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The Classification of Renal Cystic Diseases and Other

Congenital Malformations of the Kidney and


Urinary Tract
Stephen M. Bonsib, MD

● Context.—Renal cystic diseases and congenital abnor- eral outline is becoming clearer. A classification approach
malities of the kidney and urinary tract comprise a hetero- favored by the author is presented, which incorporates
geneous group of lesions whose pathogenesis has eluded many of the strengths contained in several previous clas-
physicians for centuries. Recent advances in molecular and sifications.
genetic understanding of these diseases may provide the Conclusions.—Genetic- and molecular-based postulates
solution to this riddle. regarding the pathogenesis of the renal cystic and devel-
Objective.—The formulation of an effective classifica- opmental diseases have implicated mutated master genes
tion system for these disorders has been elusive but is and the modification of genes that are crucial in renal de-
needed to introduce order while providing a conceptual velopment and genes that are central to the sensory effects
framework for diagnosis. of the renal tubular primary cilium on cell physiology.
Data sources.—This review discusses the evolution, be- These scientific advances provide pathogenetic links be-
ginning in the 19th century, of postulates regarding the tween morphologically and genetically distinct entities and
pathogenesis of cystic and developmental renal diseases. certain cystic and neoplastic entities, associations that
Selected classification systems proffered during this period seemed implausible not long ago. These advances may
are discussed in pursuit of an ideal classification schema eventually provide the basis for future classification sys-
that would account for morphologic features and their tems while suggesting targets for therapeutic approaches
clinical importance, with logical links to pathogenesis and in the prevention and treatment of these diseases.
treatment. Although this remains an elusive target, its gen- (Arch Pathol Lab Med. 2010;134:554–568)

R enal cystic diseases (RCDs) and congenital abnormal-


ities of the kidney and urinary tract (CAKUT) com-
prise a group of metanephric and ampullary bud misad-
cause of end-stage renal disease in children, accounting
for 40% to 50% of cases, and includes autosomal dominant
polycystic kidney disease, the most common type of RCD
ventures and acquired lesions that have captured the in- and the fourth leading cause of end-stage renal disease in
terest and challenged the imagination of physicians for adults.1–5 Furthermore, renal hypoplasia in the form of in-
centuries. There are several reasons for this medical infat- sufficient nephron endowment has been implicated in a
uation, including the frequency of these disorders (abnor- substantial fraction of individuals with essential hyper-
malities in urinary tract development occur in approxi- tension.13–15
mately 10% of the population); their astonishing variety, The formulation of an effective classification system for
which results in an impressive menu of gross abnormali- RCD/CAKUT has been an elusive goal driven by the need
ties; and most important, their clinical importance (Figure to introduce order into this complex arena, and thereby,
1).1–12 Although most patients with some of the more com- provide a conceptual framework as attempts to unravel its
mon forms of maldevelopment, such as bifid ureter and pathogenesis were pursued. Long before abnormalities of
horseshoe kidney, may have few significant complications, the kidney could be defined, however, was the challenge
collectively, RCD/CAKUT represent the most common of defining the anatomic features and function of the nor-
mal kidney and urinary tract so that deviations from this
blueprint could be recognized. Some of the first and most
Accepted for publication February 26, 2009. primitive assumptions of urinary tract structure and func-
From the Department of Pathology, Louisiana State University Health tion were proffered a millennia ago, when Aristotle taught
Sciences Center, Shreveport.
The author has no relevant financial interest in the products or com- that urine was formed by the bladder and that kidneys
panies described in this article. were present ‘‘not of actual necessity, but as matters of
Presented in part at the 4th Annual Renal Pathology Society/Kidney greater finish and perfection.’’ 16
and Urology Foundation of America satellite meeting held in associa- Details of the normal gross renal and lower urinary
tion with the 21st European Congress of Pathology, Istanbul, Turkey, tract (LUT) anatomy were first unveiled in the 16th cen-
September 13, 2007.
Reprints: Stephen M. Bonsib, MD, Department of Pathology, LSU tury by Leonardo de Vinci and Vesalius, who generated
Health Sciences Center, 1541 Kings Hwy, Shreveport, LA 71130-3932 drawings of the female and male genitourinary tracts,
(e-mail: sbonsi@lsuhsc.edu). thus laying the foundation for the modern day disciplines
554 Arch Pathol Lab Med—Vol 134, April 2010 Classification of Renal Cystic Diseases and Malformations—Bonsib
Figure 1. Composite photograph of domi-
nant and recessive polycystic kidney disease,
multicystic dysplasia, renal aplasia, and dys-
plasia associated with lower urinary tract ob-
struction.

