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Science of the Total Environment 796 (2021) 148605

Contents lists available at ScienceDirect

Science of the Total Environment

journal homepage: www.elsevier.com/locate/scitotenv

How can vegetation protect us from air pollution? A critical review on


green spaces' mitigation abilities for air-borne particles from a public
health perspective - with implications for urban planning
Arnt Diener b,c,⁎, Pierpaolo Mudu a,b
a
Department of Public Health, Environmental and Social Determinants of Health, World Health Organization, Avenue Appia 20, 1211 Geneva, Switzerland
b
European Centre for Environment and Health, Regional Office for Europe, World Health Organization, Platz der Vereinten Nationen 1, 53113 Bonn, North-Rhine Westphalia, Germany
c
Institute of Occupational, Social and Environmental Medicine, Centre for Health and Society, Medical Faculty, Heinrich-Heine-University of Düsseldorf, Gurlittstr 55/II, 40223 Düsseldorf, North-Rhine
Westphalia, Germany

H I G H L I G H T S G R A P H I C A L A B S T R A C T

• Green spaces can affect air quality by


particle deposition, dispersion, modifi-
cation.
• Evidence is ineffectively linked amid
disciplines, especially for health impli-
cations.
• Composite effects varying by context
and scale motivate adapted green
interventions.

a r t i c l e i n f o a b s t r a c t

Article history: Air pollution causes the largest death toll among environmental risks globally, but interventions to purify ambi-
Received 19 March 2021 ent air remain inadequate. Vegetation and green spaces have shown reductive effects on air-borne pollutants
Received in revised form 29 May 2021 concentrations, especially of particulate matter (PM). Guidance on green space utilisation for air quality control
Accepted 18 June 2021
remains scarce, however, as does its application in practise. To strengthen the foundation for research and inter-
Available online 24 June 2021
ventions, we undertook a critical review of the state of science from a public health perspective.
Editor: Pavlos Kassomenos We used inter-disciplinary search strategies for published reviews on green spaces and air pollution in key scien-
tific databases. Using the PRISMA checklist, we systematically identified reviews with quantitative analyses. For
each of the presented PM mitigation mechanisms, we conducted additional searches focused on the most recent
Keywords: articles published between 2016 and early 2021.
Air quality The included reviews differentiate three mitigation mechanisms of green spaces for PM: deposition, dispersion
Green intervention and modification. The most studied mechanism is deposition, particularly measures of mass and settling velocity
Pollution mitigation of PM on plant leaves. We consolidate how green space setups differ by scale and context in their potentials to
Human health
reduce peak exposures, stationary (point) or mobile (line) pollution sources, and the potentially most harmful
Plants
PM components. The assessed findings suggest diverse optimisation options for green space interventions, par-
Risk-based management
ticularly concerning plant selection, spatial setup, ventilation and maintenance – all alongside the consideration
of supplementary vegetation effects like on temperature or water.
Green spaces' reductive effects on air-borne PM concentrations are considerable, multi-mechanistic and varied
by scale, context and vegetation characteristics. Such effect-modifying factors must be considered when rethink-
ing public space design, as accelerated by the COVID-19 pandemic. Weak linkages amid involved disciplines

⁎ Corresponding author at: Institute of Occupational, Social and Environmental Medicine, Gurlittstrasse 55/II, 40223 Düsseldorf, Germany.
E-mail address: arnt.diener@hhu.de (A. Diener).

https://doi.org/10.1016/j.scitotenv.2021.148605
0048-9697/© 2021 The Authors. Published by Elsevier B.V. This is an open access article under the CC BY license (http://creativecommons.org/licenses/by/4.0/).
A. Diener and P. Mudu Science of the Total Environment 796 (2021) 148605

motivate the development of a research framework to strengthen health-oriented guidance. We conclude on an


urgent need for an integrated and risk-based approach to PM mitigation through green space interventions.
© 2021 The Authors. Published by Elsevier B.V. This is an open access article under the CC BY license (http://
creativecommons.org/licenses/by/4.0/).

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
2. Methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
2.1. Review approach and protocol . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
2.2. Search strategy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
2.3. Study selection and qualitative analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
2.4. Definitions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
3. Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
3.1. Search outputs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
3.2. Mechanism 1: deposition . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
3.3. Mechanism 2: dispersion. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
3.4. Mechanism 3: modification of PM. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
4. Discussion. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
4.1. Green spaces' mitigation mechanisms for PM exposure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
4.2. Public health relevance at different scales . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
4.3. Risk-based approach for green-space interventions to mitigate air pollution . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
4.4. Research gaps and outlook . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
4.5. Limitations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
4.6. Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
Declaration of competing interest. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
Appendix A. Supplementary data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14

1. Introduction research results on the interaction between groups of plants or vege-


tated areas and public health (e.g. Egorov et al., 2016). This is practical,
Ambient air pollution is estimated to cause over 4 million premature though notably a simplification when considering the complexity of
deaths annually, while in several regions levels of air pollution are yet (urban) land covers and ecosystems, which types and characteristics
increasing (Shaddick et al., 2020; Neira and Prüss-Ustün, 2016). Expo- of green spaces can influence health effect estimates.
sure to air pollutants increases the short-term and long-term risk for Research stretching across geographic and disciplinary borders has
cardiovascular and respiratory diseases in particular (Thurston et al., shown beneficial effects of improving the quantity and quality of
2017). A primary concern for research and policy is ambient air-borne green spaces for health effects and the mitigation of environmental
particulate matter (PM), which comes in different sizes and chemical risks. Among the so-called ecosystem services, one benefit is the afore-
and biological compositions (Di et al., 2017; Ali et al., 2019). PM causes mentioned air quality amelioration function by alterations of the con-
the majority of the disease burden attributed to air pollutants, of which centration of air pollutants (TEEB, 2010). Correspondingly, various
more than half relates to ambient exposures by inhalation (IHME, health benefits have been identified for green space users and residents
2019). Among the major risk factors threatening human health globally of adjacent neighbourhoods (Rojas-Rueda et al., 2019; WHO, 2021),
in terms of its disease burden, PM has recently been ranked fifth, and with some benefits even reaching beyond a local scale (Annerstedt
thus first among environmental risks (Cohen et al., 2017). The public Van Den Bosch et al., 2016). Epidemiological studies differentiating
health benefit of a reduction in PM concentrations is well understood. the health benefits of green spaces by the composition of air pollution
Yet, we remain limited in managing air quality beyond emissions con- or PM are few. Green spaces can affect human health directly through
trol (Burns et al., 2019). Meanwhile, research rapidly grows on evaluat- a number of factors, thus requiring complex epidemiological study
ing the ameliorating effects of plants and vegetation on PM and of setups for a mediation analysis on the indirect effects via air quality
underlying physical, biological and chemical mechanisms (Janhäll, amelioration (Lachowycz and Jones, 2013). However, changes in PM
2015; Aerts et al., 2018; Egorov et al., 2016; Crouse et al., 2019; Wolf concentrations can be modelled for morbidity and mortality based on
et al., 2020). Rapid urbanisation and an increasing awareness for the ef- a well-established evidence base.
fects of the natural environment on our health have motivated numer- From the available evidence overviews, the conceptual and mecha-
ous studies on outdoor land plants, or in urban planning terminology nistic complexity of the green spaces and air pollution topic becomes
“green space” and “greenness”, as interventions able to protect our evident judging by the variety of involved (sub-)disciplines and per-
health from ambient air pollution at difference scales. spectives (Sun and Zhu, 2019). Recent reviews build on evidence pro-
Though there is not an agreed definition of “green spaces”, also due duced by research in, among others, atmospheric sciences, plant
to cultural and disciplinary differences, they are commonly understood biochemistry or urban planning (e.g. Janhäll, 2015; Wolf et al., 2020).
as outdoor, on-land vegetation (Egorov et al., 2016; Taylor and Hochuli, An estimation of the (indirect) health effect of green spaces through
2017). The expression “green spaces” may not be usual among forestry, air quality amelioration is hardly trivial. Firstly, the underlying mecha-
biology or ecology scholars, but is commonly employed in public health nisms are highly complicated (e.g. Janhäll, 2015). Secondly, epidemio-
and particularly in epidemiology to denote an indicator of exposure to logical assessments, for instance through mediation analysis, are
greenness (e.g. measured by the normalized difference vegetation aggravated by complex causal pathways and the fact that green space
index (NDVI)). The concept is utilised, among others, for modelling interventions cause several direct health effects (Eisenman et al.,

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A. Diener and P. Mudu Science of the Total Environment 796 (2021) 148605

