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Research

JAMA Facial Plastic Surgery | Original Investigation

Determining the 2-Dimensional Threshold for Perception


of Artificial-Appearing Lips
Sang W. Kim, MD; Daniel E. Rousso, MD

Author Audio Interview


IMPORTANCE Recognizing the perceptual threshold for artificial-appearing lips is important to
avoid an undesirable outcome of treatment.

OBJECTIVE To characterize the quantitative measurements for the perceptual threshold of


artificial- and unnatural-appearing lips.

DESIGN, SETTING, AND PARTICIPANTS Photographs of a female model’s lips were digitally
altered incrementally in 5 sets of features (the upper lip, lower lip, upper and lower lips, and
shape of the Cupid’s bow). From December 1, 2013, to January 30, 2014, participants viewed
the photographs in random sequence using an online survey and responded to 2
questionnaires after each photograph. The participants were prompted to respond whether
each altered photograph of the lips appeared to have received any cosmetic treatment, and
whether the lips looked attractive and natural or artificial and unnatural. The measurement of
each lip at which 50% of the observers perceived the lips as being treated and 50% of the
observers perceived the lips as being artificial was determined. The difference in these 2
measurements was defined as dTA50, which represents the threshold differential between
the perception of treated lips and artificial lips for 50% of the observers.

MAIN OUTCOMES AND MEASURES Survey responses of the participants to the appearance of
the lips in the photographs.

RESULTS A total of 98 participants (76 females and 22 males; mean age, 42 years) provided
usable responses to the survey. Each area of the lips had a unique quantitative measurement
at which the observers perceived the lips as being treated and artificial. Enhancement of the
upper lip alone had a narrower margin for artificial appearance (dTA50, 0.9 mm) compared
with enhancement of both the upper and lower lips (dTA50, 1.5 mm). Any alteration to the
Cupid’s bow resulted in the narrowest margin for artificial appearance (dTA50, 0.3 mm). The
difference in the perceptual threshold between the age of the observers was the most
significant for the upper lip.

CONCLUSIONS AND RELEVANCE The perceptual threshold for treated and/or artificial
appearance is unique for each area of the lips.

LEVEL OF EVIDENCE NA.

Author Affiliations: Natural Face


Clinics, Syracuse, New York (Kim);
Rousso Facial Plastic Surgery Clinic,
Birmingham, Alabama (Rousso);
Department of Surgery, University of
Alabama at Birmingham (Rousso).
Corresponding Author: Sang W.
Kim, MD, Natural Face Clinics,
2939 Brittonfield Pkwy, Bldg B,
JAMA Facial Plast Surg. 2017;19(5):392-398. doi:10.1001/jamafacial.2017.0052 Ste 210, Syracuse, NY 13057
Published online April 6, 2017. (sangkim.md@gmail.com).

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Two-Dimensional Threshold for Perception of Artificial-Appearing Lips Original Investigation Research

