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Tyson Brand Traumatic Dissociation TheoryResearch Treatment-2017
Tyson Brand Traumatic Dissociation TheoryResearch Treatment-2017
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Brand, B.L., Schielke, H.J., Schiavone, F., & Lanius, R.A. (2022). Finding Solid Ground: Overcoming Obstacles in Trauma Treatment. Oxford University Press. View project
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Adverse and traumatic experiences in childhood have adulthood (see other articles in this special issue),
been linked to a number of symptoms, including disso- including dissociation (Briere, Kaltman, & Greene,
ciation. We provide an overview of the theoretical and 2008; Cloitre et al., 2009; Hodges et al., 2013). The
scientific literature on the relationship between antece- more types of trauma experienced, the greater the
dent trauma and dissociation. Further, we discuss the
symptom complexity, including higher risk of complex
dissociative experiences (Briere, Dietrich, & Semple,
effects of disrupted attachment and dissociation on
2016). Dissociation is “a disruption and/or disconti-
emotional, cognitive, and neurobiological development.
nuity in the normal integration of consciousness,
Within treatment and research settings, high dissocia-
memory, identity, emotion, perception, body represen-
tion and its comorbid conditions can impact retention
tation, motor control, and behavior” (American Psychi-
and alter treatment outcomes, making it crucial that atric Association [APA], 2013, p. 291), which can
clinicians and researchers understand methods of accompany other posttraumatic symptoms. High levels
assessing, treating, and studying dissociation. We of chronic dissociation may interfere with treatment
review the assessment and treatment of dissociative engagement and retention, as well as individuals’ daily
conditions, including the dissociative subtype of post- functioning and quality of life (Lanius, Brand, Vermet-
traumatic stress disorder and the dissociative disorders. ten, Frewen, & Spiegel, 2012). Therefore, it is crucial
Finally, we highlight areas for future research. that clinicians and researchers are trained in assessing,
Key words: child abuse, dissociation, dissociative treating, and studying dissociation. This article reviews
disorders, DPTSD, trauma, treatment. [Clin Psychol Sci theories about traumatic dissociation, assessment meth-
Prac 24: 170–185, 2017] ods and measures, treatment of dissociative reactions,
and implications for future research.
Traumatic events can have a profound impact on an
individual’s ability to function, particularly when they DEVELOPMENTAL MODELS OF DISSOCIATION
occur during childhood. Exposure to trauma during Infants are biologically wired to maintain proximity to
early development can negatively impact mood, behav- adults as a method of ensuring safety. However, if a
ior, cognitive abilities, health, and overall functioning caregiver is unable to remain connected and attuned
(Felitti et al., 1998). There is a clear link between within the relationship, the fear system becomes chron-
experiencing traumatic events during childhood and ically activated (Schore, 2001, 2003, 2009). When chil-
developing a complex, chronic symptom profile into dren experience persistent terror with no way to
escape, as is common in neglect, attachment disrup-
tions, or trauma, dissociation provides protection
Address correspondence to Tyson D. Bailey, Spectrum against emotional distress (Kluft, 1985; Liotti, 1992;
Psychological Associates, 19221 36th Ave. W, Suite 208, Nijenhuis, Vanderlinden, & Spinhoven, 1998; Spiegel,
Lywnnod, WA 98036. E-mail: tyson@spectrumpsychwa.com. 1984). Research has linked a number of factors to the
development of dissociation, including attachment style
doi:10.1111/cpsp.12195
© 2017 American Psychological Association. Published by Wiley Periodicals, Inc., on behalf of the American Psychological Association.