2019; Markevych et al., 2017; Vienneau et al., 2017). As a consequence, We developed the search terms for the systematic search in three
the epidemiological evidence base remains small and green space ef- databases along guidance by Grant and Booth (2009) and Sutton et al.
fects on air pollution may be underrepresented, including in topical eco- (2019). We grouped search terms in (a) outcome, (b) intervention
nomic valuations (Kumar et al., 2019; Arantes et al., 2019). Recent and (c) mechanism (see supplementary material). The development
evaluations of research around green spaces, particularly trees, and of the search terms effectively included (a) an assessment of terminol-
public health show a stark increase of publications in the first two de- ogy use for over 100 topical papers, (b) trial searches to improve speci-
cades of this century (Zhang et al., 2020a). This holds particularly for ficity and sensitivity and to calibrate the search term to include pre-
the association between air pollution and green spaces (Xu et al., defined key articles, (c) correction of the search term along the PRESS
2020), for which Badach et al. (2020) finds research hardly being Guidelines and reflecting on typical errors as identified by Sampson
utilised for urban planning. The Covid-19 related restrictions in 2020 and McGowan (2006), (d) adjustment of search terms for selected data-
and 2021 and the related increasing relevance of public spaces and bases, and (e) a series of supplemental searches, including hand
green spaces make for an opportune time to reflect on the current evi- searches in key thematic journals and reference tracking for selected pa-
dence base across disciplines to better orient planning (e.g. Honey- pers. For Google Scholar, advanced search terms are limited in length,
Rosés et al., 2020; Pouso et al., 2021). This review is to draw a picture which we replaced by a combination of separate searches.
of what evidence is available and whether and how it can guide the se-
lection and effective implementation of practical interventions. 2.3. Study selection and qualitative analysis
Our objective is to present and critically reflect on the current state
of science around the mitigating potential of green spaces for the con- Studies published in peer-reviewed journals in English language be-
centration and toxicity of ambient PM. We want to describe the key fore 10 March 2021 were included based on pre-defined search terms
mechanisms and associated determinants for their mitigation effects. and eligibility criteria for the databases of Web of Science, MEDLINE,
The results are to provide guidance and a direction for future research. Scopus and Google Scholar. We excluded studies that focus on air qual-
We expect that developments in technology, data availability and qual- ity in indoor settings and quasi-indoor settings like tunnels or mines.
ity, as well as new or enhanced assessment methodologies have allowed We only included scientific papers considering changes in ambient PM
significant improvements in recent years. Two main research questions concentration as an outcome. The studies' methodology and published
guided this work: Firstly, we evaluated to what extent green spaces are results had to allow a clear distinction of a relative or absolute change
able to affect PM exposure at different spatial scales to improve public of the outcome due to green spaces. This excluded studies that relate
health. Secondly, we used search outputs to structure the mitigating green spaces with measured health effects (for example epidemiologi-
mechanisms and factors affecting green spaces' potential to reduce con- cal studies) without quantitative data on the underlying mitigation
centration and toxicity of ambient PM. mechanisms. The selected papers also should have assessed one or
more properties of green spaces, with relevance to their air pollution
2. Methods mitigation potential, allowing a characterization into urban design fac-
tors (such as vegetation density, height, biodiversity, dimensions, rela-
2.1. Review approach and protocol tive location) and vegetation or plant properties (such as species, leaf
structure, condition). For the primary analysis, we only included studies
We combined the methodology of a critical review - on the basis of a categorised as reviews and focused on the mitigation of ambient PM. For
systematic literature search on the current state of science - and the secondary analysis, we focused on papers published between
complemented it with exploratory literature searches on the individual 01.01.2016 and 31.12.2020 to reflect the recent developments in the
mechanisms (deposition, dispersion, modification) for different green scientific discourse. The secondary searches were conducted using
space setups (such as hedges and parks), particle sizes and spatial modifications of the primary search terms to respectively filter results
scales. We used methodological guidance as provided by Grant and of primary studies according to the three identified mechanisms for
Booth (2009) and Sutton et al. (2019) on systematic literature searches PM mitigation.
for orientation. For search strategy refinement, we made use of the As our objective was to gain an overview of health-relevant mecha-
PRESS Guidelines Evidence-Based Checklist (McGowan et al., 2016). nisms, i.e. reductions of human exposure to PM, we extracted data, re-
We documented the process of identifying relevant publications with sults and conclusions from (review) papers using that perspective. For
the PRISMA checklist (Moher et al., 2009). In summary, we have con- analysis, we identified the mechanism or combination of mechanisms
ducted: 1) a primary literature review of published reviews on the ef- studied, and reflected on the methodology and setup of the research,
fects of green spaces on PM concentrations, and 2) a series of before categorising its numeric results and its assessment of agreements
secondary literature reviews on the identified PM mitigation mecha- and gaps for result presentation. We supplemented the insights gained
nisms, with a focus on the papers published during the past five years from the identified reviews with recently published articles on PM mit-
(2016 to 2020). igation and reviews covering procedural aspects of these mitigation
functions in more detail.
2.2. Search strategy
2.4. Definitions
Reflecting the multi-disciplinarity of the relevant body of publica-
tions, as evident from current reviews on urban green spaces and air For the purpose of this review, we defined “green space” as the inter-
pollution, we chose “Web of Science” (Core Collection), “MEDLINE” vention rather generally as both man-made and natural on-land vegeta-
and “Scopus” as the main databases to search. We complemented tion in outdoor areas (after Egorov et al., 2016). Some researchers use
their results with searches in “Google Scholar” by using the software the term “urban forests” almost synonymously (Han et al., 2020), as
“Harzing's Publish or Perish” to avoid personalisation bias by the search such definition may cover dense urban forests, but also individual street
engine. For the selection of databases and respective search procedures, trees and green walls (Egorov et al., 2016). Green spaces may interact
we consulted guidance provided by Livoreil et al. (2017), Bramer et al. with PM as a system or as individual plant elements – thus this review
(2017), Atkinson and Cipriani (2018), Cooper et al. (2018), and for soft- covers both existing and planned (urban) green space interventions.
ware solutions Muka et al. (2020) and Lefebvre et al. (2019). To orga- For the investigated mitigating or reductive mechanisms, a key term is
nize review results by sub-topics, we used the reference management “deposition”, that we considered in terms of dry deposition and defined
software “Mendeley”. For the review of abstracts and full-texts, we it as a temporary or permanent residence of PM on the surface of a plant,
used the systematic literature review software “Covidence”. either by “adsorption” or by gravitative settling. Plants may also

