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Abstract
Many allometric models to predict tree aboveground biomass have been developed in tropical moist forests, but few models are available
for tree belowground biomass. Theory predicts that belowground biomass scales in an isometric way with aboveground biomass.
Estimates of belowground biomass could then be derived from aboveground biomass using the root:shoot ratio. Using a dataset of
118 tropical trees for which both aboveground and belowground biomass and other tree and species characteristics were measured
in Gabon and Cameroon, we found a near isometric, yet significantly allometric, relationship between belowground biomass (B, in
kilograms) and aboveground biomass (A, in kilograms): B = 0.324 A0.939 . The root:shoot ratio was 0.20–0.22, regardless of tree size. An
efficient model to predict belowground biomass from tree diameter (D, in centimeters), height (H, in meters) and wood density (ρ, in
grams per cubic centimeter) was B = 0.0188 (ρD2 H)0.977 . A significant residual effect of species and leaf habit was found in this model,
indicating that further tree and species characteristics are likely to explain additional variation in belowground biomass. Yet, the future
development of belowground allometric models can benefit from the many models already developed for aboveground biomass. On the
basis of this unprecedented sampling effort on tree belowground biomass in the dense tropical forests of the Congo Basin, we conclude
that the scaling of belowground biomass with aboveground biomass should be the relationship to focus on.
moist forests of central Africa in regenerating semi-deciduous defining root:shoot ratios, the theoretical prediction of isometric
forest of Cameroon, but with few trees and very few large trees scaling remains a central hypothesis to be tested.
with a stem diameter >70 cm (Deans et al., 1996). Therefore, When focusing on the belowground biomass of tropical trees,
pending questions are whether the same variability in allometry the size of the stump needs to be considered. Stump size can
exists for belowground biomass as for aboveground biomass and not only be a predictor of belowground biomass but also of
whether it can be well captured by the same predictors: tree aboveground biomass. One interest is to predict the biomass of
diameter, total height, and species-specific wood density. trees that have been cut and removed, so that their stump is
Species variability has been a central question in the devel- the only available indicator of their size (Corral-Rivas et al., 2007;
opment of biomass allometric equations (Paul et al., 2019). In Manyanda et al., 2019). Another interest is to use a predictor that
Table 1. Above and belowground information available in three sites in central Africa in the frame of the PREREDD+ project and
Japan’s Grant Aid Project. n is the number of trees, Bi is the observed belowground biomass of the ith tree (i = 1, . . . , n), Ai its observed
aboveground biomass, Di its diameter, Hi its height, Ci the radius of its crown, ρ i its wood density, and Si its stump equivalent diameter.
Numbers in brackets are the minimum and maximum.
PREREDD+ project Japan’s Grant Aid Project
deformations (Metcalf et al., 2009), which occurred for 13 trees out Analysis of the biomass allocation to tree
of 118. For all trees, the shape of the stem base was assigned to compartments
one of the six following categories: cylindrical, low-buttress, high- Biomass allocation to tree compartments was computed as the
buttress, wheelbase, f luted, or aerial roots. The total tree height proportion of biomass in roots, root collar, stem, branches, and
was measured before and after tree felling, with a vertex and a foliage. The latter compartment included f lowers and fruits
tape. The cross-sectional area of the stem base, corresponding when present. Biomass allocation to the root and shoot was
to the beginning of the root collar, was measured either with a calculated by aggregating belowground (viz. roots and root
tape or indirectly through georeferenced photographs (applied collar) and aboveground (viz. stem, branches, and foliage)
for all trees collected in the PREREDD+ project; see Fayolle compartments. Biomass allocations were computed for all trees
et al., 2018). The aboveground compartments, divided into stem, and for each of seven diameter classes: [10, 20) cm, [20, 30) cm, . . . ,
branches, and foliage, were then weighed or cubed in the [60, 70) cm, and ≥70 cm. Differences in biomass allocation across
field. diameter classes were tested using the analysis of variance for
Belowground data were collected following a protocol adapted compositional data (Van den Boogaart and Tolosana-Delgado,
from Niiyama et al. (2010). The coarse root system of each tree 2013). Proportions were transformed using the isometric log-
was extracted stepwise. The primary lateral roots were initially ratio transformation. Log-ratios were compared using analysis
exposed through successive excavation prior to hoisting the root of variance (for two compartments) or multivariate analysis of
collar. To achieve this, soil trenches were meticulously dug 1–3 variance (for more than two compartments). The analysis was
m away from the root collar of each tree, reaching a maximum done using the ‘compositions’ package of R (Van den Boogaart
depth of 5 m, using a mechanical tractor digger. The coarse root and Tolosana-Delgado, 2013).
