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Rheological Properties and In Vivo Performance

Characteristics of Soft Tissue Fillers


Christopher K. Hee, PhD,* Garrett T. Shumate, BS,* Vic Narurkar, MD,†
Aude Bernardin, PhD,* and Darin J. Messina, PhD*

BACKGROUND Physicochemical properties and performance in nonclinical animal models can provide
insights into soft tissue filler performance.

OBJECTIVE To evaluate the in vivo performance of fillers with different compositions and physicochemical
properties.

MATERIALS AND METHODS Physicochemical properties were measured in vitro. Rat models were devel-
oped and used to compare lift capacity, resistance to deformation, and tissue integration. Four homogeneous
hyaluronic acid (HA) fillers, 2 nonanimal stabilized HA (NASHA) fillers, and 1 calcium hydroxylapatite/car-
boxymethyl cellulose (CaHA/CMC) filler were evaluated.

RESULTS Filler lift capacity correlated better with filler composition/type (homogeneous > NASHA > CaHA/
CMC) than with specific rheological properties. The CaHA/CMC filler had high initial resistance to deformation
relative to other groups; all HA fillers exhibited lower initial resistance to deformation, which increased over
time. Homogeneous HA fillers were integrated with surrounding tissue, whereas integration within particle-
based fillers (NASHA and CaHA/CMC) was variable, with some areas void of tissue.

CONCLUSION The animal models provide a platform to make comparative evaluations among fillers. The
results indicated that biological interaction plays an important role in how the filler performs. Rheology alone
was not sufficient to understand filler performance but was most useful when comparing within fillers of
similar composition.

C. K. Hee, G. T. Shumate, A. Bernardin, and D. J. Messina are employees of Allergan, Inc. V. Narurkar serves
as an investigator for Allergan. This study was sponsored by Allergan, Inc., Irvine, CA. Editorial assistance
(manuscript editing and formatting) was provided to the authors at their request by Peloton Advantage,
Parsippany, NJ and funded by Allergan Inc.

ver 2.3 million filler procedures were performed Additionally, fillers comprised of other materials,
O in the United States in 2014, of which 78% used
hyaluronic acid (HA)-based injections, 11% used
including CaHA/CMC, provide options with different
physicochemical properties.4,5
calcium hydroxylapatite/carboxymethyl cellulose
(CaHA/CMC) fillers, and the remaining 11% used Fillers are traditionally characterized by rheology (i.e.,
other materials (e.g., poly-L-lactic acid).1 Although physical response to applied forces). These properties,
most HA-based fillers are comprised of the same along with certain assumptions, have been used to
components (HA cross-linked with 1,4-butanediol predict how fillers will perform clinically. For instance,
diglycidyl ether), variations in HA raw material, cross- a filler with a higher G9 value (i.e., firmer or more
linking density, and manufacturing processes can result elastic) is assumed to resist tissue forces better and
in products with a wide array of physicochemical provide better lift than a filler with a lower G9
properties. For example, cross-linked HA fillers can be value.2,3,6–8 Although individual rheological proper-
homogeneous or particles suspended in a carrier.2,3 ties are able to provide a framework for understanding

*Allergan, Inc., Irvine, California; †Bay Area Laser Institute, San Francisco, California

© 2015 by the American Society for Dermatologic Surgery, Inc. Published by Wolters Kluwer Health, Inc. All rights reserved.
· ·
ISSN: 1076-0512 Dermatol Surg 2015;41:S373–S381 DOI: 10.1097/DSS.0000000000000536

