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SGOXXX10.1177/2158244019845182SAGE OpenMasrai

Original Research

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Vocabulary and Reading Comprehension


April-June 2019: 1­–13
© The Author(s) 2019
DOI: 10.1177/2158244019845182
https://doi.org/10.1177/2158244019845182

Revisited: Evidence for High-, Mid-, and journals.sagepub.com/home/sgo

Low-Frequency Vocabulary Knowledge

Ahmed Masrai1

Abstract
The association between vocabulary knowledge and reading comprehension has been extensively researched. However,
modeling the contribution of vocabulary knowledge within different frequency ranges to second language (L2) learners’
reading comprehension is an underexplored area. Thus, the present study examines the degree to which high-, mid-, and low-
frequency-based levels of orthographic vocabulary knowledge are able to predict L2 reading comprehension. A vocabulary
size test and the reading section of International English Language Testing System (IELTS) were administered to 256 tertiary-
level Arab learners of English. The participants’ language proficiency ranged from B2 to C1 of Common European Framework
of Reference (CEFR) levels. Results showed that high- and mid-frequency word ranges contributed uniquely to the L2
reading comprehension for the entire cohort. When the participants were categorized to relatively low- and relatively high-
proficiency subgroups, only high-frequency range explained variance in L2 reading comprehension for the low-proficiency
subgroup. Among the high-proficiency subgroup, high-, mid-, and low-frequency-based ranges offered unique contribution to
L2 reading comprehension, but mid-frequency range explained the largest variance. The findings provide evidence aimed at
informing approaches to the development of overall vocabulary size and the mid-frequency words, and not just a focus on
the most frequent vocabulary, for the purpose of supporting L2 reading comprehension.

Keywords
L2 reading comprehension, orthographic vocabulary knowledge, vocabulary size, frequency levels, vocabulary and reading

Introduction vocabulary size and lexical coverage targets for comprehen-


sion (e.g., Hazenberg & Hulstijn, 1996; Hu & Nation, 2000;
Research on the relationship between vocabulary size and Laufer, 1992a; Nation, 2006; Schmitt, Jiang, & Grabe, 2011),
language proficiency in second language (L2) learners has most of those studies have predominantly focused on the
been extensively conducted within the realm of reading. relationship between the overall vocabulary size and reading
Many studies have shown strong positive correlations comprehension. There are key areas of research which have
between receptive vocabulary knowledge and reading com- yet to be adequately examined. To develop evidence-based
prehension, ranging from .50 to .85, among L2 learners of frameworks for L2 vocabulary for reading programs, a better
different proficiency levels (e.g., Henriksen, Albrechtsen, & understanding of the interaction between L2 orthographic
Haastrup, 2004; Laufer, 1992a; Milton, Wade, & Hopkins, vocabulary knowledge (OVK) and L2 reading comprehen-
2010; Qian, 2002). This robust association between receptive sion within cohorts of L2 learners is needed. The present
vocabulary knowledge and reading comprehension has led study, therefore, is an attempt to empirically disentangle the
many researchers to accentuate that vocabulary size is the contribution of three levels of word frequency namely, high
determinant factor for reading achievement in the L2 context. frequency, mid frequency, and low frequency to reading
However, for L2 language teachers and learners, in addition comprehension in L2 learners. The study is particularly
to knowing the volume of vocabulary needed to read authen-
tic materials, an important question is, “What type of vocabu-
1
lary (i.e., high-, mid-, or low- frequency words) is more King Abdul Aziz Military Academy, Riyadh, Saudi Arabia
instrumental in comprehending a written text?”
Corresponding Author:
Although a substantial number of studies have found Ahmed Masrai, Department of Languages, King Abdul Aziz Military
vocabulary knowledge to be a significant predictor of read- Academy, Riyadh 11583, Saudi Arabia.
ing success in L2 learners and have established certain Email: a.masrai@hotmail.com