system was then pulled slowly out with a chain connecting the
stump to the tractor. The stem and root portions were separated Models to predict the belowground biomass
from the root collar, and roots were divided into large (diame- Models that predict tree belowground biomass were fitted using
ter ≥ 10 cm), medium (5 ≤ diameter < 10 cm), and small (diame- linear regression and ordinary least squares. Both belowground
ter < 5 cm) roots. Large and medium broken roots were completely biomass and predictors were log-transformed prior to model fit-
excavated, and soil was carefully removed using brushes and ting. In what follows, notations with a subscript i referring to the
picks, while acknowledging that fine roots (<2 mm) were probably ith tree are observations, whereas notations without any subscript
undersampled. are model predictions. The different models fitted are listed in
Subsamples were collected in each above- and belowground Table 2. They can all be written as
compartment. Two opposite disk sectors were sampled on the
stump and at both ends of the bole of each tree. Three disks
were sampled in large, medium, and small branches. Three ran- log(Bi ) = log(xi )T β + εi (1)
dom samples were collected in twigs, leaves, and f lowers and
fruits. Subsamples were weighed and dried in an oven until a where Bi is the belowground biomass of the ith tree, xi is the vector
constant mass (at 80◦ C and 105◦ C for foliage and wood samples, of some characteristics of the ith tree, β is the vector of the model
respectively) to determine their moisture content (ratio between coefficients, and the residual ε i is distributed as a normal dis-
the mass of water and the green mass) and wood density (ratio tribution with zero mean and standard deviation σ . When back-
of the oven-dried dry mass per unit green volume; Gao et al., transforming predictions, a bias correction factor CF = exp(σ 2 /2)
2017). The fresh biomass of weighed compartments (medium was applied (Parresol, 1999). Models were compared on the basis of
and small branches and roots) and the volume of cubed com- their Akaike information criterion (AIC), their Bayesian informa-
partments (stem, large branches, and roots) were then converted tion criterion (BIC), their root mean square error (RMSE), and their
into dry mass using the moisture content and the wood density, relative bias (RB). RMSE and RB were estimated using leave-one-
respectively. out cross-correlation. Each observation i in turn was dropped from
4|
Table 2. Allometric equations relating tree belowground biomass (B in kilograms) to tree diameter (D in centimeters), tree height (H in meters), tree crown radius (C in meters), species
wood density (ρ in grams per cubic centimeter), tree foliage biomass (F in kilograms), tree aboveground biomass (A in kilograms), or the stump equivalent diameter (S in centimeters).
