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Abstract: Substantial evidence has established the value of high levels of physical activity, exercise training (ET), and
overall cardiorespiratory fitness in the prevention and treatment of cardiovascular diseases. This article reviews
some basics of exercise physiology and the acute and chronic responses of ET, as well as the effect of physical activity
and cardiorespiratory fitness on cardiovascular diseases. This review also surveys data from epidemiological and
ET studies in the primary and secondary prevention of cardiovascular diseases, particularly coronary heart
disease and heart failure. These data strongly support the routine prescription of ET to all patients and referrals
for patients with cardiovascular diseases, especially coronary heart disease and heart failure, to specific cardiac
rehabilitation and ET programs. (Circ Res. 2015;117:207-219. DOI: 10.1161/CIRCRESAHA.117.305205.)
Key Words: body mass index ■ cardiovascular diseases ■ exercise ■ heart failure ■ metabolic equivalent
Original received February 11, 2015; revision received June 5, 2015; accepted June 8, 2015. In May 2015, the average time from submission to first
decision for all original research papers submitted to Circulation Research was 15.49 days.
From the Department of Cardiovascular Diseases, John Ochsner Heart and Vascular Institute, Ochsner Clinical School-University of Queensland School
of Medicine, New Orleans, LA (C.J.L., R.V.M.); Department of Physical Therapy and Integrative Physiology Laboratory, College of Applied Health
Sciences, University of Illinois at Chicago (R.A.); Department of Kinesiology, East Carolina University, Greenville, NC (D.L.S.); Department of Preventive
Medicine, Pennington Biomedical Research Center, Baton Rouge, LA (N.M.J., T.S.C.); School of Kinesiology, Louisiana State University, Baton Rouge
(N.M.J.); Department of Exercise Science, Arnold School of Public Health University of South Carolina, Columbia (X.S., S.N.B.); Department of
Kinesiology, College of Human Sciences, Iowa State University, Ames (D.c.L.); Department of Health and Kinesiology, Texas A&M University, College
Station (C.P.E.); and Department of Cardiovascular Disease, Saint Luke’s Mid America Heart Institute, University of Missouri-Kansas City (J.H.O.).
Correspondence to Carl J. Lavie, MD, Exercise Laboratories, John Ochsner Heart and Vascular Institute, Ochsner Clinical School-The University of
Queensland School of Medicine, 1514 Jefferson Highway, New Orleans, LA 70121. E-mail clavie@ochsner.org
© 2015 American Heart Association, Inc.
Circulation Research is available at http://circres.ahajournals.org DOI: 10.1161/CIRCRESAHA.117.305205
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208 Circulation Research July 3, 2015
in the coronary circulation.21 When aerobic ET involves large Table 1. Potential Benefits of Cardiorespiratory Fitness on
muscle groups (eg, treadmill training or lower extremity er- Prognosis
gometry), systemic vascular benefits are realized. Aerobic ET Physiological benefits
also improves endothelium-dependent vasodilation in the cor- Reduced blood pressure Improved insulin sensitivity
onary microcirculation, again through increased production of
Improved heart rate variability Decreased myocardial oxygen
nitric oxide.22,23 demands
Increased myocardial infarction Maintain lean mass
Cardiac Disease/Dysfunction: Altered Cardiac Improved endothelial function Reduced visceral adiposity
Physiology=Diminished Aerobic Performance
Reduced blood and plasma viscosity Increased capillary density
Given the clear and central role normal cardiac function plays
in defining maximal aerobic capacity, disease or dysfunction Increased mitochondrial density Improved mood and psychological
stress
that detrimentally affects CO will also compromise maximal
Reduced systemic inflammation Improved sleep
VO2.5,6 In fact, although aerobic ET is clearly safe and effec-
tive in improving functional capacity in many patient popula- Reduced risk of developing
tions diagnosed with cardiac conditions,6 as discussed in more Hypertension Osteoporosis
detail in this review, maximal aerobic capacity is unlikely Depression Osteoarthritis
to normalize if impaired cardiac physiology persists. This is Metabolic syndrome Dementia and Alzheimer disease
readily apparent in training studies in patients diagnosed with Diabetes mellitus Breast, colon, and other cancers
HF, where postaerobic ET maximal VO2 values, although sig-
nificantly improved compared with pre-ET, commonly do not
stress tests (based on speed and incline), and this can be more
greatly exceed 20 mL O2 kg−1 min−1, which is well below age-
precisely assessed by using cardiopulmonary exercise testing
and sex-predicted normative values.24 This is not to suggest
and assessing peak VO2, as well as a host of other parameters
that ET is not highly beneficial in patient populations, such
(eg, anaerobic or lactate threshold).46
as HF, in fact the converse is true and CRET is considered a
High levels of CRF, like higher PA, are associated with
standard of care for individuals with HF.25 However, without
reduced prevalence of many CHD and CVD risk factors, in-
normalization of cardiac physiology and, therefore, CO, true
cluding hypertension, obesity, MetS, and T2D.3,44,45 More im-
normalization of maximal aerobic capacity is not possible.