of nephrology, urology, and nephropathology (Figure proliferations or inclusion of mesonephric elements in the
2).16–18 Centuries later, the invention of the first micro- kidney that subsequently proliferate.
scopes by Hans and Zacharias Janssen in the 1590s al- Bunting29 summarized in detail, in a 1906 publication,
lowed the 17th century masters of microscopic anatomy, the prevailing theories on cystogenesis. The postulates in
such as William Bowman and Marcello Malpighi, to vogue included tubular obstruction attributable to external
glimpse the complexity of the renal microscopic anatomy compression of tubules by infection-related fibrosis, con-
(Figure 3).19–21 Later, Huber and Brödel in the early 20th genital maldevelopment or a neoplasm related to abnor-
century illustrated, in meticulous 3-dimensional serial re- mal cell growth, and finally, nonunion of primitive col-
constructions and captured in elegant drawings, respec- lecting ducts and secretory tubules. The latter postulate
tively, its embryologic basis (Figures 4 and 5).22,23 followed the delineation by Kupffer,30 Huber,22 and Brö-
del23 of the dual role of the ampullary bud and renal blas-
THEORIES ON PATHOGENESIS OF RCD/CAKUT tema in renal nephrogenesis. In the 1920s to 1930s, after
Historically, the authors of most classifications used pre- the dual origin of ampullary bud and nephrogenic blas-
vailing concepts of pathogenesis to frame classification tema in nephrogenesis was more widely recognized, cyst
systems. If this is a prerequisite for a useful classification formation, resulting from failure of the 2 tissues to unite,
scheme, then it would appear that the ideal classification emerged as the most popular theory.
must await a thorough understanding of RCD/CAKUT Bunting,29 in his review of cytogenesis, made the in-
pathogenesis, an elusive goal, but one in which much sightful comment that his 2 cases of cystic kidney disease
progress has occurred in the past decade. Interestingly, differed morphologically and clinically from many previ-
some of the earliest theories of pathogenesis appearing ous reportedly cases. Bunting29 noted that ‘‘the attempts
during the 19th century are similar to those that persisted to explain pathogenesis of the congenital cystic kidney
throughout most of the 20th century. have been so numerous and so varied that one is inclined
Two of the earliest reported theories on renal cystogen- to question whether pathologists have been dealing
esis were those of Virchow24 and of Rokitanky.25 Virchow,24 throughout with a single pathological process.’’ Because
in 1869, proposed that obstruction by uric acid crystals or the personal experience of these early investigators was
papillary duct atresia was operative in the pathogenesis limited to small numbers of cases, with no individual hav-
of renal cysts. Conversely, Rokitansky,25 in his 1885 text ing access to the full spectrum of RCD/CAKUT diseases,
Manual of Pathological Anatomy, indicated that the consen- his concerns were appropriately insightful. Regardless,
sus among German pathologists was that renal cysts even if these early investigators were fortunate enough to
formed within the malpighian corpuscle ‘‘when tumified have exposure to the complete palate of RCD/CAKUT
and gorged with the inflammatory product of these dis- possibilities, they would not have been able to solve the
eases upon the surrounding strata.’’ An obstructive etiol- puzzle of pathogenesis, which required advances in sci-
ogy was also favored by Danforth26 who wrote in 1888 entific knowledge and technology only recently achieved.
that the evolution of cysts involved the ‘‘unrolling or un- Kampmeier,31 in 1923, published beautifully illustrated,
folding of the renal structure as it slowly yields to the histologic pictures of fetal kidney in early gestation and
pressure of the fluid accumulating in the cysts.’’ The no- noted the common occurrence of occasional ectatic (cystic)
tion that renal cysts were neoplastic surfaced as early as tubules as a normal event in embryogenesis. This led him
the late 1800s when Sturm,27 in 1875, and Brigidi and Sev- to offer one of the earliest insights into the possibility of
eri,28 in 1880, argued that cysts resulted from epithelial a molecular basis for many RCDs. He suggested that ec-
Arch Pathol Lab Med—Vol 134, April 2010 Classification of Renal Cystic Diseases and Malformations—Bonsib 555
Figure 2. Genitourinary tract, a diagram by Andreas Vesalius, published in 1541 (Organs of Nutrition and Generation. Marburg, Germany:
Johannes Oporinus, printer. De humani corporis fabrica and libri septum [On the fabric of the human body]; book 5).122
Figure 3. William Bowman’s 1842 illustration of the vascular supply to glomeruli, based on a dye injection study (from Bowman W. On the
structure and use of the malpighian bodies of the kidney, with observations on the circulation through that gland. Philos Trans R Soc Lond Biol.
1842;132:57–80). 19

tatic abnormal tubules could possibly persist and enlarge Classification, which was predicated on the anatomic dis-
to form the grossly visible, simple renal cysts of adults. tribution of cysts within the nephron.
He further postulated that ‘‘factors control the degenera- In the mid to late 1900s, the obstructive theory of path-
tion or suppression of abnormal growth,’’ in effect, impli- ogenesis for renal dysplasia was popularized. Bern-
cating master genes that regulate and orchestrate normal stein47,48 noted that more than 90% of dysplastic kidneys
embryogenesis or that fail to do so in abnormal embryo- are associated with urinary tract abnormalities that are
genesis. He further noted that these ‘‘factors’’ could also invariably obstructive. The renal lesions seem to parallel
explain coexistent lesions in other organ whose embryo- the LUT abnormality, whether unilateral versus bilateral
genesis was similarly dysregulated.31–33 or segmental in a duplex kidney, and that the severity also
Anatomic investigations into the site of cyst formation appears proportional (Figure 6, A and B). Bernstein47,48 ac-
within the nephron emerged in the mid-20th century, con- knowledged, however, that not all dysplastic kidneys are
tributing further to our understanding of cystic diseases. associated with obstruction because the many familial
Lambert,34 in 1947, employed serial section reconstruc- multiple malformation syndromes argue for a genetic eti-
tions of cystic kidneys from 6 adults and 2 children and ology. Appreciation that these disorders can affect several
showed that cystic dilations could develop in any segment members of the same family implicated genetic causation.
of the nephron. In the 1950s and 1960s, Potter and Osa- Experimental studies, intended to implicate obstructive
thanondh and others,35–44 using the newly developed tech- etiologies in metanephric dysgenesis, were initiated in the
nique of microdissection, studied normal and congenitally 1970s to 1990s. Extreme experimental maneuvers were
cystic kidneys. The exhaustive work Potter and Osatha- employed, where not only LUT obstruction, urethral or
nondh41–46 was particularly noteworthy because it formed ureteral obstruction was induced early in embryogenesis
the basis of a classification schema known as the Potter but also unilateral nephrectomy was sometimes per-
556 Arch Pathol Lab Med—Vol 134, April 2010 Classification of Renal Cystic Diseases and Malformations—Bonsib
Figure 4. G. Carl Huber’s 1905 illustration of his wax model serial reconstructions of nephron differentiation (from Huber GC. On the development
and shape of uriniferous tubules of certain of the higher mammals. Am J Anat. 1905;4(4)(suppl):1–98). 22
Figure 5. Max Brödel’s 1907 illustration of the sequence of nephron induction (from Kelly HA, Burnan CF. Diseases of Kidneys, Ureter, and
Bladder: With Special Reference to the Diseases in Woman. vol 2. New York, NY: D Appleton and Company; 1914).23

