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Page 1 of 31 European Food Research and Technology

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PROBIOTIC STRAINS: SURVIVAL UNDER SIMULATED
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13 GASTROINTESTINAL CONDITIONS, IN VITRO ADHESION TO CACO-2
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15 CELLS AND EFFECT ON CYTOKINE SECRETION
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22 Pilar Fernández de Palencia1,2*, Paloma López2, Angel L. Corbí2, Carmen Peláez1,
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Teresa Requena1
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Addresses
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32 Instituto del Frío (C.S.I.C.), Jose Antonio Novais 10, and 2Centro de Investigaciones
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34 Biológicas (C.S.I.C.), Ramiro de Maeztu 9, 28040 Madrid, Spain
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*Correspondence to: P. Fernández de Palencia. Mailing address: Centro de
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46 Investigaciones Biológicas (C.S.I.C.), Ramiro de Maeztu 9, 28040 Madrid, Spain; e-
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48 mail address: psp@cib.csic.es; telephone +34918373112 ext. 4202; fax number:
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51 +34915360432.
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55 Running title: Evaluation of probiotic strains
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3 1 Abstract
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6 2 This study evaluated three probiotic strains (Lactobacillus paracasei subsp. paracasei
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8 3 LC-01, L. acidophilus LA-5, Bifidobacterium lactis Bb-12) and two yoghurt strains (L.
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4 delbrueckii subsp. bulgaricus LBY-27 and Streptococcus thermophilus STY-31) with
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13 5 regard to their resistance to simulated gastrointestinal stress, and their ability to interact
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15 6 with human intestinal epithelial cells. The viability of strains was analyzed by
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7 measurements of fluorescence-stained cells and their growth by plate colony-counts.
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20 8 The results reveal that for all tested strains, gastric emptying (above pH 3.0) would
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22 9 release a large number of viable cells ranging from 91% for L. paracasei to 53% for S.
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10 thermophilus into the intestinal tract, and that between 12%-23% of them subsequently
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27 11 survive intestinal stress. Among them L. paracasei showed the highest resistance to
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12 gastric stress. All the bacteria adhered to the Caco-2 cell line, with the highest adhesions
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32 13 being observed for L. delbrueckii subsp. bulgaricus (9%) and L. acidophilus (7%).
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34 14 Binding of all strains to Caco-2 cells did not result in a significant increase in the
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15 production of IL6 and IL8 cytokines, suggesting that these bacteria do not trigger an
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39 16 overt inflammatory response in human intestine epithelial cells.
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44 18 Keywords: Probiotic bacteria; lactic acid bacteria, gastrointestinal stress, adhesion;
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46 19 immunomodulation.
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3 20 Introduction
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6 21 Probiotics are defined as live micro-organisms which, when administered in
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8 22 adequate amounts, confer a health benefit to the host [1]. There is clinical evidence that
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23 supports the health-promoting characteristics of Lactobacillus and Bifidobacterium spp,
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13 24 which are often included in fermented milk products [2]. However, the minimum
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15 25 amounts of probiotics needed to obtain a clinical effect have not been established. As
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26 more information on probiotics becomes available, it seems likely that these amounts
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20 27 will vary as a function of the strain and the health effect desired [3], and of the
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22 28 probiotic´s capability to display specific responses at various sites along the intestine
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29 [4]. Probiotic product specifications require strains to be designated individually,
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27 30 appropriately classified as to species, and retain an acceptable viable count at the end of
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31 their shelf life in the designated product formulation [1]. The CODEX standard for
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32 32 fermented milks [5] establishes that the minimum counts of these micro-organisms at
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34 33 the time of consumption should be 106 cfu g-1 [5]. In addition to their ability to survive
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34 in the product, many criteria have been suggested for the selection of probiotics, among
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39 35 them the tolerance of gastrointestinal conditions (acid and bile) and ability to adhere to
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36 intestinal mucosa. Bacterial viability is reduced along the entire tract, but it is apparent
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44 37 that the acidic environment of the stomach and the presence of bile in the duodenum are
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46 38 the major factors affecting viability [6]. In vivo studies are too complex to be used for
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48 39 high throughput screening of bacteria viability. Several studies have been reported by
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51 40 other authors about the viability cell after simulated gastrointestinal tract conditions [7,
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53 41 8]. Therefore, several in vitro multi-compartmental models, which simulate different
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55 42 parts of the human gastrointestinal tract, have been developed to study the survival rate
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58 43 of potential probiotic strains. Among them Mainville et al. [9] recently developed a
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60 44 dynamic in vitro model simulating the events of food ingestion and digestion, allowing

45 the addition of a food matrix before or along with the probiotic strain to be tested.

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3 46 Bacterial growth viability is typically assessed by plate counting. However there are a
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6 47 number of disadvantages associated with this approach, such as the relatively long time
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8 48 needed to form visible colonies, and the possible underestimation of viable micro-
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49 organisms, which do not form colonies because they are sublethally damaged, dormant
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13 50 (inactive but ultimately culturable) or active but non-culturable [10, 11]. To resolve
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15 51 these problems other technologies such as fluorescent detection of cells have been
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52 developed [12, 13]. Thus, the combined use of SYTO9 and propidium iodide
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20 53 fluorescent dyes allows the differential staining of the nucleic acids of intact cells and of
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22 54 those with compromised membranes, though there has been some debate as to the
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55 efficacy of these methods in complex matrices. Nevertheless, they have been
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27 56 successfully used for detection of probiotic bacteria [14; 12] and lactic acid bacteria
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57 (LAB) [15] in a food matrix.