A
s one of the central components of facial aesthetics, full
and well-defined lips impart a sense of youth, health, Key Points
attractiveness, and sensuality. With the aging pro-
Question What are the 2-dimensional quantitative measurements
cess, the lips undergo stereotypic changes including loss of vol- for lips that are perceived as attractive vs artificial?
ume and flattening of the philtrum. There is widening and ef-
Findings This survey study provides quantitative data to support
facement of contours of the Cupid’s bow, and loss of the natural
that a balanced augmentation of the upper and lower lips is the
“pout” of the vermillion.1 In addition, bony resorption asso-
key to achieving attractive and natural lip enhancement. The study
ciated with advanced age leads to thinning of the mandible and also shows that there is a measurable difference between people
a decrease in the distance from the lips to the chin.2 The loss of different age groups and their perceptual threshold for artificial
of dental height leads to the perception of vertical lengthen- lips.
ing of the lips and downward laxity at the lip commissures. For
Meaning Although relying on fixed guidelines for lip
patients presenting with aging lips, the goal of lip augmenta- augmentation may not be practical or realistic, these findings
tion is to restore lost volume and reestablish the natural, youth- provide some guidance in helping clinicians counsel their patients
ful profile. In contrast, younger patients often seek lip aug- who are seeking lip augmentation.
mentation to achieve the trendy voluptuous, full lips seen in
celebrities.3,4
Although extensive quantitative measurements and analy- the supranasal tip as the superior limit, and the menton as the
sis have been published in the literature, these studies em- inferior limit. The baseline lip photograph was generated using
phasize what constitutes ideal or attractive dimensions for the software (Uniplast for Windows; United Imaging Inc). The base-
lips.1,5-9 The ideal proportions and measurements of the lips’ line dimensions of the lips were derived from mean measure-
dimensions and their relation to the whole face have been stud- ments from textbooks and the literature.2,3,5,6,11 Based on the
ied in dental, dermatologic, and plastic surgery literature. In study design, we determined that institutional review board
these studies, various methods have been described to mea- approval was not necessary because the study did not collect
sure changes in the lips after enhancement, including vali- any identfiable data on the participants. Individuals con-
dated photonumeric rating scales, volume measurement as- sented to participate in the study by clicking “Yes” on the in-
sisted by magnetic resonance imaging, computerized troduction page of the survey. If “Yes” was selected, the sur-
3-dimensional stereophotometry, and objective lip index vey began. If “No” was selected, the survey was terminated
measurement.1,5-9 Many of these studies demonstrate fea- and no data were collected.
sible and reliable methods to quantify the changes in the pro- In the first set of photographs, the height of the upper lip
portion and measurements of the lips. was altered at 1-mm increments up to 5 mm. The upper lat-
However, in practice, to what extent the lips should be aug- eral commissure angle increased to correspond with the in-
mented to achieve the patient’s goal is mostly subjective and crements of the height of the upper lip, while the depression
qualitative, based on the experience of the clinicians and the of midline Cupid’s bow was maintained at 1.4 mm. On the sec-
desire of the patients. The “ideal lip” is described as having full ond set, the lower height was altered at 1-mm increments up
volume and proportional balance of the upper and lower lips, to 5 mm, with corresponding adjustment to the lower lateral
with a well-defined vermillion border.2,10 The challenge of lip commissure angle. On the third set, the heights of both upper
enhancement is avoiding overtreatment, which crosses the per- and lower lips were altered at 1-mm increments up to 5 mm.
ceptual threshold of artificial- and unnatural-appearing lips. For the fourth set, we altered the shape of the Cupid’s bow. The
What constitutes the perception of artificial and unnatural lips distance between the peaks of the Cupid’s bow was set at 17.3
and the quantitative perceptual threshold for such lips has not mm. This measurement makes the distance between the lat-
been described in the literature, to our knowledge. We de- eral commissure to the peak of the Cupid’s bow and the dis-
scribe a quantitative 2-dimensional threshold for the percep- tance between the 2 peaks of the Cupid’s bow equal. The lat-
tion of artificial- and unnatural-appearing lips. eral commissure angle was 46° to accommodate the change
of width of the Cupid’s bow. From the baseline lips, the heights
of both the upper and lower lips were then altered simultane-
ously at 1-mm increments up to 5 mm.
Methods For the fifth set of baseline lips, we extensively altered the
High-resolution digital photography of a 35-year-old white shape of the Cupid’s bow. The distance between the peaks of
woman was performed using a digital camera (Canon EOS T2i the Cupid’s bow was set at 26 mm. This measurement makes
at 1/160 F10 ISO Auto; EFS 18-55) with umbrella lights for il- the length of the entire Cupid’s bow equal to one-half of the
lumination. Although we began with a photograph of a 35- entire length of the upper lip. The lateral commissure angle was
year-old female patient’s lips, in reality, it is an extensively digi- 60° to accommodate the change in the width of the Cupid’s
tally morphed, deidentified photograph altered to create a bow. Next, the heights of both the upper and lower lips were
baseline photograph based on ideal measurements. There- altered simultaneously at 1-mm increments up to 5 mm. In all
fore, we determined that consent from the woman was not war- sets of photographs, the overall width of the lip was main-
ranted. We cropped the frontal view of the photographs to show tained at 52 mm.
only the lower one-third of the face. The limits of the lower Photographs were uploaded to an internet-based ques-
one-third of the face are the malar eminence as the lateral limit, tionnaire survey service (https://www.surveygizmo.com;