formed to further stress to the remaining, developing kid- when they wrote: ‘‘There are many theories which begin
ney.49–53 In most species examined, including pigs, chick- as logical deduction, and later without foundation of ob-
ens, and rabbits, investigators failed to induce changes servation are handed down from textbook to textbook and
typical of cystic dysplasia, instead severe hydronephrosis from paper to paper as facts. Such is the hypothesis of the
was mostly observed.49–53 However, in the fetal lamb mod- origin of cystic kidney.’’ 3 Bernstein elaborated further, in
el, convincing cystic dysplasia was produced in some an- 1968, about the challenge investigators faced in this field
imals, although others developed only severe hydrone- when he wrote: ‘‘A classification in a strict taxonomic
phrosis.54,55 sense cannot be devised because pathogenesis remains
Experiments of nature indicate that obstruction and unknown and because considerable overlap exists both
metanephric maldevelopment are not inevitably linked be- clinically and morphologically.’’ 46
cause a neonate can be born with complete LUT obstruc- Although by the latter decades of the 20th century, the
tion and resultant massive hydroureteronephrosis, yet etiology or etiologies for RCD/CAKUT remained un-
nephrogenesis can be preserved (Figure 7).56–58 Another known, implication of an anatomic causation, especially
argument against simplistic anatomic causation is the il- urinary tract obstruction in severe metanephric maldevel-
logic of implicating sequential injury, obstruction followed opment, remained popular because of the ubiquitous as-
by metanephric dysgenesis, for a synchronous activity of sociation. Knowledge of the embryologic development of
ureteral and renal development. This creates a physiologic the kidney would appear to provide a logical basis for
conundrum: How can a nonfunctional, disordered meta- explaining departures from normal renal development
nephric mass produce an ultrafiltrate of sufficient ‘‘toxic- and was especially popular for many CAKUT lesions.
ity’’ or pressure to perturb the development of subsequent However, because of the enormous diversity of malformed
nephron formation. Especially relevant to this concern are urinary tracts, the limitless combinations of abnormalities
cases of cystic dysplasia identified in the first trimester.58–60 affecting kidney and LUT, and the asymmetry of renal
McKenna and Kampmeier,33 in their 1933 article entitled lesions, the delayed onset of some genetic cystic diseases
‘‘A Consideration of the Development of the Polycystic in kidneys that were initially normal in form and the ac-
Kidney,’’ captured the state of understanding that existed quired nature of others cannot be easily accommodated
then, and which persisted until the end of the 20th century by any simplistic anatomic-based approach.3–12,61–66 To
Arch Pathol Lab Med—Vol 134, April 2010 Classification of Renal Cystic Diseases and Malformations—Bonsib 557
Figure 6. Two examples of bilateral dysplasia with extreme degrees of (A) ureteral atresia and (B) ureteral dilation.

quote the time traveler in H. G. Wells’ 67 The Time Machine , ter genes, displays the various malformations observed,
‘‘Very simple was my explanation, and plausible enough— and reports associated clinical syndromes. It is clear that
as most wrong theories are!’’ the renal consequences of the mutation of a single master
Limitation in the understanding of pathogenesis, as not- gene can be diverse, dependent upon the specific type of
ed by Bernstein,47,48 has plagued the classification process, mutation, missense, nonsense, deletion, and so forth, and
but has been alleviated in recent years as the molecular the resultant functionality of the mutated protein pro-
contributions to RCD/CAKUT have been identified.68–100 duced. Modifying genes also influence the final phenotype
The list of mutated genes expressed during renal devel- adding an additional layer of complexity. Furthermore,
opment is rapidly growing. These genes code for a variety based on cDNA microarray analysis comparing the RNA
of transcription and growth factors required for the reg- signature of normal and dysplastic kidneys, the expres-
ulation and orchestration of interactions between the ure- sion profiles of entire families of genes are affected in
teric bud and the metanephric blastema and its predeces- many cases of RCD/CAKUT.
sor’s tissues, the mesonephric and pronephric ducts. One A second major advance in understanding RCD/CAK-
of the most common mutated genes in CAKUT is PAX2, UT pathogenesis has been the explosion in understanding
a gene that serves a central role in renal development. of the molecular composition and function of the renal
PAX2 is one of 9 paired-box transcription factors, a master tubule primary cilium.101–110 Cilia are eukaryotic organelles
organizer gene expressed in the nephric duct, metanephric that project from the cell surface; they can exhibit motile
mesenchyme, ureteric bud, and S-shaped body.65–69 PAX2 or sensory functions. The basic structure of nonmotile, pri-
performs many functions at early stages of renal devel- mary cilia of the renal tubular cells consists of 9 peripheral
opment. It organizes caudal descent of the nephric duct microtubular doublets that form the axoneme, surrounded
with PAX8 and GATA3, emergence of the ureteric bud, and by a lipid bilayer that is continuous with the cell mem-
induces WT1 in metanephric blastema. PAX2 is also in- brane. By contrast, motile cilia of other organs have a cen-
volved with branching morphogenesis and the sustained tral doublet of microtubules in addition to the 9 peripheral
arborization of the collecting duct. With such extensive microtubular doublets, and the latter are linked by dynein
involvement in the early stages of metanephric kidney in- arms and other structural components. All cilia are an-
duction, it is easy to envision how mutations of this crucial chored in the cytosol by the basal body, a microtubular
gene, or other similarly critically located genes, could re- organizer derived from the older of the 2 centrioles (Fig-
sult in a vast array of maldevelopment. ure 8). Assembly and maintenance of cilia is provided by
Table 1 lists several of the most commonly mutated mas- a bidirectional microtubular transport system.
558 Arch Pathol Lab Med—Vol 134, April 2010 Classification of Renal Cystic Diseases and Malformations—Bonsib
to primary cilia, basal bodies, and centrosomes, and which
also reside in cell adhesions, have been identified in a
broad range of morphologically and clinically dissimilar
disorders (Table 2). Most of the cytoproteins identified in-
teract with other cystoproteins (Figure 9). Thus, mutations
of these physiologically interactive proteins provide path-
ophysiologic links between RCDs previously regarded as
unrelated because they differ in type of transmission, age
of onset, extrarenal manifestations, and risk of and rate of
progression to end-stage renal disease. Mutated genes of
the primary cilium could provide an approach to the clas-
sification of at least an important subset of RCDs and,
more significant, may allow targeted therapies to be de-
veloped in the future.
NOMENCLATURE AND TERMINOLOGY
Before proceeding with a review of the classification
systems for RCD/CAKUT, it would be prudent to list the
nomenclature and terminology employed in the remainder
of this article and included in the most recent classifica-
tions cited later. The RCD/CAKUT diseases are compli-
cated enough without introducing communication obsta-
cles. Although laxity in terminology is understandable for
the pioneers in this field, this is not acceptable today, and
it risks creating confusion about important entities, with
resultant inappropriate clinical responses. For purposes of
this article, the terms used and their definitions are pro-
vided in Table 3. They represent a synthesis of definitions
obtained from several reputable sources: The Committee
on Terminology, Nomenclature, and Classification, Section
on Urology, American Academy of Pediatrics,112 and 2 ar-
ticles published by individuals of stature in this field of
Figure 7. Complete urinary tract obstruction secondary to ureteral investigation.111–113
atresia with a severely hydronephrotic, but otherwise normal kidney.
CLASSIFICATION SYSTEMS
Although there have been numerous classifications pro-
The proteins of the primary cilia are ancient and have posed, those that strive to be all-inclusive employ similar
been highly conserved evolutionarily; in fact, some cys- general strategies, strategies that continue today. Prevail-
toproteins have been conserved for more than 1.5 billion ing notions of pathogenesis and obvious clinical associa-
years from unicellular organisms to vertebrates. Although tions have been closely linked to classification strategies
primary cilia have been recognized for decades, they had from the beginning. Most classification systems distin-
previously been regarded as evolutionary vestiges. How- guish entities with intrinsic abnormalities, presumed to
ever, more recently, it has been recognized that primary result from developmental miscues that occurred early in
cilia serve important functions in cellular physiology, such the embryologic formation of the kidney and urinary tract,
as cell cycle regulation, cell signaling, apoptosis, and ep- placing them in a congenital category. The remaining cat-
ithelial cell polarization. The list of signaling pathways in- egories contain acquired lesions that affect a kidney that
fluenced by ciliary function is growing and includes plate- previously developed normally. In these categories, cyst
let-derived growth factor receptor ␣ signaling, hedgehog formation as a consequence of external forces, injuries, and
signaling, epidermal growth factor signaling, and 5-HT6 neoplastic events are often included.
serotonin signaling. One of the earliest forays into the daunting arena of the
Mutation of more than 20 molecules that are localized classification of cystic kidney disease was by I. N. Dan-

