Professional Documents
Culture Documents
Yanko Hristov
Introduction
One must say without hesitation that the problem of captives does not
occupy a central place in most of the correspondence between the
aforementioned Byzantine hierarch and the Bulgarian tsar Symeon
I. When seeking evidence regarding captives, substantial difficulty
arises due to the terminology used in the letters. The lexemes con-
cerning captives, captivity, looting, and kidnapping in the course
of war are collective in their meaning.6 Moreover, they applied to
both the warriors who had fallen into enemy hands and the civilians
abducted during military actions. Of course, such a textual peculiar-
ity is not a unique feature of Nicholas I Mystikos’ letters. This is char-
acteristic of a large variety of Byzantine texts of the era, in which no
term directly corresponds to the modern definition of prisoners of
war and clearly distinguishes them from civilians not included in
any form of armed resistance.7
Without neglecting the texts of two of the Patriarch’s earliest
letters (numbers 3 and 4, written by mid-913 at the latest), it must
be emphasized that the actual information about the fate of the
“Rhōmaîoi” or Romans (i.e., Byzantine subjects) in Bulgarian cap-
tivity comes primarily from the later letters (numbers 5–31), dating
from the summer and autumn of 913 onward.8 The increased focus
on captives in the later letters can hardly be described as surpris-
ing, especially if we take into consideration the dramatic change in
Constantinople in February 914, when the government was taken
over by Zoe Carbonopsina. A decisive role in bringing her to power
was played by senior dignitaries and military commanders dissatis-
fied with the concessions and compromises in Bulgarian favor made
by Patriarch Nicholas I Mystikos.9 The new government rejected the
agreements reached just a few months earlier, which initiated a clash
that continued to varying degrees for more than a decade and ended
after Tsar Symeon’s death on May 27, 927.10 The danger to Byzantine
subjects of falling into captivity increased significantly after the
140 Written Not with Ink but with Tears
Along with the stated position on the “fratricidal” nature of the con-
flict between the two great powers in the Eastern Christian world
in the first quarter of the tenth century, the so-called “Bulgarian
letters” of Patriarch Nicholas I Mystikos point out that the fall of
Imperial subjects into Bulgarian captivity was not always associ-
ated with Bulgarian victories in open battle or even after successful
sieges. Indeed, the capture of Byzantine subjects was one explicit
aim of the Bulgarian forces. Regarding the hostile actions taken in
914, Nicholas I Mystikos emphasized that according to the reports of
the local command in the themes (Byzantine military districts) of
Thrace and Macedonia, the Bulgarians carried out predatory raids.
In the patriarch’s letter to the Bulgarian ruler in the late summer of
the year in question, a passage reads as follows:
You know . . . the military governors of Macedonia
and Thrace. Well, these officers (they said) are daily
stating, both in their dispatches and by the mouths
of their own messengers, with assurances that they
are telling the truth—and there is no doubt at all of
what they say—that the Bulgarians have a plan for
the wholesale looting and pillage of our territory.21
144 Written Not with Ink but with Tears
There is no doubt that the Byzantine authorities did not limit them-
selves to diplomatic protests against the abduction of Byzantine sub-
jects, nor did they remain indifferent, but took countermeasures. In
this respect, they benefited from the experience gained and the tac-
tics already adopted against Arab raiders along the eastern border of
the Empire. Although outside the chronological framework of this
article, the evidence of countermeasures against Bulgarian actions
across the Thracian border in the middle of the ninth century—at
the beginning of the reign of Knyaz Boris (r. 852–889, d. May 907)—
is particularly illustrative. At that time, Empress Theodora (ca. 815–
after 867) was still in charge of the Regency, shortly before her son,
Emperor Michael III (r. 842–867), became sole ruler. The tenth-
century Chronicle of Symeon the Logothete describes how in response
to the attacks and the plunder of Byzantine possessions, Theodora
reinforced the garrisons in the border fortifications. The task of
the quartered units was far from being only defensive; they were
required not only to meet the invaders but also to take action them-
selves against the settlements and fortifications in the neighboring
Bulgarian territories.22
However, in the first decades of the tenth century, even the
combination of border fortifications with mobile and well-trained
units was not sufficient to prevent major invasions, which, because
