Professional Documents
Culture Documents
Each project of the program has to assess and report the number of direct and indirect beneficiaries that are reached. The goa
at any prize. Thus, this tool has been develped to serve two goals: First of all, to count beneficiaries in a uniform way, and seco
number (both pre, during and post project).
The framework is embedded in excel, but don't let that scare you. We tried to make the steps as simple as possible and include
the sheets in order to perform some steps manually.
The core of this tool is the step "counting beneficiaries" with the help of the so-called 'effect tree'. Next to that, this tool provides
analysis", 'checklist" and "quick scan benefits and costs".
The method of counting beneficiaries can be applied to single and multiple components as well as to a whole project. Both dire
The methodological design of this framework takes the following issues into account:
- focus on understanding the cause and impact of the underlying water related problem
- distinction between direct and indirect benficiaries
- attention for the risk of omitting as well as double-counting of beneficiaries
- flexibility with regard to new insights and new interventions
*Note that on every sheet, you can click on the '+' sign on the left side of the page to unroll amanual on how to use the sheet. E
unrolled by the '+' sign below the tool.
Core Step: Counting Beneficiaries with the help of the 'effect tree'
Purpose: In order to count beneficiaries in a structured and uniform way, a specific process is used in this core step, called the
trunk, if you will). The output can be a service delivered or a product. One output can have one, two or multiple immediate effec
ouput has further dribbel effect (short-medium [outcome] and long term [impact] effects) affecting a group of beneficiaries (the l
beneficiaries on output, outcome and impact level. You are also asked to count the number of beneficiaries affected (1) by anot
intervention. A couple of simple questions help to correct for double counting here.
Please make sure to list all of the explicit and implicit decisions you take while filling in the tool in the sheet "Decision Log".
Timing: This step can be done before the project as a forecast exercise, during the project for monitoring purposes or after term
Complementary Step: Problem Analysis with the help of the 'problem butterfly'
Purpose: This complementary step helps to identify additional effects and affected groups of your project. The 'problem butterfly
problems and effects. We made a draft checklist, which you can use parrallel to the problem butterfly, to give you inspiration for
help you to gather data on the project area (think of number of citizens, farmers etc.)
Timing: This complementary step is best done at the pre-project stage in order to identify potential beneficiaries who should be
helpful using this step during the course of a project in order to reflect upon the progress and to identify improvements to the pr
Complementary Step: Brainstorming about beneficiaries with the help of the 'checklist'
Purpose: The checklist can be used to create an overview of the group(s) of people that are effected by water problems and, at
interventions. The checklist can both help to identify new groups as well as a tool to broadly count the size of the groups. The c
Timing: This checklist can be helpful during different stages of your project. In the pre-project stage, the checklist can be used t
The affected groups are also potential beneficiaries of the future interventions. The checklist can help in the process of designin
interventions with a specific target group in mind. The checklist can help to identify these target group(s).
Timing: This step can be useful in a pre-project stage in order to forecast the potential cost-effectivenss and to optimize the inte
during the course of the project for steering purposes or post-project for evaluation purposes.
Counting Beneficiaries
In this tool you will count the beneficiaries benefitting by your interventions. To do so, you need to analy
double counting. You can find an explanation by clicking on the '+' sign below.
Please press the + on the left of this document to see further instructions on how to use the Effe
Name of partnership
Name of project component
Period of project component
Location
Methods of data collection
Period of data collection
Name of data collector
Budget of whole project component
Budget of monitoring process
If you want to add an output please press the + on the left side of this document .
Output
Name of the output B
If you want to add an output please press the + on the left side of this document .
Output
If you want to add an output please press the + on the left side of this document .
Output
Name of the output D
If you want to add an output please press the + on the left side of this document .
If you want to add an output please press the + on the left side of this document .
If you want to add an output please press the + on the left side of this document .
Sum of bene
Direct
Sanity Check: Does the proportion of beneficiaries make sense compared to the total group size?