Table 1. Selected Examples of Genes in Which Mutations can Result in Various Congenital Abnormalities of the Kidney
and Urinary Tract (CAKUT) Lesions
CAKUT PAX2 TCF2 EYA1 SIX1 SALL1 GATA3
Dysplasia ⫻ ⫻ ⫻ ⫻ ⫻ ⫻
Agenesis ⫻ ⫻ ⫻
Hypoplasia ⫻ ⫻ ⫻
UPJ obst ⫻ ⫻ ⫻
VU reflux ⫻ ⫻
GCKD ⫻
Syndrome Renal-coloboma MODY5 BOR BOR Townes-Brock HDR
Abbreviations: BOR, branchial-oto-renal syndrome; GCKD, glomerulocystic kidney disease; HDR, hypoparathyroidism, deafness and renal dyspla-
sia; MODY, maturity onset diabetes type 5; UPJ obst, ureteropelvic junction obstruction; VU, vesicoureteral.

Arch Pathol Lab Med—Vol 134, April 2010 Classification of Renal Cystic Diseases and Malformations—Bonsib 559
Figure 8. Diagram of a primary cilium with location of cystoproteins identified (reprinted with permission from the American Society of Ne-
phrology, Hildebrandt F, Zhou W. Nephronophthisis-associated ciliopathies. J Am Soc Nephrol. 2007;18(6):1855–1871). 108 PC-1, polycystin-1;
PC-2, polycystin-2; OFD1, oral facial digital syndrome 1; BBS, Bardet-Biedl syndrome; BB, basal body; Cem, centriole; ER, endoplasmic reticulum;
TJ, tight junction; Des, desmosome; AJ, adherens junction; FAP, focal adhesion plaque.

forth26 and was published in 1888. The Danforth classifi- plete and, therefore, so does a completely satisfactory clas-
cation contained 5 categories separating congenital forms sification.
from those with clinical associations, such as obstruction, As the field of pathology evolved, and more disease en-
infection, and trauma (Table 4). Danforth26 acknowledged tities were identified, classifications became lengthier but
the rudimentary nature of the current understanding of not necessarily crafted more effectively. In 1954, White
these diseases, which handicapped formation of a satis- and Braunstein114 formulated a classification of renal cys-
factory classification, at the conclusion of his article, when tology, based on etiologic groupings not too dissimilar to
he wrote, ‘‘I have to express my regret that so much re- many more modern formulations (Table 5). The authors
mains to be learned about cystic disease. . . . [I] hope that conceded, in the first paragraph of the article, that they
in the near future our knowledge will be more definite faced challenges, stating ‘‘The pathogenesis and embryo-
and accurate. . . ’’. Although 120 years has elapsed since logic development of these cystic formations are quite fan-
his review, regrettably, our understanding remains incom- tastic and appear to the authors as a constant urological

Table 2. Ciliopathies: Molecular, Genetic, and Pathologic Features


Ciliopathy Protein Inheritance Lesion
Autosomal dominant PKD Polycystin 1 AD Cysts within the entire nephron
Autosomal dominant PKD Polycystin 2 AD Cysts within the entire nephron
Autosomal recessive PKD Fibrocystin AR Collecting duct cysts
Meckel-Gruber syndrome MKS proteins 1, 3 AR Cystic dysplasia
Oral-facial-digital syndrome OFD protein X linked Glomerulocystic kidney disease
Bardet-Beidl syndrome BBS proteins 1-8 Digenic Tubulointerstitial nephritis
Von Hippel–Lindau VHL protein AR Clear cell cysts and cancer
Abbreviations: PKD, polycystic kidney disease; AD, autosomal dominant; AR, autosomal recessive.