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Research Original Investigation Two-Dimensional Threshold for Perception of Artificial-Appearing Lips

Widgix LLC). Participants in the analysis and the survey, which thought that the model’s lips “appear artificial and unnatu-
took place from December 1, 2013, to January 30, 2014, were ral,” again with a binary response choice as already de-
males and females from the lay public between the ages of 13 scribed.
and 73 years. The link to the survey led to background We determined the measurement of each lip at which 50%
introduction and instructions of the study. The next page of the observers perceived the lips as receiving treatment and
displayed a set of sample photographs of the lips and explained 50% of the observers perceived the lips as being artificial. The
that each photograph would be presented after 5 seconds. Next, difference in these 2 measurements was defined as dTA50; this
sample questions were provided asking participants to value represents the threshold differential between percep-
determine whether the lips appeared natural or artificial. tion of treated lips and artificial lips for 50% of the observers.
Additional information was collected on the age and sex of For each subset of lip alterations (upper lip only, lower lip only,
participants. Fields were provided to allow comments on upper and lower lips together, alteration of the Cupid’s bow,
technical problems and questions about the study. and extended alteration of the Cupid’s bow), we determined
Thirty images (5 sets each with baseline, 1, 2, 3, 4, and 5 the dTA50 (Figure 1). Figure 2 shows the actual photographs
mm of increment) were presented for 5 seconds in a random- of each subset of lip alterations when 50% of the observers per-
ized sequence. In addition, the baseline image was presented ceived them either as treated and attractive or as artificial and
5 more times in a randomized sequence to serve as a dupli- unnatural.
cate to determine intraobserver consistency. Photographs were We wanted to determine whether the age of the observ-
presented at a resolution of 842 × 368 pixels. The photo- ers would have any effect on the perception of the lips. The
graph was displayed on the screen for 5 seconds on a timer. responses were divided into 2 groups based on the age of the
After 5 seconds, the next screen containing 2 questions with observers. Group 1 consisted of younger observers between the
binary answer choices was displayed automatically. The first ages of 17 and 40 years (mean age, 33 years; n = 49). Group 2
question stated, “Do you think these lips received any type of consisted of older observers between the ages of 41 and 73 years
treatments to enhance their appearance?” The participants (mean age, 52 years; n = 49). Similar to part 1, we plotted the
were prompted to select 1 of the 2 answer choices: “Yes” or data for each subset of lip alterations (upper lip only, lower lip
“No.” The second question asked, “Do you feel that these lips only, upper and lower lips together, alteration of the Cupid’s
appear attractive and natural, OR artificial and unnatural?” The bow, and extended alteration of the Cupid’s bow). Next, we de-
participants were prompted to select 1 of the 2 answer choices: termined the dTA50 values for each subset of lip alterations for
“Attractive and Natural” or “Artificial and Unnatural.” Partici- each group.
pants were able to proceed to the next set of photographs and Small differences were noted between the perception of
question sets only after they completed the 2 questions. the lips for each age group, but the statistically significant dif-
The data set was downloaded into an Excel spreadsheet ference was observed when only the upper lip was altered
(Microsoft Corp) for analysis. Based on the demographic in- (Figure 3). The difference in responses of those who per-
formation, participants were divided into 2 groups based on ceived the lips as treated and enhanced was statistically sig-
their ages. The χ2 test was performed to determine statistical nificant at 3 mm between the 2 groups (P = .005 using χ2 test
significance of the difference between the 2 age groups. P val- at 8 with 1 df). The difference in responses of those who per-
ues were 2-tailed and considered significant at P < .05. ceived the lips as artificial and unnatural was statistically sig-
nificant at 2 mm between the 2 groups (P = .03 using the χ2 test
at 4.9 with 1 df).
Next, we wanted to examine the effect of the upper to lower
Results lip ratio on the perceptual threshold. The height of the lower
A total of 101 complete responses with unique IP addresses lips ranged from 9.3 to 14.3 mm and the height of the upper
were collected during a 27-day period. The mean time for lips ranged from 7.2 to 12.2 mm. The height ratio of the lower
volunteers to complete the survey was 6.8 minutes. Three to upper lips ranged from 0.76 to 1.99. There was no differ-
responses were excluded from the analysis because the ence in perceptual threshold for either the treated or the arti-
duration of the survey exceeded 30 minutes, which was 2 ficial-appearing lips between the 2 age groups. Fifty percent
SDs beyond the mean duration of the survey. Among the 98 of observers in both age groups responded that the lips ap-
participants with usable responses, there were 76 female peared treated if the ratio of lower to upper lips was either less
and 22 male participants, with ages ranging from 17 through than 0.92 or greater than 1.48. Meanwhile, 50% of respond-
73 years. Forty-nine participants (50%) were in the age ers in both age groups perceived that the lips appeared artifi-
group of 17 to 40 years (mean age, 33 years), and the other cial if the ratio of lower to upper lips was either less than 0.85
49 participants were in the age group of 41 to 73 years (mean or greater than 1.7 (Figure 4).
age, 52 years).
The participant responses were plotted against each 1-mm
increment of lip height. The first part of the response was re-
lated to whether the observers thought that the model’s lips
Discussion
“received any types of treatments to enhance their appear- Aesthetic augmentation of lips is a challenging procedure that
ance.” The response choice was binary, as already described. requires technical and artistic prowess for facial plastic sur-
The second part of the response was whether the observers geons. Numerous types of filler products and surgical tech-