portantly, considerable data have demonstrated the powerful
prognostic effect of CRF, including in the general population,
Effect of PA and CVD patients at high risk of CVD, as well as in CVD populations,
Data from numerous epidemiological studies demonstrate such as CHD and HF.1,3,41–45
that low levels of PA are associated with higher prevalence A recent high-profile meta-analysis by Kodama et al47
of most CVD risk factors, including hypertension, obesity, observed that a 1-MET increase in CRF was associated with
dyslipidemia, metabolic syndrome (MetS), depression, and 13% and 15% reductions, respectively, in all-cause and CHD/
type 2 diabetes mellitus (T2D).3,26–29 In addition, substantial CVD mortality. In addition, this meta-analysis defined age-
data demonstrate a strong inverse relationship between PA and sex-specific normal levels of CRF associated with lower
levels and all-cause and CVD mortality.3,30–33 Several studies, event rates in both men (40 years: 9 METs; 50 years: 8 METs;
mostly from Finnish cohorts, suggest that low levels of occu- at 60 years: 7 METs) and women (40 years: 7 METs; 50 years:
pational PA may have an independent contribution to overall 6 METs; 60 years: 5 METs).
CVD.3,32,34,35 High levels of PA have also been demonstrated to Even in high-risk individuals with MetS, pre–diabetes
reduce CVD mortality risk in high-risk populations, including mellitus or T2D, high levels of CRF are associated with good
those with T2D and the elderly.3,32 In obesity, the consensus prognosis, typically better than the prognosis in unfit indi-
among studies is that high levels of PA attenuate but do not viduals without these conditions.3,47 Berry et al48 have demon-
completely eliminate the increased cardiovascular mortality strated the importance of high CRF to protect against lifetime
risk associated with obesity.3,31,36,37 In addition, increases in PA CVD risk, as these authors found that those with a high burden
levels over time have been associated with reduced CHD and of traditional CVD risk factors but a high level of CRF had
CVD mortality risk.3,38–40 lifetime CVD mortality rates that were similar or lower than
those with a low burden of traditional CVD risk factors, sug-
CRF and CVD Risk gesting the importance of CRF in those with otherwise high
As discussed above for PA, a low level of CRF is a well-rec- CVD risk.