If you add a project component please make sure that you add the additonal data in the formula (fx) for
do so, you need to analyse which effects your intervention will have, indicate to which group this effect will contribu
put in the left column and add the effects of the output in the 'effect'column'
eviously identified 'affected group' do the effects add value:
ple are in this group (corresponds to potential numbers in the checklist)
is total group are actually benefitting (think of all women in a district, or the farmers in an affected area)
ectly or indirectly benefitting
ct on, question yourselve if this group has been benefitting in the previous effects as well
nd 2 for other outputs
output on, do the same correction for double counting, but now for beneficiaries you might have already impacted in another output.
tion on double counting, press '+' (and press '-' to fold the explanation back in)
g table the numbers of beneficiaries will be counted and corrected automatically.
additional outputs, look at the bottom the page how to do so. Make sure you also add the additional outputs to the summarizing table.
on the number of beneficiaries: how big is the number of beneficiaries compared to the total
Immediate Effects
Count
ument .
Immediate Effects
Count
ument .
Immediate Effects
Count
ument .
Immediate Effects
Count
ument .
ument .
ument .
0 0 0
0 0 0
0 0 0
0 0 0
0 0 0
0 0 0
0 0 0
0 0 0
0 0 0
Water Se
Beneficiaries
Beneficiaries
Beneficiaries
Beneficiaries
Count Correct for double counting
benefit from better food supply through less risk of drought damaged harvest
term
pacted in the long run by the output; and/or through other changes stimulated through water security (counted with assumptions based
he catchment area that benefit from less water scarcity due to better water availability
outputs and outcomes are direct and impacts are indirect beneficiaries
on output level 0
on output level 0
rect for double counting
on output level 0
Sum
0
0
0
0
0
0
0
0
ample data - no names required)
Benchmark Assumptions
Short/Medium Term Effects (Outcome)
*eg. participation lists (including Please also describe here additionally to the
names), data sets, project effect, the assuptions you base this effect on.
descriptions,teaching materials
and modules, pictures etc.
*eg. participation lists (including Please also describe here additionally to the
names), data sets, project effect, the assuptions you base this effect on.
descriptions,teaching materials
and modules, pictures etc.
Short/Medium Term Effects (Outcome)
*eg. participation lists (including Please also describe here additionally to the
names), data sets, project effect, the assuptions you base this effect on.
descriptions,teaching materials
and modules, pictures etc.
*eg. participation lists (including Please also describe here additionally to the
names), data sets, project effect, the assuptions you base this effect on.
descriptions,teaching materials
and modules, pictures etc.
Beneficiaries
Count
Beneficiaries
Count
Beneficiaries
Count
Beneficiaries
Count
ng
ng
ng
ng
ng
Tools of data collection and Sources
of data*
5.GOOD GOVERNANCE
6.TRANSBOUNDARY COOPERATION
7.FINANCING
Julia Kampfmann:
8.PEACE AND SOCIAL STABILITY
1. What impacts do the
measures have regarding
economic development?
2. How do the measures
improve energy or food
safety?
3. Do the measures also
make the location more
Julia Kampfmann:
attractive
1. How dofor therecreational
measures
purposes?
improve or safeguard
4. Whattoimpacts
access water? do the
measures
2. How dohave regarding
the measures
the
Julia Kampfmann: to
time
ensure that
there it
is takes
fetch water? Do people
Long Term Effects (Impact) safe/sufficient/affordable
1. What
benefit
impacts
from
do the
water?
measures on this?
the integrity
3.
of How do the measures
the ecosystem(s) within
ensure
the catchment?for people?
health
2. How do (the improved)
ecosystem services
Julia Kampfmann:
benefitimpacts
What the communities
do the
Please also describe in the blues box additionally to the and other have
measures actors? regarding
effect, the assuptions you base this effect on.Please also the resilience to extreme
group the effects under the below listed 8 dimensions of water events? How are
water security. communities safeguarded
from their consequences?
