
vertical displacements in the vicinity of a static vertical
point load in the interior of a.n elastic, rectangular, pris-
r0 =0.8t [(E/G,) (l -v,)/(1-vm')]º·"', (5-2)
matic mat supported on an elastic subgrade are not
influenced by mat dimensions, as long as the overall where G 8 and v, are properties of the soil and TO is the
horizontal mat dimensions exceed three times a relative effective radius to be used in computing kz.
stiffness dimens-ion is in both directions, where l 8 is de- The value oi k, can thus be computed from the half-
fined as lollows : space equation for every el.ement using the value of To
1, = [Et'/12 (1- 2
Vm ) k,], 0 •20 (5-1) given by Equation ( 5-2) and an appropriately estimated
shear modulus and Poisson's ratio for the soil. The value
where E = Young's modulus of mat material, of the spring constant must then be corrected to include
t = thickness of mat, only the reaction against the contact area of the element.
vm = Poisson's ratio of mat material, /_'f:'.tJ) This is not a straightforward process, h~wever. For
k, = coefficient)<.,.-of=.subgrade reactionzf the soil~
f s . •"J~• ,,., example, if vibrating loads are spaced at such a distance
Equivalent criteria for J;namic loading ave not been so that effective loaded areas do not ovcrlap (e.g.,
established; however, if it is assumed that the static spacing greater than To), then
criterion holds for dynamic loading, then it follows that
the soil reaction outs~de of an area 3 i8 by 3 [8 in the kze = A'k:: (5-3)
interior of a mat has little or no effect on the response
of a relatively smaller discrete element situated at the wherc ( 5-3a)
fr
in which A 11 is the contact axa of the discrete element k,. = [ (10 X liJ) /(,,. X 14.8')] k,
aod kze is the appropriate vertical spring constant for
the individual element. Equations (5-3) and (5-3a)
= L38 X 10' lb/in.
yíeld higher soil spring constants than wouid be ohtained
l;síng Equation ( 5.4) :
by taking the mat as a whole and díviding that value
among the discrete elements in proportlon to their areas. r0 = (l00 X 100/rr)'·'=56Aft
This is a valid representation for very flexible rnats wlth
widely spaced loads because uneven contact stress distri- k,= (4 X 8000 X 56.4 X 12)/(1 - 0.4)
butions cause the soil to beha ve more stiffiy ín the 36 X 10' Ib/in.
vicinity of applied loads.
When loads are more dosely spaced, k.re is usually less k,,= (36 XIO') X (10 X 10)/(100 X 100)
than the value given by Equatíon (5-3) because a more
uniform contact pressure distribution in the primary = 0.36 X 10' lb/in,
modes is likely. Its precise vaJue is very difficult to deter-
mine and will, in fact, vary from mode to mode 1 depend~
Deep Foundations
ing on the phase differences between adjoining elements
and the spacing of the loads. As a limiting value, it can
be assumed that the soiJ responds as: ff the mat were Pile or píer foundations (which hereafter will be
rlgid; hence, termed simply "pilei, foundations) are often used to
support vibratory loads when soil conditions at a site
(5-4)
indicate that shallo.w foundations wHl result in unaccept~
in whích Àm is the area of the entire mat and k:: is the able pennanent settlem~!,l.!5_·__ Present understanding of
vertical spring constant for the cntire mat. ln most cases, the behavíor of pilé{<?.<1hdations und.eryi~~.'JclJ~djpg
k,, will líe between the values given by Equations ( 5-3) is relativcly poor, butjt is known that t~fuse qf 1tles
and (5-4) and judgment should be exercised in its selec- ~~s:-· georhetric d~ping, it1~re~ses -the re,~.9.:'ªn t
tion. Most usage in the past has favored Equatíon ( 5-4). fre.quenC)' of. the foundatÍ(?n, and influences defonll~~ion
The soíl geornetric damping ratio is more difficult to ne~~ resonance. Since in some cases, particularly in the
evaluate in a flexible mat than the spring constant lateral 1oad modei the effect of piles can be adverse 1
because of phase differences in various parts of the mat. piles should not be used wíthout some understanding of
An upper límit for the geometríc damping ratio for the their behavior,
soil will be that computed from halfspace theory assum• ln this chapter approximate procedures developed by
ing that a section of mat and in-phase loads supported Novak and his associates for analyzing the response
thereupon having a radius equal to r0 computed from characteristics of sing)e piles and pile groups in the
Equation {5Á2} vibrares as a rigid body. However, inter.. uncoupled vertical; horizontal, and pure rocking modes
ference from surrounding sections of the mat makes the are described. The solutions are based C?n the assumption
use of the upper limit value entirely unreasonable and of elastic, fully embedded vertical piles interacting with
the correct value virtually unpredictable using the haJf. uniform e!astic soil. Furthermore, the pile tip is assumed
space approach. A value o(v,·=--õ:-i"ô' for discrete ele- to be fixed against motion, except in the case of vertícal
ments is suggested in the abseriCe of any other criteria if response, where the tip can be fixed or .:relaxed."
the subgrade is homogeneous. The Jimitations of applying Novak's procedures to real
Example. A 100-ft-square mat is 3 ft thick. Its Young's geologica? materiais are obvious; however, they have
modulus is 3 X 106 psi, and its Poisson's ratio is 0.2. provided reasonable predictions for the response of small
The mat rests upon a clay subgrade having a shear pile groups in relatively simple soíl profiles, and further-
modulus of 8000 psi and a Poisson's ratío of 0.4. What more, they represent the current (1979) state-of-the-art
value of k,, should be used for a 10-ft-square discrete in the practícal analytical treatrnent of pile~soil inter-
element? action. The solutlons for spring and dampíng constants
Using Equatíon ( 5-3) : developed by Novak are frequency dependent; however,
=
r0 0.8t [ (E/G,) (! v,) /(1- Vm') ]'·"' approximate frequency independent expressions have
also been developed for both the spring constant and
=0.8(3)[((3 X 10')/(8 X 10'))(0.6/0.96)]'"' damping ratio. These will be described herein. Solutíons
14.8 ft for the stiffness and damping of torsionally loaded indi-
vidual piles and for coupled rocking and sliding, ob·
k,= ,fGr,/(1-v,) =4(8000)(K8) (12)/0.6 tained by Novak and his associates, are ais.o available
= 9.5 X 10" lb/in. ( refs. 10 and 14), but are not included here,
Foundations 81
Novak 1s various procedures do not permit cakufo.tion an appreciable load. If the static load ís too largc (e.g.,
of the stresses índuced in the pile matedali although more than one half the static capacity of the soil), plung-
such stresses can be important, particu!arly cluring iateral ing or load shedding can result as the soil resonates w!th
loading. Ghazzaly, Hwong and O'Neíll (ref. 5) describe the pile.
a numerical algorithm for making stress computations Second, the pile cap should he buried in competent
in a pile undergoing harmonic lateral loading. A de- sei! (preferably dense granular soil) whenever possible
tailed description of that aigorithrn is beyond the scope in order to take advantage of the damping afforded by
of this text. the pile cap.
Both the spring constants and damping ratfos should
be obtained experimentally from f ull-sized groups of test Vertical Motíon
piles whenever possibie, especially if batter piles are con-
tained in the foundation or if short friction piles are The expression for the effective spring constant for a
to be employed. {Novak's procedures for pile group single end~bearing (' 1fixed-típ"} pile undergoing vertical
analysis do not consider batter piles directly in expres- rootion, k:\ given by Novak (ref. 10) is
sions for overall group stiffness and damping; however1
Saul's procedute, referenced at the end of this chapter., (5-5)
among others> does allow consideration of batter piles in
an approximate fashion.) Furthermore1 accordfog to where Ep is the Young1s modulus of the pile material 1 A
Novak and Grigg (ref. 13), the "apparent" shear modu- is the cross-sectional area of the pile, r 0 is the equivalent
lus to be µsed for analyzing laterally loaded piles should radius of the: pile, and fu, 1 is a factor given by Fig-
be that value backcakulated from elastic beam on foun~ ure 5-la íconcrete piles) or Figure 5-lb (timber piles)
dation theory ( e.g., ref. 17) using the results of a static as a functíon of ratios of pile penetration l to radius ro
load test alter severa! cycles of load have been applied. and VaÍVc (shear wave velodty in soíl above tip/corn-
T'he initial slope of the free-head load versus displace~ pression wave velocíty in pile). Note that the factors
ment curve can be used conveniently in the calculations. given in Figures 5~1a and 5-lb are for fixed tip piles
The reasons for usíng this approach are that the. soils (end bearing or combined friction and end bearing
very near the surface control the load deformation prop~ piles) . For frictíon piles these factors will be in error by
erties of the pile. Field surveys and laboratory tests are a relatively small arnount for values l/r 0 greater than 60
often conducted to obtain only a mean site value for G~ and for values for va/Vc greater than about 0.03 for
which is generally appropriate only for a depth greater timber and concrete piles. For friction piles having lower
than that of the soil effective in resisting lateraJ motion, values of l/r 0 and/or v,/vc, the procedure for nrelaxecl
A!so, since a gap often forros behind a laterally loaded tip" piles (ref. 11) or an empírica! approach, both de-
pile1 the use of a shear rnodulus obtained from load test scribed !ater, should be employed. For steel piles Novak
data provides a convenient empirical correction to and Grigg (ref. 13) have given a value of f,.,, = 0.030
Novak1s elastic solution, which is not rigorous for such a =
where v,/v, 0.033 (medium stiff soil) and l/r, > 80.
case. In a series of large-scale rnodel tests in sand, Novak The effective geometric darnping constant for vertical
and Grigg (ref. 13) detennined that the apparent shear motion in a single pile cl is given by Equatfon (5-6):
modulus from stat.ic lateral pile tests was about one
fourth to one fifth the mean modulus to a depth of (5-6)
about 30 pile diarneters, obtained for the site from
os.cillator tests.
where v~ is the shear wave velocity of the soíl through
Simple methods of interpreting field load test data are
discussed briefly at the end of this chapter. Approximate which the pile is dríven (VG,g/y,) and fu,, is a factor
procedures for estimating damping ratias and spring given by Figures 5-lá ,and 5-lb. The damping factors
/ 18 , 2 are also approximat'ely valid for friction piles in the
constants based on results of several vibration tests
reported in the literature for vertically exdted friction ranges described previously relative to the stiffness fac-
piles are also given. tors /,.,,, although the error in the damping factor is
Two important rules should be followed relative to the somewhat greater. For a steel pile in medium stiff soil
sizing and construction of deep foundations. Fírst, the =
(v,/v, 0.033) and for l/r, > 80, f,,,,:::: 0.045.
factor of safety rela.tive to the ultimate static axial load For relatively short friction piles (that ís, pile.s with a
on a pile should exceed 3 in order to restrkt soil "relaxed tip"), Novak (ref. !O) suggests computing k,l
stresses to a magnitude that will predude the "'resonant and e:: 1 as fo1lows:
driving11 effect, wherein the soil around the pile
resonates with the pile and loses its ability to carry ( 5-5a)
82 Design of Structures and Foundations for Vibrating Machlnes
o.:o _____ _ _ _ _ _ _ _ _ _ _ _ __
: 18 , 1~ STIFFNESS f:
8 ,1-0AMPl·~G
o.io ,-,T--~r-::::::==cr--,--:;;,,-;,-;o;-;.ow15
0.08 ~-.\--''
1
: .CONCRETf. PILES. YsciJYp1.,.E - O. 7)
i Vs" SHEAR
""jGs9 1Ts
WAVE VELOCITY IN SOlL
···
0.08
"
1---\\-tt---+-----==ol=__;;;;;~'i'=-~
( TtM8ER PtLES:
Yso 1~/Y,.H"'2.0)
vc = COMPRESSION WAVE VELOCITY I 0.04
lN PILE " ✓ Epgly., v
f =0.05 o.o5 l
~
<n
0.06 '
"f-w 0.04 :
w
:, fl6,I
---i---
"
o;
!'
0.04
f,11,2
0.02 0.02
O.OI
O.OI
o
o 20 40 60 80 100
a PILE SLENOERNESS / lr0 b PILE SLENDERNESS //r0
0.00 - - - - - - - - - - -:ccONCRETE
---- -~
PILES: (T'Mel:lt l'lt..!S'
t, 0.. /1".'<f k2fl!
' ~OH.. /)'l'lt..E •0. 7 )
1 :.,i ,.,.------.. ...,_ ! ~=0.05
1
OOO~·-¼~'l----+ ------i--==~'1=~=-~-""1
--- .:
o.os •,c:Q-~ <n
~
w
;-
w
j
ir.
---- --O.OI
20 40 60 80 IOO
PILE SLENDERNESS Üt,, 20 40 60 1!10 IOO
d PrLE SLENDERNESS Ür,.
Figure 5-1. Stílfness and damping factors for vertically excited piles {alter reis. 10 and 11 ). a. Fixed-tip con-
creta piles. b. Fixed-tip timber piles. c. Relaxed-tip concrele piles. d. Relaxed-lip timber piles. Figures
5-1a and 5-1b reproduced by permission ot the National Research Council of Canada from the Canadian
Geotechnical Journal, Vai. 11 (1974), p. 586.
oí the stiffnesses of the individual piles. A similar state- size and penetration), and using the distributed stiff-
ment can be made relative to damping. If several ness values in the analysis, In other words> it is not
distinct groups are used to support a vibrating super- appropriate to use the values given by Eqs, 5-5 or 5-5a
structure, it is reasonable to c,btain an equivalent spring or the correspondíng equations presented in the follow~
constant and darnping ratio for each cluster, These ing section on síngle pile horizontal response,
equivalent constants may then be applied to the struc~ The damping ratio to be assigned each pile for each
ture at the appropriate s'.lpports for purposes of analysis mode of translatory motion in a multi-degree-of-frec-
of structural response, An example of this approach is dom-foundation representation shouid include a consid~
a frame whose columns are supported by separate piie eration of group action, which will result in a higher
groups. damping ratio for each pile than would be obtained
Often1 however, a block or rigid mat foundation will using the single pile damping ratio. Typically, each pile
be supported by a single large group o[ piles, In such in the system would be a.ssigned a damping ratio equal
a case it is often convenient to represent the structure- to the group damping ratio in a given mode divided by
foundation system by Model C, described in Figure 2-9, the squa.re root of the number of piles in the group.
Chapter 2, where the entire group is modeled by a ln the remainder of this section simple eq uations
single spring constant and a single dampíng ratio in are given for the determination of group stiffness kl
each mode of vibration. and damping D:/1 for a group of vertical piles osdHating
Wbenever piles are used to support a flexible mat, in the vertical mode. Similar expressíons will be pre~
when large torsional moments are applied to the super- sented in the next sectíon for horizontal translatory
structure, or when batter piles are present, it is usually stiffnas and damping for vertical pile groups. Note that
necessary to employ a multidegree-of-freedom computer in evaluating group effects for the latter mode it is
model (Fig. 2-11) and to represent each individual pile necessary to estimate the direction of primary horizontal
in th.e system by assigning linear support spring con~ motion, Since no general solutions are available for the
stants and dashpots to the j:,oint in the structure where assessment of group effects in groups containing batter
the pile head is locat~. These spring constants repre- piles! some judgement is neeessary to apply these ex-
sent uncoupled ·vertical s-tiffness and horizontal stiffnesses pressions to batter pHe foundations.
in two perpendicular directions. \Vhen batter piles are Novak and Grigg ( ref. 13) have argued that the
present, axial stiffness and dampíng parameters may be deflection factors proposed by Poulos ( ref. 15) for
computed from the "vertica1' 1 motion equatíons, and groups of statically loaded piles may also be applied to
lateral ,parameters may be computed from the Hhorizon- a pile group undergoing steady~state vibration. Hence,
taP' motion equations. Input values for stiffness and Novak and Grigg propose that
damping can then bc obtained by taking components
in the coordinate directions. The horizontal spring con~
stants (described !ater) are strongly dependent on the (5-8)
manner in which thc piles are fixed to the structure.
For block foundations and table top structures con•
taining a thick mat (which also serves as the pile cap),
the pile heads are normally assurned to be fixed rigidly
where N = number of piles in group
aA ::::::: axial displacement ínteraction factor for a
to the structure. Whíle frame analysís programs allow
typical reference pile ín the group relative to
the inclusion of uncouple-d rotational stiffness terrns at
itself and to all other piles in the group, as-
the pile head, it usually is necessary to include rotational
suming the reference pile and all other piles
springs for rocking about transverse pile axes only when
carry the sarne load.
large rocking moments are present and when batter
piles are not present in the foundation. It is rarely
necessary to include a torsional stiffness constant for an The factor a3 can be evaluated using Figure 5~2.
individual pile, since torsional moments applied to the
structure are resisted almost completely by coupies pro~ The equivalent geometric damping ratío for the
duced by lateral reactions at the pile heads, While the group is given by
piles are represented individually in this type of analysis,
it is stiH desirab!e to indude the softening effect of
~N 1
group action in the model This can be done by cal- t., e,
1
culating the stiffness for the pile group as a whole in D,' (5-9)
the appropriate mode; distributing the stíffness equa1ly
among the piles (presuming that all piles have the sarne
84 Design oi Structures and Foundations for Vibrating Machines
LO,.,---,-----.---------,-------,--------,
p p
O0:----:---2:------,3:-,-,--4;----,5::---.-----~---.-----,r-.-~
0,2 0.1 1i :- ' ,,_ *''' o.o
S/2~ 2~/S
Figure 5-2. "A as a function of pile length and spacing (alter rei. 15).
l/2r, = 90(12)/22.6 = 48
~D= 1
íl~---:·vERY
OENSE SANO
MATERIAL PROPERTIES
Use v = 0.5 (nearest to actual value of 0.4): LEAN CLAY: G, = 5000 psi , .,, = O. 4
"A = 1 (reference pile) r, • IIOpcf
BACKFILL, G, • 6000psi , r, • 120pcf
"A = 0.58 (adjacent comer piles) (2 piles) RIGID CAP, {.,, • 150pcf
"A = 0.5 (opposite comer pile) PILES, E 0 •3.5xl0 psi
6
2:' 1
"A = 1 + 2 (0.58) + 0.5 = 2.66 r, • _150pcf
(ASSUME 35T OF THE STATIC COLUMN
LOAD VIBRATES WITH THE CAP IN
44
2:;'1 k.'/2;'1 "A = ( -~ :
6
6
IO') = 6.0 X 10 lb/in. VERTICAL MODE)
• (combined stiffness
of the piles) Figure 5-4. Pile group for example problem.
86 Design of Structures and Foundations for Vibrating Machines
Adding in the stiffness of cap due to side resistance: Uncoupled Rocking Motion
k: = 6.0 X I0' + 1.2 X IO' = 7.2 X IO' lb/in. Novak (ref. 10) has presented expressions for the
uncoupled stiffness and geometric damping constants
for single piles and for pile groups uhdergoing pure
rocking. ln summary,
Note that over half of the damping is produced by the k/ = I;N [k/ + k;x/ + k,::} - 2zJ;,/] + k/
embedded cap. Material damping is not included. l (5-20)
where Xr and zc are defined in Figure 5-6, and kl and
Horizontal Motion
k:i/ are stiffness constants for single piles defined in
Equations (5-5) and (5-12), respectively. ln addition,
The solutions for pure_ horizontal motion of vertical
piles (ref. 10) follow the sarne logic as those for vertical k,~ = (E,I/r,') f,,1 (5-21)
motion. A notable exception is that a reduced value for
G8 should be used to represent the action of soil against where ln, 1 is obtained from Table 5-2; and
pile as described earlier. For a single pile,
k/ = (E,I/r;) J11,, (//r, ;, 25) (5-12)
k/ = G,r,h'S,, + G,r:h [(0 /3) + (z,/r
2
0)
2
(5-14) Finally,
(5-15)
(5-23)
where ªL is a displacement factor for lateral motion de- where e:/ and c~1 are damping constants for individual
fined in an analagous fashíon to a;.1. Approximate values piles given by Equations (5-6) and (5-13), respectively,
for ªL may be obtained from Figure 5-5. and
(5-16)
e/ = ór: yG, 'Y,/g {S,2 + 2
[(0 /3) + (colr,) 2
Table 5-2
Values of f11 • 1;f,1_2; f 7, 1; f1, 1 ; f,;,1; f,;,1:
for 1/r, > 25 (afler ref. 10)*
*Values are appropriate for ao = 0.3 (See Table 5-n but are approximately ·valid { ±10%) for O.lSa- 0 :f0.8. Reproduced by per-
mission of the National Research Council of Canada frorn the Canadian Gtotechnical Journal, VoL 1l (1974), p. 584-.
o.a
0.7
-- ~~
~
VALUES OF
1 s
zr.,,·
~
.,,.
L---"' MAC HI NE,
IF PRESENT
~ '-
0.6
--- -.--
~',, i"-..
1
O.&
', ... .......
... ~ t--
OL '
DIRECTION OF LOAD ' ' ...
(FIXEI) 0.4 o. ,J li '-...!:, ,..._ -
HEAD)
' 'O
X,
0.3
--- -- --
--- "- ',,
0.2
..h..25
2,. ..... _~
l " ~·
.....
