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Traumatic Dissociation: Theory, Research, and Treatment

Article in Clinical Psychology Science and Practice · April 2017


DOI: 10.1111/cpsp.12195

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Traumatic Dissociation: Theory, Research, and Treatment
Tyson D. Bailey, Private Practice
Bethany L. Brand, Towson University

Adverse and traumatic experiences in childhood have adulthood (see other articles in this special issue),
been linked to a number of symptoms, including disso- including dissociation (Briere, Kaltman, & Greene,
ciation. We provide an overview of the theoretical and 2008; Cloitre et al., 2009; Hodges et al., 2013). The
scientific literature on the relationship between antece- more types of trauma experienced, the greater the
dent trauma and dissociation. Further, we discuss the
symptom complexity, including higher risk of complex
dissociative experiences (Briere, Dietrich, & Semple,
effects of disrupted attachment and dissociation on
2016). Dissociation is “a disruption and/or disconti-
emotional, cognitive, and neurobiological development.
nuity in the normal integration of consciousness,
Within treatment and research settings, high dissocia-
memory, identity, emotion, perception, body represen-
tion and its comorbid conditions can impact retention
tation, motor control, and behavior” (American Psychi-
and alter treatment outcomes, making it crucial that atric Association [APA], 2013, p. 291), which can
clinicians and researchers understand methods of accompany other posttraumatic symptoms. High levels
assessing, treating, and studying dissociation. We of chronic dissociation may interfere with treatment
review the assessment and treatment of dissociative engagement and retention, as well as individuals’ daily
conditions, including the dissociative subtype of post- functioning and quality of life (Lanius, Brand, Vermet-
traumatic stress disorder and the dissociative disorders. ten, Frewen, & Spiegel, 2012). Therefore, it is crucial
Finally, we highlight areas for future research. that clinicians and researchers are trained in assessing,
Key words: child abuse, dissociation, dissociative treating, and studying dissociation. This article reviews
disorders, DPTSD, trauma, treatment. [Clin Psychol Sci theories about traumatic dissociation, assessment meth-
Prac 24: 170–185, 2017] ods and measures, treatment of dissociative reactions,
and implications for future research.
Traumatic events can have a profound impact on an
individual’s ability to function, particularly when they DEVELOPMENTAL MODELS OF DISSOCIATION

occur during childhood. Exposure to trauma during Infants are biologically wired to maintain proximity to
early development can negatively impact mood, behav- adults as a method of ensuring safety. However, if a
ior, cognitive abilities, health, and overall functioning caregiver is unable to remain connected and attuned
(Felitti et al., 1998). There is a clear link between within the relationship, the fear system becomes chron-
experiencing traumatic events during childhood and ically activated (Schore, 2001, 2003, 2009). When chil-
developing a complex, chronic symptom profile into dren experience persistent terror with no way to
escape, as is common in neglect, attachment disrup-
tions, or trauma, dissociation provides protection
Address correspondence to Tyson D. Bailey, Spectrum against emotional distress (Kluft, 1985; Liotti, 1992;
Psychological Associates, 19221 36th Ave. W, Suite 208, Nijenhuis, Vanderlinden, & Spinhoven, 1998; Spiegel,
Lywnnod, WA 98036. E-mail: tyson@spectrumpsychwa.com. 1984). Research has linked a number of factors to the
development of dissociation, including attachment style
doi:10.1111/cpsp.12195