How did the adaptation
capacity of communities
and other actors grow?
Which implications will
Julia Kampfmann:
this have in the long run?
1. Was the water
governance improved?
1. ECONOMIC ACTIVITIES AND DEVELOPMENT Was a regulatory
framework set in place
2. DRINKING WATER AND HUMAN WELLBEING and
Juliaadhered
Kampfmann: to? Is
accountability
1. Did the measures increased?
2. Are there
impact further
on transboundary
indications
cooperation? of enhanced
political will to actively
2. Do stakeholders beyond
Julia
supportKampfmann:
national water
boundariessecurity?
1.
3. What
How willkindstakeholders
of funding
1. Was the water
governance improved?
Was a regulatory
framework set in place
and
Juliaadhered
Kampfmann: to? Is
3. ECOSYSTEMS accountability
1. Did the measuresincreased?
2. Are there
impact further
on transboundary
4. WATER-RELATED HAZARDS AND CLIMATE CHANGE indications of enhanced
cooperation?
political will to actively
2. Do stakeholders beyond
5.GOOD GOVERNANCE Julia
supportKampfmann:
national water security?
boundaries
6.TRANSBOUNDARY COOPERATION 1.
3. What
How from
benefit kindstakeholders
will of funding
the measures
mechanism
benefit
taken? from is used?
changed
7.FINANCING
2. Is theand/or
policies funding improved
8.PEACE AND SOCIAL STABILITY mechanism
implementation? sustainable?
Julia Kampfmann:
Who
1. Dowill
thebenefit in the
future?
measures/interventions
3. Are interventions
reduce social tensions?
targeted
2. Whereat vulnerableand
institutions
groups?
policies strengthened?
5.GOOD GOVERNANCE
6.TRANSBOUNDARY COOPERATION
7.FINANCING
8.PEACE AND SOCIAL STABILITY
5.GOOD GOVERNANCE
6.TRANSBOUNDARY COOPERATION
7.FINANCING
8.PEACE AND SOCIAL STABILITY
Beneficiaries
Count
ampfmann:
impacts do the
es have regarding
c development?
do the measures
energy or food
e measures also
grand
e location more
ampfmann:
e for
do Indirect
therecreational
measures beneficiaries on impact level 0
s?
or safeguard
oimpacts
water? do the
es
dohave regarding
the measures
ampfmann: to
that
here it
is takes
ater? Do people
ficient/affordable
impacts
rom
do the Beneficiaries
es on this?
the integrity
do the measures
cosystem(s) within
health
hment?for people?
do (the improved) Count
em services
ampfmann:
he
pactscommunities
do the
er have
es actors? regarding
Group Max number of people Number of people Number of women
ence to extreme within group indirectly benefitting in indirectly benefitting in
vents? How are group group
nities safeguarded
eir consequences?
the adaptation
of communities
er actors grow?
mplications will
ampfmann:
e in the long run?
he water
nce improved?
egulatory
ork set in place
ered to? Is
ampfmann:
ability
he increased?
measures
here
on further
transboundary
ns of enhanced
tion?
will to actively
akeholders beyond
ampfmann:
water
boundaries security?
kindstakeholders
will of funding
he water
nce improved?
egulatory
ork set in place
ered to? Is
ampfmann:
ability increased?
he measures
here
on further
transboundary
ns of enhanced
tion?
will to actively
akeholders beyond
ampfmann:
water security?
boundaries
kindstakeholders
will
rom of funding
the measures
sm ischanged
rom used?
funding
and/or improved
sm sustainable?
ntation?
ampfmann:
ebenefit in the
es/interventions
terventions
ocial tensions?
eat vulnerableand
institutions
strengthened?
grand
Indirect beneficiaries on impact level 0
Beneficiaries
Count
grand
Indirect beneficiaries on impact level 0
Beneficiaries
Count
grand
Indirect beneficiaries on impact level 0
Correct for double counting
Number of beneficiaries already counted
small
Indirect female beneficiaries on impact level 0
small
Indirect female beneficiaries on impact level 0
Correct for double counting
Number of beneficiaries already counted
small
Indirect female beneficiaries on impact level 0
Indirect female beneficiaries
which already benefitted from any
other effect Adjustment factor & assumption
Please describe here also the adjustment factor you are
using.