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2 SAGE Open

motivated by a scarcity of empirical research on the influ- 72% of the variance in reading comprehension scores.
ence of vocabulary knowledge of specific word frequency Another contribution toward understanding the relationship
levels on L2 reading comprehension. The present study seeks between vocabulary knowledge and reading comprehension
to begin filling this gap in reading literature. was made by Milton et al. (2010). The authors used scores on
an orthographic vocabulary measure (X-Lex; Meara &
Milton, 2003) and reading scores on the International English
Literature Review
Language Testing System (IELTS) of learners from different
Vocabulary Knowledge and Reading L1 backgrounds, including Arabic, Chinese, Japanese and
Comprehension others from European countries, to quantify the link between
vocabulary size and reading comprehension. The results of
Reading comprehension encompasses abilities to recognize the study indicated that vocabulary size correlated strongly
words promptly and efficiently, develop and use a wide range with reading (r = .70, p < .01), explaining about 50% of the
of recognition vocabulary, process sentences to build com- variance.
prehension, engage a variety of strategic processes and In sum, the literature shows some levels of consistent reli-
underlying cognitive skills, interpret and evaluate texts able correlations between vocabulary knowledge and read-
matching reader targets and needs, and process texts fluently ing comprehension, and that vocabulary is a reliable predictor
over a protracted period of time (Grabe, 2009). These kinds of reading ability. Thus, readability indexes, not surprisingly,
of processes and knowledge resources allow the reader to include vocabulary as a major element, indicating that word
effectively generate written discourse comprehension to the knowledge affects text comprehension to a large extent (e.g.,
desired level. Among the many variables involved in com- Graves, 1986; Stahl, 2003). To further explore the relation-
prehending a written text is vocabulary knowledge. The ship between vocabulary and reading, the present study seeks
strong association between a learner’s vocabulary knowl- to broaden our understanding about the contribution of three
edge and the ability to effectively negotiate L2 reading tasks frequency levels (high, mid, and low) of vocabulary to read-
emphasizes the importance of L2 learners having adequate ing comprehension. Different from most of the previous
levels of vocabulary knowledge to allow coping with the lin- studies, which have looked at the relation between the over-
guistic demands of this essential L2 skill (e.g., Nation, 2001; all vocabulary size and reading, the current study treats
Qian, 2002; Stæhr, 2008, 2009) knowledge of high-, mid-, and low-frequency levels as three
Several studies have provided valuable insights into the unique independent variables on reading comprehension.
link between L2 vocabulary knowledge and L2 reading com-
prehension. For example, Laufer (1992a, 1992b) investigated
the relationship between receptive vocabulary knowledge and Lexical Coverage and Reading Comprehension
reading comprehension and found a relatively high correla- Studies that have been devoted to investigating the connec-
tion, ranging from .50 to .75 between the two factors. Qian tion between vocabulary and reading comprehension have
(2002), in the same vein, examined the relationship between introduced the notion of ‘lexical threshold’—that is, the vol-
vocabulary knowledge and reading among 217 L2 learners of ume of vocabulary required before higher-level comprehen-
English with a wide range of first language (L1) backgrounds. sion strategies can be operationalized (e.g., Hu & Nation,
Findings of Qian’s study indicated that a strong and signifi- 2000; Laufer, 1989, 1992a; Nation, 2006; Schmitt et al.,
cant correlation existed between vocabulary size and reading 2011). The notion of lexical threshold centers around two
comprehension (r = .74, p < .01). Li and Kirby (2015) also related factors: (a) lexical coverage—the percentage of
explored the relation between vocabulary knowledge and known words learners understand in a given text and (b)
reading comprehension among 246 Chinese school learners receptive vocabulary knowledge they need to attain this cov-
of English using different measures of vocabulary knowl- erage. For example, if a learner’s lexical coverage of a given
edge, including breadth and depth vocabulary knowledge. text is 90%, this means that her or his understanding of the
Their findings showed that both the breadth and depth dimen- running words in the text is 90%.
sions of vocabulary knowledge correlated significantly with Earlier studies (e.g., Laufer, 1989, 1992a) suggested that
the scores for reading. around 3,000-word families can provide the lexical coverage
Few studies have examined the relationship between that is required to read authentic materials independently.
vocabulary knowledge and the skill of reading among a sin- However, in a later study, Hu and Nation (2000) reported that
gle cohort of L2 learners (Cheng & Matthews, 2018). Stæhr participants in their study needed to know 98% to 99% cov-
(2008), for example, examined the connection between L2 erage of a written text before adequate comprehension was
vocabulary knowledge of 88 Danish learners of English as a possible. Currently, the consensus appears to be that an opti-
foreign language (EFL) and their L2 reading comprehension. mal coverage for reading of any text is 98% of word tokens
Receptive OVK and reading comprehension were found to and the minimal coverage is 95% (Laufer & Ravenhorst-
be strongly correlated (r = .83, p < .01). Stæhr’s study, Kalovski, 2010). In this vein, a number of researchers have
interestingly, revealed that vocabulary size explained about established vocabulary size figures related to different text
Masrai 3

Table 1. Example Words From Different 1,000 Level of the most frequent 2,000-word families. However, in a
Mid-Frequency Band. detailed study, Schmitt and Schmitt (2014) have reached the
Mid-frequency level Example words conclusion that high-frequency vocabulary should be
extended to include the most frequent 3,000-word families.
3,001-4,000 Academic, consist, exploit, rapid, vocabulary Their conclusion was drawn based on the analysis of fre-
4,001-5,000 Agricultural, contemporary, dense, insight, quency lists from the British National Corpus (BNC) and the
particle Corpus of Contemporary American English (COCA), review
5,001-6,000 Cumulative, default, penguin, rigorous,
of previous corpus studies, and consultancy of a number of
schoolchildren
known lexicographers. Nonetheless, high-frequency vocabu-
6,001-7,000 Axis, comprehension, peripheral, sinister,
taper lary has long been documented to offer an important source
7,001-8,000 Authentic, conversely, latitude, mediation, of knowledge for L2 learners (Nation, 2001). This level of
undergraduate importance of high-frequency words has led L2 textbook
8,001-9,000 Anthropology, fruitful, hypothesis, semester, writers to pay more attention to their inclusion and recycling,
virulent where in many cases leaving a small space for words beyond
this frequency level. This notion has been also extended to
Source. Adapted from Schmitt and Schmitt (2014, p. 495)
language teachers, where a great deal of teaching is allotted
for this type of vocabulary. While L2 learners can communi-
coverages. Nation (2006) conducted a corpus analysis study cate to some extent with this small proportion of vocabulary,
and found that the first 1,000 most frequent word families in learning vocabulary beyond the high-frequency words would
the British National Corpus (BNC) provide coverage of 78% provide L2 learners with an important milestone in language
to 81% of a written text, the second 1,000 add another 8% to development.
9%, the third 1,000 add 3% to 5%, the fourth and fifth 1,000 Despite that high-frequency vocabulary provides the larg-
add 3%, the sixth to ninth 1,000 add 2%, and the tenth to est lexical coverage of any text, this coverage is not suffi-
fourteenth 1,000 add less than 1%. Nation’s study also cient for adequate reading comprehension. Thus, in addition
showed that proper nouns cover an additional 2% to 4%. to the fact that learners would need first to master words at
Words beyond the fourteenth 1,000 frequency level cover the high-frequency levels, learning should deliberately focus
1% to 3%. In his study, Nation (2006) concluded that to read on words beyond the high-frequency vocabulary for the pur-
authentic non-simplified texts, learners would need vocabu- pose of improving reading comprehension. However, the
lary size of about 8,000- to 9,000-word families to achieve contribution of words at different frequency levels to a read-
98% coverage, and 5,000-word families for achieving 95%. ing comprehension model is yet to be examined.
Another extensive study which attempted to quantify the Second, according to Schmitt and Schmitt (2014), mid-
percentage of words known in a text and reading comprehen- frequency vocabulary includes words beyond the 3,000 level
sion was by Schmitt et al. (2011). The study revealed a rela- and less than the 10,000 level, that is 3,001 to 9,000. The best
tively linear association between the percentage of words way to describe mid-frequency vocabulary is by citing exam-
known in a text and the degree of reading comprehension. ples from Schmitt and Schmitt (2014), who were the first to
Although there was no indication in Schmitt et al.’s study of a clearly introduce this label. The examples explain how mid-
lexical threshold where reading comprehension improved frequency vocabulary relates to language use. Table 1 exem-
dramatically at a certain percentage of vocabulary knowl- plifies the type of vocabulary at each 1,000 level in the
edge, their results suggested that the 98% coverage estimate mid-frequency band.
appeared as a more sensible target for reading authentic texts. Schmitt and Schmitt (2014) pointed out that it is definitely
The studies that looked into the relation between vocabulary worth learning mid-frequency words such as these presented
knowledge and reading comprehension have been informative in Table 1, because research has demonstrated that accumu-
in terms of lexical coverage and text comprehension. Although lating increasing amounts of vocabulary in the mid-frequency
those studies generally suggest that vocabulary coverage and range leads to very clear rewards. One very essential reward
reading comprehension have a straightforward linear relation- is getting engaged with English for authentic purposes, such
ship, and that a larger vocabulary size provides better compre- as watching movies. In two studies by Webb and Rodgers
hension, we still do not know exactly how much of the variance (2009a, 2009b), it was determined that knowledge of the most
in reading is explained by different levels of vocabulary type frequent 3,000-word families gives a little over 95% coverage
(i.e., high-, mid-, and low-frequency vocabulary). in a range of television programs and movies. Although this
coverage may offer a reasonable level of comprehension,
there remains about 4% to 5% of unknown words, which
High-, Mid-, and Low-Frequency Vocabulary account for around 3.9 unknown vocabulary items per minute
The purpose of this section was to determine the most useful (Schmitt & Schmitt, 2014, p. 495). As the purpose of watch-
parameters of high-, mid-, and low-frequency vocabulary. ing movies is typically pleasure, the number of unknown
First, high-frequency vocabulary has been defined to include words may affect viewing, and thus enjoyment. This would
4 SAGE Open