© 2017 American Psychological Association. Published by Wiley Periodicals, Inc., on behalf of the American Psychological Association.
170 All rights reserved. For permissions, please email: permissions@wiley.com.
(primarily insecure and disorganized types; Liotti, 1992, disorganized attachment negatively affects how adults
1999; Lyons-Ruth, 2008; Schore, 2009), neurobiologi- interpret and respond to social interactions, including
cal and cognitive functioning, and cultural variables in a therapeutic setting (Beeney et al., in press; Prunetti
(Draijer & Langeland, 1999; Lanius, Frewen, Vermet- et al., 2008).
ten, & Yehuda, 2010; Liotti, 1992; Reinders, Willem- Research indicates that early trauma and attachment
sen, Vos, den Boer, & Nijenhuis, 2012). Almost all disruptions can cause subsequent dissociation. Schore
theories about dissociation conceptualize antecedent (2009) argues that children who develop disorganized
trauma and attachment difficulties as causal factors. We attachment are faced with the impossible task of
next review the theories that hold trauma and attach- inhibiting behavior designed to increase and deepen
ment difficulties as a fundamental cause for dissociation. relationships, which leads to the use of primitive disso-
This is followed by a review of the fantasy/sociocul- ciative defenses on a prolonged basis. Prospective stud-
tural model of dissociation, which holds that sug- ies have found that objective, verified childhood
gestibility, fantasy proneness, and cultural influences trauma and highly disrupted communication between
create dissociation and dissociative disorders (DDs) in the caregiver and child (e.g., mother acting intensely
psychologically and cognitively vulnerable individuals. angry toward infant) are related to dissociation in adult-
hood (Byun, Brumariu, & Lyons-Ruth, 2016; Diseth,
TRAUMA AND ATTACHMENT MODELS OF DISSOCIATION 2006; Lyons-Ruth, Dutra, Schuder, & Bianchi, 2006;
Childhood maltreatment and adverse childhood experi- Ogawa, Sroufe, Weinfeld, Carslson, & Egeland, 1997;
ences can be broadly conceptualized to include prob- Trickett, Noll, & Putnam, 2011). A longitudinal study
lematic caregiver behaviors, such as frightening the showed increased dissociation at a 10-year follow-up in
infant or being frightened by the infant’s distress, that those who had experienced daily painful medical pro-
cause attachment disruptions (Main & Hesse, 1990), cedures (i.e., anal dilation to treat anal birth defects)
particularly disorganized attachment (Cyr, Euser, Bak- that were performed by their parents (Diseth, 2006).
ermans-Kranenburg, & Van Ijzendoorn, 2010). Disor- Diseth (2006) indicated that even though the parents
ganized attachment is characterized by seemingly were not malevolent in their actions, the traumatic nat-
contradictory behavior, where the child appears to ure of the procedure interfered with the development
both seek connection, yet also simultaneously shows a of an organized attachment relationship, increasing the
fear-based avoidance of the caregiver (Main & Hesse, likelihood of dissociative symptoms over time. Due to
1990). An example of this contradictory behavior the level of distress the children and parents endured
would be a toddler both reaching for his mother with during this treatment, parents in Norway are no longer
his arms while his feet take a step away from her so required to provide this treatment to children with this
that he is out of reach. condition. A mixed methods study followed 50 infants
Early disorganized attachment is associated with later for 18 years and assessed an additional 62 matched
difficulties with dissociation, social relationships, and young adults at one time period to determine whether
academic as well as cognitive sequelae. Children with attachment disorganization mediated the relationship
disorganized attachment begin to display controlling/ between childhood abuse and dissociation (Byun et al.,
punitive behavior (e.g., rejection, being commanding) 2016). The severity of abuse was related to dissociation
and role reversals by age six, which generally replaces in adulthood as well as “unresolved attachment” status
the fear-based behaviors seen in infants and toddlers (the adult equivalent of infant disorganized attachment,
(Lyons-Ruth & Dozier, 2016). Longitudinal research as assessed by the Adult Attachment Interview [AAI]).
has found ambivalent or disorganized children had Young adults who experienced more severe childhood
lower IQ and grades in middle childhood, which was abuse interacted more punitively or showed more dis-
primarily mediated by their ability to cooperate with orientation toward their mothers, even after controlling
school rules and the extent to which their mothers for demographic variables. Surprisingly, unresolved
encouraged the academic process (West, Mathews, & attachment was not related to dissociation in adult-
Kerns, 2013). There is preliminary evidence that hood. However, Byun et al. (2016) suggest that the

TRAUMATIC DISSOCIATION  BAILEY & BRAND 171


AAI may not be sufficiently sensitive with high-risk Disorganized attachment and trauma are thought to be
populations because individuals have to be able and a contributing factor to the development of contradic-
willing to disclose their trauma and loss history to be tory, dissociative states that may endure and become
classified as having unresolved attachment. Highly dis- more structuralized in individuals with severe dissocia-
sociative individuals, with their contradictory states of tive disorders (Blizard, 2003; Liotti, 1992, 1999). We
mind, may not be aware of, and report, such experi- will further delineate the difficulties associated with dis-
ences. Instead, behavioral manifestations of unresolved sociation below.
attachment were related to dissociation: hostility and Theorists have emphasized different aspects of the
helplessness during AAI discussions, as well as disori- link between antecedent trauma and dissociation. Put-
ented interactions during discussions of conflict and nam’s (1997) discrete behavioral state model posits that
caregiving/role confusion when interacting with moth- behavioral states develop as part of normal maturation.
ers. Byun and colleagues’ (2016) mediation analyses When children experience attuned parenting, they
suggest there may be two pathways to dissociation: a learn to integrate behavioral states. However, when
child abuse path as well as a nonabuse path that is par- exposed to abuse or other adverse experiences, integra-
tially mediated by the quality of current young adult– tion may be hampered, possibly resulting in emotion
parent interactions. regulation deficits and an inability to access previously
Exposure to antecedent trauma has been shown to known information, particularly when abuse has been
be the most consistent and robust among the causal severe, chronic, and perpetrated by caregivers. Factors
factors for dissociation in a wide range of samples using that interfere with the integration of these states, such
diverse methodologies, including longitudinal, con- as disrupted attachment between mother and child,
trolled studies as well as meta-analyses (Dalenberg were found to be correlated with adolescent dissocia-
et al., 2012, 2014). The ability to dissociate during tion in an 18-year longitudinal study of 168 children
chronic childhood maltreatment allows for an atypical who were considered at high risk of developmental dif-
developmental pathway in which powerful, contradict- ficulties, primarily based on the mother’s socioeco-
ing feelings and attachment patterns with traumatizing nomic status (Ogawa et al., 1997). Other longitudinal
caregivers can coexist. Armstrong (1994) suggested this studies have also found attachment-related problems to
atypical developmental pathway may enable the disso- be significantly associated with the later development
ciative child to preserve the ability to experience a of dissociative symptoms (Diseth, 2006; Lyons-Ruth
range of emotions, including terror and betrayal, as et al., 2006).
well as hope and joy. Dissociation allows the child to Betrayal trauma theory (Freyd, 1996) also acknowl-
maintain the capacity for attachment, despite chronic edges the primary role of abuse by caregivers with an
trauma or neglect by caregivers. While separating our emphasis on the necessity of the traumatized child
consciousness from the present moment is a remarkable maintaining attachment to abusive caregivers, despite
strategy that youth and adults can temporarily utilize in the betrayal, terror, shame, and physical pain the care-
times of overwhelming distress, it can cause disruptions givers intermittently create. Betrayal trauma theory sug-
in functioning when it becomes a dominant strategy or gests dissociation is a process of forgetting details that
one that persists when danger ceases (Kluft, 1991, would interfere with the desire to remain in close
2009; Nijenhuis et al., 1998). proximity to a dangerous attachment figure, thus serv-
Just as disorganized attachment is associated with a ing as a protective mechanism when it is not possible
range of subsequent social and cognitive difficulties, so to physically escape (Freyd, 1996; Goldsmith, Barlow,
is dissociation. For example, in a recent review, & Freyd, 2004). Chu and DePrince (2006) found that
McKinnon et al. (2016) found dissociation was related a history of betrayal trauma was associated with disso-
to deficits in a number of neuropsychological domains, ciative symptoms in mothers and children.
including executive functioning (e.g., response inhibi- Frewen and Lanius (2015) have suggested dissocia-
tion, divided attention), social cognition, and numerous tion arises from trauma-related altered states of con-
aspects of memory (e.g., working, autobiographical). sciousness (TRASC) associated with one’s