560 Arch Pathol Lab Med—Vol 134, April 2010 Classification of Renal Cystic Diseases and Malformations—Bonsib
Figure 9. A through D, the Potter and Osathanondh microdissections of congenital cystic kidneys showing the examples of their 4 types based
on cyst location (reprinted with permission from Osathanondh V, Potter EL. Arch Pathol. 1964;77:466–473, 474–484, 484–501, 502–509). 41–44

imponderable’’ and ‘‘The majority of cysts still defy un- their classification failed this claim. The pathologic fea-
derstanding and therefore accurate grouping.’’ 114 White tures of many of the RCDs that had become clearer by
and Braunstein114 focused on etiologic factors, as under- that time permitted morphologic separation of major cat-
stood at the time, as the common denominator for their egories, such as renal dysplasias versus the hereditary
classification. They were some of the first to discuss ge- polycystic diseases. However, these authors114 lumped
netic causes because of the heredofamilial nature of the those entities into a single category: 1A polycystic disease.
polycystic kidney diseases, which can present at any age but Conversely, other primary categories contained entities
are usually bilateral and are associated with lesions in oth- that are not actually cystic diseases, such as their category
er organs. The authors114 also commented that the simple II, obstructive; category IV, vascular; and category V, in-
cortical cyst can be associated with renal neoplasms. Al- flammatory and infections. Inclusion of noncystic diseases
though this association is likely simply a reflection of the in cystic disease classifications is a persistent problem that
increasing incidence of both lesions with age, the concept continues to plague many classification schema.
of dysregulated growth for both cyst formation and neo- Failure to employ the known morphologic differences
plasia in some cystic diseases now has an established sci- that exist between several of the major RCDs, such as
entific basis, although not for the simple cortical cyst. dominant and recessive polycystic kidney disease and re-
White and Braunstein114 proclaim in their conclusion nal dysplasia, was prevalent in the early RCD classifica-
concerning the subject of renal cystology, that ‘‘embryonic tion literature. Another example is provided by the clas-
origin has been thoroughly modernized with advanced sification of Stubitz et al.115 In their 1963 study,115 restricted
embryologic knowledge and a clearer and more compre- to pediatric cases, they proposed a classification that em-
hensive classification has been suggested.’’ Unfortunately, ployed age of onset and laterality while excluding major
Arch Pathol Lab Med—Vol 134, April 2010 Classification of Renal Cystic Diseases and Malformations—Bonsib 561
Table 3. Renal Cystic Disease (RCD) Nomenclature and Terminology
Acquired renal cystic disease The spontaneous, idiopathic, bilateral development of multiple cysts in previously noncystic kidneys
Cystic kidney A kidney containing 3 or more cysts
Cystogen An agent capable of inducing renal cyst formation or RCD
Dysmorphic kidney A misshapen kidney and calyceal system; implies a congenital lesion without any histologic or etiologic
implications
Glomerulocystic kidney Glomerular cysts as a dominant finding; glomerulocystic kidney disease is a primary disease; glomerulo-
cystic kidney is a kidney with glomerular cysts but of diverse etiologies
Heritable renal cystic disease Renal cystic disease in a kindred, in a pattern predicted by Mendelian theory
Induced renal cystic disease Renal cystic disease produced by exposure to drugs or chemicals
Medullary sponge kidney A usually sporadic, medullary cystic abnormality that is commonly diagnosed by radiology
Multicystic kidney Multiple cystic lesions, most frequently sporadic; they can be small, segmental, unilateral, or bilateral
Polycystic kidney A genetically determined cystic lesion of either the autosomal-dominant form or autosomal-recessive
form
Renal adysplasia Where findings of either combined renal agenesis and renal dysplasia or a hereditary syndrome occur
Renal agenesis Absent kidney
Renal aplasia An extreme form of dysplasia, in which a nubbin of dysplastic kidney caps a normal or an abnormal
ureter
Renal cyst An enclosed or communicating segment of nephron or duct that is dilated to a diameter of ⱖ200 ␮mol
Renal cystic disease Morbidity attributable to the presence of renal cysts
Renal dysgenesis Abnormal development of the kidney in size, shape, or structure; forms of renal dysgenesis include dys-
plasia, hypoplasia, aplasia, agenesis, and dysmorphism
Renal dysplasia Abnormal metanephric differentiation diagnosed histologically; it can be diffuse, segmental, or focal
Renal hypoplasia A small kidney or segment with less than a reference range number of nephrons; dysplastic elements are
not present

secondary causes, such as infectious causes, neoplastic its application. In a practical sense, it would difficult or
causes, and chronic glomerulonephritis (Table 6). Al- impossible to know where nephron cysts reside within
though they proclaimed, ‘‘There is widespread confusion any individual cystic kidney without actually performing
among both clinicians and pathologists concerning the a microdissection on each case, an impossible task. Their
classification of cystic disease,’’ and stated, ‘‘It is only re- classification had an eventual lethal failing—lack of clini-
cently that the true etiology and significance of the uni- cal utility—because of the heterogeneity of some catego-
lateral multicystic disease and polycystic kidney may have ries. For instance, their type III cystic kidney combines
been understood’’; they grouped obvious cases of reces- cases of dominant polycystic kidney disease with renal
sive polycystic kidney disease and multicystic renal dys- dysplasias, a similar flaw afflicting previous classifica-
plasias associated with LUT anomalies into congenital tions.
polycystic kidney diseases in the newborn. Two classifications, both comprehensive and clinically
The first influential classification of RCDs, embraced by
many for several decades, was formulated by Potter and
Osanthanondh in the 1964.41–45 Their classification was the Table 5. The White and Braunstein114 (1954)
first formulation predicated on data derived from a sys- Classification of Renal Cystology
tematic, anatomic analysis (Table 7). Potter and Osatha- I. Congenital or developmental
nondh41–45 performed a series of elegant microdissection A. Polycystic disease
studies of the normal developing kidney and on congen- B. Serous cysts
itally cystic kidneys in which the entire nephron was dis- C. Lymphatic cysts
sected (Figure 9, A through D). They identified 4 patterns II. Obstructive
of cyst localization within the nephron that formed the A. Diverticula
B. Parapelvic
basis for the Potter Classification of 4 types of RCD. C. Hydrocalycosis
Although, in subsequent years, pathologists and clini- III. Neoplastic
cians attempted to place all cystic kidneys into one of the A. Cystadenoma
4 Potter types, Potter46 states in her book Normal and Ab- B. Cystadenocarcinoma
normal Development of the Kidney: ‘‘The majority of cysts C. Angioma
found in children and infants beyond the newborn period D. Dermoid
IV. Vascular
fall outside of the four major categories that result from A. Hemangioma
abnormalities during the formative years.’’ Thus, their B. Aneurysm
classification was not intended to be all-encompassing in C. Embolism
D. Infarction
V. Inflammatory and infectious
Table 4. The Danforth26 (1888) Classification of A. Pyogenic
Renal Cystic Diseases B. Tuberculous
C. Chronic nephritis
Diathetic causes VI. Parasitic
Congenital causes A. Echinococcus
Mechanical obstruction, consequent upon disease of the pel- B. Tinea
vic organs C. Trichina
Traumatic causes Reprinted with permission from 114White EW, Braunstein L. Renal cystic
Pathogenic cysts disease. J Urol. 1954;71(1):17–27. Copyright Elsevier 1954.