170 All rights reserved. For permissions, please email: permissions@wiley.com.
(primarily insecure and disorganized types; Liotti, 1992, disorganized attachment negatively affects how adults
1999; Lyons-Ruth, 2008; Schore, 2009), neurobiologi- interpret and respond to social interactions, including
cal and cognitive functioning, and cultural variables in a therapeutic setting (Beeney et al., in press; Prunetti
(Draijer & Langeland, 1999; Lanius, Frewen, Vermet- et al., 2008).
ten, & Yehuda, 2010; Liotti, 1992; Reinders, Willem- Research indicates that early trauma and attachment
sen, Vos, den Boer, & Nijenhuis, 2012). Almost all disruptions can cause subsequent dissociation. Schore
theories about dissociation conceptualize antecedent (2009) argues that children who develop disorganized
trauma and attachment difficulties as causal factors. We attachment are faced with the impossible task of
next review the theories that hold trauma and attach- inhibiting behavior designed to increase and deepen
ment difficulties as a fundamental cause for dissociation. relationships, which leads to the use of primitive disso-
This is followed by a review of the fantasy/sociocul- ciative defenses on a prolonged basis. Prospective stud-
tural model of dissociation, which holds that sug- ies have found that objective, verified childhood
gestibility, fantasy proneness, and cultural influences trauma and highly disrupted communication between
create dissociation and dissociative disorders (DDs) in the caregiver and child (e.g., mother acting intensely
psychologically and cognitively vulnerable individuals. angry toward infant) are related to dissociation in adult-
hood (Byun, Brumariu, & Lyons-Ruth, 2016; Diseth,
TRAUMA AND ATTACHMENT MODELS OF DISSOCIATION 2006; Lyons-Ruth, Dutra, Schuder, & Bianchi, 2006;
Childhood maltreatment and adverse childhood experi- Ogawa, Sroufe, Weinfeld, Carslson, & Egeland, 1997;
ences can be broadly conceptualized to include prob- Trickett, Noll, & Putnam, 2011). A longitudinal study
lematic caregiver behaviors, such as frightening the showed increased dissociation at a 10-year follow-up in
infant or being frightened by the infant’s distress, that those who had experienced daily painful medical pro-
cause attachment disruptions (Main & Hesse, 1990), cedures (i.e., anal dilation to treat anal birth defects)
particularly disorganized attachment (Cyr, Euser, Bak- that were performed by their parents (Diseth, 2006).
ermans-Kranenburg, & Van Ijzendoorn, 2010). Disor- Diseth (2006) indicated that even though the parents
ganized attachment is characterized by seemingly were not malevolent in their actions, the traumatic nat-
contradictory behavior, where the child appears to ure of the procedure interfered with the development
both seek connection, yet also simultaneously shows a of an organized attachment relationship, increasing the
fear-based avoidance of the caregiver (Main & Hesse, likelihood of dissociative symptoms over time. Due to
1990). An example of this contradictory behavior the level of distress the children and parents endured
would be a toddler both reaching for his mother with during this treatment, parents in Norway are no longer
his arms while his feet take a step away from her so required to provide this treatment to children with this
that he is out of reach. condition. A mixed methods study followed 50 infants
Early disorganized attachment is associated with later for 18 years and assessed an additional 62 matched
difficulties with dissociation, social relationships, and young adults at one time period to determine whether
academic as well as cognitive sequelae. Children with attachment disorganization mediated the relationship
disorganized attachment begin to display controlling/ between childhood abuse and dissociation (Byun et al.,
punitive behavior (e.g., rejection, being commanding) 2016). The severity of abuse was related to dissociation
and role reversals by age six, which generally replaces in adulthood as well as “unresolved attachment” status
the fear-based behaviors seen in infants and toddlers (the adult equivalent of infant disorganized attachment,
(Lyons-Ruth & Dozier, 2016). Longitudinal research as assessed by the Adult Attachment Interview [AAI]).