172 CLINICAL PSYCHOLOGY: SCIENCE AND PRACTICE  V24 N2, JUNE 2017
phenomenological experience of the “4 Ds,” that is, individuals with dissociative identity disorder (DID)
the dimensions of time, emotion, sense of embodi- while in emotionally neutral (i.e., ANP) versus trauma-
ment, and cognition. This model primarily focuses on tized (i.e., EP) states, suggesting emotional under- and
one’s ability to alter aspects of consciousness to manage over-arousal, respectively. Professional actors attempt-
overwhelming emotions related to traumatic experi- ing to simulate DID could not replicate the patterns of
ences during childhood. A study of 2,478 community brain activation or heart rate variability (HRV) found
adults found that those who demonstrated TRASC in DID (Reinders et al., 2006, 2012, 2014). HRV has
were more likely to have experienced adverse events also been shown to be significantly different for those
during childhood, specifically physical abuse/neglect with a DD (93% of whom were classified as unre-
and sexual abuse (Frewen, Brown, & Lanius, 2016). solved/disorganized by the AAI) compared with
The structural theory of dissociation (Nijenhuis & matched controls. Specifically, individuals with DDs
van der Hart, 2011) posits that identity becomes frag- showed an increase in a ratio thought to represent
mented into two or more parts during exposure to sympathetic and parasympathetic response after recall-
prolonged, severe threat. The “apparently normal” ing attachment-related memories, which seems to
parts (ANP) of the person develop to maintain distance reflect emotional dysregulation and/or switching
from traumatic memories and related emotions, while between dissociative states (Farina, Speranza, Impera-
the “emotional” parts (EP) maintain access. Switching tori, Quintiliani, & Marca, 2015). This research pro-
between the parts is mediated by action systems pri- vides support for the discrete behavioral state theory
marily organized around defenses designed to keep the suggested by Putnam and the structural theory of disso-
individual safe from threat. Below we discuss a series of ciation (Nijenhuis & van der Hart, 2011), as well as
neurobiological studies that support the structural the- empirical validation for DDs.
ory of dissociation. Trauma and stress are associated with structural dif-
Neurobiological research illustrates the impact of ferences in the brain as well. For example, Lyons-
trauma, including the complex influence of dissocia- Ruth, Pechtel, Yoon, Anderson, and Teicher (2016)
tion, and provides support for the trauma model of dis- found attachment disorganization was related to
sociation. A full review is beyond the scope of this increased amygdala volume in a longitudinal study of
article but is available (Frewen & Lanius, 2015). Disso- 18 adults when assessed at 29 years old. Further, a
ciative states generally arise when escape from a feared study of 15 adults diagnosed with DDNOS who had
stimulus is impossible, resulting in a “freeze” or “flag” disrupted paternal attachment relationships and matched
response in some animals and humans (Nijenhuis et al., healthy controls found decreased white matter in the
1998; Schauer & Elbert, 2010). Endogenous opioids corpus callosum and decreased connection between the
may be involved, as they regulate affect (Bodnar, 2016; limbic system and frontal lobes in the DDNOS group
Simeon & Knutelska, 2005). Traumatized individuals (Basmaci Kandemir et al., 2016). In summary, neurobi-
fluctuate between being in dissociative, hypo-aroused ological research provides support for the trauma model
states and being in hyperaroused, emotionally flooded of dissociation (Dalenberg et al., 2012), including DID
states (Frewen & Lanius, 2006a, 2006b; Lanius, and other DDs.
Frewen, et al., 2010; Schore, 2009). Studies using a
variety of traumatized populations demonstrate that THE TRAUMA VERSUS FANTASY/SOCIOCULTURAL MODEL OF
trauma-based dissociation is associated with a state of DISSOCIATION
hypo-arousal during which some regions of the brain Some authors doubt the causal role between antecedent
(e.g., the prefrontal cortex) overregulate regions associ- trauma and dissociation. Proponents of the fantasy
ated with awareness and intensity of emotions and sen- model (FM) of dissociation, sometimes called the
sations (Lanius, Vermetten, et al., 2010). Consistent sociocognitive or iatrogenic model, argue that highly
with these patterns, Reinders et al. (2003, 2006, 2014) dissociative individuals, particularly those with DID,
have found differences in cortical blood flow and car- are fantasy prone and suggestible, so that they are sus-
diovascular response when trauma scripts are read to ceptible to fantasizing trauma that did not occur (false

