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Original Article

Capacity to Consent for Treatment


in Patients with Psychotic Disorder:
A Cross-Sectional Study from North
Karnataka
Druhin Grover1 , Bheemsain Tekkalaki1, Vishwas Yadawad1 , Nanasaheb M. Patil1,
Sameeran S. Chate1 and Sandeep Patil1

ABSTRACT an intact capacity to consent to treatment. It forms a constituent of informed con-


High BPRS scores (P value = 0.0002) and sent and is considered to be specific to the
Background: Recently, the Mental Healthcare low insight scores (P value = 0.0002) were task at hand and the time at which it is
Act (MHCA) 2017 was introduced in India. associated with an impaired capacity.
Being a right-based act, it has made the assessed.1–3 It consists of certain domains,
assessment of the capacity to consent an Conclusion: About one-fourth of namely: understanding, appreciation,
integral part of clinical work. To the best of participants had an intact capacity to reasoning, and expression of choice. In
our knowledge, there are no Indian studies consent to treatment. Higher severity of case of deficiencies in any one of the do-
on this topic. Hence, this study aimed to psychosis and a poorer insight into the mains, an impaired capacity is suspected,
assess the capacity to consent to mental illness were associated with impaired
but the final decision regarding its status
healthcare and treatment in patients capacity to consent.
is taken by the judge in the court of law.4,5
with functional psychosis and the factors Key words: Capacity to consent, MacCAT-T, The requirement for capacity assess-
affecting the same. psychosis, MHCA-2017, India ment stems from the need to protect
Methods: This cross-sectional study Key message: Not all patients suffering patients from unnecessary harm and
included participants with the ICD-10 DCR from a psychotic disorder have an impaired protect their rights. It becomes more
diagnosis of a psychotic disorder admitted capacity to consent to treatment. Hence, important for persons with mental
in the psychiatry ward of a tertiary health assessment of capacity to consent illness (PMI) as they are more vulnerable
care center in Karnataka, India. MacArthur becomes important before assuming
to and at an increased risk for manipula-
Competence Assessment Tool for Treatment impaired capacity in such patients. Severity
was used to assess the capacity to consent tions, coercion, and harm at the hands of
of illness and level of insight can serve as
to treatment. Brief Psychiatric Rating Scale predictors towards the status of capacity. caregivers and, at times, the treating phy-

C
(BPRS) and the Beck Cognitive Insight sicians.6
Scale were applied to assess the severity of apacity to consent is defined as In India, earlier legislation governing
psychosis and level of insight, respectively. the mental ability of the patient mental health practices did not focus
to understand a given piece of in- on the rights of PMI, which led to the
Results: A hundred participants were
formation and make an informed choice. curtailment of their liberty and denied
recruited. Twenty-four were found to have

Dept. of Psychiatry, KAHER’s J. N. Medical College, Belagavi, Karnataka, India.


1

HOW TO CITE THIS ARTICLE: Grover D, Tekkalaki B, Yadawad V, Pati NM, Chate SS and Patil S. Capacity to Consent for Treatment in
Patients with Psychotic Disorder: A Cross-Sectional Study from North Karnataka. Indian J Psychol Med. 2022;44(6):592–597.

Address for correspondence: Druhin Grover, Dept. of Psychiatry, KAHER’s J. N. Submitted: 01 Sep. 2022
Medical College, Belagavi, Karnataka 590010, India. E-mail: druhin.grover@gmail. Accepted: 25 Apr. 2022
com Published Online: 15 Jul. 2022

Copyright © The Author(s) 2022

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which permits non-Commercial use, reproduction and distribution of the work without further permission
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592 Indian Journal of Psychological Medicine | Volume 44 | Issue 6 | November 2022