has found ambivalent or disorganized children had Young adults who experienced more severe childhood
lower IQ and grades in middle childhood, which was abuse interacted more punitively or showed more dis-
primarily mediated by their ability to cooperate with orientation toward their mothers, even after controlling
school rules and the extent to which their mothers for demographic variables. Surprisingly, unresolved
encouraged the academic process (West, Mathews, & attachment was not related to dissociation in adult-
Kerns, 2013). There is preliminary evidence that hood. However, Byun et al. (2016) suggest that the
172 CLINICAL PSYCHOLOGY: SCIENCE AND PRACTICE V24 N2, JUNE 2017
phenomenological experience of the “4 Ds,” that is, individuals with dissociative identity disorder (DID)
the dimensions of time, emotion, sense of embodi- while in emotionally neutral (i.e., ANP) versus trauma-
ment, and cognition. This model primarily focuses on tized (i.e., EP) states, suggesting emotional under- and
one’s ability to alter aspects of consciousness to manage over-arousal, respectively. Professional actors attempt-
overwhelming emotions related to traumatic experi- ing to simulate DID could not replicate the patterns of
ences during childhood. A study of 2,478 community brain activation or heart rate variability (HRV) found
adults found that those who demonstrated TRASC in DID (Reinders et al., 2006, 2012, 2014). HRV has
were more likely to have experienced adverse events also been shown to be significantly different for those
during childhood, specifically physical abuse/neglect with a DD (93% of whom were classified as unre-
and sexual abuse (Frewen, Brown, & Lanius, 2016). solved/disorganized by the AAI) compared with
The structural theory of dissociation (Nijenhuis & matched controls. Specifically, individuals with DDs
van der Hart, 2011) posits that identity becomes frag- showed an increase in a ratio thought to represent
mented into two or more parts during exposure to sympathetic and parasympathetic response after recall-
prolonged, severe threat. The “apparently normal” ing attachment-related memories, which seems to
parts (ANP) of the person develop to maintain distance reflect emotional dysregulation and/or switching
from traumatic memories and related emotions, while between dissociative states (Farina, Speranza, Impera-
the “emotional” parts (EP) maintain access. Switching tori, Quintiliani, & Marca, 2015). This research pro-
between the parts is mediated by action systems pri- vides support for the discrete behavioral state theory
marily organized around defenses designed to keep the suggested by Putnam and the structural theory of disso-
individual safe from threat. Below we discuss a series of ciation (Nijenhuis & van der Hart, 2011), as well as
neurobiological studies that support the structural the- empirical validation for DDs.
ory of dissociation. Trauma and stress are associated with structural dif-
Neurobiological research illustrates the impact of ferences in the brain as well. For example, Lyons-
trauma, including the complex influence of dissocia- Ruth, Pechtel, Yoon, Anderson, and Teicher (2016)
tion, and provides support for the trauma model of dis- found attachment disorganization was related to
sociation. A full review is beyond the scope of this increased amygdala volume in a longitudinal study of
article but is available (Frewen & Lanius, 2015). Disso- 18 adults when assessed at 29 years old. Further, a
ciative states generally arise when escape from a feared study of 15 adults diagnosed with DDNOS who had
stimulus is impossible, resulting in a “freeze” or “flag” disrupted paternal attachment relationships and matched
response in some animals and humans (Nijenhuis et al., healthy controls found decreased white matter in the
1998; Schauer & Elbert, 2010). Endogenous opioids corpus callosum and decreased connection between the
may be involved, as they regulate affect (Bodnar, 2016; limbic system and frontal lobes in the DDNOS group
Simeon & Knutelska, 2005). Traumatized individuals (Basmaci Kandemir et al., 2016). In summary, neurobi-
fluctuate between being in dissociative, hypo-aroused ological research provides support for the trauma model
states and being in hyperaroused, emotionally flooded of dissociation (Dalenberg et al., 2012), including DID
states (Frewen & Lanius, 2006a, 2006b; Lanius, and other DDs.
