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12th IEEE International Conference on Communication Systems and Network Technologies

Analysis of Adaptive Equalization Techniques for


2023 IEEE 12th International Conference on Communication Systems and Network Technologies (CSNT) | 978-1-6654-6261-7/23/$31.00 ©2023 IEEE | DOI: 10.1109/CSNT57126.2023.10134736

Burst Digital Transmission


Nitin Tandon
Defence Electronics Applications Laboratory
DRDO, Dehradun, India
nitin.tandon.deal @gov.in

Abstract— Adaptive equalizer is one of the key building equalization scheme is employed. Usage of Blind equalization
blocks of receiver chain employed in wireless communication scheme has been discussed in [5].
systems. It attempts to eliminate the Inter Symbol Interference
(ISI) induced due to multipath fading. In this paper, rationale Various architectural and design optimizations have been
for selection of suitable adaptive equalization scheme, pertinent proposed for efficient usage of adaptive equalization schemes
to burst digital transmission under various channel conditions, in communication receivers. A hybrid adaptive filter has been
has been provided. Various aspects of adaptive equalizer design proposed in [12], which requires less area and have higher
considering burst mode of operation has been discussed. Besides speed compared to LMS and NLMS (Normalized LMS, a
that, hardware implementation result for various equalization Variant of LMS) equalization schemes while less power
schemes has been presented so as to ascertain their suitability. consumption compared to RLS scheme. Adaptive cascaded
equalizer is proposed in [13] by cascading CMA equalizer,
Keywords— fading, equalizer, synchronization, burst, digital phase locked loop (PLL) and DFE which provides
multipath, delay spread, Doppler, ISI good performance for unmanned aerial vehicle data link. In
[14], two new low power and high speed reconfigurable
I. INTRODUCTION
parametric equalizer designs are proposed which are based on
To improve the receiver performance by mitigating the the row bypassing multipliers and are implemented using
effect of Inter Symbol Interference (ISI) in a wireless carry save adder (CSA) and ripple carry adder (RCA).
communication scenario, either of two of the methods are Realization of a reconfigurable finite-impulse-response (FIR)
typically employed; adaptive equalization (for single carrier filter for simultaneous equalization and low pass filtering has
systems) or Orthogonal frequency Division Multiplexing been proposed in [15] employing farrow structure.
(OFDM, a form of multi carrier modulation scheme for multi
carrier systems). Basically, Equalizers are filters (generally An equalization scheme is selected based on transmitter
employing transversal or lattice structure) that attempt to data rate requirement, modulation scheme being used and
match the propagation channel response. For the propagation characteristics of communication channel. It also depends on
channels which vary with time, adapting the equalization filter processing power capability of receiver. Also the mode of
weights is necessary so as to continuously match to the transmission (burst/continuous mode) has an impact on
channel response over time. In this context, they are termed as equalizer design. This paper analyses the requirement of
adaptive equalizers. For various communication devices such equalization in burst mode of communication and discuss on
as Cell phones, Handheld and Manpack radios etc. single certain design aspects related to burst data transmission. Also
carrier communication along with adaptive equalization is FPGA implementation results of few of the commonly used
usually preferred over OFDM (OFDM suffers from PAPR equalization schemes has been presented and by analyzing
issue[1], hence having higher transmit power requirement) them the suitability of a particular scheme can be ascertained.
owing to their limited power budget as these equipments are The rest of the paper is organized as follows. In Section II,
battery powered in nature. basics of adaptive equalization is discussed. Linear
Basic equalization schemes are classified as Linear Equalization schemes are detailed in Section III. Two of the
Equalization (LE) and Non-Linear Equalization (NLE) variants of nonlinear equalization, the Decision Feedback
schemes which employs various algorithms such as Least Equalization and MLSE Equalization are discussed in Section
Mean Squares (LMS), Recursive Least Squares (RLS), IV and Section V respectively. Various design aspects related
Constant Modulus Algorithm (CMA) and their variants. NLE to equalization in burst communication systems is explained
mainly comprises of Decision Feedback Equalization (DFE), in Section VI. Finally concluding remarks are offered in
Maximum Likelihood Sequence Estimation (MLSE) or Section VII.
Maximum Aposteriory Probability (MAP) architecture. There II. BASICS OF ADAPTIVE EQUALIZATION
are numerous examples available in literature in which usage
of adaptive equalization in wireless communication receiver In a multipath fading communication channel, several
has been explained. In [2], adaptive equalization for TDMA delayed and constantly changing versions of the transmitted
based systems has been presented. In High frequency (HF) signal is detected by the receiver. Due to time-dispersive
radios, RLS-DFE equalization scheme has been channel phenomenon, there occurs inter symbol interference
predominantly used [3]. In GSM systems [4], MLSE (ISI), as the symbols received from various paths gets delayed