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DERMAL FILLER PERFORMANCE

some of the differences between fillers, direct trans- For water uptake, 0.1 mL of filler was mixed with
lation of specific properties to clinical performance 0.7 mL of phosphate buffer by repeated syringe–
becomes difficult, as performance is influenced by syringe passes over 1 hour. Any buffer that was not
a variety of filler characteristics (e.g., G9, cohesivity, taken up by the filler was dyed using a blue-dyed latex
HA concentration, water uptake) and application (e.g., bead solution (catalog #L1398, Sigma-Aldrich, St.
plane of injection, location, volume injected). Louis, MO). The maximum absorption ratio was
calculated as the percentage difference between the
As a supplement to rheological data, animal models initial gel percentage (12.5%) and the final gel per-
can be used to predict performance of fillers in a bio- centage (height of nondyed phase/total height of gel
logical environment over time. Combining the 2 data and buffer).
sets provides a platform for comparing the perfor-
mance of different fillers and, in combination with For microscopic appearance, samples were extruded
an understanding of the physicochemical properties, directly from the syringe onto a clean glass slide and
can be a useful tool when designing or selecting a filler gently spread with a spatula without any other prep-
for a specific desired indication. To this end, 3 novel aration (e.g., dilution or drying) and brightfield images
animal models were developed to study the compar- taken.
ative lift capacity, resistance to deformation, and tissue
integration of fillers with varying compositions and
In Vivo Experiments
physicochemical properties.
Animal models were developed using a clinically rel-
Methods evant three-dimensional (3D) imaging tool to compare
specific in vivo performance characteristics relevant to
Products the functions of filling and volumizing, that is, the
capacity to lift/project overlying tissue, the ability to
The fillers evaluated in this study were Hylacross cross-
resist deformation, and the integration of the filler with
linking technology (homogeneous): Juvéderm Ultra Plus
surrounding tissue. Filler was injected in the sub-
XC (HYC-24L+; Allergan, Inc., Irvine, CA); Vycross
cutaneous plane to generate comparative data in the
cross-linking technology (homogeneous): Juvéderm
lift capacity and resistance to deformation models.
Volbella with Lidocaine (VYC-15L; Allergan, Inc.),
This tissue plane and location of injection allow for
Juvéderm Volift with Lidocaine (VYC-17L; Allergan,
a consistent, defined bolus that can be measured by 3D
Inc.), and Juvéderm Voluma with Lidocaine (VYC-20L;
imaging and incorporates the tension forces of the
Allergan, Inc.); nonanimal stabilized HA (NASHA)
overlying skin. For tissue integration, an indication-
cross-linking technology (particle-based): Restylane-L
specific plane of injection was used. Sprague Dawley
(RES-L, Medicis Aesthetics Inc), Perlane-L (PER-L;
rats (Charles River Labs, Wilmington, MA) aged 2 to 4
Medicis Aesthetics Inc., Scottsdale, AZ); and CaHA/
months were used for all in vivo studies. Animals were
CMC (particles in carrier): Radiesse (RAD) (Merz
anesthetized by isoflurane inhalation and humanely
Aesthetics, Raleigh, NC). With the exception of RAD,
euthanized by CO2 exposure. The Animal Care and
all products contained 0.3% lidocaine.
Use Committee approved the studies.

In Vitro Experiments
For lift capacity and resistance to deformation studies,
Physicochemical properties were determined in vitro. animals received 125 mL of filler as a subcutaneous
Rheological measurements were conducted on 3 lots of bolus overlying the skull using a 27-gauge half-inch
each filler using a rheometer at 5 Hz with 0.8% strain needle. The bolus projection was assessed using
with a C35/2 degrees geometry. Resistance to com- a Canfield Vectra M1h 3D imaging system (Canfield
pression was determined by measuring the maximum Scientific, Fairfield, NJ). For the lift capacity study,
normal force of the filler while compressing at 0.8 mm/ 3D images were captured of unmanipulated boluses
min for 2 minutes with a 25-mm plane geometry.2 at serial time points (immediately after injection, 1