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32 58 Adhesion to intestinal mucosa is also regarded as a prerequisite for probiotic
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34 59 micro-organisms, allowing possible colonization of the intestinal tract [16]. The
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60 difficulties of studying bacterial adhesion in vivo, have led to the development of in
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39 61 vitro model systems for the preliminary studies of adherent strains [17]. These models
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62 are based on adhesion to tissue culture cell lines such as Caco-2 and HT-29, which
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44 63 differentiate and closely resemble the enterocytes of human small intestine, and to
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46 64 human intestinal mucus [18]. Adhesion is affected by many factors such resident flora
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48 65 in the gastrointestinal tract, pH, growth phase of the bacteria, density of the bacterial
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51 66 suspension, intensity of washing out the unbound cells, etc. [19]. Furthermore, the
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53 67 adhesion capacity may be correlated with transient colonization of intestinal cells,
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55 68 which could be a factor for their immunomodulation by probiotics [20]. It is well known
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58 69 that one of the potential benefits of probiotic therapy is the suppression of the
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60 70 inflammatory process [21, 22]. The secretion of the pro-inflammatory cytokines such as

71 IL-6 and IL8 is therefore a hallmark of the inflammatory response in the intestine [23].

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3 72 In this study, the viability of various probiotic and LAB strains in acidified milk
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6 73 was assessed after exposing the cells in vitro to gastric, or to gastrointestinal, stress
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8 74 conditions. Moreover, human intestinal epithelial-like Caco-2 cells were used to
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75 examine the adhesion of the bacteria and their ability to stimulate pro-inflammatory
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13 76 cytokine production in this cell line.
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15 77
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18 78 Materials and methods
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20 79 Microorganisms, growth conditions and preparation of milk-cell suspension
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22 80 The bacterial strains used were Lactobacillus paracasei subsp. paracasei LC-01,
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81 Lactobacillus acidophilus LA-5, Bifidobacterium lactis Bb-12, Lactobacillus
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27 82 delbrueckii subsp. bulgaricus LBY-27 and Streptococcus thermophilus STY-31. The
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83 strains were isolated from a commercial synbiotic product (Synbiotic Drink; Priégola,
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32 84 Madrid, Spain) and identified by molecular typing described previously [24].
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34 85 Lactobacilli and bifidobacteria strains were propagated on MRS broth (Pronadisa,
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86 Madrid, Spain). The medium was supplemented with 0.05 % L-cysteine hydrochloride
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39 87 (Merck, Darmstad, Germany) for all bacteria (except for L. paracasei) and
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88 supplemented with 0.1% Tween for L. acidophilus and L. delbrueckii subsp. bulgaricus
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44 89 growth. S. thermophilus was grown in ETSY medium (Pronadisa) containing 0.5%
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46 90 lactose. All incubations were performed at 37 ºC except for L. delbrueckii subsp.
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48 91 bulgaricus and S. thermophilus, which were grown at 42 ºC. B. lactis. L. acidophilus
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51 92 and L. delbrueckii subsp. bulgaricus were grown anaerobically in jars (AnaeroGenTM,
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53 93 Oxoid Unipath Ltd. Basingstoke, Hampshire, UK).
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94 For preparation of milk-cell suspension, the strains were grown in fresh medium
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58 95 until they reached the late exponential phase (approximately 109 cfu mL-1 for L.
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60 96 paracasei, B. lactis, and S. thermophilus; 108 cfu mL-1 for L. delbrueckii subsp.

97 bulgaricus and 107 cfu mL-1 for L. acidophilus). Cells from 25 mL of culture were

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3 98 sedimented by centrifugation, 10,000 × g for 10 min, and resuspended in the same
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6 99 volume of 10% reconstituted skim milk powder (autoclaved 110 ºC, 15 min) acidified
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8 100 with 1 M HCl (Merck) to pH 4.6. (corresponding to the pH of the commercial synbiotic
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101 drink)
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13 102 For adhesion experiments, bacteria were grown until they reached the late
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15 103 exponential phase and they were sedimented as described above. Then, they were
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104 resuspended in the appropriate volume of Dulbecco´s modified Eagle medium (DMEM,
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20 105 Invitrogen) to give 1.25×106 cfu mL-1.
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22 106
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107 Gastric and gastrointestinal transit tolerance assay
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27 108 The gastrointestinal tract model is depicted schematically in Fig. 1. The
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109 experiments were performed in triplicate; three independent cultures of each bacterium
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32 110 were analyzed as follows. Milk-cell suspensions were prepared as described above and
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34 111 samples of 2.5 mL were withdrawn prior (sample G1, untreated control) or after
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112 (samples G2 through G7) the indicated treatments to determine cell survival by the tests
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39 113 described below. The gastric and gastrointestinal solutions were prepared fresh daily
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114 according to the protocols described by Marteau et al. and Huang and Adams [6, 25]. To
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44 115 simulate the in vivo dilution of saliva, 5 mL of a sterile electrolyte solution (6.2 g L-1
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46 116 NaCl, 2.2 g L-1 KCl, 0.22 g L-1 CaCl2, 1.2 g L-1 NaHCO3, all purchased from Merck)
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48 117 was added to 22.5 mL of cell suspension. An aliquot was withdrawn (control G1) and
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51 118 then lysozyme (Sigma-Aldrich, Chemie Gmbh P.O. Steinheim, Germany) was added to
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53 119 give a final concentration of 0.01%. To simulate the gastric environment, 3 mL of
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55 120 electrolyte solution containing 0.3% pepsin (final concentration) (Sigma-Aldrich) at pH
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58 121 5.0 was added to the cell suspension and an aliquot was taken without further incubation
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60 122 (sample G2). Then, the pH curve in the stomach was reproduced by adding 1 M HCl

123 (Merck) to the cell suspension, at an initial pH of 5.0 which was then decreased to 4.1,