(i) log(B) = a + b log(ρD2 H) −4.018∗∗∗ [−4.49, 0.929∗∗∗ [0.88, 118 0.93 0.31 63.5 71.8 120 10.6∗∗
−3.55] 0.98]
(ii) log(B) = a + b log(D) + c −3.344∗∗∗ [−4.18, 2.069∗∗∗ [1.86, 0.514∗∗ [0.15, 0.997∗∗∗ [0.79, 118 0.93 0.31 62.2 76 113 10.4∗∗
log(H) + d log(ρ) −2.51] 2.28] 0.88] 1.2]
(iii) log(B) = a + b log(D) + c log(ρ) −2.4∗∗∗ [−2.91, 2.302∗∗∗ [2.17, 1.093∗∗∗ [0.9, 118 0.93 0.32 68 79.1 109 10.8∗∗
−1.89] 2.43] 1.29]
(iv) log(B) = a + b log(A) −1.178∗∗∗ [−1.52, 0.939∗∗∗ [0.89, 118 0.92 0.32 72.6 80.9 107 11.7∗∗
−0.83] 0.99]
(v) log(B) = a + log(A) −1.59∗∗∗ [−1.65, 118 - 0.33 76.4 81.9 133 12∗∗
−1.53]
(vi) log(B) = a + b log(D) + c −4.132∗∗ [−7.09, 3.297∗∗∗ [1.63, −0.141 [−0.38, 1.073∗∗∗ [0.87, 118 0.93 0.31 68.6 82.5 118 10.8∗∗
log(D2 ) + d log(ρ) −1.19] 4.97] 0.1] 1.28]
(vii) log(B) = a + b log(D) + c −13.298. [−28.27, 11.474. [−1.72, −2.536 [−6.38, 0.23 [−0.14, 0.6] 1.072∗∗∗ [0.87, 118 0.93 0.31 69 85.6 110 10.8∗∗
log(D2 ) + d log(D3 ) + e log(ρ) 1.67] 24.67] 1.31] 1.27]
(viii) log(B) = a + b log(ρ) + c log(S) −2.671∗∗∗ [−3.23, 1.072∗∗∗ [0.86, 2.319∗∗∗ [2.18, 118 0.92 0.34 82.6 93.7 99 12.4∗∗
−2.11] 1.28] 2.46]
(ix) log(B) = a + b log(D2 H) −5.106∗∗∗ [−5.82, 0.977∗∗∗ [0.91, 118 0.88 0.41 128.3 136.6 164 18.9∗∗∗
−4.39] 1.04]
(x) log(B) = a + b log(D) −3.467∗∗∗ [−4.13, 2.408∗∗∗ [2.22, 118 0.85 0.45 149 157.3 183 22.5∗∗∗
−2.8] 2.59]
(xi) log(B) = a + b log(F) 2.834∗∗∗ [2.38, 3.29] 0.755∗∗∗ [0.62, 118 0.5 0.82 293.1 301.4 301 97.3∗∗∗
0.9]
(xii) log(B) = a + b log(ρD2 H) + c −3.760∗∗∗ [−4.30, 0.902∗∗∗ [0.84, 0.021 [−0.15, 97 0.93 0.28 33.9 44.2 123 8.2∗∗
log(C) −3.22] 0.96] 0.19]
(xiii) log(B) = a + b log(D) + c −2.980∗∗∗ [−3.89, 2.03∗∗∗ [1.79, 0.464∗ [0.09, −0.024 [−0.2, 1.001∗∗∗ [0.80, 97 0.93 0.28 32.2 47.6 120 7.9∗∗
log(H) + d log(C) + e log(ρ) −2.07] 2.27] 0.84] 0.15] 1.20]
(xiv) log(B) = a + b log(D) + c −2.078∗∗∗ [−2.65, 2.239∗∗∗ [2.06, −0.051 [−0.23, 1.089∗∗∗ [0.90, 97 0.93 0.28 36.5 49.4 119 8.3∗∗
log(C) + d log(ρ) −1.51] 2.42] 0.13] 1.28]
(xv) log(B) = a + b log(C) 3.337∗∗∗ [2.71, 3.97] 1.384∗∗∗ [0.95, 97 0.30 0.87 251.6 259.3 285 118.4∗∗∗
1.82]
(xvi) log(A) = a + b log(ρ) + c log(S) −1.240∗∗∗ [−1.83, 1.096∗∗∗ [0.87, 2.367∗∗∗ [2.32, 118 0.91 0.35 93.1 104.1 642 14.1∗∗
−0.65] 1.32] 2.52]
Equations are fitted to 118 trees measured in Gabon and Cameroon when C is not a predictor, or 97 trees when C is used. R2 is the coefficient of determination of the model, σ is the residual standard error, AIC and BIC
are, respectively, the Akaike and Bayesian Information Criteria, RMSE is the root mean square error, and RB is the relative bias. Brackets give the 95% confidence interval of model’s coefficients. Asterisks indicate the
significance of the test of the null hypothesis with ∗ ∗ ∗ for P-value <.001; ∗ ∗ for P-value <.01, and ∗ for P-value <.05. Equations are sorted depending on the response variable (the last model is the only one using
aboveground biomass as the response variable), by the sample size n used for model fitting, and finally by increasing BIC value.