Original Article
any say in treatment decisions. After
7
Participants ranges from 0 to 6. Appreciation is tested
the ratification of the United Nations by asking patients if the disclosed infor-
Convention on the Rights of Persons Recruitment and data collection were mation regarding their diagnosis applies
with Disabilities (UNCRPD) by the done from January 1, 2019, till December to them and if the treatment would be
Indian parliament, the Mental Health 31, 2019. Participants were selected using of any benefit or not to them. The score
Care Act (MHCA) was introduced in 2017 purposive sampling. Participants who ranges from 0 to 4. Reasoning tests the
to promote equal rights and autonomy were 18 years and above with an Inter- process involved in reaching the deci-
for PMI.6,7 In its chapter 2, section 4, national Classification of Diseases-10 sion. It is assessed by asking the patients
the criteria for an intact capacity to Diagnostic Criteria for Research (ICD-10 the possible consequences of the choices
make mental healthcare and treatment DCR) diagnosis of a psychotic disorder made and comparing their choice with
decisions are mentioned. It states that for (ICD F20.0-29.0)12 were included. Patients other treatment modalities offered, includ-
an intact capacity, a person should be able with organic psychiatric illnesses or sub- ing the option of no treatment. The score
to understand the given information, stance abuse or dependence, those in a ranges from 0 to 8. Expression of choice
appreciate the significance of accepting state of complicated withdrawal, and is tested by asking patients to state a clear
or denying treatment or admission, and those with intellectual disability were choice regarding their treatment out of the
communicate a decision verbally or non- excluded. Patients in a stuporous state options provided. The score ranges from
verbally.8 If the patient has capacity to and those who are unable to communi- 0 to 2. MacCAT-T does not give an abso-
consent, the patient can be admitted as cate or not cooperative (e.g., in a catatonic lute result of the presence or absence of
an independent admission (section 86), state), extremely agitated, or confused the capacity to consent. It reveals the defi-
which means they can be admitted or were considered to have impaired capac- ciencies in the four domains that form the
discharged as per will. If it is impaired, ity to consent and were excluded too. determinants of capacity.13
the patient is admitted after consent The ethical clearance was obtained A resident psychiatrist (DG) carried
from nominated representative (NR) as a from Institutional Ethics Committee. A out the interview and assessment. The
supported admission (section 89,90).8 written and informed consent to partic- patients were provided with the details
The mere presence of a psychiat- ipate was taken from the participants or of their diagnosis, the main complaints
ric illness, especially psychosis, is not a legally appropriate guardian. Accord- they presented with, the reason for
enough to declare capacity to consent as ing to section 99 of MHCA 2017, if the admission, treatment options available
impaired.9 Studies report that 40%–50% patient does not give consent, it should (oral antipsychotics, long-acting depot
of patients (49 of 112 participants11) with be obtained from a State Mental Health injectable antipsychotics, and elec-
psychosis have an intact capacity to Authority (SMHA) and an NR. As the tro-convulsive therapy), and the risks
consent to treatment.10,11 Given the dearth SMHAs had not been established at the and benefits associated with them. The
of literature in the Indian population and time of conducting the study and none of capacity to consent to treatment was
the increasing emphasis on the capacity to the enrolled participants in the study had considered intact if the scores were above
consent and its assessment in the Indian an NR, consent was taken from a legally 50% in all domains.14,15 The demographic
context, this study aimed at assessing the appropriate guardian. This study and the and clinical details (diagnosis and dura-
prevalence of capacity to consent to treat- respective assessments were directed at tion of illness) of the participants were
ment in patients who have psychosis and assessing the capacity to consent regard- obtained from the case notes. The sever-
the factors affecting the same. ing the treatment. A lack of such capacity ity of psychosis was assessed using the
did not automatically mean that they Brief Psychiatric Rating Scale (BPRS).16
Materials and Methods were unable to consent for research. The level of insight was assessed using
Hence, the consent for participation in the Beck Cognitive Insight Scale. It is a
This cross-sectional study included 100 the study was taken separately from self-report instrument consisting of 15
patients with a diagnosis of psychosis patients or their legal guardians. statements divided into two sets named
admitted to the inpatient unit of the
self-reflectiveness and self-certainty.
Department of Psychiatry of a tertiary Assessments Self-reflectiveness consists of ten ques-
health care center in Karnataka, India.
The capacity to consent to treatment tions relevant to objectivity, reflectiveness,
The consent for the admission was taken
was assessed using MacArthur Com- and openness to feedback. Self-certainty
from a legally appropriate guardian.
petence Assessment Tool for treatment consists of five questions regarding the
All assessments, including the capac-
(MacCAT-T). It is a semi-structured inter- certainty of one’s beliefs, conclusions, and
ity to consent to mental health care
view that assesses the four domains about being right. The participants rate
and treatment, the severity of psycho-
associated with the capacity to consent, themselves from 0 (do not agree at all)
sis, and the level of insight, were done
namely, understanding, appreciation, to 3 (completely agree) depending upon
within 24 hours of admission. This was
reasoning, and expression of choice. their agreement with each statement.
done to remove the confounding effect
Understanding is tested by provid- A final score is generated by calculating
of treatment on the patient’s capacity
ing diagnosis and treatment-related a composite score (self-reflectiveness–
as treatment of psychosis improves the
information, including its risks and ben- self-certainty), which provides the value of
patient’s mental status and thought
efits, to the patients and assessing their the cognitive insight. Psychotic patients
process and can also improve the capac-
ability to paraphrase the same. The score have been found to have lower scores in
ity to consent.
self-reflectiveness and higher scores in
Indian Journal of Psychological Medicine | Volume 44 | Issue 6 | November 2022 593
Grover et al.
self-certainty than non-psychotic patients. TABLE 1.
In patients with psychosis, the mean com-
posite scores are found to be lower, which
Socio-demographic and Clinical Details of the Sample.
is an indicator of poor insight.17,18 Variables Subcategories Observations
n(%)
Statistical Analyses Age (mean ± SD) 34.17 ± 10.69