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Two-Dimensional Threshold for Perception of Artificial-Appearing Lips Original Investigation Research

Figure 1. Threshold Differential Between Perception of Treated Lips and Artificial Lips

A Upper lip B Lower lip


100 100
Treated
90 Artificial 90
dTA50 = 0.9 mm
80 80

70 70
Observers, %

Observers, %
60 60

50 50

40 40

30 30
Treated
20 20 Artificial
10 10 dTA50 = 1.5 mm

0 0
Baseline 1 mm 2 mm 3 mm 4 mm 5 mm Baseline 1 mm 2 mm 3 mm 4 mm 5 mm
dTA50 dTA50

C Upper and lower lips D Alteration of Cupid’s bow

100 100

90 90

80 80

70 70
Observers, %

Observers, %
60 60

50 50

40 40

30 30
Treated Treated
20 Artificial 20 Artificial
dTA50 = 1.5 mm dTA50 = 0.6 mm
10 10

0 0
Baseline 1 mm 2 mm 3 mm 4 mm 5 mm Baseline 1 mm 2 mm 3 mm 4 mm 5 mm
dTA50 dTA50

E Extended alteration of Cupid’s bow


100

90

80

70
Observers, %

60

50

40

30
Treated
20 Artificial
10 dTA50 = 0.3 mm

0
Baseline 1 mm 2 mm 3 mm 4 mm 5 mm
dTA50

The blue line represents the percentage of observers who thought that the lips participants, indicated by the grey area between the 2 vertical black lines.
appeared treated. The orange line represents the percentage of observers who dTA50 = 0.9 mm for upper lip only, 1.5 mm for lower lip only, 1.5 mm for upper
thought that the lips appeared artificial. dTA50 indicates the threshold and lower lips together, 0.6 mm for alteration of Cupid’s bow, and 0.3 mm for
differential between perception of treated and artificial lips for 50% of extended alteration of Cupid’s bow.

niques have been described to achieve youthful and volup- subjective assessment and experience of the clinician and the
tuous lip enhancement.4,11-19 One of the main challenges for wishes of the patients. Despite the best intentions, this deci-
clinicians is to know when to stop treating the lips before the sion can sometimes lead to misguided and unintended con-
results appear artificial and unnatural. In the clinical setting, sequences. This study aimed to determine the quantitative
guidelines for lip augmentation are mostly determined by the measurement of the ideal profile for lip augmentation where

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Research Original Investigation Two-Dimensional Threshold for Perception of Artificial-Appearing Lips

Figure 2. Photographs of the Lips Used in the Survey

Baseline

Upper lip

Lower lip

Both lips

Alteration of
Cupid’s bow
The images in the red boxes were
considered treated and attractive.
1 mm 2 mm 3 mm 4 mm 5 mm The images in the blue boxes were
considered unnatural and artificial.

