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Special Topic

Merkel Cell Carcinoma: Diagnosis,


Management, and Outcomes
Alex Senchenkov, M.D.
Summary: Merkel cell carcinoma is a rare, aggressive cutaneous malignancy
Steven L. Moran, M.D.
with high rates of recurrence, metastases, and mortality. Its nonspecific clin-
Rochester, Minn. ical presentation often delays the diagnosis, and its treatment is still contro-
versial because of the infrequent nature of the tumor. The authors provide
an overview of the current literature on epidemiology, cause, pathogenesis,
staging, management, and outcomes of this disease. Effective diagnostic
and treatment modalities such as wide local excision of the primary tumor,
importance of sentinel node biopsy for staging, evidence for the use of ad-
juvant radiation therapy, and emphasis on a multidisciplinary treatment
approach of Merkel cell carcinoma as it pertains to surgical practice are
reviewed. (Plast. Reconstr. Surg. 131: 771e, 2013.)

M EPIDEMIOLOGY
erkel cells were first described in pigs
and moles by Friedrich Merkel in 1875 Before 1972, this tumor was referred to as
as tactile cells, which are now believed undifferentiated skin carcinoma, and the diag-
to be slowly adapting type I mechanoreceptors nosis of Merkel cell carcinoma was uncommon
in the basal layer of the epidermis that provide before the 1980s. In 1986, a histologic code was
information about touch and hair movement.1,2 assigned to Merkel cell carcinoma, which permit-
The Merkel cell’s embryonic origin is believed to ted accurate recordings of new cases. The inci-
be from the neural crest.3,4 In 1972, Cyril Toker dence of Merkel cell carcinoma tripled between
described “trabecular carcinoma of the skin.”5 1986 and 200110 and quadrupled by 2006, reach-
Later, this tumor was linked to the Merkel cell ing an annual incidence rate of 0.6 per 100,000
as the precursor cell after a subsequent ultra- according to the U.S. Surveillance, Epidemiology
structural study revealed dense core granules6 and End Results program.11 Accuracy of the diag-
and was named Merkel cell carcinoma.7 The nosis markedly improved with the introduction of
most accepted theory of the origin of Merkel specific immunostains such as the cytokeratin-20
cell carcinoma from Merkel cells has never been in 1992.12
established beyond doubt. Different locations of Merkel cell carcinoma is much more common
Merkel cells that are in the epidermis and have in white (94 percent) than in black patients
acral distribution, and Merkel cell carcinoma, (1 percent).11,13 Most cases occur in the elderly,
which is located in the dermis and does not have with the average age at presentation being 72
acral predilection,2 and differences in neurose- years,13 and only 5 percent of patients are younger
cretory proteins in Merkel cell carcinoma com- than 50 years. It affects 1.6 to 2.3 times more men
pared with Merkel cells, have raised some doubts than women,11,13,14 and the men are also younger
about this theory. Some authors still believe that at the time of diagnosis (71 versus 76 years).1,13,14
pluripotent (totipotent) stem cells acquire neu-
roendocrine characteristics during the process
of malignant transformation and therefore8 still CAUSE AND PATHOGENESIS
prefer the term “neuroendocrine carcinoma of The geographic incidence of Merkel cell car-
the skin.”9 cinoma in whites has been linked to increased sun
exposure as measured by the ultraviolet B index
(highest in Hawaii).13 Similarly, anatomical dis-
From the Division of Plastic and Reconstructive Surgery and tribution of this tumor favors sun-exposed areas,
the Department of Orthopedics, Mayo Clinic.
Received for publication August 12, 2012; accepted Novem-
ber 2, 2012. Disclosure: The authors have no financial interest
Copyright © 2013 by the American Society of Plastic Surgeons to declare in relation to the content of this article.
DOI: 10.1097/PRS.0b013e3182865cf3