the dataset, and the model was refitted to the dataset without collar, stem, branches, and foliage (including f lowers and fruits)
observation i. Let m−i (x) be the belowground biomass predicted significantly differed among diameter classes (multivariate anal-
by this model for a tree with characteristics x, and let Bi be the ysis of variance for compositional data: η2 = 0.57, P-value <.001;
observed
belowground biomass of the ith tree. Then, RMSE = Fig. 1b) and among leaf habits (η2 = 0.21, P-value = .001; Fig. 1c). In
1 n
2 contrast, biomass allocation to root and shoot did not significantly
n i=1 m−i (xi ) − Bi and RB = 1n ni=1 m−i (xi ) − Bi /Bi . For the
best model, i.e. the model with the lowest values of AIC and differ among diameter classes (analysis of variance for composi-
BIC, the additional effect of a categorical variable—viz. site, stem tional data: F = 0.82, P-value = .55) or among leaf habits (F = 0.81,
basis shape, leaf habit, or species—was tested by adding it as a P-value = .45). The proportion of biomass in the crown, and specif-
predictor in the model. The full model (with the added predictor) ically in the branches, increased with increasing diameter to the
Table 3. Finite mixture of linear regressions log(B) = a + b log(D) + c log(ρ) that assigns 118 trees from 18 different species to three
groups of species, where B is tree belowground biomass (in kilograms), ρ is wood density (in grams per cubic centimeter), and D is tree
diameter (in centimeters).
Group a b c n σ Species
1 −2.196∗∗∗ [−3.11, −1.28] 2.349∗∗∗ [2.1, 2.59] 1.668∗∗∗ [1.22, 2.12] 37 0.33 Dialium pachyphyllum (6), Distemonanthus
benthamianus (5), Drypetes gossweileri (1), Lophira
alata (7), Pterocarpus soyauxii (3), Scyphocephalium
mannii (14), Streblus usambarensi (1)
2 −3.938∗∗∗ [−4.89, −2.98] 2.581∗∗∗ [2.33, 2.83] 0.307 [−0.08, 0.69] 37 0.29 Aucoumea klaineana (24), Leptonychia raynalionum (1),
Octoknema bakossiensis (1), Plagiostyles Africana (11)
3 −2.216∗∗∗ [−2.71, −1.72] 2.26∗∗∗ [2.13, 2.39] 1.346∗∗∗ [1.15, 1.54] 44 0.17 Anonidium mannii (5), Desbordesia glaucescens (1),
Petersianthus macrocarpus (5), Pycnanthus angolensis
(5), Santiria trimera (6), Staudtia kamerunensis (15),
Xylopia aethiopica (7)
n is the number of observations, and σ is the residual standard error. The number in parentheses after each species indicates the number of trees measured
for that species.
obtained by setting the exponent to 1, B = 0.215 A, has lower Models to predict above and belowground biomass from
predictive performance than the allometric power model in terms stump equivalent diameter
of AIC, but similar BIC values. The coefficient of 0.215 can be The models that predict aboveground biomass A or belowground
interpreted as the geometric mean of individual root:shoot ratios. biomass B from the characteristics of the stump are [Table 2,
There was much more variability in the scaling of belowground models (xvi) and (viii)]
biomass to foliage biomass [R2 = 0.50 and σ = 0.82 for the
fitting of model (xi)] than to aboveground biomass [R2 = 0.92 A = 0.3078 ρ 1.096 S2.367 (6)
and σ = 0.32 for the fitting of model (iv)]. The exponent of B = 0.0732 ρ 1.072 S2.319 (7)
the allometric scaling of belowground biomass with respect to
foliage biomass was very close to and not significantly different with A and B in kilograms, ρ in grams per cubic centimeter, and S
from 3/4. in centimeters, where the multiplicative coefficient here includes
Tree belowground biomass in Congo Basin forests | 7
the bias correction factor. The exponents of ρ and S are close The allometric scaling of belowground biomass with above-
to 1 and 2.3, respectively. These exponents are very similar in ground biomass has both theoretical and practical implications.