Several key findings from this study have direct clinical im-
Figure 3. Effect of Age of the Observers on the Perceptual Threshold
of the Lips plications. For filler treatment of senile lips, we typically in-
ject between 0.5 and 1 mL of hyaluronic acid gel injection filler
100 via either a 27-gauge syringe needle or blunt tip microcan-
Group 1
90 nula. The advantages of using a microcannula for lip augmen-
Treated
80 Artificial tation include reduced risk of bleeding and bruising and intra-
70 Group 2 arterial injection.17,20 The treatment always starts with the
Treated
upper lip because if the upper lip is unintentionally injected
Observers, %

60 Artificial
50
P = .005 with too much filler, one can compensate by slightly over-
treating the lower lip to maintain the ideal proportion. Based
40
on our study, overtreatment of the upper lip alone presents with
30
a narrow margin (dTA50, 0.9 mm) for artificial appearance com-
20
pared with when both the upper and lower lips are over-
10 P = .03 treated (dTA50, 1.5 mm).
0
Baseline 1 mm 2 mm 3 mm 4 mm 5 mm There are 2 distinct groups of patients who inquire about
dTA50 lip enhancement: younger patients who want more full and vo-
luptuous lips and older patients with poor definition of the ver-
Group 1 consisted of younger observers between the ages of 17 and 40 years (mean million contour and atrophic lips who want improvement in
age, 33 years; n = 49). The dashed blue line indicates observers in group 1 who
definition and vertical rhytids. The data from this study sug-
considered the lips in the images to be treated; the solid blue line indicates
observers in group 1 who considered the lips in the images to be artificial. The gest that there is a measurable difference between people of
threshold differential between perception of treated and artificial lips for 50% of different age groups and their perceptual threshold for over-
participants (dTA50) in group 1 was 0.89 mm. Group 2 consisted of older observers treated and artificial lips. The difference in the perceptual
between the ages of 41 and 73 years (mean age, 52 years; n = 49) The dashed
orange line indicates observers in group 2 who considered lips in the images to be
threshold between the 2 age groups (20-40 years vs >40 years)
treated; the solid orange line indicates observers in group 2 who considered the lips is most significant for the upper lip measurement. As ex-
in the images to be artificial. The dTA50 in group 2 was 1.15 mm. pected, the younger group’s perception of natural and attrac-
tive appears to be for a bigger lip than the older group.
observers perceived the lips as treated and natural. Beyond this One interesting finding is that the artificial appearance of
measurement threshold, the lips may be perceived as unnatu- an overenhanced upper lip can be corrected by overenhanc-
ral and artificial. ing the lower lip, as long as the height of the lower lip is 1.6 times

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Two-Dimensional Threshold for Perception of Artificial-Appearing Lips Original Investigation Research

Figure 4. Effect of the Upper and Lower Lip Ratio on Perceptual Threshold

A Ratio perceived as treated B Ratio perceived as artificial


100 100
Group 2
90 90
Group 1
80 80

70 70
Group 1
Observers, %

Observers, %
60 60
Group 2
50 50

40 40

30 30

20 20

10 10

0 0
0.5 1.0 1.5 2.0 0.5 1.0 1.5 2.0
Ratio of Lower to Upper Lip Height, cm Ratio of Lower to Upper Lip Height, cm

A, Ratio of lower lip to upper lip heights that were perceived as treated. The lip heights that were perceived as artificial. The blue line represents group 1 and
blue line represents group 1 (mean age, 32.5 years; n = 49) and the orange line the orange line represents group 2.
represents group 2 (mean age, 52 years; n = 49). B, Ratio of lower lip to upper