Frewen, et al., 2010; Schore, 2009). Studies using a
variety of traumatized populations demonstrate that THE TRAUMA VERSUS FANTASY/SOCIOCULTURAL MODEL OF
trauma-based dissociation is associated with a state of DISSOCIATION
hypo-arousal during which some regions of the brain Some authors doubt the causal role between antecedent
(e.g., the prefrontal cortex) overregulate regions associ- trauma and dissociation. Proponents of the fantasy
ated with awareness and intensity of emotions and sen- model (FM) of dissociation, sometimes called the
sations (Lanius, Vermetten, et al., 2010). Consistent sociocognitive or iatrogenic model, argue that highly
with these patterns, Reinders et al. (2003, 2006, 2014) dissociative individuals, particularly those with DID,
have found differences in cortical blood flow and car- are fantasy prone and suggestible, so that they are sus-
diovascular response when trauma scripts are read to ceptible to fantasizing trauma that did not occur (false
174 CLINICAL PSYCHOLOGY: SCIENCE AND PRACTICE V24 N2, JUNE 2017
Inventory (MDI; Briere, 2002) to measure depersonal- highly impaired by their symptoms. For example,
ization and derealization symptoms, studies found adults with DDs showed significantly more impairment
increased connectivity between the amygdala and pre- than those who did not have a dissociative presenta-
frontal cortex (Nicholson et al., 2015) and insula and tion, as measured by the Global Assessment of
amygdala (Nicholson et al., 2016) between those with Functioning scale, even after controlling for age,
DPTSD when compared with participants with PTSD comorbidity, and gender (Johnson et al., 2006). In a
and matched controls. study of over 53,000 admissions for U.S. soldiers, the
number of days patients were hospitalized for a DD
COMORBIDITY AND UNDER-RECOGNITION OF DISSOCIATION within the last 12 months was associated with extre-
Highly dissociative adults are likely to suffer from a vari- mely high risk of suicide in the following year (odds
ety of psychological disorders and psychiatric difficulties, ratio = 5.6; Kessler et al., 2015). Chronic dissociation
including PTSD, DPTSD, borderline personality disor- can impair functioning across a number of domains
der (BPD), suicidal ideation and attempts, depression, (i.e., work, family, interpersonal relationships, sense of
substance abuse, somatization disorder, and DD (Anda self) and may impact the course and outcome of treat-
et al., 2006; Briere et al., 2016; Sßar et al., 2003; Weber- ment, particularly if clinicians are unaware of, or do
mann, Myrick, Taylor, Chasson, & Brand, 2016). Disso- not address, chronic, severe dissociation (Jepsen, Lange-
ciation was a more powerful moderator of self-directed land, Sexton, & Heir, 2014). Therefore, it is critical
violence than both posttraumatic and depressive symp- that clinicians routinely assess dissociative symptomatol-
toms in a small, community-based sample (Briere & ogy, especially if clients have a history of repeated vic-
Eadie, 2016). Individuals with high dissociation some- timization, attachment disruptions, or other forms of
times have difficulty engaging in treatment, resulting in interpersonal betrayal (Draijer & Langeland, 1999;
being at risk of dropping out, increased likelihood of Freyd, 1994; Kluft, 1985; Liotti, 1992; Putnam, 1985;
relapse, and less durability of treatment gains (Kleindi- Schore, 2009).
enst et al., 2011, 2016; Rufer et al., 2006).
Individuals high in dissociation typically present USE OF ASSESSMENT MEASURES IN PREPARATION FOR
with a varied symptom profile, particularly when a TREATMENT
DD is present, and may require individualized treat- Trauma experts recommend assessing for dissociation
ment planning with particular attention to engaging during the initial phase of treatment (Armstrong et al.,
them in treatment and relapse prevention (Briere 2015). Using validated trauma and dissociation assess-
et al., 2016). Unfortunately, this complex symptom ment measures can be helpful in better understanding a
profile often leads clinicians to diagnose and treat the client’s experiences and in planning treatment. They
comorbid conditions while overlooking, and therefore can also be used repeatedly throughout therapy to
not treating, dissociation (Armstrong et al., 2015; assess the client’s progress.