ognized risk factor for CHD and CVD mortality,1–3,41,42 and Several studies have also focused on changes in CRF
although PA is probably the most important factor determin- over time and the impact on CVD morbidity and mortality.3
ing CRF along with non-PA inherited factors,43 most studies Blair and colleagues,49 using data from the Aerobics Center
demonstrate that CRF is a more potent predictor of progno- Longitudinal Study (ACLS; n=9777), reported that men clas-
sis than is PA, at least as determined by self-report question- sified as unfit (ie, bottom 20th percentile of CRF based on age
naires.3,44,45 The potential benefits of CRF are numerous and and sex of the entire ACLS population) at their first examina-
are summarized in Table 1. Typically, CRF is expressed in tion but fit at their second examination several years later had
metabolic equivalents (METs), which are typically estimated a 52% reduction in CVD mortality compared with men clas-
from workload on submaximal or maximal treadmill exercise sified as unfit on both examinations. Lee et al50 also using the
ACLS data (n=14 345) evaluated the long-term (mean follow- the best survival occurred in obese with BMI ≥ 30 kg/m2, worst
up, 11.4 years) effects of changes in CRF on CVD mortality survival with BMI 18.5 to 24.9 kg/m2, and intermediate sur-
and observed significant reductions in CVD mortality of 27% vival in the overweight BMI.55 As demonstrated in patients with
and 42%, respectively, in those who had either no change or CHD, HF patients with more preserved CRF (ie, peak VO2>mL
improvements in CRF at their second examination on average O2 kg−1 min−1) had a good survival, regardless of BMI, and no
6.3 years later. For every 1-MET increase in CRF over time, obesity paradox was evident. Therefore, these data indicate that
all-cause and CVD mortality were reduced by 15% and 19%, CRF also markedly affects the obesity paradox.
respectively. Moreover, in the fitness versus fatness debate,
discussed below, these improvements persisted after adjust- Effect of ET on CRF and CVD Risk Factors
ing for changes in body mass index (BMI). Others have also Although genetic hereditability is a determinant of CRF,43 the
reported favorable effect of CRF changes over time and sub- most important contribution to CRF is PA and ET. Many stud-
sequent mortality.3,51 ies indicate significant improvements in CRF associated with
moderate aerobic ET, but more vigorous ET seems to confer
CRF Versus BMI equal or enhanced health and CVD benefits, as well as greater
Several authors of this review and others have evaluated the improvements in CRF.3,56
independent effects of CRF and adiposity on subsequent CVD In addition, ET affects many of the standard CVD risk fac-
mortality, and considerable evidence suggests that high levels tors, including plasma lipids, especially high-density lipopro-
of CRF eliminate or significantly attenuate the CVD mortality tein cholesterol,57–59 adiposity,60,61 fasting glucose levels and
risk in overweight and obese individuals, which has been dem- T2D control,62,63 and blood pressure–lowering and hyperten-
onstrated in the general population, in those with dyslipidemia sion control64; however, for all of these parameters, the effect
and in T2D.3,41,42,44,52 Therefore, CRF seems to markedly alter of ET may be statistically significant, but the effect is overall
the relationship between adiposity and subsequent prognosis. modest, often <3% to 5%.
Barry et al42 recently performed a meta-analysis of 10
major studies and quantified the combined effect of CRF and Benefits of ET and Secondary CVD Prevention
obesity on mortality. They demonstrated that compared with Several observational studies, as well as randomized control
normal weight and fit individuals, unfit individuals had double trials have established the benefits of PA and ET in cohorts
the mortality regardless of BMI, whereas an obese but fit in- with CVD, including CHD and HF.3 Perhaps the most impres-
dividual had similar survival compared with normal weight sive evidence of the benefits of ET is in formal CRET pro-
individuals. In a study from the ACLS of 3148 healthy adults, grams of patients after major CHD events (Table 2).3
changes over time in both body fatness and CRF predicted Effect of CRET on Obesity
the development of hypertension, MetS, and dyslipidemia, but Considering the high prevalence of overweight and obesity in
changes in CRF were superior to increases in body fatness for society and in particular in patients with CHD, there are poten-
predicting future risk of these disorders.53 As reviewed earlier, tial benefits of formal CRET in the promotion of weight loss and
after adjustment for changes in CRF, BMI changes over time weight maintenance.61 Despite the extensive data on the obesity
no longer were associated with CVD or all-cause mortality.50 paradox in CVD, including CHD, briefly discussed above,55
Therefore, the constellation of these data indicate that CRF is support still exists for the benefits of at least purposeful (as
more important than obesity on long-term prognosis. opposed to nonpurposeful) weight loss in patients with CHD.65