TRAUMATIC DISSOCIATION  BAILEY & BRAND 173


memories; Giesbrecht, Lynn, Lilienfeld, & Merckel- dissociative symptoms presentation similar to DID that
bach, 2008; Lynn et al., 2014). Dalenberg et al. (2012, fails to meet full criteria; identity disturbance symptoms
2014) reviewed almost 1,500 studies to determine due to intense, coercive persuasion such as brainwash-
whether the “trauma model” (TM) versus the FM had ing; dissociative trance; and acute dissociative symp-
the most empirical support. The results were consistent toms due to stress that has lasted less than one month.
with TM assertions, including several longitudinal stud- Unspecified DD is diagnosed when dissociation is pre-
ies that relied on corroboration of trauma(s). Dalenberg sent, but the etiology or symptom profile does not
and colleagues’ meta-analysis found the trauma–dissoci- meet criteria for one of the other established DDs.
ation relationship was moderate for childhood sexual Population estimates of the lifetime prevalence of
abuse (CSA; r = 0.31) and physical abuse (r = 0.27). any DD range from approximately 9% to 18%, with
The effect size was stronger among individuals with DID occurring in approximately 1% (Johnson, Cohen,
DD (i.e., 0.54 for CSA and 0.52 for physical abuse). In Kasen, & Brook, 2006; Ross, 1991; Sßar, Aky€ uz, &
contrast to the FM’s prediction that dissociation should Dogan, 2007); these rates are generally consistent
be strongly related to suggestibility, dissociation pre- between Europe and North America (Friedl, Draijer,
dicted only 1–3% of the variance in suggestibility, & de Jonge, 2000). Most cases of DD are associated
directly challenging the FM hypothesis that dissociative with a variety of types of childhood trauma, although
individuals are highly suggestible. Subsequent studies depersonalization/derealization is linked only with
have also found that individuals with DID are no more emotional abuse (Simeon & Loewenstein, 2009). Clini-
suggestible or prone to creating false memories than are cians often expect obvious, dramatic switching of per-
individuals with posttraumatic stress disorder (PTSD), sonality states in DID, despite such presentations
actors simulating DID, or healthy controls (Vissia et al., occurring in only 5% of cases (Kluft, 2009). In contrast,
2016). Despite the lack of support for this theory, it DID patients typically present with a complex and sev-
continues to be presented in many psychology text- ere range of dissociative symptoms, depression, chronic
books as if it is a scientifically based explanation for dis- self-harm and suicidality, eating disorders, substance
sociation (Wilgus, Packer, Lile-King, Miller-Perrin, & abuse, and somatoform symptoms (e.g., Brand et al.,
Brand, 2015). This misinformation has contributed to 2013; Dell, 2002; Putnam, Guroff, Silberman, Barban,
skepticism among many people about the validity of & Post, 1986).
dissociation and the DDs, despite the substantial
research showing both are common, neurologically DPTSD
linked psychological problems caused by trauma and DPTSD has been found in between 6% and 30% of
disruptions in attachment. individuals with PTSD (Armour, Elklit, Lauterbach, &
Elhai, 2014; Blevins, Weathers, & Witte, 2014;
DISSOCIATIVE DISORDERS Steuwe, Lanius, & Frewen, 2012; Wolf, Lunney, et al.,
There are five DDs in the DSM-5 (APA, 2013): DID, 2012; Wolf, Miller, et al., 2012). In a World Health
dissociative amnesia, depersonalization/derealization Organization study of 16 countries, DPTSD was found
disorder, other specified DD, and unspecified DD (for- in 14.4% of those with PTSD (Stein et al., 2013) and
merly DD not otherwise specified). Depersonalization/ was associated with exposure to childhood trauma and
derealization disorder involves persistently experiencing adversities, onset of PTSD in childhood, male gender,
unreality and/or detachment from aspects of self or the and history of separation anxiety disorder and phobias,
environment. Dissociative amnesia includes autobio- as well as high role impairment and suicidality.
graphical memory loss that can range from a single Although many initial studies relied on two or three
moment to a lifetime of experiences, and is not better questions from the CAPS to distinguish DPTSD and
accounted for by normative forgetting. DID is charac- PTSD, a variety of validated measures of dissociation
terized by at least two identity states coupled with have been used in recent studies, some of which have
recurrent amnestic experiences. Other specified DDs also found neurobiological differences between DPTSD
include dissociative symptoms such as a mixed and PTSD. Using the Multiscale Dissociation