Brand, Armstrong, & Loewenstein, 2006). For exam-
ple, a study of youth found that those with DD had GLOBAL TRAUMA MEASURES
the highest impairment of any of the disorders studied Measures that assess a range of trauma-related symptoms
yet the lowest level (2.3%) of referral for psychiatric in adults that contain a dissociation scale include the
treatment (Ferdinand, van der Reijden, Verhulst, Trauma Symptom Inventory-2 (TSI-2; Briere, 2011)
Nienhuis, & Giel, 1995). A nationally representative and Detailed Assessment of Posttraumatic States (DAPS;
sample of German adolescents and young adults with Briere, 2001). The advantage of these scales is that they
DD were also found to be quite impaired, yet only assess a range of posttraumatic symptoms. However,
16% had ever received mental health care (Lieb, Pfis- they do not provide specific information about the sub-
ter, Mastaler, & Wittchen, 2000). types of dissociation (e.g., depersonalization, identity
These studies and others indicate that individuals fragmentation), nor do they assess for DID. Thus, if the
with DDs are under-recognized and rarely receive dissociation subscales are elevated on these measures,
treatment targeting dissociation. They are also often clinicians should follow up with more careful
176 CLINICAL PSYCHOLOGY: SCIENCE AND PRACTICE V24 N2, JUNE 2017
poorer outcomes and higher overall symptoms after a TREATING DISSOCIATION IN THE CONTEXT OF DISORDERS
abused in childhood. Additional analyses indicated that Dissociation can occur in a variety of clinical syn-
despite improvement after trauma treatment that did not dromes, yet not reach the severity or frequency
specifically address dissociation, those with DD showed required to merit diagnosis with a DD, including BPD
clinically significant distress (Jepsen, et al., 2014). The and DPTSD (Frewen, Kleindienst, Lanius, & Schmahl,
patients continued to receive outpatient treatment after 2014), depression (Friedman et al., 2009), obsessive-
discharge from the hospital. The authors noted the effect compulsive disorder (Rufer et al., 2006), psychosis (Sßar
sizes among the DD group improved on some measures et al., 2010), and complex PTSD (Courtois & Ford,
at follow-up compared with those with low dissociation, 2009). High dissociation is often associated with higher
who had stable scores, which may indicate DD clients levels of dropout or worse outcome (Friedman et al.,
require additional time to consolidate gains. 2009; Kleindienst et al., 2011, 2016; Rufer et al.,
The Treatment of Patients with Dissociative Disor- 2006). Although dissociation can be comorbid with the
ders (TOP DD) study is the largest, most geographi- above disorders, the treatment literature has primarily
cally diverse study on the treatment of DD to date focused on PTSD.
(Brand, Classen, Lanius, et al., 2009; Brand et al., Dissociation can interfere with a client’s ability to
2013). This naturalistic, longitudinal study followed an fully engage in treatment, particularly when intense
international sample of community therapist (n = 292) emotions are involved (Lanius, Frewen, et al., 2010;
and client (n = 280) pairs over 30 months. Treatment Lanius, Vermetten, et al., 2010). As the fundamental
was associated with a reduction in dissociation, suicide requirement in exposure therapy is habituating to
attempts, nonsuicidal self-injury, risky behaviors, and intense trauma-related fear while maintaining a con-
substance use. There was an increase in adaptive func- nection with the present moment, it is critical that
tioning, including socializing, attending college, and researchers study the effects of different levels of sever-
utilizing effective coping strategies. The results of the ity and types of dissociation on treatment, as well as
TOP DD study support the phasic treatment model the timing of when dissociation occurs (e.g., at entry
and indicate that safety and the therapeutic relationship into treatment versus during an exposure session). Most
continue to be an important focus throughout treat- studies do not specifically assess or target dissociation
ment (Brand et al., 2013). The therapeutic alliance during treatment sessions, yet this is a critical issue that
accounted for more of the variance in treatment out- appears to impact outcome (Kleindienst et al., 2016;
come for individuals in the TOP DD study than those Price, Kearns, Houry, & Rothbaum, 2014; Rufer
found in many other diagnoses, highlighting the cen- et al., 2006).