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3 124 3.0, 2.1 and 1.8. To mimic normal gastric emptying [6], aliquots of the suspension were
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6 125 collected after successive incubations of 20 min at 37 ºC at each pH (samples G3 to
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8 126 G7). To simulate the intestinal stress, samples 3, 4 and 5, were adjusted to pH 6.5 with 1
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127 M NaHCO3 (Merck), then mixed with 4 mL of a sterile electrolyte solution (5 g L-1
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13 128 NaCl, 0.6 g L-1 KCl, 0.3 g L-1 CaCl2, all purchased from Merck), containing 0.45% bile
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15 129 salts and 0.1% pancreatin (final concentrations, both from Sigma-Aldrich) at pH 8.0.
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130 After 120 min of incubation at 37 ºC, simulating the conditions of the duodenum,
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20 131 fractions of suspensions were collected (samples GI3, GI4, GI5). To avoid interference
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22 132 of milk proteins in the fluorescence determinations of cell viability, all samples (gastric
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133 or gastrointestinal) were treated as follows. First, pH of the sample was neutralized to
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27 134 6.5 with 1 M NaOH (Merck). Then, 1% C6H5Na3O7 2H2O (Merck) was added to
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135 provoke casein micelle dispersion, as previously described [26]. The bacterial cells were
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32 136 then sedimented by centrifugation (10,000 × g for 10 min), washed twice by
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34 137 resuspension in 2.5 mL of PBS buffer pH 7.5 (10 mM Na2HPO4, 1mM KH2PO4, 140
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138 mM NaCl, 3mM KCl, all purchased from Merck) and sedimented as described above.
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39 139 Finally, cells were resuspended in 2.5 mL of PBS buffer pH 7.5 and analyzed for cell
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140 survival as detailed below.


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44 141
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46 142 Cell survival analysis
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48 143 Untreated and treated suspensions were analyzed for growth on solid media by
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51 144 plating and for viability by use of fluorescent dye staining.
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53 145 For measurement of colony forming units (cfu), samples were plated on the
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55 146 appropriate culture media as detailed above supplemented with 1.5% bacteriological
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58 147 agar (Scharlau, Barcelona, Spain) and colonies were counted after incubation for 48 h.
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60 148 Simultaneously, to test bacterial viability, samples were stained with the LIVE/DEAD®

149 BacLightTM bacterial viability kit (Molecular Probes, Inc.AA Leiden, The Netherlands)

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3 150 as described by Alakomi et al. [27]. This kit is based on a combination of two probes,
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6 151 SYTO9 and propidium iodide (PI). SYTO9 is a membrane-permeable nucleic acid stain
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8 152 (emission of green fluorescence), whereas PI enters only the cells with compromised
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153 membranes (emission of red fluorescence). Since PI has a higher affinity for DNA than
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13 154 SYTO9, it is able to displace it. Thus, viable cells are detected by green emission and
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15 155 damaged or dead cells by red emission.
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156 To assses viability, the staining solution was prepared by diluting the commercial stock
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20 157 in 0.085% NaCl (Merck) to final concentrations of 0.167 mM SYTO9 and 1 mM PI.
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22 158 Then, 1 mL of each bacterial suspension in PBS (approximately 1×109 cfu mL-1 of L.
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159 paracasei and B. lactis or 3.5×108 cfu mL-1 of L. acidophilus, L. delbrueckii subsp.
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27 160 bulgaricus and S. thermophilus) were mixed with 33 µL of the staining solution. The
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161 samples were incubated at room temperature in the dark for 15 min. Three aliquots of
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32 162 200 µL of each mix were pipetted into three separate wells of a 96-well microplate. The
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34 163 green and red fluorescences of the bacterial suspensions were measured in a LS-50B
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37 164 automated fluorometer (Perkin-Elmer, Boston, MA, USA) by detection of emission of
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39 165 SYTO9 and PI at 530 nm and 620 nm, respectively, upon excitation at 488 nm and with
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166 slits of 5.0.
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44 167 In order to calibrate LIVE/DEAD® BacLightTM for viability assessments, standards
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46 168 were prepared by mixing non-viable cells with viable cells at 0, 20, 40, 60, 80 and
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49 169 100%. Heat treatment (70ºC, 30 min) was used to prepare non-viable cells, whereas
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51 170 non-heat-treated cells from fresh culture were used as viable cells. The results showed
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53 171 that the Green/Red ratio of all the strains analyzed correlated linearly with the number
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56 172 of viable cells in the suspensions (R2 = 0.97-0.99) (as an example the data obtained for
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58 173 L. paracasei is depicted in Fig. S1).
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174 To automatically correct for possible pipetting errors, the ratio of green and red

175 fluorescences obtained for control cells G1 was considered as 100% and the change in

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3 176 this ratio was used to calculate the viability in the G-stress samples G2-G7. Similarly,
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6 177 for the GI-stress experiments, the Green/Red ratios for samples G3, G4 and G5 were
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8 178 considered as 100% and changes in these ratios was used to calculate the viability in
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179 samples GI3, GI4 and GI5.
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13 180
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15 181 Confocal laser scanning microscopy
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182 To confirm some results, treated and stained bacteria as describe above, were
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20 183 analyzed with a confocal laser scanning microscope (CLSM), Leica TCS-SP2-AOBS
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22 184 model (Leica Microsystems GmbH, Wetzlar, Germany). Confocal illumination was
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185 provided with a X63 magnification objective and numerical aperture of 1.4-0.60 and by
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27 186 Argon laser (488 nm laser excitation) with a long pass 520-565 nm filter (for green
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187 emission) and long pass 630-685 nm filter (for red emission). Image analysis was
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32 188 performed using FRET and FRAP software.
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34 189
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190 Caco-2 cell culture and adhesion assay
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39 191 Caco-2 cells, originating from human colonic adenocarcinoma, were obtained
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192 from the human cell bank at the Centro de Investigaciones Biológicas (Madrid, Spain).
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44 193 These cells were used in their terminally differentiated state to mimic small intestine
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46 194 mature enterocytes. Caco-2 cells were grown in Men-Alpha Medium (Invitrogen,
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48 195 Barcelona, Spain) supplemented with 10% (v v-1) heat-inactivated fetal bovine serum at
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51 196 37 ºC in an atmosphere containing 5% CO2. Intestine cells were seeded in 96-well tissue
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53 197 culture plates (Falcon Microtest , Becton Dickinson, Franklin Lakes, NJ, USA) at
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55 198 1.25×104 cells per well and grown during 15 days to obtain a monolayer of
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58 199 differentiated and polarized cells. The culture medium was changed every 2 days. To
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60 200 study the adhesion of each strain, cells were overlaid with bacteria resuspended in