11=0.5 --
Figure 5-6. Deflnition oi x1 and zc.
-
- - K••iO (STIFF PILEI K,,• 2 1il(i+u)] L•
O. j - 1 SOIL:•-
-•
---- K••IO (FLEXIBLE (L PiLE LENGTHl
1 PILE) j
OO IO 20 30 40 50 60 70 80 90
DEA'IRTURE ANGLE (J (DEGREESl
Figure 5-5. Graphical solution for a, (after re!. 16).
88 Design of Structures and Foundations for Vibrating Machines
(A,),..,,m, = (Qo/k,) (l/2D,) (5-32) and in a four-pile square group is reported jn ref. 8. The
piles in the group were spaced three butt dia.meters on
where QJ is the unbalanced force at the resonant fre- center, and the cap was suspended above the soiL The
quency computed from Equation ( 5-30) , piles were driven through Iayers of very stiff, overconsoli-
When vertical piles are present in s:nall groups (2-6 dated saturated clay with a few sand seams. The shear
piles) with suspended caps and when the spacing exceeds modulus of the soil layers as rneasured by crosshole tests
three times the effective dianeter of the píles 1 analysis of varied from about 5000 psi to about 301 000 psi) with an
test data presented by Maxwell> Fry and Poplin (ref. 7) average o[ 20,000 psi, Tbe stiffness of che piles, ,which
indicates that the vertical response of the group can be vibrated at a relatively low frequency, was computed
predkted usíng the eq..iations just presented for single using static numerical synthesis procedures based on
piles with the modifications indicated in Figure 5~9. meth.ods described in refs. 15 and 16, as opposed to
The relationship of group damping to single pile damp- using Equations (5-5) and (5-12), becausc a, was very
ing for groups containing 2-6 piles is similar to that low. Damping constants were detennined from the pro~
described in the section on group effects, If the cap is cedures developed by Novak and his associates. The
adequately er.:ibedded 1 its damping ratio should be in- measured and predicted spring constants and damping
cluded in the group damping. ratíos for several repeated tests are shown in Figures 5- l O
Equivalent vibrating lengths and weights of pmng- and 5-11. Note that damping in these fully ernbedded
and rnass properties of the pile cap can be used to step taper piles was considerably higher than that mea-
compute resonant frequendes for pile groups containing sured by Hart for partially embedded prismatic piles,
six degrees of freedom in numerical techniques described
by Saul (ref. 18) and Singh, Donovan, and Jobsis (ref.
19}. Saul's method does not permit computation of N
amplitudes of motion at resonance because damping is M Wep' t Wep SINGU PILE
not considered; however, the method developed by
N
Singh, Donovan; and Jobsis does pennit inclusion of a
single overaH damping factor. These methods, v,rhich
kz= t kz. SINGI.E Pll.E
IXI07 2x10'
pare the results of the methods described in this chapter PREDICTED SPRING CONSTANT
with performance of foundations. One such study, con- {lb /in.)
ducted by plucking 90-ft-long concrete-filled step taper Figure 5-10. Comparison of measured and predlcted
friction piles both horizontally and vertically and s.ingly stiffness for piles in multiple tests (alter ref. 8).
90 . Design oi Structures and Foundations for Vibrating Machines
! M
SINGLE PILE,
-~IZONTAI
ITNO, Werktuigkundige, Constructies, Delft,
Netherlands, November 1963.
7. Maxwell, A. A., Fry, Z. B., and Poplin, J. K,
Vibratory Loading of Pi!e F oundations," STP 444,
-
~
4 • PILE GROUP,
HORIZONTAL
1 A.S.T.M., 1968.
8. McClelland Engineers, !(Pile Performance under
o 0.2 Dynamíc Loading, Pile Tese Programi W, A. Parish
o Station," Report to Houston Lighting and Power
1
Company, September 1977.
4-PILE GROUP, 9. McNeill, R. L. uMachine Foundations: State-of-
::, 0.1 VERTICAL the~art," Proceedings of Specialty .Session on Soil
Dynamics, Seventh International Conference on Soíl
Mechanics and Foundation Engineering1 Mexico
City, August 1969.
0.1 0.2 0.3 0.4 10. Novak, M., ºDynamic Stiffness and Dampíng of
PREDICTED DAMPING RATIO Piles,'1 Canadian Geotechnical ]ou mal) Vol. 11 1 No.
4, November 1974.
Figure 5-11. Comparlson of measured and predicted
l L Novak 1 M,, i.vertical Vibration of Floating Piles,"
damping for piles ln multiple tests {alter ref. 8).
Journal of the Engineering Mechanits DivisionJ
A.S.C.E., Vol. 103, No. EM!, February 1977.
The trend -in the tests was that measured stiffness 12. Novak> M., and Bere:dugo 1 Y. O. 1 ºVertical Vibra-
exceeded computed stiffness ín the vertical mode ln the tion of Embedded Footings," Journal of the Soíl
inítial test but the difference in reeasured and computed Mechanics and Foundations Division, A.S,C.E.., VoL
stiffnesses decreased as further tests were conducted, 98, No. SM12, Decembcr 1972.
possibly due to relief of residual driving stresses in the 13, Novak; M. 1 and Grigg1 R. f., "Dynamic Experiments
piles, No such trend could be observed for stiffness in with Small Pile Foundations/' Canadian Geotech-
the horizontal mode or Viith the daroping ratio in either nícal Journal, Vol. 13, No. 4, November 1976.
mode. Note also that little difference in measured damp- 14. Novak, M., and Howell; J. ,F.j ºTorsional Vibration
ing existed between sing1e-pile vibration and group of Pile Foundatlonst Journal of the Geotechnical
vibration, Figures 5-10 and 5-11 serve to underscore Enginceríng Division, A.S:C.E., VoL 103, No. GT4,
previous statements concerning the uncertainties in April 1977.
dynamic response analysis of foundations and the de~ 15. Poulos, H. G., "Analysis of the Settlement of Pile
sirahility of providing for foundation tuning capability. Groups/' Geotechnique, Vol. XVIII, No. 4, Decem-
ber 1968.
References 16. Poulos, H. G., "Behavior of Laterally Loaded Piles:
U--Pile Groups" Journal of the Soíl Mechanics and
1. Aiarwal, S. L., and Hudson, W. R., "Experimental Foundations Division, A.S.C. E., Vol. 97, No. SMS,
Verification of Discrete-Element Solu.tions for Plates May 1971.
and Pavement Slabs," Research Report 56-15, Center 17. Pou!os, H. G., "Behavior of Lateral!y Loaded Piles:
for Highway Research, Austin, Texas, April 1970. III-Socketed Piles," Journ-al of the Soil Mechnanics
2, BeaJ R. G,, ,personal communication, 1974, and Foundations Division, A.S.C.E., VoL 98, No.
3. Beredugo, Y. O., and Novak, M.} ucoupled Horizon- SM4, April 1972.
tal and Rocking Víbration of Embedded Footings," 18. Saul, W. E., "Static and Dynamic Analy,is of Pile
Canadian Geotechnicai Journal, Vol. 9, No. 4, Foundations/' Journal o/ the Structural Division;
November 1972. A.S.C.E., Vol. 94, No. ST5, May 1968.
4. Dodge, C. F.> and Swiger, \V. F. 1 "Vibration Testing 19. Singh, J. P., Donovan, N. C., and Jobsís, A. C.,
of Friction Piles," Enginecring New-Record, May 13J !(Design of Machine Foundations on Piles,'' Journal
1948. of the Geolechnica/ Engin,ering Divisíon, A.S.C.E.,
5. Ghazzaly, O. L, Hwong, S. T., and O'Neill, M. W., Vol. 103, No. GT8, August 1977.
nApproximate Analysis of a Pile under Dynamic 20. Stevens, J., "Prediction of Pile Response to Vibratory
Lateral Loading," Joumal of Computars and Struc- Loads," Proceedings, Tenth Offshore Technology
tur,s, Vol. 6, No. 4, 1976. Conference, Vol. IV, Houston, Tx, May 1978.
6 Design Examples:
Block Foundations
Three block foundation design examples are presented which includes a series of steps so tha.t a thorough desígn
in this chapter. These examples use the theory and infor- is accomp)ished without the danger of missing any neces-
mation developed in prevíous chapters. The selected sary check. Cross references have ·been made to other
foundations are typical and commonly used in many parts of this book at each design step in arder to illus-
industrial plants. The examples follow a standard format trate the utilization of previously derived formulae.
~.·
' .
~ ,
. ,"di
.
91
92 Design of Structures and Foundations for Vibrating Machines
latory (the ver!ical, lateral and longitudinal modes) and secondary forces acting with the prirnary frequency.
three modes are rotationa! (hvisting or yawing, rocking1 ln thís example however, a complete analysis is
and pitching or rolling modes). The vertícal and twisting performed usir.g primary and seco:idary f orcing
vibration modes are usually ir.dependent. However, iI functions separately.
rocking osdllation caused by the eccentric location of
vertical and horizontal forces on the foundation is pos- C. Soil and Foundation Parameters
sible, then the vertical and twisting motions are always
The required soil and foundation parãmeters are
coupled with the rocking motion. ln many practkal
obtained from the soil report and the facility's plot plan.
problems) vertical, lateral, and rocking modes exhibit
the greatest fofluence on the overall motion and are Plant Grade E!. = 100'-0"
generatly considered independent of each other in the Top of Foundation EL = 100'-6"
analytical solution. The results can then be superimposed, Recommended Foundation Base EL = 95'-6"
ln some special problems, l\'>'here the center of gravity
Soil Stratum is Medíum Dense
( C.G.) of the foundation system along the vertical axis
Silty Sand with Grave!
is substantially higher than the center of resistance
offered by the soil to horizontal forces: coupled modes Soi! Density ( y) 117pd
(rocking and lateral) must be considered. A rheological Shear Modulus ( G) = 14,000 psi
representation of the modes of oscillation is shown ín Polsson's Ratio ( v) = 0.35
Figure 6-2. Soil Internai
Damping Ratio ( D,ii) 0.05
Static Allowable
B. Machine Parameters Bearing Capacity, S11.11 2.5 ksf
Permanent Settlement of Soil = 0.2 in. at 2.5 ksf
The following informatíon is supplied hy the machine
vendor: (refer also to Chapter 3 for development of D. Selectíon of a Foundation Configura!ion
information) .
Vertical reciprocating compressor (four cylinders)
Trial sizing of the supporting block Iollows the sug~
and auxiliary equipment:
gested guidelines I and 2(a) through 2(g) given ín
Compressor 28,115 lbs. Chapter 3.
Gas Coolers 4,350 lbs. Try a shallow and wide footing such that the com•
Snubhers 7,010 lbs. bined center of gravity of mass of machines and of foot~
:vlotor 18,000 lbs. (rotor weight 6,000 lbs.), ing coincides in plan wíth centroid o-f the contact area
Total Machine of footing (Figure 6-4). It is also recommended that at
Weight 57,475 lbs. least 80% of lhe looting thickness should be embedded
in the soil to restrain the trans-latíon movement of the
Dynamic forces (Figures 6-3 and 6-4)
footing. Note that the effective foundation embedded
depth h is taken as 3 ft, i.e., the full 4 ft embedded
a. Compressor speed, primary (operating) 585 rpm,
depth minus the top 1 ft layer.
=
secondary J,170 rpm
Concrele Footing Trial Outline ( see Figure 6-4)
Max. Vertical Primary Force F, 1,329 lbs. Weight of the footing (WF) = 324,843 lbs.
Max. Vertical Secondary Force F 0 553 lbs. Total static load ( W) = machine weight + weight
Max. Horizontal Primary Force F, 725 lbs. oi footing= 382,318 lbs.
Max. Rocldng Primary Moment 1'1 =
11,304 lbs..ft Weight of footing/weight of machine 324,843/
Max. Pitching Primary Moment T; =
34,000 lbs.-ft 57,475= 5.65> 5 O.K.
Max. Pitching Secondary Moment T;, =12,350lbs..ft Actual soil pressure= 382,318/15.75(27.5) = 883 psf
=
b. Motor speed 585 rpm. Motor dynamíc forces are
< 0.5s.,, = 1,250 psf
t F( t)
M ~
e-
z
Kx 1:iÁ- • H(l) •
TRANSLATION -=:."!<. L.
1 1 r ROCKING
i:7
r-- -
---- /-I 1 ,.l- , - _ ·~
'
- ---@ - - - - - - ~ ~ -1-- -
L__ I r---
7T -..J
1
(E) Coupled Horizontal Translation & Rocking
Oscillation
1-CRANKSHAFT REVOLUTION
COMB.VERT.FORCE,F,= 11'
13211 cos wt +ss3 cos i~t o T
r
COM0, VERT. MOMENT , T •
34ººº cos CLl't+ 1uso cos
VERT.. FORCE, F,(P) •132• cos wtr
lú)t
2000-,----,----.,-----,----r---,------,.-!:18667
1
VERT, MOMENT", T J(Pl =
34000 cos wt P
VERT. FORCE, F, (S) =•s>eos2wt
l
VERT. MOMENT *Tpí (Sl=
1?3!iO cos 2 wt
HORi!', FORCE ,Fx (P)•725SIN wt
Wt
i
HORi!'.MOMENT (ROCKINGl,T'f(Pl•
W
11304 S!N
= 61.26 rod./Hc
wt
. {PITCHING)
-2000--'-----'----.l----'.----'-----'----~~~6667
FORCES, lb•. MOMENTS, ft- lbl.
•
"' 1 •o
-o
2 -,:,
.J
w
<i
13
=o -----t------
'WT. OF FOOTING,
-,,,' WF <324,\143 lbs,
• =
_,
11 "'
N '
"N
~
b;.?.e:.2_,7. ._ 6
..-•• .;,13;;_•_-9;:_•_·_, _ _ _ _ __,...
IS OF PITCHING
OSCILLATION,
m = 10088. 29
p
tx,s OF ROCKING
OSCILLATION, ~
2
ª2. =2 7.5' about
b2 = 5.0
k =2.5'
1
lt'
z 2
a 2 = 15,75' about pf
Figure 6-4, Foundatíon layout for reciprocating machine example problem.
96 Design of Structures and Foundations for Vibrating Machines
Table 6-2
Oynamlc Analysis of the Triai Foundation
+ mtkt 1
'Table 4-4
J Jl:.iss,w:l.ft !b!.~t
{d) F4'\'tspringtótlstant
(rert. footing)
table .J.r k,.., ili2.66 X lOG k7 "" J3Z,5S X l:l' k9 = 25.I76 X HP ~ = 11.758 X I0 1
lbs./ft !bs./ft íbsAú1ad lbs.-ft/r;;d
Darnping fütio
(a) Embedment íactor Tablc 1-4 "'1 .., L2líi «z"' l/i:r.i' "'f =V12-1 ~"" 1.04'.
(b) MassratitJ Tablt! 1-3 n, o.:m R,:.., CAOS Ry ""'fUl5 liç•O.m
(e) Effeetive damp·rng Tabfo 4-J n;, = J,!'i 114,=I.S!ll
coeffldent
(d) Geometrícal daomini- Table 4-3 D:r;""' 0,031 D:r;"" O.i:J2 DJ<u = 0,302 D~;""' 0.105
ratio
(ej fotern.1! dam~ir1g IIQHdat\'.a D;i = C.Oii D:;t"" O.illi Dy,t.,. O.C5 Dv,i = 0,05
(í) Total damping (d)+M 1) 1 "' O.OS! D,:. = 0.182 J);, = 0.352 fl,;, = o,:us
,- oo ✓íiiiYXlõ; ✓25.WJXlO' lt758 X iOi
[a) :-lat,iral freq.
(rpm)
'° /'
;;\; 1.,. lhe
-
GO ,/"'·" X :C'
!l,813,2
= !,082,8
Ín:""
211:
= 1,000.1
ll,87:U
!,;
60
Z11:
""'i.trn.o
815,7HA
f:;,J,"""-
,,'"
"'1,611.2
31!8,SJS,8
(0) P.eaonancc frec;:. Table ?--4 2D1> !, res.,m.nce 2D1> 1, ttsonanre fm,:, = 1,93,u f~ = Uli.6
(rpm) frotaling ool possible llllt possib!e
ma.i.'l)
Primarf®'"t-(Zn +l)'l':/2
F..,r;(P) = T.32fr lb:!, ,:,,Jl!) = 11,30¾
@t.lt"'>il2ll'!: FxrifJ>J 725 lbe. +FZQ(P)Xa=O T+_r;(P) ""'H,000 100...ft
(e} Vibr&ting foroe m;1.cl1iue F,:g{P) ""O @wt-(211 + J)'!:/2 +FX'l!(P)Xg.,,. @t.it= o,2n..
(mn. absolu~ µtan:ettr @wt-{2n+l}wJ2 P:u,{P)""' O m x s .;,soo 1'4,,i{S) = l2,350 !bs.-H
ampL) Pu(S'! ..,UJlbt!.
@fuÍ:'«fi,111:/2
@14t IHt --------
t7,10i lbs.-ft.
@..it= a, n11:/Z
See~mãry@ wl "" (2n+ 1) ,r/2
Fzo(S) Z'l "" Ma X 2S5
,,, 1,52t lbs-ft
~PM,7'~RPM Mx(P)=V.SW@.585 R?M M ,t,t""U!tf 585 RPM M<ll(Pj=t.128@.'185 RPM
(d) ).hgniliealk}n factoc 'fab!e r--l z(S,=!141 1,170RPM Mt:Max uot possib:e Mv, S)=t.'154 l,t70 RPM M~(S ,,,,l,690@U70RPM
MrMax not PQ.$1!lb!e
z,,,,, I',Mzlwfk: X"" Mzfz.Jkz t"" ~M,v Tfk,;, ,t, =IJM,,, '!.',t,/k-,,
.7B¾Xt:i:~+,11oxMJ ,890X725 .,, (L11lX1 .!01 = {1.12BX34 000
(e) D:Sp'tacement TableH + 1.454X1,5il) + L690XI2,3$0)
=!'>- 152.{HtXl'Y' f32.Jil,IXHl~ + 2s,11-0x10 11 +IL711SXW
= B.528Xl0""' ft ""4M?XlO-I ft ,.. 0.8428X !041 rarL ""'5.0369Xl0-1 :ad
= O,I02;lJXtO-~ in. =Q.058M!8X10..: it;.
X 1 "'x+~Rv
Z, = z++·R1u:+ó·R.-; 11 - ,0583 Xl-0""'
(f) Totald~nt = O.IO?~XI0-1 + -O.S428X l0"11XSS
mpqn:re + {t842:8X1fr X 165 1 .,,, 0.l33XJO-;i io.
+ S..0369XHr xot.5 1
°"' 0.7J7XIO--S: Íll."
r,. •·;ti
""'ll.03 0XJO-$XSS
,,. OA432XJO-S in,
(g) T~ibillty Tu.ble H ~(P) = 1.142 '1',{P) .., 1.201 Tr<Pf = t.tH •,m- 1.u,
'"'"' Pv
~(&} ""'
= i:T,F.,,q
1.102
Plf""' T.. F,,q
Tr(S ""' I.620
Prf "'11T,.·Tt~
Tr
PN ""l:Tr•T,;
""l.1!13
•Vtrti,:zl form and;ncmcnts, a.ntl l!on. forces and momen!s are out cf pbase by 90de,:re!.lS and, hente. àre nQl muimurn at the n.m.e titn~. [fowever, tht!l tombinetfon i;i'fltS e<1ntlllrvativ11 tesults,
Design Examples: Block Foundations 97
those directio!1s. Rocking ( ifr) osciHatíon is also possible B::, B.r; Blf, BfJ, Bp = Mass ( or ,inertia) ratio; vertical
since the horizontal forces act above the C.G. of the horizontal> rocking torsional and
foundation. Pitching ( <p) osciHation must also be con~ pitching vibration mode
b, Depth of section i, ft
sidered in this exarnple since unbalanced moments are
provided hy the machine manufacturer. However, twist~
D Damping ratio C/Cc =
D::9, D~r;, Dv;9 , D;g Geometric damping ratios; vertical,
ing or yawing osdllation is not consldered since the horizontali rocldng and pitching
horizontal forces do not form a couple in the horizontal modes
plane. The horizontal translation and the rocking rnodes =
D1, Internal damping ratío
F(t) Excitation force, lbs.
need not be coupled if: F0 Amplitude of excitation force, Jbs.
Ftt = Maximum horizontal dynamk
force> lbs.