174 CLINICAL PSYCHOLOGY: SCIENCE AND PRACTICE  V24 N2, JUNE 2017
Inventory (MDI; Briere, 2002) to measure depersonal- highly impaired by their symptoms. For example,
ization and derealization symptoms, studies found adults with DDs showed significantly more impairment
increased connectivity between the amygdala and pre- than those who did not have a dissociative presenta-
frontal cortex (Nicholson et al., 2015) and insula and tion, as measured by the Global Assessment of
amygdala (Nicholson et al., 2016) between those with Functioning scale, even after controlling for age,
DPTSD when compared with participants with PTSD comorbidity, and gender (Johnson et al., 2006). In a
and matched controls. study of over 53,000 admissions for U.S. soldiers, the
number of days patients were hospitalized for a DD
COMORBIDITY AND UNDER-RECOGNITION OF DISSOCIATION within the last 12 months was associated with extre-
Highly dissociative adults are likely to suffer from a vari- mely high risk of suicide in the following year (odds
ety of psychological disorders and psychiatric difficulties, ratio = 5.6; Kessler et al., 2015). Chronic dissociation
including PTSD, DPTSD, borderline personality disor- can impair functioning across a number of domains
der (BPD), suicidal ideation and attempts, depression, (i.e., work, family, interpersonal relationships, sense of
substance abuse, somatization disorder, and DD (Anda self) and may impact the course and outcome of treat-
et al., 2006; Briere et al., 2016; Sßar et al., 2003; Weber- ment, particularly if clinicians are unaware of, or do
mann, Myrick, Taylor, Chasson, & Brand, 2016). Disso- not address, chronic, severe dissociation (Jepsen, Lange-
ciation was a more powerful moderator of self-directed land, Sexton, & Heir, 2014). Therefore, it is critical
violence than both posttraumatic and depressive symp- that clinicians routinely assess dissociative symptomatol-
toms in a small, community-based sample (Briere & ogy, especially if clients have a history of repeated vic-
Eadie, 2016). Individuals with high dissociation some- timization, attachment disruptions, or other forms of
times have difficulty engaging in treatment, resulting in interpersonal betrayal (Draijer & Langeland, 1999;
being at risk of dropping out, increased likelihood of Freyd, 1994; Kluft, 1985; Liotti, 1992; Putnam, 1985;
relapse, and less durability of treatment gains (Kleindi- Schore, 2009).
enst et al., 2011, 2016; Rufer et al., 2006).
Individuals high in dissociation typically present USE OF ASSESSMENT MEASURES IN PREPARATION FOR
with a varied symptom profile, particularly when a TREATMENT
DD is present, and may require individualized treat- Trauma experts recommend assessing for dissociation
ment planning with particular attention to engaging during the initial phase of treatment (Armstrong et al.,
them in treatment and relapse prevention (Briere 2015). Using validated trauma and dissociation assess-
et al., 2016). Unfortunately, this complex symptom ment measures can be helpful in better understanding a
profile often leads clinicians to diagnose and treat the client’s experiences and in planning treatment. They
comorbid conditions while overlooking, and therefore can also be used repeatedly throughout therapy to
not treating, dissociation (Armstrong et al., 2015; assess the client’s progress.
Brand, Armstrong, & Loewenstein, 2006). For exam-
ple, a study of youth found that those with DD had GLOBAL TRAUMA MEASURES
the highest impairment of any of the disorders studied Measures that assess a range of trauma-related symptoms
yet the lowest level (2.3%) of referral for psychiatric in adults that contain a dissociation scale include the
treatment (Ferdinand, van der Reijden, Verhulst, Trauma Symptom Inventory-2 (TSI-2; Briere, 2011)
Nienhuis, & Giel, 1995). A nationally representative and Detailed Assessment of Posttraumatic States (DAPS;
sample of German adolescents and young adults with Briere, 2001). The advantage of these scales is that they
DD were also found to be quite impaired, yet only assess a range of posttraumatic symptoms. However,
16% had ever received mental health care (Lieb, Pfis- they do not provide specific information about the sub-
ter, Mastaler, & Wittchen, 2000). types of dissociation (e.g., depersonalization, identity
These studies and others indicate that individuals fragmentation), nor do they assess for DID. Thus, if the
with DDs are under-recognized and rarely receive dissociation subscales are elevated on these measures,
treatment targeting dissociation. They are also often clinicians should follow up with more careful