562 Arch Pathol Lab Med—Vol 134, April 2010 Classification of Renal Cystic Diseases and Malformations—Bonsib
Table 6. The Staubutz, Jewett, and Pletman115 (1963) Table 8. Kissane116 (1966) Classification of
Classification of Pediatric Cystic Diseases Congenital Malformations of the Kidney
Group 1: Congenital polycystic kidney disease I. Abnormalities in amount of renal tissue
In the newborn A. Deficient definitive renal parenchyma
In the adult a. Bilateral renal agenesis
Group 2: Congenital polycystic kidney in infants and chil- b. Unilateral renal agenesis
dren c. Renal hypoplasia
Group 3: Congenital unilateral multicystic kidney B. Excess renal tissue (supernumerary kidney)
Group 4: Simple or solitary cysts II. Anomalies of position, form and orientation
Data derived from Staubitz WJ, Jewett TC Jr, Pletman RJ. Renal cystic A. Renal ectopia
disease in childhood. J Urol. 1963;90:8–12. a. Simple
b. Crossed
B. Renal fusion
C. Anomalies of rotation
III. Anomalies of differentiation
relevant, were formulated by Kissane,116 in 1966, in the first A. Renal dysplasia
edition of Heptinstall’s Pathology of the Kidney and by Elkin a. Total
and Bernstein118 in 1969 (Tables 8 and 9). Both the Kis- b. Segmental
sane116 and the Elkin and Bernstein118 classification provide c. Focal
d. Associated with congenital obstruction
the basic framework employed in classification scheme of B. Polycystic kidney disease
today. They include expanded categories of the 2 major a. Adult type
genetic polycystic diseases, dominant and recessive poly- b. Infantile type
cystic kidney disease and the renal dysplasias, accom- C. Medullary cystic disease
modating the expanding spectrum of those diseases. Kis- a. The sponge kidney
sane116 also included other CAKUT abnormalities, such as b. Uremic medullary cystic disease
D. Simple renal cyst
abnormalities of position, form, and orientation, whereas E. Multilocular renal cyst
Elkin and Bernstein118 added categories of other genetic F. Miscellaneous cysts of renal origin
disorders complicated by renal cysts, such as the trisomy a. Retroperitoneal cysts of nephric origin
syndromes and the tuberous sclerosis complex. b. Dysontogenic cysts of nephric origin
Another example of a comprehensive classification of i. Renal teratodermoids
RCD/CAKUT, which is so large that it resembles more of ii. Endometrial cysts of the kidney
G. Cysts in renal fossa of other nephric origin
a tabulation of entities than a classification system, was a. Pyelocalyceal cysts
recently been published by Bisceglia et al113 in their ex- b. Pericalyceal lymphangiectasis
cellent 2006 review of RCD (Table 10). This classification c. Perinephric pseudocysts
represents an expansion on the strategy of Kissane116 and Reprinted with permission from 116Kissane JM. Congenital malforma-
Elkin and Bernstein,118 employing key groupings of ge- tion. In: Heptinstall RH, ed. Pathology of the Kidney. 1st ed. Boston,
netic disorders, such as the 2 polycystic kidney diseases, MA: Little, Brown & Co; 1966:63–117.
and entities with similar morphologic findings, such as
metanephric dysgenesis of renal dysplasias, without mix-
ing pathogenetically unrelated entities, such a medullary
sponge kidney with the genetic medullary cystic diseases
Bernstein118 medullary necrosis, inflammatory and trau-
and nephronophthisis
matic categories, and cystic degeneration of carcinomas,
Unfortunately, the Elkin and Bernstein,118 and the Bri-
and the Brisceglia et al113 renal tumors with cystic necrosis
sceglia et al113 formulations suffer from unnecessary ad-
and some pseudocystic diseases, such as pyelocalyceal
ditional complexity by inclusion of diseases that lack true
cysts and lymphocele. The justification for inclusion of
cyst formation or maldevelopment as defined in the glos-
noncystic entities in a classification of cystic diseases is
sary of terms in Table 3. These include the Elikin and
that some noncystic lesions produce a space-occupying le-
sion that, when imaged, elicit a cystic disease in the dif-
ferential diagnosis. However, the list of truly cystic dis-
Table 7. The Potter46 (1964) Classification of Renal eases is long enough that including noncystic and non-
Cystic Diseases of the Newborn maldevelopment diseases clutter the process unnecessari-
Type I kidney Enlargement of the cortical- and medullary- ly.
collecting ducts of both kidneys; usually As evident in Kissane,116 Elkin and Bernstein,118 and
causes death soon after birth. Brisceglia et al113 classifications, our recognition and cat-