Fz = Maximum vertical dynamic force,
lbs,
Using values from Table 6-2 for /., = 1009.1, f,t =
f Operating speed of machine, rpm
= 1,677.6 and f (primary frequency) =585 rpm, and =
f, Critica! speed of the machine, rpm
subst-ltuting in the above expression 1 =
f, Natural frequency, rpm
=
fm Resonant frequency, rpm
v(l,009.l)' + (1,677.6)'/(l,009.l X 1,677.6)
fm!Ji Resonant frequency in the rocking
mode, r:pm
= l.156 X 10-, =
fm,; Resonant frequency in the pitching
mode, rpm
f'"' = Natural frequency in the x-direc-
and 2/(3 X 585) = l.140 X 10-•, which appears to be tion, rprn
a border line case (,within 1%) . Hence, uncoupled mode fn 2 =Natural frequency in the z-direc-
analysís is O.K. tion, .rpm
f,v.;,;:::::;; Natural frequency in the rocking
direction, rpm
Environmental Demands =
fnt Natural frequency in the pitching
direction, rp:n
1. Physiological effects on persons. If the machine Js =
G Shear modulus of soil, psi
located in a building, Figures 3-4, 3-5 and 3-7 are used =
g Acceleration of gravity = 32.2 ft/
to test the adequacy of the ínstalla:tion. ln the example, sec•
Figure 3~4 indicates vibrations to be '*barely noticeable
=
H Dynamic horizontal force, lbs.
h == Effective foundation embedment
to persons" at the operating frequency of 585 cpm for a depth, ft
maximum vibration amplitude of 0.000717 ín. =
li/t" ]q, l4i Mass moment of inertia in the if1
2. Psychologícal effects on persons, l:se the sarne pro- (rocking), e (twísting) and </>
cedures as in ( 1) , When the machine is located close to (pitching) directions, lbs, ,ec'-lt
i=Segment(i= 1,2,3 , .. )
people not connected with machine operations, an acous~ =
k Spring constant, kips / ft
tical barrier may be necessary. ki = Distance from center of mass to
3. Damage to structure. Use the limits given in base of footing for segment i, ft
Figure 3-4. The example check shows no danger. =
kzJ kz> kt1r~ k11) k9 Equivalent spring constants: verti-
4. Resonance of structurnl components (superstruc- cal, horizontal, rocking, torsion~
and pitching modes
ture above the footing), Avoid resonance with the lowest
L = Width of base of machíne founda-
natural frequency by keeping the ratio of operating fre- tion block, ft
quency to natural frequency less than 0.5 or greater =
M Dynamic magnification factor
than 1.5, No other structural components are involved
ín the example, m, ===
m
n9•J nv,
Mass, lb. sec' /ft
Mass of segment i, lbs. sec' /ft
Rocking and pitching mass ratio
Conclusion. The foundation is predicted to perform factors for geometric damping
ln an acceptable manner. The static and the dynamic =
PH Force transmitted in the horizontal
analysis confirm the adequacy of the proposed founda- direction, lbs.
tion configuratíon and, therefore> the design as proposed =
Pv Force transmitted in the vertical
is acceptable. direction, lbs.
PT..p = Transm!tted roc~ing :noment, ft-lbs,
-----Nomenclature--Example 1 - - - - - Prrf> = Transm1tted p1tch1ng moment1
lt-lbs,
P1idyn ;:::::;; Bearing pressure due to transmitted
a, =Width of section i, ft dynamic force, psf
B = Length of rectangular foundation r= Ratio of operating frequency to
block, ft natural frequency = f /fo
Design Examples: Block Foundations 99
r0 = Equivalent radius for rectangu1ar Criticai Spe,d (f,) = 1st - 3,400 rpm
footing, ft 2nd - 9,000 rpm
Riu = Horizontal distance from center to Eccentrícity of Unbalanced
edge of footing in the x-direction,
ft Mass e = 0.0015 in. (provided
R1i,11 Horizontal distance from center to by manufacturer
edge of footing in the y-direction, for the static condition)
ft
Rv = Vertical distance from base to hori-
The dynamic eccentne1ty at operating speed may
zontal machine load; ft
San = Allowable soil pressure, ksf then be calculated from
T ~ = Unbalanced rocking moment, it-lbs.
T f, =U nbalanced pitching moment, ft- e= ê/[1 (f/f,)'] 0.000472 in,
lbs.
T = Transmissibility factor Often, the rnanufacturer may dairn a zero eccentricity
T, (P) = Transmissibility factor for prjmary for the rotor components. A design value can never~
operating frequency
T, (S) = Transmissihí!ity factor for second- theless be selected from Table 3-l as in Example 3
ary operatmg frequency which follows.
W = Total weight of machine plus foun-
dation, lbs. Centrifuga! Force F,
WF = Weight of foundation, lbs, (W,/g)e ro' 1,359 lbs.
X = Disp]acement response in the hori-
zontal x-direction, in, T-urbine:
X,= Total displacement response ín the
horizontal x-direction, in. Weíght (Wr) = 16,000 lbs.
= Z Displacement response in the verti- Rotor Weight (W,) = 545 lbs,
cal z~.dkection, in. Operating Speed (f) = 6,949rprn
z, = Total displacement response in the
ill = 727.7 rad/sec
vertical z-direction, in.
a::, <Xz, a1r, aq, ;;;:;; Damping ratio ernbedment factor; Critica! Speed (/,) = 1st - 2,000 rpm
vertical, horizontal, rocking and = 2nd - 9,020 rpm
pitching modes Eccentricíty of Unbalanced
=
f3 Phase angle, rad blass, é = 0.0015 in,
=
/3::, /ir, /3v;, fJ.; Spring coefficients; vertical, hori~ (whkh is again given by
2cmtal rocking and pitching modes
=
y Soil densíty, pcf the manufacturer)
1}11> 'l}z, 'N, 'l}t/> = Spring constant embedment factors;
vertical, horizontal, rocking and Dynamic eccentricity at operating speed,
pitching modes =
e= 0.0015/[l - (6,949/2,000) ') 0.0001354 in,
v = Poisson's ratio of soil
p = Mass density of soil =r/ g lbs. sec' / Centrifugai force F, = 101 lbs.
ft.• TotalcentrifugalforceF0 = 1,359+ 101 = 1,460lbs,
w= Frequency of excitation force, rad/
Base plate: weight ( W h) =5,000 lbs.
sec
tll 11 = Natural circular frequency, rad/sec Total machíne weight ( W M) W, + W r + W •
56,270 lbs,
Soil Internai Damping Ratio (D~,) 0.05 dimension. The center of gravity of rnaciline loads and
Static Allowable Bearing Capacity (S411 ) =
1.5 ksf foundation coincide and is O.K.
Also, the settlement at the allowable bearing pressure 3. Bearing capadty: static plus dynamic loads. The
ís negiigible. magnificatian factor (Table l •4) should preferab!y be
less than 1.5. The sum oi statíc and modified dynamic
C. Selection of a Foundalion Configuratíon loads should be w-ithin 6 in. of tbe footing C.G. For
75% oi the allowable sai! pressure given for the static
A trial configuration is selected foHmving the guide- load condition = 627 + 374/(12.5 x 20) ± 1420(6) /
lines listed in Ghapter 3 under Triai Sizing of a Block 20 ( 12.5)' = 632 or 626 psf < 0.75 (1,500) psf is O.K.
Foundation. 4, Settlement: :static plus repeated dynamic Joads,
A shallow anci wide footing is desired such that the The combined C.G. of the dynamic loa<ls and the static
combined center of gravity of the machines and of the loads should be within 6 in. of the footing C.G. For
foundation coincides closely with the centroíd of the rocking motion the axis of rocking should coincide with
area of the foundation, A foundation block configura- the principal axis of the footing. The magnitude of the
tion which satisfies this requirement is shown in Figure resulting settlement should be less than the pennfasible
6-5. deftecting capacity of the connected piping system. ln
Concrete Footing Trial Outline: this examplei dynamic forces are small compared to
Weight of the footing (W,) =100,500 lbs. static Ioads; therefore, settlement caused by dynamk
Total static load ( W) = machine weight + loads will be negligible.
:weight of footing 156,770 Jb,. Limiting Dynamic Conditions
Actual soi[ pressure = 156,770/12.5 (20) =
627 psf
=
< 0.5 (S.u) 750 psf L Vibratíon amplitude at operating frequency. The
maximum amplltude of motion for the foundation sys-
Thus, area of footíng is O.K.
Weight oi footing/weight of machine =
100,500/ tem should lie in Zone A or B of Figure 3.3 for the
56,270 = 1.,8 wlúch is close to the suggested minhnu,;, given acting frequency. Vibration amplitude (vertical)
=
z, 0.000019 in. at 6,949 rpm. From Figure 3-3 this
of 2.0 for weH--balanced ce:1trifugal machines. All other
guídelines for trial sizing are satisfied and the dynamlc amplitude is within the safe allowab1e Hmits. Víbration
analysis is then perfonned. amplitude (horizontal) at center of bearing area X, =
0.000018 in. at 6,949 rpm. The amplitude falis in Zone
D. Dynamic Analysis A in Figure 3~3 and is, therefore, acceptable,
2. Velocity equals 2"f (cps) X àisplacement ampli-
tude as calculated in ( l) above. Compare with the
The axis of rotation of the shaft is located 6 ft above
limitíng values ·Ín Table 3-2 and Figure 3-3 at Jeast for
the bottom of the foundation. The dynamic force acting
the "good" conditíon. Veloeity equals 727.7 (0.000019)
at the axis of shaft ís of the form F =
m 6 e,:,;2 sin wt ( see
= 0.0138 in./sec, From Table 3-2 this velocity falis in
Figure 6-j) which will excite the structure in three
the nsmooth operation" range and is, thereforet ac-
different mOOes, viz., vertical 1 horizontal, and rocking,
ceptable.
Sínce the machine will operate at a constant speed in
3. Acceleration equals 4-,,'f' X ( àisplacernent ampli-
the steady~state condition, the amplitude meewz is con-
tude, as calculated in ( l) above). Should be tested for
stant. Thus, formulas associated with a sinusoidal force
Zone B in Figure 3-3. Note: This check is not necessary
of constant amplitude F<i are used ín the dynamic anal~
if conditions ( 1) and (2) are satísfied, wbich they were
=
ysis (F F, sin wl). A complete dynamic check is per•
in this example.
formed in Table 6-3.
4. Magnifieation factor ( applicable to machines gen-
erating unbalanced forces). The cakulated values of
E. Check of Design Criteria M and M, ( T able 1-4) should be less than 1.5 at
resonance frequency. In the example, M in ali modes is
The foundation block is checked for the design criteria less than 1.5.
as described ín Chapter 3. 5. Resonance. The actíng frequencies of the machine
should have at least a difference of ±20% with the
Static Conditions
resonance frequency of Equations of Table 1-4. (0.8
1. Static bearing capacity. Proportíon of footíng area fm, > f > 1.2 {,.,), In this e.xample, there is no reso-
for 50% of allowable soil pressure. From C above, 627 nance frequency in the vertical mode. ln the horizontal
< 750 psf is O,K. mode, 1.2 X 1,221.4 < 6,949. In the rocking rnode, 1.2
2. Static settlernent must be uniform; C.G. of footing X 1,686.1 < 6,949. Therefore> a resonance condition
and machlne Ioads should be within 5% of each linear does not occur.
Design Examples: Block Foundations 101
Wm(MACH. WT.)
56270
C.G. OF MACH. LBS.
ANO FTG. AXIS OF ROTATION
b2 = 1'-0"
ai - o
b1 - O
k1 = 6'-0" b3 - 2'-0"
k2 = 2'-6"
GR. El. 100'-O"
ªª = 12'-6 11
z
Figure 6-5. Foundation layout for centrifugai machine example problem.
Table 6-3
Dynamic Analysís (Three Modes of Oscíllatíon are Possíble)
Step No, l'•u1mdu 8,;,urce Vu6ca1 .Eulution ll4nu1•í•t E:,;ci111tior1 lqefuat thcíll•tioo
Equivalent tidiWI, r,1 Tab!& 4-2 r0 = u2 n r0 -8.!}2ít ro .,, 8J}2 rt
mm Wlu m "" 4,869 Jbs. sec'/ft m ... 4,869 lbf>. ,ae,::l/ft l
' MM!!, andmw
rooment cf inertia
•
,t, (Maehine) .., ~Hl
1 ,f (FOOUC1B) =~
~ [i; C«t'Ht'l + 1
I,; ""106,128
f" <C4 Jnik.1 ]
lba.~..ft
' Tahlt {.(!
= 0,35
Massratio Tahle 4-3 B: = 0.24
' ~~cdamping Tablti-3 D:= 0.868
TJ.:r,
D;; =ll.494
B,t. - o.166
D-p = o.311 f = 0.361
lntcrnal darnpio1 &il'""" Negiigible: Negligible ov,, "" o.oro
Sprlog~nt
ª""' 2.ti P;; = o.ss
' &tuivt.let1t i;pring
Fig,.;n,i:•l
Ta.bie 4-l kt = 67.Sfi X 10l k/ft k;1:41 ,,. 40.11 X til' lilll./ft ky,,1
P9-=0.!6
= 2,t4U8 X lQII
"'"""'
Natural Íl'llquency, f-,,. f,u = 1,JM0.9 rpm fnr = 373.9 rpm
lbsAt/rad
fn,;, ""1,4(9.8 rpm
,. I'
i; \l;;;
8 Ruonac.ce freque.ncy, fm; Tab!eH Reso1u11ee nol pm.aihle fnt% = 1,221.4 tpltl. Ímf' ""- 1,68&.1
r~. M = 0,022 = 0.010 = 0,045
'
ló
Magnificatiou
Dywunt~foru
Table 14
ee..tdfugal forr.e V0
M
.., 1,4.60 lbs. H0
M
"" 1,460 lha.
M
11 {a) Vibn.tiun wplitude Table 1-4 Z =0.56 X j!)""f,ft X= 0.57 X l(rllft f =0.1611 X lll""'nd
11 {b) Com_poneot cf Atedg&oíftg. At. cerit;,r of bea,ring
=ru~ -= t R,
J611 X 10"'1 (6.u)
""' t,007 X ltl'"" !t
~ t ••
= .16tl X 1o; (6)
= o.967 X 10"'1 rt
H (e} '8$ultant vibn&tion
amplitude
11 (a) + 11 (b) Zt.., 1.561 X lí)""f, Xi ,.. lli37 X 1o-e ft
= 0,0000[8 ÍII,
""' ó.000019 ln.
Tra.fllllllll!Bibil.íty fAttor Tr Table 1➔ Tt = o.m = O.lôíl
" a.nd fotet U'illlll!l!Ued, Po
'1'1 ""'
Po.,, 3141ba.
0.256
PR""' 1!15k PM
Tr
= 1.420 lb$At
102 Design of Structures and Foundations for Víbratíng Machines
6. Transrnissibi1ity factor ( usually appEed onlr to ratio either less than 0.5 or greater than l.5. In this
high-frequency spring-mo:rnted machines). The value exampie, no structural components are involved,
of transmissibility is calculated by equa!lons of Tab]e Thus, the trial design is acceptable and may be used
1-4 and shou!d normally be less than 1 for spring- to support the machine.
mounled machines havíng an ínertia block, ln the ex~
arnple, T,,. is less than 1 indicating that dynamk forces -----,Nomenclatur-Example 2 - - - - -
are not amplified.
 Dynarnie amplitude
Possible Vibration Modes ai = Width of section í, ft
B= Length of rectangular foundation
1 and 2. Vertical oscillation or horizontal translation
block, lt
are possible modes as -the force acts in either direction.
3. Rocking oscillation is possible sínce the point of
=
Bz, B::, Bt; B, Mass ( or ínertia) ratio; vertical; hori~
zontal, rocking and torsíonal vibration
horizontal force applícation is above the foundation mass
modes
C.G.
4. Torsional oscrillation. Since horizontal forces do not
= b i Depth of section í> ft
forro a couple in the horizonta1 plane, this mode is not
= D Darnping ratio
D::i, Dit, D'f/, D,= Darnping ratios; vertical, horizontal,
possible.
rocking and torsional rnodes
5. Coupled rnodes. The horizontal translation and
rocking osdllation are usually coupled. The coupled
D,= Intemal.damping ratio
e = Eccentricity of unbalanced mass to axis
modes may be considered as ín example 3 which follows.
of rotation at operating speed, in.
Fatigue Failures = 1
é Eccentricity of the máchine s unbal-
anced mass, in.
1. Machine components. Follow limíts in Figure 3~4 = F Excitation force
and/or Table 3-2. =F e Amplitude of excítatíon force, )bs.
2. Connectiom:, Same as ( 1) but check stresses using f := Operating speed of the machine, rpm
AISC code (ref. 13 of Chapter 3) when connectors are fc = Criticai speed of the machinej rpm
bolts or ,welds. f. = Natural frequency, rpm
3. Supporting structures. Cse (2) for structura! steel. = fm Res.onant frequency for constant force-
For concrete footingJ if reversai of stresses takes place amplitude excitation, rpm
and the amplitude is very high ( such that the peak fmr = Resonant frequency for rotating mass-
stress reversa! is over 50% of the allowable stress), the type excitation, rpm
main and the shear reinforcement ( if any) should be =
Ím:t Resonant frequency in the horizontal
designed for the stress reversa.1 c:ondition, directioni rprii
ln this exarnple the amplitude of the dynamic forces fmt/1 == Resonant frequency -in the rocking di-
is not Jarge enough to produce any significant stress rection, rpm
increase over the stresses caused only by the static loads. = G Shear modulus, psi
g = Acceleration of gravity, ft./sec 2
Environmenlal Demands
H O = Dynamic horizontal force, lbs.
1. Physiological effects on persons. If the machlne ís IV'= Mass moment of inertia, lbs.-sec 2 -ft
Jocated in a hu11ding, use ~e procedure given in condi~ i = Segrnent ( 1, 2, ... )
tion Enviromental Demands under HLimíting Dynamic = k Spring constant
Conditionsn, and use the límits from Figure 34. In the k9 = Distance from center of rotor axis to
example, F-igure 3-4 índicates no discomfort to people. footing, ft
2. Psychologícal effects on persons. U,e sarne pro- ki = Distance from center of mass to base of
cedures as ( l). If the facility is located dose to people footing for segrnent i, ft
not connected wíth machine operations, use acoustic k::,) k::e,, kç'B; k(!/J = Equivalent sp.ring constants; vertical)
barriers. In the example, the machine is loca:ted away horizontal, rocking and torsional modes
from habitable areas. L = Width at base of machine foundation
3, Damage to structures. Use líIIlits in Figure 3-4 or block, ft
3-5. Example check shows no danger, M 1 = Magnification factor
4, Rerooance of structuraI components (superstruc- Mr maz = Maximum magnification factor
tures a:bove the footing), Avoid resonance with lowest M = Dynamic magnification factor
natural struetural frequency by keeping the frequency = m Total mass, lb-sec'/ft
Design Examples: Block Foundations 103
me= Unbalanced rnass due to a sudden surge condition during the operation
mi = Mass of segment i of the centrifuga! machine or when a resonance condi-
n = Number of segments tion occurs temporarily at start-up or shutdown of the
P0 = Force transmitted through spring machíne. The ]atter condition genera11y is more severe
mounts since an inertia block spring system generally has
r = Ratio of operating frequency to natural negligible damping resistance.
lrequency, f/f, The inertia block spring suspended foundation is not
rO = Equivalent radius for rectangular foot~ recornmended for heavy machines with large unbalanced
ing> ft forces, However, this type of system may be used when
Rh = Horizontal dlstance from center to edge the machines are located on an elevated. steei-framed
of footing, ft strU:cture,
Rv = Vertical dístance from base to center of ln this example problem, a foundation .system for a
rotor axís, ft gas turbine/generator set is investigated, i.e.1 the ma-
s•., = Allowable soíl bearíng capacity, ksf chíne cansists of an electric generator powered by a gas
T, = Unbalanced torque, ft-lbs. turbine. Both machines run at different operating fre~
T r = Transp,issibility facto:r quencies and the step-down from the hígher to the
t= Time, sec lower frequency is accomplished through a gear box.
V 0 = Dynamic vertical force, lbs, Foundations for this type of machine have been dis-
=
W Total weíght of machine plus footing, cussed in Chapter 21 and the various steps required to
lbs. complete the dynamic analysis are given below:
W n = Base plate weight, lbs.
W o = Compressor weight, lbs, A. Machine Parameter
=
W, Weight oi footing, lbs. l, Generator:
W" = Total rnachine weight W O + W r +
Wn, lbs. Weight (WM) = 28,150 lbs.
=
W • Rotor weigh t, lbs. Rotor Weight (Wa) = 9,460 lbs.
Wr = Turbine weight, lbs. Operating Speed (/) = 1,800 rpm
X,= Total displacement response in the = 188.5 rad/sec
horizontal x-direction, in. Critical Speed fe = 2,200 rpm
Zt = Total displacement response in the ver- Eccentricity of Unbalanced Ma.ss 1 e ,.._, .001 in.
tical z-direction, in. (Table 3-1)
/3::, /3rh /31/1 = Spring coeffidents; vertical, horizontal Centrifuga!ForceF0 = (W,/g) ew'= 871 lbs.
rocking modes 2. Turbine:
y = Soil density, pcf
=v Poisson's ratio Weight (WT) = 16,305 lbs.