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“absorb” PM through their stomata or cell membranes of its elements, hindering for instance the differentiation of local emissions (and inter-
particularly their leaves. Deposited PM may undergo “resuspension” ventions) from urban or rural pollution background levels.
into the air, typically influenced by wind, and “removal” by wash-off
from leaves or, for instance, during defoliation. In a risk management 3. Results
context, the term “mitigation” may describe a reduction of the probabil-
ity and/or the severity of a risk – here: exposure to air-borne PM - 3.1. Search outputs
whether by reductions of air-borne PM concentration or toxicity. We
defined the change in concentration of PM as our main outcome of in- All searches together identified almost 5000 papers in the three pri-
terest. We included effect estimates for any PM size range and constitu- mary databases (last update on: 10.03.2021) and complemented with
ent, thus permitting interpretation of PM potential toxicity effects as a searches in Google Scholar. After removal of duplicates for our primary
secondary outcome. We defined “PM” as the ambient, concentration search, we identified 12 review papers that met the inclusion criteria –
of air-borne particles, both from natural and anthropogenic sources, of which one could not be made available to us despite requests (Fig. 1).
measured both below a diameter of 10 μm (PM10 or coarse PM) or The identified reviews were published between 1973 and 2020 by re-
below a diameter of 2.5 μm (PM2.5 or fine PM) (WHO, 2006a). The searchers working in Asia, Europe and North America (Table 1). Their
lower size limit is set by the measuring or modelling approach of the re- overall topical focus lies on “dry deposition” of PM on vegetation leaves.
spective research, while assessments of ultra-fine and quasi ultra-fine We complemented these systematic searches with several secondary
particles around and below 0.1 μm (UFP) are a relatively recent devel- searches in the four databases using specific keywords for the individual
opment (Ohlwein et al., 2019), and typically not measured in weight mitigating mechanisms as suggested by analyses of the 11 reviews.
but particle number concentration (PNC). PM exposure can be miti- We find that evidence-based discussions on green spaces as a con-
gated by reducing its concentration (measured in weight or particle trol measure for air pollution - with a focus on human health and
number concentration) or (biological) toxicity, for example carcinoge- amenity - have been ongoing since over a century (Smith, 1977). We
nicity, in terms of particularly health-threatening PM components and identified the first review of such evidence dating back to 1973
sizes (e.g. Jia et al., 2017; Shin et al., 2017). (Warren, 1973). Warren (1973) identified 92 abstracts of which 10
An assessment of green spaces' air amelioration effects can be con- were rated “directly relevant”, and which were complemented with a
ducted at different scales. For our analysis of the identified literature, search of 36,000 “technical documents”. Only a few years later, Smith
we grouped the common scales existent for green space and for air pol- (1977) reviewed the same topic for its effects on human health. We
lution research into two scales: a “local scale” that may range from found most papers to echo improvements of human health as the
around 10 m to about 500 m (qualified by Tiwari et al. (2019) as the mi- ultimate objective, with the majority of studies fitting under the um-
croscale for modelling), depending on how far local emissions and their brella of the question: “how can green space improve the air that we
possible mitigation can be differentiated from background concentra- breathe?”
tions; and a city or district scale that we define as a “regional scale” Quantitative assessments of the effect of green spaces on PM are typ-
that covers wider geographical areas (Labib et al., 2020). The local ically conducted and reported using three different approaches:
scale includes a “personal/body scale” that varies between 10 and 100 1) modelling (including a wide range of model types) 2) real-life mea-
m and considers the immediate surroundings of the human body and surements (such as with mobile air quality measurement devices or
a “neighbourhood” scale that defines the areas, usually around the res- the gravimetry of harvested leaves), and 3) experiments (for instance
idence, where the majority of the people spend large amounts of their using a wind tunnel). Several papers thematise methodological issues
time (Labib et al., 2020). In fact, the local scale may relate to a single and limited transferability of model estimates to real-life measurements
tree or a green pocket, to parks and small tree stands (such as used by (e.g. Petroff et al., 2008). Depending on the situation, differences within
Han et al., 2020). The existence of multiple scales of green spaces is fur- and between the methodological categories do not only affect precision,
ther complicated by the air pollution distribution patterns and most of but also accuracy of a study's conclusion assuming similar conditions –
the studies investigate the relationships between health and urban as argued by Wang et al. (2019) and others.
green space by exposure assessments within different buffer zone dis- This review has been set out to be interdisciplinary, as is not uncom-
tances. This complexity is often tackled without clear distinctions, thus mon for research in environmental health. One critical step was the

Fig. 1. PRISMA flow chart on the literature selection process for this review. Chart modified after (Moher et al., 2009).

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analysis of terminology use in the field when defining and optimising et al. (2020), suggesting nano-structural properties may have a critical
the search strategy. For this pre-analysis, we used a non-systematic effect on the adsorption and absorption of PM. Popek et al. (2019)
sample of one hundred papers. For what we call “green space”, most shows that deposition amounts fluctuate daily at high rates, with rain
studies used the term “vegetation” (115) as compared to “green being able to even wash-out waxed-in PM. Notably, the wash-out effi-
space” (61), while for specifications of the involved plant type, more ciency of waxed-in PM appears to depend on the water's mineral con-
than half (363 of 578) named “tree(s)”. For the effect of green spaces tent – with distilled water, as used in many experimental wash-off
on air pollution, the hierarchy of terms was “remove” (109) > “reduce” setups, likely underestimating this effect. The leaves hydrophilicity
(98) > “mitigate” (49); while descriptions of the mechanism were: “de- was found to increase deposition (e.g. Bertold et al., 2019).
posit” (107) > “capture” (98) > “accumulate” (98) > “retain” (65) > Deposition values expressed by weight or number of PM are of lim-
“absorb” (45) > “adsorb” (44) > “disperse” (22) and “filter” (22). ited value and hamper comparability if missing an explicit or implicit
The following Table 1 lists the 11 included reviews and compares time component. Among plants Cai et al. (2017) show differences be-
their consideration of the four mitigative effects (“dispersion”, “deposi- tween 1 (herbs) and 2.5 (coniferous trees) g/m2/week based on their
tion”, “modification” and “ventilation”) and their net effect (“removal”). meta-analysis. Cai et al. (2017) estimate that a leaf reaches its maximum
For further analysis, green-space related ventilation processes are in- “deposition capacity” after 10 days, while Liu et al. (2013) estimates sat-
cluded in the mechanism of dispersion, while notably a separate scien- uration after 25 days. Popek et al. (2019) suggest PM deposition changes
tific debate exists on (urban) ventilation and associated dilution of air are highly variable - with up to 35% difference in PM load within one
pollutants (e.g. Peng et al., 2020). It also roughly categorises the spatial day, while Schaubroeck et al. (2014) estimates that at the end of a (de-
focus into “local” and “regional”, or both. The selected reviews orient ciduous) leaves season, only 0.01% of the PM (weight) temporarily de-
our analysis on some crucial aspects: the important distinction on mit- posited throughout the season is represented on the leaf. Evergreen or
igation mechanisms and proper indicators, and the need to consider coniferous vegetation can allow deposition during – in my cities –
multiple scales. The subsequent chapters expand on the reviews' foci particularly polluted winter months, as models by Letter and Jäger
and findings by including recent papers on the three distinguished (2020) and Pace and Grote (2020) confirm. Schaubroeck et al. (2014)
mechanisms. also questions how well plant growth (and decay) – taking up a large
proportion of a deciduous plant's annual dynamic – is represented in
3.2. Mechanism 1: deposition currently applied models.
From a health perspective, deposition may lower the total PM
Quantification attempts around the (dry) deposition of PM on green weight and/or number concentration in an area (locally) or regionally.
spaces dominate the screened search results. A large proportion of re- The indicators used differ across the identified literature, and can only
search publications and of foci for sectoral review papers select the re- partially be converted to comparable effect estimates. Few studies ex-
duction in PM weights and, less commonly, in PNC for their analysis. press deposition values in indicators typically used by epidemiologists
Particularly among the reviews, researchers extensively discuss the lim- or health impact assessments studying air pollution for short-term or
itations of current estimation approaches and propose diverse questions long-term effects (daily, weekly, monthly, seasonal or annual average
for further research (see Table 1). and peak concentration values). As we view health-relevant effects by
Deposition of PM, as previously defined, results from a number of interventions aimed at a local versus a city or even regional level, the in-
physico-chemical processes on all above-ground structures of the plants dicators of interest change. We summarise the observed indicators,
making up a green space. For a systemic understanding, one may also their units, and indications of their exemplary value ranges in Table 3.
include the below-ground elements as summarised by the term rhizo- With an atmospheric chemistry model, Pugh et al. (2012) estimated
sphere. Deposition can be accompanied by physico-chemical and bio- a 60% reduction of PM by roadside vegetation with deposition as the
logical processes that change size and other properties of PM – which dominant mechanism, while Sillars-Powell et al. (2020) found signifi-
we discuss separately in the sub-chapter on “Modification”. All of the cant positive associations between traffic density and deposited PM on
identified reviews on green spaces' effect on PM put the main or one roadside vegetation. Pegas et al. (2012) conducted an indoor quasi-
focus on deposition mechanisms. Most reviews reason the mitigation experiment with potted plants in a classroom to estimate about 30%
potential of green spaces for PM with some measure of deposition. PM10 reduction, inspired by the often quoted study by Wolverton
The main plant groups, not necessarily reflecting biological taxonomy, et al. (1989) commissioned by the United States' National Aeronautics
selected in researches on deposition are trees, followed by bushes – and Space Administration (NASA).
notably with a relatively low representation of grasses, despite their Nowak (2014), in line with Litschike and Kuttler (2008), estimates
large proportional land surface coverage in many cities. More the regional-scale net removal of PM at around 1% weight reduction –
specifically, deposition on leaves dominates the scientific discourse, as and suggests that urban areas may not be the place to remediate
few papers consider, let alone focus on, the deposition values for urban and regional air pollution, but to optimise local exposure condi-
stems and branches (for some plants including bark or thorns), flowers tions. Nemitz et al. (2020) model an overall effect of vegetation for the
and fruits, or species-distinct features like spines. UK at around 1% for PM2.5. Park et al. (2020) suggest that the quantity
Roupsard et al. (2013) found artificial grass to cause 10 to 30 times and spatial configuration of green spaces play a critical role for PM2.5
more deposition than smooth surfaces, purely by increased friction. management in cities, while Letter and Jäger (2020) estimate a 1 km2
Publications on living plant organisms suggest even higher deposition forested area sufficient for buffering about 50 days a year with PM10 ex-
activity, as typically measured in deposition velocity or weight indica- ceeding regulatory limits for the city of Graz (0.3 M inhabitants). Nowak
tors (Table 2). Particularly on the plants' leaves more than simple “sur- et al. (2018) modelled the positive human health effects of Canada's
face settling” happens: particles can be trapped in the leaves' wax layer, trees by deposition at almost USD 200 M. McDonald et al. (2007)
penetrate the leaves' cell walls or enter the leaves' internal structure modelled that an increase of vegetation cover from 3.5 to 16.5% in an
through stomata (see Fig. 2). Particles are not only deposited on the English urban region (West Midlands) could decrease primary PM10
upper side or adaxial of leaves, but also on the underside or abaxial. concentration by 10%.
Ottelé et al. (2010) counted about two times the number of particles Weerakkody et al. (2018) assessed the deposition effect modifica-
on adaxial compared to the abaxial of road-side broad leaves. Terzaghi tion by leaf characteristics: for PM2.5, they identified significant positive
et al. (2013) found particles up to the size of PM10 encapsulated in associations for the adaxial stomatal density and the abaxial ridges,
the leaf's cuticle (which includes aforementioned “wax layer”). Re- while for PM10, the adaxial and abaxial stomatal density and the adaxial
search on leaf physiology has more recently also been extended from & leaf hair/trichomes density showed to increase deposition. Kwak et al.
the micro to the nano “level” with recent work, for example by Kwak (2020) concludes that possibly roughness and trichome are critical for

