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Leslie Horton, MBA, RN, CCRN-K, C-AAIS, IACP CDT, CDTA, PDTI, CSDT
Margaret Griffen, MD, FACS Lui Chang, PhD Anna B. Newcomb, PhD, MSW, LCSW
BACKGROUND: Severe traumatic brain injury carries major public health consequences, with patients suffering long-term disability
with physiological, cognitive, and behavioral changes. Animal-assisted therapy, the use of human and animal bonds
in goal-directed interventions, has been a suggested therapy, but its efficacy in acute brain injury outcomes remains
unknown.
OBJECTIVE: This study aimed to assess animal-assisted therapy’s effects on cognitive outcome scores of hospitalized severe
traumatic brain-injured patients.
METHODS: This single-center, randomized, prospective trial was conducted from 2017 to 2019 and examined the effects of
canine animal-assisted therapy on the Glasgow Coma Scale, Rancho Los Amigo Scale, and Levels of Command of
adult severe traumatic brain-injured patients. Patients were randomized to receive animal-assisted therapy or usual
standard of care. Nonparametric Wilcoxon rank sum tests were used to study group differences.
RESULTS: Study patients (N = 70) received 151 sessions with a hander and dog (intervention, n = 38) and 156 without (control,
n = 32) from a total of 25 dogs and nine handlers. When comparing the patients’ response during hospitalization to
animal-assisted therapy versus control, we controlled for sex, age, baseline Injury Severity Score, and correspond-
ing enrollment score. Although there was no significant change in Glasgow Coma Score (p = .155), patients in the
animal-assisted therapy group reported significantly higher standardized change in Rancho Los Amigo Scale (p =
.026) and change commands (p < .001) compared with the control group.
CONCLUSIONS: Patients with traumatic brain injury receiving canine-assisted therapy demonstrated significant improvement com-
pared with a control group.
KEY WORDS: Animal-assisted therapy, Canine-assisted therapy, Severe traumatic brain injury
Cite as: Horton L., Griffen M., Chang L., Newcomb A. B. (2023). Efficacy of animal-assisted therapy in treatment of patients with traumatic brain injury:
A randomized trial. Journal of Trauma Nursing, 30(2), 68-74. https://doi.org/10.1097/JTN.0000000000000705
BACKGROUND
Dates: Submitted August 9, 2022; Revised December 14, 2022; Accepted
December 15, 2022. Traumatic brain injury (TBI) is a serious public
Author Affiliation: Inova Fairfax Medical Campus, Falls Church, Vir- health concern, with nearly 3 million emergency de-
ginia. partment visits annually. With an estimated 2.5 million
Margaret Griffen is currently with University of Kentucky. people in the United States suffering a TBI each year, the
The following participants had a role in the drafting of the study and/ associated cost is $76.5 billion for care and loss of pro-
or the data collection of the study: Elena Jacobsen, Alicia Landis, Ruth
Ann Harrold, and Stacey Harris assisted with research proposal and ductivity. Traumatic brain injury is categorized as mild,
data collection; Jeffrey Horton conducted statistics and data analysis moderate, severe, and profound based on the Injury Se-
on research data; and bedside RNs of TICU, TIMCU, and TACS com- verity Score (ISS) (Javali et al., 2019). Patients with TBI
pleted observations and data collection sheets.
can have significant decreases in level of consciousness,
Leslie Horton’s company, Most Fine Canine, Inc, is on contract with
Inova Health Systems for the coordination and management of the thus interfering with their ability to (1) actively partici-
Animal-Assisted Care Program since 2000. To prevent unintentional pate in recovery, (2) obtain adequate nutritional input,
bias for data collection, data collection forms were completed by the and (3) follow commands to increase range of motion
bedside RNs.
and physical strength and often require long hospital-
ClinicalTrials.gov identifier NCT05217030.
izations (Chan et al., 2021).
The authors declare no conflicts of interest.