TRAUMATIC DISSOCIATION  BAILEY & BRAND 175


assessment, preferably using a dissociation-specific mea- dissociative reactions, particularly those that arise from
sure, to determine the nature and severity of possible repeated, early trauma, relies on a carefully paced,
dissociative experiences. three-stage treatment (Courtois & Ford, 2009; Her-
man, 1992; International Society for the Study of Dis-
DISSOCIATION-SPECIFIC MEASURES sociation et al., 2011). The first stage focuses on
The Dissociative Experiences Scale (DES; Bernstein & building a therapeutic relationship and helping the cli-
Putnam, 1986) is the most commonly utilized self-report ent increase safety and stability, which involves skill
measure of dissociation. Other measures provide addi- building to assist in regulating emotions and managing
tional information about specific types of dissociation, dissociation. Once the client can maintain present
including the Multidimensional Inventory of Dissocia- moment awareness and safety, processing traumatic
tion 6.0 (MID; Dell, 2006), the MDI (Briere, 2002), the memories usually becomes the focus of treatment. The
Cambridge Depersonalization Scale (CDS; Sierra & third stage emphasizes building an integrated sense of
Berrios, 2000), the Somatoform Dissociation Question- self, as well as further developing relationships and a
naire (SDQ-20; Nijenhuis, Spinhoven, van Dyck, van life that the individual perceives as meaningful. Treat-
der Hart, & Van der Linden, 1996), and, most recently, ment often does not follow a linear path and frequently
the Dissociative Symptom Scale (DSS; Carlson et al., involves revisiting previous stages.
2016). The MDI provides data about specific aspects of
dissociation and can provide a standardized score. Only TREATING DISSOCIATIVE DISORDERS
the MID and TSI-2 have validity scales. These measures Despite the prevalence of DD and the rapidly growing
are psychometrically sound and can assist in diagnostic literature on dissociation, there are only a few random-
formulation, treatment planning, and research. ized controlled DD treatment studies involving
Although these measures can be helpful in gaining a psychotropic medication or biofeedback for depersonal-
better understanding of clinical problems, it is critical ization/derealization disorder (Somer, Amos-Williams,
to differentiate between screening and diagnostic & Stein, 2013), none of which show consistent evi-
instruments. Screening measures are designed to deter- dence of being efficacious. There are relatively few
mine whether or not a particular symptom should be treatment studies for the more chronic, complex DDs
further assessed; they do not provide the rich level of due to the methodological and funding challenges of
detail that diagnostic measures do, nor can they lead to studying patients with comorbid conditions and high
diagnoses. For instance, elevated DES scores may signal suicidality who require long-term treatment (Brand,
the presence of a dissociative process; however, diag- 2012).
nostic evaluation by a clinician is required due to the In a meta-analysis of DD treatment studies, Brand
possibility that an individual may not understand the and colleagues found that treatment was associated with
items or may be over- or underreporting symptoms. decreases in symptoms across eight studies (Brand,
Classen, McNary, & Zaveri, 2009). With the exception
TREATMENT OF DISSOCIATIVE REACTIONS of substance abuse, which showed a moderate effect,
Treatment for clients who present with the range of treatment had large effect sizes with decreased mood
difficulties associated with complex trauma and attach- disturbances (i.e., anxiety and depression), dissociation,
ment disruptions must target a wider range of symp- borderline features, somatic complaints, posttraumatic
toms and developmental deficits, rather than targeting symptoms, and generalized distress. While none of
only the classic symptoms of PTSD (Courtois & Ford, these studies used a control group, it appears likely that
2009; Herman, 1992). As emotion regulation, relation- treatment is beneficial for DD clients, although we
ship, and safety problems are so pervasive and disrup- cannot make conclusive statements about treatment
tive for those who have experienced adverse events causing these improvements.
during childhood, these are specifically targeted, along Jepsen and colleagues (Jepsen, Langeland, & Heir,
with addressing dissociation and PTSD symptoms. The 2013, 2014) found severe dissociative symptoms
expert consensus model for the treatment of and interpersonal difficulties were associated with

176 CLINICAL PSYCHOLOGY: SCIENCE AND PRACTICE  V24 N2, JUNE 2017
poorer outcomes and higher overall symptoms after a TREATING DISSOCIATION IN THE CONTEXT OF DISORDERS

