National Stock

Exchange
Preface

NATIONAL STOCK EXCHANGE

Access to NMF II

NATIONAL STOCK EXCHANGE

 About NMF II
 Browser based, portal based application
 Supports User hierarchy , sub-broker and EUIN mapping
 Supports branch and sub-broker model
 User access and privilege to be decided by the member
 Focus on digitization, multiple channels of payment
 Cheque based transactions also through service centers
 Currently 25 AMCs available on platform with 89% of the industry
AUM
 1050 IFAs / NDs participating on the platform. On boarding of
others in progress
 20 K IIN created so far on platform
NATIONAL STOCK EXCHANGE
 Operational Ease
 Conventional Method vs. NMF II Platform
Conventional NMF II
Transaction Forms AMC wise Common
Single Order Entry &
No. of Forms & Payment Cheques AMC wise
Payment
Form Fill-up Manual Pre-printed Forms
Timestamp on Forms Manual Electronic
Submission At AMC Offices / RTAs CAMS
Submission Timing By 3 PM By 5 PM
 One-time Investor Registration
 Pre-order validation on minimum investment and
holding information

NATIONAL STOCK EXCHANGE

 Value Proposition
 No DIRECT Plans
 Incorporation of Investors’ Existing Portfolios, under
Your ARN
 Create multiple Sub-User, Sub-Broker Logins
 Investors also can have their separate Logins
 Single Order Entry Screen & Single Payment
 Multiple Modes of Payment
 Demat & Non-Demat holding, for MF Units
 Reduced Logistic Requirement with Nil Infrastructure
Cost
NATIONAL STOCK EXCHANGE
 Proposed Facilities for
Phase-II
 Risk Profiling, Portfolio Design, Asset Allocation Tools
 Platform for Mobile Devices
 APIs to integrate with the existing front / back offices
 POA model to be integrated
 Ease in Account set-up -interface with KRA for direct
download
Let’s have a Feel of
MFS*****

*********
3NX4E
 Create Multiple
Sub-users & Logo Image of
Sub-brokers; your choice;
Mapping Facility Portfolio
is also available Statements will
carry the Logo
 Bring Investors on this
Platform;
Unique Ref. No. Generation,
which will be permanent for
Platform;
One time Activity;
IIN (Investor Identification
No.)
Locate already created
Customers;
Through IIN No., Name,
DOB
 Combination wise IIN
Creation
1) Tax Status
2) Holding Nature
3) PAN Numbers

Examples
a) Individual – Single
b) Individual – AOS – Holding
1, 2, 3
c) Individual – Joint –
Holding 1, 2, 3
d) Proprietorship Firm
e) HUF
 Provision for
Micro-investment,
for investors who
don’t have PAN
Card
Decide if you want
to give Investor
Login or Not

a) Phone – No
Login
b) Online – Login
c) All - Login
 Combination wise IIN
Creation
1) Tax Status
2) Holding Nature
3) PAN Numbers

Examples
a) Individual – Single
b) Individual – AOS – Holding
1, 2, 3
c) Individual – Joint –
Holding 1, 2, 3
d) Proprietorship Firm
e) HUF

Remember that we discussed about “Combination

wise IIN Creation”..!!!
 IINs Grouping
Facility, to
maintain a
clubbed data of a
Family
Select the IIN, which
you want to make as
Primary IIN
View Basic Details of
Customers;
Check IIN Active /
Inactive Status;
Print Packing List
Generate Portfolio
Statements of
Investors
 AMC Names will be
listed here, under
which the investor has
portfolio with
Portfolio Statement (Summary)

NMF – II Process Flow

Portfolio Statement (Detailed)

NMF – II Process Flow

 Normal =
Lumpsum
Investmen
t

Systemati
c = SIP
Investmen
t
 Payment
Mode
a) Physical
Mode
b) Online
Mode
Payment to be in favour of
“National Securities Clearing
Corporation Ltd”
 Admin User will be able to:
Authorize 1) Edit Transaction Details
entered
2) Authorize Transaction
entered
… by his Sub-Users
For further Inquiries, Please contact –