Confusion occurs within the media and research
Supplemental digital content is available for this article. Direct
URL citations appear in the printed text and are provided in the regarding the terms to use for therapy animals, their
HTML and PDF versions of this article on the journal’s Web site interactions, and service dogs (Lovell & Ranse, 2022;
(WWW.JOURNALOFTRAUMANURSING.COM). Stapleton, 2016). The U.S. Department of Justice de-
Correspondence: Leslie Horton, MBA, RN, CCRN-K, C-AAIS, IACP fines service dogs as those trained to perform tasks to
CDT, CDTA, PDTI, CSDT, Inova Fairfax Medical Campus, 3300 Gallows
Road, Room PG-147, Falls Church, VA 22042 (Leslie.Horton@inova. mitigate disability symptoms. Therefore, the service
org). dog is not considered a pet or a therapy animal but is
Copyright © 2023 Society of Trauma Nurses. www.journaloftraumanursing.com 69
Copyright © 2023 Society of Trauma Nurses. Unauthorized reproduction of this article is prohibited.
Horton et al. Journal of Trauma Nursing 2023
Volume 30, Number 2
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eligible when admitted to the trauma ICU with TBI as admissions of patients with the primary language of
identified by a GCS of 10 or less upon admission to the English or Spanish admitted with TBI. Power calcu-
emergency department. lation was based on a two-sided two-sample t test to
Traumatic brain injury was verified via radiology detect significant changes in the primary outcomes. It
and trauma surgeon review of head computed tomogra- was calculated that 80 subjects (40 subjects per group)
phy scan or magnetic resonance imaging. Patients with would achieve 80% power with a type I error rate of
dog allergies, isolation precautions, previous diagnosis 0.05, assuming a moderate effect size of 0.65. Difficulty
of dementia, or determined to have a blood alcohol obtaining written consent due to the location of sig-
level greater than 0.8 mg/dl with no evidence of a TBI nificant others and limitation to English and Spanish-
were excluded. Because patients presented with a GCS speaking patients attributed to smaller sample sizes.
of 10 or less, they were intubated before or on arrival
to the emergency department. However, due to cultures Assessment Measures
pending, procedures, or sensitivities pending, seven On admission to the study, the primary, second-
of the animal-assisted therapy group and five of the ary, and tertiary types and locations of TBI; GCS, RLAS,
controlled group received their initial animal-assisted and LOCmd scores on admission to the emergency de-
therapy without being intubated or sedated. Patients in partment and the trauma ICU; and extremity movement
the animal-assisted therapy group had animal-assisted or injury were recorded within 24 hr of consent (see
therapy completed even if they were sedated, intubated, Admission to Study Data Collection Sheet, Supplemen-
or in wrist restraints for safety (restraints were loosened tal Digital Content 2, available at: http://links.lww.com/
so the patient’s hand could be placed on the dog’s fur). JTN/A85). The GCS is used initially to assess whether
impaired consciousness exists and to define its extent
Sample Size (Mehta & Chinthapalli, 2019). The RLAS describes the
Due to associated costs with translations of cognitive and behavioral status and is commonly paired
informed consent, we assessed the previous year’s with the GCS in the beginning of trauma assessment
Copyright © 2023 Society of Trauma Nurses. Unauthorized reproduction of this article is prohibited.
Journal of Trauma Nursing 2023 Horton et al.
Volume 30, Number 2
but is also used throughout the recovery process for TBI summarized descriptively, including age, sex, ISS, GCS,
(Ponsford et al., 2021). The LOCmd was determined by RLAS, and LOCmd at enrollment. Linear mixed mod-
the number of commands a patient could follow with- els for each outcome were estimated, using standardized
out prompting in between the commands. Subjects un- changes in scores as dependent outcomes. Treatment
able to follow any commands scored “0”; those able group, age, sex, head-specific Abbreviated Injury Scale
to follow one command scored “1,” and so on, up to 3 (AIS), and corresponding score at enrollment were used
commands without prompting. The higher the level of as covariates and random intercepts for each subject.
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following commands, the stronger cognitive function is Generalized estimating equations were used to obtain
at that time (Hammond et al., 2019). parameter estimates. All analyses were performed using
R, Version 4.1.2 (R Core Team, Vienna, Austria).