three-month inpatient program for women sexually OTHER THAN DDS

abused in childhood. Additional analyses indicated that Dissociation can occur in a variety of clinical syn-
despite improvement after trauma treatment that did not dromes, yet not reach the severity or frequency
specifically address dissociation, those with DD showed required to merit diagnosis with a DD, including BPD
clinically significant distress (Jepsen, et al., 2014). The and DPTSD (Frewen, Kleindienst, Lanius, & Schmahl,
patients continued to receive outpatient treatment after 2014), depression (Friedman et al., 2009), obsessive-
discharge from the hospital. The authors noted the effect compulsive disorder (Rufer et al., 2006), psychosis (Sßar
sizes among the DD group improved on some measures et al., 2010), and complex PTSD (Courtois & Ford,
at follow-up compared with those with low dissociation, 2009). High dissociation is often associated with higher
who had stable scores, which may indicate DD clients levels of dropout or worse outcome (Friedman et al.,
require additional time to consolidate gains. 2009; Kleindienst et al., 2011, 2016; Rufer et al.,
The Treatment of Patients with Dissociative Disor- 2006). Although dissociation can be comorbid with the
ders (TOP DD) study is the largest, most geographi- above disorders, the treatment literature has primarily
cally diverse study on the treatment of DD to date focused on PTSD.
(Brand, Classen, Lanius, et al., 2009; Brand et al., Dissociation can interfere with a client’s ability to
2013). This naturalistic, longitudinal study followed an fully engage in treatment, particularly when intense
international sample of community therapist (n = 292) emotions are involved (Lanius, Frewen, et al., 2010;
and client (n = 280) pairs over 30 months. Treatment Lanius, Vermetten, et al., 2010). As the fundamental
was associated with a reduction in dissociation, suicide requirement in exposure therapy is habituating to
attempts, nonsuicidal self-injury, risky behaviors, and intense trauma-related fear while maintaining a con-
substance use. There was an increase in adaptive func- nection with the present moment, it is critical that
tioning, including socializing, attending college, and researchers study the effects of different levels of sever-
utilizing effective coping strategies. The results of the ity and types of dissociation on treatment, as well as
TOP DD study support the phasic treatment model the timing of when dissociation occurs (e.g., at entry
and indicate that safety and the therapeutic relationship into treatment versus during an exposure session). Most
continue to be an important focus throughout treat- studies do not specifically assess or target dissociation
ment (Brand et al., 2013). The therapeutic alliance during treatment sessions, yet this is a critical issue that
accounted for more of the variance in treatment out- appears to impact outcome (Kleindienst et al., 2016;
come for individuals in the TOP DD study than those Price, Kearns, Houry, & Rothbaum, 2014; Rufer
found in many other diagnoses, highlighting the cen- et al., 2006).
trality of the alliance among highly dissociative individ- Several studies have suggested dissociation is related
uals (Cronin, Brand, & Mattanah, 2014). to nonresponsiveness and/or worse outcomes in treat-
Some authors suggest treatment of dissociation will ment and follow-up. Bae, Kim, and Park (2016) found
increase or create, rather than alleviate, dissociative a relationship between dissociative symptoms and
states in clients with severe DD (Lilienfeld, 2007; comorbidity and treatment nonresponsiveness in eye
Lynn, Lilienfeld, Merckelbach, Giesbrecht, & van der movement desensitization and reprocessing therapy.
Kloet, 2012). There is no empirical support for this Price et al. found dissociation at the start of treatment
assertion if treatment is consistent with expert consen- predicted poor overall response; unfortunately, dissocia-
sus guidelines (International Society for the Study of tion was not assessed at follow-up (Price et al., 2014).
Dissociation, 2011). To the contrary, treatment Kleindienst et al. (2011) found dissociation interfered
research has found a reduction in dissociative symptoms with treatment gains in females diagnosed with BPD
in DD individuals (Brand & Loewenstein, 2014; Brand, who were involved in dialectical behavior therapy
Loewenstein, & Speigel, 2014), as well as increased (DBT). Further, individuals who dissociated during
social and occupational functioning (Brand et al., trauma-focused DBT (DBT-PTSD) sessions showed
2013). less improvement after 24 weeks of treatment