www.PRSJournal.com 771e
Plastic and Reconstructive Surgery • May 2013

with 36 percent originating on the face and a total to be the first model of polyomavirus-mediated
of 46 to 48 percent in the head and neck region, human neoplasm.
followed by the extremities (35 to 38 percent) and
the trunk (11 to 17 percent).13,14 A typical ultra-
CLINICAL PRESENTATION
violet B–induced p53 mutation was reported in a
Merkel cell carcinoma cell line.15 There was a 100- Merkel cell carcinoma is an aggressive
fold increase in the incidence of Merkel cell car- malignant tumor because of a relatively high local,
cinoma observed in psoriasis patients treated with regional, and distant recurrence and metastatic
methoxsalen and ultraviolet A.16 Arsenic expo- potential. The clinical presentation of Merkel cell
sure17 and infrared skin damage8 also have been carcinoma is nonspecific. Although any region
implicated as possible factors in the development of the body can be affected, this tumor most
of this tumor. commonly involves sun-exposed and sun-damaged
The risk of Merkel cell carcinoma is markedly areas, with nearly half of the tumors located in the
elevated in immunocompromised individuals, head and neck and almost 40 percent located on
particularly those with suppression of T-cell immu- the extremities.1 Merkel cell carcinoma usually
nity. Increased risk of Merkel cell carcinoma was presents as a nontender, rapidly growing, painless,
reported in chronic lymphocytic leukemia (30- single, red to violaceous, firm intradermal
fold),18 advanced human immunodeficiency virus papule (Fig. 1) or nodule (Fig. 2) that can reach
and acquired immunodeficiency syndrome infec- considerable size (Fig. 3). The tumor can be of skin
tion (13-fold),19 and organ transplant recipients color (Fig. 4). Epidermis overlying the tumor is
(10-fold).20 Organ transplant patients develop usually preserved, but ulceration or crusting is not
Merkel cell carcinoma at an earlier age. Mean age uncommon (Fig. 3). Clinical features of Merkel
at the time of diagnosis is 53 years, and 49 per- cell carcinoma, such as asymptomatic, expanding,
cent of patients are younger than 50 years. The immunosuppressed, older than 50 years, and
disease that presented, on average, 7 years after ultraviolet-exposed fair skin are summarized in
transplantation, was multicentric in 20 percent the acronym AEIOU. According to the review
and advanced (stage II and III) in 70 percent. of the National Cancer Database, at the time of
Merkel cell carcinoma was associated with the presentation, 66 percent of patients have local
second malignancy in 57 percent of kidney trans- disease, 27 percent have regional lymph node
plant patients.20,21 Interestingly, partial regression metastases, and 7 percent have distant metastatic
of metastatic Merkel cell carcinoma was observed disease.25 Similarly, the Surveillance, Epidemiology
following discontinuation of immunosuppressive and End Results Program reported 0.08 percent in
therapy.22 situ, 49.3 percent local, 31.3 percent regional, 7
Previously unknown polyomavirus virus, percent distant, and 11.2 percent unknown extent
named Merkel cell polyomavirus, was found in of disease at presentation.11 Fourteen percent
eight of 10 (80 percent) Merkel cell carcinoma of patients with Merkel cell carcinoma present
tumors. It was monoclonally integrated in the with visceral or lymph node metastases but have
host genome, suggesting that viral infection unknown primary tumor.18
preceded clonal expansion of the tumor.23 This
type of viral genome integration has previously
been described in virus-mediated oncogenesis of
other tumors (e.g., cervical cancer with human
papillomavirus) and is a hallmark of oncogenic
viruses. The proteins derived from Merkel cell
polyomavirus are present in many Merkel cell
carcinoma tumors and are likely to play a role
in oncogenesis.24 This molecular mechanism, by
viral infection alone, is unlikely to explain the
pathogenesis of Merkel cell carcinoma. First,
20 percent of Merkel cell carcinoma tumors do
not express Merkel cell polyomavirus. Second,
a large number of the general population is
exposed to the virus in childhood, but Merkel
cell carcinoma remains an uncommon tumor of Fig. 1. Merkel cell carcinoma presented as a firm intradermal
older adults. Nevertheless, this work may prove upper arm papule.