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HEE ET AL

day, and 1, 2, 4, and 12 weeks after injection; n = 10/ Results


group), and the mean height of the bolus was deter-
mined using the 3D images. For the resistance to In Vitro Experiments
deformation study, decrease in mean height after
Physicochemical properties are listed in Table 1. The
application of a standardized force to the bolus was
energy stored and given back after shear stress (G9,
evaluated over 2 days (n = 6/group/time point). At
elastic modulus) and the energy dissipated during
each postinjection time point (immediately, 1 and 2
shear stress due to friction (G$, viscous modulus) were
days), an image was captured; a 319 g force was then
highest in the CaHA/CMC filler, followed by the
mechanically applied to the bolus for 3 seconds (to
NASHA particle-based fillers, and lowest for the
represent the force of a thumb), and another image
homogeneous fillers. The resistance to compression, as
was subsequently captured. Resistance to deforma-
a measure of cohesivity, was also highest in the CaHA/
tion was calculated as the percent decrease in mean
CMC fillers. The resistance to compression in the
height of the filler before and after application of the
homogeneous group of fillers was stratified, with
force.
HYC-24L+ having higher resistance to compression
than VYC-15L, VYC-17L, and VYC-20L. The
For tissue integration, injections were performed on
NASHA particle-based fillers had resistance to com-
either the back or flanks of the animal (n = 8/group/
pression similar to the homogeneous fillers.
time point). Each animal received either sub-
cutaneous bolus injections (200-mL) on the back
Maximum water uptake, which relates to potential for
using a 27-gauge half-inch needle or intradermal
an increase in filler volume due to the absorption of
linear thread injections (20-mL) on the flanks deliv-
water, is reported in Table 1. In this assay, the
ered in a retrograde manner using a 27-gauge 1.25-
homogeneous fillers exhibited varying capacities to
inch needle. The injected filler and surrounding tissue
take up water, with VYC-15L, VYC-17L, and VYC-
were explanted at 1 and 4 weeks, fixed in 10% neutral
20L fillers taking on less water (100%–250%) than
buffered formalin, embedded in paraffin wax, and
HYC-24L+ (425%–475%). The NASHA particle-
sectioned (5 mm) using a rotary microtome. Sections
based fillers took on less water (65%–115%) than the
were stained using hematoxylin and eosin (catalog
homogeneous fillers. RAD was not evaluated as the
#7111 and 7221; Richard-Allan Scientific, Kalama-
composition of the filler did not allow for measure-
zoo, MI) and Van Gieson/colloidal iron (catalog
ment in this assay.
#KTCIRPT, American MasterTech, Lodi, CA, USA).
Stained sections were imaged using a NanoZoomer
Representative microscopic images of the respective
2.0HT (Hamamatsu Photonics K.K., Hamamatsu
filler types are shown in Figure 1. The homogeneous
City, Japan). A histopathologist masked to treatment
fillers (Figure 1A) are smooth, with cross-linked units
made observations, including extent of tissue sur-
that are shapeless and not visible as defined particles.
rounding and integrated with the filler and inflam-
The NASHA particle-based fillers (Figure 1B) have
matory cell response.
cross-linked units that are visible within the carrier.
The CaHA/CMC fillers (Figure 1C) have CaHA par-
Statistical Analysis ticles visible within the CMC gel carrier.

For lift capacity, a 2-way repeated-measure analysis


In Vivo Experiments
of variance (ANOVA) was performed to identify
differences among fillers, both overall and at individual Lift capacity data are presented in Table 2 and Fig-
time points. For resistance to deformation, a 2-way ure 2. Maximum mean height was observed immedi-
ANOVA was performed to identify differences within ately after injection, followed by a decrease in mean
fillers over time and among fillers at individual time points. height over time. Significant differences within indi-
Tukey’s multiple comparison test was used for pairwise vidual time points and over the duration of the study
comparisons. Significance was determined at p < .05. (Overall Lift) are presented in Table 2. The relative

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DERMAL FILLER PERFORMANCE

TABLE 1. In Vitro Properties of Soft Tissue Fillers (mean 6 SD)

Maximum HA
Type of G9 at 5 Hz G$ at 5 Hz Compressive Water Uptake Concentration
Material Products (Pa) (Pa) Force (gmf) (%) (Mg/mL)
Homogeneous HYC-24L+ 244 6 14 76 6 2 78 6 3 425–475 24
VYC-15L 274 6 14 41 6 2 18 6 2 100–150 15
VYC-17L 317 6 19 42 6 3 24 6 2 160–210 17.5
VYC-20L 353 6 32 40 6 1 35 6 2 200–250 20