=p Mas, density y/g, lbs.-sec'/ft' Rotor Weight (W,) = 567 lbs.
w = Frequency of excitation force, rad/sec
Operating Speed (f) = 8,990rpm
.,,. = Natural circular frequency, rad/sec = 941.43 ran/=
Criticai Speecl (f,) = bt - 2,885 rpm
2nd- ll,670 rpm
Example 3: Foundatíon Design for Centrifuga!
Eccentricity of
Machines wilh Different Operating Frequencies
U nbalanced Mass
and Supported on an lnertla Block
at Operating Speed, e =0.5 V 12,000/8,990 mil
In some plant facilities, due to environmental con- (see Table 3-1)
siderations or poor soil condítions 1 it becomes necessary = .00057 ín.
to limít the propagation and amplitude of the machine Centrifugai force F, = (567 /386) X .00057
vibrations transmitted to the foundation (rel. 3), In X (941.43)'
those circumstances, the use of an inertia block sup- = 742 lbs.
ported on springs is recommended as a v.ibration isolator; 3. Gear Box:
see l'igure 6-6. This type of supporting system requires Weight (Wu) =
13,045 lbs.
that the •piping which is connected to the machines Unbaianced forces generated by gear box and cou-
be join ted with flexíble couplings in order to absorb plings are assumed negligible. Total Machine weight
without distress the resulting large movements of t.lie (W) = =
WM + Wr + Wo 57,500 lbs.
ínertia block. Thls movement may be caused either A layout of the equípment is shown in Figure 6-6.
104 Design of Structures and Foundations for Vibrating Machines
Cf. SHAFT
,---- -------,
i 1
Cf.
,..
SHAFT
INERTIA BLOCK
25'-o"
C.G. EQUIPMENT
11'-2\t," i.-c.G. INERTIA BLOCK
.. 1 ,ti
57,5001 35,000
14'-71/," ·•-~
1/, z
FOUNDATION
CONNECTION TO HAVE
NEOPRENE BEARING PAO
ANO BOLT HOLES SLOTTED
IN VERTICAL DIRECTION
LATERAL RESTRAINT
W 6x20
(TWO EACH SIOE)
1 ,
1-+-- 7-o
".-.t-
I 7-o, .--l1
(C) DETAIL LATERAL RESTRAINT
Figure 6-6. Foundatlon configurallon for centrifugai machíne wlth an lnertla block.
2000 ,--,~-.-~~~~.-,~~~~~~~~
4. Center of Gravity of Unbalanced Forces: 11 11
The unba!anced forces generated by the equipment
1soo H-+++,,..+-4
H-+-+-.Jl-11~871
''w'-i-'+-
1-l-l-.c...i''-+- 'H~
stn 188.51 +
742 ;lr, S14t4t -1--:,........
1200 H-+-+-+f4l- OR APPROX. " 1613 sln 188.St _ - .._
are assumed to be acting at the center oí gravity of the .
rnachine Ioads and perpendicular to their shaft axis,
The shaft axes are shown in Figure 6-6B. The forces
\ + I
tn "
1 1 1
I'
Static allowable bearíng capacity (S,l!) =LO ksf Fig ure 6-7. Pio! of unbalanced centrifugai force.
106 Design of Structures and Foundations for Vibrating Machines
Settlement of soil for a 14 ft by 28 ft iooting at 1 ks[ ing springs of the incrtia block and its lateral supports.
bearing pressure = 0.125 in. Also, the resultant bearing pressure on the soil should
\Vater table fluctuates and is 3 ft belmv grade at cer- be less than 50% of the aHowable soil bearing pressure
tai:1 times of the year, in order to minimize possible foundatíon settiements.
A triai concrete slab size 14 ft \vide by 28 h long and
C. Selection of a Foundalion Configuration 2 ft thick is then analyzed. The footing center of gravity
is made to coincide with the combined center of gravity
The guideli:ies listed under Trial Sizing of a Block
of the equipment and the inertía block.
Foundation in Cha?ter 3 are foilowed in selecting an
initial configuration. Because the water table is 3 ft
Weight of the footing ( W,) =117,600 lbs.
Total static loacl ( J1') = equipmenc \veight + inertía
below grade, it is reco1nmended that the footing be
located ata shallow depth in arder to avoi'd construction
block + footing weight = 210,100 lbs.
Actual soil pressure 210,!00/14(28) '.'" 0.5 S,n
complications and a relatively large contact surface area
534 psf
be ured. ln order to achieve uníform settle:nent, it is
Thus, area of footing is O'.K.
necessary that the center of gravity of the equip:uent
plus the inertia block coincide with the center of gravíty
D. Dynamic Analysis
of the focting. A trial proportioning of the inertia block
and the footing is shown ín Figure 6*6.
A mathematical model of this faundation was pre-
1. Inercia Block Trial Outline (Figure 6-6A) :
viously discussetl as Model 3 of Chapter 2. We have the
folloWing parameter calculations;
Centcr of gravity of total equipnient (y-direction)
16,305 (14.0833) + 13,045 (7.2917) Selection of Sprlngs for lnertia Block
16,305 + 13,045 + 28,150 1, Vertica! Directíon, Try for ttansmissibility factor
= 5.608 ft (1',)= .02.
= 5 ft - 7¾ in. from centerline generator, From the transmissibitity· equation of Table i-4, and
or 11 ft - 2}"4 in. from the left edge of the ínertla assuming damptng to be negligible in the springs, D = 01
block. Center oi gravity of total equipment (x• then the resultíng equation is
directíon)
0.02"' 1/[1 - r'[
16,305 (2.0)+ 13,045 ( 1.0) orr=f/f,=7.0
= 16,305 + 13,045 + 28.150 Forf= !800rpm,/n=257.14rpm
= 0.7940 ft = =
For/ 8990 rpm, f,, 1284.29 rpm
= 91/2 in. frorn centerline generator, A natural frequency (/n) = 257.14 will be used, since
a higher natura] frequency will require a large number
The inertia block has a unilorm thickness of 8 in. ( 100 of springs.
psf) and an additional thickness of 8 in. ( 100 psf) of :víass ( m 1 ) of inertia block + equipment
dimension 10 ft X 1O ft in the region under the turbine. (57,500 + 35,000)
The center of gravity of foertia block (y-directian) 386
!O X 10 X 100 (20.0) + 25 X 10 X 100 ( 12.5) =239.64 lbs.-sec'/in.
25 X 10 X 100 + 10 X 10 X 100 Total spring constant (kzl]
= 14.6429 ft
= 14 ft- 7¾ in. (from left edge of inertía block).
= c25t.l:0 X 2.. J)' X 239.64
each side, The posts are futly fixed at their bottom and
are connected to the inertia block by the proviston of
s!otted holes in the vertical direction so that the osdl~
lation of the vertical spríngs is not effected. A neoprenc
bearing pad layer js inserted in the connectíon in order
to absorb high~frequency vibratíons. The spring constant
in the lateral direction is given by:
k,, 3EI,/l' The tenns wíth subscript 1 stand for inertia block
where 1, = 4 X 41.5 = 166 in.• plus equipment, and 2 for the footíng. The cnkulations
l 21.0 in. for the footing only (14' x 28' block) is performed in
E = 30 X 10' psi Tab!e 6-5.
1. Vertical Oscíllation:
.",k,. !.6132 X 10' 16s./in.
Mass ( m,) of the inertia block and equiprnent =
k,, 176,000 lbs./in., =
m, 239.64 lbs.-sec'/in.
239.64 lbs.-sec' /in. = =
k,, 3.07 X 10' 16s./in., m, 304.35 lbs.-sec' /in.
~~~----
.-.,.= (60/2.-) Vl,613,200/239.64= 783.5rpm where k.t' 2 (Table 6-5) and ~ are the spring constant and mass
of the foundatíon block, respectively.
3. Rocking Oscillation about Point O (Figure 6-6C).
Two rows of springs, each containing ten springs, are w,'= =
691.85 or f,. 251.2 rpm
located· at a distance of 60 in. on either side of an axis w? = 10,707.93 or f,, = 988.2 rpm
passing through point O. Due to this arrangementJ the 2. Horizontal Oscillation:
inertia block is capable of rocking about that axis. Tbe =
k,. = 1.6132 X !0' lbs./in., m, 239.64 lbs.-sec'/in.
spring constant for the rocking osciHation k!Jt is, thus;
= =
k,, 2.3583 X 10' lbs./in., m, 304.35 lbs.-sec'/in.
a function of the vertical spring constant and is given .,,, = =
3,133.31, f., 534.5 rpm
by:
= =
w? 16,647.57, f,, 1232. l rpm
=
k~ 2k.,e'
where kv is spring cons.tant of each row ( l O X 8,800 F. Discussion of Dynamic Analysis
88 1000 lbsíin.), e is the distar.ce from the axis to the
mw 60 in.). 1. Naturn.l frequencies. Tbe values calculated for a
: · k~ = 2 X 88,000 X 60 X 60 single-mass model and a two-mass model reveal that for
= 633.6 X 10' lbs.-in./rad. the vertical mode there is no difference in the calculated
ln order to ca1cuiate the natural frequency 1 the mass frequency when either model is used. T¼lis is because the
moment of inertia for the inertia block and equipment natura! frequency of the model, including the inertia
must be calculated and is given by: block, has a natural frequency of less than half the
natural frequency of the footing in the vertical mode
(258.8 vs. 717.5 rpm, Table 6-5, respectively). Thcrefore,
the fundamental frequency of the coupled model has a srnall
difference with the lowest frequency cakufated as individual
=
Machines = (57,500/386) (60)' 536,269.0 uncoupled models (25 l.2 rpm vs. 258.8 rpm, respective!y).
Inertia block =
(25,000/386) (12)' This fact can be demonstrated by using Southwell-Dunker 0
=
+ (10,000/386) (20)' 19,689.0 ley's formula,
= =
I; 536,269 + 19,689 555,958
1bs.~in.-sec2
1 1
~~---~=~~
:.f.= (60/2rr) V(633.6 X 10')/555,958
=
322.4rpm
....,=
r,
-,1' ,+ + ...
Table 6-4
Dynamic Analysis of Single-Degree-of-Freedom System
(Machine plus lner!ia Block Only)
4. Vibration } Table 1-4 (a) Z (/ = 1,800) X = l.263 X 10-• ,f, = 2.722 X 10-,
amplitude = 1.039 X 10--'
(b) Z (f = 8,990) X = 3.680 X 10-e ;, = 7.027 X 10--'
= 4.21 X 10-, (in.) (radians)
(in.)
,/, X Ru ;, X R.
Components of rockíng = 1,800 (e) 2.722 X 10-, X 60 2.722 X lll-, X 60
{
5. f
osdllation = 1.634 X 10--' = Ul34 X 10-•
f = 8,990 (d) 7.027 X 10--8 X 60 = 7.027 X 10-a X 60
= 4.216 X 10-0 = 4.216 X 10-•
(in.) (in.)
6. Resulting vibration (a)+(b) z, 2,7õ7 X 10-'- X, = 2.976 X 10-•
amplítu-de +(c)+(d) (in.) (ln.)
7. Transmissibility factor T, Table l-4 T, (f = 1,800) = 0.021 T, = 0.234, Pn = 203.80 T, = 0.033, P,, = 1,725.0
and force Pv = 18.30
transm!tted Po
T, (f = 8,990) 0.001 T, = 0.008, PR = 5.94 T, = 0.001, PM = 44.5
F,, = 0.74
Total 209.74 Total 1,769.5
Total 19.04 (lbs.) (lbs.-in.)
(lbs.)
the natural periods of the two mass. elements, it is perR 2. Respor.se calculations: Because the equations of
missible to assume that the individual elements act inde- motion of Model S for these foundations are linear, the
pendently of each other~ i.e., in the vertical and rocking dynamic response generated by each of the two comR
mode.s the inertia block and the bottom footing masses ponents 871 sin 188.St and 742 sin 944.41 of the excitation
can be analyzed on the basis of an equivalent one--degree- force can be combined using the principle of superposi~
of-freedom or uncoupled system. tion. Thís procedure has been used in Steps 4 to 6 of
However, in the horizontal rnode, both mass ele- Table 6-4. However, in thaf table, the inertia hlock
ments have nearly equal natural frequency; the inertia element was considered to be acting índependent of the
block has a natural frequency of 783.5 rpm, and the footing. Tlris uncoupling was found to be justified for
footíng has a natural frequency of 628.9 rpm. The fre- the vertical and rocking modes} but for the horizontal
quencie.s of the two-mass coupled mode are 534.5 and mode, an analysis based on coupling of m 1 and m 2 is
1,232.0 rpm for the inertia block and the footing, respec- required. The following equations give the response
tively. From Dunkerle/s formula, the lowest frequency values and consider the effects described above:
is 490.5 rpm, which is quite low compared to 783.5 rpm
ohtained hy considering the inertia hlock plus the ma-
chine as a.n individual element. Therefore, a coupled
model investigation is justified in the lateral direction.
Design Examples: Block Foundations 109
Table 6-5
Dynamic Analysis oi Footing Only (14' X 28' X 2'·0")
Figure 4-1
Negllgible
P, 2.40
Negligible
~. 1.05
Dt; -= 0.050
P; = 0.40
= 0.264
6. Eq~íva!ent Table 4-1 k. 36.84 X 10' k.,. = 28,30 X 106 k1, = 1,702.12 X 10•
sprmg lbs./lt lbs./ft lbs.-ft/rad
constant
7. Natural (60/2r) ✓ k/m Íu - 717.50 rpm Íu = 628.90 rpm /n4 = 883.20 rp~
frequency f-µ
8. Resooance Tablel-4 Resonance not fm.,; = 992.40 rpm ÍmW - 954.00 rpm
frequency fm, possible
3. Transmissibility factor: From the foregoing dis~ (e). Acceleration: 4'r' (30)' (0.0003) =
10.66
cussion, it can be stated that the factor:s calculated in in./sec 2 •
Tab!e 6-4, considering the footing as a stíff support for (d), Magnification factor: From Table 6-4 this
the inertia block, is a valid assumption. Transmissibility value is !ess than L5 for ali modes oi oscil-
factors were not cakulated for the footing because the lation and 1 thus, is acceptable,
forces transmitted from the inertia ·block were of very (e) , Resonance condition: The natural frequen-
small magnitude. HoweverJ for design purposes the values cies (Table 6-4) ín ali modes of oscillatíons
obtained for the inertia block are assumed to be trans~ for the inertia block and footíng are less than
mitted to the Soil without any ampfüication or reduction. 0.8( 1800), Therelore, no resonance condition
G. Check of Design Criteria (as listed in Chapter 3) occurs at the lower operating speed. This ratio
is also true for the cri ti cal speed of the
1. Static Conditions: machine rotor. Thus, the foundation is class-
(a). Static bearing capacíty. Proportion looting ified as low-tuned or under~tuned.
area for .50% of alfowable soíl pressure, From (f). Transmissibility factor: This factor is less than
G above, 534 psf '°" 500 psf ( allowable) , 5% in the vertical and rocking modes of the
(b). Static settlement must be uniform; C.G. of inertia block and 1 thus, meets the normal
footing, inertia block and machine loads coin- limitation. HoweverJ in the horizontal mode
cides, and thus settlement wíll be uniform. when acted on by the !ower frequency
(e) , Bearing capacity: statíc plus dynamic loads. (/"" 1800), T, was found to be 1.234 > 0.05
p,=534+ [19/14(28)] normally used. This happened due to the use
± [(1770/12) 6/28 (14)'] of a structural member (W6 X 20) as a vibra-
= 535 psf < 0.75 (1000) psf ís O.K. tion isolator. Use of structural member as a
(d), Settlement: static plus repeated dynamíc lateral restraint is a required feature in this
loads. The increase in pressure due to dynamic type of system in order ·to maintain the sta-
loads is less than 1 psf and thus would not bility of the inertia. block in case of failure of
create uneven settlement. the springs. In any case~ the lateral force
2. LlmitingDynamic Conditions (refer to Tahle 6-4): transmítted to the footing is sma11 and can
(a), Vibration amplitude at operatíng frequency, easlly he absorbed by the lateral soil in contact
Inertia block: Z 1 ( vertical vibration ampli- with the footing,
tube) = =
,00028 in, at f 1800 nnp. From
3. Possible Vibration Modes:
Figure 3-3, this falis within the safe allowable
limits. Xt (horizontal vibration at centeriine of (a) and (b). Vertical oscillation or horizontal
bearings) .00030 in, at / 1800 rpm. From translation is a pcssible mode as the force acts
Figure 3-3, the amplitude falis in zone A and, in either direction.
therefore, is acceptable. (e), Rocking oscillation is possible since the point
Footíng: The dynamic forces transmitted of horizontal force application is above the
through the inertia block are very small and foundation mass C.G.
thus víbration amplitude is also negligíble. (d). Torsional oscillation is possíble as the forces
(b). Velodty equals 21r/ ( cps) X displacement generated by the two machines are of different
amplitude as calculated in (a) above, Veloc- frequencies. However, it is estimated that the
ity 2.,,. (1800) (1/60) 0,0003= 0.0565 in./ natural frequency of this mode would be too
sec. From Table 3-2 this velocity falls ln the low compared to the acting frequency such
"good bperation" range and is, therefore, that the response values would not be of much
acceptable. significance. ln case an analysis is required;
Velocity check by RMS (root mean square) then the folloviÍng steps are given:
method, when response involves more than ( 1}. Mass moment of inertia about the ver-
one frequency: Using response values of m1 tical axis through center of gravity.
of Model 3,
Velocity
ytl88.5 X 1.336 X 10-•]2 + (94!.4 X 3.52 X 10-•)' Machines: (16,305/386) [(85,5)' +
(14.5) ]
2
I nert1a
. bl ock : 25,000 (120 X 120 + 300 X 300) (7). Force transmitted to the foregoing:
386 12 12
2 (60)
= 0.482 lbs.
I, = 833,475.0 +
773,316.0
2
(negligible)
= 1,606,791.0 lbs.-in. sec
Therefore, torsional mode oscillations are
(2). Spring constant of vertical posts
not significant.
(W6 X 20) using the weak axis.
(e). Coupled modes: The degrees of freedom for
each of the masses were found to be acting
k, (2 posts) = 3Ely
1
, independent of each other. Recause of the
6
linearity in the equations of motion, the prin-
3X30Xl0 X2Xl3.3 ciple of superposition is used to find the total
(21)' response. Possible fatigue failure checks and
= 258,503 lbs./in. environrnental demands are also found to be
satisfactory and the foundation is judged to be
2 adequate.
k, 2 k,e' = 2 X 258,503 (60)
1.8612 X 109 lbs.-in./rad - - - - - Nomenclature-Example 3 - - - - -
(e 60 in.)
=
A Dynamic amplitude
ai= Width of section i, ft
1.8612 X 10'
1.6068 X 10'
=B Length of rectangular foundation block,
ft
= 325.0 rpm =
Bz, Bz, Btj,, Ba Mass ( or inertia) ratio: vertical mode,
(3). Forcing function: The centrifugal force horizontal, rocking, and torsional vibra-
of the generator which is in phase with tion modes
the peaks of the turbine's centrifuga!
=
b, Depth of section i, ft
=
force at f 1,800 rpm will not form any
=
D Damping ratio
Dz, Dz, DiJ,, Da= Damping ratios: vertical, horizontal,
significant torque couple. The other
peaks of the turbine force will form a rocking, and torsional modes
torque couple; i.e., four out of six peaks Di = Internai damping ratio
(Figure 6-7). Conservatively, it may be
=e ¢ricity of unbalanced mass to axis
assumed that the turbine centrifugai
of rotation at operating speed, in. or
half the distance between the vertical
force will form a torsional moment and
may be given as: springs for calculating the equivalent
value of k,p and ke
T, = 742 X 60 sin 941.4t E= Modulus of elasticity, psi
= 44,520 sin 941.4t Jbs.-in. =
F Excitation force, lbs.
=
F 0 Amplitude of excitation force, Ibs.
(4). Magnification factor M 1/(r' - 1) = =f Operating speed of the machine, rpm
= 0.0013 =
f e Criticai speed of the rnachine, rpm
(5). Transmissibility factor T, 0.0013 = f e= Equivalent fundamental frequency, rpm
(6). Response value of inertia block (longi- =
fm Resonant frequency for constant force-
tudinal direction) : amplitude excitation, rpm
=
fmz, {mz, {m.1/J Resonant frequency in horizontal (x)
vertical (z), and rocking ( ,f;) modes.
fn = Natural frequency, rpm
M (T,/k,) e = 0.0013 X [44,520/
(1.8612 X 109)] X 60
f,n, fn2 = Natural frequencies of masses mb m2
in coupled model, rpm
= 1.87 X 10-' in. =
/1, !2 Natural frequencies of masses m1, m 2
(negligible) in uncoupled model, rpm
112 Design oi Structures and Foundations for Vibratíng Machines
=
m/1" U nbalanced mass p = Mass density = y/g, lbs.-sec'/ft'
mi= Mass: of segment i w = Frequency of excitation force, rad/sec
=n Number of segments ru11 :::.;;: Natural frequency, rad/ sec
PHJ Pv Force transmitted through springs in
horizontal (x), ,..,rtical (z) directions,
Jbs. References
PM !=: lvfoment transmitted to springs in rock-
ing oscillation ( +), lbs.-in. 1. Arya, Suresh C., Drewyer, Roland P., and Pincus, G.,
=
P0 Force transmítted through spring nFoundation Design for Reciprocating Compressors,"
mounts) lbs. Hydrocarbon Processing, VoL 56, No, 5, May 1977,
=
Rh Horizontal distance from center to edge 2. Arya, Suresh C., Drewyer, Ro1and P., Pincusi G.,
11
of footing, ft Foundation Design for Víbrating Madúnes," Hydro-
=
Rv Vertical distance from base to center oJ carbon Processing, Vol. 54, No. 11, November 1975.
rotor axis, ft 3. Winterkorn, Hans F, 1 Fang 1 Hsa1-Yang, Foundation
r = Ratio of operating frequency to natural Engineering Handbook, New York: Van Nostrand
frequency, 1/fn Reinhold, 1975.