also be the case when reading authentic materials or reading construct of depth of vocabulary knowledge and, second,
for pleasure, which is another important reward of learning because recognition vocabulary (receptive knowledge) has
mid-frequency vocabulary. In their studies, Webb and been well established as a good predictor of reading compre-
Rodgers (2009a, 2009b) argued that mid-frequency vocabu- hension (e.g., Laufer & Ravenhorst-Kalovski, 2010; Nation,
lary was the important range of words that enhanced compre- 2006; Nguyen & Nation, 2011). Laufer and Aviad-Levitzky
hension of various types of television programs. For reading (2017) argued that due to the impact of vocabulary on read-
comprehension, there is almost a consensus that knowledge ing, determining learners’ vocabulary size is useful when
of the 8,000- to 9,000-word families is required for reading planning reading programs and when assigning learners to
authentic materials (e.g., Nation, 2006; Schmitt et al., 2011). the appropriate proficiency level. They also pointed out that
However, precisely what level of contribution does mid-fre- vocabulary knowledge needed for reading is receptive rather
quency vocabulary provide along the continuum of word fre- than productive inasmuch as readers only need to understand
quency range remains to be investigated. the meaning of a word in a given text (Laufer, & Aviad-
Finally, low-frequency vocabulary includes the words Levitzky, 2017).
over 9,000-word families. At this level of word frequency, Since receptive vocabulary size is very crucial for reading
vocabulary becomes very infrequent and thus has very lim- comprehension, measures such as vocabulary levels test
ited use. Evidence for the limited utility of low-frequency (VLT; Nation, 1983; Schmitt, Schmitt, & Clapham, 2001)
vocabulary is found in Nation’s (2006) study. Nation ana- and vocabulary size test (VST; Nation & Beglar, 2007) may
lyzed a range of English authentic materials (i.e., novels, be considered adequate for testing reading vocabulary
newspapers) and quantified that it requires knowledge of the because they measure the meaning recognition of words
most frequent 8,000- to 9,000-word families, plus proper sampled from different frequency levels (Laufer & Aviad-
nouns, to reach the 98% coverage of written texts. This cov- Levitzky, 2017). For the purpose of the current study, the
erage is thought to facilitate efficient reading. If knowledge VST was used because it covers a wide range of frequency
of the 8,000- to 9,000-word families is sufficient for reading bands, including high-, mid-, and low-frequency levels,
comprehension of a wide range of texts without being dis- which are the focus of the present study.
proportionately constrained by a lack of vocabulary knowl- As the VST was used in this study, it is discussed in some
edge, then intentional focus on teaching/learning detail. The VST includes samples of words from 14 sequen-
low-frequency vocabulary might not be so important, at least tial frequency bands (first 1,000-fourteenth 1,000), with 10
for general language use. items representing each band. The total number of items
included in the VST is 140, which measures vocabulary
Vocabulary Measures and Reading knowledge of 14,000-word families. Since the test comprises
equally distributed items across the frequency bands, items
Comprehension sampled from each band should give an estimation of word
The two notions of vocabulary that are widely reported in the knowledge in that band. The target items of the VST are pre-
literature in relation to reading comprehension are breadth sented in nondefining minimal context sentences, followed
and depth of vocabulary knowledge. While the definition of by four definitions for a given item where a learner needs to
breadth knowledge construct is less controversial among choose the correct one. The following example shows an
researchers, defining depth knowledge is far more complex. item from the VST:
Briefly, vocabulary breadth refers to “the number of words JUMP: She tried to <jump>.
for which the person knows at least some of the significant
aspects of meaning,” while vocabulary depth elaborates on 1. Lie on top of the water;
“how well a learner knows a given word” (Anderson & 2. Get off the ground suddenly;
Freebody, 1981, p. 93). In other words, breadth of vocabu- 3. Stop the car at the edge of the road;
lary knowledge refers to how many words a person knows 4. Move very fast.
whereas depth of vocabulary knowledge refers to how well a
person knows these words. While counting how many words The VST has been widely used as a diagnostic and a
a person knows might appear straightforward, identifying research tool, particularly after evidence for the construct
how well a person knows a word is very problematic. This validity of the test was demonstrated by Beglar (2010) using
complexity of defining the depth construct has led some the Rasch modeling (e.g., Bundgaard-Nielsen, Best, & Tyler,
researchers (e.g., Li & Kirby, 2015; Tannenbaum, Torgesen, 2011; Coxhead, Nation, & Sim, 2015; Elgort, 2013; Schmitt
& Wagner, 2006) to use different measures in a single study & Schmitt, 2014). In his study, Beglar (2010) found that the
to tap into the depth knowledge when examined in relation to majority of the test items fit the Rasch model and the test as
reading comprehension. a whole is a unidimensional measure of receptive vocabulary
To this end, the present study opted for using a breadth knowledge. After establishing the strong reliability for the
measure of vocabulary for two main reasons. First, because VST, Beglar (2010) concluded that “test-takers were mea-
there is less agreement in the literature about the defining sured with a high degree of precision on multiple versions of
Masrai 5