978-1-6654-6261-7/23/$31.00 ©2023 IEEE 377


DOI: 10.1109/csnt.2023.68
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and overlap in time. High received error rates (calculated in (decision directed mode). Blind equalization (which doesn’t
terms of BER) is caused due to ISI as the symbols received require any training sequence) is a scheme used in scenario
from various different paths interfere with each other and where training sequence overhead is not desirable. Block
receiver system is not able to distinguish them. The level of diagram of LE has been depicted in Fig.2.
multipath is quantified in terms of delay spread of channel. If
the amount of delay spread is significantly less than Depending on spacing between equalizer taps, LE can be
transmitted symbol duration, it is called frequency flat fading symbol-spaced or fractional symbol-spaced. For a symbol-
(a situation of no ISI). Otherwise, it is termed as frequency spaced equalizer, the number of samples per symbol, K, is 1
selective fading (a scenario when ISI is present). It simply while K ≥ 2 for a fractional spaced equalizer (FSE). For each
can’t be mitigated by increase in transmit power (i.e. with type, tap-weight updation occurs at the output rate. Fractional
increased SNR) as the power of other paths also increases spaced equalizers are commonly used as they not sensitive to
besides main path [7]. Frequency selective fading leads to timing phase. However to cater for same amount of multipath,
irreducible BER with increase in SNR. Also due to relative number of taps required are more in case of FSE.
motion between source and observer, the channel Minimization of Mean Square Error (MSE) between
characteristics changes with time. If change in channel is actual and desired equalizer output is the commonly used
much slower compared to transmit symbol period, it is termed criteria for optimization of equalizer coefficients, which leads
as slow fading. Otherwise it is considered as fast fading. to Wiener solution [9], optimal in MSE sense. A stochastic
gradient descent approach, to recursively minimize MSE has
Adaptive equalization techniques are used to combat ISI
been proposed by Widrow [2], which is known as Least Mean
arising in multipath fading channels. Equalizer tends to acts Square (LMS) algorithm. Other commonly used algorithms
as an inverse filter of the communication channel. For a time employed for weight updation are Recursive Least Squares
varying communication channel, an adaptive equalizer is (RLS) or Constant Modulus Algorithm (CMA, a blind
designed to track the variations in channel response. Basics equalization scheme not requiring training sequence for
of adaptive equalization is well documented [6] [9]. Various weight adaptation).
equalization techniques can be categorized in form of types,
structures and applied algorithms [6] as per Fig.1. Drawback of LE are that if a null exists in the frequency
response of a channel, linear equalizers tend to enhance the
noise. Hence their usage is confined to slow and moderately
frequency selective channels.

Fig. 1. Equalizer types, structures and algorithms

Primarily the equalizers are divided into two types; linear


Fig. 2. Transversal filter structure of Linear Equalizer
and nonlinear. These are discussed in following sections.
III. LINEAR EQUALIZATION Simulation of linear equalization schemes is performed
and subsequently CMA scheme based LE is implemented and
Linear Equalizers (LE) comprises of a tapped delay line tested (as hardware results are more useful when practical
structure (a transversal FIR filter). The coefficients (also realization of equalizer is under consideration) using V6
called weights or taps) are adapted based on error signal FPGA development board, noise generator and Channel
between equalized output and ideal/desired output. Emulator (NI PXIe-5644 Vector Signal Transceiver)
The equalizer outputs a weighted sum of the values in the hardware. Waveform employs pi/4-DQPSK modulation
delay line and updates the weights once per symbol period scheme with symbol rate of 1Msps (symbol duration T=1000
which are then used for evaluating next symbol. Generally an ns) and BW of 1.25 MHz (with RRC roll off (α=0.25)).
initial training sequence is provided to equalizer (known as Performance of equalizer is tested for deterministic as well as
training mode) for quick adaption of its weights which is stochastic channels. It is tested for burst transmission with
followed by adaption based on decision on output symbols packet duration of 2.5 msec having 5000 bits. Initial portion

