Professional Documents
Culture Documents
Determinants of Mortality
S. A. Boitsov1 and I. V. Samorodskaya2*
National Research Centerfor Preventive Medicine, Ministry of Healthcare, Moscow, Russia
e-mail: 1profboytsov@gmail.com; 2samor2000@yandex.ru
Received December 4, 2015
Abstract-Domestic and international studies on the effect of socioeconomic and environmental factors,
genetic and behavioral features, and the health care system on mortality are analyzed. The necessity to dis-
tinguish between the notionsfactor.s affecting mortality rates andfactor.s affecting mortality (longevity) is speci-
fied. Mortality rates are significantly affected by demographic processes (birth rate, mortality, migration),
while mortality depends on a complex of factors, the significance of each of which is still undetermined and,
in the opinion of the authors, varies substantially in various populations depending on combinations of these
factors.
Keywords: mortality, mortality rates, longevity, socioeconomic factors, environment, genetic factors, behav-
ioral factors, health care system.
DOI: 10.1134/S 1019331616060010
According to the preliminary data of the Russian ening diseases and premature death ofa concrete indi-
Federal State Statistics Service (Rosstat), in the first vidual is favored by behavioral risk factors (smoking,
half of 2015, an increase in mortality was recorded in alcohol abuse, low or, on the contrary, extremely high
Russia compared to the previous years, in which there physical activity, unhealthy diet), constitutional-bio-
was a clear tendency toward a decrease in the mortality logical peculiarities (high cholesterol and arterial pres-
rates of the population both as a whole and individu- sure, congenital and genetic anomalies of develop-
ally by all age subgroups. The causes of the change in ment, "apple-shaped" obesity, depression), and living
the dynamics of the rates have been discussed many in unfriendly conditions (a bad environment, poverty,
times by the Russian government, the mass media, social stress).
and various scientific forums. The diversity of the The mortality rate in a population, calculated as
opinions proposed makes it important to analyze the the number of deaths per IO00 individuals, largely
results of studies assessing the effect of various factors depends on demographic processes-the birth rate,
on mortality. the age structure of the population, mortality within
First of all, it is noteworthy that the degree of sig- individual age-sex subgroups, and migration pro-
nificance ofthese factors depends on the longevity and cesses. For example, with the mortality level in age-
premature death risk of an individual or those of a stratified subgroups being equal, mortality is overall
population group or society as a whole. The risk of higher in the population with a higher share of elderly
death of an individual depends on the presence of a people. However, if an increase in the share of elderly
serious dccompensated congenital or acquired dis- people is accompanied by a decrease in mortality in
ease, the opportunity to obtain timely quality medical each age group, the value of general population mor-
aid, the curability of the case (the availability of tech- tality rates decreases. Hence, in Germany, according
nologies that make it possible to cure the disease or to World Bank data, under the increase in the share of
lengthen the patient's life against the backdrop of the people older than 65 years from 14.9% in 1990 to
disease), age (the most significant factor because 20.6% in 2010 and the simultaneous increase in aver-
immortality-providing drugs have not been developed age longevity from 75 to 80 years, crude mortality rate
thus far), and presence in extreme conditions (natural decreased from 11.6 to I0.5 per IO00 people. In Russia,
disasters, war, extreme sports and leisure, and so on). the share of people older than 65 years increased in the
The development of chronic disabling and life-threat- same period from 10.3 to 12.8%; the mortality rate,
from I1.2 to 14.2; and longevity decreased from 69.3 to
• Sergei Anatol'evich Boilsov, Dr. Sci. (Med.), is Director of the 69.0 years (also according to World Bank data).
National Research Center for Preventive Medicine (N RCPM).
Irina Vladimirovna Samorodskaya, Dr. Sci. (Med.), is Head of The impact of individual demographic processes is
the Laboratory or Demographic Aspects of Public Health at the to an extent neutralized in standardized mortality
same center. rates, which account for the age structure of the pop-
473
,.I
I
I 474 BOITSOV, SAMORODSKAYA
Unhealthy lifestyle and other behavioral risk factors. obese people return to a normal weight, their life
The most vulnerable groups in terms of the risk of expectancy, according to estimates, increases by
developing life-threatening conditions and premat ure approximately 1.5 years. Taking into conside ration
death include persons of no fixed abode and job, that more than half of Brits and Americans are over-
orphaned children, migrants, persons with behavioral weight and every fifth resident of these countri es is
risk factors (alcoholism, substance dependence, and obese, their return to a normal weight could ensure an
increase of about 0.5 years in the total longevity of the
extreme leisure and tourism that is life-threatening to
oneselfand others), and people with biological behav- population l28J.