the test” (p. 116). In a later study, Leeming (2014) examined 9,000; and OVK3 is the total score of 10,000 to 14,000. To
the concurrent validity of the VST and found statistically sig- this end, two research questions were addressed to achieve
nificant correlations between the learners’ scores on the VST the aim of the study: (1) What is the contribution of OVK of
and reading comprehension test, offering support for the high-, mid-, and low-frequency words to the prediction of L2
concurrent validity of the VST when reading was used as a reading comprehension for a single cohort of learners? (2)
criterion. However, in spite of the reliability and validity evi- What is the contribution of OVK of high-, mid-, and low-
dence for the VST, it has been criticized on two grounds. One frequency words to the prediction of L2 reading comprehen-
is that the VST may overestimate test-takers’ vocabulary sion for learners of relatively low- and relatively high-L2
size, as it is a multiple-choice test (McLean, Kramer, & proficiency levels?
Stewart, 2015; Stewart, 2014), and the other is its suitability
for measuring reading comprehension (Gyllstad, Vilkaité, &
Schmitt, 2015). Method
Taking these criticisms into account, Laufer and Aviad- Participants
Levitzky (2017) examined the adequacy of the VST as a
measure of learners’ vocabulary size and its predictive power The participants in the present study were 256 adult students
for reading ability. They used two measures of vocabulary from three higher education institutions in Riyadh province,
knowledge in relation to reading comprehension, the VST as Saudi Arabia. The students were from the first to fourth year
a measure of recognition vocabulary and a meaning recall of university study majoring in English language programs.
test. Their findings revealed that although both measures The participants’ English language proficiency ranged from
predicted reading ability, the VST performed slightly better B2 to C1 levels of Common European Framework of
at times. Laufer and Aviad-Levitzky (2017) also concluded Reference (CEFR) at the time of the data collection. The
that word recognition tests, such as VST, are “highly suitable total group consisted of 112 females and 144 males, with
as measures of vocabulary size and predictors of reading ages between 18 and 22. All the participants have Arabic as
comprehension” (p. 739). their first language and had received on average 11 years of
English language study. Participation was voluntary, and the
study was conducted in accordance with the institutions’
Gap in the Literature ethical guidelines.
Although vocabulary knowledge has been recognized as a
good predictor of reading comprehension, as demonstrated
Measures
in the above review, the precise nature of the contribution of
high-, mid-, and low-frequency vocabulary to reading com- OVK test. The VST (Nation & Beglar, 2007) was used to
prehension is still not clear. To the researcher’s knowledge, measure the participants’ vocabulary size. This receptive
there are a few or no studies on the effect of these three vari- vocabulary measure is widely used in studies of L1 and L2
ables on reading comprehension in L2 learners. Most L2 acquisition and involves vocabulary drawn from different
studies have examined the relationship between reading frequency bands in English using the BNC as the basis of
comprehension and the overall vocabulary size of learners word selection. The test has been reported in the literature as
without disentangling the contribution of high-, mid-, and a valid and reliable measure of written vocabulary knowl-
low-frequency vocabulary to the L2 reading model. edge (see, for example, Beglar, 2010). The 14,000-word ver-
sion of the VST contains 140 multiple-choice items, with 10
items from each 1,000-word family level. The items are
The Study
grouped on the test according to their frequency, high to low
The present study was designed to fill a gap in the literature (i.e., first 1,000-fourteenth 1,000). The number of items that
on L2 reading. It examines the contribution of vocabulary a test-taker chooses correctly is multiplied by 100 to calcu-
knowledge at three frequency levels (high, mid, and low) to late their total receptive vocabulary size. The VST measures
reading comprehension among L2 learners of English. Based learners’ knowledge of words in the orthographic form, that
on the literature reviewed, the VST is considered a suitable is, the link of form and meaning, and to a smaller degree
measure of vocabulary knowledge in relation to reading concept knowledge (Nation, 2012). The test items appear in
comprehension. To quantify the effect of high-, mid-, and a single nondefining context in English, which allows learn-
low-frequency vocabulary on reading comprehension, scores ers to gauge the word class to which the word belongs but
on bands contributing to each frequency level were summed does not provide further cues to the word meaning. Test-
together. The three frequency levels were referred to in the takers are required to choose the corresponding meaning
study as OVK1, OVK2, and OVK3, representing high-, from four given choices. The VST has the merit of covering
mid-, and low-frequency words, respectively. For example, the high-, mid-, and low-frequency words, which allowed
OVK1 is the total score of the first three frequency bands of purposeful categorization of the frequency levels examined
the VST (1,000-3,000); OVK2 is the total score of 4,000 to in the current study.
6 SAGE Open

To this end, in addition to the interest in knowing the total according to their total VST scores. Once this was estab-
vocabulary score of each participant for the purpose of lished, participants in the top half of this ranked list were
grouping the participants to either high- or low-proficiency flagged as “high,” and those in the bottom half were flagged
level, the main objective was obtaining the scores corre- as “low.” The same procedure was followed again for all the
sponding to each frequency band. Therefore, scores of the participants according to their reading score. Participants
participants from the first 1,000 to the third 1,000; from the who were in the top 50 percentile for both the vocabulary and
fourth 1,000 to the ninth 1,000; and from the tenth 1,000 to reading tests were classified as possessing relatively high
the fourteenth 1,000 were computed separately to form the overall proficiency, and those who were in the bottom 50
high-, mid-, and low-frequency levels (referred to as OVK1, percentile were classified as possessing relatively low profi-
OVK2, and OVK3, respectively). Categorization of these ciency. This resulted in a number of 93 participants being
three frequency levels was sought to fulfill the study aim of classified as the high-proficiency subgroup and 93 partici-
examining the contribution of knowledge at each level to L2 pants as the low-proficiency subgroup.
learners’ reading comprehension.