; 0 ;:::::. Equivalent radius for rectangular foot- 4. Richart, F. E., Jr., Hall, J, R., Jr., and Woods, R. D.,
ing, ft Vibrations of Soils and Foundations, Englewood
=
S,n Allowable soil bearing capacity, ksf Cliffs, NJ: Prentiee-Hall, 1970.
=
T O Unbalanced torque, ft-lbs. 5. Newcomb, W, K., 11 Principals of Foundation Design
=
T R) T f' Transrnissibility factor for Engines and Compressors," Transactions,, A.S.M.E.,
t= Time, sec Vol. 73, pp. 307-318, 1951.
7 Computar Analysis
and Applications:
Elevated Foundation
The availability of electronic digital computers having speed coupled with large costs have made the rule-of-
great calculating speed and analytical power has re- thumb approach and hand computation either unsafe
sulted in substantial advancement in the engineering or too conservative for rnany structures. Modem com-
art of analysis and design of structures supporting puter programs yield, among other factors, the natural
dynamic machines. Increasing machine weight and frequencies, the deformations, and the forces in the
Table Top Compressor Unit. Courtesy oi Big Three Industries, lnc., Channelview, Texas. Photo by
Engineering Media Center, University oi Houston.
113
114 Design oi Structures and Foundations for Vibra!ing Machínes
structure (ref. 1). These q'..lantities were ei!her Ignored, dynamic machines 1 the members are usuaHy very
conservatively assum.ed, or calculated in a simplified large and rnassivc and the stresses and deflectiom
appro:ximate way in precomputer times, For example1 an will be well within tolerable limits. This situation
equivalent static strength ana)ysis of a structure sup~ is a direct result of initial trial s.izing of the struc-
portíng a centrifuga! machine is usually made for the ture where the mass of the supporting structure
follovAng loading conditions: is made several times the mass of the machine as
<lescribed in the section on Trial Sizing of Elevated
1. Total vertical load plus 0.5 of the full load acting
Foundations (Table Tops) of Chapter 3.
ln the vertical direction.
2. A dynamic analysis is also perfonned to determine
2. Total vertical load plus 0.3 of lhe fui! load actíng
the natural frequencies or eigenvalues of the struc~
in the transverse direction.
ture, the mode shapes or eigenvectors, and the dis~
3. Total vertical load plus 0.1 of the full load acting
placements and rnember forces at a number of
in the longitudinal direction.
time intervals,
These approximate machine load factors (0.5, 0.3, The dynamic analysis technique used in most com~
0.1) are fairly accurate for an equivalent static analysis puter programs is called a normal mode (or modal}
when the ratio of machine acting frequency to natural technique which results in the c.alculation of the fre-
frequency r in the specified direction is less than 1~ quencies and mode shapes which in turn are used for
greater than 11 and much greater than 1, respectívely1 the response calculations. The method is tenned normal
as shown in Figure 1~36. However, the factors 0.5, 0.3, because the equations of motion ( one per dynamic de~
and 0.1 are derived for a machine with an acting fre~ gree of freedom) are transformed to a new coordinate
quency of 1,800 rpm and considered very stiff in the system called normal coordínates) resulting .in uncoupled
longitudinal direction. The selected ratios of Q,5 1 0.3, linear equations leading to a rclatively effident solution
and 0.1 are generally consistent with a highest rigidity process.
in the vertical direction, a not-so-high rigidity in the The prímary purpose of the dynamic analysis is to
transverse direction, and no dynamíc 1oad component ascertain possible resonance conditions, that .is, to deter-
in the longitudial direction. Even though the ratios mine if any of the strutture natural frequencies coincide
0,5, 0.3 and 0.1 are appro:ximate, they are usefu! ín that with the machine acting frequency or any of íts criticai
being conservative, a safe structure will resuh. Since the speeds, A true dynamic analysís is sometímes replaced
strength is usually not a controlHng design factor, many by a static ana!ysis by using the Rayleigh method to
designers have traditionally used equivalent static loads calculate the lowest natural frequencies. The calcula-
in their strength check. A dynamic analysis, coupled with tion of tbe Raleigh frequencies is a very simple and in-
the help of the eomputer, will give the true dynamic expensive feature when used with a camputer static
forces that ac:t on the structure in addition to the natural analysis, and some designers will only perfonn a static
frequencies and dísplacements. computer analysis with Rayleigh natural frequencíes
In many cases, the structure or soil parameters are calculation. However, only a complete dynamic analysis
known only within certaín limits. For example, the Mil províde the necessary ínformatíon for predicting the
shear modulus of the soil may vary by 25% or more behavior of a structure supportíng time-dependent loads.
at póints below the foundation as described in Chapter
4. The effect of these variations may be studied by
Example Problem
making addltional computer runs and varying the
parameter in question. Thus; the behavior of the struc-
ture may be predicted for probable ranges of parameter An example of computer coding for the solution of
values. This feature of computer use· is important since an elevated foundatíon is given in lhe following pages.
the possible variation of some parameters may be rather This example has been selected to illustrate lhe use of
.wide and strongly affect the results. the popular computer software package, STRUDL
Computer coding and software applications for the ( Structural Design Language, pari of the MIT-devel-
solution of structures supporting dynamic loads are con- oped Integrated Civil Engineering System, ICES) ap•
sidered in tbis chapter. An analysis of a dynamically plied to the analysis of an elevated found.ation ( a!so
loaded . structure is perfonned to obtain tbe following called a t.able top).
infonnatíon: The structure shown ín Figure 7•1 is analyzed usíng
1. Forces and dellections in members and joínts for the software package mentioned above. The structure
ali static loading conditions. Thís wíll determine íf triai dimensions are selected to meet certain preliminary
the structure is statically safe or if defonnations criteria as described in Chapter 3 under Triai Sizing
exoeed tolerable limits. For structures supportíng of Elevated Foundations (Table Tops).
Computar Analysis and Applications: Example 115
= [4,328/(32.2X 12)] X (1.0 v12,000/6,949/1,000) X Try a 3-ft mat. The thickness of the mat will
(727.7)' also be at least one tenth of its largest dimension
= 7,794 lbs. to assure rigid behavior. The relative stiffness
B. Soil Parameters dimension, Equation (5-1), is
Shear modulus at the expected bearirig pressure, see t - [ = ~Et' - - ~ - ]o.2s
Chapter 4, ' - 12 (1- vm')k,
=
Shear Modulus, G 6,500 psi
Poisson's ratio, v = 0.45 The modulus of elasticity of concrete is 3,122,000
Coefficient of psi, and its Poisson's ratio is 0.17; therefore,
subgrade reaction, kr = 120 lbs./in. 3
Soil density y = 115 pcf = [3,122,000 X (36)']º·"
Allowable bearing capacity = 2,000 psf I, 12 (1 -0.17') 120
Predicted static settlement = 0.2 in. at 2,000 psf = 101.0 in. = 8.42 ft
116 Design of Structures and Foundations for Vibratlng Machlnes
A flexible mat is one whose outside dimensions 12. Column resonance check shrnvs no colurnn reso-
exc.eed 3l-a: or 25.3 ft in each direction and is nance wíth the ae.ting machine frequency (6,949
loaded over a sma.11 area, as descrihed in Chapter rpm). For example, for aH the columns,
5. Therefore, a 24 ft by 30 ft by 3 ft mat may p 44.34 psi
be considered as rigid since the load is spread L 168 in. (clear height of colurans)
out over most of the mat. /. = 44,800 (3,000)'·"/\144.34 X 168
3-5. The cross~sectional dimensions of columns and = 3,842 rpm
beams are seiected according to these guidelines, Thus, the triai design is judged satísfactory and the
6. The ratio of mass of structure to mass of ma~ dynamic analysis for the proposed configuration is
chine is then performed.
=
423,000/ 150,000 2.82 ~ 3 O.K. The idealized computer model is shown in Figure 7-2
7. The mass of the top half of the structure is 0.8 where numbered joints have been located at member
times the mass of the machine ( the ratio should intersections and at other points of interest such as
preferably exceed J.0). loading points. The structure is idealized as a Model
8. The maximum static pressure is 6 type D described in Chapter 2. The global coordinate
(423,000 + 150,000) / (24 X 30) 796 psi ;\XeS are selected according to the right-hand rule with
:,; 0.5 X 2,000 psf O.K. axis Y being vertical; each member is also numbered
9. The center of resistance of the soil is found to {r.umbers within circle in Figure 7-2), and springs are
coincide with the centroid of ali superimposed placed at joints in contact :with the soil in the vertical
Joads ( structure plus machine). and horizontal directions. These springs represent the
10. The center of colum:n resistance found as shown resistance that the supporting soil offers to displace-
in Figure 3-2 coincides wlth the center of gravity ment, and the equivalent spring stiffness is calculated
of the equipment plus the top half of the struc- using soil properties as described ín 4 below.
ture. A flow chart of the steps that occur during the com-
1!. Column and beam de!lectíon.s are checked in puter analysís is given in Figure 7~3 and represents a
the computer analysis that follows. typical analysis regardless of the software package being
~z
Figure 7-2. Computer model of elevated pedestal foundation.
Computer Analysis and Applícations: Example 117
JO!NT COORDINATE
JO!NT RELEASES
,.
MEMBER !NCIDENCE
MEMEIEA RELEASES
Description oi Structure Geometry
TYPE PLATE 8ENOING
ELEMENT INCIDENCES
MEM6e-l'l PROPalTIES
çt.EMENT PROPERTlES
', Description oi Structure Stiffness
1
CONSTAtffS
l ,
E
G Elastic Constants
PO!SSON
OENSlTY
LOAO!NG
.•
JOlNT LOAOS
MEMS:ER LOADS Static Loading Conditions
LOAD!NG COMSINATIONS
1 •
1
1 PRlNT DATA
1
,• Print Input Data
l
Static Analysis
1 STIFFNESS ANALYSIS 1
l •
l.1ST FORCES, AEACTIO~S, OISPLACEMENTS Print Static Analysis Aesults
LIST STRESSES
1
1 •
l Descrlption ot Dynamic Massas
1 tNElfflA OF JOINTS
• of the Model Lumped at Jolnts
1 '' Description oi Masses Particlpating
1 OYNAMlC OEGREES OF FREEDOM
• in Motion and Typas ot Motion
',
DYNAMIC LOAO\NG Type oi Dynamlc Forces Acling
JOINT LOAOS 1
l f
1
1 PAINT OVNAMIO PATA
• Print Dynamic Input Data
' , Aasults oi Structural Analysis
DYNAMIC ANALYSIS MODAL
1 UST OYNAMIC FORCES REACTIONS OISPLACEMENTS 1
1 ,
dueto Dynamlc Forces
used. The chart lists the specific stages in an ICES- 3. Structure topology which indicates the connectivity
STRUDL analysis, and these are described in detail. of the members in the structure. Each command is of
Other software packages would include similar stages, the form IJK and means that member I goes from the
but the exact commands and their order would be start joint J to the end joint K. The positive sense of
different. the forces acting on the member follows the right-hand
rule when the first (axial) axis is oriented from start to
Example-STRUDL Coding end of member.
2. Geometry of the structure (Figures 7-1 and 7-2). k, = Gp, yBL ~,/(1 - v)
Units are defined since the default internai units are or:
inches and pounds. Each joínt is described by its num-
ber and its x y z coordinates. Numbering of joints k = 6,500 X 144 X 2.2 X .124 X 30 = l00 462 k" /f
' (1 - .45) X 1,000 ' ips t
should be selected so that the difference in joint number
at each end of ali members is a minimum. The term where the terms G, v, and 'T/z ( equal to unity in this
SUPPORT identifies the joint as a support. Note that example) are defined in Chapter 4. Therefore, for nades
support joints have been identified under each column
and midway across the slab edge and transverse equiv-
= = =
1 and 2, k,, k., 100,462 X 85.5/720 11,930 kips/
ft. Note that the Y direction in the computer example of
alent "bearns.n
Figure 7-2 is the vertical soil direction previously de-
UNITS FEET KIPS noted as the Z-direction in the soil-spring constant
JOINT COORDINATES equations of Chapter 4. At the risk of some confusion,
1 o.o o.o o.o SUPPORT the Y-direction is selected vertical in the computer anal-
2 o.o o.o !O.O SUPPORT ysis due to certain global-local axes advantages. Also,
3 8.0 o.o o.o SUPPORT rotational restraints are assumed to be non-existent since
4 8.0 o.o 10.0 SUPPORT they are generally negligible. Further discussion of the
calculation of the spring constants in the case of larger
flexible mats is presented in Chapter 5.
15 8.0 17.0 5.0
16 8.0 17.0 10.0
These are denoted Loading Combinations 4 through 6, INERTIA OF JOINT ADD 17, 18 LINEAR ALL
respectively, in the computer printout. 28.47t
INERTIA OF JOINT ADD 20 LINEAR ALL 73.76
LOADING COMBINATION 4 'FULL
VERTICAL LOAD PLlJS 0.3t Note that the aáded machine mass at joints 9 ar1d 11
FULL TRANSVERSE LOAD' - t is 27,000í(32.2 X 12) = 69.88 lbs.-sec'/in., and sími-
COMBINE J 1.0 3 0.3 larly for joints 15, 17, 18, and 20, see Figures 7-1 and
7-2. The structural mass is included through the
LOADING COMBINATION 6 'FULL INERTIA OF JOI:--lTS LUMPED command.
VERTICAL LOAD PLUS 0.51 13. Dyna:nic degrees of freedom--only transfatlon
FULL VERTICAL LOAD' - t modes are considered. The commands that accomplhh
COMBINE 1 1.0 1 0.5 this are
The first comrnand specifies that loading combination
4 consists of loading [ times 1 plus loading 3 times 0.3, DYNAMIC DEGREES OF FREEDOM
8. Listing of ali data. A printout of all interna! data JOINT 1 TO 25 DISPLACEMENT X Y Z
is requested with the command PRINT DATA ALL.
9. Geometry plottíng. Structure geometry plots are 14. Dampíng ratio. The damping ratio for eaeh de-
requested as a further check of the input data. gree of freedom is given by
10. Static Analysis. The following command is used
to build and invert the structuraI stiffness matrix and DAMPING RATIO 0.10 75
to solve the problem for aU loadings.
Where total average damping oÍ 0.10 has been speci-
STIFFNESS ANALYSIS (REDUCE BAND ROOT) fied for the X, Y, Z translatory degrees of freedom at
each of the 25 joints, or 3 X 25 == 75 times. Note that,
The command within parentheses is optional and gen- realístically, those d.egrees of freedom associated with
erally results in a more efficient algorithm for large foundation movement have a damping ratio in the
problems. 0.15....0.20 range, whereas damping for the remaining
11. Output of results. Results are printed by using degrees of freedom may only be in the 0.05-0.10 range.
the LIST commands, such as Therefore, 0.10 is used throughout as an average value.
Chapter 5 gives a further discussion on the choice of
UNITS KIPS INCHES CYCLES SECONDS soll damping ratios.
LIST RAYLEIGH 15. Dynamic forcing function. Forcing functíons in
OUTPUT BY MEMBER the vertical (Y~direction) and in the transverse {Z-
LOADING LIST 4, 5, 6 direction) are applied at the joints where they occur.
LIST FORCES DISPLACEMENTS These forcing functions include a force amplitude equal
REACTIONS ALLt to the unbalanced machine force, a frequency given by
the acting mac:hine frequency ( in radians) and a phase
Results for Ioadings 4 through 6 are requested. This angle of 1.5707 radians (90º) for the transverse func-
step completes the statk analysis. The dynamic analysis tions, i.e., the transverse function is 90° out of phase to
includes the following additionai steps: the vertical function in this centrifuga! mac:hine. The
12. Mass acting at each joint. The structure's mass dynamic forcing functions are appHed at the centerline
and the machíne mass are taken to act at the structural of the centrifugal machine sh.aft, joints 10, 15, and 20.
joints in the three linear directions only. Indusion of One ha]f of the turbine force acts at joint 10 or 0.5 X
rotational Ínertia has a negligible effect on the results. 286 sin 727.7t, one half of the turbine and compressor
The stru~ture mass may be computed ínternally and forces act ai joint 15 or 0.5 X 286 sin 727.7t + 0.5 X
autornatically iumped at each joint and the machine 7,794 sin 727.7&, and one half of the compressor force
mass is then added at the machine support joints. acts at joint 20 or 0.5 X 7,794 sin 727.7t.
JOINT 10 LOAD FORCE Z FUN SIN AMPL 143. 17. Lísting of dynamic data. A printout oi ai! dy-
FREQ 727.7 PHASE l.5707t munlc data is obtained with the command
JOINT 15 LOAD FORCE Y FUN SIN AMPL
4-040. FREQ 727.7t PRINT DYNAMIC DATA ALL
JOINT 15 LOAD FORCE Z FCN SJN AMPL
18. Dynamic analysis. The actual dynamic anaiysis
4040. FREQ 727.7 PHASE l.5707t
is obtained with the foliowing cornmand wíth the part
JOINT 20 LOAD FORCE Y FUN SIN AMPL
wíthin parentheses being optional. Only the first 20
3897. FREQ 727.7t
modes are íncluded in the analysis to reduce computing
JOINT 20 LOAD FORCE Z FUN SIN AMPL
time with negligible loss of accuracy.
3897. FREQ 727.7 PHASE 1.5707t
DYNAMIC ANALYSIS MODAL
16. Time Periods. The time span and time incre- (REDUCE BAND ROOT) 20t
ments for the dynamic analySls must be specifiecl. The
integration time petiods should inclu.de, as a minimum) 19. Output of dynamic analysis. The natural fre~
12 steps per single comp;ete operat:ng frequency cycle, quencies) the medes (nonnalized), the displacements 1
ln order to achieve a ±5% accuracy in the results (ref. and forces for each time increment are requested with
4), that is, for a frequency of 727.7 radians/sec1 the this command. The first 20 modes are requested to con•
integration time periods should not be greater than T serve paper but rnore may be printed.
(one cycle) = =
2rr/727.7 0.00863 sec; then,
UNITS KIPS INCHES CYCLES SECONDS
L!ST DYNAMIC EIGENVALUES 20
M = T/ 12 = 0.00863/12 = 0.0007194 sec NORMALIZE EIGENVECTORS
LIST DYNAMIC EIGENVECTORS 20
The following command includes 10 complete cycles of
LIST DYNAMIC DISPLACEMENTS ALL
machine operation with 12 steps in each cycle. However1
LJST DYNAMIC FORCES ALL
3 complete cycles of O?eration may be suffident to study
the response of the structure, 20. End of analysis. The last command ín the job is
Computer Printout in
ICES-STRUDL
-----~~•-•••----••• .............................................
• •
0 w
• •
•
tC!'.5 ST1WOL-lt •
•
•
--·------_______. T~[ STRUCTURA~ O~StGN LANGUAGE •
• ctvtL ENGIN€ERlNG SVSTEMS LAAO~ATMY •
•
- - - · - - . - - - ··-
MASSACHUSETTS INSTlTUTE ôf tfCHNOlOOY
- ~U,GE, MASSA~TiS
•
- - - .. _.
• V2 M! JUHEt 1,12 •
• ••
• •
• •
JOINTS COOROJNATES
o• O ---0-0'0-·-o--;-tJ-stJPPOJtr -
5 14.0 o. o o. o SVPPOAT
----··-----·
6 14,0 · (hO 10.0 SUPPORi'
1 2 O. O ~ ( i • O-s tJPP"t: R'T
,.o
17.0
11.0
t º· tl
o. o
s. o
L__
·trT.-o---n,;-o-t0·;v
17 14,0 17,0 O+O
u J4,!) 11.0 10.u
19 20.0 11.0 o.o
20 20.0 11,0 s.o
L:~-'~-~~: ~:~:-~CPPORT
23 R,O 0,0 S.O SUPPORT
j 24 14.0 O.O S.O ---SUPP~->H
~-1~-"li♦-r--'S~-u---·soP1>íffl1·-
,
MEMRE:.Ci JNC tDE"ICES
2 2 it
3 3 14
5 7 19
• 2l
q lO
~ H ll
~--nl;_-_____ -----
l1 ,. 20
u 20 21
jj il 13
1• 16
" -----~----
~-:.;. l0
17
1,
',2 12
14
··---------- -----
---r4~7---
,o 11
"
L:: 22
" J 23
24 23
'
Computer Analysis and Applications: Example 123
25 5 24
26
27
24
1
•
25
--zs--··
,. 2 4
30
-:rr-
4
•
32
33 3 s
35 23
36 23 24
,,...