Bhuvnesh Sharma
9610680444
bsharma@nse.co.in
THANK YOU
 Membership Application
 Only 4 pages of documents required
 Enclose photocopy of PAN, ARN card, AMFI Certificate
 Charges Involved
Waived off till Sep 30,
One-time Processing Fees Rs. 2,500/-
2015
Waived off till Sep 30,
1st Year Charges Rs. 2,000/-
2015
Refundable Deposit (for
Rs. 15,000/- Cheque / NEFT
Individual ARN)
Refundable Deposit (for
Rs. 25,000/- Cheque / NEFT
Corporate ARN)
 No. of Active AMCs
Sr.
AMC Name
No
1 AXIS ASSET MANAGEMENT COMPANY LIMITED
2 BIRLA SUN LIFE MUTUAL FUND
3 BNP PARIBAS MUTUAL FUND
4 DEUTSCHE ASSET MANAGEMENT (INDIA) PVT LTD.
5 DSP BLACKROCK ASSET MANAGEMENT COMPANY
6 EDELWEISS ASSET MANAGEMENT LIMITED
7 HDFC AMC LTD.
8 ICICI PRUDENTIAL ASSET MANAGEMENT COMPANY LTD
9 IDBI ASSET MANAGEMENT SERVICES LTD
10 IDFC ASSET MANAGEMENT CO.PVT. LTD.
11 J P MORGAN MUTUAL FUND
12 KOTAK MAHINDRA AMC LTD.
13 L&T INVESTMENT MANAGEMENT LIMITED
Sr.
AMC Name
No
14 MIRAE ASSET GLOBAL INVESTMENTS (INDIA) PVT. LTD.
15 MOTILAL OSWAL ASSET MANAGEMENT COMPANY LIMITED
16 PPFAS ASSET MANAGEMENT PVT. LTD.
17 PRAMERICA ASSET MANAGERS PRIVATE LIMITED
18 PRINCIPAL PNB AMC PVT. LTD.
QUANTUM ASSET MANAGEMENT COMPANY PRIVATE
19
LIMITED
20 RELIANCE CAPITAL ASSET MANAGEMENT LTD.
21 RELIGARE INVESCO ASSET MANAGEMENT COMPANY
22 SBI FUNDS MANAGEMENT PVT.LTD
23 SUNDARAM BNP PARIBAS AMC LTD.
24 TATA ASSET MANAGEMENT LTD.
25 UTI ASSET MANAGEMENT COMPANY LTD.
 NAV Applicability
Scheme Subscriptio
Order Entry
Time
Matrix
Cheque
Cheque Deposit
Cut off Time at Applicable NAV- Subject to funds clearance in
NMF Service NSCCL Pool Account and transfer to the AMC
Type n Amount Criteria
(T-day) Centers Scheme Account.
(T-day)
Non-Liquid Before 3 PM Any Bank 05.00 PM T Day
1. T Day- ( if funds are transferred and credited to
Less than scheme accounts after 2 PM on T day and up to 2
Before 11.30
Liquid INR 2 lakh HDFC Bank 12.30 PM PM on T+1 day)
AM
2. T-1 NAV ( if funds are transferred and credited to
scheme accounts before 2 PM on T day)
1. T+1 Day ( if funds are transferred and credited
Before 11.30 to scheme accounts before 3 PM on T +1)
Non Liquid HDFC Bank 12.30 PM
AM 2. T Day ( if funds are transferred and credited to
scheme accounts before 3 PM on T day)
More than 1.T Day provided funds are transferred and
INR 2 lakh credited to scheme accounts before 2 PM on T + 1
day
Liquid Before 3 PM Non HDFC Bank 05.00 PM
2.T+1 Day provided funds are transferred and
credited to scheme accounts after 2 PM on T + 1
day and before 2 pm on T+2 day
More than T+1 Day if funds are transferred and credited to
Non Liquid Before 3 PM Non HDFC Bank 05.00 PM
INR 2 lakh scheme accounts before 3 PM on T+1