Reading comprehension test. A version of the reading sub-sec- Results


tion of IELTS (see the Appendix) was used to measure the Learners’ Performance on Vocabulary Levels
informants’ L2 reading comprehension, as in Milton et al.
(2010). IELTS is a standardized measure of overall English
and Reading Comprehension
language proficiency and is widely used as a standard measure Table 2 presents descriptive statistics of the participants’
for admission to many universities around the world. To this scores on the three levels of OVK (OVK1, OVK2, and
end, the participants were required to answer 40 questions of OVK3) and reading comprehension. As shown in Table 2,
varied types, including multiple choices, identifying informa- the mean score of the performance of the entire cohort in
tion, identifying the writer’s views/claims, matching informa- OVK1 was greater than their mean scores on the mid- and
tion, matching headings, sentences completion, summary low-frequency levels of OVK. The results generally indi-
completion, and table completion. Each correct answer was cated that vocabulary knowledge decreased as word fre-
worth one point. The participants were given 60 min to com- quency level decreased. The mean score of the reading test,
plete the test, including the time given to transfer answers to the on the other hand, revealed that the group as a whole achieved
answer sheet provided with the questions’ booklet. The partici- about 47% of text comprehension.
pants were also directed to be careful when writing their Descriptive statistics and independent samples t tests
answers on the answer sheet as poor spelling would be taken were also conducted to examine the differences between
into account when marking the test. It should also be noted here low- and high-proficiency subgroups in terms of their vocab-
that although the participants in the present study were familiar ulary knowledge and reading comprehension scores. Results
with the task format (i.e., types of reading comprehension are summarized in Table 3. Independent samples t tests indi-
questions), the topics of reading might not be familiar to all of cated that there was a statistically significant difference
them. This, however, was noted in the “Limitations” section. between the mean scores of OVK attained by the relatively
low- and high-proficiency participants. This was the case for
each of the three frequency-based categories of OVK:
Procedure
OVK1, t(180.31) = 36.04, p < .001, Cohen’s d = 3.76;
Tests administration. The two tests were delivered in two ses- OVK2, t(129.15) = 35.67, p < .001, Cohen’s d = 3.74; and
sions after prior arrangements with the participants and their OVK3, t(165) = 13.5, p < .001, Cohen’s d = 1.97.
institutions had been made. The overall data collection lasted Independent samples t tests also indicated a significant dif-
approximately 1 hr and 50 min. The participants were given ference between the mean reading comprehension test scores
clear information about the purpose of the present study and of the low- and high-proficiency subgroups, t(160.98) =
also clear instructions on how to perform the tasks. During 10.68, p < .001, Cohen’s d = 1.57.
the testing sessions, participants were not allowed to use any To compute the contribution of the three levels of OVK
electronic devices and were instructed to complete the tests (OVK1, OVK2, and OVK3) to reading comprehension, mul-
in silence complying with the given time frames. tiple regression analysis was performed. However, before per-
forming multiple regression analysis, correlation coefficients
Categorization of Low- and High-Proficiency between scores on OVK levels and performance on reading
comprehension were examined. All the correlations were
Subgroups strong, positive, and statistically significant (see Table 4).
The scores obtained from the VST and the reading test were
used as a proxy to classify subgroups of relatively low- and Research Question 1: What is the contribution of OVK of
relatively high-proficiency levels. This procedure involved high-, mid-, and low-frequency words in the prediction of
first ranking all the participants (N = 256) in ascending order L2 reading comprehension for a single cohort of learners?
Masrai 7

Table 2. Descriptive Statistics of the Learners’ Performance on the Tests (N = 256).

Tests Items Minimum (%) Maximum (%) M (%) SD


OVK1 30 50 96.70 69.40 4.03
OVK2 60 24 58 43.20 6.47
OVK3 50 2 24 10.07 3.48
Reading 40 20 72.50 46.85 7.28

Note. OVK = orthographic vocabulary knowledge.

Table 3. Descriptive Statistics of OVK Levels Tests for Lower (n = 93) and Higher Proficiency Subgroups (n = 93).

Lower proficiency Higher proficiency

Tests M (%) SD Minimum (%) Maximum (%) M (%) SD Minimum (%) Maximum (%)
OVK1 58.53 3.98 50 70 80.27 2.96 66.67 96.70
OVK2 32.28 4.38 24 48 54.12 2.14 40 58
OVK3 5.53 2.69 2 11.67 14.60 2.78 5 24
Reading 31.45 4.32 20 47.50 62.25 3.32 45 72.50

Note. OVK = orthographic vocabulary knowledge.

Table 4. Correlations Within OVK Levels and Reading Comprehension.

Measures OVK1 OVK2 OVK3 Reading comprehension


OVK1 — .77** .71** .74**
OVK2 — — .76** .77**
OVK3 — — — .63**

Note. OVK = orthographic vocabulary knowledge.


**
Correlation is significant at the level of 0.01 (two-tailed).

Prior to running regression analysis, the data were exam- explain about 66% of the variance perceived in L2 reading
ined for their suitability for such analysis. The standardized comprehension, F(3, 251) = 159.86, p < .001, R2 = .66.
predicted values and the residuals indicated that the statistical The standardized beta weights related to the OVK at steps
assumptions for carrying out a regression analysis were met.1 2 and 3 of the regression model provide evidence of the rela-
The first phase of the analysis was performed employing tive strength of relationship between OVK1 and OVK2, but
a hierarchical multiple regression to determine the degree to not OVK3, and increase within L2 reading comprehension
which the three levels of OVK (OVK1, OVK2, and OVK3) scores. At Step 2 of the analysis, OVK1 (β = 0.32, p < .001)
were capable of explaining the variance in L2 reading com- and OVK2 (β = 0.53, p < .001) each significantly contrib-
prehension scores for the whole cohort. The first step uted to increases in L2 reading scores. A comparison of the
involved the insertion of OVK1, the high-frequency level, as relative magnitude of the beta weights associated with each
the independent variable and reading comprehension as the level of OVK indicates that mid-frequency words (3,001-
dependent variable. The result indicated a model that could 9,000), those which are representative of mid-frequency
predict about 55% of the variance in L2 reading comprehen- vocabulary, were of a higher relative predictive value to the
sion. When, in the second step, OVK2 was inputted, a unique model (see Table 5).
explanatory power, accounting for 10.6%, was added to the At Step 3, only OVK1 and OVK2 significantly contrib-
model, resulting in a model that could explain about 66% of uted to the explanatory power of the model. OVK2 remains
the variance in L2 reading comprehension performance. In the strongest predictive variable of the overall predictive
the final step, OVK3 was added to the model, but it only capacity of the model (β = 0.56, p < .001), followed by
provided a marginal non-significant contribution to the over- OVK1 (β = 0.33, p < .001). OVK3 (9,001-14,000),
all model (less than 1%). Overall, a model comprising all the however, was found to contribute no significant variance in
three levels of OVK (OVK1, OVK2, and OVK3) could L2 reading comprehension. Thus, OVK at both the
8 SAGE Open