201 DMEM medium (0.1 mL/well) and at a multiplicity of infection of 10 bacteria per

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3 202 epithelial cell. After a 1 h incubation period at 37 ºC under 5% CO2 atmosphere, cells
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6 203 were washed three times with phosphate-buffered saline pH 7.1 (PBS), resuspended in
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8 204 0.1 mL of PBS, and Caco-2 cells detached after addition of 40% glycerol and freezing
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205 at –70 ºC. To determine the number of cell-associated bacteria, appropriate dilutions
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13 206 were plated onto agar plates containing media specific for each strain. Each adhesion
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15 207 assay was conducted in triplicate.
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20 209 Cytokine quantification: Enzyme-Linked Immunoabsorbent Assay (ELISA)
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22 210 To analyze cytokine secretion, supernatants from bacteria-treated cells were
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211 collected after 8 and 24 h and frozen at –70 ºC until assayed. The concentration of the
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27 212 pro-inflammatory cytokines IL-6 and IL-8 respectively in the supernatants of 8 and 24 h
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213 (optimal conditions of detection) were determined using commercially available ELISA
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32 214 kits (Immuno tools GmbH, Heidelberg, Germany). Each assay was performed in
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34 215 triplicate.
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44 219 The tolerance to digestive tract stress of three probiotic bacteria and the two
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46 220 yoghurt strains that constitute the microbiota of a commercial synbiotic product
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48 221 (Synbiotic Drink) was investigated. Bacteria, included in skim milk acidified at pH 4.6,
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51 222 were incubated in conditions that simulated the major factors influencing the survival of
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53 223 the ingested micro-organisms during their passage through the gastrointestinal tract
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55 224 (Fig. 1). We have considered three relevant factors, the effect of lysozyme, the influence
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58 225 of acid pH values with pepsin (gastric stress, G-stress) and the further action of bile salts
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60 226 and pancreatin (intestinal stress, GI-stress), simulating successive gastric delivery of

227 bacteria to the intestine during digestion [6]. These analyses were performed using

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3 228 bacteria suspended in acidified milk (pH 4.6) to evaluate the matrix effect on ingestion
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6 229 of bacteria in fermented milks. The methodology is shown schematically in Fig 1. The
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8 230 survival of each strain was analyzed by fluorescence measurements and plate counts at
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231 different time intervals. The effect of lysozyme alone had no pronounced effect on
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13 232 viability of any strain (data not shown). Fig. 2 illustrates the effect of the G-stresses at
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15 233 different pH values on the viability of the studied bacterial strains. Presentation of the
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234 data as percentages of the values obtained for untreated cultures revealed that the
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20 235 pattern of cell survival detected by fluorescence (Green/Red ratio) was similar to that
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22 236 observed by plate counting for most of the strains analysed. However, there were
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237 greater discrepancies between survival as measured by plate counting as opposed to
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27 238 fluorescence readings for L. acidophilus, L. delbrueckii subsp. bulgaricus and S
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239 thermophilus, when exposured to pH values below 4.1 (G5 through G7). The samples
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32 240 containing lysozyme and pepsin at pH 5.0 did not drastically affect the viability of any
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34 241 of the strains (sample G2 versus control sample G1). Under these conditions, no
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242 significant reduction of plate counts was observed for any of the bacteria, and only a
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39 243 30% reduction of the Green/Red ratio was detected in the S. thermophilus suspension
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244 (Fig. 2). Exposure of cell suspensions to decreasing pHs (5.0, 4.1, and 3.0) and further
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44 245 incubation for 20 min at 37° C (samples G3, G4, and G5), caused a slight but
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46 246 progressive reduction of viability in the yoghurt strains (Fig. 2). After incubation at pH
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48 247 3.0 (sample G5), the percentage of Green/Red ratio remained higher than 80% for L.
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51 248 paracasei and L. acidophilus, whereas it decreased to 55%, 66%, and 72% for S.
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53 249 thermophilus, L. delbrueckii subsp. bulgaricus, and B. lactis respectively. These
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55 250 decreases correlated approximately with reductions in plate counts to 17%, 33 % and
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58 251 67% of the values of control untreated cells (Fig. 2). When the simulated G-stress was
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60 252 set at pH 2.1 (sample G6), all the strains except L. acidophilus, showed a sharp

253 reduction of the Green/Red ratio (86-76% loss of viability) (Fig. 2). Similarly, the

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3 254 capability of all bacteria (except for L. acidophilus), to form colonies was reduced
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6 255 between 4 to 5-log-units after incubation of cell suspensions at pH 1.8, which simulated
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8 256 the last gastric emptying to the intestine, and the Green/Red ratio was reduced by 82%
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257 to 86%. By contrast, after G-stress at pH 1.8, L. acidophilus still showed 53% viability
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13 258 as estimated by fluorescence and only approximately 1-log-unit reduction in plate
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15 259 counts. The above results indicate that for most of the analyzed bacteria, gastric
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260 emptying at pH values below 3.0 should deliver low doses of viable cells into the
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20 261 intestine.
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22 262 Therefore, to evaluate the transit tolerance of strains in conditions simulating the
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263 duodenal, aliquots taken from G3, G4 and G5 where further incubated with 0.45% bile
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27 264 salts and 0.1% pancreatin. Table 1 and Table S1 show comparative results of resistance
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265 to G and GI-stress. In general, the reduction of plate counts caused by duodenal
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32 266 secretions could be correlated with the degree of severity of the previous gastric
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34 267 incubation of cell suspensions. The highest sensitivity to the simulated intestinal stress
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268 was found for B. lactis, with a drastic reduction of survival (4.4 log units decrease,
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39 269 Table 1) even after G-stress at pH 5.0. This loss of capability to form colonies was also
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270 associated with reduction of the Green/Red ratio to 12% of those of the delivered cells
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44 271 (Table S1). By contrast, L. acidophilus, with a cell survival of 64% after gastric
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46 272 treatment at pH 3.0, as measured by plate colony counts, was not further affected by
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48 273 intestinal stress (Tables 1 and S1). These results correlated with its high survival rate
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51 274 observed at low pH values (Fig. 2). However, this was not in strict agreement with the
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53 275 Green/Red ratio, which decreased from 88% (G5) to 18% (GI5) under these
54
55 276 gastrointestinal stress conditions (Table S1). Surprisingly, S. thermophilus showed a
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58 277 good rate of survival to intestinal stress even after previous gastric exposure to pH 3.0
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60 278 with a reduction of 2.4 log-units (Table 1), corresponding to a 3% growth ability and a

279 23% viability of the cells surviving G-stress (Tables 1 and S1).