•
JOINT ln:1,.EASES
~EM~ER PROPERT!ES
S UNITS Of A~EA ARE rr.so. ANO UNITS OF MOM.o; 1N€RTfÀ ~RE FT.X 4
..,..
t ,2
, PR[SMATIC AX
PR!SMATtC AX 4,5
.. ,, ,.,
PRISrtA:Tr~-x~r.i;·7x----..r··rr1-os·- IZ 2.íl·· -
, lt .4 IY e.e
!!
17 6,P
o.'
" IY 3.8
2!h26 PQ'fSMi\TIC
21.?A PRIS~•TIC
"
"
11.s
l 5.0
-:o~ o
lX 34,54
r, 29,61
jg,41l
"IY 1".llZ,5 !Z •• 1
1125.
1Y 1500, 17 10.4
"
, ..
29 TO ,, PRfSMArtC
" 1'
2:.J,A ,, 4'}~23 1Y 114fl, 17 12.4
rc
" 12.s IT 600. 17 6,5
35
"
PRTS~AflC
" " 24 • 33
'
UN!TS INC:t't~ KiPS
CONS'l'ANTS
t 1122,0 ALL
G 1334. All
124 Design oi Structures and Foundations for Vibrating Machines
LOAOTNG l
JOINT LOAílS
•FULL LOAD ACTING IN THE VERTICAL OIRECTION•
(j_)
, .. fORCE y -34.4
9, l 1 fORCE V -Ja.c;
10 F'ORCE V -n.a
12, 1] FORCE y -3,l'i
23 FORCE ~y -13, I
24 FORCE Y •11,3
25 FORCE Y -is.o
tuADING-;:,- •FUt.L· LOAD ACTING IN THE LONGlTllntNAL OTRECTION•
JOINT LOAOS
1,2 FORCE X 38,4
10 FORCE X 6,8
IS FORCE X 50,0
17,18 FORCE X 17,8
20 FORCF. )( 31 ,9
l2 FORCE X 11',.9
24 FORCE X 11,3
25 FORCE X Is.o
5,6 FORCE 21 ,4
10 FORCE 7 6.a
12• l) f'OQCE z 3,6
n FOA(;f'. 7 13. t
?4 f()RCE u.3
?S FORCI:
' 15.0
'
-LOAIHIIIG CóMB!NATIO'l 4 IF'ULL VERTICAL LOAO PLUS l'J,3 VIILl TRANSVf"RSE t,.OAIJt •
COMR!NE 1 i,~ 3 ô~3
LOA"DtNG CO,-.RTNATION 5 •fUlL VERTICAL Ll')AQ PLIJS 0.1 F'ULL LONGITUDtNAL LOA0 1 -
·coMRlNE 1 1,0?. O,l
-LOAOTNG r.nMRtlllATtDN 6 tfULh VE:AflCAL U)AO PL!1S 11,S F'ULL YERTlCAL LOA01
CO~AIIII( ! t,O l 0,5
................................................,,,
* PROALEM DATA FACM INTERNAL SlOílAGE *
...................................................
""ftCTTVe-"STRUCTuRE-TYPE"'"~ACE'~ll-Uil"~---------------------
4ClIY€
------ 4XES -, -Y-
COOXOl~ATE Z
-------------------------------
JOIHT COOROI~4TES•----•--••••---••••-•••----•-•-••••--••••/ STATUS•-../
JOINT X Y l CONOITION
5.ooo
ACTt\/E GLOBAL
.1111,,---,u~.~··--~------,re,n,:------o,:mm,------
!O 17.000 4CllVE GL09Al
o.o
,.
li 17 .. 000 10,000 ACtlVE GLOBAL
-r, 4,l'.J-00 ·-·-----r,.lf!l-o-··----~---.,,-.i,---- ---------·-J.CTtiE"~----Gt08'A"'L-- ---· - ----· -- ----------------
13 4.ntHI 11.-000 lO.óOO •cnve: G1,.084l
., .... 11.-000 17.000 o.o
a;oao ---n;viro----·-----s .. oou
ACTI.YE
J.CI tvt
GLOBAL
GLOBAL
16 a.noo 11.000 l!).-000 ACTlVE GLOBAL
1r.~ooo l7 ·ººº o.o AC11VE
",.
1a-•--··- 1t;,i000
20,t'.lOO
---17·;tr01r----~r;r;Glf"O"··
11.-000 o.o
lVE
,1,éTtVE
GLOBAL
GLOÕÃC----·--~------ ·-----·- - -----
GLOl:tAL
,o 20~000 17.000 '5 .. 000 i\C:TIVE 6L09AL
,,
-:,r 20;000
(1.0
PiiO(H.f
O.O
--u-.:-000·
5.-000 SUPPORT
--i.:crtvE
.AC-TtVE
GLODc----
GLOB.tl,.
73 ~.noo o.o s.ooo SUPPORT .e,CTIVÉ GLOBAL
- ~4--- 14~000 --·-------u-·;o----·~----s--,;-001,·-·50p-.:>Q"RT~TIV'E Gtl'19'1t:·· -.-------- ~ - -------- --------
,s 20.000 O.O 5.-000 SUPPO~T AéTlVE GL.0941..
---:JOtN't
JOI~T
--.--·
,
1
126 Design of Structures and Foundations for Vibrating Machines
'' y 'zz
A
' ,.,
V-" Vo\J
o.o
v,v
o.o rott r•"'"'º tUblt,h'1YC f()i:}f;'f'Sit'I ---u-.lr"
o. o
w1r
o.o
V.o
..,
y o.o
..
4551+996 6273.99-6 4-SS! ,'996
o. o o.o
23
'4
'
y
z o. o
, ,.o
o•.~
o. o
o. o
3540.999
3034.999
48!33.996
4105.996
3540.999
3034.999 º· oo
••
o.o
o.o
o.o
,.,
o. o
..,
25 X '! 7 4045.999 5580.-996 40:45.999
•••
-··-··----· ------- ··-----··--~ . ------- -•------·------·
•s 1
4 i6
19
t7.000
17.000
ACTIVE
.\CTIVE
SPAC.E
SPACE
fRAlo!E
F'RAME
·--71 -----rr;:=~-----------------~,~,~,r,n,n,~· SP.lCE 1'1U,..j>'e----------
7 9 10 5.000 ACTtVE SPACE F'J:U.ME
e lo H s.ooo ACTIV€ SPACt FRAME
.;:.___-!:;._ ___ TS ------.;".;;;;;------------------i~ SPACE FRAHE ··--------•·------.--
10 15 li:! 5.000 ACt!VE SPACE fRAME
11 19 ?O 5.000 ACTIVE SPACE fRAME
· · ~ · - z1y - - ll ··---------s.-ITTrO- ---------------~,;;TTVE-----SP-b.CE PRAkl
l3 11 13 4.000 f'RAM[ ACUVE SPACE;
l'- t3 16- 4.000 fRAME ACTIVE SP#.CE
o~--- nr ----,2,'mrn------------------ll:"T'tn~~~--r MAME
16 18 21 6.(}0í} ACHVE SPACE FRAME
+;--
liil
--~-----
14
~------:~ººº
17 6 .. 000
·~:i----~~---~:=--~--·-------··~ -
ACTIVE SPA(E F'RAME
20 17 1ç 6.000 ACTIVE SPACE F'RAME
~ ·-- r-·-· -i'Z s.ooo ---:1:errvrw--s-PJ.'Ct-·~,~.~.n.~.~---- ·-··-. --- --
?2 22 ? -s.ooo ACTIVE SPACE FRAME
Z3 l 23 5.0oO ACTIVE SPACE f'ltiME
~----n i.- 'ltCTTVe SPACE. r NAME
25 5 24 5,()00 -.cnvE SPACE FRAME
~; ?'!..--~-~ -----.;;•c:;.;;º;;''::.----------------_:;"gm~:g~ ~~--------·-,,
?8 25 8 5,000 ACTIVE. SPACE ;RAM€
29 ? 4 8 • 000 .lCTIVE SPA.CE f"RAME
~--··--..--- . ó" -----1i.01!~----------------i;;:nvE SPACE PRAME"'--·--------
31 6 6 6.000 "-CTII/E SPACE FR•HE
32 l 3 e.oco ACTtV! SPACE FRA"'E':
-:,··------i~;,i------·------------i,rrn;--.,;p~l\~tiE~-i,,i,RAITT<M~E----------- \
J4 s 7 6 .. oon ACTrVE SPACE': fRAHE 1
JS
-,~--~3-
37
22
24
·rs -··--·--i•~.~.~.rn,.-------·-----------.A;C~ff!v'l~j;-....;~~~~=u~éiE,--ir~RnA~l!Er---------7
ê'3 8.-()00 ACTIVE SPAC€: FRAM(
·-j
MEMRER PR~PERTlES--•------••••~w--•---•~••••---~•-••--~--•-•••••••-••~•------••~•••---••~•-•••••••••••-•----••••••••/
~SÊÕ-T"YPE -· SEU~L--·1:rn-u:r--n7i'15--4Y7''[fY- U/YC une-..---!Y7EY""-- ll/U -· 59 sz---1,
------;•s••;•~•'---.º~•~º'----•:;.:.••;;._---~•~•~1~•~•--....;•~•~•~•~•.___~•~•~•~•~•---•::. c••:. . ___,o~.~•---I
PRIS~AT JC 6:000 o.o o:o 4:10-0 4:50ó 2:000 o.o o.o !
º•º---~•~•~•;....--~~•~•~•=--
,ti:: !:::: · ::::-- ::-----~:· -1
o.o e.o o.o
'
•
PH}SMAt IC
10 PRISMATIC
o.tt
6.000
- - · - - - - - - -·---- - --·--·o.1Y-·
4o 1!Hl0
o.o
o.o
o.o
12.0
o.o
"'•100
o.o
2.oGn
---· -·o.i,·-· --~ Oôl1" - - ----o.g---w-
----o ♦ W
o.Ho
---4;.SQO
o.o
4,.soo
o.-o..
J.800
..•••
, o.o
!l PRISMATJC
o.o
1:;.0
o.. n
O.O
o.o
20300
o.,tt o.o o.. o •••
1 PRlSRATIC · - · - - - · - - ·---·..,;wo· -u;ir f,;11·-·---·c..-:,oi:r ---- -o-.tHf'Q'" 3" ♦1!0-0
14
PRJSMATJC
PRISMATJC
·- - --· 6o.o----
.,.,.----,,,,,.,,,=~~---------,-,"'nr-- o.u
.. 000
6.ono
o.()
·-·r:r.;11--·
o.o
o.o o.o
"·º
o.o - ·--11•.7oo
··e.ir-
o.o
.-u-·-- · -,r;,r
4.Tu
o.o
z.oon ----u.o-·--·
2.oiHl:
o.o
;soo
4.soo
•.soo
--·rnr----
.., ,..
o.n o.o ~-o o.o o.o
Computer Analysis and Applications: Example 127
\6
-----
PRtSMATIC 7o50(i
---- _.,_ - - --~- - - · •·---- --o.o-·-·-·-··o--.
º•ºir-·-·-,•~
o.o 1.soo
------,.o- 3 .. 910
-----o:.:r 5,600
------·-o;tr·
o.o •••
17 PRISMATIC
o.o
"·ººº
o.o
o.o
(1.0
o.o o.ó
4.700
o.o
2.000 4,.500
o.o
o.o •••
·--6.-n1nr-· ·tr;r- --~--------4;,1rry-··---- Z'iO!Hr- ··,;.;oo- ·· 4.f.o-------- -- o.o·
o.o o.o o.o o.o -0,0 o.o
19 PFIIs.,..ArtC 1.,;;00 o.n o.o 1.aoo J.91t.1 !- ♦ 60D o.o o.o
·-- -·--··o.:n----- ·· o-;r---··o·;~---· • .........,_.o-----· ···----u-•11·- ···--·-·--·
PAISMAT!C 1~soo ihó o.o 7,800 lo910 S.600 o.o o.o
o.o o.o o.oo.o ih O o.o
~-"PR!SMAT~ --- --------zr.51nr---- rr.: u---·-o,cr ----·-..-,r:..rn·v-·-·t5&r.i~- -·-- ! r,70-0 ". o
o.o o.o o.oo.o o.o o.o
2?.Cj00 O.O O.O 44,410 1687.498 ll 11'J.D o.o o.o
--~--,.rr- --- -·o,;o- ~ - -----11. •
0
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130 Design oi Structures and Foundations for Víbrating Machines
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138 Design of Structures and Foundations for Vibrating Machines
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140 Design oi Structures and Foundations for Vibrating Machines
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0,00935 o.oooMin 0.0000186 -o .. o-0onoo2 0.0000000 -o.OD-00000 0.0000001
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Computer Analysis and Applications: Example 145
··········~··················
•RE:StJL TS OF LATESi ANAL YSES*
••••••••••••••••••••••••••••
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t !o-.n o.o n.o o.o o.o o.o o.o
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0.11065 -o.01;6110 0.0206603 o.oos1142 -o.Ol30QS6 -1.ss201?2 1.6?76514
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n.otoa 0.0029029 n.00Jsq14 -0.0045336 o.1459336 o.5161754 o.3944716
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148 Design of Structures and Foundations for Vibrating Machines
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0.0019 o. 77563?3 .. o,.0174258 -0.0219958 -2.3466387 Oo61!it.832S 2-2981571
·o ;·fOA"6 o.~4801413 -o.u•1f6A72 .. 0.0614105 -1 .1i191'9376 -6olllS179l 5~240517'1
0,0094 o.~537333 -o.06-40907 -o .. 0910984- ... f .?22'5723 .. lt).'54q4371 fh3S7170ff
O.OlOl -0.0390394 -n.OA6l34ij .. Q,.OQ2004-8 --o.zs1g1S6 -12".lAAl)Sl 11,08825M
'tr."rit%".. .. o·•--::Y>-42741 · .;,l'l • 1mT9'.t1> -o.01os2ati - - !). 70'+1437 -II.Ol4l:11l9 1 (!. 100.. tci6
0,0115 .. o.179Jl03 -n.10131310 -o• 0353900 }.4904547 -7.7416120 l?.,769R6i!?
0.0122 -o.,7"44!\4 -!h098ll94 Oo0fl257S4 1.9819469 ... 3.5461)749 ít.17460132
Oo0l29 .. (1.2940490 .. a.oaot644 o.o:;:22799 2.{)7~4676 0.21t84794 íl-.179)7.;7
0.0131 •0*1A44137 ... n.OS49f>J?. !h0-45ô3l4 l. 74642'09 2,6246967 4.3817220
O,IH44 •0.1125942 -l').028078'5 0.0367714 1.0484066 2.1&46041 Oo'5999!23
O• O\151 •O* H:Jn1e -n.on5t747 0.01'93970 0 .. 15151~2 OoT33017B .. ?.'3923121
o.otsA -O.?~A9145 l'I • 0091005 ... o.OP-94059 -o. 7260i;S3 -2.8922853 -4.017204:l
l'h016!.i -0.4008AA.~ n.OJ3?.748 ... Q.Ol'l-80910 •l •37A3331 -6.9463q75 -4.0700169
0",0113 ... n.S>4?7'.!S3 n.oo?-4571 -o.0 1wss2s •1•661RJ28 .. 10.1044130 -2. 7483044
thOHlO -o. ?11637"t7 -o.ooS0747 -o.oq•nsa1 .. ,.5zs12ss .. 11.:as:13781 •0.569340A
o.us1 -0.7147(!1'14 -0.0191!&60 -O.OR04855 00 1.0219870 ,.9.8.078070 1.7919617
o.ot94 •0.5130ZQ48 .. 0,03Z4t7l -0.040í?940 .. 0.3044502 -S.8948193 :l.6902781
O• 0201 .. Q.'.H43063 .-.n.0191 isa O,Olí458Z ti ~4142~65 •0*30297'51 4.67119-41
o. 0?.09 ·o.0160MZ -0.0382321 lhnt.21501 0.92-486!:UI 5,7131\66 4.«.i6~l626
0,1'216 i'.l.40llt)4.5 -n.0:\0070A 0.0'992:309 J.4'921583 1007545'.)76 l,!i24494ê
0•0223 Oo 101M?.o .. n.0167A4S O,ll:34"'79 o.A960678 l.3.6336111 1. 1H76H3
0,0230 n.111984147 .. ,i.[11)16990 0,1015251 0.4274780 13.6811'+28 0.2507923
0.0231 O1 94573i;13 Oo01l5Al4 O.066-6420 -0.1529038 10,9Z'HS15 -0.9160868
o.oz-45 0&8564020 o.o~(HOB} 0.0161771 •0.6678R32 6,11A2728 -1 ~493166Q
o.o-25< o.M1l3P-3 ô,0?23053 ..:0.010R8Rl -0.9691125 0,5200544 -1.1451406
o.nz59 o.4126499 0,01133701 -0.067306B -o.9679318 ""40.3870583 .. o.lli:?3038
0.0?66 0 .. 2102970 O,ll-'tOl871 ... 0.0~11093 ... o,6S:lSSM -7.3075066 le23561A9
o.o.!n 0.0455328 !i .. lHlOBlSJ •0.06837b4 .. n .. 0964-693 --1,4811311 2.42202ijS
o.n2at '"O*OJROÂÍ.4 .. n.Ont.331'1 -0.0324459 O.. SS')92'1 l •4.90J.A620 2.9912033
o.u:ea .. O.ll42406A .. n.onsJ~12 0.0168373 ,.1221110 -O.'.)Jêl4\8 2 .. 634331!4-
\'1:.02% o.nnAS16J -n.ooJ#i4J2 O o065ó947 J.4391941 4.8-7A?92l 1.214669(,
0,.0102 o.n1M6M 0.0011291 0.1001524 l e396873S 9.1971253 -0.9056998
0.0309 n.1naq97 !'l.022'6079 ó.l099tS6 0.981'16112 ll.2905378 -J.5054160
0,/\3l7 0,\1'51-PM o.03943s9 O.. <l'H2844- 0.3029035 \0.4M8742 -6.0001907
000324 o.lJ-197344 o~OJ:;40118 o.!l4tll!TOS -0.4lUOS66 6e6SS7798 •7 .. 1:1704910
O.ll331 .. o.09l!l7?2 0.06316611 -0~0084066 -t.1602097 o.8680839 .. s. no5z911
o.oJJS -0.26611157 o.-0~49903 -0.0641679 .. J.5544195 •5,5003271 -R.4242134
0 ♦-0345 -c.4'307fl56 o,oi;:93169 ... o.1~44e20 .. 1.557'5218 -lOiAl16317 •7.06549«;5
ih0353 •O.S47894S (l .. 0417861 -o.tta7MS .. 1.1654434 -13• 70tH 9B2 -9.-0121832
t'h0360 -o.i;1r30~.?' ·~rrr ·O. ld:J/:!S:lS -c.067..ftJl •t3.JR49163 -:? .. 77B8A97
o.Oj61 -o.sH11:no 0,02ll0$42 -0.0619930 0,336-4450 -9.9363352 .. o-909S85?
0.0311,i .. o" 15.;!9'7AO (1.0110114 -0.0058172 1.06q1795 -'-•23~6946 O, t 56558"9
o.01a1 -o. 1338136 o.ooMMO O.(Jlill599"2 1.,S4(HMZ 2.Z<,'12316 o.1ns2<;s
0.0388 llo1161'H5 (1.0134551 o.oq24733 t.6392213'2 7 ,<;12S-S3S -0.14015151;
o.<,396 O• ,1,11tQ7 o.02fl.1468 O.J0<;2430 l a3363'562 11.3009052 -2.3SAS472
o,.040'.! o.4q,z4419 l!e0371'11')4 0,0()10253 l'.t.72(14740 11,6510143 -4,.HJ7SJ05
090410 o.c;4~9.l2'5 n.O'Sl0613 o.o-;9az6s .. o.0J19n7 9.00ti4S1'6 ..-S,.7168703
o.01tn l).4qS611:'6 Oo-OM3361 0,0083854 ...o..7316186 4.2tl;i636l •6.S3ê013n
!).0424 o.36l67:J3 ('1,0634293 -0.0427679 •t.U'.Ht"t7 .. l .30MJ60 •6.425338'7
Ilõ,Ol+J7. o. ll\3Jll~t l 0.0591470 -o.onaeo6 -1,3345032 •S.')6fi5346 .. t;:.4486713
tt-0439 o .. 1n 13:,,;,; th05049(Pi ... o 50908923 .. 1 ,08157t+ll- -804'.134211 .. 3.1!9549?.6
o.n44e, •0,11063R7 n~03Bn46 -o.014U37 -0.53348.!5 .7.9q'4?89 -2.n6t924
o.n45J --o.1sn,;u t'lot12641"98 .. rt.G-337506 Oo15?3l09 -4.l.6'31281 -0.8918611
0,0460 .. 0.10779~3 O.OJ8I:J78 0 .. 0194-940 Oo 183'5790 0,310'i510 .. o.2W1a61S:
0,0468 oono:1etoq o.0152as3 ó.0708076 li18S7t61 s.912a,1s •lh60-4-36<11'1
o.o;.15 0,141811.6 Oo0lA1180 o.toSS376 J.248A632 10.4-SIJP:Hi2 -l.'1160500
0,04fl,\ o.>1'1422~6 l'hfi25'H07 o. }144512 o.tJIS7.2873 12.490(1532 .. 3.315021S
o.G4/l9 o.3?.t94i'"6 íà~G'.!53877 o.o9:J4e6o 0.39Z9802 ll•41D61Sq •4-.9233016
-º,_Q!!:9~ o. zgo7l.?._4 0~043~~,?. __ o,0416314 _ ~.!hti!6,'?<;71i .. ,-.:_!J_l'5~~9~ft,- •6.osve10
Computer Analysis and Applications: Example 155
..