trality of the alliance among highly dissociative individ- Several studies have suggested dissociation is related
uals (Cronin, Brand, & Mattanah, 2014). to nonresponsiveness and/or worse outcomes in treat-
Some authors suggest treatment of dissociation will ment and follow-up. Bae, Kim, and Park (2016) found
increase or create, rather than alleviate, dissociative a relationship between dissociative symptoms and
states in clients with severe DD (Lilienfeld, 2007; comorbidity and treatment nonresponsiveness in eye
Lynn, Lilienfeld, Merckelbach, Giesbrecht, & van der movement desensitization and reprocessing therapy.
Kloet, 2012). There is no empirical support for this Price et al. found dissociation at the start of treatment
assertion if treatment is consistent with expert consen- predicted poor overall response; unfortunately, dissocia-
sus guidelines (International Society for the Study of tion was not assessed at follow-up (Price et al., 2014).
Dissociation, 2011). To the contrary, treatment Kleindienst et al. (2011) found dissociation interfered
research has found a reduction in dissociative symptoms with treatment gains in females diagnosed with BPD
in DD individuals (Brand & Loewenstein, 2014; Brand, who were involved in dialectical behavior therapy
Loewenstein, & Speigel, 2014), as well as increased (DBT). Further, individuals who dissociated during
social and occupational functioning (Brand et al., trauma-focused DBT (DBT-PTSD) sessions showed
2013). less improvement after 24 weeks of treatment
178 CLINICAL PSYCHOLOGY: SCIENCE AND PRACTICE V24 N2, JUNE 2017
functioning (Brand, Classen, Lanius, et al., 2009; Basmaci Kandemir, S., Bayazit, H., Selek, S., Kilicaslan, N.,
Brand, Classen, McNary, et al., 2009; Brand et al., Kandemir, H., Karababa, I. F., . . . Cece, H. (2016).
2013). Tracking down the footprints of bad paternal relationships
Dissociation research has made significant gains over in dissociative disorders: A diffusion tensor imaging study.
Journal of Trauma & Dissociation, 17, 371–381. doi:10
the past several decades, yet many questions need to be
.1080/15299732.2015.1111282
answered. Controlled studies of dissociation are critical
Beeney, J. E., Wright, A. G., Stepp, S. D., Hallquist, M. N.,
to evaluating the effectiveness of various treatments and
Lazarus, S. A., Beeney, J. R., . . . Pilkonis, P. A. (in press).
to verify the link between treatment and symptom Disorganized attachment and personality functioning in
reduction (Brand, 2012). Neurobiological research (i.e., adults: A latent class analysis. Personality Disorders, Advance
Bremner, 2009; Frewen & Lanius, 2006a, 2014; Lanius, online publication. doi:10.1037/per0000184
Frewen, et al., 2010; Reinders et al., 2014) is revealing Bernstein, E. M., & Putnam, F. W. (1986). Development,
promising directions for clarifying the mechanisms reliability, and validity of a dissociation scale. Journal of
underlying dissociative reactions; however, application Nervous and Mental Disease, 174, 727–735.
of this knowledge to treatment is in its infancy. Given Blevins, C. A., Weathers, F. W., & Witte, T. K. (2014).
the high prevalence and significant comorbidity and dis- Dissociation and posttraumatic stress disorder: A latent
ability associated with dissociation, additional research profile analysis. Journal of Traumatic Stress, 27, 388–396.
Blizard, R. A. (2003). Disorganized attachment, development
and training about dissociation are urgently needed.
of dissociated self states, and a relational approach to
treatment. Journal of Trauma & Dissociation, 4, 27–50.
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