NASHA Particle-Based RES-L 710 6 40 204 6 10 26 6 1 65–115 20


PER-L 849 6 93 198 6 29 27 6 1 65–115 20

CaHA/CMC RAD 2782 6 620 1075 6 181 225 6 17 N/A N/A

differences in mean height over time can be seen in at this time point (p # .001) and did not significantly
Figure 2A for homogeneous fillers and in Figure 2B change over the course of the experiment.
for particle-based fillers. Differences between the
lift curves can be seen within groups of fillers based Tissue integration was assessed at 1 and 4 weeks after
on composition. Additionally, mean height over injection. VYC-20L and PER-L were assessed as
time is presented for the fillers with the highest G9 a subcutaneous bolus, consistent with their clinically
from each category of filler (homogeneous filler, indicated injection depth (Figure 4). VYC-20L
NASHA particle-based filler, and CaHA/CMC) exhibited some host tissue ingrowth as early as 1 week
(Figure 2C). after injection with well-defined collagenous tissue
distributed throughout the injected filler at 4 weeks.
Resistance to deformation data is shown in Figure 3. The tissue ingrowth observed for PER-L was more
All HA fillers had a relatively low resistance to defor- variable than with VYC-20L at both 1 and 4 weeks,
mation immediately after injection (32.4%–40.5%), with some areas exhibiting tissue ingrowth and other
as shown by the high percent decrease in mean height, areas void of tissue. HYC-24L+, VYC-15L, VYC-17L,
and this resistance to deformation significantly RES-L, and RAD were injected through linear
increased (p # .0318) in the HA groups over time. threading in the intradermal plane, consistent with
Conversely, RAD had a relatively high resistance to their clinically indicated injection depth for filling
deformation (14.1%) immediately after injection, wrinkles and folds (Figure 5). HYC-24L+, VYC-15L,
which was significantly different than all other groups and VYC-17L were observed to be distributed within

Figure 1. Representative microscopic images of types of filler materials including (A) homogeneous, (B) NASHA particle-
based, and (C) CaHA/CMC (magnification, ·131).

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HEE ET AL

the spaces in the dermal tissue at both 1 (data not

0.84 6 0.02*†‡xk

0.91 6 0.02*†‡xk
shown) and 4 weeks (Figure 5, A–C). Variable distri-

0.76 6 0.02*‡k

0.74 6 0.02*
Overall
bution was observed within the spaces in the dermal
0.66 6 0.02

0.69 6 0.02

0.67 6 0.02
tissue for RES-L, with some areas of integration and
some large aggregates void of tissue (Figure 5D). RAD
exhibited less distribution within the tissue at 4 weeks
(Figure 5E). Macrophage and lymphocyte infiltration
0.67 6 0.04*†‡k¶
12 Weeks

0.56 6 0.13k¶
was only observed with RAD and ranged from slight
0.48 6 0.09k

0.47 6 0.08k
0.39 6 0.12
0.46 6 0.13

0.24 6 0.10
to severe at both 1 and 4 weeks.

Discussion
0.81 6 0.07k
0.62 6 0.08
0.60 6 0.16
0.64 6 0.17

0.61 6 0.12
0.65 6 0.12

0.46 6 0.12

Soft tissue fillers are designed to lift the tissue and add
4 Weeks

volume to improve the aesthetic appearance of wrin-


kles, folds, or volume lost during aging. Although
physicochemical properties (e.g., rheology, HA con-
0.89 6 0.15*†‡xk

0.93 6 0.06*†‡xk

centration, water uptake potential) are an effective


2 Weeks

way to measure differences among fillers, they are


0.59 6 0.08
0.70 6 0.13

0.65 6 0.11
0.67 6 0.08

0.56 6 0.15

difficult to translate to clinical performance, as the


filler’s properties likely changes upon interaction with
the tissue environment over time. As a result, novel
animal models were developed to assess relevant per-
0.96 6 0.12*†‡xk

0.87 6 0.10*‡xk

formance attributes of various fillers exhibiting dif-


1 Week

0.87 6 0.15k
0.77 6 0.13

0.69 6 0.14
0.71 6 0.16

0.63 6 0.12

ferent physicochemical properties to better evaluate


the impact of the biological environment over time.
This provides a platform to understand which per-
TABLE 2. Lift Capacity of Dermal Fillers (Mean Height [mm 6 SD])

formance attributes may be most indicative of clinical


1.08 6 0.10*†‡xk

performance for a specific indication.