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o.oiis6 Oo 1'175l?S n.0141451
4 4
0;0863
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0 • 001.H
0.0014
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,
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0.0011665
0.0080162
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,
-O ■ !JOIHlHO
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o.no22 -0 .. 0240?03 •01001)]640 O.Oi!l6-003 •{Ja.1217864 -t .04i.2379' •O--Ol'.30819
ô ~-Oõ29- - ~(I.Q7~3Jt;6 ... o.oooA72S 0+043942A: -0.1375441 ~t.9It.46J9 -0:.0627639
0,0036 •O~ lA:?64'.HI -n.oons;,,1 0,0661\863 -0.5803854 --2.91 lU)2Jl •0-19534{\ô
0,0043 -O.J1'l3R!'HI .. o .0062046 t).0923737 .. o.6515'951 -3.8A'94682 -('94364323
O•óOSO -o.5.101nn -0.0104336 o. 1oaosu •0,33~494 .. 4.55 l4CJ'94 .. o.7sl96se
o~oosa •0,.1JAA652 -0,0136746 0.11'911312 0,4092340 -4.56461!!30 •l,OJ25"SQR
o.oo6s -0,8$34;!'?S .. (1,0134517 0 .. 0946802 1,359~315 -J.MQ9443 •l .. 1099901
o.l'J('72 -o~!llll7954A -n.oo73A!l6 0.0633646 2, 1JA4017 .. l,9,.',1361 -o .. 198":il34
o.non .. 0.1971013 n.O(l590f)9 o-.0?.16743 2. 4.368639 o.34051:'34 ().(1443943
0.0006 -O.'S8B59'54 n.02595zq -o.o?.t474ti 2 ■ 1689749 2.6!)2'6516 J .4417'510
o, õoç·,._ -ó• :'11)38272 O• l>S00446 -0.0'564417 t.460331'16 4.21 'iRS85 J.?715?6'9
0.0101 -0.00-62460 o.ons660 •0.07S6&44 o.526M101 4, 7062492 s.?-.3ç,9qs
0.010a 0.218-2730 o.0912sao -0.0760438 -o~ti.34A801 3.9'.H'1;>177 t\o97Sl!'SR
0,0115 0438i1"46i6 o.098M2l -f.1.05969:39 ... 1.2682371 2.l4f>i792 tl.1246119
0.0122 0.41;!-6/1,4!) n.0942210 -o .0'"\332-lt-0 -1,8364897 .. Q.Ot':,35742 fl.4673'51(1
{hOl?.9 o.15?4onA r;.078228'5 -o. OõSelO'S .. 2.02nl943 •l,9974289 119506'5'i0
"ó~'!j}31 O~?r;?9St,6 (l.0!f41176 0.0145441 -l. 7613017 .. J.017J02ó 6,69711\44
0,01 ..4 Oa \74:150& o .0;:17ó997 0,022527A -).1012626 -3 ■ 026'3233 4.9745-035
!hUSl 0.1630471 0 ■ 0021il22 0.016921.8 ..o,,.21S9Sl l -1.92368-60 3. 1303(}~7
tr;·o1sR o.ntS3J31 •1'100141'1656 O,Oõ046q4 o,69Hl6ê'2 -o. )463566 t .5250177
0.016S o.ns2911 .. (1.0221746 .. (h0211363 l.391A??.4 l.7S'31Ci29 0,450631,1
.. n.0190009 -0.0407326 1. '1398052 3. tl'IP'tlA6 O• 06690-23
.. 0,0173 0~'5119]06
o.olari Õ.644H71'5 .. n~6'674i 1)3 -o.0~14295 l .C41'i5~âz 3.68l\lí397 0 .JbZt'HiRS
o.01e1 O-Mll00?4 o~OOS:1157 •0.04A4137 t.1561747 2.9Ri:;79qg t. l!í18674
0,0194 0.'5479A9('. o.o?<t,.,,211 ... o.03!1441',9 0.4l4n3l7 1.111:11,;52 2.1462584
0~0201 O• )1387111 n. n.3<i9êtiti -0.000'5561 ~o.l6n1o1s •lol?.717.83 2, 1HS1:õ497
o.02oq- -o.OI\JQ'.{71 t'J. 0397ilA2 0.03447'$4 •0.9494IM -3.8-61'17963 J. 33'9?2?(!
0~021n -ri.3447.'.H4 n,0351645 0.0658?62 -l,l91Sf>74 •S.71?1417 3ot'l56l393
(l.022, •O~\lí4?1c;\'16 lh0?368A0 o.o~s102s •l ,1l4A4180 -6.2712097 2.1162214
O*t!:?30 -o.Mt4110 0.001113677 n.086.l!IOl l -n.5ge4110 -S .. 2<l4H•HJ -o.6780018
0,ll:?37 .. (}.9)?610.S .. n.0069012 0 .. 0100004 !lol}011021 •2•960?l!AO •!'.hl.1'1206136
0,11;.45 --o.~5'56442 -n.OtA4A24 o.ne16Jl o.sns111 O.tf)OS!S0:7 -2.4~3tH!t9
o.o~s? -o~At1l'H410 •0,023~618 0,00ll20J n.1153<1121 lw2S?3tl)S .. 3 ♦ ,:;?34(143
o.o~sg -0.4,.'581l~3 -n.0??3060 ..!l.0330A40 1.ozonn $.411126317 -4.(1076154
000266 ... n.?t<.963l0 -.o.014971!7 •0,0'54A87l O. 74A8991 6,23'14601 -3.1473192
o.021J -o.ngJl478 .. 0~0!'!46117 .. o.OS86856 o.11ne.osa s.?973194 .. z,-q,121e2a
0•1"°lH 0.0110361 O• OO"il806 -0.04-38053 -n.4916466 ê.9041!H9 -1.7633543
o.o2'AA D.. n5i;5979 Q.OJ0f!:{j{í2 •0.0141'Z<J8 -] .12<JM92 -o.2,;iq:4934 -o~&3én1P.
158 Design oi Structures and Foundations for Vibrating Machines
✓ N" VV' 0
FlNI'iH
@
lnterpretation OI Results to a mod.e shape discussed below. The first frequency
(transverse mode) is given as 3.682 cycles/sec, section
19 of the · computer printout, which compares to a
Computer output results include the following: Rayleigh-calculated frequency of 3.985 cycles/sec, sec-
Member Forces-Static Loads. Axial forces, shear tion 11 of the -computer printout. ln general, Rayleigh-
forces, torques, and moments at each mernber end are obtained natural frequencies are dose to but higher
tabulated for the design loading conditions, loading 4 than the corresponding true natural frequency as ob-
( fui! vertical load plus 0.3 fui! transverse load), loading tained from a dynamic analysis. Since the acting ma-
5 (fui! vertical !oad plus 0.1 fui! longitudinal load), chine frequency is 727.7 radians/sec (see 15 above),
and loading 6 ( fui! vertical load plus 0.5 fui! vertical which equals 6,949 rpm or 115.8 cycles/sec, the first 20
load). These approximate equivalent static loading con- natural frequencies for the structure are well below the
ditions yield conservative estimates of the maximum acting frequency, and the structure is said to be IOIIN
dynamic plus gravity loads, forces, and deflections as tuned ( undertuned) . The undesirable range of natural
described previously. The rnembers and deflections are frequencies is between 0.8-1.2 of the acting machine
then checked for the maximum applied loads. ln the frequency as given in item 2(f) of the checklist table
usual case, this step includes selection of the longitudinal in Chapter 3. This check assures that no resonance con-
reinforcement, which is often the minimum code value dition will be encountered during machine operation.
and which is otherwise determined by the largest axial Additional checks are performed, not necessarily during
force and moment. Transverse reinforcement is also the computer analysis phase, but during the preliminary
selected during this stage using the tabulated maximum design to assure that no resonance condition exists be-
shear and torque values. tween the natural frequencies of vibration of individual
Displacements-Static Loads. Displacements of the columns and beams with the acting machine frequency,
joints, both support joints as well as free joints, are as in item 12 of the triai sizing procedure above.
tabulated. Certain tolerable limits on deflections may Dynamic Eigenvectors-Mode Shapes. The first 20
be established based on attached piping or other equip- eigenvectors or mode shapes which are normalized to a
ment, and the deflection values are checked against the maximum unit value are listed. These serve to identify
tolerable limits. Note that the tabulated values include the physical direction for each mode. For example, for
the effect of gravity loads. The incremental defl.ections Mode I joints 9 through 21 shqw a near-unity Z
due to the 0.3, 0.5, and 0.1 equivalent static loads over displacement. Therefore, the first mode occurs in the
and above the deflections due to gravity only are very transverse Z-direction. This is as expected since the
small and, therefore, negligible in this exarnple problem. structural stiffness is the lowest in the transverse direc-
Dynamic Eigenvalues-Natural Frequencies. The tion. ln general, the medes are ordered according to
first 20 natural frequencies (out of a total of 75 arising the stiffness of the structure in each direction. Other
from 25 joints with 3 translatory dynamic degrees of listed values give the deformation of the structure and
freedom each) are printed. Each frequency corresponds a plot of the structure vibrating at its fi.rst frequency,
158 Design of Structures and Foundatíons for Vibraling Machines
Solution of
Multi-Degree-of·
Freedom System
159
160 Design oi Structures and Foundations for Vibrating Machines
direction from their state of res~ (static equilibrium). m11X1 + m12X2. + muXa + c11X1 + c12X2
This serves to indicate the relative degree of structural + C13X3 + kux, + k12x2 + k13x3 = Fi (t)
stiffness among various points of the system. This
examination of the mode shapes in the vibrating system m21X1 + m22X2 + m2aXs + c21X1 + c22X2
is considered a valuable step in adjusting the vibration + c,,:i, + k21x1 + k22x2 + k23x3 = F, (t) (AI-!)
amplitudes at critica! points by varying the stiffness,
mass, and darnping resistance of the system. A practical m31X1 + ms2.X2 + ms3X's + C31i1 + ca2X2
example can be observed in the operation of a washing +c x + kax + k,,x, + k x = F, (t)
33 3 1 33 3
H = 17.0 ft
(ka1 - ma1ci) À1 + (k, 2 - m, 2w2) A2
Determinant Equation Method + 2
(k 33 - m03 w ) A, = O
The mode shapes are obtained by substituting the Again setting A 12 = +1.0 and solving Equations (a)
above frequency values in any (Al-8) equation. For and (b) of (Al-16) simultaneously for A,, and A;,, the
Equation Al-8(a) and (b) using the given values of amplitudes of the second mode are obtained:
rnasses and spring stiffnesses,
- 104,723.4A;, = O
first two medes. Those amplitudes using w/ =
5,880.0
are:
ln the equations above, the subscript n takes the A 13 = +!.O, A 23 = -0.560248, A,,= +0.212150
values of 1, 2, and 3 and gives the amplitudes A's for
each of the three medes. Since the right sides of Equa-
tions (Al-14) are zero, unique values of the A's are not 1 The computation of natural frequencies and mode
obtained. However, it is possible to obtain the relative shapes were performed using small electronic hand cal-
values of all amplitudes, in other words, the ratio of any culators with eight significant digits. However, in arder
two amplitudes. When one amplitude is assigned an to solve the cubic equation (Equation (Al-11) ), 15 sig-
arbitrary value, then all others are fixed in magnitude. nificant digits are required to obtain more "exact" results.
A set of such amplitudes defines the mode shape, and This type of accuracy is nonnally not available in small
therefore, the modes shapes are not dependent upon the hand calctilators and if sufficient number of significant
absolute true values of amplitude. Using n = 1 and sub- digits are not retained in the calculation of frequency,
l
stituting w,' = 512.0 in Equations (Al-14), then large errors are present in the mode shape ampli-
tude results. Therefore, it is important that the values
of mode shape amplitudes be checked using the ortho-
(a) 69,881.6An - 6,160.2A21 gonality conditions. The orthogonality condition of nor-
+ 104, 723.4A;1 = O mal medes (see definition in the Terrninology section of
(Al-15) Chapter 1) is expressed by the following equation
(b) - 6,160.2An + l,2l3.3A,1 ( ref. 1, Chapter 2) :
- 104,723.4A,1 = O
m
Assuming an arbitrary value of A 11 = + 1 and solving
Equations (Al-15) simultaneously for A,, and A;,, the
:E Mr Ârl Àrn = O (Al-l 7)
,-1
amplitudes of the first mode are obtained:
where l and n identify any two normal modes of the sys-
tem, and the subscript r refers to the rth mass out of a
An = +1, A,1 + 12.8809, A,, = +0.0904 total of m masses.
Expanding the series of Equation (Al-17) for the first
au
2 2 2
(k11-m11w ) (ki,- m12 w ) (k1a-m1aw ) (Al-9)
2 2 2
=0
6 (w) = (k21-m21w ) (k22- m22w ) (k2a-m2aw )
2
(ka1-mJ1w ) (k~ 2 - m32 w2) (k33 - m33 w )
2 = au (a22a33 - a23a32) + a12 (a23a31 - a21a33)
+ au (a21a32 - a22a31)
(Al-5)
The expansion of determinant (Al-5) gives the char- ln order to reduce the amount of computation, the
acteristic equation of the system. This equation .will be values of aii are calculated by substituting the actual
of third degree in the frequency parameter (w 2 ) and has values of masses and stiffnesses.
three roots representing the three basic frequencies of
= (k, + k, - m1w2) = (78,995.2 - 17.80 w )
2
the system. Having determined the three natural fre- an
quencies, the mode shapes are obtained by making use ª" = -k, = -6,160.2
of Equations (Al-4). For each of the three values of a,, = k,H = 6,160.2 X 17.0 = 104,723.4
w', the ratios of (A,IA,), (A,/A,), and (A,/A,) are a21 = -k, = -6,160.2
2
evaluated and yield the three mo-de shapes for the system. a 22 = (k, - m.w') = (6,160.2 - 9.662 w )
ª" = -k,H= -6,160.2 X 17.0 = -104,723.4
Example. For part (a) of Mode! 6-C, the equations a31 = O
2
2
of motion without damping and applied forces terms a32 = -muHw = -164.254 w
2
are: a33 = (k; - / 1 w2) = (14,703,707 - 2,843.3 w )
(a) m,x, + (k, + k,)x, - k,x, + k,H,j, = o l Substituting these values in the expansion of Equa-
tion (Al-9) and setting w 2 z, =
(b) m,x, - k,x 1 + k,x, - k,H,j, =O ( (Al-6)
(78,995.2 -17.80z)[9.0577775 X 10"
(e) m,Hx; + I 1i, + k 1 ,j, = O ) - 17.515296 X lO'z- 142.06721 X lO'z
- 1.3491464 X 1010 = O
l
(a) (k, + k,- m w )A
(e) - m,Hw A, 2
1
2
+ (k; -
1 -
J 1 J)A 1 = O
1 =O
= º_(
)
(Al-8)
(a) z,
(b)
(e) z3
z,=
= 512.0
4,481.0
= 5,880.0
l
Solution of the cubic equation yields three roots:
(Al-12)
whích is not zero and thus indica.tes errors in the results (a) -w'm,A, + (k, + k,)At
calculated above. Similarly, the orthogonality condition - k,A, + k,HA; = O
=
for the first and third modes (1 1, n = 3) ís checked
by expandíng Equation (Al-17) into a series: (b) -w'm.A, - k,A,
(Al-20)
+ k,A, - k,HA, =O
(Al-19) (e) -w'I;A; - w'm.HA,
+ k,A, = O
Substituting A,, =
+LO, A,, -0.560248, A,i,,
= +0.212150, and the values of other terms wlúch are Multip[ying equation (Al-20b) by H and adding to
given above into the left side of Equation (Al-19): Equation (Al-20c) in order to eliminate the term
.,•m,HA, from Equation (Al-20c), the resulting equa-
tíons are rearranged in a convenient form:
17.80 X(!) (1) + 9.662(12.8809) (-0.560248)
+ 2,843.3(+0.0904) (+0.212150) +2.6040,
which is again not zero, th:.is confirming that errors are (Ir.. + k,) A,, - k, A,.
present in the frequency calculations, Therefore, ít is mi m:
desirable that natural frequencies be calculated usíng + k,H A;,
digital computers for a system having more than two m,
degrees of freedom, - !!L À1n + kJJ À2n
mu mu
(Al-21)
-k,H
Stodola-Vianello Melhod --A,,
"'•
Calculation of the natural frequencies and characteris-
tic shapes become cumbersome even with hand calcu-
lators for cases where the degrees of freedom exceed
more than two, as is evident from the above exarnple.
The reason is that round-off errors are relatively impor-
tant when the equations include terms of very large and
very small numbers. Accuracy is lost in rounding off where the added subscript n indicates that the equations
significant figures during the process of s·olving foi the apply to any mode. Substituting the values of mh mui
roots of the characteristic equation, It 1 therefore} has l,;, k,, k,, k,;, and H in the Equations (Al-21),
become common practice to resort to numerícal, iterative
{i.e., trial and error) proceclures, such as the Stodola-
Vianello method (ref. 1, Chapter 2). The varíous steps (a) w! A,, = 4,437.93Ai. - 346.08.4,n
ín the solution are as follows: + 5,883.34A,,
( I) Assume a characteristic shape, i,e,, a set of At
values (see Equation (Al-4)); (2) using one of Equa- (b) w!A,. = -637.57.4,, + 637.57.4,n (Al-22)
tíons (Al-4), solve for "'!i (3) using the remaining - 10,838.69 A,,
(N-1) equations, obtain a new shape by solving for lhe
(N-1) A,'s ln terms of t.he Nth A; and (4) use the new (e) w!A,, = 36.83.4,, - 36.83A,.
computed shape as the revised assumed shape in the + 5,797.49.4;,
164 Design oi Structures and Foundations for Vibrating Machines
The iteration procedure converges on that of the in order to reduce the number of equations by one.
highest, or third mode. The following steps are used: Expanding the equation for the second and third mode,
1. Assume values of A's (amplitudes of the mode) i.e., l =
2 and n 3: =
such that the amplitude of mass 1 = + 1.0, i.e.,
Ain =+1.0;
2. Substitute the values of A's in the right side of 3
Equation (Al-22a) to compute the value of w 1/ ; Z M 1 A 1 1Arn = M1A12A13
,-1
+ M2A2~A2a + MaAa2Aa3 = O
3. Substitute the value of wn:: and trial values of A's
in the right side o! Equation (Al-22b) to compute
the value of À:rn;
Substituting M 1 = ml = 17.80, M 2 = m1i = 9.662,
4. Substitute the value of wn2 and the trial values of
M, = I; = 2,843.3, Au = +1.0, A,. = -'-0.6011,
A's in the right side o! Equation (Al-22c) to obtain
À33 = A11-a = +ü.2412, in the series.
the value of Àtpn;
Use the new values of A 2 ,u Àipn along with the value
17.80(A12)( + 1.0) + 9.662(A 22) (-0.6011)
of Àrn = +1.0 as new triai values of the ·A's and follow
+ 2,843.3(A 32)( +0.2412) = O
Steps 2 to 4. This process is to be continued until con-
vergence is achieved, i.e., the difference between previous
or A 32 = -0.025955 A12 + 0.008469A22, (Al-23)
and new trial values is negligible. For example, the
amplitude values for mode shape three, i.e., n = 3
which is equal to Àit,2•
Â13 +1.0, A,, -1.5, A;, = +0.5, Substituting the expression for À1f 2 into Equations (a)
and (b) of (Al-22) and using n = 2, yields
Table Al-1
Stodola-Vianello Procedure for Model Shown in Figure 2-9
Third Mode
Triai Values Computed Values
Second Mode
Triai Values Compute<! Values
Trial "'•'
Equatlon
A,.