Type II kidney The ampullae of the collecting ducts are
profoundly altered and incapable of pro-
aloguing of RCD/CAKUT lesions has evolved so that
ducing functioning nephrons; death results comprehensive classification systems are becoming daunt-
if bilateral. ingly large. There are approaches, however, that can make
Type III kidney Cysts are located in collecting duct or any this problem more manageable. One approach is to deal
segment of the nephron; is almost always more selectively with subsets of entities as exemplified by
bilateral and principally affects adults. a series of classifications published by Bernstein and col-
Type IV kidney Cysts are present at birth and produced dur-
ing distention of the terminal portion of
leagues118–120 through the years. These more focused clas-
the S-stage nephron because of urethral sifications (not shown for economy of space) are useful
obstruction. when interest is limited to a certain key pathologic vari-
Data derived from 46Potter EL. Cystic kidneys: age distribution and ré- ables or clinical aspects. Examples would include their
sumé of pathogenesis. In: Normal and Abnormal Development of the 1968 classification of renal hypoplasias and dysplasias,48
Kidney. Chicago, IL: Year Book Medical Publishers, Inc; 1972:289–295. their 1989 classification of glomerulocystic kidney diseas-
Arch Pathol Lab Med—Vol 134, April 2010 Classification of Renal Cystic Diseases and Malformations—Bonsib 563
Table 9. The Elkin and Bernstein117 (1969) Table 11. The Liapis and Winyard121 (2006)
Classification of Renal Cystic Diseases Classification of Renal Cystic Disease
I. Renal dysplasia A. Polycystic kidney disease
A. Multicystic kidney 1. Autosomal-dominant polycystic kidney disease
B. Focal and segmental cystic dysplasia Classic ADPKD
C. Multiple cysts associated with lower urinary tract ob- Early onset ADPKD in children
struction 2. Autosomal-recessive polycystic kidney disease
II. Polycystic kidney disease Classic ARPKD in neonates and infants
A. Infantile polycystic disease Medullary duct ectasia in older children with hepatic
1. Polycystic disease of the newborn fibrosis
2. Polycystic disease of childhood 3. Glomerulocystic kidney disease
a. Congenital hepatic fibrosis Familial GCKD
b. Medullary tubular ectasia Renal hypoplasia and UROM mutation
B. Adult polycystic disease Associated with HNFB1 mutations
III. Cortical cysts Hereditary GCKD
A. Trisomy syndromes Associated with ADPKD/ARPKD/TSC
B. Tuberous sclerosis complex Syndromic nonhereditary GCKD
C. Simple cysts Sporadic GCKD
a. Solitary Acquired GCKD
b. Multiple B. Renal medullary cysts
IV. Medullary cysts 1. Nephronophthisis
A. Medullary sponge Nephronophthisis, autosomal recessive
B. Medullary cystic diseases Juvenile nephronophthisis
C. Medullary necrosis NPH1, NPH4
D. Pyelogenic cyst NPH1, NPH5 associated with Senior-Loken syndrome
V. Miscellaneous intrarenal cysts Infantile NPH2
A. Inflammatory 2. Medullary cystic diseases
a. Tuberculosis Autosomal dominant MCKD
b. Calculus disease MCKD associated with hyperuricemia
c. Echinococcus disease 3. Medullary sponge kidney
B. Neoplastic—cystic degeneration of carcinoma C. Cysts in hereditary cancer syndromes
C. Traumatic—intrarenal hematoma 1. von Hippel-Lindau disease
VI. Extraparenchymal cysts 2. Tuberous sclerosis
A. Parapelvic D. Multilocular renal cyst
B. Perinephric E. Localized cystic disease
Reprinted with permission from 117Elkin M, Bernstein J. Cystic diseases F. Simple cortical cysts
of the kidney—radiological and pathological considerations. Clin Ra- G. Acquired (dialysis-induced) cysts
diol. 1969;20(1):65–82. H. Miscellaneous
1. Pyelocaliceal diverticula
2. Perinephric pseudocysts
3. Hygroma renalis
es,118 and their 1993 classification of congenital nephrop- Abbreviations: ADPKD, autosomal dominant polycystic kidney disease;
athies.120 ARPKD, autosomal recessive polycystic kidney disease; GCKD, glom-
erulocystic kidney disease; MCKD, medullary cystic kidney disease;
A second ‘‘divide and conquer’’ approach, especially NPH, nephronophthisis; TSC, tuberous sclerosis complex.
suited to discussions of RCD/CAKUT, uses the textbook
Reproduced with permission from 121Liapis H. Winyard P. Cystic dis-
chapter format. An excellent example of this is the chapter eases and developmental kidney defects. In: Jennette JC, Olson JL,
by Liapis and Winyard,121 appearing in the sixth and most Schwartz MM, Silva FG, eds. Heptinstall’s Pathology of the Kidney, 6th
ed. New York NY; Lippincott Williams & Wilkins; 2007.