Data Collection Steps
Intervention patients received measurements of
the GCS, RLAS, and LOCmd immediately before an- RESULTS
imal-assisted therapy with a dog, followed by the col-
lection of postintervention scores (see Data Collection Demographics
Tool, Supplemental Digital Content 3, available at: Seventy subjects were enrolled in the study, with
http://links.lww.com/JTN/A86). The bedside nurse as- a median (interquartile range [IQR]) age of 46.5 years
sisted the handler in placing the dog onto the patient’s (28–68), including 50 male and 20 female patients
bed, and the patient was informed the dog was pres- (Table 1). Nine handlers with 25 different dogs engaged
ent. The patient’s hand was placed on the dog, and then subjects in 151 therapy sessions with 38 intervention
the patient was instructed to open their eyes and follow subjects (Table 2); research team members engaged in
commands. The bedside nurse assessed and recorded 156 noninterventions with 32 control subjects. Animal-
the patient’s responses before and after each animal- assisted therapy handlers brought dogs of 10 different
assisted interaction. breeds, with the most popular breeds being Labrador
Control patients had scores assessed immediately Retrievers and mixed. Handlers and dogs were rotated
before the researcher entered the room and again after among the enrolled patients.
the researcher sat in the room without engaging the pa- The ISS of enrolled patients ranged from less
tient. The bedside nurse assessed and recorded the pa- than 9 to 25 or more. The majority of subjects, n = 43
tient before and after each control intervention. (61%), were profoundly injured, with an ISS of 25 or
The length of stay was intended to be included in more; the remaining 20, n = 20 (29%), were admitted
the data collection but was found to be difficult to mea- with an ISS of 16–24 and seven (10%) with an ISS of 15
sure accurately. Both groups had patients with extended or less. Entry to study GCS ranged from 3 to 11, with n
stays due to waiting for available beds on trauma step- = 32 (45%) having a GCS of 8–10 and n = 14 (20%)
down or surgical units and then again when waiting for with a GCS of 6. Only nine subjects (12%) were able to
available beds in rehabilitation or skilled nursing centers. follow any commands upon enrollment; those subjects
Animal-assisted therapy and control activities, responded only to one command, “move your fingers,”
and associated data collection continued every Monday, but not three-step commands as defined as LOCmds,
Wednesday, and Friday following initial measurements. such as “move your fingers then move your toes.” In
Subjects remained enrolled in the study through dis- both groups, the type of TBIs was combined subdural
charge, or until the subject was recorded at RLAS 7, or hematomas and subarachnoid hemorrhages. No signifi-
until hospitalized over 28 days. Patients discharged from cance was noted in the different types of TBI between
the study but remaining in the hospital could continue the two groups.
receiving animal-assisted therapy. The study enrollment Of the 70 enrolled subjects, 12 died in the hospi-
was completed on December 31, 2019, as we had com- tal due to the severity of their injuries. The intervention
pleted our approval time for the study per the institu- and control groups were statistically similar regarding
tional review board and had a reliable sample size. age, ISS, RLAS, GCS, and LOCmd at enrollment. The
animal-assisted therapy group had a higher overall me-
Statistical Analysis dian (IQR) ISS of 27 (24–34) compared with the con-
The primary outcome measures were the GCS, trol group—24.5 (24–34), p = .038. The median (IQR)
RLAS, and LOCmd scores. Postintervention changes head-specific AIS was comparable between the two co-
in each score from preintervention were summarized horts; 4 (3–5) for both cohorts (p = .613).
and compared using the Wilcoxon rank sum test. In
addition, frequencies and percentages of subjects with Outcomes
improved scores were summarized and compared us- For the primary outcomes, results demonstrat-
ing Fisher’s exact test. Baseline characteristics were ed statistically significant differences in the median
Copyright © 2023 Society of Trauma Nurses. www.journaloftraumanursing.com 71
Copyright © 2023 Society of Trauma Nurses. Unauthorized reproduction of this article is prohibited.