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of 136 micro sec (272-bit duration) is used for Power amplifier performance of equalizer is evaluated for following tabulated
(PA) ramp up and RF analog AGC settling purpose. It is deterministic channels as per Table 1 and compared with the
followed by SYNC bits (128-bit duration) and actual payload case when equalization is not performed.
(FEC encoded 4000 bits) followed by Propagation guard of
0.3 msec (to account for 100 Km range as a design criteria). TABLE I. CHANNEL PROFILES USED FOR TESTING EQUALIZER
The packet structure is given in Fig.3. Channels Path Delay (in nsec) Relative Path Gain (dB)
AWGN Single path with Path gain of 0 dB
PA Ramp-up & SYNC(128) Raw bits(4000) Propagation CH1 [0 100 200 300 400 500] [0 -6 -12 -12 -12 -12]
AGC settling Guard(600) CH2 [0 500 1500 2000] [0 -6 -12 -18]
(272) CH3 [0 600 1200 1800] [0 -6 -18 -18]
CH4 [0 1000 2000] [0 -6 -12]
Fig. 3. Packet Structure employed for equalizer testing
CH5 [0 250 500 1000] [ 0 -6 -6 -6]

The target BER requirement is 10!" as FEC can then


bring it down to 10!# which is the desired criterion. BER

Fig. 4. Performance of linear equalizer for various frequency selective channels as per Table I.

From the results, it is evident that usage of equalizer detected packets are concerned, usage of equalizer provides
provides very little BER penalty (due to noise enhancement better performance when compared to the case of no
inherent in linear equalization) for non-frequency selective equalization. As each packet has 4000 raw bits, we have
channels (AWGN and CH1) but significant improvement for considered the case when number of erroneous bits per packet
moderately frequency selective channels (CH2, CH3, CH4 is less than 40 (i.e. 1%) as such packets are correctable through
and CH5). FEC and hence considered as useful detected packets for
further processing. Through hardware test results, it is evident
For channels with time varying response, performance
that using equalizer improves PER.
improvement (in terms of BER) by using linear equalizer is
not significant. However as far as Packer Error Rate (PER) of

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It is also observed that by increasing the step size of more efficient than linear equalizer. Similar to LE, the DFE
equalizer, slightly better performance is obtained when follows a tap delay line structure that stores samples from the
channel time variation is relatively fast. PER performance of received input signal. It contains two types of filters; a forward
equalizer is evaluated for time varying channels with Doppler filter and a feedback filter. The forward filter is similar to the
spread of 0.1,1 and 1 Hz respectively as shown in Fig.5 and filter used in linear equalizer and is meant to remove precursor
Fig.6 . Owing to simplicity of implementation, LE can be used ISI. The feedback filter comprises of a tapped delay line
in scenario where time dispersion in communication channel structure whose inputs are the decisions made on
is low or moderate (results are shown for channel induced time the equalized signal and is used to remove postcursor ISI (ISI
dispersion up to 2 times the symbol period). from past symbols). Fig.7 depicts the block diagram of DFE.

Fig. 7. Transversal filter structure of Decision Feedback Equalizer

Fig. 5. Performance of CMA equalizer in time varying channel 1 As in linear equalizers, the two of the common algorithms
employed are LMS and RLS. LMS-DFE has lower
BER Performance of CMA equalizer in Time Varying channel 2 complexity than RLS-DFE but have lower convergence rate
90
(slower adaptation) also. LMS-DFE is implemented on V6
FPGA with same waveform as used for testing linear
Percentage packet recived with less than 1% error

80 Without Equalizer
Equalizer with mu=0.1 equalizers. BER performance of LMS-DFE for various fading
70 Equalizer with mu=0.01 channels profiles (considered channels having significant ISI
as per Table II) has been shown in Fig.8 for normalized
60 Doppler 𝐹$ 𝑇 =10-6.
50 Performance of LMS-DFE for varying amount of Doppler
for CH3 has been shown in Fig.9. It shows that LMS-DFE is
40
not able to track channels having moderate to high Doppler.
Path Delay=[0 500 1500 2000 ns]
The performance in time varying scenario can be improved by
30
Path Gain(dB)= [0 -6 -12 -18] increase in training length or reducing the packet size.
20 (Presently training length (128 bits) ~ 2.5% of Packet duration
(5000 bits)).
10