5
A. Diener and P. Mudu

Table 1
Included reviews on particulate matter mitigation by green spaces.

Review Number of considered Deposition Dispersion Modification Ventilation Removal Local Regional Review focus Relevant findings Deduced gaps or research needs
papers

(Han et al., 2020) ca 100–150 2 1 0 1 2 2 2 Urban forests' PM “The analyses at different scales indicatedDeficiencies in studying non-leaf
(1970–2019) removal capacity at that the roles of urban forests on PM elements of plants like fruit, bark or
tree, local and could not be simply deemed positive or branches on the tree scale. Overall,
regional scales negative, because they need to be uncertainties for models at the
considered (…) at different scales. (p. 1)”regional scale with a need to conduct
multi-scale analyses
(Xu et al., 2020) 65 (2000–2018) 2 1 0 2 2 2 2 Reduction of Urban wind causes resuspension, while More detail and species' properties is

6
airborne PM by rainfall leads to net removal of PM – with required around leaf-retained PM
urban plants only 10% of analysed papers considering wash-off; introduction of a standard
PM wash-off. Wash-off is critical for the evaluation system for airborne PM
net removal and may require competing reduction based on leaf-retained PM
properties to deposition from plants. wash-off mass a useful step
(Saylor et al., 2019) ca 21 (1982–2015) 2 0 0 1 0 0 2 Review of PM dry Models underestimate PM deposition “New measurement technologies and
deposition potential, with deviations for forested the improved accuracy of older
modelling surfaces by up to two orders of technologies now allow (…) to revisit
approaches review magnitude old assumptions and fashion new (or
improved versions of the old)
theories and algorithms of the
particle dry deposition process
(p. 18)”
(Cai et al., 2017) 150 (1960–2016) 2 0 0 0 2 1 2 Spatio-temporal Roughly 90% of particles deposited on “Evaluations (…) ignore
variation in PM leaves are fine PM; it takes 10 days to re-suspension, BVOC emissions and
deposition by plant “fill” a leaf rainfall erosion (p.216)”, thus a
leaf area “unified system of evaluation criteria
for PM deposition by plants (p.216)”
is required;
Deposition and re-suspension
happen simultaneously, which may
be an issue for a lot of weight-based
measurements
(Janhäll, 2015) ca. 80 (1981–2015) 2 2 0 1 2 2 2 Physical effects of “(…) effect of vegetation on urban air The research areas on deposition and
urban vegetation on quality depends on vegetation design and dispersion need to be combined –
PM and role of on level of air pollution (p.135)”; and research described in great
design or layout deposition of coarse particles peaks at details to allow comparisons.
choices high wind speeds, of ultra-fine particles Guidance factors for urban vegetation
at low speeds should be grouped and aligned with
other ecosystem processes.
Science of the Total Environment 796 (2021) 148605
(Litschike and ca. 24 (1911–2008) 2 0 0 0 1 2 2 Speed Assessment “The average published (deposition) Need for more in-situ studies
Kuttler, 2008) of the velocities of value (~1 cm s−1) corresponds to a
PM deposition and reduction in pollutant concentration
their mitigation (PM10) of about 1% in urban areas
effect at different (p.229).”
scales
A. Diener and P. Mudu

(Pryor et al., 2008) ca.80 (1979–2007) 2 1 2 2 1 1 2 Measurement and From an urban perspective, landscape Increase consistency of approaches
modelling heterogeneity, particularly forest edges for measurements to allow joint
information on enhance turbulence and pollution interpretation, and understand the
particle-surface advection interpretation; fills gaps in
exchange; understanding biological surface
quantification of interaction (including the underlying
particle fluxes ground) for deposition efficiency
(Petroff et al., 2008) ca.60 (1972–2007) 2 1 0 0 1 1 2 Knowledge Model results show large difference Leaf area index values should be
synthesis on dry between models due to their differing included in analytical models as
deposition aerosol collection expressions common in differential models and
modelling and canopy media and is vegetation
experiments elements explicitly described;
overall, deposition velocities much
more uncertain than deposition
concentrations
(Beckett et al., ca. 31 (1965–1997) 2 0 0 0 1 1 2 Role of urban “Pattern of particle deposition in urban Understand what drives particulate
1998) vegetation and areas is (…) complicated” and thus removal in plants and how it can be
woodlands to “planting should be optimised in local maximised in urban plantings
reduce effects of pollution ‘hotspots’ (p. 357)”
PM
(Smith and ca 86 (1899–1977) 2 1 0 1 1 0 2 PM removal effects High levels late in growing season; Residence time of PM on plant;
Staskawicz, 1977) for human and stomatal blockages; trichomes as effects on photosynthesis and
vegetative health accumulators; “(Trees) absorb at once microbes (vegetative health)
the malicious emanations and gases of

7
decomposition, and abstract their
poisonous properties for their own
consumption (p.185).”
(Warren, 1973) 10 + ca 180 2 2 0 2 1 2 2 Role of plants and “Green space can be a viable and efficient “It is critically important to assess the
(1893–1973) soil as sinks for air secondary, non-source means of air efficiency of this surface for particle
pollution and the pollution control (p. 3).” capture in areas with contaminated
filtering and “(For point sources) forest strips should atmospheres. Important (p. 195).”
sorption effects of be planted to funnel prevailing winds
vegetation on air into areas with the highest pollutant
pollution concentrations (p.4).”

Note: For the numbered columns, a “0” stands for “not covered” by the review, a “1” for considered and a “2” for covered as a focus of the review.
Science of the Total Environment 796 (2021) 148605
A. Diener and P. Mudu Science of the Total Environment 796 (2021) 148605

Table 2
Variables – Outcome indicators for deposition of PM on vegetation.

Outcome indicator Unit Local scale effect ranges Key papers

Deposition velocity (Vd) cm per sec 0.01–36A1 A1


(Litschike and Kuttler, 2008)
0.02–30 A2 A2
(Jeanjean et al., 2016)
Deposition amount (weight or PNC) μg/cm2 per hour 0.09–25.6B1 B1
(Viecco et al., 2018)
3.85–9.78B2 B2
(Zhang et al., 2017)
μg/cm2 per day 9.49–75.4 (by species)B3 B3
(Jia et al., 2020)
g/m2 per week 1.71 (across species)C1 C1
(Cai et al., 2017)
0.08–5.98 (by species)C1
Deposited fraction of air-borne PM (before/after vegetation) % <15%E1 E1
(Viippola et al., 2020)

Note: The deposition velocity (Vd) is a common indicator for dry deposition and mainly depends on particles sizes, concentration and meteorological factors.