Horton et al. Journal of Trauma Nursing 2023
Volume 30, Number 2
postintervention score change between animal-assisted therapy group demonstrated this ability following
therapy and the control by the Wilcoxon rank sum interventions.
test; however, all resulting medians (IQRs) were zeros When comparing the treatment effect of animal-
(Table 3). Furthermore, considering the frequencies assisted therapy versus control while controlling for
and percentages of subjects with improved scores, sig- sex, age, baseline ISS, and corresponding enrollment
nificantly higher percentages reported improved scores score, we found no significant difference between
post-intervention for all three outcomes (Table 2). animal-assisted therapy and control in changed GCS
Additionally, although no patients in the control (p = .155); however, patients in the animal-assisted
group demonstrated an ability to follow multistep therapy group reported significantly higher standard-
commands during the study, 18 of the animal-assisted ized changed RLAS (p = .026) and changed LOCmd
(p < .001) compared with the control group (Table 3).
It is important to note the p value for change in GCS
Table 2. Pre-/Post-Medians and IQRs for GCS, RLAS, without controlling for sex, age, baseline ISS, and
and LOCmd corresponding enrollment score did show significance
Control AAT p in change. However, with controls for these variables,
Change GCS 0 [0–0] 0 [0–0] .059 change in GCS was determined to be nonsignificant.
None of the other covariates were significant from the
Change RLAS 0 [0–0] 0 [0–0] .007
linear mixed models.
Change LOCmd 0 [0–0] 0 [0–0] <.001
Frequencies and Percentages of Improvements in Patients Post-Session
DISCUSSION
Change GCS 2 (1.32%) 14 (8.97%) .003
Change RLAS 1 (0.66%) 12 (7.69%) .003
Since the start of the pilot Animal-Assisted Care
Program in 2000, the team has conducted more than
Change LOCmd 0 (0%) 18 (11.54%) <.001 39,000 interventions for over 14,000 patients. The
Note. AAT = animal-assisted therapy; GCS = Glasgow Coma Scale; IQR = interquartile program has arranged over 1,200 interactions with
range; LOCmd = Levels of Command; RLAS = Rancho Los Amigos Scale.
patients’ own pets for long-term or terminally ill
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Journal of Trauma Nursing 2023 Horton et al.
Volume 30, Number 2
Table 3. Results of Linear Mixed Model: Change GCS, Change RLAS, and Change LOCmd
Change GCS Change RLAS Change LOCmd
Estimate [95% CI] p Estimate [95% CI] p Estimate [95% CI] p
AAT vs. control 0.18 [−0.07, 0.43] .155 0.38 [0.05, 0.71] .026 0.36 [0.15, 0.57] <.001
Sex (male vs. female) 0.07 [−0.21, 0.36] .616 0.2 [−0.11, 0.51] .216 −0.32 [−0.75, 0.11] .15
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Age 0.01 [0, 0.01] .119 0 [−0.01, 0.01] .47 0 [−0.01, 0] .259
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Head-specific AIS −0.05 [−0.18, 0.08] .472 −0.09 [−0.27, 0.09] .328 −0.09 [−0.21, 0.04] .183
Enrollment scorea −0.01 [−0.07, 0.06] .862 −0.03 [−0.16, 0.11] .682 0.51 [−0.35, 1.37] .248
Note. AAT = animal-assisted therapy; AIS = Abbreviated Injury Scale; CI = confidence interval; GCS = Glasgow Coma Scale; LOCmd = Levels of Command; RLAS = Rancho Los Amigos Scale.
GCS, RLAS, and LOCmd enrollment scores were used in their respective models.
a
patients and has seen nearly 2,000 patients in neu- therapy in ICU patients. One found patients with con-
tropenic precautions. In 2005, the Animal-Assisted gestive heart failure using therapy dogs ambulated
Care Program began work in critical care units; 35% twice the distance of the patient group that did not use
of program interventions each year have occurred in therapy dogs (Abate et al., 2011). In another, patients
these units. Health care team members and animal- with advanced heart failure who received a visit from
assisted care team handlers noted increases in Level of an animal-assisted interactions team had lower cardio-
Consciousness (LOC) and responses of unconscious pulmonary pressures, neurohormone levels, and anxiety
patients during animal-assisted therapy, prompting levels than patients visited only by volunteers (Cole &
the team to initiate this current study. Gawlinski, 2000).