of the number of participants, were far more devastating and dan-
gerous than smaller-scale raids. The full-scale involvement of the
total strength of the army at the disposal of the Bulgarian rulers
constituted a challenge beyond the strength of the entirety of the
military contingents in Byzantium’s European themes. At that time,
under the conditions of the almost irresistible military dominance
of Symeon’s armies, even the troops, which had additional rein-
forcements from the Constantinopolitan units, as well as from large
detachments from the Asia Minor military districts, could not cope
with this task. The strong fortresses, built in the key directions and
dominating important areas of the Balkan Peninsula and along the
Black Sea and Aegean coasts, played important roles in maintaining
the pressure on the Bulgarian squadrons and limiting the depth of
their invasions. In fact, during the period under review, especially
in the second and third decades of the tenth century, because of
the loss of manpower among the regular and command staff of the
Imperial armies, as well as the fear of another defeat, the Byzantines
yanko hristov 145
and women of reproductive age were not usually among the victims
of mass executions, mostly due to the clear fact that in every group
of captives the most desirable were those at their youthful peak (i.e.,
young women, grown girls and boys, and pre-pubescent children
who were at the age beyond the need to be breastfed, cleaned, or
changed).37 Along with this, we must also remember that in the medi-
eval world many cases of the massacre of non-combatants were moti-
vated by the fact that they actively supported warriors in sieges or
provided shelter, transportation, food, meals, medical care, and in
the case of clerics, moral encouragement, among other things.38 The
slaughter of civilians can also be firmly connected to another cruel
side of warfare in pre-modern societies: the unmerciful practice of
execution was often applied to those who were elderly, disabled, and
weak, along with the sick and breastfed infants and toddlers—in
other words, as Kathy Gaca points out, to those who were deemed
too needy and helpless, or who seemed not useful enough to be
taken into captivity.39 In fact, even warriors, as well as full-grown and
healthy non-combatants, who survived the extremely life-threatening
initial moments of their capture, could become a burden for retreat-
ing units. Suffice it to recall that the authors of the Byzantine military
manuals, despite being clearly aware of the benefits of preserving
captives alive, repeatedly revealed that in many cases, under the pres-
sure of circumstances, their lives had to be sacrificed.40
On the basis of only the information presented in the corre-
spondence of Patriarch Nicholas I Mystikos, it is difficult to say with
certainty whether the Bulgarian forces were driven by these consid-
erations. Furthermore, it is doubtful whether Symeon’s troops prac-
ticed the principle of so-called crowd-control killing. At least in some
cases, the elimination of men is very reminiscent of other instances
from Antiquity and the Middle Ages in which, after the battles were
over, when cities, villages, or countryside were conquered, it was often
standard practice to kill warriors and adult male non-combatants of
fighting age in order to prevent them from fighting against their
conquerors in the future. The Byzantine patriarch referred to such
a possibility in his last letter to the Bulgarian ruler, written in the
first months of 925. Patriarch Nicholas I Mystikos assured Symeon
that, in addition to the available regular Byzantine military units in
the battle against Symeon’s armies, all capable of carrying weapons
would join.41
152 Written Not with Ink but with Tears
in the Black Sea steppes, and also emphasizes that members of the
Bulgarian ruling elite and Pecheneg leaders were in constant contact
and that dynastic marriages were even concluded, despite canonical
obstacles and prohibitions regarding marriages between Christians
and pagans.56 In fact, the gift (or sale) of slaves was not unknown in
the diplomatic practice of Byzantium’s Balkan neighbors. One of the
key confirmations in this regard comes from Emperor Constantine
VII himself. In chapter 32 of his De administrando imperio, he men-
tions that the settlement of peace between Knyaz Boris and the
Serbs took place through the exchange of various valuables and the
gift of slaves.57
Conclusion
NOTES
The main points of this article were presented at the conference “Medieval
Unfreedoms: Slavery, Servitude, and Trafficking in Humans before the Trans-
Atlantic Slave Trade.” The original text has undergone editing, the chronological
and thematic frameworks have been narrowed, and aspects that are outside the
subject of Byzantine civilians in Bulgarian captivity have become part of another
publication.