Several papers and reviews challenge the focus on deposition veloc-


ities and amounts (as exemplary depicted in Table 2) and call for a more
integrated assessment including wash-off (precipitation) (e.g. Xu et al.,
2020; Popek et al., 2019) and resuspension (wind) (e.g. Schaubroeck
et al., 2014). For the so-called recharge of deposition capacity, wind
and rain are in focus. This focus implies that other forms of precipitation
(such as fog or snow) and other recharge-relevant processes on the
plants surface, like physico-chemical or biological modifications of de-
posited PM, may yet need to gain attention among this research field.
Furthermore, for most plants in the focus of existing analyses, the sur-
face area during foliated periods is dominated by leaves (e.g. Petroff
et al., 2008). However, depending on the climatic zone, either plants
with long defoliated periods (framed by growing and withering phases)
or plant species with proportionally small leaf surfaces, for instance of
the cactaceae family, motivate to widen this focus to other plant struc-
tures. Several reviews point out issues of defoliation – which, from a
Fig. 2. Symbolic illustration of the sorption processes of PM at a leaf's scale. Source: own health perspective, may overlap with a period of elevated PM exposure
design.
due to its likely association with (increased) domestic heating in some
climatic zones. Similarly, regions with arid or hyper-arid climates may
be exposed to higher concentrations of (natural) dust and associated
adsorption, while stomata are not. Modelling approaches by a number PM, while the local, natural vegetation is characterised by a relatively
of researchers largely agree on peak dry deposition velocities for very high proportion of plants with small leaf surfaces compared to the
small (mainly UFP) and large (coarse particles and larger) PM with a plant's total surface.
“dip” roughly around the 1 μm size range, depending on vegetation
types and other model variables (Giardina and Buffa, 2018). Xing and 3.3. Mechanism 2: dispersion
Brimblecombe (2019) estimates the deposited fraction of fine PM or
PM2.5 – compared with coarse particles – on plants at around 90%. A second research priority are green spaces' so-called “dispersion”
The number of effect modifying variables and their interdependencies mechanisms, i.e. mainly how plants change the trajectory and velocity
is complex overall (see supplementary material). Debates on species se- of PM through its physical structure. Notably and depending on a
lection alone, as one of several categories of relevant variables, has mo- study's setup, this mechanism may hardly be disentangled from particle
tivated to propose a “Species-Specific Air Quality Index” (Sicard et al., deposition and modification effects. In many studies, the dispersion
2018), du e to the critical effect of species selection for different circum- mechanism is regarded as the main factor for a barrier or filtration effect
stances and functions. of green space. The basic logic applied is that leeward of green spaces,

Table 3
Outcome indicators for vegetation-induced dispersion effects on PM concentrations.

Outcome indicator Unit Typical ranges Key publications

PM10 (coarse and fine) % reduction <16%A1, A1


(Rafael et al., 2018),
<32%A2, A2
(Mori et al., 2018),
<35%A3 A3
(Ottosen and Kumar, 2020)
PM2.5 (fine) % reduction 0–5%B1; B1
(Lee et al., 2018),
<14%B2, B2
(Abhijith and Kumar, 2019),
<20%B3, B3
(Zhang et al., 2020a),
<44%B4, B4
(Ottosen and Kumar, 2020),
<50%B5 B5
(Xing and Brimblecombe, 2020b)
PM1 % reduction <52%C1, C1
(Ottosen and Kumar, 2020),
<37% (PNC)C2 C2
(Al-Dabbous and Kumar, 2014)
PM0.1 (ultra-fine or UFP) % reduction <50% (PNC)D1, D1
(Lee et al., 2018),
<63% (PNC)D2 D2
(Lin et al., 2016)
BC (black carbon) % reduction 7–22%E1, E1
(Brantley et al., 2014),
<63%E2 E2
(Santiago et al., 2019)

Note: The table shows changes in PM concentration as calculated using modelling, experiments and real-world studies for which % reductions were measured either as luv- vs lee-ward
changes or with and without vegetation changes. Relative changes to PM concentrations are based on weight, unless noted “PNC” in brackets for particulate number concentration.

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A. Diener and P. Mudu Science of the Total Environment 796 (2021) 148605

dispersion effects can reduce PM concentrations (and modify composi- can be significant if combined with a noise wall – particularly at low
tions) (see Fig. 3). wind speeds (Ranasinghe et al., 2019). Dispersion affects not only the
Overall, we observe that such dispersion mechanisms are particu- trajectory and velocity of airborne PM, but also local patterns of air
larly studied at the local level. Many papers describe real-world mea- movement as a whole. In early reviews, the effect of green spaces on
surements and quasi-experimental setups with field measurement ventilation was discussed as a separate and key issue (e.g. Warren,
campaigns (e.g. He et al., 2020). Steffens et al. (2012) and Steffens 1973).
et al. (2013) found models to be able to predict real-world measure- In recent publications, ventilation is frequently discussed as being
ments of such barrier effects well, except for overpredictions in the reduced by certain plant setups, for instance trees in urban street can-
size range of small UPFs (below 50 nm). Dispersion has been studied yons. Avoidance of adverse exposure effects of green spaces is crucial,
and discussed frequently to assess effects of green spaces at a local as is a reflection of the general mechanism of ventilation as a key passive
level, both along streets or other pollution sources (emission) and intervention for the reduction of air pollution concentrations (and pos-
along urban hangout places like parks (exposure) (e.g. Janhäll, 2015). sibly toxicity if different fractions of PM were affected with different in-
Xing and Brimblecombe (2020a) conclude upon their bibliometric anal- tensities). Recommendations were made to avoid dense rows of trees
ysis that studies including dispersion in their air pollution mitigation and to use hedges in street canyons (e.g. Vos et al., 2013). Resulting ex-
analysis of green spaces are less consistently reporting pollutant reduc- posure reductions through dispersion can vary greatly with the exact lo-
tions than those focusing on deposition. We found several papers cation of exposure measurement, as spatial concentration patterns can
underlining possible pollution concentration effects by dispersion, par- be strongly affected by the local wind scheme (e.g. Baldauf et al., 2008).
ticularly if exposure is critical between pollution source and green Using long-term averages, Ottosen and Kumar (2020) found highest
space, below green space structures (e.g. tree crowns) or if the green dispersion values for PM1(52%) > PM 2.5 (44%) and PM10 (35%).
space reduces ventilation and thus dilution in critical locations, such Abhijith and Kumar (2020) found sub-micron PM1 to be blocked most
as analysed by the reviews of Xing and Brimblecombe (2019) and effectively compared to PM10 > PM2.5. Recent studies found reductions
Abhijith et al. (2017). The issue of ventilation for air pollution exposure of up to 63% for black carbon and 14% for PM2.5 (Santiago et al., 2019;
is discussed beyond the scope of green spaces and this review. Examples Abhijith and Kumar, 2019). With regards to the ideal green space
are Peng et al. (2020), who reviewed indices for outdoor ventilation, setup, they found a combination of trees and hedges optimal for close-
while Zhang et al. (2020b) reviewed street canyons from an perspective road (1 m) conditions and only hedges for setups in 2 m or more dis-
on air pollution exposure at street level and ventilation effects. tance from the road. Also the distance between the barrier and exposure
For its deposition function, particularly the overall setup of green is relevant, but situation-specific, as, for example Baldauf et al. (2008)
spaces seems critical. On the one hand, height, depth and density of found optimal reductions 150-200 m away from a roadside barrier.
the plant structures and, on the other hand, its location and alignment Xing and Brimblecombe (2019) suggests that, while deposition is not
between emission sources and areas with exposed persons have been a critical factor for urban parks, it can be critical for the removal of coarse
identified as two main determinants for an effective utilisation of particles at the parks edges.
green spaces' dispersion mechanism (e.g. Deshmukh et al., 2019). Modelling efforts by Morakinyo and Lam (2015) and Morakinyo and
Both groups of factors complement each other, as Blanuša et al. Lam (2016) suggest that the share of dispersion versus deposition ef-
(2020) suggests that for plant species with generally low capacity for fects may depend on the green spaces' distance from emission sources.
particle capture, a notable concentration reduction would require a Grzędzicka (2019) assessed a large park and conclude that their results
hedge depth of at least two meters. The mechanism of dispersion motivate the setup of a green barrier around the park. Lee et al. (2018)
is closely linked with a likely health-protective effect of vegetation found green walls to be more effective in reducing UFPs than noise
barriers as in their intended or unintended function of keeping walls, with reverse results for PM2.5. Lin et al. (2016) also found UPF
people away from pollution sources as a physical barrier (Xing and concentrations halved by green barriers, measured during on-wind con-
Brimblecombe, 2019). ditions. A study by Alkalaj and Thorsteinsson (2014) compared UPF re-
This means in turn, that results are expected to vary greatly depend- ductions at a fixed distance to a road with and without a vegetation
ing on the exposure or measurement location relative to the green barrier and found roughly a doubling in the reductive effect. Lateb
space. Hence, research results are hardly comparable unless both groups et al. (2016) calls for further research on micro-scale dispersion models
of factors are clearly defined. Several studies compared “green barriers” due to the complexity of wind flow and pollutant dispersion parame-
with solid artificial walls and combinations thereof. Vegetation effects ters. Tiwari et al. (2019) finds current dispersion models not fit for air

Fig. 3. Symbolic illustration of a green space's dispersion mechanism with its filter effect. Source: own design.