Most acute care settings offering animal-assisted Our study demonstrates that despite higher ISS in
interactions use volunteer programs to provide these the animal-assisted therapy group, intervention patients
interventions. However, most volunteer programs only achieved higher recovery scores than control patients,
offer animal-assisted activities and not animal-assisted as identified by postintervention RLAS, GCS, and abil-
therapy. Animal-assisted therapy, by definition, requires ity to follow commands. Furthermore, improvements
licensed professionals to coordinate and evaluate the in the cognitive ability of the animal-assisted therapy
patient’s response. Coordinators must be knowledge- group, as demonstrated by the patient’s ability to follow
able in canine behavior, prevention of transmission of multistep commands, were recorded only in the inter-
zoonotic infections, and proper selection, implementa- vention group. It is important to note the achievement
tion, and evaluation of animal-assisted therapy inter- of higher RLAS and LOCmds is often used to determine
ventions to assist the patients in recovery. the placement of patients with TBI post-hospitalization.
Many studies note that animal-assisted therapy Despite our program’s demonstrated benefits
improves mood, decreases stress, and has resulted in pa- and strong support, the provision of animal-assisted
tients reporting lower pain levels; animal-assisted thera- interactions and the implementation of Animal-Assisted
py has been found useful in ICU patients as an adjunct Care Program more widely may be limited by a lack
to sedative and analgesic medications to improve psy- of knowledge regarding the applications of animal-
chological symptoms and promote comfort, relaxation, assisted interactions or a resistance to order animal-
and positive mood in mechanically ventilated patients assisted interactions due to perceived zoonotic infection
(Hosey et al., 2018; Tracy & Chlan, 2011). risks. One study following the guidelines for Animals in
Two studies have shown that patients in the post- Healthcare Facilities by the Association of Professionals
TBI recovery phase have reported increased mood and in Infection Prevention Murthy et al., 2015 for conduct-
participation in rehabilitation activities (Künzi et al., ing animal-assisted interactions resulted in zero trans-
2022; Stapleton, 2016). In another randomized con- mission of methicillin-resistant Staphylococcus aureus,
trolled study, therapists documented perceived increases vancomycin-resistant enterococci, and Clostridium dif-
in concentration and attention span in patients receiv- ficile (Aldaghlas et al., 2010). Additionally, health care
ing animal-assisted therapy during rehabilitation ther- organizations support the low cost associated with the
apy sessions with speech, physiotherapy, and occupa- volunteer provision of animal-assisted activity instead
tional therapy (Gocheva et al., 2018). Two other studies of the cost associated with hiring a licensed provider for
revealed self-reported patient and family satisfaction animal-assisted therapy.
using animal-assisted activities in acute care settings More research studies demonstrating the quan-
(Lovell & Ranse, 2022; Stevens et al., 2017). titative benefits of animal-assisted therapy are needed
Although these studies are intriguing, few stud- to determine short- and long-term cost benefits to the
ies quantitatively address the use of animal-assisted establishment and use of animal-assisted therapy versus
Copyright © 2023 Society of Trauma Nurses. Unauthorized reproduction of this article is prohibited.
Horton et al. Journal of Trauma Nursing 2023
Volume 30, Number 2
animal-assisted activity. Further study of animal-assist- Chan, L., Flynn, S., & Lo, J. (2021). A systemic review of the inci-
ed therapy in patients with TBI should include research dence, prevalence, costs, and activity and work limitations of
amputation, osteoarthritis, rheumatoid arthritis, back pain, mul-
variables such as ICU and acute care hospital length of tiple sclerosis, spinal cord injury, stroke, and traumatic brain inju-
stay, placement post-hospitalization, and long-term pa- ry in the United States: A 2019 update. Archives of Physical Medi-
tient outcomes. cine Rehabilitation, 102(1), 115–131. https://doi.org/10.1016/j.
apmr.2020.04.001
Cole, K. M., & Gawlinski, A. (2000). Animal-assisted therapy: The
LIMITATIONS
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