Equation
A,,
Equation
No. A,, A,z {Al-24a) {Al•24b) (Al-23)
1 +1.0 -0.5 4,433.36 -0.1419
2 +1.0 -0.!419 4,327.27 -0.1002
3 +1.0 -0.1002 4,314.91 -0.0952
4 +1.0 -0.0952 4,313.44 -0.0946 -0,02676
Summary
.,
w' A, A, A• {radlans/oec.) f (cps)
Third Mode 6,073.50 +1.0 - 0.6011 +ü.2412 77.93 12.40
Second Mode 4,313.44 +1.0 - 0.0946 -0,0268 65,68 10.45
First Mode 515.68 +1.0 12.68í'4 +0.0815 22.71 3.61
=
~ M,A,,A,, = M,AuAi, + M,A21A,, )
Assuming A 11 + 1.0, these two equations are so]ved
(a) símultaneously to provlde
~ 1
+ M,AuAn l (Al-25)
(b) i
,-i
M,A,,A,, = M,A11A1i + M,AnA,a
+ M3AuAzs:
(
)
A21 = 12.6894, A = A,i =
31 +0.08151
Steady-State Response Analysis ln equations A-1.28 to A-1.31, ar)) and àrn are respec-
ttveiy the displacement and velocity componen t of mass
Ca:culation of :he r::1axirnum amplitude of vibration r associated wíth the nth mode, .6.9 » is the distortion of
for a steady-state conciition ls often the main item of spring g {i.e., the reiative displacement of its ends) in
interest in an engineering dynamics prob]em, The the nth mode, and kg is the stiffness of that spring.
amount of computation work is quite extensive when a These equations are based on the fact that any displae:e-
response analysis is required for a systerr: with more than ment or velocity is equal to the s.um of the modal com-
three degrees of freedom. ln those cases1 co:nputer pro- ponents.
grams such as ICES-STRUDL, NASTRA::-1, ANSYS, The sq~ared series in Equation A-1.28 is equivalent
or NISA may be used. Hence 1 the .investigation of the to the sum of the squares of aH modal compor:ents of
three-degrees-of-freedom system cor.sidered above ís arn. plus twice the sum of all cross products of these
extended to the calculation of the mode shapes and fre~ components. When summed over all masses, the total of
quencíes. There is a variety of methods for finding the these cross products must be zero, accotd ing to the
response in this type of problem; however, a modal anal- orthogonality condition given by Equatíon A~L32.
ysís technique is used here. Tbis technique has become
the current state-of-the-art (reL 1, Cha.pter 2). This J
method of analysis consists of calculating the response X M,àrnârm = O
,_, (Al-32)
for each normal mode individually and then superimpos~
ing ·the individual responses to yield the total solution. This on::hogonality condíticn is true for the dispiacement
There are some limitations on the appficability of this and for the velocity vectors. Thus Equation A-L28 may
method: The system has to be linearly Clastic and the be wrltten as
dynamic forces acting cn the masses must follow the
sarne tii:ne variation, i.e., if the app:ied forces are harH j N
monic, then all the forces must have the sarne acting K = r-1
~ ½ Mr :Z à;n
n=l
(Al-33)
fr.equency, However1 these restrictíons can be relaxed if
numerical methods are used in the solution of the modal Simíiarly, by the sarne reasoning the crass product tenns
equations. For a lumped multimass system having j of the series in Equation A-L29 will also be zero and
masses M damping constant C,,. associated with mass r) thus, is reduced to
s springs1 and N :ionnal modes the modal equations of
motion for the nth mode 1s derivcd by the use of the
Lagrange equation, N
u :!:
a-l
½ k, :!:
r.-1
6;, (Al-34)
At any lnstant 1n the system, the total kinetic energy is
u (Al-29)
(a) a,. x. (~:) = Xn Ârn
the total energy dissipated by the dampers is
D
j
~
N
C, :3 arn. Clr11, (Al,30)
(b) à,. =
· t'9
x• . = Xn Ârn
X
t=l n-1
(Al-35)
and the total work in terrns of displacement is
where Àrn and ÂAvu are constants for a given mode. The
w, (Al-31) resulting equations of K, U, D~ and W~ may therefore
be written as
Solutíon of Multi-Oegree-of-Freedom System 167
Table Al-2
Modal Response Analysis
3.49 6,{l73.5J
28..27,l
ü,!l73.71(1!iG.7l) Mll500
H3UóX1~
+ .00818:0(-ó. !i)
8.080 fU¼'l
=24.!13Xl~ (-$1.10 X 1lr4)
+ M412 13.7,360 + .011500(+0.2412)
' 33.l3J Z,813,3 165.~2'
{2U3XI(l'-1,j
=o.on X 10-- rad
" 28-.274 185.71
Summaryof
ICES-STRUDL
Commands
The following ICES-STRUDL commands are described in refs. 2 and 3 of Chapter 7. Some special symbols
are used to denote options. Among these are:
-Underlines: The portion of the word which is required is underl-ined and the rest of the word is optional.
-Braces ~ }: A set of braces indicates that a choice exists. Any one, sometimes more than one choice, can be made.
-Parentheses () : Any item in a parentheses may be omitted. The element inside a parentheses is optional, there~
fore, the meaning of the command does not change if the item is omitted or included.
-Asterisk *: An asterisk located outside and in front of a set of braces indicates that more than one choice may
be made.
-Arrow ➔ : An arrow located in front of an element inside a set of braces indicates that if the user does not
make any choice, the element indicated by the arrow will be assumed (default value).
For convenience, the format of the "list" element is given first. The symbols v, v 1 • • • vn denote decimal
values.
alphalist }
rvvhere: list integerlist
Il1 ,!2 Il2
alphalist
integerlist = ;, (i,) ...
1. EJECT Command
EJECT
2. FINISH Command
FINISH
3. DEBUG Command
OFF
MAP
REGISTERS
DEBUG
➔ COMMON
POOL
ALL
169
170 Design o! Structures and Foundatlons for Víbrating Machlnes
4. STRUDL Command
• { 'a,' ( 'title') }
STRUDL RESTORE 'a,'
5. SAVE Command
SAVE
6. CHANGE ID Command
CHANGE ID 'ai' ( 'title')
7. UNITS Command
length unit
force unit
angular unit
UNITS temperature unit
times unít
mass unit
Elements:
CYOLES
INCHES
FEET
FT
angular unit = RADIANS
{ DEGREES }
CENTIMETERS
!ength unit OMS
METERS FAHRENHEIT}
~ temperature unit ={ ÕÊNTIGRADE
MILLIMETERS
MM
SEOONDS
POUNDS
IBs
KIPS
time unit
={ MINUTES
HDURS }
TONS
~1
force units MTÔNS
LBM
l
NEWTON
SLUG
mass unit KILOGRAM
KG
MN KGM
TYPE
TRUSS
FRAME
{ GRID
!{ ➔ XY
xz
yz
TRÚSS
SPAOE { FRAME
Summary oi ICES-STRUDL Commands 171
SCAN { ➔ OFF
ON }
l
➔ g~F (i) ))
DUMP COMMON ~
POOL
TIME
14. JOINT COORDINATES Command
JOINT } COORDINATES
{ NODE
{
➔ FREE }
{ ,:•,. } ( [XCOORD] v, [YCOORD] v, [ZCOORD] v,)
SUPPORT
{ ➔ ~UPPORT
FREE }
{ ,::,} ([XCOORD] v, [YCOORD] v, [~COORD] v,)
l
15. JOINT RELEASES Command
j JOINT ( * force releases ( ), (angle specs), (elastic support specs)
RELEASES ( moment releases
/ NODE Í
*
list
l force releases
moment releases t )_' ( angle specs), (elastic support specs)
*
list
l force releases
moment releases () ' (angle specs), (elastic support specs)
force releases = FORCE *{ I}
moment releases = MOMEN;{ I}
angle specs = ([THl] v, [TH2] v, [TH3] v3 )
elastic support specs = ([KFX] v., [KFY] v, [KFZ] v, [KMX] v, [KMY] v, [KMZ] v,)
172 Design of Structures and Foundations for Vibratíng Machines
force releases } }
momen t releases
MEMBER RELEASES
force releases } )
moment releases
force releases } )
moment releases \
list
force releases } ()
moment releases J
force releases } }
moment releases } )
list
force releases
mornent reieases
{END [2!:l V4
lYl v,
[!] v, [Z] v,
lE v,}
19. MEMBER END SIZE Command
MEMBER END (JOINT) SIZE ( síze specs)
list ( size specs)
líst
* \FORCE [X] V1, [Y] v,, [Z) v, 1
( )MOMENT [X) v1 , [Y) v,, [Z) v, Í
j JOINT / DISPLACEMENTS (
* lDISPLACEMENTS
- (X) v,, [Y) v,, [~] v, (
l NODE í . ROTATIONS [X] Vi, [Y] v,, [~) v, í
.. lDISPLACEMENTS [X] v., [Y] v,, [~] v, (
list
( ROTATIONS [X) v., [Y] v,, [~] v, \
-X
FORCE
{ } y
z
(GLOBAL)
directions specs
)
l
X
MOMENT y
{ z
CONCENTRATED {FRACTIONAL) [PJ v1, [L] v, }
type specs ~ORM (FRACTIONAL) [W] v,, ([LA) v,, [LB] v,)
--m;,AR (FRACTIONAL) [WA] v,, [VIB] v;---c(LAJ. v,, [LB] v.)
place types =
lCONCENTRATED (FRACTIONAL) [Ll v,
UNIFORM (FR.ACTIONAL) [LA] v, [LB]
t dist data
Va 1
lDISPLACEMENT [X] v., [Y] v,, [Zr v,
dist data = ROTATION [X] v., )Y] v, [Z] v. 1
29. MEMBER END LOAD Command
list
*\START
( /END
FORCE
MOMENT
[X] v, [Y] v, [Z] v,
[Xl v, [_:ij v, [Z] v,
l
list /j
,
STAR.T
END
FORCE
MOMENT
[X] v, [Y] v, [Zl v,
[X] v, [Y] v, [Z] v,
f
*f THl e, {
angle specs = )TH2e,(
~ TH3 e, J
loading specs
Summary oi ICES-STRUDL Commands 173
VARLtj\LE
FLEXIBILITY
STIFFNESS
(VARIABLE)
XC
YC
zc
LENGTH
XC
YC
SEGMENTS i, (AND i,)
zc
matrix specs = a series of commands, the first of which
contains the "list" element and, íf not specified in the
heading, the word FLEXIBILITY or STIFFNESS.
174 Design of Structures and Foundations for Vibrating Machines
constant description
E
POISSON
=LSGl
23. LOADING COMBINATION Command
i,
LOADING COMBINATION ('title') (COMBINE loading specs)
i,
loading specs =
FORCE X or FX
FORCE Y or FY
FORCE Z or FZ
force specs = MOMENT X or MX
MOMENT Y or MY
MOMENT Z or MZ
l
DISTANCE v
distance specs
FRACTION v
l
V1 , . • Vn
loading specs = 'loadingi' v 1 . 'loa<lingni Vn
\
32. ACTIVE-INACTIVE Command
l ACTIVE (
1
( MEMBERS)
J JOINTS
l ~
ALL
ALL BUT list l
INACTIVE
LOADINGS} }
33. LOADING LIST Command
LOADING LIST
( STIFFNESS )
~ DETERMINATE j (ANALYSIS) ([NJP] i) (REDUCE BAND ROOT}
~ PRELIMINARY J
35. COMBINE Comrnand
DATA
STRUCTURAL DATA
LOADING DATA
DESIGN (DATA)
LENGTH
RELEASES
CONSTANTS
MEMBER INCIDENCES
PROPERTIES
type STATUS
END (CONDITIONS
ll
) STATUS
JOINT ) COORDINATES
~ RELEASES
( MEMBER LOADS
APPLIED ) JOINT WADS
( JOINT DISPLACEMENTS
component specs
FORCE ASSUMPTIONS
=)
)
~
ALL ( aotive and inactive) (joints and members)
JOINTS list
MEMBERS list
l
JOINTS MEMBERS }
join ts and members (AND
{ MEMBERS } { JOINTS
__ { ACTIVE } INACTIVE } )
active and inactive ( AND
INACTIVE { ACTIVE
~
DECIMAL i
OUTPUT
BY
) LOADING
JOINT
(
t ( MEMBER
f
38. LIST Command
* FORCES
DISTORTIONS
LIST LOADS
( component specs)
REACTIONS
DISPLACEMENTS
l
Summary oi ICES-STRUDL Commands 179
l
INACTIVE
l
ACTIVE
active and inactive - (AND -ACTIVE
INACTIVE 1 f
mernbers and joints
SECTION FORCE
SECTION STRESS
FORCE ENVELOPE
output type
STRESS ENVELOPE
MAXIMUM STRESS
MAXIMUM STRESS BACH WADING
41. PLOT DEVICE Command
l * ( LENGTH
v, }
l
➔ PRINTER )WIDTII v,
PLOT DEVICE PLOTER )
( )COLUMNS i
SCOPE
~ROWS i
42. PLOT Command
PLOT
EQUALS v,
180 Design of Structures and Foundations for Vlbratíng Machínes
.= i .
1d 'a'
l
f
➔ NORMAL
ORIENTATION
}STANDARD t
lNON STANDARD í
*{ HORIZONTAL v,}
SIZE (FRACTIONAL) VERTICAL v,
EQUAL
MAXIMUM
* jJS(
LENGTH
(I j
) V1
SCALE
FORCE
·ai
*
)
j JS { )
v, (UNITS PER INCH)
MOMENT V1
( ij
* j X{ ) v,
LENGTH
{~j
Summary oi ICES-STRUDL Commands 181
MOMENT
* ALL v,
TOP v,
MARGINS BOTTOM v,
LEFT v,
RIGHT v,
)
➔STANDARD
DATA
MINIMUM
SEGMENT (CHARACTER) 'a'
l
43. INERTIA Command
General form:
(• ([X)
l * ~ LINEAR t) )
list
ALL [Y]
( ~ JOINTS
ALL BUT list 1ANGULAR í ) [Z]
l
t
l NODES ADD Jist ALL
LUMPED }
{ CONSISTENT
Elements:
v 1, • • • .• , v, = values of inertias expressed as lumped masses. Note that
mass, not weight:, is input.
44. STORE TIME Command
General form:
l ACCELERATION
182 Design of Structures and Foundations for Vibrating Machines
j ➔ USER /
(FACTOR s) (DUMP)
j ~UBSYSTEM 'password' Í
Elements:
'name' = the identifier ( up to 8 characteni) which is given to the time history record,
'password' = the password for the subsystem data set.
s = the scale factor to be applied to the record prior to storage; Le. lhe value of the time
history at t, will be stored as v1 X s, s is set equal to 1.0 if omitted.
) ➔ FREQUENCY {
l
DISPLACEMENT }
STORE RESPONSE (SPECTRA) VELOOITY (VS)) ( 'Name' (IN) -
ACCELERATION l PERIOD )
l ➔ USER !
) SUBSYSTEM 'password' Í
l
RATIO
DAMPING -- (FACTOR s1 )
-- PERCENT
DAMPING· {RATIO
-- (FACTOR s,)
-- PERCENT
(~ RESPONSE SPECTRA))
where
j FILE 'Name' ([FACTOR] v,) }
(load specs.) =) (FACTOR vi) (time history)
~ (function specs,)
(time history) = f, f, . , , fn
Summary oi ICES-STRUDL Commands 183
(function specs) =
SINE }
FUNCTION - [AMPLITUDE] v, [FREQUENCY] v, ([PHASE] v,)
-- { COSINE
TRANSLATION
DISPLACEMENT ( load ,pecs.)
ROTATION
ll TRANSLATION
DISPLACEMENT
ROTATION
where
(load ,pecs.)
General form :
TIME (!'._OINTS) t, t, . . . 10
JOINTS } list
{ NODES
*{ DISPLACEMENTS }
ROTATIONS
184 Design of Structures and Foundatlons for Vibrating Machines
{
➔TRIDIAGONALIZATION }
DYNAMIC A.1',!ALYSIS ITERATION ( [NJP] i,) (solution
where
EIGENVALUE (ONLY) l
l
(solution specs.) =
l MODAL
PHYSICAL ([BETA] v,)
Í
( frequency specs.)
l
(~I1'.l_IMUM (FREQUENCY) v,) MAXIMUM (FREQUENCY)
( frequency specs.) = (,,)
CRITICAL (FREQUENCY) v, (i,)
General form :
where
* DATA
STRUCTURAL (DATA)
LOADING DATA
NORMAL (MODES)
DEGREES (2_!: FREEDOM)
(type spea<.) = JOINT (INERTIAS)
MATRICES
WADS
SUPPORT (ACCELERATIONS)
INITIAL (2ONDITIONS)
l
INTEGRATION (PERIODS)
( cornponent specs.)
( ALL ( active and inactive)
= { JOINTS list
ºº'". ·"" ...,,,,..,
~ MEMBERS list
Summary of ICES-STRUDL Commands 185
General fonn :
NORMALIZE EIGENVECTORS
General fann:
•· FORCES
DISTORTIONS
LOADS
REACTIONS
DISPLACEMENTS
( type specs.) = (MAXIMUM) STRESSES { STRAINS }
PRINCIPAL STRESSES
VELOCITIES
ACCELERATION
EIGENVALUES (i,)
l
EIGENVECTORS (i,)
ll
ALL (aclive and inactive)
(jo;ob "" • - )
component specs.) ( JOINTS list
MEMBERS list
General form:
General F onn:
➔ RATIOS
DAMPING 1 PERCENTS
{ v, (i,) . . . . . v, (i.)
1
parameter1 jparameter specs }
Elements:
l
v1 (~) (~ERS) list
parameter
specs = V1 ALL
v, ALL BUT v, (FOR) (MEMBERS)
187
188 Design oi Structures and Foundations for Vibrating Machínes
Period, 24 laboratory
Periodic excitation, 9, 17 determination of, 63-64
Periodic motion, 20 and píle foundations, 81
Phase, 24- 25 soil, 62-69
Phase ang[e, 6-12, 24-25 field procedures for, 62-64
Physiological effects. See Environmental demands laboratory procedures for, 64
Pier foundations. See Pile foundations typical values, 69
Pile cap, 81, 84 Shear strain, 69-70
Pile foundations, 49-50, 80-89 Shear strain magnitude
Pile groups, 82-86 seleetion of, 69-70
Poisson's ratio Símple harmonic motion, 21
selection of, 71 -72 Símultaneous differential equatíons, 16
and soil density, 71- 72 Singh, J.P., 89
typical values, 72 Single-degree-of-freedom (SDOF) system, 2, 28
Principal coordinates, 16 in [ayered soils, 73-74
Principal modes of vibration, 22-24 model examined, 4-12
Procedures. design. 54 Sinusoidal ex.citation, 17
Psychologícal effects. See Environmental demands Sinusoidal motion, 21
Skempton, A.W., 67
R Soil
Ratio damping, 6, 15 loose granular, 74-75
Rayleigh wave lengths, 63 stiff, 72-74
Rayleigh's frequency, 19-20, 114, 119 Soil density
model, 36-37 and selection of Poisson's ratio, 71-72
Reciprocating compressor Soil dynamics
design example for, 92-99 problems of, 59-62
Reciprocating machines, 92-93 SoH-foundation interaction, 71-72
design for, 49 Soil parameters, 4 7-49
Resistance evaluation of, 59-62
calculation of. 4 Soil shear modulus, 62-69
center of calumns, 51. i 16 Soil spring stiffness, 28
of soil, 49-50, 116 Soil-structure interaction, 38t 71-72
Resonance, 12, 25-26 Soíl tests, 63 ·
column, 51 Southwell-Dunkerley formulae, 107
condition, 25-26 Spring absorbers (model), 35
frequency, 26 Spring constants,
Resonant column test, 64 equivalent
Response, dynamic, 26-27 calculation for, 4
foundation evaluation of, 58-59
modification of, 78-79 in modeling, 32
steady state, 10, 26-27 obtaining, 78
transient, 61 27 vertical
Richart, F.E,, Jr., 72 for flexib[e mats, 79-80
Rigld mal foundatíons, 83 Spring-dashpot system. See Lumped-mass spring-dashpot
Rígid staff, 27 system
Rocking equivalent spring, 38, 111 Spring stiffness, 27-28
Rocking rnotion Static analysis, 14
in pile foundations, 86-88 Static balancing, .14
Rotating-mass~type excitation Static conditíons, 100
dynamic system subjected to, 11-12, 17 Static design conditions, 50, 52, 114
Steady-state response, 26-27
s method of frequency and mode shape determination,
Sands, 74-75 166-168
foundations in, 64-65 Steady-state solution of forced vibratioru
Saturated clays solution equations for, 8-11
foundations in, 65-68 Stiff shaft, 27
Saul, W.E., 89 Stiff underlying stratum
SDOF. See Single-degree--of-freedom system effect of, 72-74
Seed, H.B., 66-68, 70 Stodo[a-Vianello method, 163-165
Shaft Stokoe, K.H., II, 72
criticai speed of, 27 Strain magnitude
Shear modulus. See also Shear strain magnitude selection of, 69-70
calcu[ation of Stratum
for structure--soil interaction analysís1 68-69 ioose granular soil
correlations, 64-68 effect of, 74-75
field stiff underlying
determinations of, 62-64 effect of, 72-74
lndex 191
and Foundations for Vibrating Machines, practicing englneers and students now have
structures. With Design of Structures and Foundations for