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Volume 131, Number 5 • Merkel Cell Carcinoma

Fig. 4. Merkel cell carcinoma presenting as a papule of skin color.

carcinoma, amelanotic melanoma, keratoacan-


Fig. 2. Merkel cell carcinoma of the cheek presenting as red or thoma, adnexal tumors, or cutaneous metastatic
violaceous nodules. disease.26 Elliptical biopsy incisions should be ori-
ented parallel to dermal lymphatics to minimize
interference with future sentinel node biopsy and
wide local excision. Routine hematoxylin and
eosin staining reveals small, round, blue cells with
large prominent nuclei, which is typical for other
neuroendocrine tumors. Immunohistochemis-
try is required to further classify this small round
blue cell tumor. Cytokeratin-20 is characteristic
for Merkel cell carcinoma (89 to 100 percent) but
present only in one-third of small-cell lung can-
cers. In contrast, thyroid transcription factor-1 is
usually absent in Merkel cell carcinoma but com-
mon in small-cell lung cancers.27 Neuron-specific
enolase, chromogranin A, and neural cell adhe-
sion molecules are additional though less specific
markers.28
Merkel cell carcinoma is a tumor that follows
the Halstedian model of metastatic spread, with
an orderly, stepwise progression of metastases
to regional nodes before hematogenous
Fig. 3. Ulcerated and crusted locally advanced Merkel cell carci- dissemination.29–33 Evaluation of the tumor spread
noma of the upper arm. (Courtesy of Nho Tran, M.D.) at the time of presentation (staging) will determine
treatment approach and prognosis. Involvement
of regional lymph nodes is relatively common
DIAGNOSTIC EVALUATION and early. It often occurs in the absence of deep
The diagnosis of Merkel cell carcinoma is invasion by primary tumor or large tumor size;
established by biopsy. The appearance of early however, intralymphatic (“in-transit”) metastases
Merkel cell carcinoma is misleadingly benign, and are uncommon. Regional lymph nodes are
the tumor is often thought to be a benign epider- examined as part of the initial physical assessment.
mal cyst until a biopsy specimen is obtained. His- The presence of regional adenopathy deserves
tologic confirmation by close-margin excisional, cytologic evaluation, preferably with ultrasound-
incisional, or punch biopsy is necessary to dif- guided fine-needle aspiration to distinguish
ferentiate the lesion from basal or squamous cell between metastatic and inflammatory adenopathy.

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Both ultrasound and computed tomography cytologic assessment (fine-needle aspiration or


are used, depending on the clinical setting, the core biopsies) are components of this clinical
anatomical location, and the surgeon’s preference. assessment (Table 1). Pathologic staging is based
Combination of physical examination, imaging, on postoperative histologic evaluation of the
and image-guided fine-needle aspiration are useful extent of tumor spread.
in determining gross metastatic involvement of Regional nodal metastatic disease is defined as
the lymph nodes (macrometastases), which would tumor spread confined to one or two contiguous
allow the surgeon to proceed with therapeutic nodal basins. In contrast to malignant melanoma,
lymph node dissection. In clinically negative current American Joint Committee on Cancer
regional lymph nodes, however, microscopic staging for Merkel cell carcinoma does not have
metastatic disease is present in 29 to 32 percent of a subcategory for in-transit metastatic disease.39
Merkel cell carcinoma patients.34,35 Histologic assessment of the regional lymph nodes
Merkel cell carcinoma patients with large is the key to pathologic staging and is unusu-
or ulcerated primary tumors and/or palatable ally important for this particular tumor. It is best
regional metastases are at risk for distant meta- accomplished by sentinel node biopsy followed
static disease. Although no consensus exists in the by comprehensive pathologic evaluation of the
literature, advanced imaging modalities such as sentinel node. The patients whose sentinel node
computed tomography/positron emission tomog- biopsy results were negative had a significantly
raphy fusion have superior ability for detecting better 5-year relative survival (76 percent) than
distant metastatic spread in rapidly proliferating those who were clinically observed (59 percent; p <
tumors,36,37 and may be helpful in localizing Merkel 0.0001).25 Because approximately one-third (29 to
cell carcinoma with unknown primary tumor.38 32 percent) of Merkel cell carcinoma patients with
clinically negative lymph nodes will harbor micro-
scopic lymph node metastases,34,35,40 the distinction
STAGING between clinical and pathologic staging (par-
Clinical staging is determined by the extent of ticularly histologic evaluation of lymph nodes) is
the tumor spread at the time of the initial evalu- highly significant for predicting outcomes.25 This
ation and before the first oncologic treatment. formed the basis for separating subgroups A and
Size of the primary tumor; involvement of the sur- B in stages I and II in the current American Joint
rounding structures; enlargement of the regional Committee on Cancer staging system.39
lymph nodes; and presence of distant metastases Merkel cell carcinoma has a high affinity to
based on physical examination, imaging, and lymph nodes. Distant nonregional lymph nodes