the height of the upper lip. The ideal ratio in heights of the up- lowing lip enhancement procedures, particularly after surgi-
per to lower lips as 1:1.618 has often been described in text- cal treatments such as V-Y lip advancement, one may experi-
books and the literature as the divine proportion or the golden ence some changes in the natural movement of the lips.
ratio.7,13,21 Based on our study, the perceptual threshold for at- Whether asymmetric movement or an unnatural contour of the
tractive lips and artificial lips is not determined strictly on the moving lip plays a key role in perceived artificiality is an im-
dimension of the lips alone. The key to achieving an attrac- portant and complex problem that warrants further investi-
tive and natural lip enhancement is to perform a balanced aug- gation. Application of neurotoxins around the mouth and their
mentation of the upper and lower lips. effect on perception of dynamic lip movement is another area
Because the lips are complex 3-dimensional structures, any that needs further investigation.
enhancements, either nonsurgical or surgical treatments, will
influence the height, the width, the projection, the change in
the angle of the lip commissure, the curvature of the Cupid’s
bow, and the contour of the philtrum and vermillion lines. Our
Conclusions
study was designed to determine how the layperson would per- The lips play a major role in the overall aesthetic appearance
ceive the appearance of various lips. The most natural setting of the face. As with all facial structures, the relative propor-
for viewing lips during a routine encounter is the frontal view. tions of all the various components contribute to our collec-
We decided to limit the effect of changes to the height of the tive concept of beauty. If any of the individual components,
upper and/or lower lips and the shape of the Cupid’s bow be- whether the eyes, nose, ears, or lips, become too large (or too
cause those alterations can be generated and controlled more small), then the harmony is disturbed and the end result falls
precisely on frontal view photographs. outside the limits of aesthetic norms.
In practice, the burden lies with the clinician to counsel
Limitations the patient and inform him or her when more enhancement
We recognize several limitations with this study. Cultural and eth- is too much, which can be challenging, particularly when pa-
nic background can influence aesthetic perception.22,23 Because tients, often misguided by popular trends, insist on more en-
we demonstrated differences in the perception of lips between hancement. We recognize that quantitative measurement of
different age groups of observers, we expect that there will be sig- the lips as a fixed guideline for lip augmentation is neither prac-
nificant differences in perception for observers based on their cul- tical nor realistic. There are too many variables to assume that
tural and ethnic backgrounds. We also considered that geographi- a strict set of measurements can predict the subjective per-
cal background will influence observers’ perceptual threshold. ception of the lips. The goal of this study was to provide some
The dynamic characteristics of the lips and their effect on quantitative measurements to help guide clinicians in coun-
the perception of lips were not discussed in this study. Fol- seling their patients who are seeking lip augmentation.

ARTICLE INFORMATION Published Online: April 6, 2017.


Accepted for Publication: December 23, 2016. doi:10.1001/jamafacial.2017.0052

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Research Original Investigation Two-Dimensional Threshold for Perception of Artificial-Appearing Lips

Author Contributions: Dr Kim had full access to all grading scale for assessing lip volume and hyaluronic acid for lip augmentation. Dermatol Surg.
the data in the study and takes responsibility for the thickness. J Eur Acad Dermatol Venereol. 2011;25 2012;38(7, pt 2):1180-1192.
integrity of the data and the accuracy of the data (5):523-531. 15. Lemperle G, Sadick NS, Knapp TR, Lemperle
analysis. 6. Carruthers A, Carruthers J, Hardas B, et al. SM. ArteFill permanent injectable for soft tissue
Study concept and design: Both authors. A validated lip fullness grading scale. Dermatol Surg. augmentation, II: indications and applications.
Acquisition, analysis, or interpretation of data: Kim. 2008;34(suppl 2):S161-S166. Aesthetic Plast Surg. 2010;34(3):273-286.
Drafting of the manuscript: Kim.
Critical revision of the manuscript for important 7. Kane MA, Lorenc ZP, Lin X, Smith SR. Validation 16. Maloney BP, Truswell W IV, Waldman SR. Lip
intellectual content: Both authors. of a lip fullness scale for assessment of lip augmentation: discussion and debate. Facial Plast
Statistical analysis: Kim. augmentation. Plast Reconstr Surg. 2012;129(5): Surg Clin North Am. 2012;20(3):327-346.
Administrative, technical, or material support: 822e-828e. 17. DeJoseph LM. Cannulas for facial filler
Rousso. 8. Jacono AA, Quatela VC. Quantitative analysis of placement. Facial Plast Surg Clin North Am.
Study supervision: Rousso. lip appearance after V-Y lip augmentation. Arch 2012;20(2):215-220, vi-vii.
Conflict of Interest Disclosures: None reported. Facial Plast Surg. 2004;6(3):172-177. 18. Niamtu J III. Filler injection with micro-cannula
9. Jacono AA. A new classification of lip zones to instead of needles. Dermatol Surg. 2009;35(12):
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