Table 10. The Brisceglia, Galliani, Senger, Stallone,


and Sessa (2006) Classification of Renal Cystic
Disease—Abridged recent edition of Heptinstall’s Pathology of the Kidney (Table
1. Autosomal-dominant polycystic kidney disease
11). This beautifully written and illustrated chapter pro-
2. Autosomal-recessive polycystic kidney disease vides a classification of RCD (see ‘‘Table 16.1’’ in Liapis
3. Unilateral, localized, segmental cystic disease and Winyard121) and offers additional tables that display
4. Solitary and multiple, simple renal cysts entities within the differential diagnosis of glomerulocys-
5. Dysplastic kidney tic kidney disease and the developmental defects within
6. Pluricystic kidney of multiple malformation syndromes the CAKUT spectrum and a lengthy tabulation of many
7. Juvenile nephronophthisis and medullary cystic disease
8. Medullary sponge kidney
genetic syndromes complicated by CAKUT (see ‘‘Table
9. Glomerulocystic kidney disease 26.4,’’ ‘‘Table 26.5,’’ and ‘‘Table 26.6’’ in Liapis and Win-
10. Multilocular renal cysts—cystic nephroma and congeners yard121). In their classification of RCDs, Liapis and Win-
11. Renal cysts in hereditary syndromes yard121 introduce additional genetic information in the
12. Renal lymphangioma/peripelvic-peripcalyceal lymphanges- glomerulocystic disease category and the renal medullary
tasia cyst categories, an approach that will likely expand in fu-
13. Pyelocalyceal cyst, parapelvic cyst, perinephric pseudocyst,
lymphocele
ture formulations by them and others.
14. Acquired renal cystic disease The classification I would propose combines the land-
15. Renal cell carcinomas with cystic change mark strategies of Kissane116 and Elkin and Bernstein,117
Reprinted with permission from 113Brisceglia M, Galliani CA, Senger C, and the more detailed formulation of Brisceglia et al113 and
Stallone C, Sessa A. Renal cystic disease: a review. Adv Anat Pathol. Liapis and Winyard,121 into 4 major categories, with a fifth
2006;13(1):26–56. miscellaneous category that could include other rare en-
564 Arch Pathol Lab Med—Vol 134, April 2010 Classification of Renal Cystic Diseases and Malformations—Bonsib
Table 12. Bonsib (2009) Classification of Renal Table 12. Continued
Cystic Diseases and Congenital Anomalies of the
Kidney and Urinary Tract B. Medullary sponge kidney
C. Localized renal cystic disease
I. Polycystic renal diseases Abbreviations: ACE, angiotensin converting enzyme; ADPKD, autoso-
A. Autosomal-recessive polycystic kidney disease mal dominant polycystic kidney disease; ARPKD, autosomal recessive
Classic in neonates and infants polycystic kidney disease; GCKD, glomerulocystic kidney disease; TSC,
Childhood with hepatic fibrosis tuberous sclerosis complex.
B. Autosomal-dominant polycystic kidney disease
Classic adult form
Early onset childhood form
C. Acquired renal cystic disease tities not listed. The first category groups the major clinical
D. Glomerulocystic kidney diseases
forms of the genetic polycystic kidney diseases and glom-
A. Familial GCKD
Renal hypoplasia and UROM mutation
erulocystic kidney diseases with acquired RCD into a
Associated with HNFB1 mutations polycystic renal disease category (Table 12). Although ge-
B. Hereditary GCKD netic and nongenetic diseases are grouped in this category,
Associated with ADPKD/ARPKD/TSC these entities have in common the initial normal nephron
C. Syndromic nonhereditary GCKD formation complicated by diffuse cystic alterations when
D. Sporadic GCKD fully expressed.
E. Acquired GCKD The diverse entities characterized by the metanephric
II. Congenital anomalies of the kidney and urinary tract dysgenesis and LUT abnormalities of CAKUT are clus-
A. Renal agenesis and dysplasia tered together into the second category that accommo-
Agenesis
dates their occurrence in sporadic, syndromic, and mul-
Sporadic: unilateral or bilateral
Syndromic tiple malformation syndromes, while allowing for combi-
Nonsyndromic, multiple malformation syndromes nations of renal and LUT defects that can affect the same
Renal dysplasias kidney. This grouping accounts for the major possibilities
Sporadic: unilateral or bilateral but does not attempt to list the numerous syndromic en-
Syndromic tities that it includes because of their large number and
Nonsyndromic, multiple malformation syndromes because many syndromes would fall in multiple categories
Hereditary adysplasia of this grouping.
B. Renal hypoplasias The third category includes entities that are predomi-
Simple hypoplasia: unilateral or bilateral
nately interstitial diseases; some of the entities may have
Oligomeganephronic hypoplasia
Reduced nephron generations (‘‘cortical hypoplasia’’)
coexistent cysts with renal tubular dysgenesis, the major
Reduced nephron numbers (premature and low birth exception. The various forms of nephronophthisis and
weight risk of hypertension) medullary cystic diseases are clustered together, but med-
C. Abnormalities in form, position, and number ullary sponge kidney is kept separate in a final miscella-
Rotation anomaly neous category. The fourth major category is cystic renal
Renal ectopias neoplasms and neoplastic cysts. Only intrinsically cystic
Renal fusions renal neoplasms are listed. Their number has expanded
Supernumerary kidney greatly in the past few years. Neoplasms with cystic de-
In combination with A, B, or D generation and necrosis are not included in this grouping
D. Ureteral and urethral abnormalities
because this finding is not only common in renal neo-
Ureteropelvic junction obstruction
Ureteral duplication/bifid ureter plasms but also occurs in nearly every type of renal tumor.
Vesicoureteral reflux The many noncystic diseases that clutter previously men-
Primary megaureter tioned formulations are excluded.
Ureteral ectopia
Posterior urethral valves CONCLUSION
In combination with A, B, or C In the 21st century, the genetic/molecular-based pos-
III. Tubulointerstitial syndromes ⫾cysts tulates in the pathogenesis of the complex RCD/CAKUT
A. Renal tubular dysgenesis family implicate mutated master genes and modifying
Autosomal recessive
genes crucial in renal development and in cell physiology.
Secondary twin-twin transfusion
ACE inhibitor
This insight has minimized the importance of anatomic-
B. Nephronophthisis: types 1–6 based postulates that relate urinary tract obstruction to
C. Medullary cystic diseases: developmental misadventures by placing them within a
Type 1 larger paradigm of sequential intrinsic genetic and molec-
Type 2/familial juvenile hyperuricemic nephropathy ular defects that culminate in the malformed kidney and
D. Bardet-Biedel syndromes, types 1–12 LUT and in progressive lesions developing in normally
IV. Cystic neoplasms and neoplastic cysts formed kidneys. With the burst of information on mole-
A. Cystic nephroma cules that reside in the primary cilium of renal tubules,
B. Cystic partially differentiated nephroblastoma there are now pathogenetic links among morphologically
C. Mixed epithelial and stromal tumor
and genetically distinct entities and among select mixed
D. Multilocular cystic renal cell carcinoma
E. Tubulocystic renal cell carcinoma cystic and neoplastic entities; such exciting associations
F. Von Hippel–Lindau disease would have seemed implausible not too many years ago.
G. Lymphangioma/hygroma renalis These advances may ultimately explain not only the
V. Miscellaneous cysts pathogenesis of most cystic renal diseases, whether con-
A. Simple cortical cysts genital, acquired, or neoplastic, but also may, when fully
Arch Pathol Lab Med—Vol 134, April 2010 Classification of Renal Cystic Diseases and Malformations—Bonsib 565
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