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A. Diener and P. Mudu Science of the Total Environment 796 (2021) 148605

pollution exposure estimations. Notably, we find few study setups On selective sorption, it has to be considered that species with the
concerning the exposure change for road users, such as covered by highest accumulation of a single metal may not show the highest total
Baldauf et al. (2016). metal accumulation capacity (Hu et al., 2014), and that there is an
In terms of plant types, broad-leafed and coniferous plants only dif- association between heavy metal concentrations in the air and in tree
fer slightly in their dispersion potential as indicated by wind-tunnel rings (e.g. Turkyilmaz et al., 2019). Räsänen et al. (2017) assessed re-
measurements (e.g. Guo et al., 2020). Blanuša et al. (2020) methodically ductions of titanium dioxide and found particles to have penetrated
suggests gravimetric estimation of PM reduction as quick, cost-effective the leaf's structure. Jia et al. (2020) found associations between foliar
and technically simple. For less effective plant species, they only found toxic metal concentrations and dust retention amounts on the leaves'
noticeable PM reductions at depths larger than 2 m. He et al. (2020) surface, suggesting foliar uptake, which Shahid et al. (2017) rates as
found hydrophilic leaves to better be able to reduce PM concentrations. understudied compared to root uptake. Han and Ruan (2020) assessed
Several studies have been conducted on vegetation effects in urban 88 indoor air quality studies to identify a general focus on individual
street canyons, with Karttunen et al. (2020) summarising their findings constituents of PM like formaldehyde or benzene – several of which
to suggest that with “careful planning of the street vegetation, signifi- have been associated with severe health effects. Meyer et al. (2020)
cant reductions in pedestrian-level aerosol particle concentrations can points out the bioaccumulation potential for airborne metals by mosses,
be obtained”. Xing and Brimblecombe (2020b) compared exposure sce- while Hofman et al. (2017) discusses the potentials of bio-magnetic
narios for park users and conclude that park designs must consider ex- monitoring of air pollutants using mosses. Research on biomonitoring
posure reduction interventions at a rather fine scale, as some areas are suggests large differences between plant species with regards to the ac-
disproportionately frequented. cumulation of individual PM components, for instance for lead or cad-
One mechanism mentioned by the first two reviews in the 1970s is mium (Jankowski et al., 2014).
not being discussed in the most recent publications: the potential of For coagulation on or around plant structures, particularly small PM
ventilation. The early reviews discuss vegetation planting to accelerate or UFP are in focus. Wind tunnel experiments suggest that UFP are
and direct winds on local and city scales. This discussion seems to bound to vegetation and coagulated largely by Brownian diffusion and
have shifted towards (local) dispersion. On the contrary, green space associated bonds (Lin et al., 2012). Yin et al. (2020) identified a coagula-
(inhibiting) effects on ventilation are frequently mentioned as possible tion effect of UFPs on plant leaves, suggesting that upon resuspension
adverse side-effects. the average size of particles would be increased. Such may – besides de-
position – lead to increased average particle sizes and in turn lowered
3.4. Mechanism 3: modification of PM PNCs, as analyses in indoor environments particularly suggest when
UFP PNCs are high and wind speeds low (Rim et al., 2012). Van
A less commonly reviewed group of mechanisms are those altering Ryswyk et al. (2019) differentiated the UFP concentrations across a
the inherent properties of PM, like its size. From a health perspective, larger area including some vegetation elements. However, Pattinson
this can be relevant from two perspectives: (i) the alterations may ac- et al. (2017) shows reductions of UFP with distance to roadside, draw-
celerate deposition (and subsequently, at least partially, removal) of ing attention to the need for analyses to compare UFP reductions at
particles, i.e. larger and heavier particles or an altered solubility or load- equal distances with and without vegetation barriers.
ing; while (ii) changed compositions or other plant-associated effects Microbiological effects on PM are often discussed at plant or ecosys-
may reduce the toxicity and concentration of particles. For green spaces' tem level. Reviews on phytoremediation include assessments of pollut-
mitigation PM effects, we summarise such mechanisms with the term ant degradation and detoxification through microbial communities and
“modification”, which includes any modification of PM with possible al- uptake and metabolization – and partially “modification” – of leaf and
terations of its exposure risk for human health. On a side note: particu- soil-deposited PM by plant-soil-microbe systems (Gawronski et al.,
larly for mechanisms that change relative PM toxicity, either per weight 2017; Lee et al., 2020). Microbiological communities around plants
or particulate number unit, one may consider introducing “defanging” can affect PM remediation (Espenshade et al., 2019).
as a more figurative and precise term. While current epidemiological Furthermore, while plant emitted and associated biogenic volatile
and toxicological evidence suggests that PM size and composition can organic compounds (BVOCs), pollen and spores are frequently listed
modify the health effects of PM by weight, concentration or surface as potentially adverse side-effects of green interventions. Their roles in
area, many uncertainties remain (e.g. Kelly and Fussell, 2020; Yang how plants modify health-relevant properties of ambient PM remains
et al., 2018; Park et al., 2018). with many uncertainties. This is to be reflected upon when discussing
We observe that modification mechanisms are hardly studied in an green spaces' effects on air quality. Generally, BVOC emissions have
isolated manner from deposition processes for ambient PM. Individual been found to depend greatly, up to orders of magnitude, on plant
pollutant constituents and size fractions seem to play a larger role in
indoor air quality improvement – several decades ago as (Wolverton
et al., 1989) and still today (Han and Ruan, 2020; Irga et al., 2018).
Furthermore, different reviews have discussed a broader perspective
of “net removal” of PM in assessing plant-soil-microbe processes
in the phyllosphere and rhizosphere as one may summarise as
phytoremediation (Weyens et al., 2015; Singh and Verma, 2007;
Espenshade et al., 2019; Lee et al., 2020). While differing health effects
depending on PM size are well established, the health relevance of al-
tered chemical and biological compositions of PM is suggested by sev-
eral reviews, but remains being a subject of discussion (e.g. Ali et al.,
2019; Bell and HEI Health Review Committee, 2012).
We identified three groups of modification mechanisms among re-
cent publications, namely: (i) selective sorption depending of individual
PM constituents (such as certain metals), (ii) microbiological modifica-
tion through microbes present on plant surfaces, often discussed as one
group of processes under the umbrella term of phytoremediation, and
(iii) chemical coagulation forces (such as Brownian or van-der-Waals Fig. 4. Symbolic illustration of the three main types of modification mechanisms. Source:
forces) (see Fig. 4). own design.

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A. Diener and P. Mudu Science of the Total Environment 796 (2021) 148605