TRAUMATIC DISSOCIATION  BAILEY & BRAND 177


(Kleindienst et al., 2016). More concerning is a natu- as noted above, there is some research that supports
ralistic study by D’Andrea and Pole (2012), which this hypothesis. Similarly, dissociation at the onset of
found no improvement in dissociation with psychody- treatment was the only variable that predicted treat-
namic therapy, and worsening of symptoms in the pro- ment outcome in persons seeking services at an emer-
longed exposure (PE) condition. gency department following trauma; it accounted for
Some authors have asserted that dissociation does substantial variance in PTSD (i.e., 51%; Price et al.,
not have a significant impact on outcome. Hagenaars, 2014). More knowledge is needed about how the tim-
van Minnen, and Hoogduin (2010) found that ing (i.e., dissociation at enrollment in a study versus
although PTSD symptom severity remained higher for during treatment sessions), chronicity, severity, and
those who experienced dissociative symptoms, both type of dissociation experienced (e.g., depersonalization
high and low dissociators changed at the same rate. versus amnesia) relate to treatment outcome.
Thus, dissociation did not moderate the effectiveness of
PE, although at a six-month follow-up, the rates of SUMMARY AND IMPLICATIONS FOR FUTURE RESEARCH
PTSD were seven times higher in those with high dis- Exposure to adverse events during the formative
sociation. This suggests that those with high dissocia- years can have a variety of impacts on mood, behav-
tion would have likely required longer treatment to ior, cognitive abilities, health, and overall functioning
achieve similar PTSD remission rates. Similarly, Hal- (Felitti et al., 1998). Trauma exposure is known to
vorsen, Stenmark, Neuner, and Nordahl (2014) com- have a cumulative effect, with comorbidity and sev-
pleted a secondary analysis of data comparing narrative ere symptoms increasing in conjunction with the
exposure therapy to treatment as usual for a trauma- number of traumas, particularly when attachment fig-
tized refugee population. Dissociation did not signifi- ures are involved (Briere et al., 2008, 2016; Cloitre
cantly moderate treatment outcomes; however, the et al., 2009). While dissociation does not always fol-
PTSD scores for the highly dissociative group were still low traumatic events, antecedent trauma has been
in the severe PTSD range at follow-up. shown to be one of its most robust predictors
Alternatively, Cloitre, Petkova, Wang, and Lu (Dalenberg et al., 2012, 2014). Therefore, it is criti-
(2012) found that among women with PTSD, skill cal that clinicians and researchers understand how to
building preceding modified exposure provided greater define, assess, and treat the spectrum of dissociative
benefits in PTSD reduction as compared to no skills experiences and disorders.
building; this effect was more pronounced as severity Dissociative reactions may require longer treatment
of baseline dissociation increased. Another study indi- than typical for PTSD (Brand et al., 2013; Frewen &
cated women who endorsed higher levels of dissocia- Lanius, 2014; Lanius, Bluhm, & Frewen, 2011).
tion responded better to standard cognitive processing Although there are mixed opinions about whether dis-
therapy rather than a modified version of cognitive sociation impacts treatment (i.e., Hagenaars et al.,
therapy with no written trauma narratives (Resick, 2010; Halvorsen et al., 2014), individuals high in disso-
Suvak, Johnides, Mitchell, & Iverson, 2012). Overall, ciation often continue to have worse symptoms at ter-
complex trauma experts and much of the research sup- mination and follow-up than do those with low
port the phasic model described above and the idea dissociation. Furthermore, the timing of dissociation is
that treatment may need to be adapted when working not typically addressed in treatment studies but appears
with highly dissociative individuals, particularly if they to be of critical importance (Kleindienst et al., 2016;
dissociate during treatment sessions and/or have very Price et al., 2014). While there has been an increase in
high levels of dissociation (Brand et al., 2013). research on dissociation, there remains a paucity of
Future studies about the treatment of trauma-based controlled treatment studies among individuals high in
dissociation should address the timing of dissociation. dissociation, particularly those with DD. However,
Lanius et al. (2012) hypothesized that dissociation dur- most studies to date, including naturalistic and uncon-
ing treatment sessions prevents the extinction of trolled DD treatment studies, indicate that treatment is
learned fear and shame responses in exposure therapy; associated with reduced symptoms and increased

178 CLINICAL PSYCHOLOGY: SCIENCE AND PRACTICE  V24 N2, JUNE 2017
functioning (Brand, Classen, Lanius, et al., 2009; Basmaci Kandemir, S., Bayazit, H., Selek, S., Kilicaslan, N.,
Brand, Classen, McNary, et al., 2009; Brand et al., Kandemir, H., Karababa, I. F., . . . Cece, H. (2016).
2013). Tracking down the footprints of bad paternal relationships
Dissociation research has made significant gains over in dissociative disorders: A diffusion tensor imaging study.
Journal of Trauma & Dissociation, 17, 371–381. doi:10
the past several decades, yet many questions need to be
.1080/15299732.2015.1111282
answered. Controlled studies of dissociation are critical
Beeney, J. E., Wright, A. G., Stepp, S. D., Hallquist, M. N.,
to evaluating the effectiveness of various treatments and
Lazarus, S. A., Beeney, J. R., . . . Pilkonis, P. A. (in press).
to verify the link between treatment and symptom Disorganized attachment and personality functioning in
reduction (Brand, 2012). Neurobiological research (i.e., adults: A latent class analysis. Personality Disorders, Advance
Bremner, 2009; Frewen & Lanius, 2006a, 2014; Lanius, online publication. doi:10.1037/per0000184
Frewen, et al., 2010; Reinders et al., 2014) is revealing Bernstein, E. M., & Putnam, F. W. (1986). Development,
promising directions for clarifying the mechanisms reliability, and validity of a dissociation scale. Journal of
underlying dissociative reactions; however, application Nervous and Mental Disease, 174, 727–735.
of this knowledge to treatment is in its infancy. Given Blevins, C. A., Weathers, F. W., & Witte, T. K. (2014).
the high prevalence and significant comorbidity and dis- Dissociation and posttraumatic stress disorder: A latent
ability associated with dissociation, additional research profile analysis. Journal of Traumatic Stress, 27, 388–396.
Blizard, R. A. (2003). Disorganized attachment, development
and training about dissociation are urgently needed.
of dissociated self states, and a relational approach to
treatment. Journal of Trauma & Dissociation, 4, 27–50.
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