Table 1. New American Joint Committee on Cancer Staging Classification of Merkel Cell Carcinoma and
Survival*
Relative Survival (yr)
Stage Group Definition 1 3 5
Stage 0 0 Tumor in situ No data No data No data
Stage I: primary tumor IA Microscopically negative lymph nodes (pN0) 100 86 79
­diameter ≤2 cm (T1) IB Clinically negative, but not microscopically exam- 90 70 60
ined lymph nodes (cN0)
Stage II: primary tumor ­diameter >2 cm
2 to ≤ 5 cm (T2), IIA Primary tumor confined to skin (T2/3) with 90 64 58
­microscopically negative lymph nodes (pN0)
>5 cm limited to skin (T3) IIB Primary tumor confined to skin (T2/3) with 81 58 49
­clinically negative, but not microscopically
examined lymph nodes (cN0)
Outside skin (T4) IIC Primary tumor involving underlying structures 72 55 47
(T4) without regional metastases (N0)
Stage III: regional nodal IIIA Any primary tumor with nodal micrometastases 76 50 42
metastases (pN1a)
IIIB Any primary tumor with nodal macrometastases 70 34 26
(pN1b) or in-transit metastases (N2)
Stage IV: distant metastases IV Any primary or nodal disease with distant 44 20 18
­metastatic disease
*Data from Lemos BD, Storer BE, Iyer JG, et al. Pathologic nodal evaluation improves prognostic accuracy in Merkel cell carcinoma: Analysis
of 5823 cases as the basis of the first consensus staging system. J Am Acad Dermatol. 2010;63:751–761; and Edge SB, Byrd DR, Compton CC, et al.
AJCC Cancer Staging Manual. Vol. 1, 7th ed. New York: Springer; 2010.