ioral peculiarities that increase the risk of developing A negative effect of alcohol use on the mortali ty
chronic noninfectious diseases and premature death. level is registered in all countries. Simultaneously,
many Russian and foreign specialists have drawn
Most behavioral risk factors correlate with low attention to the inadequate consideration of alcoho l-
incomes, a low level of education, and the absence of related mortality: since there are no clear criteria of
a fixed abode and job. The higher the specific share of differential diagnostics, a significant numbe r of deaths
people of risk groups in society, the worse the social against the background of alcoholic visceropathies are
health and the higher the probability of premature included in the structu re of mortality from diseases of
death. Since it is impossible lo assess precisely the internal organs of the body (29-31 ). In additio n,
contribution ofeach risk factor (or even a group offac- deaths caused by alcohol abuse are associated with
tors), many current ideas based on expert opinions and something shameful; this is why only a few cases (for
theoretical conclusions, are perhaps mere myths. For
example, persons of no fixed adobe or unidentified
example, the latest global study DALY2 has shown that bo~ies) are assigned to the alcohol poisoning column ,
there exist 67 factors that favor premature death while the rest of deaths from alcohol poisoning are
and/or loss of health (27]. They include hypertension· masked by other causes, including cardiovascular dis-
t?bacco smoking; low vegetable and fruit consump~ eases. Hence, official statistics of alcohol-related
t1on; alcohol abuse; a high body mass index; high con- deaths can be significantly understated, and not only
t~nts of glucose and cholesterol; low physical activity; in Russia but also in a numbe r of other countri es. For
h1g~ salt consumption; environmental air pollution example, in Germa ny, understatement ofthe spread of
owmg to the use of solid fuel; low consumption of alcohol abuse is observed, as is an understated numbe r
foods containing whole grains, nuts, dietary fiber, and ofsick leaves and death certificates that specify alcohol
s~afoods with a high content of omega-3 fatty acids; abuse and its consequences as the cause. This is
h.'gh meat consumption; drug taking; the professional explained by the unwillingness of doctors to stigmatize
nsk of traumas and backache; undernourishment in the patients (patients with this diagnosis are consid -
childhood; improper breastfeeding; iron deficiency; ered as "dangerous," guilty of their diseases disre-
and sexual violence. The study specifies that the anal- garding recommendations, and "unworthy" df better
y~is ~ed data collected in the course of sample inter- treatment); therefo re, in making a diagnos is doctors
views ma number of countries. However, to assess the often limit themselves to "obvious" cases [3d.
contribution of risk factors, not a 95% confidence
interval but a 95% uncertainty interval was used. Jn A numbe r ofstudies show that the value ofalcoh ol-
other words, in essence, the report, usingjudgements, related mortality depend s on the quantit y of alcoho l
measured parameters relative to which the notion true consumed and the emergence of somatic and psychic
~alue has no co~ceptual meaning. The uncertainty compli cations . Accord ing to the data of the meta-
mterval only specifies a value range corresponding to analysis that general izes the results of nine cohort
the spread of assessments that, in the opinion of studies, includi ng 62 950 particip ants [321, under a
expert_s, can be obtained from the results of a poll by low level o_f long al~ohol consum ption ($30 g of pure
other independent specialists. alcohol dally), the nsk of death for men is the same as
~mong nondrinkers. However, if the daily consum p-
At the same ~ime, according to other data, although uon o~ alcohol reaches >30-59 g, the relative risk of
an unhealt~y lifestyle and risk factors substantially death mcreases, amounting to l.19, and for those who
affect the nsk of death of an individual, they exert a take ~6? g a day, 1.52. Anothe r meta-analysis, which
relative!!' insignificant effect on the longevity of the generahzcs the results of80 observational studies (with
population as a whole [28). An individual who smokes ~ total numbe r of 85~ 722 individuals surveyed), iden-
is overweight, and leads a sedentary life can los~ tified that, for men with an alcohol-associated somatic
seven-to-eight or more years of life. However, if about and/or mental patholo gy, the relative risk of death
a quarter of the population smokes and each smoker was 3.3~ and that for women was 4.57 (compa red to
qu~ts thi~ b~d habit, the overall longevity of the popu- tho~e w1tho~t such disorde rs). The risk of death is
lation will mcrease by 1.5 years. If overweight and not1cc~bly higher among people of $40 years of age
1 (by 9 times for m 7n and by 13 times for women ) (33).