We have also addressed the effect of CRF to alter the re- In patients with CHD, CRET has produced an impressive
lationship between obesity status and subsequent prognosis in 37% reduction in the prevalence of MetS.66 Moreover, in pa-
the obesity paradox that has been described in patients with tients who successfully lost weight in CRET programs (eg,
CVD,52 particularly CHD,54 and HF.55 Although obesity ad- >5% or mean 10%), statistically greater improvements in CRF
versely affects most CVD risk factors and increases the risk of and plasma lipids were noted compared with those who did not
most CVD, considerable evidence during the past 15 years has lose weight.67 In a study of 377 patients from the Mayo Clinic,
indicated an obesity paradox, where the overweight and obese weight loss was associated with reductions in total mortality
individuals with most CVD seem to have a better outcome than plus major CVD events, even among CHD patients with a
do their leaner counterparts with the same CVD, as has been BMI of <25 kg/m2, as well as in those with higher BMI.68 Ades
reviewed in detail elsewhere.52,54,55 In a study of 9563 patients et al61,69 demonstrated that greater weight loss with CRET oc-
with CHD, only those in the bottom tertile of age- and sex-relat- curred using a high-calorie expenditure program, in the range
ed CRF demonstrated an obesity paradox, with leaner patients of 3000 to 3500 kcal per week, which was associated with
by BMI, body fat percentage, and even waist circumference or reductions in insulin resistance, improvements in high-density
central obesity had a higher all-cause and CVD mortality than lipoprotein cholesterol, and triglycerides, as well as reduced
did heavier patients who were unfit.54 On the other hand, those blood pressure and plasminogen activator inhibitor I. In a re-
patients with CHD who were more fit had a favorable prog- cent large meta-analysis in patients with CHD, weight loss
nosis, regardless of their level of adiposity. Likewise, in 2066 was associated with a 30% increase in major CVD end points;
patients with systolic HF who had CRF assessed by cardiopul- however, this was because of observational weight loss in 10
monary exercise testing, the HF patients with low CRF (ie, peak cohorts who had a 62% increase in major events, compared
VO2<14 mL O2 kg−1 min−1) had a poor prognosis, and survival with presumed intentional weight loss in 4 cohorts, who had a
was related to BMI, showing a typical obesity paradox where 33% reduction in major events.65 Therefore, the magnitude of
16%) reduction in mortality. Considering the typical 15% im- Exercise Training (HF-ACTION trial), which assessed 2333
provement in peak VO2 and 35% increase in estimated METs patients with class II–IV systolic HF.92 Although this trial
after CRET, these benefits translate into substantial reductions hypothesized a 10% to 15% improvement in peak VO2 with
in subsequent mortality. ET, only a 4% average improvement was noted, reflective of
the relatively low adherence of ET in the intervention group,
Effects of CRET on Morbidity and Mortality which unfortunately was because of the fact that only 30%
One of the first major meta-analyses of CRET programs by exercised to their target training level minutes per week. After
O’Connor et al79 in 1989 included 22 randomized control a median of 30-month follow-up, a nonsignificant 7% reduc-
trials in 4551 patients with CHD who had post–myocardial tion was noted in the combined end point of hospitalization
infarction and demonstrated reductions in total and CVD mor- and all-cause mortality; however, after adjustment for prede-
tality of 20% and 25%, respectively, at 3-year follow-up after scribed mortality predictors in HF, the primary end point was
CRET. A more recent meta-analysis of 8440 participants in significantly lowered in the ET group by 11%. In addition,
32 randomized control trials demonstrated a 31% reduction there was a close relationship between ET volume and clini-
in CVD mortality after CRET.80 Although most of the ben- cal prognosis, with a 30% reduction in the primary end point
efits from CRET in CHD have been described in patients among subgroups who achieved their ET prescription.85,86,93
with post–myocardial infarction, a recent study from Olmsted On the basis of considerable body of evidence, the re-
County Registry in 2395 postpercutaneous coronary interven- cent American College of Cardiology Foundation/American
tion patients demonstrated a 45% reduction in all-cause mor- Heart Association Guidelines for HF recognized ET at a class
tality during a 6-year follow-up in those attending CRET.81 In I level94 and the Center of Medicare and Medicaid Service
another study from the Olmsted County Registry that included recently approved formal CRET programs for patients with
846 patients who underwent coronary artery bypass grafting, systolic HF.85,86
all-cause mortality was reduced by 46% during 10-year fol-
low-up in those who attended CRET.82 The benefits of CRET ET in Heart Failure
on mortality have also recently been noted in a large cohort of Preserved Ejection Fraction