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3 280 As shown in Figure 3, the adhesion of strains ranged from 1% to 9%, with L.
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6 281 delbrueckii subsp. bulgaricus and L. acidophilus (7%) showing the highest levels of
7
8 282 adherence, whereas B. lactis and L paracasei showed the lowest capability (2%). The
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283 ability of the five bacterial strains to interact with the enterocytes prompted us to
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13 284 determine their influence on the secretion of pro-inflammatory cytokines by Caco-2
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15 285 cells. Caco-2 cells constitutively secreted detectable levels of both IL-6 and IL-8 (Table
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286 2), but these were not modulated by any of the strains tested (Table 2). Therefore the
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20 287 adherence of the bacterial cells does not appear to modify the basal state of activation of
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22 288 the epithelial cell line. Nevertheless, it should be borne in mind that this lack of
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289 stimulation of cytokine expression in vitro may not be indicative of what occurs in the
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27 290 in vivo situation.
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291
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32 292
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34 293 Discussion
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294 Fermented milks are a widely used vehicle for delivering probiotic bacteria in food.
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39 295 Strains of L. acidophilus, L. casei group and B. lactis predominate in commercial
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296 probiotic products [28, 29]. In this work, we have analyzed three strains of the
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44 297 aforementioned species and two yogurt strains for their sensitivity to digestive tract
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46 298 conditions, and their ability to interact with human intestinal cells.
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48 299 To assess the resistance of these strains to GI-stress, we have studied their in vitro
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51 300 survival under conditions that simulated the normal physiological conditions of the GI
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53 301 tract, such as the presence of lysozyme and pepsin, sequential gastric emptyings at
54
55 302 increasingly lower pH values, and the presence of bile salts and pancreatin. In addition,
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58 303 we have analyzed the applicability of a microplate fluorochrome assay as a rapid
59
60 304 assessment of bacterial viability. This test has been previously used for analysis of

305 bacterial viability in probiotic preparations and dairy products [14, 30, 27, 15] as well as

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1
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3 306 for testing gastrointestinal tolerance of Bifidobacterium [31, 8]. However, to our
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6 307 knowledge, this is the first report on the general application of this fluorescence system
7
8 308 for the assessment of viability of probiotic strains belonging to different genera after
9
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309 gastrointestinal stress.
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13 310 Strain survival estimated by fluorescence or by plate counts behaved generally in a
14
15 311 similar manner after G-stress (Fig. 2). However, after GI-stress two different behaviours
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312 were observed. In the case of L. acidophilus, a higher cell recovery was detected by
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20 313 plate counts than by fluorescent measurements whereas, for the other four bacterial
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22 314 strains analyzed, the cell survival detected by fluorescent measurements was higher than
23
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315 that observed by plate count (Tables 1 and S1). A survival rate that is higher when
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27 316 measured by Green/Red fluorescence ratio, than when measured by plate colony
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317 counting is normally indicative that a proportion of the cells are still viable but not
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32 318 readily cultivable (e.g. L. rhamnosus strains subjected to acid and bile salt stress only
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34 319 yielded countable colonies after 168 h of incubation [32]) An addition explication
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320 would be that the GI-stress conditions provoke the formation of chains of cells or cell
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39 321 clumping; each chain or clump would only give rise to single colony on plate counts but
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322 would still be correctly enumerated by fluorescence. The possibility that high
42
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44 323 fluorescence measurements could be due to non-specific staining of residual caseins
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46 324 present in the samples was investigated by confocal microscopy which showed that for
47
48 325 all strains tested only the bacteria were stained by SYTO9 or propidum iodide (Fig. 4).
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50
51 326 As expected, green (viable) cells were predominant in untreated cultures, whereas red
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53 327 (non-viable) cells were in the majority in suspensions subjected to gastrointestinal
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55 328 stress. The situation of L. acidophilus, where the colony counts were substantially
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58 329 higher than the fluorescence measurements, is harder to explain, though it is possible
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60 330 that GI-stress causes cell surface / cell wall changes in this organism that radically alter

331 the penetrability of the fluorescent stains.

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3 332 Recent reports give evidence of the survival of yogurt bacteria in the upper
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6 333 compartments of human digestive tract [33; 34]. Our study revealed the significant
7
8 334 impact of the pH on the survival of the strains analyzed. The results showed that most of
9
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335 the strains did not tolerate pH values below 3 (Fig. 2); but that above this value
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13 336 significant numbers of viable bacteria reach the intestine from the gastric content.
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15 337 It has been proposed that damage of bacterial cell envelope by low pH could make
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338 the cells more susceptible to bile action on cell membranes [35]. The analysis of GI-
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20 339 stress performed here showed that indeed bacterial suspensions sublethally damaged by
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22 340 acid stress at pH 3, were more sensitive to intestinal secretions than those exposed to pH
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341 5 (Table 1) Also, cell suspensions treated at pH values below 3 were highly susceptible
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27 342 to intestinal secretions, yielding counts close to zero (results not shown) and
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343 fluorescence measurements below the detection limits. This contrasts with the findings
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32 344 of Noriega et al. [36] who suggested that in Bifidobacterium a previous exposure to low
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34 345 pH in the stomach, might cause a transitory rise of bile resistance, thus increasing its
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346 survival in the duodenum. This kind of adaptation has recently been demonstrated to be
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39 347 due to an increase of the intracellular ATP reserve [37]. Mättö et al. [38] have described
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348 that B. lactis Bb-12 also survived through the human gastrointestinal tract, since the
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44 349 bacterium was detected in the faeces of 79% of subjects consuming probiotic yoghurt.
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46 350 In this study B. lactis Bb-12 showed a drastic reduction of its ability to form colonies in
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48 351 samples at pH 5.0 (Table 1). However, its viability (around 10% of the untreated control
49
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51 352 as estimated by fluorescent measurements) remained constant even in samples treated at
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53 353 lower pH values, supporting resistance of the strain to bile stress. It has been reported
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55 354 that in some cases the possession of bile or acid resistance alters the ability of the strains
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58 355 to adhere to human mucus [39; 40]. Our analysis of adherence to Caco-2 cells showed
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60 356 that B. lactis Bb-12, along with the other strains analyzed, is able to interact with