species, plant developmental stage, ecosystem and climatic factors such effects like pollen or simply maintenance demand, as it can enhance
as temperature and solar radiation (Roeland et al., 2019; Barwise and complementary benefits like temperature regulation or biodiversity en-
Kumar, 2020; Holopainen and Gershenzon, 2010; Leung et al., 2011; hancement. As Warren (1973 p.4) point out: “(even) if a particular
Nowak, 2019). The interaction of BVOCs with gaseous and particulate planting does not effectively influence the air pollution in the area,
air pollutants can be a significant source of secondary PM, particularly that green space is not "lost" but can be utilized for many other socially
UFPs (Ehn et al., 2014), with the scientific debate on health effects beneficial uses, such as recreation, watershed protection, commercial
appearing controversial and including indications of protective effects forestry, urban wildlife, aesthetic enhancement”. Overall, the effect of
(Mei et al., 2021). Interrelations between PM and vegetation can also in- green spaces on our ambient air depends on number of factors besides
fluence the plants' mitigative capacity (Łukowski et al., 2020). This may time and scale: some associated with the pollution concentrations,
change effects in both directions: by causing increased wax production sources and setup, some with the green spaces, and a number with
and it can theoretically allow more adsorption, while reduced photo- local meteorological and land use variables. Notably, changes of singular
synthesis due to PM may reduce the plants metabolism and thus variables have shown to be able to boost air quality amelioration effects
phytoremediation potential. by orders of magnitude, but some can also reverse it.
Effect estimates of PM modification mechanisms by green spaces are
likely “hidden” among the effects estimated for deposition. Coagulation 4.2. Public health relevance at different scales
may likely be included in PNC reductions for UFP or BC. Many estimates
for PM components like BC were provided without a differentiation of This review of recent publications and specialised reviews on PM
the underlying mechanisms, as, for example Van Ryswyk et al. (2019) mitigation functions of green spaces confirms the expected multi-
estimates a park's BC removal at up to 74% - far higher than for other disciplinarity of research around this topic. From an epidemiological
PM constituents. Klingberg et al. (2017) found polycyclic aromatic hy- point of view, most studies could beclassified as “exposure science”.
drocarbons reduced at vegetated vs non-vegetated sites, while We undertook this review in response to a dominance of natural science
Terzaghi et al. (2020) found 25% reductions of such concentrations in approaches to green spaces and air pollution (Arantes et al., 2019), in
leaves by biodegradation. Wang et al. (2019) found UFP reductions of contrast to health sciences like epidemiology (Eisenman et al., 2019).
up to 79% (certain species) and attributed most of these reductions to The discussion of this issue from a health perspective dates back more
on-leaf deposition – which may include coagulation and other modifica- than a century according to the earliest reviews by Smith (1977) and
tion effects. Warren (1973). Based on the presented evidence, green spaces could
The identified research suggests “modification” mechanisms to bear possibly mitigate the health burden of air pollution in multiple ways
possible health relevance for certain vegetation types and compositions. with the targeted scale of the intervention defining options and require-
These mechanisms may receive more attention along increasing scien- ments (Table 4).
tific evidence on the relative human health effect of individual PM com- At a local scale, the discussed barrier function, possibly combining all
ponents. Particularly the oxidative potential of PM, being a key indicator three groups of mechanisms, appears promising from two perspectives:
for the inflammatory potential of inhaled PM in exposed persons (e.g. firstly, to “shield” critical point (stationary) or line (mobile) emissions
Goa et al., 2020), may motivate a closer look at modification mecha- from reaching, for instance, residential neighbourhoods and secondly
nisms of plants, including indirect – e.g. temperature-driven – effects. to “shelter” vulnerable populations, such as senior homes or kindergar-
tens and their outdoor areas, from local and background PM concentra-
4. Discussion tions. With knowledge about individual pollution sources, one may
even be able to target specific PM components, prioritised by toxicity,
4.1. Green spaces' mitigation mechanisms for PM exposure based on the evolving research around “modification” mechanisms. No-
tably, Phillips et al. (2021) recently estimated that for the example of
The assessed review papers published since 1973 and recent re- Great Britain, half of the land area is located less than 216 m away
search papers published since 2016 converge on the fact that green from a road – or potential line emissions source for that matter. Besides
spaces are able to reasonably reduce exposure to ambient, air-borne the barrier function, green spaces set-up to maximise deposition and
PM at the local and at the regional scale. Green spaces by and at large net removal of PM or certain PM size ranges have shown to reduce
can cause PM to change trajectories, speed and other properties, or to local concentrations, particularly during pollution peaks – which have
be removed from the air temporarily or permanently. While at the shown to be responsible particularly for short-term health effects.
urban or regional scale deposition or rather net removal appears as At increasing scales, pollution levels influenced by traffic, industry or
the defining mechanism, at the local level, the relative effect of deposi- other anthropogenic PM sources assimilate with urban before rural
tion, dispersion and modification depend on an interplay of local factors. background concentrations. We did not come across (quasi-)experi-
We arranged the key mechanisms and their effect logic summarised as mental studies on the effect of green space interventions at that scale.
an intuitive if simplifying model without the aspiration to represent However, we interpret from the presented evidence that individually
quantitative estimates (Fig. 5). Green spaces can also favourably or ad- well-designed green spaces can both lead to measurable overall net re-
versely affect ventilation as a critical factor for air quality in urban moval of PM, and a temporary buffering of concentration peaks. Smith
areas: a deciduous hedge may block pollutants flows from entering a (1977) had suggested large-scale tree planting to increase wind speeds
garden in summer and from being diluted by wind in winter. The vege- around pollution sources and accelerate dilution, while Zhang et al.
tation's leaves are found to be the most instrumental part of the plants (2020c) discussed adverse circulation effects of current tree planting
for air pollution reductions, however, researchers focusing on the rhizo- practices in street canyons. Wind is suggested as a key determinant
sphere and its microbial communities' remediation capacities may chal- for deposition, resuspension of PM on green spaces and in itself critically
lenge this view from an environmental system's perspective. Less influences PM concentrations. A consolidated approach may thus lever-
agreement can be observed for which of the leaves' properties are age the PM mitigation effect of green space interventions at a city or re-
most relevant for their mitigation potential. We observed that no re- gional scale.
view covered all potentially relevant green space properties at once, Our findings suggest that any intervention should take into account
as may be attributable to the included disciplines and thus keywords – the urban morphology to avoid adverse ventilation effects of planted
a limitation that, of course, is also relevant for our review. Plants are vegetation. Besides optimization of the ventilation effect, the choice of
complex living organisms – and based on the assembled evidence, it ap- plants should minimize emissions with potentially adverse health ef-
pears critical to respect this complexity in planning interventions: the fects (BVOCs, pollen or spores). Fig. 4 lists exemplary factors of mitigat-
setup and design of a green space can define potential adverse side- ing mechanisms for a number of exposure situations at local and

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A. Diener and P. Mudu Science of the Total Environment 796 (2021) 148605

Fig. 5. Logic framework of the PM exposure reduction by green space interventions (green/light arrows = net removal, yellow/medium arrows = delayed or modified PM exposure, red/
dense arrows = no effect on PM). Source: own design.

regional scales. Clearly, the sensitivity of green spaces' mitigation poten- the general population for regional assessments or specific groups of
tial to its setup and local conditions, as shown by the numeric estimates people – such as particularly vulnerable – for local assessments). Risk-
of current research presented in the results chapter, motivates a deliber- based management would aim to minimize the exposure to ambient
ate approach to the discussed interventions. As common in food and PM, while particularly focusing on vulnerable populations and locations
drinking-water management (WHO, 2017), we want to suggest the in- where exposure durations and the number of (vulnerable) people ex-
troduction and harmonized adoption of a risk-based approach for green posed is highest (see Fig. 6). We conclude, that it is high time for in-
space interventions aimed at minimizing human air pollution exposure. creased adoption of risk-based management principles in air pollution
management, as once transferred successfully from food to water
4.3. Risk-based approach for green-space interventions to mitigate air (Havelaar, 1994) and to sanitation (WHO, 2006b) risk management.
pollution At a local level, exposures could also be targeted at emission “hotspots”
as already suggested by Beckett et al. (1998). This would allow green
We have assessed the available evidence from a public health per- space interventions to be targeted to the highest risk situations – and
spective, which as its core attempts to quantify and minimize health plant selection and setup to be aimed at the most hazardous PM constit-
risk. Transferring the terminology of risk-based management, as pro- uents, for example, based on source apportionments (such as
posed by WHO (2017), the health risk of an individual can be assessed summarised by Hopke et al. (2020)) and at the critical exposure times
by combining the properties of the hazard (here: PM pollution) with and intensities (for instance physical activity with accelerated breath-
the human exposure probability, severity and vulnerability (whether ing). The findings from indoor air quality studies and phytoremediation

Table 4
Overview of potential green space effects on five health-relevant PM exposure properties.

Output with health relevance Scale Exemplary mitigating mechanisms of green spaces Exemplary effect modifying factors

% reduction of average PM Regional “Removal” of PM upon interception by long-term ▪ Aggregate PM “removal” potential of green space(s) – i.e. function-
concentration scale deposition on vegetation and on or in the ground or ing ecosystem to “capture” PM long-term
soil below ▪ Green space location in-between main pollution sources and
exposed populations
% reduction of PM concentration Local and Combination of physical dispersion vegetation and ▪ High aggregate dispersion and deposition potential of green space
peaks regional elevated temporal deposition during concentration (s) during periods of peak concentrations (such as intact leave
scale peaks coverage during winter)
▪ Green space location near and (up-wind) of areas where possible
peak exposure affect most (vulnerable) people
% reduction of UFP particulate Local scale Enhanced agglomeration and nucleation of UFP on ▪ Sorption ability of green space's leaves (for example, thickness of
number concentration leaves and long-term sorption by leaves' wax and wax layer or number and size of stomata)
stomata ▪ Local meteorological conditions (favorable for agglomeration and
nucleation of UFP on/near leaves)
% reduction of hazardous Local and Selective sorption (for instance depending on ▪ Leaf properties that attract certain – possibly health critical –
compounds among PM regional loading and solubility) on plants compounds (such as electro-static adhesion on mosses)
scale ▪ Green space location near PM source with arrangement optimised
for targeted PM components
% reduction of direct exposure Local scale Blockage of PM from local sources by vegetation of ▪ Green space's distance to PM source, location in relation to wind
(for example highway near suitable properties (such as a down-wind hedge) direction and height an
elderly home) ▪ Density or porosity and heights of green space setup adjusted to
pollution source and exposure location