elderly Medicare beneficiaries.83,84 Although the majority of the early ET studies in HF concen-
trated on patients with significant systolic dysfunction, ≈50%
Benefits of ET in HF of patients with HF have heart failure preserved ejection frac-
The potential benefits of PA, ET, and increased CRF in the pre- tion (HFpEF), which is particularly common in older patients
vention and treatment of HF have recently been reviewed.85,86 with HF and in women.95–97 Recently, Edelmann et al98 as-
Berry et al87 showed that although higher CRF is associated with sessed the effect of structured ET, including supervised en-
a 10% lower risk of myocardial infarction in men (and only non- durance ET/resistance programs, on exercise capacity (peak
significant 3% lower risk in women), each 1-MET increase in VO2), LV diastolic function, and quality of life in 64 patients
CRF was associated with a 20% reduction in HF risk. Pandey et with HFpEF compared with 44 patients who received usual
al88 recently assessed changes in midlife CRF over time, dem- care, demonstrating similar improvements with ET in HFpEF
onstrating that every 1-MET improvement in midlife CRF was as noted in most of the smaller ET studies in patients with sys-
associated with a 17% lower risk of developing HF later in life. tolic HF, with improvements in peak VO2 of >16% after ET. In
In addition, substantial evidence indicates that PA, ET, and addition, ET resulted in improvements in diastolic function, as
CRF markedly affect the prognosis of patients with established determined by E/e′ and left atrial volume indices and improve-
HF.85 Most ET studies in HF have demonstrated 15% to 17% ments in the physical dimensions quality of life component.
improvements in peak VO2, which have translated into reduc- Although there are no data on ET on mortality in patients
tions in hospitalization and mortality of 28% to 35%.85,89–91 with HFpEF, the study by Edelmann et al98 and others97 has es-
Probably, the most well-known study of ET in HF is the recent tablished proof-of-concept for the potential benefits of ET not
Heart Failure: A Controlled Trial Investigating Outcomes of only for HF or systolic dysfunction but also for the full spectrum
of HF, including those with HFpEF. Considering the cost of HF Table 3. Potential Benefits of Exercise Training on Heart
on society, particularly the effect of HFpEF in old patients with Failure
HF and in women,95–97 future large studies are needed to assess Increased exercise capacity
the effect of ET in various ET modalities (including resistance Reduced heart rate response to submaximal exercise
training and high-intensity interval training or [HIIT] on cost,
Increased skeletal muscle function
quality of life, and major HF morbidity and mortality).95–97,99,100
Improved endothelial function
Enhanced autonomic nervous system function
Mechanisms of ET Benefits in HF
Reduced inflammatory cytokines
In patients with HFpEF, as well as in patients with systolic
Increased muscle strength and endurance
cardiac dysfunction, the degree of exercise intolerance is not
directly related to the degree of cardiac weakness but some- Improved health status and quality of life
what surprisingly, the symptoms of dyspnea and fatigue in HF Lower hospitalizations and hospital stay
or often directly related to abnormalities of skeletal muscula- Reduced all-cause mortality
ture in HF,101 which has been reviewed in detail elsewhere.102
Clearly, patients with chronic HF have decreased muscle demonstrating that HIIT may be performed safely and results
bulk compared with healthy subjects, and HF patients have in improvements in functional capacity, including peak VO2
a shift in muscle fiber type, from slow twitch, oxidative type and quality of life, leading some to intimate that HIIT, as op-
I fibers to fast twitch, glycolytic type IIb fibers, which have posed to the more traditional MICT, should be the preferred
been correlated with reduced exercise capacity, such as peak clinical approach to ET in patients with CVD.99,100 In fact, in
VO2.97,102 In addition, there is evidence of a systemic inflam- studies of patients with CHD and HF, as well as in cohorts
matory response in HF, which involves the skeletal muscu- with obesity and MetS, HIIT has been typically superior to
lature and contributes importantly to the skeletal myopathy MICT for improving CRF, determined by peak VO2, and for
in HF. There is also decreased capillary numbers per muscle more positive adaptations in cardiac structure and function,
fiber, rapid depletion of high energy phosphates, and rapid de- including hemodynamics, cardiac biomarkers, and various
crease in muscle pH during ET, with decreased mitochondria echocardiographic parameters.99,100 This has led some to call
density and oxidative enzyme content. Each of these features for a paradigm shift, which may be controversial, particularly
has been correlated with reduced exercise capacity in patients considering the theoretical increases in adverse CVD events
with chronic HF.102 In addition, sympathetic nerve activation associated with ET at higher intensities.