357 epithelial cells. Their detected adherence (2%-10%) was within the lower range of the

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3 358 values observed for mucus adhesion of other Bifidobacterium strains from faecal human
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6 359 origin [40].
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8 360 The potential immuno-stimulating properties of bifidobacteria and LAB have
9
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361 attracted attention in recent years [41, 42]. IL-6 and Il-8 are multifunctional cytokines
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13 362 that play a major role in the acute-phase response to inflammatory stimulus [23]. Morita
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15 363 et al. [21] investigated 28 Bifidobacterium and lactobacilli strains for their ability to
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364 stimulate cytokine IL-6 and IL-8 production. Some of the Bifidobacterium strains
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20 365 induced secretion of IL-8, but this was not associated with the strains’ binding affinity
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22 366 to Caco-2 cells. In this study, we have detected that the five strains studied have
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367 different adherence to Caco-2 cells (Fig. 3). However, none of the strains, including B.
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27 368 lactis Bb-12, exhibited the undesired property of inducing either IL-6 or IL-8 (Table 2).
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369 The combination of S. thermophilus and L. delbrueckii subsp. bulgaricus is widely


30
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32 370 used as a starter for the production of yoghurt. L. delbrueckii subsp. bulgaricus LBY-27
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34 371 and .S. thermophilus STY-31 strains showed relatively high levels of adhesion to Caco-
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372 2 cells, whereas L. paracasei susbp. paracasei LC-01 displayed a lower adhesion. (Fig.
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39 373 3). Values approximately ten fold higher have been observed for L. paracasei susbp.
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374 paracasei strains ACA-DC221,333 and 3335 [43].


42
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44 375 Of all the strains analyzed, the highest tolerance to GI-stress was observed in L.
45
46 376 acidophilus. A high tolerance to acid pH has been frequently observed in different L.
47
48 377 acidophilus strains [44], but this does not seem to induce significant bile salt, heat, or
49
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51 378 ethanol tolerance in the strains [45]. Recently, L. acidophilus bile tolerance has been
52
53 379 linked to the expression of a bile-inducible operon encoding a two component
54
55 380 regulatory system [46], and the results obtained in this work show that L. acidophilus
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58 381 LA-05 also possesses a high resistance to intestinal stress (Table 1). A recent study
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60 382 demonstrated that cell surface proteins of L. acidophilus NCFM can contribute to this

383 organism’s ability to attach to intestinal cells in vitro [47], and our results show that L.

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3 384 acidophilus LA-5 has a significant level of adhesion capability. We have also observed
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6 385 by microscopy (results not shown) that L. acidophilus LA-5 can form aggregates, which
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8 386 may be related to its adhesion to Caco-2 cells since, for the L. acidophilus M92 strain, a
9
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387 relationship has been shown between autoaggregation and adhesiveness, both mediated
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13 388 by proteinaceous components of the cell surface [48].
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15 389
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18 390
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20 391 Conclusions. The overall results indicate that most of gastric emptying would
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22 392 release a large number of viable probiotics and yogurt strain cells into the intestinal
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393 tract, and demonstrate differences between bacterial species with respect to their
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27 394 sensitivity to gastric and intestinal secretions. It also indicates that the in vitro model
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395 and the fluorescent detection used to evaluate the gastrointestinal stress responses of
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32 396 probiotic and yogurt bacteria is a reliable tool for high throughput screening of bacterial
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34 397 survival. Moreover, the high levels of adhesion to epithelial cells observed for L.
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398 delbrueckii subsp. bulgaricus and L. acidophilus highlight the interest to elucidate the
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39 399 molecular mechanisms of these interactions. Finally, the absence of induction of the
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400 cytokines IL-6 and Il-8 in human intestinal epithelial cells, indicates that all the bacterial
42
43
44 401 strains tested in this study can attach to the epithelial cells without triggering local
45
46 402 inflammatory response.
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48 403
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51 404
52
53 405 Acknowledgements
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55 406 We thank to Dr. Stephen Elson for the critical reading of the manuscript. This work
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58 407 was supported by the following Spanish entities: Ministerio de Educación y Ciencia
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60 408 (MEC) (grants: AGL2004-07285-C02-01 and AGL2006-11932-C05-01), by MEC-