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are the most common sites of metastatic spread, nodes. Regional recurrences were treated with
followed by liver, lung, bone, brain, and any other salvage lymphadenectomies. These recurrences,
organs. however, frequently represented the delayed
manifestation of micrometastases that were
TREATMENT present in the lymph nodes at the time of initial
presentation and treatment. In this setting, local
Treatment is dependent on clinical stage and and particularly regional adjuvant irradiation
may include any combination of excision, radia- following removal of the primary tumor was ben-
tion therapy, and chemotherapy. The infrequent
eficial in reducing local and regional relapse45
nature of Merkel cell carcinoma precludes large-
because it treated regional micrometastases.
scale randomized clinical trials to address contro-
Sentinel lymph node biopsy relies on selec­
versies of the width of the surgical margin and
tive sampling of the first lymph node(s)
the use of adjuvant radiation therapy. Although
draining the primary tumor. Its localization is
Merkel cell carcinoma is radiosensitive, the tra-
ditional treatment is surgical and has largely aided by preoperative lymphoscintigraphy and
been extrapolated from melanoma treatment intraoperative blue dye lymph node mapping. The
experience. sentinel node is identified and studied extensively,
and its histology has been demonstrated to
Surgical Treatment represent the status of the rest of the lymph
node basin for melanoma46 and a number of
Wide local excision of the primary tumor
other tumors. The tumors with a high affinity
with negative margins to the investing fascia or
to and frequency of lymphatic spread, such as
pericranium is the mainstay of surgical treatment.
Merkel cell carcinoma, are amenable to accurate
The width of margins, however, is controversial,41
staging by sentinel node biopsy because tumor
but a 1- to 2-cm margin has been advocated
involvement of the sentinel node precedes spread
based on retrospective data31 and the National
Comprehensive Cancer Network.42 Similarly, the of the tumor to other regional lymph nodes and
extension of margins beyond 1.1 cm did not have hematogenous metastases. Sentinel node biopsy
an impact on local recurrence rates in another has been shown to have both therapeutic and
large study.32 Two-centimeter margins should prognostic significance in Merkel cell carcinoma
probably be reserved for Merkel cell carcinoma patients. Positive sentinel node biopsy results
primary tumors greater than 2 cm in diameter.28 predict the risk of local, regional, and distant
An alternative to wide local excision is modified recurrence.34,40 For patients with metastatic
Mohs micrographic surgery that uses the Mohs disease in the sentinel node, therapeutic node
excision technique followed by reexcision of dissection is generally recommended based on the
the entire margin with a width of 0.5 to 1 cm. multidisciplinary consensus.28 Adjuvant radiation
This margin is then subjected to pathologic therapy may be considered to reduce the rate
examination. Mohs excision is comparable to of regional failures,40 particularly in high-risk
wide local excision local control,43,44 histologic patients. Alternatively, definitive nodal irradiation
inspection of the entire surgical margin, and can be delivered without completion of regional
tissue preservation advantage of the Mohs lymph node dissection. Negative sentinel node
technique. The latter is exceedingly valuable biopsy results denote a substantially lower rate of
for head and neck Merkel cell carcinoma and regional recurrences of 3 to 8 percent.35,40 This is
in proximity to cosmetically sensitive structures. related to the false-negative rate of sentinel node
Boyer et al. reported a 5-year survival of 79 biopsy, which is estimated to be approximately
percent with a 4 percent rate of local recurrence, 15 percent.35 This rate is higher for Merkel cell
a 16 percent rate of regional recurrence, and carcinoma than it is for melanoma. Several possible
an 8 percent incidence of distant metastatic explanations exist: (1) more common multinodal
spread for patients treated with Mohs excision involvement; (2) more common head and neck
alone. These values were not statistically differ­ locations; and (3) more common subcutaneous
ent for the group treated with adjuvant radiation spread of Merkel cell carcinoma that often has a
therapy.44 different lymphatic drainage pattern than that for
Management of the regional disease is the intradermal injection. Use of adjuvant radiation
critical point in the treatment of Merkel cell car- therapy to treat Merkel cell carcinoma patients
cinoma. The initial approach was based on the with negative sentinel node biopsy results remains
observation of clinically negative regional lymph controversial.