Table 5. Regression Model Including OVK Levels for the Total Group (N = 256).

Unstandardized Standardized

R R2 ΔR2 B SEB β
Step 1 .74 .55***
Constant −9.24 1.63
OVK1 1.35 0.08 .74***
Step 2 .81 .66*** .11***
Constant −5.70 1.48
OVK1 0.59 0.11 .32***
OVK2 0.57 0.07 .53***
Step 3 .81 .66*** .00
Constant −6.14 1.60
OVK1 0.61 0.11 .33***
OVK2 0.61 0.08 .56***
OVK3 −0.11 0.14 −.05

Note. Numbers are rounded to two decimal points. OVK = orthographic vocabulary knowledge; SEB = standard error beta.
***
p < .001.

high-frequency (0-3,000) and mid-frequency (3,001-9,000) in Step 2, an additional 4% contributed to the overall explana-
levels contributed significantly to the prediction of L2 read- tory power of L2 reading performance, resulting in a model
ing comprehension performance. This result is reminiscent that could explain about 22% of the variance, F(2, 90) =
that for the entire cohort, vocabulary knowledge in the high- 12.76, p < .001, R2 = .22. However, although significant, the
frequency range and also knowledge of words in the mid- contribution of OVK2 (mid-frequency vocabulary) to reading
frequency range were significantly related to L2 reading comprehension of low-proficiency learners is small when
comprehension results. compared with that of OVK1. Adding OVK3 to the regression
The following part of the analysis examines whether the model did not appear to contribute any additional predictive
same or different degrees of contribution to L2 reading com- value of L2 reading comprehension at this proficiency level.
prehension by the levels of OVK would emerge when learn- Therefore, it is suggested that OVK1 has the greatest contribu-
ers’ levels of proficiency were taken into account. tion to explaining reading comprehension in L2 learners of a
relatively low-proficiency level, whereas Level 2 has only a
Research Question 2: What is the contribution of OVK small effect.
of high-, mid-, and low-frequency words in the prediction
of L2 reading comprehension for learners of relatively Results for the high-proficiency subgroup. The regression model,
low- and relatively high-L2 proficiency levels? summarized in Table 7, indicates that when only OVK1
(Step 1) was entered, it explained about 18% of the variance
To investigate the relative contribution of OVK of high-, in L2 reading comprehension scores, F(1, 91) = 19.29,
mid-, and low-frequency words in explaining variance within p < .001, R2 = .18. At Step 2, both OVK1 and OVK2 were
L2 reading comprehension, two additional hierarchical mul- included. OVK2 was found to contribute an additional 26%
tiple regression models were built. Each of these models was of the variance in reading per se. When combined, these two
created by including scores from either informants from the levels explained about 43% of the variance, F(2, 90) =
relatively low (n = 93) or relatively high (n = 93) profi- 33.96, p < .001, R2 = .43, lending support to a greater
ciency subgroups. explanatory power of L2 reading comprehension model in
high-proficiency learners when the mid-frequency variable
Results for the low-proficiency subgroup. From the regression was factored in. At Step 3, which comprised all the three lev-
model summarized in Table 6, it can be observed that only els, the regression model strength has slightly increased,
OVK1 (0-3,000-word level) provided a unique contribution to F(3, 89) = 27.81, p < .001, R2 = .48, adding about 5% that
L2 reading comprehension performance for the low-profi- was explained by OVK3 (low-frequency words).
ciency subgroup. Step 1 of the hierarchical multiple regression Appraisal of the beta weights associated with each of the
analysis, which only included OVK1, was found to explain OVK levels in the last step of the model (see Table 7) indi-
about 18% of the variance in L2 reading comprehension scores cates that all the three levels contributed significantly to the
among the learners with relatively low-proficiency level, predictive power of L2 reading comprehension. However, a
F(1, 91) = 19.83, p < .001, R2 = .18. When OVK2 was added comparison of the relative magnitude of the beta weights
Masrai 9

Table 6. Regression Model Including OVK Levels for the Low-Proficiency Group (n = 93).

Unstandardized Standardized

R R2 ΔR2 B SEB β
Step 1 .42 .18***
Constant −3.65 3.66
OVK1 0.92 0.21 .42***
Step 2 .47 .22*** .04*
Constant −4.76 3.63
OVK1 1.21 0.24 .55***
OVK2 0.24 0.11 .24*
Step 3 .47 .22*** .00
Constant −4.76 3.65
OVK1 1.21 0.24 .55***
OVK2 −0.24 0.15 −.25
OVK3 0.01 0.35 .00

Note. OVK = orthographic vocabulary knowledge; SEB = standard error beta.


*
p < .05. ***p < .001.

Table 7. Regression Model Including OVK Levels for the High-Proficiency Group (n = 93).

Unstandardized Standardized
2 2
R R ΔR B SEB β
Step 1 .42 .18**
Constant 13.03 2.72
OVK1 0.47 0.11 .42**
Step 2 .66 .43** .26**
Constant −9.12 4.17
OVK1 0.49 0.09 .43**
OVK2 0.93 0.15 .51**
Step 3 .69 .48** .05*
Constant −15.09 4.44
OVK1 0.59 0.09 .53**
OVK2 0.91 0.14 .50**
OVK3 0.38 0.13 .25*

Note. OVK = orthographic vocabulary knowledge; SEB = standard error beta.