The data obtained were tabulated in Sex Male 55 (55%)


Microsoft Excel. Statistical analyses were Female 45 (45%)
done using GraphPad Instat 3. Descrip- Marital status Married 70 (70%)
tive statistics such as sociodemographic Unmarried 27 (27%)
profile and clinical profile was presented Separated 2 (2%)
as percentages for categorical variables
Widowed 1 (1%)
and the mean and standard deviations
Educational status No formal education 10 (10%)
for continuous variables. The associa-
tion between variables was tested using Studied up to high school 48 (48%)
chi-square and Fisher Exact test for cate- High school 20 (20%)
gorical variables and Student’s t-test for Graduate 22 (22%)
continuous variables. Mann–Whitney ICD-10 diagnosis Schizophrenia and schizoaffective 71 (71%)
U test was used for nonparametric data. disorders
The associations were tested between Acute psychotic disorder 16 (16%)
demographic, clinical variables, and the Others a
13 (13%)
dependent variable (capacity to consent to Duration of illness < 1 year 36 (36%)
treatment), illness severity, insight scores,
1–5 years 27 (27%)
and the various domains of capacity to
>5 years 37 (37%)
consent. All tests were two-tailed tests.
Statistical significance was set at a P value
a
Persistent delusional disorder and unspecified non-organic psychosis.

< 0.05.

Results
score was 41.4±7.3, indicating moder- Also, those with impaired expression of
A total of 134 patients with psychosis ate severity of psychosis, and the mean choice had greater severity of illness than
were admitted in the inpatient unit in Beck’s Cognitive Insight score was those with an intact expression of choice
the study period, out of which 12 patients –2.53±3.73, indicating poor insight. (P < 0.001).
or their attendants did not consent for 24% had an intact capacity to consent The comparison between the status of
participation, and eight patients did to treatment as they scored more than various domains of MacCAT-T (intact vs
not meet the inclusion criteria. Of the 50% on all domains of MacCAT-T. impaired) and the level of insight (Beck’s
114 participants who met the inclusion Sociodemographic characteristics of Cognitive Insight scores) was also made.
criteria, six did not cooperate for the the participants with intact and impaired However, there was no significant differ-
interview, four were admitted in a cata- capacity were compared, and statistically ence between the two groups.
tonic state, and four came with extreme significant differences were not found.
agitation. Hence, these 14 were excluded
from the study, making 100 partici-
Table 2 depicts the comparison of the Discussion
clinical profile of the participants belong-
pants the final sample. The patients ing to the two groups. The diagnostic Around one-fourth of the participants
were admitted under supported admis- subtypes and duration of illness had no had an intact capacity to consent to
sion as per MHCA based on their initial association with the capacity to consent. treatment. These findings help under-
assessment (uncooperative, not commu- However, participants with impaired stand the level of impairment in mental
nicating with the interviewer, requiring capacity to consent had significantly capacity to consent for treatment in
injectables prior to admission) in the higher BPRS scores than those with patients with psychosis. Findings also
out-patient and emergency department. intact capacity (P = 0.0003). Also, partici- highlight that assumptions of impaired
Table 1 shows the demographic and pants with impaired capacity to consent decision-making capacity regarding treat-
clinical characteristics of the inter- had a poorer insight (lower mean Beck’s ment in psychotic patients should not be
viewed sample. The mean±SD age was insight score) than those with intact made as not all patients with psychosis,
34.17±10.69 years. There was a male capacity (P = 0.0003) especially schizophrenia, have impaired
preponderance (55% vs. 45%). 70% were Table 3 depicts the comparison of capacity to consent. This reinforces the
married, 20% studied till high school, BPRS scores of patients with intact and dictum that intact capacity should be
and 22%, till graduation. 71% had a diag- impaired domains of MacCAT-T. Partic- assumed for all patients irrespective
nosis of schizophrenia or schizoaffective ipants with impaired appreciation had of their diagnosis unless proven other-
disorder. The mean duration of illness greater severity of psychosis than those wise.8,19 Greater severity of psychosis and
was 4.182±4.54 years. The mean BPRS with intact appreciation (P = 0.001). poor insight into the illness were related
594 Indian Journal of Psychological Medicine | Volume 44 | Issue 6 | November 2022
Original Article
TABLE 2.