the two models, which is consistent with the almost-isometric From a theoretical point of view, it challenges the prediction of
relationship between aboveground biomass A and belowground the metabolic scaling theory that belowground biomass scales in
biomass B. an isometric way with aboveground biomass (B ∝ A; Niklas and
Enquist, 2002). To be more precise, the metabolic scaling theory
predicts a near-isometric relationship with a deviation from isom-
Discussion etry toward convexity (A ∝ B + cB3/4 ), whereas we observed a devia-
Belowground biomass scales in a near-isometric tion toward concavity (Fig. 2b, black line). Moreover, the metabolic
way with aboveground biomass scaling theory predicts an exponent of 4/3 for the power rela-
At the tree level, the scaling of belowground biomass with above- tionship between belowground biomass and leaf biomass while
ground biomass deviated slightly, yet significantly, from isometry, we obtained an exponent of 3/4, though with a large uncer-
as shown by the exponent 0.939 of the power model that predicted tainty. Robinson (2004) argued that the deviation of the scaling of
the belowground biomass of a tree from its aboveground biomass. belowground biomass from isometry could be due to the under-
The same result was reported in other studies, e.g. by Kuyah et al. estimation of the root mass for large trees for which it is difficult
(2012) who also found an exponent <1 for the same power model. to excavate or properly sample fine roots. Accordingly, Kuyah et al.
It may seem paradoxical that the relationship between below- (2012), by extrapolating the biomass of unsampled roots from the
ground biomass and aboveground biomass was concave, while sampled ones, estimated that 48.4% of the root biomass was miss-
the biomass allocation to root and shoot did not significantly ing. After correcting for unexcavated root biomass, they found a
differ among diameter classes. Indeed, an exponent α < 1 in the scaling of belowground biomass with aboveground biomass closer
power model B ∝ Aα implies that both the tree-level root:shoot to isometry than before the correction.
ratio (∝ Aα—1 ) and the proportion of biomass allocated to root From a practical point of view, the allometric scaling of below-
decrease with increasing tree size. Nevertheless, this paradox can ground biomass with aboveground biomass calls into question
be understood given the near-isometric relationship (α very close the use of the root:shoot ratio in carbon estimation studies. An
to 1) and the fact that tree biomass has a much wider range (from isometric scaling means that the belowground biomass relates
23 to 11 528 kg) than the tree diameter (from 10 to 98 cm; Table 1). to the aboveground biomass in the same way for a tree or for a
The regression takes account of the full continuous spread of stand consisting of trees with different sizes. It also means that
biomass to estimate the slope, while the division into diameter root:shoot ratios can be equally estimated from or used for data
classes breaks this continuity. collected at the tree or at the stand level, irrespective of the size
8 | Kossi Ditsouga et al.
Table 4. Comparison of the predictive performance of published models to predict the belowground biomass of trees with the
predictive performance of the same models fitted to 118 trees measured in Gabon and Cameroon.
Reference Model Original Performance for the data of Performance of the corresponding
performance this study model of this study
Kuyah et al. (2012) B = 0.095 ρ 0.575 D2.357 H–0.165 9.5 139 8.49 113 10.4
B = 0.048 D2.303 10.2 177 16.49 183 22.5
B = 0.087 ρ 0.611 D2.257 10.1 128 17.31 109 10.8
RB is relative bias, and RMSE is the root mean square error. ‘Original performance’ is the performance of the published model for the data of the publication.
‘Performance with the data of this study’ is the performance of the published model for the 118 trees in Gabon and Cameroon. ‘Performance of the
corresponding model of this study’ is the performance of the same model fitted to the 118 trees for these same 118 trees.
structure of the stand. In contrast, an allometric scaling implies response variables. Nevertheless, across a broad spectrum of tree
that (i) stand-level root:shoot ratios depend on the size structure size structures and for stand-level aboveground biomass ranging
of the stand and (ii) models to predict belowground biomass from 0 to 300 Mg ha−1 , model (iv) and Cairns et al.’s model exhibit
from aboveground biomass will differ whether they are fitted to consistency (Supplement 2). For higher aboveground biomass
tree data or stand data. For a large range of size structures, a values, Cairns et al.’s model yields lower predictions than model
concave tree allometry (i.e. B ∝ Aα with α < 1) brings a decreasing (iv), with differences reaching up to 20% (Supplement 2, Fig. S1b).