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A. Diener and P. Mudu Science of the Total Environment 796 (2021) 148605

Fig. 6. Schematic for a risk-based approach to green space utilisation for PM exposure mitigation. Source: own design.

studies thereby show the importance of not only viewing the effect of (c) a third one on plant emissions (e.g. Hyde and Mahalov, 2020)
plants, but of the associated ecosystem. The evidence presented in this and possible interaction with air-borne pollutants or indirect
review motivates a reconsideration of how we approach urban air qual- effects on human health (such as by altering biodiversity or air
ity management – with green spaces as a nature-based solution (Ram temperatures).
et al., 2015; van den Bosch and Sang, 2017). Also, we know from 2) How can the discussed green space interventions be integrated into
urban contamination management that biota, soil, water and air are in- a systemic (urban) pollution management? Several reviews discuss
terconnected pathways for pollutant transmission. The individual ef- the integration of green spaces in existing urban structure, like street
forts on understanding and quantifying deposition, modification, canyons or parks. However, despite the fact that we found many top-
wash-off or resuspension and phytoremediation can be puzzle pieces ical publications to use the terms “remove”, “retain” or “mitigate”
for a more systemic approach. Finally, we must not underestimate the when describing the effect of green spaces on PM, few look at the
effect of ventilation and other (micro)climatic factors on air pollution fate of PM from a (human-environment) system perspective. What
that can enhance or impede the air quality amelioration effect of happens to the PM once it has interacted with a plant? A sub-
green spaces. Consciously planned ventilation schemes in view of air- group of research around bioremediation discusses how the fate of
borne pollution reduction has, for instance, been studied in Australia individual PM particles or agglomerates may differ greatly – with
by He et al. (2019). Also, urban PM concentration peaks are strongly as- particle-dependent variables like solubility, persistency or bioaccu-
sociated with tropospheric temperature inversions, motivating to care- mulation potential differ defining further steps in the cycle – such
fully consider interactions between green spaces' PM mitigation as by Zaitsev et al. (2020).
abilities with ground-level air temperatures, pressure and humidity. 3) How can one improve representation of less studied green space
The development of risk-based green space interventions in turn types and plant structures? Several reviews criticise the limitations,
would motivate a systematic approach to filling evidence gaps and im- particularly of deposition values, due to a focus on leaves. Also, at
proving our understanding on critical issues for green space's PM miti- least in the publications identified for this review, we noticed few as-
gation effects. A first step would be the isolation of suitable indicators sessments of grasses as compared to trees and shrubs or hedges (ex-
to quantify local or regional PM changes based on typically available in- pect, for instance, by Mori et al. (2018)). The analysed reviews
formation on vegetation and on local circumstances. These indicators largely included studies from the Americas, Europe and Asia with a
likely differ between the local and the regional levels (see supplemen- focus on urban vegetation.
tary material). 4) How can green space effects on air pollution better inform epidemi-
ological research or health impact assessments? Typically, epidemi-
4.4. Research gaps and outlook ological studies on factors influencing mortality or morbidity in the
field of air pollution are conduced beyond a local scale, which, how-
We presented the research gaps of the key topical reviews in Table 1. ever, many of the identified exposure studies focus on. Markevych
Overall, the sum of research gaps explicitly pointed out or implicitly et al. (2017) have discussed how rarely air pollution (including PM
resulting from an overarching perspective show large potential for specifically) are assessed as mediators rather than confounders in
model and guidance improvements based on targeted real-life mea- epidemiological studies of the association between green spaces
surements and experiments. Particularly the observed effect sensitivity and human health, while Dzhambov et al. (2020) found suboptimal
for changes in green space design and (temporal) differences in contex- conduct and reporting of such mediation analyses in their scoping
tual factors motivates systematic and robust assessments. The following review. Also Crouse et al. (2019) discussed the need to differentiate
list of five research questions cannot be exhaustive, but attempts to cap- between the main pathways by which green spaces affect human
ture the key research demands from the perspective of public health health. Eisenman et al. (2019) cautions to take into account the epis-
interventions. temological reductionism and etiological simplification many stud-
ies of the natural science realm apply for the issue at hand. For
1) How can neighbouring research fields be incorporated to improve instance, Hewitt et al. (2020) estimates the distancing effect of
mechanistic understanding of the discussed green space interven- green spaces to pollution sources higher than its mitigating
tions? The scanned literature for this review revealed three less inte- mechanisms.
grated perspectives: (a) one on biomonitoring of pollutants in plants 5) How can we consider the interactions of green spaces with (micro)
(e.g. Wolterbeek et al., 2010), a second one (b) on the effects of air climatic variables? Bherwani et al. (2020) suggest an approach to
pollutants on plant and ecosystem health (e.g. Garrec, 2019), and translate our understanding of urban microclimates to applied

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A. Diener and P. Mudu Science of the Total Environment 796 (2021) 148605

research. Developments in the understanding of urban ventilation the regional scale, relative changes in PM is estimated at single digit per-
(e.g. Buccolieri and Hang, 2019) may play a role, as may temperature centage values, which were found to be dominated by the dry deposi-
and humidity effects (Francis and Jensen, 2017; Roeland et al., 2019) tion mechanism. Such values are comparable with effects of major
– at regional levels, also precipitation (e.g. Shi et al., 2017). Each of environmental policies. At the city-scale, we have to assume a degree
the named meteorological variables has been shown to be associated of homogeneity in terms of effects that are not necessarily the sum of
with air pollution concentrations (e.g. Kinney, 2018) – with rele- the local parts. Effect estimates vary in magnitude between particle
vance for PM through direct effects and through modifications of sizes with few researchers investigating green space effects on the com-
secondary particle formation. Climate change influences the growth position and average size of PM. A “translation” of such estimates to
conditions of urban vegetation. Beyond the microclimate perspec- human health effects requires precise information on exposure, partic-
tive, the effects of increased or enhanced plant cover, particularly if ularly for mechanisms – like dispersion – that predominantly have a
replacing areas with low functional value for climate change mitiga- local effect. As several studies suggest that PM deposition increases
tion and/or adaptation (for instance areas with low albedo and/or with its ambient concentration, one critical indicator for the short-
low precipitation permeability), can be considered climate-change term health risk of air pollution, peak PM concentrations, may particu-
oriented measures (e.g. Fryd et al., 2011; Chiabai et al., 2018). larly be affected.
Using whenever possible an interdisciplinary approach in linking
4.5. Limitations green spaces with human health will be crucial in facilitating health-
relevant improvements in spatial planning. Improvements that are to
The main limitation of the present review lies in the limited number be guided by a risk-based approach to effectively match green space in-
of studies identified in the primary and secondary searches. Due to our terventions with critical air pollution exposures.
restrictive inclusion criteria for the systematic search process, we ex-
cluded a number of studies that also evaluated the effects of green Declaration of competing interest
spaces on PM and other air pollutants. Our reviews setup excluded re-
search results that have not been published in peer-reviewed journals The authors declare that they have no known competing financial
- with the well-known implications of publication bias. By focusing on interests or personal relationships that could have appeared to influ-
PM effects, we largely excluded possible interactions between other ence the work reported in this paper.
air-borne pollutants, including the gaseous phase of (semi-)volatile
compounds associated with secondary PM. Research on PM typically fo- Acknowledgements
cuses on inhalation as the exposure pathway, if specified at all, although
dermal contact and ingestion are alternative pathways that may be rel- The systematic review was funded by WHO as part of a Grant Agree-
evant for green spaces (particularly if including food crops (e.g. ment with Norwegian Ministry of Foreign Affairs, Norway. P.M. is a staff
Przybysz et al., 2020)). We did not limit the article language explicitly, member of the WHO. We are very grateful to Barbara Hoffmann for pro-
but implicitly by using only English search terms, except for a couple viding useful comments. This paper reflects the authors' views. The au-
of hand searches in German, French, Italian, Russian and Spanish. For thors alone are responsible for the views expressed in this publication,
the analysis, the methodological heterogeneity across studies increased and they do not necessarily represent the views, decisions, or policies
the breadth of information, but reduced its depth and comparability of of the WHO.
findings on individual aspects. The differing metrics used in the pub-
lished researches did not allow a quantitative meta-analysis of PM mit- Appendix A. Supplementary data
igation or deposition capacity. In fact, many studies did not provide the
complete information or documentation required to conduct a meta- Supplementary data to this article can be found online at https://doi.
analysis for our research questions. Particularly, limited precision on org/10.1016/j.scitotenv.2021.148605.
temporal and spatial scales and frequently incomplete documentation
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