Comparison of the Clinical Details of Patients, Between Those With Intact Capacity and Those With
Impaired Capacity to Consent.
Variables Subcategories Intact Impaired Capacity Statistical Values P Value
Capacity n = 76 (%)
n = 24 (%)
Duration of illness <1 year 8 (33.33%) 28 (36.84%)
1-5 years 10 (41.67%) 17 (22.37%) χ2= 3.80 0.149
>5 years 6 (25%) 31 (40.79 %)
ICD-10 diagnosis Schizophrenia and 19 (26.76%) 52(73.24%)
schizoaffective disorder
Acute psychotic 2(12.5%) 14(87.5%) χ2= 1.02 0.592
disorder
Othersa 3(23.08%) 10(76.92%)
BPRS score 37.75±5.01 43.86±7.29 t = 3.82 0.0003*
(unpaired t-test)
Beck’s insight score 0.0003*
(median) 1.5 –3 U = 1357.5 (Mann–Whitney U
IQR: 2 -( -2.5) IQR: -1-(-5) test)
BPRS, Brief Psychiatric Rating Scale; IQR, interquartile range. aPersistent delusional disorder and unspecified non-organic psychosis. *significant, P<0.05; χ2 = chi-square value;
t = unpaired t-test value; U = Mann–Whitney U constant.

TABLE 3.

Comparison of Severity of Illness in Patients With Intact and Impaired Domains.


Domains of MacCAT-T Sub-categories BPRS Score n = 100 Statistical P Value
(Mean±SD) Values
Understanding <3 (impaired understanding) 43.6 ± 6.94 35 0.214
t = 1.25
>3 (intact understanding) 41.70 ± 7.41 65
Appreciation <2 (impaired appreciation) 43.16 ± 7.31 70 0.001*
t = 1.49 (Unpaired t-test)
>2 (intact appreciation) 40.80 ± 7.14 30
Reasoning <4 (impaired reasoning) 42.62 ± 6.78 76 0.598
t = 0.53
>4 (intact reasoning) 41.72 ± 8.66 24
Expression of choice 0-1 (impaired expression domain) 43.62 ± 3.78 16 0.001*
t = 0.73 (unpaired t-test)
2(intact expression domain) 42.16 ± 7.78 84
BPRS, Brief Psychiatric Rating Scale; MacCAT-T, MacArthur competence assessment tool for treatment. *Significant, P<0.05; t = unpaired t-test value.

to impaired capacity to consent. The psychosis.20 In our study, patients were studies did not find a significant
severity of psychosis affected appreciation taken up within 24 hours of admission. association between the capacity to
and expression of choice. Hence, the influence of treatment on consent and the level of insight 25,26
24% of participants were found to have capacity was reduced, and this might which could be attributed to difference
an intact capacity to consent. Available have contributed to the results. in the scale used. This study used a
data from different countries suggest Our participants with an impaired scale to assesses cognitive insight while
that 22%–75% of the patients have intact capacity to consent had greater severity other studies have used scales like
capacity to consent for treatment.15,20 Our of illness and poorer insight than those Scale to Assess Unawareness of Mental
findings are towards the lower side of the with an intact capacity. These findings Disorder.26 Our participants with greater
reported range, which could be attributed are concordant with those of Owen severity of psychosis had significantly
to our sample comprising patients with et al.21 However, some studies did not impaired appreciation and expression of
psychosis as per ICD-10 DCR as com- find any significant association between the choice domains, in concordance with
pared to other studies that used DSM-IV the severity of psychosis and the status Mandarelli et al.20
criteria for diagnosis of psychosis15 or of capacity to consent.22–24 Commenting upon the capacity to
included patients of bipolar patients with The association of poor insight with consent also comes with its challenges
psychosis, substance-induced psychosis, impaired capacity is in accordance with and repercussions. Difficulties arise
or borderline personality disorder with a previous study.21 However, certain when the patient refuses treatment
Indian Journal of Psychological Medicine | Volume 44 | Issue 6 | November 2022 595
Grover et al.
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