3. “Nicolai Patriarchae Epistolae,” in Spicilegium Romanum, vol. 10, ed. Angelo Mai
(Rome: Tipografia Collegii Urbani, 1844), 161–440 [reprint: Patrologiae Circus
Completus. Series Graeca, vol. 111, ed. Jacques-Paul Migne, (Paris: Apud Garnier
Fratres et J.-P. Migne Successores, 1863), cols. 27–392]; Васил Златарски,
“Писмата на цариградския патриах Николая Мистика до българския цар
Симеона,” Сборник за народни умотворения, наука и книжнина 10 (1894): 372–
428; 11 (1894): 3–54; 12 (1895): 121–211. See also Venance Grumel, Les Regestes
des actes du Patriarcat de Constantinople, vol. 1, fasc. 2: Les actes des Patriarches: les
Regestes de 715 à 1043 (Paris: Socii Assumptionistae Chalcedonenses, 1936),
145, 154–57, 160–1, 164–66, 172–73, 175–77, 179–80, 187–99 [nos. 623–24,
641, 643, 645, 655, 660–64, 672–73, 677, 681–82, 685–86, 702, 704–5, 707–10,
712–14, 716]; Nicholas I Patriarch of Constantinople, 2–592. About the peculi-
arities of Byzantine epistolography and its role in the challenges faced by the
members of the Imperial ruling, political, spiritual, and cultural elite, see:
Karl Krumbacher, Geschichte der byzantinischen Literatur (2. Aufl.) (München:
Beck, 1897), 452–54; Jean Darrouzès, Epistoliers byzantins du Xe siècle [Archives
de l’Orient chrétien, vol. 6] (Paris: Institut Français d’Etudes Byzantines,
1960); Herbert Hunger, Die hochsprachliche profane Literatur der Byzantiner, Band
1 (München: Beck, 1978), 199–239; Margaret Mullett, “The Classical Tradition
in the Byzantine Letter,” in Byzantium and the Classical Tradition, ed. Margaret
Mullett and Roger Scott (Birmingham: Centre for Byzantine Studies, 1981),
75–93; Margaret Mullett, “The Language of Diplomacy,” in Byzantine Diplomacy:
Papers from the Twenty-fourth Spring Symposium of Byzantine Studies, Cambridge,
March 1990, ed. Jonathan Shepard and Simon Franklin (Aldershot: Ashgate,
1992), 203–16; Peter Hatlie, “Redeeming Byzantine Epistolography,” Byzantine
and Modern Greek Studies 20 (1996): 213–48; Margaret Mullett, Theophylact of
Ochrid: Reading the Letters of a Byzantine Archbishop [Birmingham Byzantine and
Ottoman Monographs, vol. 2] (Aldershot: Ashgate, 1997), 11–43; Margaret
Mullett, “Epistolography,” in The Oxford Handbook of Byzantine Studies, ed.
Elizabeth Jeffreys, John Haldon, and Robin Cormack (Oxford: Oxford
University Press, 2008), 882–93; Alexander Riehle, “Introduction: Byzantine
Epistolography: A Historical and Historiographical Sketch,” in A Companion
to Byzantine Epistolography, ed. Alexander Riehle (Leiden: Brill, 2020), 1–30;
Sofia Kotzabassi, “Epistolography and Rhetoric,” in A Companion to Byzantine
Epistolography, 177–99; Floris Bernard, “Epistolary Communication: Rituals
and Codes,” in A Companion to Byzantine Epistolography, 307–32.
Cambridge University Press, 2021), 61. In order to keep the focus of the pre-
sent article, a critical note will be prepared separately. See Yanko Hristov, “In
Brief on Some Particular Accounts about the Captives’ Ransom and Exchange
in the Early Medieval Southeastern Europe” (forthcoming). However, one
thing that can be mentioned is that the statement in question is incorrect in at
least a few respects: it ignores well-known facts about the Bulgarian-Byzantine
treaty of 816 and to some extent overestimates the idea that the Byzantines
were reluctant to apply the practice of exchanging captives with Balkan ene-
mies, but instead preferred to enslave them. See Youval Rotman, Byzantine
Slavery and the Mediterranean World, trans. Jane Marie Todd (Cambridge, MA:
Harvard University Press, 2009), 43–46.