1.00 6 0.14*‡x
1 Day

0.72 6 0.14
0.85 6 0.12

0.70 6 0.17
0.77 6 0.23

0.82 6 0.17

An understanding of the capacity of a filler to lift is


essential to predict the ability of a filler to function as
¶Increased compared to HYC-24L+, within time point (p < .031).

a volumizer or effectively correct wrinkles. Fillers with


*Increased compared to VYC-15L, within time point (p < .038).
†Increased compared to VYC-17L, within time point (p < .042).
‡Increased compared to RES-L, within time point (p < .017).
xIncreased compared to PER-L, within time point (p < .010).
1.19 6 0.13*†‡

greater lift may potentially be more useful in volumizing


kIncreased compared to RAD, within time point (p < .036).
1.10 6 0.10*

1.03 6 0.10*

1.02 6 0.16*
1.08 6 0.10*

1.14 6 0.11*
0.83 6 0.15
0 Days

applications where projection is required and those


with less lift more suitable for more superficial appli-
cations, including filling of folds or wrinkles where
a softer gel may be more desireable.6,7,9–11 In comparing
HYC-24L+
Product

VYC-15L
VYC-17L
VYC-20L

the volumizing fillers based on lift alone, VYC-20L


RES-L
PER-L

RAD

exhibited greater lift than PER-L. This is consistent with


clinical assessments demonstrating the volumizing
capabilities of VYC-20L.12,13 Similarly, fillers such as
NASHA Particle-Based
Type of Material

HYC-24L+, VYC-17L, VYC-15L, and RES-L had less


lift capacity, which is more consistent with their clinical
Homogenous

indication, including filling of wrinkles and folds.


CaHA/CMC

Historically, G9 has been used to predict and describe


the lift capacity of a filler.2,3,6,8,10 In evaluating the

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DERMAL FILLER PERFORMANCE

Figure 2. Average mean height over the 12-week lift capacity experiment for (A) homogeneous HA fillers, (B) particle-based
fillers (NASHA and CaHA/CMC), and (C) the highest G9 in each category (homogeneous, NASHA particle-based, and CaHA/CMC).

rheological properties of the products tested in this CMC fillers and lowest in the homogeneous fillers, in
study, G9 and G$ were stratified among products of actuality, the lift capacity did not follow the same trend
different compositions (i.e., CaHA/CMC >> HA (Figure 2C). When looking at all fillers as a group (Fig-
particle-based fillers > homogeneous HA fillers). ure 6, dashed line), lift did not correlate with increasing
Although the relationship of G9 across filler types would G9. Although G9 was not predictive of lift capacity when
suggest that lift capacity would be greatest in the CaHA/ evaluating all fillers together, G9 had a positive

Figure 3. Resistance to deformation of dermal fillers (% decrease in mean height [mm/mm 6 standard deviation]). *Sig-
nificantly increased versus RAD, within time point (p # .001); †significantly decreased versus day 0, within group (p # .032);
‡significantly decreased versus day 1 (p # .002).

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HEE ET AL

Figure 4. Subcutaneous tissue integration of (A) VYC-20L and (B) PER-L at 4 weeks after Van Gieson/colloidal iron staining.
Colloidal iron stains mucopolysaccharides (i.e., HA) blue and Van Gieson stains collagen red and muscle brown. The
subcutaneous bolus (blue) can be seen underlying the panniculus muscle (brown), with different amounts of tissue inte-
gration (red) within the fillers.

correlation to the overall lift capacity when fillers of relative water uptake, exhibited greater lift from day 1
similar composition/cross-linking technology were through 2 weeks compared to all groups except VYC-
grouped (Figure 6, solid or dotted lines). Evaluation of 20L. However, at time points past 2 weeks where the
other physicochemical parameters (G$, compressive filler would not be expected to continue to take up
force, HA concentration) did not show a consistent water, the lift for HYC-24L+ decreases, resulting in
relationship with overall lift, either across all fillers or significantly less lift than VYC-20L and PER-L at 12
within groups of similar compositions/cross-linking weeks. Although not investigated here, additional fac-
technologies (data not shown). This analysis suggests tors such as degradation may also play a role.
that other parameters besides physicochemical param-
eters may influence the performance of a filler. One Resistance to deformation, which is relevant to the
possible contributor is filler composition. For example, ability to sculpt and massage a filler to achieve the
RES-L, PER-L, and RAD are fillers that exhibited lift desired effect, is also an important attribute of fill-
initially but decreased starting at day 1 (Table 2 and ers.11,12 The resistance to deformation is a function of
Figure 3B). The retention, or lack thereof, of the carrier the physicochemical properties, including cohe-
over time is not measured through rheological testing sivity.2,8 The observed immediate resistance to defor-
but may affect the ability to maintain lift over time. mation (i.e., percent decrease from pre-to-post force)
Conversely, a filler such as HYC-24L+, with a higher was consistent with the measured cohesivity of the