TABLE II. CHANNEL PROFILES USED FOR TESTING DFE


0
0 1 2 3 4 5 6 7 8 9 10 11
Channels Path Delay (T: Sym Period) Relative Path Gain
Doppler Spread (Hz)
(dB)
CH0 [0 0.25T 0.5T 0.75T T] [0 -3 -6 -9 -12]
Fig. 6. Performance of CMA equalizer in time varying channel 2
CH1 [0 0.5T T 1.5T 2T 2.5T 3T] [0 -6 –6 -6 -6 -6 -6]
CH2 [0 T 2T 3T 4T] [0 -6 -12 -18 -24]
IV. DECISION FEEDBACK EQUALIZATION CH3 [0 1.5T 2.5T 3.5T] [0 -4 -8 -12]
A decision feedback equalizer (DFE) is a form of
nonlinear equalization technique used for reducing ISI in
frequency-selective channels. The main advantage of DFE is
that it do not enhance the noise even if there is a null in the
channel frequency response. In [11], it has been analyzed that
for frequency selective fading Decision feedback equalizer is

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TABLE III. CHANNEL PROFILES USED FOR TESTING MLSE
Channels Path Delay (T: Bit Period) Relative Path Gain (dB)
AWGN Single path with Path gain of 0 dB
CH1[1] [0 0.5T 1.5T 2.5T 3.5T] [0 -6 -6 -6 -12]
CH1[2] [0 T 2T 3T 4T] [0 -6 -12 -12 -12]
CH1[3] [0 T 2T 3T 4T] [0 -6 -12 -18 -18]
CH2 [0 T 2T 3T 4T] [ 0 -12 -12 -18 -18]

Performance of MLSE equalizer has been shown in Fig.10


for AWGN and frequency selective channel 1 and channel 2.
In AWGN scenario, there is slight performance penalty
observed while using MLSE equalizer. However for multipath
channels, usage of MLSE provides significant performance
gains.
From the results, it is evident that as the path gains of paths
other than main path decreases, there is improvement in BER
performance (CH1[3] has better BER performance than CH1
Fig. 8. Performance of LMS-DFE for FS channels as per Table II
[2] which in turn has better performance than CH1[1] ). On
comparing usage of equalizers with the scenario when
equalizer hasn’t been used, SYNC detection fails for CH1[1]
,CH1 [2] and CH1[3] due to substantial multipath (hence BER
results not possible for these cases for no equalization
scenario). For CH2, though SYNC is detected in case of no
equalization scenario also (due to lesser multipath in CH2
compared to CH1), the BER result is poor while equalizer
performs well in this condition.
BER performance of MLSE Equalizer for Frequency Selective Channels
-1
10 Path delay: [0 T 2T 3T 4T]
Path gain:[0 -6 -12 -12 -12 dB]
Path delay: [0 T 2T 3T 4T]
path gain:[0 -6 -12 -18 -18 dB]
-2
10 Path delay: [0 T 2T 3T 4T]
path gain:[0 -12 -12 -18 -18dB]
Path delay: [0 T 2T 3T 4T]
path gain:[0 -12 -12 -18 -18 dB]
-3
without equalizer
10 Path delay: [0 0.5T 1.5T 2.5T 3.5T]
path gain:[0 -6 -6 -6 -12 dB]
BER

Theoritical DPSK AWGN


Fig. 9. Performance of LMS-DFE for time varying channels With EQ AWGN
-4
10

V. MLSE EQUALIZATION
Maximum-Likelihood Sequence Estimation (MLSE) 10
-5

equalizers use the Viterbi algorithm. An accurate channel


estimate is required by MLSE equalization scheme to
optimally match the received symbols. However it’s 10
-6