7. In fact, the term prisoner of war did actually appear during the Middle Ages,
but at a much later stage than the dawn of the tenth century. Moreover,
this happened in a region far from Southeastern Europe and the Eastern
Mediterranean. The first documented cases of its use occurred during the
first quarter of the fifteenth century during the Hundred Years War (1337–
1453). It appears first in the French prisonnier de guerre and in the Latin pri-
sionarius de guerra. See Rémy Ambühl, Prisoners of War in the Hundred Years
War: Ransom Culture in the Late Middle Ages (Cambridge: Cambridge University
Press, 2013), 4–6. Cf. also Emily Crawford, The Treatment of Combatants and
Insurgents under the Law of Armed Conflict (Oxford: Oxford University Press,
2010), 48–55, 61–68.
9. Given the controversial records in the primary sources, the exact nature of
the problematic agreements is a matter of dispute. It is assumed that minor
territorial acquisitions in Thrace or the possible granting of annual tribute
infuriated the Byzantine political elite. Far more disturbing was the recogni-
tion of Symeon’s imperial title, as well as the arranged marriage between his
daughter and Emperor Constantine VII. See Jonathan Shepard, “Bulgaria:
The Other Balkan ‘Empire,’” in New Cambridge Medieval History, vol. 3 (ca.
900–ca. 1204), ed. Timothy Reuter (Cambridge: Cambridge University Press,
1999), 574.
10. See Robert Browning, Byzantium and Bulgaria: A Comparative Study across
the Early Medieval Frontier (Berkeley: University of California Press, 1975),
63–68; Иван Божилов, Цар Симеон Велики (893–927): Златният век на
Средновековна България (София: Издателство на Отечествения фронт, 1983),
118–45; Warren Treadgold, A History of Byzantine State and Society (Stanford:
Stanford University Press, 1997), 473–79; Jonathan Shepard, “Bulgaria: The
Other Balkan ‘Empire’,” 574–79; Dennis Hupchick, The Bulgarian–Byzantine
Wars for Early Medieval Balkan Hegemony: Silver-Lined Skulls and Blinded Armies
(Wilkes-Barre: Palgrave Macmillan, 2017), 149–219.
17. Nicholas I Patriarch of Constantinople, Ep. 24, 166.1–172.85; Ep. 27, 186.1–190.98;
Ep. 29, 196.1–202.114.
24. Interesting additional details create the feeling that during the period in ques-
tion, coastal settlements were preferred by the fleeing population. Cf. Théodore
Daphnopatès Correspondance, ed. Jean Darrouzès and Leendert G. Westerink
(Paris: Editions du Centre National de la Recherche Scientifique, 1978), Ep.
5, 59.21–27; Ep. 6, 75.90–95; Angeliki. E. Laiou, trans., “Life of St. Mary the
Younger,” in Holy Women in Byzantium: Ten Saints’ Lives in English Translation,
ed. Alice-Mary Talbot (Washington, DC: Dumbarton Oaks, 1996), 279–80;
The Life and Miracles of St. Luke of Steiris, trans. C. L. Connor and W. R. Connor
(Brookline, MА: Hellenic College Press, 1994), 53. See also Saints of the
Ninth-and-Tenth-Century Greece, trans. Anthony Kaldellis and Ioannis Polemis
(Cambridge, MА: Harvard University Press, 2019), XVI, 137. Quite recently
Yannis Stouraitis has pointed out that such seeking for a safer place is not
some extraordinary precedent in Byzantine history. There are various exam-
ples in time and scale with different imperial subjects from regions under
enemy threat. See Stouraitis, “Migrating in the Medieval East Roman World,
ca. 600–1204,” in Migration Histories of the Medieval Afroeurasian Transition Zone:
Aspects of Mobility between Africa, Asia and Europe, 300–1500 C.E., ed. Johannes
Preiser-Kapeller et al. (Leiden: Brill, 2020), 144–49.
26. Nicholas I Patriarch of Constantinople, Ep. 14, 94.59–96.85; Ep. 18, 124.69–72;
Ep. 23, 160.79–162.85; Ep. 24, 170.51–60; Ep. 26, 182.22–184.47; Ep. 28, 192.5–
14; Ep. 29, 198.35–40.
27. Laiou, “Life of St. Mary the Younger,” 239–41, 247–49, 276–79.
28. John Haldon, Warfare, State and Society in the Byzantine World, 565–1204
(London: UCL Press, 1999), 144–46, 234–47.