409 Consejo Superior de Investigaciones Científicas (grant 2006 7 0I026) and by

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1
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3 410 Comunidad de Madrid (grant S-0505/AGR-0153). The research leading to these results
4
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6 411 has also received funding from the European Community’s Seventh Framework
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8 412 Programme (FP7/2007-2011) under grant agreement no 211441.
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413
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13 414
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15 415 References
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416 1. FAO/WHO (2002) ftp://ftp.fao.org/es/esn/food/wgreport2.pdf
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6 489 45. Azcárate-Peril MA, Altermann E, Hoover-Fitzula RL, Cano RJ, Klaenhammer TR
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8 490 (2004) Appl Environ Microbiol 70:5315–5322
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491 46. Pfeiler EA, Azcárate-Peril MA, Klaenhammer TR (2007) J Bacteriol 189:4624-4634
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13 492 47. Buck BL, Altermann E, Svingerud T, Klaenhammer TR (2005) Appl Environ
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15 493 Microbiol 71:8344-8351
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494 48. Kos B, Suskovic J, Vukovic S, Simpraga M, Frece J, Matosic S (2003) J Appl
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20 495 Microbiol 94:981-987
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3 496 Legends to the figures
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6 497 Figure 1. Schematic representation of the in vitro digestive tract model. Aliquots of
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8 498 reconstituted milk at pH 4.6 were individually inoculated with cellular pellets of each of
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499 the indicated strains after growth in their specific media and conditions as described in
11
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13 500 Materials and Methods. Subsequently, the cells were subjected to G- and/or GI-stress at
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15 501 37º C. To simulate G-stress, cells were exposed to pH 5.0 at initiation (sample G2) and
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502 to sequential incubations at 37 ºC for 20 min at each pH 5.0, 4.1, 3.0, 2.1 and 1.8
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20 503 (samples G3, G4, G5, G6 and G7, respectively). To simulate GI-stress, cells were
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22 504 subjected to G-stress as described above (conditions 2, 3, 4 and 5) and then, samples
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505 were adjusted to pH 6.5 and treated with 0.45% porcine bile salts and 0.1% pancreatin
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27 506 (samples GI3, GI4 and GI5).
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507
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32 508 Figure 2. Analysis of cell survival after gastric stress. The indicated bacterial strains
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34 509 were subjected to various G-stresses (G2, G3, G4, G5, G6 or G7) as described in Fig. 1
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510 and in Materials and Methods. Cell viability was analysed by fluorescence (black bars)
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39 511 and by plate counting (white bars).The values are the mean of three independent
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512 experiments, and are expressed as a percentage of the values for untreated control
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44 513 samples. 100% control values for Green/Red fluorescence ratio for L. paracasei subsp.
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46 514 paracasei, L. acidophilus, B. lactis, L. delbrueckii subsp. bulgaricus and S.
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48 515 thermophilus were respectively 8.65, 9.87, 10.80, 9.88 and 9.04. 100% control values
49
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51 516 for plate counting for L. paracasei subsp. paracasei, L. acidophilus, B. lactis, L.
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53 517 delbrueckii subsp. bulgaricus and S. thermophilus were respectively 1.1x109, 6.0x107,
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55 518 1.4x109, 3.0x108 and 4.0x108 cfu mL-1
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58 519
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60 520 Figure 3. Adhesion of bacterial strains to Caco-2 cells after infection with 10 bacteria

521 per epithelial cell, followed by 1 h incubation at 37 ºC in an atmosphere containing 5%

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3 522 CO2. Adhesion levels are expressed as the % of cfus adhered after three washes with
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6 523 PBS at pH 7.1. Each adhesion assay was conducted in triplicate. Vertical bars represent
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8 524 the standard deviations of three independent assays.
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525
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13 526 Figure 4. Detection of stained cells by confocal microscopy. Cell-milk suspensions of
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15 527 the indicated bacteria untreated (left panel) or subjected to gastric treatment at pH 5.0
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528 and further intestinal stress (right panel) were stained and analyzed under confocal
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20 529 microscope as described in Materials and Methods for visualization of viable (green)
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22 530 and non-viable (red). Bar = 20 µm
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8 Table 1. Comparative bacterial survival to gastric (G) and gastrointestinal (GI) stresses as detected by fluorescent staining and plate counting.
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pH 5.0 pH 4.1 pH 3.0
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13
Bacteria
Cell counts
(log cfu mL-1) Fo Fluorescence
(Green/Red)
Cell counts
(log cfu mL-1)
Fluorescence
(Green/Red)
Cell counts
(log cfu mL-1)
Fluorescence
(Green/Red)
14
15
16
G3-
stress*
GI3-stress* G3-stress
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GI3-stress G4-stress GI4-stress G-4stress GI4-stress G5-stress GI5-stress G5-stress GI5-stress

ee
9.06 5.77 6.69 1.97 9.07 5.62 7.85 1.77 9.02 2.37 8.30 1.07
17 L. paracasei
(0.03) (0.67) (0.51) (0.16) (0.02) (0.39) (1.32) (0.39) (0.02) (0.35) (0.90) (0.57)
18
19 7.58 7.56 8.72 1.66 7.54 7.37 8.12 1.54 7.31 7.33 8.74 1.61
20
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L. acidophilus

B. lactis
(0.01)
9.14
(0.01)
4.75
(1.73)
9.15
(0.47)
1.10
(0.13)
9.12 rR (0.33)
4.52
(1.15)
8.92
(0.11)
1.09
(0.29)
9.02
(0.21)
3.83
(0.18)
7.80
(0.10)
0.88

ev
(0.11) (0.14) (0.73) (0.17) (0.09) (0.16) (2.21) (0.03) (0.05) (0.08) (1.84) (0.10)
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24 8.29 5.44 7.88 1.80 8.29 5.79 7.45 1.66 8.11 2.93 6.53 1.55
L. delbrueckii

iew
25 (0.39) (0.42) (1.21) (0.16) (0.24) (0.30) (0.32) (0.12) (0.20) (0.25) (3.06) (0.17)
26 8.52 7.43 5.43 1.08 8.07 6.41 4.83 1.10 8.78 6.38 5.01 1.14
27 S. thermophilus
(0.01) (0.09) (0.18) (0.17) (0.01) (0.16) (0.62) (0.20) (0.12) (0.51) (1.4) (0.20)
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29 *Bacteria were analyzed after incubation for 20 min at pHs 5.0, 4.1 and 3.0 (G-stress) and after a further incubation with 0.45% bile salts and 0.1% pancreatin (GI-stress; see
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31 materials and methods and Fig. 1). The results are the mean of three independent experiments (SD in parenthesis). The plate counts obtained for untreated cultures of L. paracasei
32 subps. paracasei, L. acidophilus, B. lactis, L. delbrueckii subsp. bulgaricus and S. thermophilus were respectively 9.03, 7.78, 9.14, 8.47 and 8.60 log cfu mL-1 . The values of Green
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34 /Red fluorescence ratio obtained for untreated cultures for L. paracasei subps. paracasei, L. acidophilus, B. lactis, L. delbrueckii subsp. bulgaricus and S. thermophilus were
35 respectively 8.65, 9.87, 10.80, 9.88 and 9.04.
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5 Table 2. IL-6 and IL-8 secretion by Caco-2 cells after exposure to bacterial strains.
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7 Bacteria IL-8 (pg mL-1) Il-6 (pg mL-1)
8 8h 24h
9 L. paracasei 34.91 ± 1.06 0.12 ± 0.07
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11 L. acidophilus 38.13 ± 3.57 0.03 ± 0.02
12 B. lactis 35.94 ± 12.51 0.04 ± 0.01
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L. delbrueckii 25.21 ± 9.25 0.06 ± 0.02
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15 S. thermophilus 25.23 ± 2.87 0.05 ± 0.01
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Caco-2 cells 41.11 ± 21.04 0.09 ± 0.01
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20 Cytokine production was assayed by ELISA titration on supernatants from differentiated Caco-2
Fo