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Table 2. Recommended Radiation Therapy Doses Table 3. Indications for Postoperative Radiation
Therapy
Dose (Gy)
Primary tumor site Primary tumor >1 cm in diameter
Resection with negative margins 50–56 Absence of surgical assessment of lymph node basin
Microscopic positive margins 56–60 Positive sentinel node without completion of node dissection
Grossly positive margin 60–66 Bulky nodal disease with multiple (4+ axillary and 10+
Regional lymph node basin ­inguinal) lymph node metastases
Pathologically negative lymph nodes NR Extracapsular spread
Clinically negative without surgical staging 46–50 Salvage operation for recurrent disease
Failed sentinel node biopsy 46–50 Positive margins that cannot be surgically reexcised
Micrometastases
   Extremities or trunk 50
   Head and neck 50–56
Macrometastases Chemotherapy
   Axilla or groin 50–54 The aggressive biology of Merkel cell carci-
   Head and neck 50–56
noma, with high rates of regional and systemic
NR, not recommended.
metastases, makes the use of systemic chemother-
apy appealing. Indeed, chemotherapy has high
Patients with clinically positive regional initial response rates in metastatic settings, but
lymph nodes confirmed cytologically require it is also associated with frequent and substantial
evaluations for distant metastatic spread. In the toxicity that affects quality of life and mortality.
absence of distant metastases, therapeutic lymph- This makes it difficult to administer adjuvant che-
adenectomy is indicated. Despite this effort, motherapy in the absence of detectable disease
however, most of these patients with stage IIIB to patients, many of whom are old and medically
Merkel cell carcinoma will die as a result of their compromised.
disease, with only 26 percent of patients alive at Concurrent chemoradiation therapy is based
5 years.25,39 on the premise of chemosensitization of the
tumor to radiation therapy. Randomized trial
Radiation Therapy TROG 96:07 has examined the efficacy of
Merkel cell carcinoma is a radiosensitive radiation therapy with and without concurrent
tumor. Radiation therapy is used for the treat- chemotherapy (carboplatin and etoposide) in
ment of local and regional disease as a single Merkel cell carcinoma and failed to show a survival
definitive modality or as a postoperative (adju- benefit.50 Similarly, adjuvant chemotherapy did
vant) therapy following completion of surgical not demonstrate improvement in survival in
treatment. Definitive radiation therapy usually several underpowered studies.32,33 Neoadjuvant
delivers 45 to 70 Gy and is typically used in chemotherapy relies on the induction of remission
patients who are either not acceptable surgical followed by consolidation with local and regional
candidates because of medical comorbidities, radiation therapy.51 The initial response rate is
or whose tumors are unresectable because of high, but data supporting the survival benefit are
advanced disease. Local and regional control lacking in the literature.
within the irradiated field of 75 percent has been Multiagent chemotherapy with regimens that
reported.47 Adjuvant radiation therapy usually are used in the treatment of small-cell lung carci-
includes primary tumor site and regional lymph noma is typically used for management of distant
nodes (Table 2). A number of studies reported disease. An overall response rate of 57 percent
improved local and regional control for com- has been reported.52 Responses to combinations
bined surgical and radiation treatment, with the of cyclophosphamide/doxorubicin/vincristine
highest level of evidence being a comprehensive (61.5 to 70 percent), platinum/etoposide (47 to
review of 132 published studies48 and retrospec- 60 percent), and doxorubicin/cisplatin (100 per-
tive review of the Surveillance, Epidemiology cent) were observed.52,53 The median duration of
and End Results Program database.49 Routine response was 8 months overall, with 3 months for
administration of adjuvant radiotherapy is con- partial and 20 months for complete responses.52
troversial. Postoperative irradiation is strongly Data to support the use of chemotherapy are lack-
indicated in high-risk patients that have bulky ing because of the infrequent nature of Merkel
regional disease, extracapsular extension, and cell carcinoma. Adjuvant chemotherapy is not
multiple metastatic lymph nodes with more than routinely recommended unless the clinical situa-
four axillary or more than 10 inguinal lymph tion dictates a high risk of distant metastatic dis-
nodes42 (Table 3). ease.42 The main considerations for chemotherapy

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Volume 131, Number 5 • Merkel Cell Carcinoma

administration are patients at high risk for devel- Alex Senchenkov, M.D.
opment or with presence of distant metastatic dis- Mayo Clinic
ease, and patients with recurrent disease in whom 200 First Street SW
effective surgical and radiation treatments are not Rochester, Minn. 55905
senchenkov@yahoo.com
feasible.

Acknowledgments
FOLLOW-UP The authors thank Heather M. Vaith and John P.
Merkel cell carcinoma has a high recur- Hedlund for assistance in preparation of this article.
rence rate, and close follow-up is necessary. Mean
relapse time is 8 months, and 90 percent of recur-
rences occur within the first 2 years after initial References
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