33. See “Life of Naum,” in The Voices of Medieval Bulgaria, Seventh–Fifteenth Century:
The Records of a Bygone Culture, ed. Kiril Petkov (Leiden: Brill, 2008), 106.
36. Aside from the above-cited Patriarch Nicholas I’s letter to the Archbishop
of Bulgaria (Ep. 11, 74.39–40 in particular), see also Nicholas I Patriarch of
Constantinople, Ep. 14, 96.74; Ep. 21, 144.55–57; Ep. 23, 160.63; Ep. 26, 182.32;
Ep. 28, 192.11.
37. However, membership in the most valued group of captives did not guaran-
tee survival. A fatal end could easily come to them, bearing in mind every-
thing that might happen to them at the hands of their abductors. See Corinne
Sounders, “Sexual Violence in Wars: The Middle Ages,” in Transcultural Wars
from the Middle Ages to the 21st Century, ed. Hans-Henning Kortüm (Berlin:
Akademie Verlag, 2006), 151–63; David R. Wyatt, Slaves and Warriors in
Medieval Britain and Ireland, 800–1200 (Leiden: Brill, 2009), 116–32; Kathy
Gaca, “The Andrapodizing of War Captives in Greek Historical Memory,”
Transactions and Proceedings of the American Philological Association 140, no. 1
(2010): 117–61; John Gillingham, “Women, Children and the Profits of War,”
in Gender and Historiography: Studies in the Earlier Middle Ages in Honour of Pauline
Stafford, ed. Janet L. Nelson, Susan Reynolds, and Susan M. Johns (London:
Institute of Historical Research, 2012), 61–74; Yanko Hristov, “A Short Note
on Women’s Captivity in Early Medieval Bulgaria: Between the Absence of
Written Evidences and the Lack of Scientific Interest,” Studia Iuridico-Historica
4 (2015): 49–58.
38. See Christopher Allmand, “War and the Non-Combatant in the Middle Ages,”
in Medieval Warfare: A History, ed. Maurice Keen (Oxford: Oxford University
Press, 1999), 253–72; Matthew Strickland, “Rules of War or War without
Rules? Some Reflections on Conduct and the Treatment of Non-Combatants
in Medieval Transcultural Wars,” in Transcultural Wars from the Middle Ages to
the 21st Century, 107–40. See also Sean McGlynn, By Sword and Fire: Cruelty and
Atrocity in Medieval Warfare (London: Weinfeld and Nicolson, 2008).
40. See also the examples and clarified bibliography in Άbdelaziz Ramadān,
“The Treatment of Arab Prisoners of War in Byzantium, 9th–10th Centuries,”
Annales Islamologiques 43 (2009): 155–94; Symon Wierbiński, “Prospective
Gain or Actual Cost? Arab Civilian and Military Captives in the Light of
166 Written Not with Ink but with Tears
Byzantine Narrative Sources and Military Manuals from the 10th Century,”
Studia Ceranea 8 (2018): 253–83.
41. Nicholas I Patriarch of Constantinople, Ep. 31, 210.70–92. See also Christos
G. Makrypoulias, “Civilians as Combatants in Byzantium,” in Byzantine
War Ideology between Roman Imperial Concept and Christian Religion: Akten des
Internationalen Symposiums (Wien, 19–21 Mai 2011), ed. Johannes Koder and
Yannis Stouraitis (Vienna: Austrian Academy of Sciences, 2012), 109–20.
Slavery and the Mediterranean World, trans. Jane Marie Todd (Cambridge, MA:
Harvard University Press, 2009), 27–44, 47–81 (with my reservations about
some of Rotman’s views on the prisoners of war from the conflicts with the
Balkan rivals of Byzantium); Koray Durak, “Performance and Ideology in
the Exchange of Prisoners between the Byzantines and the Islamic Near
Easterners in the Early Middle Ages,” in Medieval and Early Modern Performance
in the Eastern Mediterranean, ed. Arzu Öztürkmen and Evelyn Birge Vitz
(Turnhout: Brepolis, 2014), 167–80.
46. Cf., for example, Nicholas I Patriarch of Constantinople, Ep. 21, 144.78–146.81.
47. Nicholas I Patriarch of Constantinople, Ep. 13, 90.28–29; Ep. 14, 96.74; Ep. 13,
90.28–29; Ep. 21, 144.47–51, 144.57; Ep. 28, 192.10; Ep. 29, 198.39–40; Ep. 31,
210.87.