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22 cells after incubation with the indicated bacterial strains for 8 and 24 h at 37ºC in an atmosphere
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24 containing 5% CO2. Values indicate the mean ± standard deviation of three independent
rP

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26 experiments measured in triplicate.
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ee

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rR

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iew

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14 In vitro gastrointestinal tract model
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16 L. paracasei L. acidophilus B. lactis L. delbrueckii S. thermophilus
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milk
Fo
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20 pH 4.6
21 samples
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G1 1
r
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+ lysozyme and pepsin, pH 5.0
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Pe

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26 20 min, 37º C
+ bile salts and pancreatin, pH 8.0
27 G3 3
28 pH
20 min 37º C
er

29 4.1 + bile salts and pancreatin, pH 8.0


30 Gastric stress G4 4
31 pH 3.0
32 20 min, 37º C 120 min
+ bile salts and pancreatin, pH 8.0
Re

33 5 37º C
34 G5 pH 2.1
35 20 min, 37º C 120 min
36 6 37º C
G6 GI3
pH 1.8
vi

37 120 min
38 20 min, 37º C 37º C
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G7 7 GI4
ew

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43 GI5
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45 Gastrointestinal stress
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60 Figure 1
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Page 27 of 31 European Food Research and Technology
L. paracasei

100
1

Cell survival (%)


2 80
3 60
4
5 40
6
7 20
8 0
9 G1 G2 G3 G4 G5 G6 G7
10 Samples
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L. acidophilus
12
13 100
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Cell survival (%)
80
15
16 60
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18 40
Fo
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20
20
21 0
22 G1 G2 G3 G4 G5 G6 G7
r
23 Samples
24 B. lactis
Pe

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26 100
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Cell survival (%)

80
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er

29 60
30
31 40
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20
Re

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34 0
35 G1 G2 G3 G4 G5 G6 G7
36 Samples
vi

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L. bulgaricus
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39 100
ew

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Cell survival (%)

41 80
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60
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44 40
45
46 20
47 0
48 G1 G2 G3 G4 G5 G6 G7
49 Samples
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S. thermophilus
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52 100
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Cell survival (%)

54 80
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60
56
57 40
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59 20
60 0
G1 G2
G6 G3 G4 G5 G7
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Samples
Figure 2
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r
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Pe

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adhesion (%)

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er

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vi

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ew

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Figure 3
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6 L. paracasei
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15 L. acidophilus
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Fo
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r
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Pe

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er

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Re

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vi

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ew

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S. thermophilus
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5 Table S1. Comparative detection of bacterial resistance to gastric (G-stress) and gastrointestinal (GI-stress) by fluorescent staining and plate counting.
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7 pH 5.0 pH 4.1 pH 3.0
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9 Cell counts Fluorescence Cell counts Fluorescence Cell counts Fluorescence
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Bacteria (% cfu mL-1) (% Green/Red) (% cfu mL-1) (%Green/Red) (% cfu mL-1) (% Green/Red)
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12
13 Fo
G3-stress* GI3-stress* G3-stress GI3-stress G4-stress GI4-stress G4-stress GI4-stress G5-stress GI5-stress G5-stress GI5-stress

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15
16
L. paracasei 100.33 0.13 77.34
rP29.44 108.04 0.06 90.75 22.54 97.24 <0.01 95.95 12.89

17
18
19
L. acidophilus
97.42 96.50 84.34 19.03
ee88.51 91.85 82.26 18.96 64.49 114 88.55 18.42

20
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22
B. lactis
100.00

97.87
<0.01

0.31
84.72

79.75
12.02

22.84
84.96

47.65
rR <0.01

0.32
82.59

75.4
12.21

22.28
66.66

33.32
<0.01

<0.01
72.22

66.09
11.28

23.73
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24
L. delbrueckii

99.06 6.99 60.06 19.88 31.84 2.67 ev 53.4 22.77 16.90 2.66 55.42 22.75

iew
25 S. thermophilus
26
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*Bacteria were analyzed after incubation for 20 min at pHs 5.0, 4.1 and 3.0 (G-stress) and after a further incubation with 0.45% bile salts and 0.1% pancreatin (GI-stress; see materials and
28
methods). The values of cfu mL-1 obtained for untreated cultures of L. paracasei subps. paracasei, L. acidophilus, B. lactis, L. delbrueckii subsp. bulgaricus and S. thermophilus were
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respectively 1.1x109, 6.0x107, 1.4x109, 3.0x108 and 4.0x108. The values of Green /Red fluorescence ratio obtained for untreated cultures for L. paracasei subps. paracasei, L. acidophilus,
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B. lactis, L. delbrueckii subsp. bulgaricus and S. thermophilus were respectively 8.65, 9.87, 10.80, 9.88 and 9.04. In this table the results are represented as % of survival. For estimation of
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G-stress, percentages were calculated using as 100% initial values before treatment. For estimation of GI-stress, percentages were calculated using as 100% the corresponding values
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obtained with cells subjected to G-stress.
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Ratio Gree/Red

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er

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0 20 40 60 80 100
Re

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34 proportion of added live cells (%)
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Fig S1. Standard curve for L. paracasei. Relationship between
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proportion of live bacteria (prepared by mixing live and heat-
ew

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41 killed bacterial suspensions) and Green/Red fluorescence ratio
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