0 5 10 15 20 25 30 35
computational complexity increases exponentially as the EbNo(dB)

delay spread is increased (i.e. if ISI is of L symbols and Fig.10. Performance of MLSE for FS channels as per Table III
modulation order of waveform is M, the MLSE equalization
scheme requires trellis structure having 𝑀% nodes). VI. EQUALIZATION IN BURST COMMUNICATION SYSTEMS
For testing MLSE equalizers, waveform employing BPSK In a burst mode of transmission, typically encountered in
modulation scheme is used with bit rate of 2Mbps (T=500 ns) wireless communication such as TDMA based systems or the
and BW of 2.5 MHz (with RRC roll off (α=0.25)) with same communication systems employing Frequency Hopping, the
packet structure as used in LE. The MLSE equalizer is use of equalization poses additional challenges compared to
designed to cater for delay spread upto 4 times of symbol the scenario of continuous transmission. Accordingly, certain
duration with L=5 channel taps. Hence the trellis structure of receiver design aspects should be followed to cater for burst
Viterbi schemes has (2' =16 states). Least square scheme is digital transmission. A preamble is necessary for burst mode
used to evaluate the channel estimate and provide it as input of communication as it assist in determining the start of
to MLSE. BER performance of equalizer is evaluated for packet. Besides this, it is used for Automatic Gain Control
following tabulated deterministic channels and compared with (AGC) purpose as well as it acts as training sequence for
the case when equalization is not being performed. equalization.
Role of digital AGC Use of digital AGC in receive chain,
prior to equalization module, is very important. It ensures that

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all the components of equalizer (such as output calculation, absolute value of sum of squares of correlated I and Q samples
" "
weight updation, error calculation modules etc.) fully utilize ( 𝑚𝑜𝑑 𝐼𝑄 = 𝐼()** + 𝑄()** ) is obtained. Peak instant of
their assigned word length (integer and fractional bits in finite 𝑚𝑜𝑑 𝐼𝑄 is detected in the search window provided by CTE
precision fixed point representation) without any finite word which is the correct frame sync instant to which received I and
length issues (saturation, rounding, overflow etc.). However Q samples should be aligned. As I and Q samples are usually
the attack and decay time of AGC should be properly adjusted oversampled (multiple of symbol rate), with the help of Peak
so that it should not distort the received signal envelope instant and variable delay, correct IQ samples are latched and
(channel response to be estimated should be least disturbed). IQ data at symbol rate/ fractional symbol rate is obtained.
Reset and Enable the equalizer In burst mode of Also in burst mode of communication, training based
transmission, a burst duration is usually preceded and equalizers should be used as preamble is always used in burst
followed by period of silence (no transmission). During this mode to get frame sync. The same preamble can then be used
period only channel noise is present in the receiver. Hence the as a training sequence for equalization. For the low to
prudent approach in this mode is to operate the equalizer moderate frequency selective channels (delay spread ~𝑇+,- )
during the burst duration only and weights should not be channels, linear equalizers can be used owing to their low
updated during silence period. Besides this, equalizer should complexity. Otherwise DFE or MLSE should be employed.
retain its history (weights) during silence period and should Similarly for slow time varying channels, LMS or Blind
not reset/modify them. As the duration of packet is known a equalization algorithm can be safely used and for fast time
priory to receiver, it should employ a mechanism so that once varying channels RLS algorithm should be used owing to its
the packet start is detected, the equalizer should be enabled fast convergence.
and it should remain enabled for the duration of packet only.
It has been observed that this approach reduces the While employing MLSE, as the channel estimate is
convergence time. assumed constant for the duration of packet, the scheme is
useful in true sense if overall packet duration is less than
Synchronized Training Sequence It is necessary to coherence time of channel. Otherwise, a Per Survivor
provide the synchronized copy of training sequence to Processing (PSP) approach [10], a different variant of MLSE
equalizer so that it can be used during training mode of weight in which channel estimate is also refined along with branch
adaptation. However, having the training copy synchronized word computation of trellis can be employed. Though it is
with received signal in multipath fading environment that too computationally complex, it offers better results than
in burst mode of transmission is challenging. Use of conventional MLSE equalization.
unsynchronized copy of training leads to incorrect weight
updation. Therefore correct detection of start of packet is VII. CONCLUSION
required. Basics of Adaptive equalization has been discussed in this
paper along with various types and algorithms employed to
realize it. Implementation results of Linear, Decision
Feedback and MLSE equalizers have been presented for
various communication channel profiles, ranging from slow
to highly frequency selective channels along with varying
Doppler, so as to ascertain their suitability. A particular
equalization scheme is to be selected for implementation
based on prevailing channel conditions, transceiver
parameters as well as processing capability of receiver.
Certain aspects of equalizer design for burst mode of
communication has been provided which may be useful for
hardware implementation.
Fig. 10. Applied frame synchronization scheme
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