typifies many chronic diseases, such as renal failure, lung dis- We recently reviewed data in >100 patients with HF that
ease, as well as HF, which are all characterized by systemic assessed the efficacy and safety of HIIT for patients with HF.99
inflammation and skeletal myopathy.102 Although the initial evidence demonstrating the benefits of
Certainly, deconditioning contributes to the skeletal my- HIIT in patients with CVD, including CHD and HF, is compel-
opathy of HF; PA and ET reverse many of the features of skel- ling, we feel that currently there is still insufficient evidence
etal myopathy, particularly the elevated sympathetic nerve to supplant an MICT approach with HIIT. This recommenda-
activation and increase level of inflammation.95,102 Clearly, tion is not based on the findings of any one study, which have
skeletal muscle functions somewhat as an endocrine organ, as generally all been positive up to this point in time, but rather
skeletal muscle has been shown to produce and release cyto- the relatively small body of collective evidence demonstrating
kines (myokines), with interleukin-6 being the prototype and the efficacy of HIIT that is currently available. For example,
the first cytokine present in the circulation during ET.103 Many in our current analysis of HIIT and HF, we were only able to
studies indicate anti-inflammatory effects of ET and interleu- analyze just over 100 subjects with HF in the HIIT arms, and
kin-6, which may be particularly applicable to the benefits of there is relatively little information on long-term safety, train-
ET in chronic diseases, such as HF.95,102,103 Nevertheless, de- ing compliance, and no data on long-term clinical events.
conditioning is not the only mechanism for the skeletal muscle Therefore, despite the theoretical benefits of HIIT in pa-
dysfunction in HF; so, ET would not be expected to complete- tients with CVD, including HF, we think that further studies of
ly reverse the adverse effects. However, there are numerous long-term efficacy, safety, compliance, and clinical event data
potential effects of ET that benefit patients with HF, in addi- are needed before this supplants MICT as the ET modality of
tion to producing improvements in skeletal muscle function, first choice in the prevention and treatment of CVD.99,100
including those with systolic dysfunction as well as HFpEF
(Table 3).95 Although most of the studies of ET in HF have Importance of ET in Muscular Fitness
focused on aerobic ET, considering the skeletal muscle defi- Although this review mostly emphasizes the importance of
ciency in quantity and function in HF, resistance ET, which aerobic ET to improve CRF and CVD prognosis, muscu-
improves cardiovascular risk factors and prognosis, may be lar fitness (MF) and muscle strength are also important, as
particularly applicable for patients with HF.104 MF has been shown to have substantial effect on CVD risk
factors and prognosis.104 Moreover, MF also is a major de-
Potential Role of HIIT terminant of frailty and cachexia, which is particularly im-
Moderate-intensity continuous ET (MICT) has become part portant for patients with advanced HF and in the elderly.105
of the standard care for most patients with CVD, including Frailty is defined as a biological syndrome characterized by
for CHD and HF. Recently, however, evidence has emerged declining overall function and loss of resistance to stresses,
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