48. Nicholas I Patriarch of Constantinople, Ep. 20, 136.94–99. The mention of the
Gothic warlord may have an additional connotation given his tragic end.
See also Barry Baldwin, “Nicholas Mystikus on Roman History,” Byzantion
58, no. 1 (1988): 174–78; Liliana Simeonova, “Power in Nicholas Mysticus’
Letters to Symeon of Bulgaria: Notes on the Political Vocabulary of a Tenth
Century Byzantine Statesman,” Byzantinoslavica 54, no. 1 (1993): 89–94;
James D. Howard-Johnston, “A Short Piece of Narrative History: War and
Diplomacy in the Balkans, Winter 921/2–Spring 924,” in Byzantine Style,
Religion and Civilization: In Honour of Sir Steven Runciman, ed. Elizabeth M.
Jeffreys (Cambridge: Cambridge University Press, 2006), 340–60; Mirosław J.
Leszka, “Bizantyńscy intelektualiści o wojnie i pokoju (Mikołaj Mistyk i Teodor
Dafnopates),” Vox Patrum 77 (2021): 35–50.
51. Nicholas I Patriarch of Constantinople, Ep. 18, 122.46–54; Ep. 19, 128.25–27; Ep.
25, 176.84–92.
168 Written Not with Ink but with Tears
55. Regarding the efforts to build an anti-Byzantine alliance with the Fatimids and
the amir of Tarsus, see Красимир Кръстев, “България, Византия и Арабският
свят при царуването на Симеон I Велики,” together with the attached bibli-
ography, in Българският Златен век: Сборник в чест на цар Симеон Велики
(893–927), ed. В. Гюзелев et al. (Пловдив: Фондация Българско историческо
наследство, 2015), 361–78 (esp. 371–78).
56. Nicholas I Patriarch of Constantinople, Ep. 9, 58.98–112. See also Ian Mladjov,
“Trans-Danubian Bulgaria: Reality or Fiction,” Byzantine Studies/Etudes
Byzantines 3 (1998): 85–128 (esp. 90–96, 108–20); Jonathan Shepard, “Symeon’s
Confrontation with Byzantium c. 917: Diplomatic Ripples across Eurasia,” in
Симеонова България в историята на Европейския Югоизток: 1100 години от
битката при Ахелой, ed. Николай Кънев et al., vol. 1 (Велико Търново: Фабер,
2018), 11–21; Пламен Павлов, “За ролята на номадите маджари и печенези в
българо-византийските отношения при цар Симеон Велики (893–927),” in
yanko hristov 169
58. Cf. Mirosław J. Leszka and Kirił Marinow, “Peace,” in The Bulgarian State in 927–
969: The Epoch of Tsar Peter I, ed. Mirosław J. Leszka and Kirił Marinow (Łódź-
Kraków: Łódź University Press, 2018), 47–53. See also Romilly J. H. Jenkins,
“The Peace with Bulgaria (927) Celebrated by Theodore Daphnopates,” in
Jenkins, Studies on Byzantine History of the 9th and the 10th Centuries, 287–303;
Patricia Karlin-Hayter, “The Homily on the Peace with Bulgaria of 927 and
the “Coronation” of 913,” Jahrbuch der Österreichischen Byzantinistik 17 (1968):
29–39; Ivan Dujcev, “On the Treaty of 927 with the Bulgarians,” Dumbarton
Oaks Papers 32 (1978): 217–95; Kirił Marinow, “Living in Peace: Byzantino-
Bulgarian Relations According to the Homily ‘On the Peace Treaty with the
Bulgarians,’” in Standarti na vsekidnevieto prez Srednovekovieto i Novoto vreme,
vol. 3, ed. Krasimira Mutafova et al. (Veliko Tarnovo, 2014), 271–83; Kirił
Marinow, “Facing the Atrocities of War: Attitudes, Thoughts and Feelings.
The Byzantine Example,” in Standarti na vsekidnevieto, 284–93.
59. About such processes and efforts in Byzantium, with useful comments, see
Rustam Shukurov, “Barbarians, Philanthropy, and Byzantine Missionism,”
141–52.