CHECK AGAIN
Tools of data collection and
Sources of data*
For instructions on how to use the Problem Butterfly, please press the + on the left side.
a) Problem
b) Causes
Economic Growth
Urbanisation
Climate Change
For instructions on how to use the Potential Beneficiary Checklist, click + on the left side
es
iti
un
m
om
gc
rin
ds
en
ou
ol
rm
eh
er
hb
he
rm
us
ig
Ho
Ne
Fis
Fa
Problems Effect Applicable to
program
Floods Casualties Yes
Want to add an element to the checklist? (press the + sign on the left)
DO NOT DELETE
Yes Direct
No Indirect
eficiaries
he checklist can be used to understand the problem and its affected groups better. The
help in the process of designing interventions because it is easier to design interventions
es
s
nd
s
iti
nd
la
un
la
er
m
er
nt
rs
om
nt
ne
hi
rs
hi
gc
ne
e
ow
h
e
rs
rs
rin
w
t
th
ds
d-
ne
te
s
in
en
so
ee
ou
ol
an
in
or
ts
ow
ts
s
s
rm
es
eh
oy
er
hb
en
ist
rl
le
sp
ke
sin
he
rm
op
us
pl
op
he
ur
ud
an
ig
ar
Em
Ho
Ne
Fis
Bu
Pe
To
Ot
Sh
Fa
M
Tr
St
How many-->
>100, >1000
etc.
How many-->
How many-->
How many-->
Yes Yes No How many-->
How many-->
How many-->
Yes Yes Yes Yes How many-->
Yes Yes How many-->
How many-->
How many-->
How many-->
Yes How many-->
How many-->
How many-->
How many-->
How many-->
How many-->
How many-->
Yes Yes How many-->
How many-->
How many-->
How many-->
How many-->
How many-->
How many-->
How many-->
How many-->
How many-->
How many-->
How many-->
How many-->
How many-->
How many-->
eh
ol
ds
Ne
ig
hb
ou
rin
gc
om
m
un
iti
es
Fa
rm
er
s
Fis
he
rm
en
Sh
op
ow
ne
r s
Bu
sin
es
so
w
ne
rs
Ot
he
rl
an
d-
ow
ne
r s
Tr
an
sp
or
te
rs
Facts about affected g
rl
an
d-
ow
ne
r s
Tr
an
sp
or
te
rs
To
ur
is ts
Pe
op
le
in
th
e
hi
nt
er
la
nd
s
M
Facts about affected groups/ potential beneficiaries
ar
ke
ts
in
th
e
hi
nt
er
la
nd
s
St
ud
en
ts
Em
pl
oy
ee
s
Sources of data
Complementary Step: Quick Scan of Benefits and Costs
Beneficiaries alone do not suffice to fully compare interventions. Economic benefits and costs will give insight in the econom
of an intervention: how much are we achieving and how much did we spend? You can use this complementary step to perfor
review of the economic feasibility of the interventions.
For instructions on how to use the quick scan click + on the left side
[ "Name of intervention" ]
Qual. description of the cost Score the cost Monetize the cost
[describe the cost of your intervention] [Score the economic [Express the cost in dollars, if possible. Describe
value of the cost] approach.]
Cost of intervention
Qual. description of the benefit Score the benefit Monetize the benefit
[with the help of the 'effect' from the effect [Score the economic [Express the benefit in dollars, if possible. Descri
tree, describe the benefit. Think of: 'health value of the benefit] approach.]
benefits due to less pollution']