*
p < .01. **p < .001.

attributed to Step 3 of the model suggests that levels 1 and 2, Question 1 addressed the contribution of the three levels of
which are representative of words of high- and mid- vocabulary knowledge to reading comprehension in relation
frequency levels, are of a larger relative predictive value to to a single cohort of learners. Results showed that for the
the model of L2 reading comprehension than those of OVK3, entire cohort involved in the study, OVK of words across
the low-frequency words. A synthesis of the key findings high- and mid-frequency ranges was collectively capable to
from the analyses performed in the current study is presented predict about 66% of the variance observed in L2 reading
in Table 8. comprehension scores. This finding, coupled with the strong
correlations observed between OVK and L2 reading compre-
hension, suggests that OVK of L2 words from the high- and
Discussion mid-frequency ranges was strongly related to performance
The present study examined the relative contribution of the on L2 reading comprehension.
high-, mid-, and low-frequency vocabulary to reading com- The strength of connection observed between the measures
prehension among L2 learners. Two research questions were of written receptive vocabulary knowledge and L2 reading
addressed in the study in relation to this objective. Research comprehension scores (r = .63-.77, p < .001) was similar to
10 SAGE Open

Table 8. Summary of Results.

Total cohort (β) Low-proficiency group (β) High-proficiency group (β)


OVK1 .33** .55** .53**
OVK2 .56** −.25 .50**
OVK3 −.05 .00 .25*
Total variance explained by the R2 = .66** R2 = .22** R2 = .48**
three levels

Note. OVK = orthographic vocabulary knowledge.


*
p < .01. **p < .001.

those reported in previous related studies. For example, Stæhr (mid-frequency vocabulary) was inputted in the second step
(2008) reported a correlation of .83 between reading compre- of the regression with OVK1, an additional 26% of the vari-
hension and measures of written receptive vocabulary knowl- ance in reading was explained by mid-frequency vocabulary.
edge. Similarly, Milton et al. (2010) reported that OVK This finding lends support to the efficacy and usefulness of
positively correlated with reading comprehension, as measured the mid-frequency words, which are representative of the
by the reading subsection of IELTS (r = .70, p < .01), and was word frequency range of 3,001 to 9,000, in explaining a
found to explain about 50% of the variance in L2 reading com- unique variance in L2 reading comprehension, over and
prehension. The capacity of the scores on OVK measures used above high-frequency words range, within the relatively
in the present study to predict variance in L2 reading compre- high-proficiency subgroup. The contribution of mid-fre-
hension (R2 = .66) was slightly larger than that observed in quency words to L2 reading comprehension found in this
Milton et al.’s (2010) study. The best interpretation of this is study supports the findings from earlier research. For exam-
that the vocabulary test used in the current study was capable of ple, Laufer and Ravenhorst-Kalovski (2010) found that
measuring word knowledge beyond the 5,000-word limit test knowledge of the 6,000 to 8,000 word families was required
used in Milton et al.’s (2010) study. However, the main focus of for their students to achieve 98% of text comprehension.
the current study was to disentangle the predictive power of Also, Schmitt and Schmitt (2014) argued that even the ability
each frequency level, high, mid and low, in L2 reading compre- to read with some guidance and support requires 95% of text
hension. For the entire single cohort of learners, both high- and coverage, which entails knowledge of 4,000 to 5,000 word
mid-frequency vocabulary were observed to contribute families. Therefore, even assisted reading in an educational
uniquely to L2 reading comprehension. Low-frequency vocab- setting requires a substantial progression into mid-frequency
ulary, however, did not appear to explain any additional value vocabulary. The final step of the regression analysis in this
in the predictive model of L2 reading performance. subgroup included all the three levels of OVK (OVK1,
Research Question 2 sought to determine the degree to OVK2, and OVK3). The result suggests that OVK3, low-
which high-, mid-, and low-frequency vocabulary levels frequency range (9,001-14,000), only added a marginal effect
were proportionally predictive of L2 reading comprehension to the performance in reading comprehension scores. This
scores for learners of relatively low and relatively high over- finding is in line with that from previous studies (e.g., Nation,
all proficiency. In the learners of relatively low-proficiency 2006; Schmitt et al., 2011), where vocabulary knowledge of
subgroup, only OVK1 and OVK2 were able to predict vari- 8,000 to 9,000 word families would provide learners with
ance in L2 reading comprehension. The greatest predictive adequate comprehension. Vocabulary situated in frequency
value was explained by the knowledge of high-frequency range beyond the 9,000-word level appeared to contribute
vocabulary (R2 = .18), followed by the mid-frequency only a very small value to the level of reading comprehension
vocabulary (R2 = .04). Similar to the reading model estab- that does not merit the burden taken to learning those words.
lished for the entire cohort of learners, the low-frequency Overall, the findings of the present study suggest a strong
words contributed no additional value in predicting L2 read- association between OVK of words beyond the most fre-
ing comprehension. This finding suggests that the low level quent 3,000 word families, and the L2 reading performance
of knowledge of vocabulary beyond the 3,000 most frequent in learners with a relatively high overall L2 proficiency. This
words in the relatively low-proficiency subgroup was not finding is, thus, suggestive of the benefit of L2 learners pos-
sufficient to impart a measurable effect on their L2 reading sessing robust OVK of words in the mid-frequency range,
comprehension achievement. over and above knowledge of only high-frequency words.
For the relatively high-proficiency subgroup, the first step
of the regression model that included the entry of only OVK1,
Pedagogical Implications
high-frequency vocabulary, showed a similar predictive
value of high-frequency words in reading (18%) as that found This study provides evidence that can inform pedagogical
in the low-proficiency subgroup. However, when OVK2 approaches to the development of L2 vocabulary knowledge
Masrai 11