Figure 5. Intradermal tissue integration of (A) HYC-24L+, (B) VYC-15L, (C) VYC-17L, (D) RES-L, and (E) RAD at 4 weeks after
Van Gieson/colloidal iron staining. Colloidal iron stains mucopolysaccharides (i.e., HA) blue and Van Gieson stains collagen
red and muscle brown. The filler (blue) is observed within the collagenous dermis (red).

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DERMAL FILLER PERFORMANCE

Figure 6. Plot of overall lift versus G9. Linear relationships between overall lift (from Table 2) and G9 (from Table 1) are
shown for products of similar composition/cross-linking technology (homogeneous VYC HA fillers [solid line] and NASHA
particle-based fillers [dotted line]) and for all groups combined (dashed line).

fillers, with significantly more resistance to deforma- VYC-20L exhibited the greatest change in moldability
tion observed in the CaHA/CMC filler, which had over time compared to other groups, suggesting it
a 3- to 12.5-fold greater cohesivity than the other fill- would perform well in volumizing applications. Con-
ers. The relatively lower resistance to deformation versely, the remaining products, with the exception of
observed at early time points in this animal model for RAD, have profiles (lower resistance to deformation at
the HA-based fillers is consistent with clinical obser- day 1 and 2 compared to VYC-20L) suggesting use-
vations that describe VYC-20L and VYC-15L as easy fulness in intermediate-depth and superficial-depth
to sculpt and massage.11,12,14 Although this is a desired applications. RAD is an outlier among these products,
property at the time of injection, increased resistance as the resistance to deformation was relatively high
to deformation over time is preferred to prevent immediately after injection and did not change with
inadvertent alteration of the correction. In contrast to time, which may limit its use in highly mobile areas (e.g.,
RAD, which had a relatively high resistance to defor- lips) or in anatomically unforgiving areas (e.g., the
mation at all time points, HA-based fillers exhibited an periocular region).4,5
increased resistance to deformation over time. It is
notable that some degree of deformation was observed In addition to physical performance attributes, the
at the 1 and 2 day time points, suggesting that some ability of a filler to provide a natural look and feel is
degree of malleability was maintained, as opposed to desirable. This has been observed clinically, with
a filler that is solid within the tissue. This change in the a significant improvement in the natural look, soft-
resistance to deformation over time is likely due to the ness, and appearance of lips for VYC-15L compared
interaction of the filler with the tissue, including water to RES-L.14 This study investigated the ability of the
uptake and distribution/integration of the filler. The filler to distribute or integrate with the surrounding
importance of this relative degree of resistance may be tissue, as this may relate to how the filler looks and
dependent on indication. For instance, in volumizing feels within the tissue. For example, a filler that is
applications (i.e., supraperiosteal or subcutaneous integrated with the tissue may look and feel more like
injection), a higher resistance to deformation over time natural tissue compared to a filler that remains segre-
may be desired to prevent spreading of the filler, which gated from the tissue. The results of these studies
could lead to loss of projection.3,4,7,9 As the plane of showed different distribution and integration patterns
injection becomes more superficial, qualities associ- at 1 and 4 weeks for homogeneous fillers (HYC-24L+,
ated with a lower resistance to deformation (e.g., VYC-20L, VYC-17L, and VYC-15L) compared to
moldability and spreadability) are more desirable. particulate fillers (RES-L, PER-L, and RAD). The

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HEE ET AL

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© 2015 by the American Society for Dermatologic Surgery, Inc. Published by Wolters Kluwer Health, Inc. Unauthorized reproduction of this article is prohibited.

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