- DA~Y (disability ~dj11:5ted life year) is a generalizing indicator of Note that, accordm g to information from the website
pubhc hc:allh, which includes the years of life lost as a result of
premature death an~ the ye~rs of life lived with a disability of the Inte~n ational Center for Alcoho l Policie s
(mental and/or physical anguish determined by a disease). (http://www.1cap.org/Policylssucs/DrinkingGuidelines/
/
I 478 BOTTSOV, SAMORODSKAYA
The problem of assessing the contribution of individ- 512 deaths recorded for our country. Therefore,
ual mortality-affecting factors and groups of factors. accounting for the possibility that several different cri-
The majority of studies on the ac;..•;essment of factors teria and age differences could have been be used in
affecting the dynamics of mortality rate in a popula- the samplings, we may conclude that the spread of risk
tion are theoretical and analytical; ecological studies factors in Germany is neutralized, most likely, by the
are noteworthy. The latter are based on identification higher level of economic development, including the
of correlation ties and give no grounds to state the quality of medical care, compared to that in Russia.
presence of a cause-and-effect dependence. Some At the same time, many scholars emphasize that
Russian specialists attribute the higher mortality rntes differences in the availability of preventive measures
in Russia compared to developed European countries, and medical aid for patients from different socioeco-
the United States, Canada, and Japan to difficult-to- nomic layers of society are growing even in economi-
formalize (and, consequently, statistically unprovable) cally well-to-do countries, leading to a significant dif-
indicators such as insufficiently modernized social, ferentiation in health status and the level of mortality.
political, and economic institutions; enduring archa- According to experts, the measures taken within a
isms in mass consciousness and behavior; and the health care system are effective only in combination
presence of serious crisis processes in society. There with socioeconomic changes in society. The journal
are studies that assess combined, expert opinion- Circulation has recently presented a shared opinion of
based indicators, for example, the Global Peace specialists, who supported the following conclusion
Index. This index, which was proposed by sociologists
[38, p. 888):
and economists of the Institute for Economics and
Peace jointly with the University of Sydney, accounts Despite declines in CVD mortality over the past
for both internal factors, for example, the level of vio- several decades, it remains the leading cause of death
lence and crime in a country, and external ones, such in the United States, and many disadvantaged groups
as the position of the country in the system ofintema- are disproportionately burdened with poor cardiovas-
tional relations, military expenditures, and other cular health. lo this statement, we provided an over-
parameters. ln 2015, the results of analysis on the view of the substantial body of work documenting the
association between life expectancy and the Global influence of social factors on the incidence, treat-
Peace Index were published [37). The study included ment, and outcomes of CVD. We argued that,
data on longevity in 158 countries from 2007 through although we have traditionally considered CVD the
2012. The scientists discovered that the Global Peace consequence of certain behavioral, biological, psycho-
Index has a statistically significant negative associa- logical, and genetic risk factors, we must now broaden
tion with longevity, which remains after taking into the focus to incorporate a third arm of risk, the social
account the education index and the gross national determinants of health. Failure to demonstrate aware-
income. According to the regressive model, 61% of ness of this third dynamic will result in a growing bur-
differences in longevity between countries can be den of CVD, especially in those with the least means
explained by the above three factors, which, in the to engage in the health care system.
opinion of the authors, shows the necessity to make as
many efforts as possible to resolve conflicts peacefully The same is said in an article by US oncologists:
and to widen contacts and interactions between states. "Because of costs, about 10 to 20% of patients with
cancer do not take the prescribed treatment or com-
Despite numerous studies on the complex assess- promise it. It is documented that the greater the out-
ment of factors affecting mortality rates, it is very dif- of-pocket cost for oral cancer therapies, the lower the
ficult to prove the contribution of each of them at the compliance" [39, p. 997).
population level using statistical methods. The result
(mortality rates) depends on the balance and interac- The overwhelming majority of studies assess a lim-
tion of all the above-considered factors, which often ited number of factors. The reason is that, in conduct-
have opposing effects on longevity. For example, the ing statistical analysis and constructing statistical
spread of risk factors elucidated in the Russian study models with the assessment of the role of each factor,
"Essay" (a low consumption of vegetables and fruits one can take into account only a limited number of
by 4396 of the participants and an excessive consump- them. In addition, the degree of the factors' influence
tion of alcohol by6.4%) is almost 2.5 times lower than relates only to the sampling under study and can be
in a similar study conducted in Germany, the German substantially different in another sampling. The fact
Health Interview and Examination Survey for Adults that long-standing studies are necessary to assess the
(a high level of alcohol consumption being registered influence of individual (for example, behavioral) fac-
in 17.996 of the respondents and a low level of the con- tors on mortality/longevity indicators is also a prob-
sumption of vegetables, in 90%). However, overall lem. However, this is also fraught with difficulties
mortality and, in particular, cardiovascular mortality because the negative effects of other factors unac-
in Germany is, according to WHO data (http:// counted for (economic crises, environmental pollu-
www.euro.who.int/ru/data-and-evidence/database), tion, etc.) can be observed over a prolonged period,
195 deaths per 100 000 individuals compared to and it will be difficult in assessing the results to differ-
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