relationship between the stand-level root:shoot ratio and the It has already been pointed out that the prediction of aboveground
stand aboveground biomass. It also brings a concave allometry biomass depends critically on the choice of the allometric model
between the stand belowground biomass and the stand above- used, with local equations possibly bringing high bias (Picard
ground biomass (Supplement 2, Fig. S1a). Such relationships at the et al., 2015). Here, it is also true for the prediction of belowground
stand level have been earlier reported (Cairns et al., 1997; Mokany biomass.
et al., 2006), thus indirectly confirming the nonisometric scaling of However, contrary to allometric models for aboveground
tree belowground biomass with tree aboveground biomass. biomass where tree characteristics consistently have the same
effect on biomass in different studies, the effect of tree height
Biomass allocation in a tree on belowground biomass varies between studies. In this study, a
On average, the tropical trees in our study allocated 17% (arith- positive exponent close to 0.5 was found for tree height in model
metic mean) or 18% (geometric mean) of their biomass to roots. (4). In other words, for a given diameter, the more slender a tree
The allocation of biomass to roots is known to depend on water was, the greater its belowground biomass. In contrast, Kuyah et al.
availability. Across large ecological gradients that cover several (2012) found a negative exponent for tree height, meaning that
biomes, it thus depends on rainfall, with smaller root:shoot ratios the more slender a tree was, the smaller its belowground biomass.
in wetter biomes (Cairns et al., 1997; Mokany et al., 2006; Qi et al., The relatively good predictive performance of models that do not
2019). The average values of the root:shoot ratio obtained here use tree height as a predictor (Table 2) also calls into question the
(0.20 using the arithmetic mean or 0.22 using the geometric mean) effect of tree height on belowground biomass. Further studies will
were consistent with this pattern. It was lower than IPCC values be needed to clarify this effect.
for wet forests (0.37) but close to IPCC values for moist forests A significant residual effect of species or leaf habit was found
(0.20–0.24). It was also close to the values reported in various in models (4) and (5), even though wood density already accounted
studies on tropical rain forests: 0.205–0.235 (Mokany et al., 2006), for some species differences. Nonetheless, no relationship was
0.22 (Fonseca et al., 2012), 0.24 (Cairns et al., 1997), and 0.26 found between species groups and leaf habit or phylogeny. Given
(Kuyah et al., 2012). While allocation to roots was not found to the low number of observations for each species, we cannot
vary significantly across diameter classes, allocation to the crown exclude that the residual species effect was due to some unidenti-
(branch + foliage) was found to increase with stem diameter, as fied confounding factor. Therefore, additional tree characteristics
already reported (Ploton et al., 2016; Mankou et al., 2021). or species traits should be explored as additional predictors in
the models. Kralicek et al. (2017) used crown area as an addi-
Allometric models to predict tree belowground tional predictor of belowground biomass but without meaning-
biomass ful improvement compared to models based on diameter, wood
The allometric models fitted in this study to predict tree below- density, and height. We came to the same conclusion with crown
ground biomass had a predictive performance similar to those radius.
fitted in other studies. For instance, Kuyah et al. (2012) obtained Finally, predicting biomass from the equivalent diameter of the
a relative bias of 9.5% for the model B = 0.095 ρ 0.575 D2.357 H–0.165 stump can be useful in situations where trees have been logged
fitted to their data, compared to 10.4% for model (4) in this study. and only the stump remains and can be measured in the field.
When applying Kuyah et al.’s model to the data of this study, an As far as we know, this study is the first to provide a model to
RMSE of 140 kg was obtained, which is greater than the RMSE predict tree aboveground biomass from the equivalent diameter
of 113 kg for model (4). Similar results were obtained with other of the stump for tropical forests. As regards belowground biomass,
published models that predict the belowground biomass of trees the equivalent diameter of the stump is actually quite an efficient
in tropical rainforests (Table 4). A direct comparison between tree- predictor. Kuyah et al. (2012) also fitted a model to predict below-
based allometric models, such as the ones developed in this study, ground biomass from the diameter of the stump: B = 0.024 S2.283 .
and stand-based allometric models, exemplified by Cairns et al. But they got a relative bias of 35% with this model, indicating a
(1997), is not feasible due to differences in both explanatory and lower predictive performance than the model fitted in this study.
Tree belowground biomass in Congo Basin forests | 9
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