for the purpose of supporting L2 reading comprehension. In 2014). Despite the considerable importance and benefits of
the literature devoted to the relationship between vocabulary mid-frequency vocabulary, at least among learners at or near
knowledge and reading comprehension, we have seen the C1 level, which the present study confirms, it is not often
benefits of developing a relatively large total vocabulary size, addressed pedagogically (Schmitt & Schmitt, 2014). It can
but in fact the three different frequency levels (i.e., high, mid, be argued that some language teachers might assume that
and low) have been treated quite differently in language vocabulary will somehow be learned from exposure to dif-
teaching (Schmitt & Schmitt, 2014). This reason might be ferent language activities delivered within the classroom
enough to study the effect of each frequency level on reading time and from informal input outside the classroom. There is
comprehension to provide language teachers, learners, and evidence, however, that mid-frequency words are not typi-
practitioners with useful pedagogical implications. cally used or taught by teachers in classrooms to any large
First, although knowledge of the most frequent 3,000 extent. Horst, Collins, and Cardoso (2009, cited in Schmitt &
word families per se cannot be argued to provide a sufficient Schmitt, 2014), for example, found that the overwhelming
level of reading comprehension, it appears to correlate sig- majority of cases of direct vocabulary teaching in language
nificantly with reading ability and explain unique variance in classrooms focused on high-frequency words, leaving very
this construct. This finding along with the text coverage little focus on mid-frequency words. A number of studies
(about 82%) these frequent words provides supports a rec- (e.g., Horst, 2010; Tang & Nesi, 2003) also analyzed data
ommendation for L2 learners to have a good level of mastery from teachers’ talk in language classrooms and found that
of these words (Nation, 2001; Schmitt & Schmitt, 2014). only a small proportion of vocabulary in the mid-frequency
The suggestion here is that instead of being considered a range were used by teachers. Furthermore, these studies
volume of vocabulary knowledge that facilitates adequate L2 showed that even the very little quantity of mid-frequency
reading achievement, knowledge of the high-frequency vocabulary used by teachers did not receive the required
vocabulary is considered in this study as a step toward devel- number of repetitions to facilitate its acquisition.
oping a larger vocabulary size based on which, through Evidence of less attention to mid-frequency vocabulary
learning process, remarkable levels of L2 reading compre- also came from the studies which have examined EFL text-
hension may be established. As Nation (2001) has pointed books. For example, Matsuoka and Hirsh (2010) analyzed
out, any effort to have these words learned should be made vocabulary presented in New Headway: Upper-Intermediate
because they provide learners with the knowledge to become English textbooks and found that most of the words appeared
independent, at least to a limited extent, and direct their own in these textbooks are from the high-frequency range, and
vocabulary learning. One way to achieve this is via extensive those words beyond this level were very minimally recycled,
reading and the reading of easy and enjoyable materials in only one to five times. Having addressed the importance of
large quantities (Day & Bamford, 2002; Masrai & Milton, mid-frequency vocabulary and the issues surrounding its
2018a). Extensive reading allows learners to engage with teaching, it is highly recommended that words from this fre-
words in a contextualized and authentic environment, giving quency range should receive considerable attention by lan-
a rich of a meaningful input. Furthermore, in addition to the guage teachers, textbook writers, and policy-makers in
ongoing development of vocabulary, pedagogical emphasis language learning. Programs which are aimed at supporting
on the development of reading strategies is also warranted. L2 reading comprehension through vocabulary development
Since learners at a low-proficiency level are unlikely to have should place a pedagogical focus on increasing learners’
sufficient vocabulary knowledge to handle the processing engagement with mid-frequency vocabulary in the ortho-
demands of L2 reading, deliberate instruction on the effec- graphic modality. Furthermore, diagnostic and formative
tive operationalization of reading strategies also needs to be assessment of OVK of words in this frequency range should
delivered while the OVK of words from the high-frequency be performed regularly to ensure their learning.
range (0-3,000) is being developed. Finally, developing a vocabulary knowledge of 8,000-
Second, concerning the value of developing OVK beyond word families is the important criterion for attaining the kind
the high-frequency range, the significance of mid-frequency of fluency associated with higher-level study through the
words to predict reading comprehension for the participants medium of English. Studies such as Masrai and Milton
of the relatively high-proficiency subgroup cannot be over- (2018b) and Townsend, Filippini, Collins, and Biancarosa
stated. In this group of learners, mid-frequency vocabulary (2012) showed that educational performance is greatly pre-
contributed greatly to the reading comprehension model. dicted by a large general vocabulary size than by a narrower
Thus, it could be emphasized here that although knowledge vocabulary even when highly specialized.
of high-frequency vocabulary may provide learners with a
large coverage of running words they are likely to encounter
Limitations
while reading authentic materials, the expansion of a learn-
er’s OVK to include the mid-frequency words range is most There are some limitations to the present study which will be
likely to have a notable impact on the speed of lexical access addressed to help future research in this area. One limitation
when reading (Laufer & Nation, 2001; Schmitt & Schmitt, is that although the VST used in the current study was useful,
12 SAGE Open

to some extent, in providing scores related to each frequency of multicollinearity among independent variables (tolerance
level, the low sampling rate of words in each frequency level should be higher than 0.1 and VIF should be lower than 10
might not be representative of words knowledge in each fre- according to Field, 2013, p. 325).
quency level. As there is no existing VLT, to the researcher’s
knowledge, that covers high-, mid-, and low-frequency Supplemental Material
vocabulary with a high sampling rate, devising a test that has Supplemental material for this article is available online.
this feature is rather needed to clearly pinpoint the contribu-
tion of these different frequency levels to L2 learners’ reading
ORCID iD
comprehension. Second, the reading section of IELTS was
administered to the participants as a measure of reading com- Ahmed Masrai https://orcid.org/0000-0002-6778-5952
prehension. While this is a standardized test intended to pre-
dict ability to read when studying academic content through References
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Author Biography
Nation, P. (1983). Testing and teaching vocabulary. Guidelines, 5, Ahmed Masrai is an assistant professor of Applied Linguistics in
12-25. the Department of Languages at King Abdulaziz Academy, Saudi
Nation, P. (2001). Learning vocabulary in another language. Arabia. His research and teaching interests include second language
Cambridge, UK: Cambridge University Press. acquisition, lexical studies, and vocabulary testing. He has pub-
Nation, P. (2006). How large vocabulary is needed for reading lished in a number of journals, including Journal of English for
and listening? The Canadian Modern Language Review, 63, Academic Purposes, Applied Linguistics Review, Language
59-82. Assessment Quarterly and Language Learning Journal.

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